# C_2015110EN.01016501.xml

| 31.3.2015 | EN | Official Journal of the European Union | C 110/165 |
| --- | --- | --- | --- |

31.3.2015

EN

Official Journal of the European Union

C 110/165

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2015

(2015/C 110/34)

REVENUE

REVENUE

| Title
  Chapter | Heading | Financial year 2015 | Financial year 2014 | Financial year 2013 |
| --- | --- | --- | --- | --- |
| 1 |
| CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 14 153 059 | 15 122 387 | 11 859 685,— |
| | Title 1 — Total | 14 153 059 | 15 122 387 | 11 859 685,— |
| 2 |
| CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 9 703 423 | 11 071 823 | 8 227 307,— |
| | Title 2 — Total | 9 703 423 | 11 071 823 | 8 227 307,— |
| 3 |
| FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 9 734 297 | 6 623 000 | 6 226 843,— |
| | Title 3 — Total | 9 734 297 | 6 623 000 | 6 226 843,— |
| 4 |
| CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 402 076 | 429 613 | 352 860,— |
| | Title 4 — Total | 402 076 | 429 613 | 352 860,— |
| 6 |
| ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | — | 20 320 | 0,— |
| | Title 6 — Total | — | 20 320 | 0,— |
| 7 |
| CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 3 120 000 | | |
| | Title 7 — Total | 3 120 000 | | |
| | GRAND TOTAL | 37 112 855 | 33 267 143 | 26 666 695,— |

Title

Chapter

Heading

Financial year 2015

Financial year 2014

Financial year 2013

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

14 153 059

15 122 387

11 859 685,—

Title 1 — Total

Title 1 — Total

14 153 059

14 153 059

15 122 387

15 122 387

11 859 685,—

11 859 685,—

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

9 703 423

11 071 823

8 227 307,—

Title 2 — Total

Title 2 — Total

9 703 423

9 703 423

11 071 823

11 071 823

8 227 307,—

8 227 307,—

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

9 734 297

6 623 000

6 226 843,—

Title 3 — Total

Title 3 — Total

9 734 297

9 734 297

6 623 000

6 623 000

6 226 843,—

6 226 843,—

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

402 076

429 613

352 860,—

Title 4 — Total

Title 4 — Total

402 076

402 076

429 613

429 613

352 860,—

352 860,—

6

6

ADMINISTRATIVE OPERATIONS

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

—

20 320

0,—

Title 6 — Total

Title 6 — Total

—

—

20 320

20 320

0,—

0,—

7

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

3 120 000

Title 7 — Total

Title 7 — Total

3 120 000

3 120 000

GRAND TOTAL

GRAND TOTAL

37 112 855

37 112 855

33 267 143

33 267 143

26 666 695,—

26 666 695,—

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2015 | Appropriations 2014 | Outturn 2013 |
| --- | --- | --- | --- | --- |
| 1 |
| STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 17 919 500 | 15 665 607 | 11 513 042,— |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 180 000 | 303 500 | 271 244,— |
| 1 3 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | p.m. | p.m. | 641 935,— |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 394 000 | 394 894 | 259 151,— |
| 1 6 | TRAINING | 300 000 | 485 300 | 353 383,— |
| 1 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | p.m. | p.m. | 6 281,— |
| | Title 1 — Total | 18 793 500 | 16 849 301 | 13 045 036,— |
| 2 |
| INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 4 895 000 | 4 128 559 | 3 576 159,— |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 1 420 000 | 1 844 165 | 1 523 255,— |
| 2 2 | MOVABLE PROPERTY AND ASSOCIATED COSTS | 60 000 | 162 540 | 142 023,— |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 766 000 | 1 003 096 | 279 195,— |
| 2 4 | POSTAGE AND TELECOMMUNICATIONS | p.m. | p.m. | 224 054,— |
| 2 5 | INFORMATION AND PUBLISHING | p.m. | p.m. | 835 165,— |
| 2 6 | MEETING EXPENSES | p.m. | p.m. | 331 276,— |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 25 000 | 12 008 | 0,— |
| | Title 2 — Total | 7 166 000 | 7 150 368 | 6 911 127,— |
| 3 |
| OPERATING EXPENDITURES |
| 3 1 | COMMON SUPERVISORY CULTURE: TRAINING AND EVENTS | 110 000 | 238 400 | 191 883,— |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 4 600 000 | 5 559 823 | 5 512 603,— |
| 3 3 | SUPERVISION | 590 000 | 128 306 | 237 876,— |
| 3 4 | LEGAL ADVICE | 300 000 | 380 000 | 73 060,— |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 300 000 | 399 200 | 295 111,— |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 1 100 000 | 874 017 | 0,— |
| 3 7 | INFORMATION AND PUBLISHING | 621 854 | 395 350 | 0,— |
| 3 8 | MEETING EXPENSES | 311 500 | 384 500 | 0,— |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 100 000 | 907 878 | 0,— |
| | Title 3 — Total | 8 033 354 | 9 267 474 | 6 310 533,— |
| 4 |
| DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 700 000 | — | 0,— |
| 4 1 | INSTRUMENTS REFERENCE DATA | 2 420 000 | — | 0,— |
| | Title 4 — Total | 3 120 000 | — | 0,— |
| 9 |
| ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | p.m. | p.m. | 0,— |
| | Title 9 — Total | p.m. | p.m. | 0,— |
| | GRAND TOTAL | 37 112 854 | 33 267 143 | 26 266 696,— |

Title

Chapter

Heading

Appropriations 2015

Appropriations 2014

Outturn 2013

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

17 919 500

15 665 607

11 513 042,—

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

180 000

303 500

271 244,—

1 3

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

p.m.

p.m.

641 935,—

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

394 000

394 894

259 151,—

1 6

TRAINING

300 000

485 300

353 383,—

1 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

p.m.

p.m.

6 281,—

Title 1 — Total

Title 1 — Total

18 793 500

18 793 500

16 849 301

16 849 301

13 045 036,—

13 045 036,—

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

4 895 000

4 128 559

3 576 159,—

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

1 420 000

1 844 165

1 523 255,—

2 2

MOVABLE PROPERTY AND ASSOCIATED COSTS

60 000

162 540

142 023,—

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

766 000

1 003 096

279 195,—

2 4

POSTAGE AND TELECOMMUNICATIONS

p.m.

p.m.

224 054,—

2 5

INFORMATION AND PUBLISHING

p.m.

p.m.

835 165,—

2 6

MEETING EXPENSES

p.m.

p.m.

331 276,—

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

25 000

12 008

0,—

Title 2 — Total

Title 2 — Total

7 166 000

7 166 000

7 150 368

7 150 368

6 911 127,—

6 911 127,—

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

COMMON SUPERVISORY CULTURE: TRAINING AND EVENTS

110 000

238 400

191 883,—

3 2

COLLECTION OF INFORMATION: IT PROJECTS

4 600 000

5 559 823

5 512 603,—

3 3

SUPERVISION

590 000

128 306

237 876,—

3 4

LEGAL ADVICE

300 000

380 000

73 060,—

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

300 000

399 200

295 111,—

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

1 100 000

874 017

0,—

3 7

INFORMATION AND PUBLISHING

621 854

395 350

0,—

3 8

MEETING EXPENSES

311 500

384 500

0,—

3 9

SERVICES ON OPERATIONAL MATTERS

100 000

907 878

0,—

Title 3 — Total

Title 3 — Total

8 033 354

8 033 354

9 267 474

9 267 474

6 310 533,—

6 310 533,—

4

4

DELEGATED TASKS

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

700 000

—

0,—

4 1

INSTRUMENTS REFERENCE DATA

2 420 000

—

0,—

Title 4 — Total

Title 4 — Total

3 120 000

3 120 000

—

—

0,—

0,—

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

p.m.

p.m.

0,—

Title 9 — Total

Title 9 — Total

p.m.

p.m.

p.m.

p.m.

0,—

0,—

GRAND TOTAL

GRAND TOTAL

37 112 854

37 112 854

33 267 143

33 267 143

26 266 696,—

26 266 696,—

Establishment plan

Establishment plan

| Function group and grade | 2015 | 2014 | 2013 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | — | — | — | — | — |
| AD 15 | — | 1 | — | 1 | — | 1 |
| AD 14 | — | 1 | — | 1 | — | 1 |
| AD 13 | — | — | — | — | — | — |
| AD 12 | — | 3 | — | 3 | — | 3 |
| AD 11 | — | 5 | — | 5 | — | 5 |
| AD 10 | — | 6 | — | 6 | — | 6 |
| AD 9 | — | 14 | — | 14 | — | 12 |
| AD 8 | — | 27 | — | 27 | — | 24 |
| AD 7 | — | 27 | — | 27 | — | 24 |
| AD 6 | — | 22 | — | 20 | — | 18 |
| AD 5 | — | 16 | — | 14 | — | 12 |
| Total AD | — | 122 | — | 118 | — | 106 |
| AST 11 | — | — | — | — | — | — |
| AST 10 | — | — | — | — | — | — |
| AST 9 | — | 1 | — | 1 | — | 1 |
| AST 8 | — | — | — | — | — | — |
| AST 7 | — | — | — | — | — | — |
| AST 6 | — | 1 | — | 1 | — | 1 |
| AST 5 | — | 2 | — | 2 | — | 2 |
| AST 4 | — | 6 | — | 6 | — | 6 |
| AST 3 | — | 2 | — | 2 | — | 2 |
| AST 2 | — | 3 | — | 3 | — | 3 |
| AST 1 | — | — | — | — | — | — |
| Total AST | — | 15 | — | 15 | — | 15 |
| AST/SC6 | — | — | — | — | — | — |
| AST/SC5 | — | — | — | — | — | — |
| AST/SC4 | — | — | — | — | — | — |
| AST/SC3 | — | — | — | — | — | — |
| AST/SC2 | — | — | — | — | — | — |
| AST/ASC1 | — | — | — | — | — | — |
| Total AST/SC | — | — | — | — | — | — |
| Total | — | 137 | — | 133 | — | 121 |
| Grand Total | 137 | 133 | 121 |

Function group and grade

2015

2014

2013

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

—

—

—

—

—

AD 15

—

1

—

1

—

1

AD 14

—

1

—

1

—

1

AD 13

—

—

—

—

—

—

AD 12

—

3

—

3

—

3

AD 11

—

5

—

5

—

5

AD 10

—

6

—

6

—

6

AD 9

—

14

—

14

—

12

AD 8

—

27

—

27

—

24

AD 7

—

27

—

27

—

24

AD 6

—

22

—

20

—

18

AD 5

—

16

—

14

—

12

Total AD

—

122

—

118

—

106

AST 11

—

—

—

—

—

—

AST 10

—

—

—

—

—

—

AST 9

—

1

—

1

—

1

AST 8

—

—

—

—

—

—

AST 7

—

—

—

—

—

—

AST 6

—

1

—

1

—

1

AST 5

—

2

—

2

—

2

AST 4

—

6

—

6

—

6

AST 3

—

2

—

2

—

2

AST 2

—

3

—

3

—

3

AST 1

—

—

—

—

—

—

Total AST

—

15

—

15

—

15

AST/SC6

—

—

—

—

—

—

AST/SC5

—

—

—

—

—

—

AST/SC4

—

—

—

—

—

—

AST/SC3

—

—

—

—

—

—

AST/SC2

—

—

—

—

—

—

AST/ASC1

—

—

—

—

—

—

Total AST/SC

—

—

—

—

—

—

Total

—

137

—

133

—

121

Grand Total

Grand Total

137

137

133

133

121

121

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2015 |
| --- | --- |
| FG IV | 16 |
| FG III | 23 |
| FG II | 5 |
| FG I | — |
| Total FG | 44 |
| Seconded national experts posts | 21 |
| Total | 65 |

Contract staff posts

2015

FG IV

16

FG III

23

FG II

5

FG I

—

Total FG

44

Seconded national experts posts

21

Total

Total

65

65

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