IN THE SUPREME COURT OF NORTH CAROLINA

No. 113A96-4

Filed 15 December 2023

STATE OF NORTH CAROLINA 

v.

RUSSELL WILLIAM TUCKER

On writ of certiorari pursuant to N.C.G.S. § 7A-32(b) to review an order entered 

24 August 2020 by Judge R. Stuart Albright in Superior Court, Forsyth County, 

denying defendant’s motions for appropriate relief. Heard in the Supreme Court 8 

February 2023. 

Joshua H. Stein, Attorney General, by Danielle Marquis Elder, Senior Deputy 

Attorney General, and Jonathan P. Babb, Special Deputy Attorney General, for 

the State-appellee.

Elizabeth Hambourger, for defendant-appellant. 

 

Ian A. Mance, Quintin D. Byrd, and Irving Joyner for North Carolina 

Association of Black Lawyers and North Carolina State Conference of the 

NAACP, amici curiae.

BERGER, Justice.

Through a series of post-conviction motions, defendant asserts that his 

conviction for first-degree murder and sentence of death should be set aside. 

Defendant argues that despite the trial court’s finding that he failed to establish a 

prima facie case of purposeful discrimination in jury selection, he is nevertheless

entitled to a new trial because newly discovered evidence, consisting of a continuing 
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-2-

legal education handout and a statistical study, supports his claim pursuant to 

Batson v. Kentucky, 476 U.S. 79 (1986). However, defendant failed to raise a Batson

claim or otherwise argue purposeful discrimination on direct appeal from his original 

trial or in previous post-conviction proceedings. Thus, the question before this Court 

is whether review of defendant’s Batson claim is procedurally barred pursuant to 

N.C.G.S. § 15A-1419. For the reasons set forth herein, we conclude that defendant’s 

claim is barred and affirm the judgment of the Superior Court denying defendant’s 

motion for appropriate relief. 

I. Factual and Procedural Background 

It is undisputed that defendant killed K-Mart security guard Travis Williams 

and shot two Winston-Salem police officers on December 8, 1994.1 Defendant was 

indicted for first-degree murder and two counts of assault with a deadly weapon with 

intent to kill inflicting serious injury. A Forsyth County jury found defendant guilty 

of first-degree murder, and defendant was sentenced to death upon the jury’s 

recommendation. The State dismissed the assault charges. 

Forsyth County Assistant District Attorneys Robert Lang and David Spence 

prosecuted the case for the State. During jury selection, which was conducted by Mr. 

Lang, defendant lodged Batson objections to the State’s peremptory strikes against 

1 A more detailed account of the underlying facts of this case can be found in this 

Court’s opinion at State v. Tucker, 347 N.C. 235, 239–40 (1997).
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black prospective jurors Debra Banner, Thomas Smalls, and Wayne Mills. The voir 

dire transcript reveals the following relevant exchanges between these prospective 

jurors, the trial court, and the State. 

A. Voir Dire of Ms. Banner

Following inquiry by the trial court, Ms. Banner stated that she worked at 

Forsyth Medical Center and had not acquired sufficient leave time, which she 

referred to as PTO, to receive compensation when she missed work. Ms. Banner 

worked eight-hour shifts that ended at 11:00 p.m., and “nine o’clock [a.m. wa]s not 

[her] time” because she was not a morning person.2 Ms. Banner further stated that 

she “prefer[red] not to be on [the jury].” The trial court clarified her response:

THE COURT: Prefer not to serve I take it. Do you 

think that situation will prevent you or 

substantially impair you in performing your duties 

as a juror in this?

MS. BANNER: Yes.

THE COURT: Will it prevent you or substantially 

impair you from giving your full attention to this 

case?

MS. BANNER: Yes, sir.

2 The transcript of jury selection reveals that along with Ms. Banner, jurors Wayne 

Robinson and Katherine Shook also worked at Forsyth Medical Center. Similar to Ms. 

Banner, Mr. Robinson expressed concern about missing work to attend court due to a lack of 

paid time off. Mr. Robinson was excused for cause. Ms. Shook was excused using a 

peremptory challenge at the same time as Ms. Banner. 
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THE COURT: The State want to make inquiry of

this juror then?

The State chose not to challenge Ms. Banner for cause and made no further inquiry 

at that time. The Court then resumed its questioning of other prospective jurors. 

The next interaction with Ms. Banner took place during the State’s voir dire 

when Ms. Banner had fallen asleep in the jury box while other prospective jurors 

were being questioned.

[THE STATE]: Come down to you, Ms. Banner. 

Wake up.

MS. BANNER: I told you I didn’t do well early.

[THE STATE]: But you’d be at work now, wouldn’t 

you?

MS. BANNER: Yeah.

Neither the trial court nor defense counsel interjected to suggest Ms. Banner had not 

fallen asleep. 

Thereafter, Ms. Banner acknowledged that she had no personal or moral 

objections to the death penalty, but her work and lack of paid time off would likely 

affect her ability to listen to the evidence and follow the trial court’s instructions. In 

addition, it was revealed in questions directed to all the jurors that Ms. Banner did 

not own the residence in which she lived.

B. Voir Dire of Mr. Smalls

As with Ms. Banner, the transcript indicates that Mr. Smalls “nodded off” and 
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“went to sleep” during jury selection. His responses to the initial questions from the 

trial court were unremarkable, but during questioning by the State, the following 

exchange occurred:

[THE STATE]: It’s vitally important that everybody 

know the State is very concerned about whether 

everybody can consider the death penalty and the 

defendant is concerned about whether everybody 

will automatically impose the death penalty and 

won’t consider the option of life without parole so I’m 

sorry it gets lengthy but it has got to be done.

Mr. Smalls, can you please tell me about your

feelings about the death penalty.

MR. SMALLS: I cannot give an answer to that.

[THE STATE]: Let me ask you do you feel like it’s

a necessary part of the law?

MR. SMALLS: I think it’s a part of the law.

[THE STATE]: Do you think it’s a necessary part

of the law?

MR. SMALLS: I don’t know.

[THE STATE]: Do you have any personal, moral or 

religious or philosophical beliefs against the death 

penalty or capital punishment?

MR. SMALLS: I believe in capital punishment.

[THE STATE]: You do?

MR. SMALLS: Yes.

[THE STATE]: Do you think that under some 
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appropriate circumstances, and the judge will tell 

you what those circumstances are, that the death 

penalty is an appropriate punishment in some 

cases?

MR. SMALLS: I guess so. I don’t know.

[THE STATE]: Do you belong to any churches or any 

organizations that oppose the death penalty?

MR. SMALLS: Yes, I’m a Christian.

[THE STATE]: There is a wide broad views in the 

church. Some churches oppose the death penalty, 

others feel it’s appropriate and have taken a stand. 

Has your church taken a stand against the death 

penalty?

MR. SMALLS: I don’t know. I can’t speak for all of 

my church. I can only speak for myself.

[THE STATE]: Well that’s what is most important. 

Do you feel that if the circumstances were 

appropriate that you could vote to impose the death 

penalty?

MR. SMALLS: I still don’t know.

[THE STATE]: You’d have to wait to hear all the

evidence?

MR. SMALLS: Yes, sir.

[THE STATE]: Let me ask you, Mr. Smalls, if the

State—at the guilt/innocence phase—satisfies its

burden to prove the defendant’s guilt beyond a 

reasonable doubt based on one or both of the theories 

of first degree murder that I’ve talked about—

premeditation and deliberation or felony murder—

could you find the defendant guilty?
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MR. SMALLS: I guess so.

[THE STATE]: If the law—if the State satisfied its 

burden and the judge instructed you and gave you 

the law with regards to the various elements of 

premeditation and deliberation and felony murder 

and the State proved those to you beyond a 

reasonable doubt, would you be able to find the 

defendant guilty?

MR. SMALLS: I guess so.

[THE STATE]: Having made that decision at the 

guilt/innocence if the jury determined unanimously 

that the defendant was guilty of first degree murder 

and we move on to the second stage and you were 

satisfied beyond a reasonable doubt that the death 

penalty was the appropriate punishment after going 

through the detailed instructions the Court will give 

you at that second stage, would you be able to vote 

to impose the death penalty?

MR. SMALLS: I’ll have to wait. I’ll have to wait until 

that time comes.

[THE STATE]: Do you feel—well, let me ask you are 

there some circumstances you feel where the death

penalty is appropriate?

MR. SMALLS: Sometimes. Sometimes I think so.

[THE STATE]: Do you feel like you could be part of 

a jury that comes back and makes a 

recommendation of the death penalty to the Court in 

this case?

MR. SMALLS: I guess so.

[THE STATE]: When you say you guess so, does that
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mean—

MR. SMALLS: —If I have to.

[THE STATE]: If you have to?

MR. SMALLS: Yes. If there is no way out.

[THE STATE]: If there is no way out?

MR. SMALLS: Yes.

C. Voir Dire of Mr. Mills

When Mr. Mills was seated as a prospective alternate juror, the trial court 

questioned him on whether he had heard or seen anything about the case in the 

newspaper or from another source. Although Mr. Mills had not read about the case 

in the newspaper, he stated that he had “heard about it . . . [in] talk around the 

street.” When the trial court asked Mr. Mills whether he had formed or expressed an 

opinion on the guilt or innocence of defendant based on what he heard, Mr. Mills 

responded that he “didn’t comment on it.” When asked to clarify what he meant, Mr. 

Mills responded, “I didn’t comment on it. When I heard it, I didn’t comment on it.” 

The trial court moved on to questions about the death penalty and life without parole 

and asked if Mr. Mills had any reservations about the death penalty, and Mr. Mills 

responded that he was not against it. 

Mr. Mills responded to several of the State’s questions with “yes” and “no” 

answers with no elaboration. Mr. Mills was specifically asked if he had been 
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Opinion of the Court

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convicted of any criminal offense other than traffic offenses, and he replied, “No.” 

Contrary to Mr. Mills’ representation, the State had discovered in its pretrial 

research that he had been convicted of solicitation of prostitution.

D. Defendant’s Objections

The State struck each of these prospective jurors using peremptory challenges, 

and defendant objected to each strike pursuant to Batson.

In attempting to establish a prima facie case of racial discrimination, 

defendant contended that Ms. Banner showed unwavering support for the death 

penalty, noting that “right down the line Ms. Banner answered yes, yes, yes, yes just 

like everybody else on that jury and even more so.” Defendant argued that other 

jurors passed by the State were not as strong on the death penalty as Ms. Banner,

because their responses only suggested that they “could consider” the death penalty 

or that “it was appropriate in some cases.” Defendant further contended that even 

though Ms. Banner raised the issue of her lack of paid time off, in the end, Ms. Banner 

“was very clear that [she] understood her duty [as a juror] overrode [her work 

responsibilities].” Moreover, defendant argued that Ms. Banner “very candidly said 

she wouldn’t hold [issues concerning her work schedule] against either party and she

could be fair to both sides.” Defendant stated that “no race[-]neutral reason” justified 

the use of the peremptory challenge against Ms. Banner.

Concerning Mr. Smalls, defendant contended even though Mr. Smalls “was a 
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little more hesitant” on the death penalty questions than Ms. Banner, Mr. Smalls 

conveyed that he believed in capital punishment if it was appropriate under the 

circumstances. Defendant stated that there was “no race[-]neutral basis” for the 

State’s peremptory strike on Mr. Smalls. 

Before ruling on defendant’s Batson objections to the State’s peremptory 

strikes of Ms. Banner and Mr. Smalls, the State and defendant stipulated that 

defendant and the victim, Mr. Williams, were both black. The parties also stipulated 

that of the two officers involved in the case, one was black and the other was white. 

The trial court further noted, and both defendant and the State agreed, that race was 

not an issue in the case.

The trial court determined that defendant had not established a prima facie 

case of purposeful discrimination. However, the trial court stated that it would “give 

the State the opportunity . . . to address the issue of whether or not the challenge . . . 

has been done on a race[-]neutral basis” in order to make a record for appeal. The 

State indicated that it would respond with its race-neutral explanations if ordered to 

by the trial court because such an order would not waive defendant’s burden of 

establishing a prima facie case. The trial court stated that “I think this Court’s ruling 

is correct. I don’t think there is a prima facie case,” but nonetheless asked the State 

to articulate its race-neutral reasons. 

As to the peremptory strike for Ms. Banner, the State noted that Ms. Banner 
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was sleeping during jury selection, which “fit in” with her prior comment that she 

“doesn’t do well in the morning hours” due to her work schedule. The State also 

explained that Ms. Banner had stated that she preferred not to serve, that she had 

concerns about paid time off, and that her work schedule would make it difficult to 

work most of the night and then have to be in court. The State explained that because 

the case involved “a lot of important evidence, . . . we need a juror who is awake and 

aware and not worried about work.” 

In addition, the State considered Ms. Banner’s work as a nurse problematic for 

her jury service because, in the State’s opinion, “those who save lives are often 

hesitant to make a recommendation for death.” The State also expressed concern 

that Ms. Banner showed a “lack of stake in the community,” pointing to the fact that 

she was not a homeowner and was not registered to vote.

Regarding Mr. Smalls, the State explained that he “nodded off and went to 

sleep one time [and the State] saw him startle and wake up during the selection of 

the other jurors.” This statement was not disputed by defendant or the trial court.3 

3 Our dissenting colleague’s reliance on Snyder v. Louisiana, 552 U.S. 472 (2008) is 

misplaced for two reasons. First, contrary to our colleague’s indication that deference is only

warranted when a trial court makes findings regarding a juror’s demeanor, Snyder states

more broadly that “deference is especially appropriate where a trial judge has made a finding 

that an attorney credibly relied on demeanor in exercising a strike.” Id. at 479 (emphasis 

added). Second, unlike in Snyder, and as discussed in more detail herein, step one of Batson 

is not moot in this case. See State v. Snyder, 750 So.2d 832, 841 (La. 1999) (noting that the 

State offered race-neutral reasons before the trial court made a “finding as to whether 
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The State expressed concern regarding Mr. Smalls’ body language and asserted that 

his responses were inappropriate because they were “middle of the road responses,” 

and as a result, the State “didn’t feel he was very strong on the death penalty.”

Specifically, the State recounted that Mr. Smalls said he did not know what he felt 

about the death penalty, then “put his head down and began talking to the floor,” and 

“did not ever make eye contact” with prosecutors during the death penalty questions. 

Further, the State noted that Mr. Smalls “was often looking up” and was “mumbling 

and talking to himself.” The State explained that Mr. Smalls’ statement that he could 

consider the death penalty “if he had to” was inappropriate.

After the State’s proffered reasons for exercising peremptory challenges for 

both Mr. Smalls and Ms. Banner, the trial court announced its finding that there 

were thirty-nine prospective jurors in the entire jury venire and that seven were 

black. Of the four black jurors that had been called by the clerk as potential jurors 

defendant had made a prima facie showing of purposeful racial discrimination.”). However, 

even though the trial court was not required to make findings regarding pretext because step

one was not moot, the trial court stated that “the district attorney observed that [Mr. Smalls] 

nodded off to sleep at one time . . . .” Defendant did not object or otherwise argue to the 

contrary.

We also note that, despite the trial court’s statement, our colleague implies that the 

prosecutor’s observation that Mr. Smalls “nodded off” was untruthful. The fact that a juror 

“nodded off” seems highly relevant to his or her ability to serve, regardless of skin color. But 

according to our colleague, “it is more likely that [the prosecutor]’s choice of words evince [the 

prosecutor]’s reliance on the [CLE handout] by echoing the handout’s language of ‘obvious 

boredom [which] may show anti-prosecution tendencies.’ ” It is a remarkable feat indeed to 

extract this reading from the record as it exists in this case. 
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for the trial, two were excused using peremptory challenges and two were excused for 

cause.4 Of the four peremptory strikes exercised by the State at that time, two were 

for white prospective jurors and two were for black prospective jurors. At the time 

the peremptory challenges were made, eleven jurors had been seated—nine were 

white and two were black. 

The trial court found that “the questions and statements of the prosecuting 

attorney during jury selection do not tend to support an inference of discrimination,” 

and that “each juror was examined substantially in the same format.” The trial court 

found that there had not been “a repeated use of peremptory challenges” against 

black jurors such that a pattern of strikes against black jurors had arisen. Finally, 

the trial court found that there had “not been a disproportionate number of 

peremptory challenges” exercised to strike black jurors. 

As such, the trial court found that “defendant ha[d] failed to raise an inference 

that the prosecuting attorney ha[d] . . . used the peremptory challenges to exclude 

[individuals] from the jury on account of race.” The trial court did not characterize 

4 The trial court detailed on the record that two prospective black jurors, Mr. Leroy 

Robinson and Ms. Dorothy Nash, were excused for cause. Ms. Nash was removed for cause 

after she expressed unwavering opposition to the death penalty, and Mr. Robinson stated

that he had prior knowledge of the case from media reports and had formed an opinion as to

defendant’s guilt or innocence. For clarity, we note that there are two jurors with the last 

name Robinson in the transcript: Wayne Robinson and Leroy Robinson; Mr. Leroy Robinson 

was identified as a black juror in the trial court’s Batson findings.
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its findings as a full Batson hearing, and defendant did not raise the issue of pretext, 

nor was it ever discussed by the trial court.

As to Mr. Mills, the prospective alternate juror, defendant argued that Mr. 

Mills was the eighth black potential juror to enter the juror box and that there 

appeared to be no race-neutral reason to strike Mr. Mills. Defendant explained that 

Mr. Mills believed in the death penalty and stated that he could follow the law. 

Defendant also noted that the jury was all white. 

The trial court concluded again that race was not an issue in this case and that 

“the demeanor of the questions and statements of the prosecuting attorney during 

jury selection did not tend to support an inference of discrimination in the use of [the] 

peremptory challenge.” The trial court also found that the format for questions was 

“typically the same for each juror without regard to race” and that “there ha[d] not 

been a disproportionate number of peremptory challenges to strike black jurors in 

this case.” 

The trial court made additional findings that of the thirty-nine jurors initially 

called on 6 February 1996, seven were black. Of the seven black jurors, three were 

excused for cause and four were excused by the State’s peremptory challenges. Of 

the forty-eight jurors called on 8 February 1996, eight were black, and one black juror 

was excused by consent for pretrial knowledge and contact.

At close of court on 12 February 1996, no additional black jurors had been 
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Opinion of the Court

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called and twelve jurors had been seated for the trial. At that point, the State had 

exercised eleven peremptory challenges against prospective jurors—four were used 

against black jurors and seven were used against white jurors. 

The trial court also addressed strikes used against prospective alternate 

jurors. The first alternate prospective juror called was white and was excused for 

cause. Mr. Mills was the second alternate prospective juror called. The trial court 

determined that defendant had not established a prima facie case of discrimination 

in striking Mr. Mills, but again requested that the State provide its reasons for the 

challenge.

The State, pursuant to the trial court’s request, explained that Mr. Mills had 

been untruthful about his criminal record. Even though the State had accepted other 

jurors with criminal convictions, the concern with Mr. Mills was “his failure to 

acknowledge the criminal court convictions” and “the untruthful answers given.” In 

addition, Mr. Mills hesitated on the death penalty questions; gave answers which 

were mostly “monosyllabic;” appeared to be “smiling inappropriately on a number of 

occasions;” and seemed confused during questioning. 

After the State provided its race-neutral reasons, the trial court reiterated that 

defendant had failed to establish a prima facie case of discrimination. With each of 

the three prospective jurors at issue, the trial court never characterized the 

proceeding as a full Batson hearing, nor was pretext argued or ruled upon.
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E. Trial and Post Conviction Proceedings

A Forsyth County jury convicted defendant of first-degree murder based on a 

theory of premeditation and deliberation and under the felony murder rule. Tucker, 

347 N.C. at 239. Upon completion of the sentencing phase, the jury recommended 

that defendant be sentenced to death. Id. at 239. Consistent with that 

recommendation, the trial court sentenced defendant to death. Id. at 239. 

Defendant appealed, and this Court determined that “defendant received a fair 

trial and capital sentencing proceeding, free from prejudicial error.” Id. at 247.

5 

Defendant did not raise a Batson issue on direct appeal.

In addition, defendant did not raise a Batson issue in his initial motion for 

appropriate relief (MAR) or subsequent amendments thereto. Defendant filed an

MAR on October 6, 1998, and filed an amendment to that MAR on January 13, 2000. 

Defendant’s motions were denied on May 11, 2000. Later, defendant received newly 

appointed counsel who filed an MAR in 2001 styled as a Second Amended Motion for 

Appropriate Relief. After evidentiary hearings in 2004 and 2006, defendant’s MAR 

was denied and this Court denied certiorari in State v. Tucker, 361 N.C. 575 (2007)

(mem.).

In 2010, defendant filed an MAR in Forsyth County Superior Court pursuant 

5 The Supreme Court of the United States denied certiorari in Tucker v. North 

Carolina, 523 U.S. 1061 (1998) (mem.).
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to the Racial Justice Act (RJA). In 2008, defendant filed a petition for writ of habeas 

corpus in federal district court, and defendant amended this petition in 2016 and 

2017. The federal court held defendant’s federal habeas corpus proceedings in 

abeyance in 2010 while defendant’s RJA claims were resolved.

In 2017, defendant filed another MAR and a second amendment to his RJA 

MAR. The State filed an answer in 2018, defendant replied in 2018, and defendant 

filed an amendment to his MAR in 2019. Then, in 2020, defendant, for the second 

time, amended his MAR.

In his 2017, 2019, and 2020 MARs, which are presently before the Court, 

defendant for the first time raised the Batson issue under a theory of newly discovered 

evidence. The alleged newly discovered evidence which provides the basis for 

defendant’s most recent post-conviction filings are a continuing legal education (CLE) 

handout and a statistical study on jury selection in North Carolina assembled by law

professors from Michigan State University, along with a corresponding affidavit 

submitted by the authors of the study. Defendant asked the MAR court to vacate his 

conviction and death sentence and order a new trial, asserting that newly discovered 

evidence allows him to overcome any procedural bar found in N.C.G.S. § 15A-1419. 

Defendant further asserted that his claims were not barred under this Court’s 

decision in State v. Burke, 374 N.C. 617 (2020). 

The CLE handout is a one-page handout entitled “BATSON Justifications: 
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Articulating Juror Negatives.” The CLE handout lists ten legally acceptable 

justifications for the use of peremptory challenges: (1) inappropriate dress; (2) 

physical appearance; (3) age; (4) attitude; (5) body language; (6) rehabilitated jurors 

or those who vacillate in answering the State’s questions; (7) inappropriate, nonresponsive, evasive, or monosyllabic responses; (8) communication difficulties, be it 

language barriers or difficulty understanding questions and the process; (9) 

unrevealed criminal history; and (10) any other signs of defiance, sympathy with the 

defendant, or antagonism to the State.

The statistical study was conducted by Catherine Grosso and Barbara O’Brien, 

two law professors at Michigan State University College of Law. See Catherine M. 

Grosso & Barbara O’Brien, A Stubborn Legacy: The Overwhelming Importance of 

Race in Jury Selection in 173 Post-Batson North Carolina Capital Trials, 97 Iowa L. 

Rev. 1531 (2012) [hereinafter Grosso & O’Brien, A Stubborn Legacy]. The professors 

reviewed data concerning jury selection in North Carolina capital cases between 1990 

and 2010. Pursuant to an affidavit from the professors proffered at the hearing on 

defendant’s motion for appropriate relief, the study took less than one year to create 

as they “began data collection for the study in the fall of 2009 and completed it in the 

spring of 2010.”6

6 Defendant also asserted that a similar study on juror data constituted newly 

discovered evidence. See Ronald F. Wright, et al., The Jury Sunshine Project: Jury Selection 
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Defendant advances two primary arguments in his most recent MAR and 

amendments. First, defendant contends that not only was the CLE handout newly 

discovered evidence, but that Mr. Lang used language from the handout as his raceneutral justification for striking Ms. Banner, Mr. Smalls, and Mr. Mills. Second, 

defendant argued that the MSU study and the authoring professors’ affidavit

established a pattern of race-based strikes by both prosecutors in this case. 

Defendant asserts that the purported history of discrimination in Forsyth County, 

allegedly established not by court rulings but by statistical evidence, shows a pattern 

of discrimination which must be present in this case also.

On 24 August 2020, the MAR court entered an order denying defendant’s 

MARs. That order is the subject of our review here. The MAR court expressly stated 

the scope of the order was limited to the 2017 MAR, 2019 MAR, and 2020 MAR filed 

by defendant “based on alleged newly discovered evidence.” The RJA MARs were 

assigned to a separate judge and were not considered by the MAR court.

The MAR court’s comprehensive order makes several pertinent findings of fact 

before ultimately denying defendant’s claims because defendant “failed to show good 

cause, actual prejudice, or a fundamental miscarriage of justice” sufficient to 

overcome the procedural bar of N.C.G.S. § 15A-1419. Specifically, the MAR court 

as a Political Issue, 2018 Ill. L. Rev. 1407 (2018). Our “good cause” analysis of the MSU study 

under N.C.G.S. § 15A-1419(c) applies equally to this study. 
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found that defendant failed to raise a Batson issue on direct appeal despite the fact 

that “the trial court identified the Batson issue as a possible issue on appeal and said 

so in the presence of the parties.”

7

In addition and contrary to defendant’s argument, the MAR court held that 

State v. Burke cannot be read to prevent operation of the procedural bar in this case 

because Burke applied specifically to RJA MARs and “all of [d]efendant’s RJA MARs 

are still pending and are beyond the scope of this [o]rder.”

Defendant petitioned this Court for a writ of certiorari to review the order of 

the MAR court. This Court allowed reviewed pursuant to N.C.G.S. § 7A-32(b) on 

three issues: (1) whether the CLE handout and the MSU study constitute newly 

discovered evidence of purposeful discrimination in jury selection under Batson v. 

Kentucky, (2) whether defendant was in an adequate position to raise his Batson

claim before he had access to the CLE handout and the MSU study, and (3) whether 

this Court’s decision in State v. Burke forecloses acceptance of the State’s procedural 

bar argument.

II. Standard of Review

This Court reviews a lower court’s order on motions for appropriate relief to 

determine “whether the findings of fact are supported by evidence, whether the 

7 Defendant conceded that his counsel was not ineffective for failing to raise the Batson

issue on direct appeal or in his initial post-conviction filings. 
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findings of fact support the conclusions of law, and whether the conclusions of law 

support the order entered by the trial court.” State v. Frogge, 359 N.C. 228, 240 (2005) 

(quoting State v. Stevens, 305 N.C. 712, 720 (1982)). We review issues of law de novo. 

State v. Biber, 365 N.C. 162, 168 (2011). 

III. Analysis

A. Procedural Bar

Section 15A-1419 of the North Carolina General Statutes provides a 

mandatory procedural bar for issues a party seeks to litigate in post-conviction 

proceedings. The procedural bar applies when any of the following circumstances are 

present: 

(1) Upon a previous motion made pursuant to this Article, 

the defendant was in a position to adequately raise the 

ground or issue underlying the present motion but did not 

do so. . . .

(2) The ground or issue underlying the motion was 

previously determined on the merits upon an appeal from 

the judgment or upon a previous motion or proceeding in 

the courts of this State or a federal court, unless since the 

time of such previous determination there has been a 

retroactively effective change in the law controlling such 

issue.

(3) Upon a previous appeal the defendant was in a position 

to adequately raise the ground or issue underlying the 

present motion but did not do so.

(4) The defendant failed to file a timely motion for 

appropriate relief as required by G.S. 15A-1415(a).
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Opinion of the Court

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N.C.G.S. § 15A-1419(a) (2021). If any of these circumstances are present, “the court 

shall deny the motion . . . unless the defendant can demonstrate” that an exception 

applies. N.C.G.S. § 15A-1419(b) (2021); see also State v. Murrell, 362 N.C. 375, 402

(2008). 

An exception to the procedural bar applies only if the defendant can 

demonstrate: (1) “[g]ood cause for excusing the ground for denial listed in subsection 

(a) of this section and . . . actual prejudice resulting from the defendant’s claim,” or 

(2) “[t]hat failure to consider the defendant’s claim will result in a fundamental 

miscarriage of justice.” N.C.G.S. § 15A-1419(b). 

“[G]ood cause” exists under this section only if the defendant demonstrates “by 

a preponderance of the evidence that his failure to raise the claim or file a timely 

motion” was:

(1) The result of State action in violation of the 

United States Constitution or the North Carolina 

Constitution including ineffective assistance of 

trial or appellate counsel;

(2) The result of the recognition of a new federal or 

State right which is retroactively applicable; or

(3) Based on a factual predicate that could not have 

been discovered through the exercise of 

reasonable diligence in time to present the claim 

on a previous State or federal postconviction 

review.

N.C.G.S. § 15A-1419(c) (2021). 
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Opinion of the Court

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“[A]ctual prejudice,” within the meaning of subsection (b), exists only “if the 

defendant establishes by a preponderance of the evidence that an error during the 

trial or sentencing” raises a “reasonable probability, viewing the record as a whole, 

that a different result would have occurred but for the error.” N.C.G.S. § 15A-1419(d)

(2021). 

“[A] fundamental miscarriage of justice,” occurs only where:

(1) The defendant establishes that more likely than not, 

but for the error, no reasonable fact finder would have 

found the defendant guilty of the underlying offense; or

(2) The defendant establishes by clear and convincing 

evidence that, but for the error, no reasonable fact 

finder would have found the defendant eligible for the 

death penalty. 

N.C.G.S. § 15A-1419(e) (2021). 

The post-conviction procedure set forth above serves a critical role in our 

criminal justice system. Not only does it provide for review and potential relief to 

defendants convicted of crime, but the process also promotes finality. See N.C.G.S. § 

15A-1415, Official Commentary (2021) (“[A]dditional finality has been added in G.S. 

15A-1419 by making it clear that there is but one chance to raise available matters 

after the case is over, and if there has been a previous assertion of the error, or 

opportunity to assert the error, by motion or appeal, a later motion may be denied on 

that basis.”); see also N.C.G.S. § 15A-1419, Official Commentary (2021) (“[O]nce . . . 

there has been opportunity to litigate a matter, there will not be a right to seek relief 
STATE V. TUCKER

Opinion of the Court

-24-

by additional motions at a later date. . . . [I]f there has been an opportunity to have 

the matter considered on a previous motion for appropriate relief or appeal the court 

may deny the motion for appropriate relief.”).

It is imperative, not only for the parties, but also for federal habeas review, 

that we strictly and regularly follow our post-conviction procedural requirements. 

See Johnson v. Mississippi, 486 U.S. 578, 587 (1988); see also Cnty. Ct. of Ulster Cnty., 

N.Y. v. Allen, 442 U.S. 140, 148 (1979) (determining whether an independent and 

adequate state procedural ground was utilized by the state court which would bar the 

federal courts from addressing the issue on habeas corpus); Barr v. City of Columbia, 

378 U.S. 146, 149 (1964) (“We have often pointed out that state procedural 

requirements which are not strictly or regularly followed cannot deprive us of the 

right to review.”). 

1. Batson 

We first address defendant’s argument that the procedural bar of subsection 

15A-1419(a) does not apply to his Batson claim because at the time of his direct appeal 

and initial MAR proceedings, he did not have access to the CLE handout or the MSU 

study and was therefore not “in a position to adequately raise the . . . issue.” N.C.G.S. 

§ 15A-1419(a). To do so, we begin with the essential tenets of Batson and the MAR 

court’s application of those tenets to defendant’s claim. 

The “Constitution forbids striking even a single prospective juror for a 
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Opinion of the Court

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discriminatory purpose.” Snyder v. Louisiana, 552 U.S. 472, 478

(2008) (quoting United States v. Vasquez–Lopez, 22 F.3d 900, 902 (9th Cir. 1994)). 

“Purposeful racial discrimination in selection of the venire violates a defendant’s 

right to equal protection because it denies him the protection that a trial by jury is 

intended to secure.” Batson v. Kentucky, 476 U.S. 79, 86 (1986).

The North Carolina Constitution states that “[n]o person shall be excluded 

from jury service on account of sex, race, color, religion, or national origin.” N.C. 

Const. art. I, § 26. Thus, the North Carolina Constitution specifically “bars racebased peremptory challenges.” State v. Nicholson, 355 N.C. 1, 21 (2002) (citing State 

v. Fletcher, 348 N.C. 292, 312 (1998), cert. denied, 525 U.S. 1180 (1999)). “[O]ur courts 

have adopted the Batson test for reviewing the validity of peremptory challenges 

under the North Carolina Constitution.” State v. Campbell, 384 N.C. 126, 133 (2023) 

(quoting Nicholson, 355 N.C. at 21). 

“When a defendant raises a Batson objection, the trial court must engage in a 

three-step inquiry to evaluate the merits of the objection.” Id. First, a defendant

must “establish a prima facie case that the peremptory challenge was exercised on 

the basis of race.” State v. Cummings, 346 N.C. 291, 307–08 (1997). “A defendant 

meets his or her burden at step one ‘by showing that the totality of the relevant facts 

gives rise to [an] inference of discriminatory purpose.’ ” Campbell, 384 N.C. at 134

(quoting Batson, 476 U.S. at 94). A “prosecutor’s questions and statements during 
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Opinion of the Court

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voir dire examination and in exercising his challenges may support or refute an 

inference of discriminatory purpose.” Batson, 476 U.S. at 97.

“Where the trial court rules that a defendant has failed to make a prima facie 

showing [at step one], our review is limited to whether the trial court erred in finding 

that the defendant failed to make a prima facie showing, even if the State offers 

reasons for its exercise of the peremptory challenges.” State v. Locklear, 349 N.C. 

118, 137 (1998) (first citing State v. Hoffman, 348 N.C. 548, 554 (1998); and then 

citing State v. Williams, 343 N.C. 345, 359 (1996), cert. denied, 519 U.S. 1061 (1997)). 

“[W]e do not consider at step one the State’s post facto reply to the trial court’s request 

for a step two response.” Campbell, 384 N.C. at 136. Further, “[w]here ‘the trial court 

clearly rule[s] there ha[s] been no prima facie showing’ . . . this Court does ‘not 

consider whether the State offered proper, race-neutral reasons for its peremptory 

challenge.’ ” Id. (quoting State v. Hoffman, 348 N.C. 548, 552 (1998)). Thus, a Batson

inquiry concludes “when the trial court . . . determine[s] that defendant failed to make 

a prima facie showing.” Id.

Although a step one showing by defendant may be mooted “when the trial court 

does not explicitly rule on whether the defendant made a prima facie case, and . . .

the State [voluntarily] proceeds to the second prong of Batson by articulating its 

explanation for the challenge,” State v. Golphin, 352 N.C. 364, 426 (2000), our 

precedent is clear that a prima facie showing by defendant is an important step in a 
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Opinion of the Court

-27-

Batson analysis. Thus, step one will not be rendered moot, and will therefore remain

subject to review, when the trial court determines that the “defendant failed to make 

a prima facie showing before the prosecutor articulated his reasons for the peremptory 

challenges.” State v. Hoffman, 348 N.C. 548, 551–52 (1998) (quoting State v. 

Williams, 343 N.C. 345, 359 (1996), cert. denied, 519 U.S. 1061 (1997)). In fact, we 

have expressly stated that it is error for a trial court to require a step two explanation 

in the absence of a prima facie showing by defendant. See Campbell, 384 N.C. at 136 

(“Whatever the reason, the Batson inquiry should have concluded when the trial court 

first determined that defendant failed to make a prima facie showing.”). 

Only when the trial court determines that a defendant successfully established

prima facie showing will the Batson inquiry proceeds to the second step. Id. at 134. 

There, “the burden shifts to the prosecutor to articulate a race-neutral explanation 

for striking the jurors in question.” Hernandez v. New York, 500 U.S. 352, 358–59

(1991) (citing Batson, 476 U.S. at 97–98). “Batson’s requirement of a race-neutral 

explanation means an explanation other than race.” Id. at 374 (O’Connor, J., 

concurring). “[E]ven if the State produces only a frivolous or utterly nonsensical 

justification for its strike, the case does not end—it merely proceeds to step 

three.” Johnson v. California, 545 U.S. 162, 171 (2005).

In the third and final step of the Batson inquiry, “the trial court must 

determine whether the defendant has carried his burden of proving purposeful 
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Opinion of the Court

-28-

discrimination.” Hernandez, 500 U.S. at 359 (citing Batson, 476 U.S. at 98). “No 

matter how closely tied or significantly correlated to race the explanation for a 

peremptory strike may be, the strike does not implicate the Equal Protection Clause 

unless it is based on race.” Id. at 375 (O’Connor, J., concurring) (emphasis added). At 

this step, the trial court must “determine whether the prosecutor’s stated reasons 

were the actual reasons or instead were a pretext for discrimination.” Flowers v. 

Mississippi, 139 S. Ct. 2228, 2241 (2019). “The ultimate inquiry is whether the State 

was motivated in substantial part by discriminatory intent.” Id. at 2244 (cleaned 

up).

“[T]he job of enforcing Batson rests first and foremost with trial judges.” Id. at

2243. Thus, “when a trial court rules that a defendant has failed to demonstrate a 

prima facie case of discrimination, ‘[t]he trial court’s ruling is accorded deference on 

review and will not be disturbed unless it is clearly erroneous.’ ” Campbell, 384 N.C. 

at 131–32 (alteration in original) (quoting State v. Augustine, 359 N.C. 709, 715

(2005)); see also State v. Hobbs, 374 N.C. 345, 349 (2020); Snyder v. Louisiana, 552 

U.S. 472, 477 (2008); Hernandez, 500 U.S. at 364. “The ability of the trial judge to 

observe firsthand the reactions, hesitations, emotions, candor, and honesty of the 

lawyers and veniremen during voir dire questioning is crucial to the ultimate 

determination” of whether a prosecutor is acting with discriminatory purpose. State 

v. Smith, 328 N.C. 99, 127 (1991). 
STATE V. TUCKER

Opinion of the Court

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“Trial judges, experienced in supervising voir dire, will be able to decide if the 

circumstances concerning the prosecutor’s use of peremptory challenges creates a 

prima facie case of discrimination against black jurors.” Campbell, 384 N.C. at 131

(quoting Batson, 476 U.S. at 97). Just as judges may consider questions and 

statements of prosecutors when determining whether a prima facie case has been 

established by defendant at step one, judges may also consider plainly observable 

prospective juror conduct—such as falling asleep—which would justify the use of a 

peremptory strike. The law does not require that trial judges disregard evidence of 

such conduct in considering whether a prima facie case of discrimination has been 

established. “An appellate court is not required to, and should not, assume error by 

the trial judge when none appears on the record before the appellate court.” Id. at 

138 (quoting State v. Alston, 307 N.C. 321, 341 (1983)). 

2. MAR Court Order

a. Mootness

The MAR court reviewed defendant’s Batson argument in a thorough thirtysix-page order, making extensive findings of fact and conclusions of law. In 

accordance with our precedent, the MAR court first determined that because the trial 

court ruled that defendant failed to establish a prima facie case of purposeful 

discrimination prior to the trial court’s request that the State articulate its raceneutral reasoning for striking Ms. Banner, Mr. Smalls, and Mr. Mills, step one of 
STATE V. TUCKER

Opinion of the Court

-30-

Batson was not moot. Relying on Locklear, the MAR court properly limited its review 

to step one. The MAR court further found that the hearing in the trial court was not 

a “full hearing” on defendant’s Batson claim because pretext in the third step was 

never discussed by defendant at trial, nor did the trial court rule on any third-step 

issue of pretext.

In contrast with the finding of the MAR court, defendant argues, and the State 

concedes, that step one of the Batson inquiry is moot, citing this Court’s decision in 

Hobbs, 374 N.C. at 354. However, that understanding between the parties is 

immaterial as a stipulation to an issue of law is not binding upon the Court. See 

Quick v. United Benefit Life Ins. Co., 287 N.C. 47, 56 (1975) (“[T]heir misapprehension 

is immaterial for the stipulation was one of law and therefore not binding upon the 

court.”); Moore v. State, 200 N.C. 300, 301 (1931) (“[W]hile the parties to an action or 

proceeding may admit or agree upon facts[,] they cannot make admissions of law 

which will be binding upon the courts.”); see also Rawlings v. Neal, 122 N.C. 173

(1898); Binford v. Alston, 15 N.C. (4 Dev.) 351, 354 (1833). Thus, parties may not by 

agreement bind or otherwise compel this Court to adhere to an application of the law

that is inconsistent with an interpretation articulated by this Court. After all, “[i]t is 

emphatically the province and duty of the judicial department to say what the law 

is.” Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803).

The present case is readily distinguishable from those in which this Court has 
STATE V. TUCKER

Opinion of the Court

-31-

found step one of the Batson inquiry moot. In Hobbs, this Court relied on our decision 

in State v. Robinson, 330 N.C. 1, 17 (1991), where we held that it was “unnecessary 

to address the trial court’s conclusion that defendant failed to make a prima facie 

case of discrimination because . . . the State voluntarily proffered explanations for 

each peremptory challenge.” (Emphasis added.) Further, Hobbs expressly required 

us to review what had been characterized as “a full hearing on the defendant’s Batson

claim.” 374 N.C. at 348. That is not the situation here. 

Here, the Batson inquiry included a clear ruling that defendant had failed to 

establish a prima facie case of purposeful discrimination at step one. Unlike 

Robinson, the State did not thereafter “voluntarily” proceed to step two. Instead, the

State was directed by the trial court to proffer its race-neutral reasons for striking 

the jurors to bolster the appellate record in the event that an appellate court 

overruled the trial court’s step one determination. Moreover, the inquiry never 

proceeded to step three, and the trial court never characterized the inquiry as a “full 

hearing.” Accordingly, this case is readily distinguishable from both Hobbs and 

Robinson.

We note that defendant relies on a 2020 report by the North Carolina Task 

Force for Racial Equity in Criminal Justice to argue that this Court should radically 

alter our Batson jurisprudence. The task force, chaired at the time of the report by 

Attorney General Joshua Stein and a member of this Court, Justice Earls, 
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Opinion of the Court

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recommended that this Court enact several “administrative” rule changes, including 

elimination of the requirement for a prima facie showing in Batson altogether, 

“disallowing strikes where race could be a factor, reconsidering commonly accepted 

‘race[-]neutral’ justifications for strikes, and disallowing demeanor-based strikes.”8 

N.C. Task Force for Racial Equity in Criminal Justice, Report 2020, at 102 (2020), 

available at https://ncdoj.gov/wpcontent/uploads/2021/02/TRECReportFinal_02262021.pdf.

As is most relevant here, the task force’s recommendation to abolish a 

defendant’s burden at step one of Batson states openly what a member of that task 

force has thus far implied vis-à-vis an analytical framework that would see most step 

one determinations rendered moot on appeal. See Campbell, 384 N.C. at 139–43 

(Earls, J., dissenting). We once again reject the notion that a trial court’s clear 

determination that no prima facie case has been made should be swept aside on 

appellate review merely due to a trial court judge’s erroneous attempt to preserve 

8 This Court does not question that racial discrimination has been and, in portions of 

society, continues to be a pervasive evil that deprives citizens of every race of their 

constitutional right to equal protection of the laws. Interestingly, however, the task force’s 

recommendations would effectively eliminate the ability to peremptorily challenge any juror

because an argument could be made that any challenge would qualify as a strike “where race 

could be a factor” – even when a juror falls asleep during jury selection. We reaffirm that, 

subject only to the commands of the Equal Protection Clauses of the United States 

Constitution and the North Carolina Constitution, “peremptory strikes . . . may be used to 

remove any potential juror for any reason—no questions asked.” Flowers, 139 S. Ct. at 2238. 
STATE V. TUCKER

Opinion of the Court

-33-

judicial resources by bolstering the appellate record. 

When, as here, the trial court determines that a defendant has “failed to make 

a prima facie showing” of purposeful discrimination on the basis of race, the Batson

inquiry concludes. Campbell, 384 N.C. at 135–36. For each of the potential jurors at 

issue here, the trial court clearly ruled that no prima facie showing of purposeful 

discrimination had been established. The Batson inquiry should have ended at that 

point, and it was error for the trial court to direct the State to place its race-neutral 

reasons on the record. Id. at 136. Therefore, the MAR court’s findings of fact that 

the trial court ruled on step one prior to requesting the State’s race-neutral reasons 

and that no full Batson hearing occurred support its conclusion of law that step one 

is not moot, and the MAR court properly limited its review of the trial court’s Batson

inquiry to step one. 

b. Position to Adequately Raise

As noted above, defendant’s Batson claim is barred if, upon a previous appeal 

or previous motion for appropriate relief, he was “in a position to adequately raise the 

. . . issue . . . but did not do so,” and no exception to the bar applies. N.C.G.S. § 15A1419(a)–(b). Subsection 15A-1419(a)(3) “ ‘is not a general rule that any claim not 

brought on direct appeal is forfeited on state collateral review’ [but rather] requires 

the reviewing court, instead, ‘to determine whether the particular claim at issue could

have been brought on direct review.’ ” State v. Hyman, 371 N.C. 363, 383 (2018) 
STATE V. TUCKER

Opinion of the Court

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(emphasis added) (quoting State v. Fair, 354 N.C. 131, 166 (2001)). The MAR court

found that: (1) “the trial court identified the Batson issue as a possible issue on appeal 

and said so in the presence of the parties;” (2) “[d]efendant was on actual notice that 

a Batson claim could be an appellate issue;” and (3) “despite being on actual notice 

that a Batson claim could be an appellate issue, [d]efendant failed to assert any 

Batson claim on direct appeal or in his 1998 MAR, 2000 MAR or 2001 MAR.” 

Accordingly, the MAR court found “there was nothing that prevented [d]efendant 

from asserting a Batson claim on direct appeal or in one of his prior MARs.”

The trial transcript shows that defendant promptly objected on Batson grounds 

to the State’s peremptory challenges of both Mr. Smalls and Ms. Banner first and 

then Mr. Mills. The trial court ruled that defendant failed to establish a prima facie 

case of purposeful discrimination on the basis of race. 

Defendant does not contest that he failed to raise a Batson claim in his direct 

appeal to this Court despite having raised a Batson objection at trial, receiving a 

ruling from the judge, and having the trial court note on the record that the issue 

may be the subject of review on appeal. See Tucker, 347 N.C. 235 (1997). Defendant 

was in an adequate position to raise a Batson claim on direct appeal but failed to do 

so. N.C.G.S. § 15A-1419(a)(3). 

In addition, the same circumstances which would have allowed defendant to 

raise his Batson claim on direct appeal would have allowed defendant to raise a 
STATE V. TUCKER

Opinion of the Court

-35-

Batson claim in one of his prior MARs. Therefore, defendant was in an adequate 

position to raise, and in fact could have raised, his Batson claim on a previous MAR 

but failed to do so. N.C.G.S. § 15A-1419(a)(1). The MAR court’s findings of fact 

support its conclusion that defendant was in a position to adequately raise the Batson

issue previously but failed to do so. Thus, defendant’s Batson claim is barred unless 

defendant can demonstrate an exception to this mandatory bar. 

B. Exception to the Procedural Bar

Defendant argues the “good cause” exception found in subsection 15A1419(b)(1) applies because the CLE handout and the MSU study at issue here were 

not available at his trial, and he was therefore prevented from raising the claim on 

direct appeal. However, the bulk of defendant’s argument ignores step one of the 

Batson inquiry and focuses on pretext at step three, which is not the pertinent issue

as set forth above. 

Because defendant offers the CLE handout and the MSU study as “newly 

discovered evidence” of purposeful discrimination and pretextual reasons proffered 

by the State in striking Ms. Banner, Mr. Smalls, and Mr. Mills, defendant’s purported 

“newly discovered” evidence does not address his failure to establish a prima facie 

case at step one. The proper inquiry is whether this “evidence” constitutes “a factual 

predicate that could not have been discovered through the exercise of reasonable 

diligence in time to present the claim on a previous State or federal postconviction 
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Opinion of the Court

-36-

review,” N.C.G.S. § 15A-1419(c)(3), and, if so, whether defendant can then 

demonstrate that the absence of this evidence caused “actual prejudice,” i.e., “a 

reasonable probability” of a different step one outcome. N.C.G.S. § 15A1419(b)(1), (d). 

1. Good Cause

As noted, 

good cause may only be shown if the defendant establishes 

by a preponderance of the evidence that his failure to raise 

the claim or file a timely motion was:

(1) The result of State action in violation of the United 

States Constitution or the North Carolina Constitution 

including ineffective assistance of trial or appellate 

counsel;

(2) The result of the recognition of a new federal or State 

right which is retroactively applicable; or

(3) Based on a factual predicate that could not have been 

discovered through the exercise of reasonable diligence in 

time to present the claim on a previous State or federal 

postconviction review.

N.C.G.S. § 15A-1419(c). 

However, the legislature specifically exempted from the definition of good 

cause “[a] trial attorney’s ignorance of a claim, inadvertence, or tactical decision to 

withhold a claim.” Id. “[A] deliberate, tactical decision not to pursue a particular 

claim is the very antithesis of the kind of circumstance that would warrant excusing 

a defendant’s failure to adhere to a State’s legitimate rules for the fair and orderly 
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Opinion of the Court

-37-

disposition of its criminal cases.” Smith v. Murray, 477 U.S. 527, 534 (1986). 

When determining whether good cause exists to overcome a procedural bar, 

the question is whether, at the time of the procedural default, the claim was available 

at all. Id. at 537. Accordingly, for cause sufficient to overcome the procedural bar, it 

must exist beyond the control of counsel—it must not be subject to counsel’s 

manipulation, but rather, truly unavailable.

a. CLE Handout

As an initial matter, we note that because review of the Batson issue here is 

limited to step one, the CLE handout listing various race-neutral reasons for 

peremptory challenges at step two is irrelevant. We can discern no possible scenario 

in which, had defendant possessed this CLE handout, it would have assisted 

defendant in carrying his burden at step one.9 At most, this handout is “evidence” 

that a prosecuting attorney attended a CLE class on jury selection. Any argument 

related to a prosecutor’s step two explanation at step one would be purely conjecture 

and speculation because mere possession of a CLE handout from a State Bar 

sanctioned CLE class does not raise an inference that a peremptory challenge was 

based on race. Nevertheless, we address whether defendant’s acquisition of this CLE 

9 To the extent defendant raises an argument regarding pretext, such argument is 

properly considered at step three of Batson and is irrelevant to the trial court’s determination 

at step one—which is why defendant did not make such an argument at trial. 
STATE V. TUCKER

Opinion of the Court

-38-

handout constitutes good cause, and whether his failure to previously acquire it 

resulted in actual prejudice. 

The MAR court found that the [CLE] handout could not be “newly discovered” 

because the information contained therein followed and was supported by established 

caselaw and defendant “by the exercise of reasonable diligence[ ] could have 

conducted legal research . . . to determine that the reasons contained in the [CLE]

handout referenced established case law.” The MAR court reviewed cases in which 

“race-neutral reasons or explanations” to exercise a peremptory challenge had been 

analyzed in prior court decisions. The trial court noted that the cases it had reviewed 

were similar “in form and substance to the list of reasons or explanations set forth on 

the [CLE] handout.” The list of cases and the acceptable reason for striking a 

potential juror the MAR court provided is as follows:10

Knowledge of the case. State v. Thomas, 329 N.C. 423, 

430–33 (1991); State v. Thomas, 350 N.C. 315, 333–35

(1999).

Belief that criminal justice system operates unfairly before 

facts presented. State v. Porter, 326 N.C. 489, 499–502 

(1990).

Inappropriate dress. State v. Headen, 206 N.C. App. 109, 

116–17, rev. denied, 364 N.C. 607 (2010). 

Reservations or doubts about the death penalty. State v. 

10 To improve readability, this list has been slightly reformatted from the original 

MAR court’s order. 
STATE V. TUCKER

Opinion of the Court

-39-

Basden, 339 N.C. 288, 297–98 (1994); State v. Locklear, 349 

N.C. 118, 139–140 (1998); State v. Rogers, 355 N.C. 420, 

444–46 (2002).

Physical appearance. Purkett v. Elem, 514 U.S. 765, 769 

(1995); State v. Barnes, 345 N.C. 184, 210–13 (1997); State 

v. Headen, 206 N.C. App. 109, 116–17, rev. denied, 364 N.C. 

607 (2010). 

Age being too young or close to defendant’s age, or a 

relative’s age close to defendant’s age. State v. Jackson, 

322 N.C. 251, 255–57 (1988); State v. Smith, 328 N.C. 99, 

125–27 (1990); State v. Thomas, 329 N.C. 423, 430–33 

(1991); State v. Barnes, 345 N.C. 184, 210 –13 (1997).

Attitude. State v. Jackson, 322 N.C. 251, 255–57 (1988)

(including, among other reasons, citation of another case 

where lack of eye contact was a race-neutral reason); State

v. Sanders, 95 N.C. App. 494, 501–03, rev. denied, 325 N.C. 

712 (1989); State v. Porter, 326 N.C. 489, 499–502 (1990)

(including, among other reasons, excessive eye contact with 

defense counsel and failure to make eye contact with the 

prosecutor); State v. Barnes, 345 N.C. 184, 210–13 (1997) 

(including, among other reasons, failure to maintain eye 

contact with the prosecutor); State v. Locklear, 349 N.C. 

118, 139–40 (1998); State v. Rogers, 355 N.C. 420, 444–46 

(2002). 

Body language. State v. Jackson, 322 N.C. 251, 255–57 

(1988); State v. Barnes, 345 N.C. 184, 210–11 (1997).

History of unemployment or unsteady employment. State 

v. Sanders, 95 N.C. App. 494, 501–03, rev. denied, 325 N.C. 

712 (1989); State v. Porter, 326 N.C. 489, 499–502 (1990); 

State v. Barnes, 345 N.C. 184, 210–13 (1997). 

Rehabilitated jurors and those that vacillate in answering 

questions. State v. Robinson, 330 N.C. 1, 17–20 (1991). 

Unstable/lack of a stake in the community. State v. 

Sanders, 95 N.C. App. 494, 501–03, rev. denied, 325 N.C. 
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Opinion of the Court

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712 (1989); State v. Thomas, 329 N.C. 423, 430–33 (1991); 

State v. Barnes, 345 N.C. 184, 210–13 (1997); State v. 

Thomas, 350 N.C. 315, 333–35 (1999).

Inappropriate or inconsistent juror responses. State v. 

Smith, 328 N.C. 99, 125–27 (1990); State v. Peterson, 344 

N.C. 172, 176–77 (1996).

Communication difficulties/lack of attention. State v. 

Jackson, 322 N.C. 251, 255–57 (1988); State v. Robinson, 

330 N.C. 1, 17–20 (1991); Hernandez v. New York, 500 U.S. 

352, 356–72 (1991) (plurality opinion); State v. Caporasso, 

128 N.C. App. 236, 243–44, appeal dismissed, 347 N.C. 674 

(1998).

Criminal history or relative’s criminal history. State v. 

Sanders, 95 N.C. App. 494, 501–03, rev. denied, 325 N.C. 

712 (1989); State v. Porter, 326 N.C. 489, 499–502 (1990); 

State v. Robinson, 330 N.C. 1, 17–20 (1991); State v. Burge, 

100 N.C. App. 671, 674 (1990), rev. denied, 328 N.C. 272 

(1991); State v. Peterson, 344 N.C. 172, 176–77 (1996); 

State v. Locklear, 349 N.C. 118, 139–140 (1998); State v. 

Rogers, 355 N.C. 420, 444–46 (2002).

Antagonism to the State or sympathy with defendant. 

State v. Jackson, 322 N.C. 251, 255–57 (1988); State v. 

Porter, 326 N.C. 489, 499–502 (1990); State v. Burge, 100 

N.C. App. 671, 674 (1990), rev. denied, 328 N.C. 272 (1991); 

State v. Thomas, 329 N.C. 423, 430–33 (1991); State v. 

Barnes, 345 N.C. 184, 210–13 (1997); State v. Rogers, 355 

N.C. 420, 444–46 (2002).

The MAR court also determined that the CLE handout provided 

accurate and correct statements of law of both the United 

States Supreme Court and the North Carolina appellate 

courts concerning appropriate race-neutral and 

constitutionally permissible reasons to exercise a 

peremptory challenge when such facts arise in a particular 
STATE V. TUCKER

Opinion of the Court

-41-

case, as well as handwriting11 that identifies when it would 

be improper to exercise a peremptory challenge. There is 

nothing inherently wrong . . . with a handout containing 

accurate statements of the law regarding permissible and 

impermissible reasons to exercise a peremptory challenge. 

Moreover, such a handout containing accurate statements 

of the law should be expected when attending a CLE class 

on jury selection.

A review of the cases cited by the MAR court reveals that the MAR court 

correctly found that the CLE handout does little more than restate, in a list format, 

the established caselaw reviewing legally permissible reasons to exercise a 

peremptory challenge of a potential juror. In reaching its conclusion that the CLE 

handout was not evidence of racial discrimination, the MAR court reasoned that 

when any attorney or judge attends a CLE o[r] CJE on a 

particular legal subject, it is expected that accurate and 

correct statements of the law on a particular subject will be 

given to the attendee. Similarly, any handout on a 

particular legal subject should contain accurate and correct 

statements of the law. 

Additionally, the MAR court explained that “[t]here is nothing wrong or 

improper with knowing legally permissible and impermissible reasons to exercise 

peremptory challenges,” noting that trial preparation requires that attorneys 

understand “legally permissible and impermissible reasons to exercise peremptory 

11 The handwriting referenced appears on the CLE handout provided in Defendant’s 

Appendix. It reads “[d]on’t use gender/race reasons in NC.” It also states “may be expanded 

to othe[r] ‘cognizable Equ[al] Prot[ection] Clause protected class.’ ” 
STATE V. TUCKER

Opinion of the Court

-42-

challenges,” and that a lawyer or judge who fails to obtain the requisite number of 

CLE or CJE hours each year could be subject to disciplinary action by the State Bar. 

In fact, the MAR court noted that the Capital Case Law Handbook, published by the 

UNC School of Government, “includes a list of cases that identify appropriate raceneutral reasons to exercise peremptory challenges,” and that a UNC School of 

Government handout from a 2017 CJE seminar entitled Capital Case Management 

for Superior Court Judges “contains a list of race-neutral reasons for exercising 

peremptory challenges as well as accurate and correct statements of law on this 

subject.” We agree with the MAR court that “when any attorney or judge attends a 

CLE or CJE seminar on a particular legal subject, it is expected that accurate and 

correct statements of the law on a particular subject will be given to the attendee,” 

and that mere knowledge of the state of the law under Batson does not raise any 

inference of discriminatory intent.

Further, acknowledging defendant’s admission that “there are good reasons to 

strike almost anyone from jury service,” the MAR court determined that “the [CLE] 

handout sets forth reasons that are race-neutral and are therefore ‘good reasons’ to 

exercise peremptory challenges . . . in a particular case.” 

The MAR court further concluded that “by an exercise of reasonable diligence,” 

defendant could have obtained the CLE handout through a public records request to 

the entity that provided the continuing legal education, the North Carolina 
STATE V. TUCKER

Opinion of the Court

-43-

Conference of District Attorneys. Accordingly, the MAR court concluded that the CLE 

handout was “not newly discovered, and [d]efendant’s claim to the contrary is 

meritless.”

As the MAR court correctly observed, trial preparation requires that attorneys 

understand a host of legal issues, including reasons why an attorney may and may 

not strike a juror. The CLE handout simply displayed legally permissible reasons for 

exercising peremptory challenges. It defies logic and common sense that an 

educational tool from a CLE sanctioned by the State Bar would be sufficient to 

establish a prima facie showing of purposeful discrimination at step one when the 

material merely contains an accurate rendering of the law. 

Taking defendant’s argument to its logical conclusion, a prima facie showing 

of purposeful discrimination could be shown simply by alleging that an attorney 

researched the law on Batson, or that he or she had a section in a trial notebook on 

defenses to Batson objections. Defendant’s assertion that the CLE handout is 

evidence of racial animus on behalf of the State is meritless at best.

Defendant further argues that because he presented evidence that “his 

prosecutors used the [CLE] handout not only in his case, but in at least two others,” 

State v. Lyons, 343 N.C. 1 (1996) and State v. White, 131 N.C. App. 734 (1998), the 

CLE handout constitutes newly discovered evidence of a pattern of racial 

discrimination. This argument fails not only for the reasons set forth above, but also 
STATE V. TUCKER

Opinion of the Court

-44-

because our appellate courts have held that the trial courts in those cases properly 

denied the defendants’ Batson challenges. See Lyons, 343 N.C. at 14; White, 131 N.C. 

App. at 741. “[O]nce an appellate court has ruled on a question, that decision becomes 

the law of the case and governs both in subsequent proceedings in a trial court and 

on subsequent appeal.” Weston v. Carolina Medicorp, Inc., 113 N.C. App. 415, 417 

(1994) (citing Transp., Inc. v. Strick Corp., 286 N.C. 235 (1974)). 

Defendant essentially asked the MAR court to overrule both the trial courts 

involved in these cases and the appellate courts that affirmed Batson denials. 

Correctly noting that no Superior Court judge has the authority to overrule either the 

trial courts which denied those defendants’ Batson challenges or the appellate courts 

that affirmed those denials, the MAR court properly rejected this request.

The MAR court’s findings of fact are supported by competent evidence and 

further support the conclusion of law that defendant cannot show good cause based 

on the CLE handout. Because defendant could have conducted legal research and 

arrived at a proper understanding of the legally recognized justifications set forth in 

the CLE handout on his own “through the exercise of reasonable diligence in time to 

present the claim on a previous State or federal postconviction review,” we hold that 

defendant has failed to demonstrate good cause pursuant to subsection 15A1419(b)(1). Defendant’s meritless argument regarding the CLE handout does not 

provide relief from the mandatory procedural bar. 
STATE V. TUCKER

Opinion of the Court

-45-

It is worth noting here that the CLE handout is readily distinguishable from 

the discriminatory manual at issue in Miller-El v. Dretke (Miller-El II), 545 U.S. 231

(2005). In that case, the Supreme Court of the United States addressed, among other 

issues associated with the claims, a “specific policy of systematically excluding blacks 

from juries.” 545 U.S. at 263. The district attorney’s office there had adopted a 

manual entitled “Jury Selection in a Criminal Case” which detailed “the reasoning 

for excluding minorities from jury service” and which placed explicit “emphasis on 

race.” Id. at 264, 266. Specifically, the manual advised prosecutors that minorities 

frequently empathize with defendants. See id. at 306 (Thomas, J., dissenting). The 

Court ultimately determined that “when the evidence on the issues raised is viewed 

cumulatively its direction is too powerful to conclude anything but discrimination.” 

Miller-El II, 545 U.S. at 265 (emphasis added). 

In reaching its conclusion, the Court considered the surrounding 

circumstances, which included the following: (1) the strikes of 10 of 11 black 

prospective jurors—one of whom was “ideal;” (2) the fact that prosecutors marked the 

race of each juror on their juror cards; (3) the explanations given by prosecutors,

which did not hold up and were at odds with the evidence; (4) the jury shuffles of the 

State; (5) the disparate questioning of black and white jurors; and (6) the use of the 

manual which sought to exclude minorities from the jury. Id. at 265–66. 

Here, the CLE handout does not include or establish evidence of an intent to 
STATE V. TUCKER

Opinion of the Court

-46-

exclude minorities from juries. The CLE handout merely contained accurate 

statements of legally permissible reasons to exercise peremptory challenges, not a 

prosecutorial training manual advocating race-based strikes. The CLE handout here 

is not only not newly discovered evidence under subsection 15A-1419(c); it is not 

“evidence” that raises an inference of impermissible race-based peremptory 

challenges at step one. We therefore agree with the MAR court that defendant 

“suffered no prejudice from failing to have” the CLE handout because “even if 

[d]efendant had the [CLE] handout . . . there would not have been a different result” 

at step one. 

b. Jury Selection Study

Defendant contends that the MSU study was previously unavailable evidence 

that shows the prosecutor violated Batson. Again, however, the lack of a full Batson 

hearing in the trial court has narrowed the scope of our review, and the issue is 

whether this study constitutes newly discovered evidence that provides a “reasonable 

probability” of a different result at step one. As previously noted, to qualify as newly 

discovered evidence sufficient to overcome the mandatory procedural bar, the MSU 

study must contain “a factual predicate that could not have been discovered through 

the exercise of reasonable diligence in time to present the claim on a previous State 

or federal postconviction review.” N.C.G.S. § 15A-1419(c)(3). 

As an initial matter, the MAR court “reviewed and considered” the MSU study 
STATE V. TUCKER

Opinion of the Court

-47-

and found that it “was created for [d]efendant in preparation to file a previous MAR, 

specifically [d]efendant’s 2010 RJA MAR.” The authors’ admission that the purpose 

of the study was to “evaluate the potential for statistical evidence to support claims 

under . . . the RJA,” Grosso & O’Brien, A Stubborn Legacy at 1533, and defendant’s 

statement in his reply brief in support of his 2018 MAR that the study “was conducted 

in preparation for filings under the Racial Justice Act,” support the MAR court’s 

finding that the MSU study was created to assist capital defendants, including this 

defendant, preparing to file under the RJA. 

The MAR court noted that the study took less than one year to create, which 

is borne out by the affidavit of Professors Catherine Gross and Barbara O’Brien who 

noted that “[w]e began data collection for the study in the fall of 2009 and completed 

it in the spring of 2010.” The MAR court found that “nothing prevented [d]efendant 

from preparing a substantially similar study or analysis to use on direct appeal or in 

one of his prior MARs covering the years immediately preceding his direct appeal or 

prior MARs.” Further, the MAR court correctly concluded that the study was “not 

newly discovered” but “newly created.”

We agree with the MAR court that allowing defendant to label such a study as 

“newly discovered evidence” sufficient to overcome a procedural bar would effectively 

allow defendant to “manufacture[ ] a mechanism to file an infinite number of MARs.” 

Indeed, historical information concerning juror strikes in other cases, to the extent it 
STATE V. TUCKER

Opinion of the Court

-48-

may be relevant at step one, was readily obtainable by defendant.12 Mere review of 

relevant files or transcripts of capital proceedings in preparation for trial could have 

yielded for defendant the same or similar data utilized in the MSU study. Put 

another way, defendant’s attorney, investigator, or someone acting at their direction 

could have reviewed the Clerk of Court’s files from capital murder trials in Forsyth 

County and compiled the information defendant now contends is newly discovered. 

That gathering such information may have been difficult or time consuming does not 

change its character. The data was in existence and could “have been discovered 

through the exercise of reasonable diligence in time to present the claim on a previous 

State or federal postconviction review,” N.C.G.S. § 15A-1419(c)(3), and in time to 

present at trial. Counsel for defendant certainly understood that Batson issues might 

arise in a capital trial—and defendant’s various postconviction counsel certainly 

knew Batson objections were made at trial. 

Further, defendant argues that peremptory strike data from cases tried 

subsequent to his conviction may be considered retrospectively as evidence 

establishing a prima facie case of purposeful discrimination. We reject this argument 

because such data has no bearing on defendant’s Batson claim. While a defendant is 

12 The State correctly notes that while historical evidence and statistical information 

may be relevant evidence at step one, the issue here “is not relevance or admissibility, but is 

solely the question of whether such a study constitutes newly discovered evidence allowing 

for overcoming the procedural bar.” 
STATE V. TUCKER

Opinion of the Court

-49-

certainly entitled to bring the trial court’s attention to a number of relevant factors 

when attempting to establish a prima facie case at step one, including historical 

evidence, see Hobbs, 374 N.C. at 350, an appellate court’s consideration of facts not 

yet in existence at the time of the trial court’s step one ruling would pervert our wellestablished standard that such a ruling “is accorded deference on review and will not 

be disturbed unless it is clearly erroneous.” Campbell, 384 N.C. at 131–32 (quoting 

State v. Augustine, 359 N.C. 709, 715 (2005)); see also Alston, 307 N.C. at 341 (“An 

appellate court is not required to, and should not, assume error by the trial judge 

when none appears on the record before the appellate court” (quoting State v. 

Williams, 274 N.C. 328, 333 (1968))). A trial court’s lack of precognition cannot 

render its step one ruling clearly erroneous, and in this context, evidence from future 

cases which did not exist at the time of a trial court’s step one ruling cannot establish 

actual prejudice. 

Further, even if the prospective data in the MSU study could have some 

bearing on our analysis, and even if the historical data in the MSU study could not 

have been discovered through the exercise of reasonable diligence, the MAR court 

correctly concluded that this study could not afford defendant relief because the study 

was unreliable and fatally flawed. The MAR court reached this determination after 

it examined each of the Forsyth County cases used in the MSU study and found that

the study inaptly imputed racial motives to peremptory strikes for cases in which
STATE V. TUCKER

Opinion of the Court

-50-

Batson arguments had not been made or Batson violations had not been found. In 

other words, the MSU study assumed racial animus in cases in which defendants did 

not make any such claim, or in which the trial court or appellate courts did not make 

or sustain any such findings. 

The MAR court discussed the following cases included in the MSU study: (1) 

State v. Hooks;

13 (2) State v. Larry;14 (3) State v. Little;15 (4) State v. Moore;16 (5) State 

v. White;

17 (6) State v. Moseley;18 (7) State v. Murrell;19 (8) State v. Thibodeaux;20 (9)

State v. Frogge;

21 (10) State v. Moses;22 and (11) State v. Woods.23 

Specifically, regarding State v. Larry and State v. Hooks, cases in which Batson 

challenges were denied by the trial courts and not raised on appeal, the MAR court 

found 

the MSU [s]tudy has no authority to overrule the Hooks 

and Larry trial courts that specifically found there were no 

Batson violations. . . . [T]he part of the MSU study that 

relies on the Hooks and Larry cases as evidence that race 

was a significant factor in exercising peremptory 

13 State v. Hooks, 353 N.C. 629 (2001).

14 State v. Larry, 345 N.C. 497 (1997).

15 This case remained pending at the time of the MAR court’s order. 

16 State v. Moore, 335 N.C. 567 (1994).

17 State v. White, 355 N.C. 696 (2002).

18 State v. Moseley, 336 N.C. 710 (1994).

19 State v. Murrell, 362 N.C. 375 (2008).

20 State v. Thibodeaux, 352 N.C. 570 (2000), cert. denied, 531 U.S. 1155 (2001).

21 State v. Frogge, 345 N.C. 614 (1997).

22 State v. Moses, 350 N.C. 741 (1999).

23 State v. Woods, 345 N.C. 294 (1997). 
STATE V. TUCKER

Opinion of the Court

-51-

challenges and therefore are also evidence of a Batson

violation in the instant case is materially contradicted by 

the unambiguous record, unreliable, fatally flawed and 

meritless . . . .

Next, the MAR Court addressed the examination of State v. Little in the MSU 

study and determined that although that case remains pending, the defendant in 

Little was tried and convicted more than 10 years after defendant in the instant case 

was tried and convicted—many years after Mr. Lang had left the Forsyth County 

District Attorney’s Office. The MAR court reasoned that

other than a similar job title, job description and the same 

employer, the MSU study fails to show any “demonstrable 

nexus between” the act of the prosecutor allegedly using 

race as a basis to exercise peremptory challenges in the 

Little case and Rob Lang nor any “causal connection 

between the conduct [of the other prosecutor’s alleged bad 

act] and the injury [of Rob Lang exercising peremptory 

challenges in the instant case]” to show that Rob Lang 

allegedly violated Batson in the instant case. 

(Alterations in original.)

Ultimately, the MAR court concluded that even though Little was a Forsyth 

County case, “it is so remote in time to the Tucker trial that absent said nexus or 

causal connection, there is no meaningful probative value.” In addition, the MAR 

court determined that defendant could not rely on the Little case to show a Batson

violation in the instant case because “the part of the MSU [s]tudy that relies on Little

as evidence that race was a significant factor in peremptory challenges . . . is 

materially contradicted by the unambiguous record, unreliable and fatally flawed.”
STATE V. TUCKER

Opinion of the Court

-52-

The remaining cases used in the MSU study—Moore, White, Moseley, Murrell, 

Thibodeaux, Frogge, Moses, and Woods—involve defendants who did not raise a 

Batson issue on appeal. Thus, the MAR court correctly concluded that the “MSU 

[s]tudy has no authority to raise a Batson claim on behalf of the [r]emaining 

[d]efendants that failed to do so in their respective cases” and it “has no authority to 

overrule any of [the] appellate courts ultimately finding no error” in these cases. 

The MAR court expressed that the MSU study’s reliance on these cases was 

legally problematic “because [as] trial courts never had the opportunity to make a 

Batson ruling, not only is the three step Batson inquiry . . . meaningless, but the 

standard of review that deference be given to the rulings of the trial courts obviously 

does not apply”; thus, “by ignoring and effectively bypassing the caselaw” the MSU 

study essentially “allows [d]efendant to create his own standard of review.” 

As succinctly put by the MAR court, the use of cases

(1) where trial courts have already specifically ruled there 

were no Batson violations, which rulings were never 

appealed to a higher court or otherwise reversed by a 

higher court, or (2) where no Batson claim was ever raised 

at the trial level to begin with, in a statistical analysis like 

the MSU [s]tudy as credible evidence of a Batson violation 

in the instant cases is misleading and manipulative.

We agree with the MAR court that the MSU study is fundamentally flawed

and lacks relevance because it purports to establish purposeful racial discrimination 

in jury selection by utilizing cases in which Batson arguments were not made, Batson
STATE V. TUCKER

Opinion of the Court

-53-

violations were not found, and/or appellate courts determined that Batson violations 

did not exist. As such, the study has no probative value. The use of the MSU study

as evidence of racial animus where courts have neither weighed in nor found Batson

violations by the State is at best a manipulation of data, and at worst, an attempt to 

use misleading statistics to circumvent established rules of appellate review in the 

courts of this State.

Among its many fatal flaws, the MSU study suffers from a lack of relevance 

and causation which cannot be ignored. The connection between the data utilized in 

the MSU study and the prosecutor’s voir dire in the instant case is attenuated at best. 

Defendant cites the MSU study and argues that because black jurors were struck in 

prior Forsyth County capital trials, “race was the deciding factor” in the treatment of 

black jurors in defendant’s case. 

But researchers armed with information have great power and discretion. 

Interpretation of data may often be more art than science, and conclusions may often 

prove to be misleading. Biases and preconceptions can distort objective truths, and 

the maxim that “statistics don’t lie, but statisticians do” should run through the mind 

of every discerning attorney and judge. See Brnovich v. Democratic Nat’l Comm., 141 

S. Ct. 2321, 2345 (2021) (describing how the “use of statistics” can be “highly 

misleading” and how “a distorted picture” can be created by “statistical 

manipulation”). A healthy skepticism ensures that one is not misled by conclusions 
STATE V. TUCKER

Opinion of the Court

-54-

that do not reflect reality. The reality here is that the MSU study used data to 

proclaim racial disparities when Batson violations were not alleged or found. As 

previously noted, the law of a case is the province of the courts and may not be altered 

by agreement of the parties or academic interpretation of data. 

Fundamentally, defendant seeks to use “evidence” of other purported wrongs 

to show that the prosecutor acted in conformity therewith in the present case. 

However, it is not the prosecutor’s own alleged prior wrongs that defendant seeks to 

show, but rather the alleged prior wrongs of North Carolina prosecutors at large. At 

a bare minimum, our law requires some nexus with the alleged wrongful act, and no 

demonstrable nexus is present here.

The MAR court observed that the MSU study “identifies alleged bad acts 

during jury selection of prosecutors working in different offices across North Carolina 

. . . and imputes these bad acts during jury selection to the prosecutor in the instant 

case.” Further, the MAR court emphasized that “[n]o prosecutors are . . . identified 

by name” in the study. Defendant’s argument amounts to a contention that because 

two professors from Michigan State issued a study asserting that North Carolina 

prosecutors struck black jurors at higher rates than other jurors in certain cases, race 

must have been a deciding factor in selecting jurors in these cases—regardless of 

prior rulings to the contrary. Therefore, according to defendant, because Mr. Lang is 

a prosecutor in North Carolina, he must have used race as a deciding factor in 
STATE V. TUCKER

Opinion of the Court

-55-

selecting the jury in defendant’s trial here. This attenuated “connection” is wholly 

insufficient to establish purposeful discrimination in the selection of jurors in 

defendant’s case. 

As is of ultimate importance here, the ability to obtain similar data and create 

a similar study was within the control of defendant or his counsel. Good cause can 

only be shown when the claim cannot be made due to circumstances outside 

defendant’s control—in other words, what cannot be accomplished “through the 

exercise of reasonable diligence in time to present the claim.” N.C.G.S. § 15A-1419(c). 

Because obtaining then existing data and creating such a study could have been 

achieved with reasonable diligence, the MAR court correctly concluded that the MSU 

study is “newly created” not newly discovered evidence. Thus, defendant cannot 

overcome the procedural bar of section 15A-1419. 

We also share the MAR court’s concerns that allowing this “newly created” 

evidence or clever statistical manipulation to be treated as “newly discovered” allows 

a defendant to manufacture all manner of studies to continue to seek review of his 

conviction. This directly contradicts one of the purposes of our post-conviction 

review—finality. See N.C.G.S. § 15A-1415, Official Commentary (2021). 

Defendant contends that this concern is “a fiction” because he is “indigent and 

incarcerated.” However, those factors did not preclude appointed counsel from 

petitioning courts for necessary funds to assist in his defense and did not inhibit the 
STATE V. TUCKER

Opinion of the Court

-56-

production of the MSU study here. As defendant notes, the MSU study was 

“undertaken in order to evaluate the potential for statistical evidence to support 

claims under . . . the RJA.” Grosso & O’Brien, A Stubborn Legacy at 1533. Thus, 

every time an academic takes an interest in the law of our State or the case of a 

particular defendant, or class of defendants, additional post-conviction studies could 

be generated. 

Moreover, “a deliberate, tactical decision not to pursue a particular claim” until 

a third-party has interpreted already available evidence in a manner most favorable 

to the defendant “is the very antithesis of the kind of circumstance that would 

warrant excusing a defendant’s failure to adhere to a State’s legitimate rules for the 

fair and orderly disposition of its criminal cases.” Murray, 477 U.S. at 534. Here, the 

raw data used to construct the study could have been discovered by defendant’s 

exercise of reasonable diligence. To the extent that the MSU study analyzed and 

presented previously existing data in a manner that defendant now believes is more 

persuasive for his claim, it fails to qualify as newly discovered evidence. The “factual 

predicate” contemplated by section 15A-1419(c) is either available or unavailable to 

a defendant—it is not a matter of creative packaging. 

Finally, we note that this case is not the first instance in which this Court has 

addressed this study. See State v. Robinson, 368 N.C. 596 (2015) (remanding to the 

trial court to grant the State a continuance to adequately respond to the defendant’s 
STATE V. TUCKER

Opinion of the Court

-57-

submission of the study in support of his RJA MAR); see also State v. Richardson, 385 

N.C. 101, 192–201 (2023) (affirming the trial court’s exclusion of the MSU study as 

evidence supporting the defendant’s burden at step one of Batson, after the State 

objected to its admission and the prosecutor characterized “it as ‘one of the most 

ridiculous studies [he had] seen in [his] entire life’ ” (alterations in original)). Neither 

case involved the circumstances here—a defendant submitting the study as “newly 

discovered evidence” of a Batson violation in a non-RJA MRA—and neither case 

impacts our rejection of the study here. 

Defendant’s argument is unrelated to actual innocence and would permit 

review ad infinitum with the only potential limitation being the imagination and 

ingenuity of clever attorneys. Such an interpretation of our post-conviction statutes 

runs counter to the express intent of the legislature. We decline to adopt a rule which

would encourage contrived means of overcoming a procedural bar which could

ultimately bog down our criminal justice system in a cycle of unending post-conviction 

review. 

Accordingly, we agree with the MAR court and hold that because of the many 

flaws in the MSU study and its lack of relevance to defendant’s argument, it cannot 

establish evidence of purposeful discrimination in the case at bar, and it does not 

constitute newly discovered evidence sufficient to overcome the procedural bar. 

c. Case Law
STATE V. TUCKER

Opinion of the Court

-58-

Good cause may also be established as “[t]he result of the recognition of a new 

federal or state right which is retroactively applicable.” N.C.G.S. § 15A-1419(c). 

Defendant contends that he was not in an adequate position raise his Batson claim 

earlier “because at the time of his direct appeal and original post-conviction 

proceedings, North Carolina law imposed an impossibly high bar on Batson 

claimants.”

Specifically, defendant argues that until State v. Waring, 364 N.C. 443 (2010), 

North Carolina used the “sole factor” test, requiring Batson claimants to prove that 

racial discrimination in jury selection was the sole factor in a particular strike. In 

making this argument, defendant points us to State v. Davis, 325 N.C. 607 (1989),

State v. Wright, 189 N.C. App. 346 (2008), and State v. White, 131 N.C. App. 734 

(1998).

The MAR court addressed defendant’s contention that there has been a change 

in the law of North Carolina regarding Batson, specifically, a shift from a requirement 

that race be a “sole” factor to a requirement that race be only a “substantial” factor. 

The MAR court determined that “[r]egardless of which standard applies” nothing 

prevented defendant from making his Batson claim on direct appeal or in his prior 

MARs. In the alternative, the MAR court found that defendant’s failure to raise a 

Batson issue on direct appeal constituted error on his part which precludes him from 

claiming prejudice now. Defendant’s argument fails for the reasons stated by the 
STATE V. TUCKER

Opinion of the Court

-59-

MAR court and because defendant’s claim does not bear out in our precedent. Waring

did not change the law in this State—it merely reaffirmed it. 

In Waring, the defendant argued that the trial court had applied the wrong 

legal standard by stating that the “defendant failed to show that the State’s challenge 

was ‘based solely on the fact that she was an African-American female.’ ” 364 N.C. 

at 480. This Court declared that the proper test was whether race was a significant 

factor in a peremptory challenge. Id. The trial court had also expressed that the 

defendant needed to show that the State’s challenge of a juror was “motivated by 

discriminatory purposes.” Id. at 480. The Court went on to hold that “the trial judge 

applied the correct legal standard,” as the trial court’s statements demonstrated that 

it applied the correct standard but misspoke in using the word “solely” at one point. 

Id. at 480–81. In that case, this Court did not announce a new standard; it upheld 

the same one that had been, and still remains, the law. Therefore, there is no new 

state right available to defendant which is sufficient to overcome the procedural bar 

of section 15A-1419. 

In State v. Hobbs, this Court detailed the Batson analysis, citing with approval 

to this Court’s decision in State v. Quick, 341 N.C. 141 (1995), while also noting that 

any suggestion that race be the “sole” reason for striking a juror is incorrect and that 

the proper inquiry is whether “race was significant in determining who was 

challenged and who was not.” Hobbs, 374 N.C. at 352, n.2 (quoting Waring, 364 N.C. 
STATE V. TUCKER

Opinion of the Court

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at 480).

Defendant uses State v. Davis, 325 N.C. 607, 617 (1989), as an example 

demonstrating a prior standard used in Batson cases. To do so, defendant amplifies 

the word “solely,” which appears in the opinion exactly one time. Id. at 617. That 

case did not turn on whether race must be the sole or substantial factor in exercising 

a peremptory challenge to violate Batson. Rather, Davis was resolved with a 

straightforward Batson analysis where this Court considered whether “[t]he relevant 

facts and circumstances in the record . . . establish[ed] a prima facie case of racial 

discrimination against black citizens during jury selection.” Id. at 620. This Court 

concluded that a prima facie case of discrimination had not been established. Id. 

While this Court did use the word “sole” in that case, we nevertheless correctly 

applied the law as it has been and remains to this day under Batson—race as a 

significant factor. 

Defendant’s reliance on State v. Wright, 189 N.C. App. 346 (2008), writ denied,

rev. denied, 667 S.E.2d 280 (2008), suffers from the same defect as his reliance on

Davis. In Wright, the Court of Appeals addressed “whether the trial court erred by 

finding the State had not engaged in purposeful discrimination when the State did 

not provide a race-neutral explanation for each African-American whom it had 

removed from the jury by peremptory challenge.” Id. at 346–47. This case addressed 

the State’s failure to provide race-neutral reasons for its strikes, and the word “solely” 
STATE V. TUCKER

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appeared exactly one time in language quoted from the trial court which the Court of 

Appeals never substantively addressed. Id. at 350. Accordingly, this case does not 

support defendant’s contention that our State courts employed a different Batson

standard that recently changed with Waring.

However, State v. White, 131 N.C. App. 734 (1998), lends some support to 

defendant’s argument. In that case, the Court of Appeals undoubtedly applied a 

“sole” factor analysis to the Batson inquiry, finding that “[w]hile race was certainly a 

factor in the prosecutor’s reasons for challenging” the prospective jurors, the 

challenge was not “solely” based on race and thus did not contravene Batson. Id. at 

740. To the extent White departed from this Court’s precedent, it is an anomaly that 

pales in comparison to the overwhelming weight of this Court’s Batson jurisprudence. 

Our precedent makes clear that the test is and has been whether race is a significant 

factor, as we restated in Waring and Hobbs. Therefore, defendant has failed to show 

a new state right that is retroactively applicable to him. There has been no new 

standard announced to conjure up a new right for defendant, and neither the trial 

court nor the MAR court followed an incorrect standard of requiring that race be the 

sole reason for the strike.

For the reasons stated herein, defendant has failed to establish good cause, as 

he has failed to establish the recognition of a new federal or state right which is 

retroactively applicable, and he has failed to show that he has “newly discovered” 
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evidence that could not have been discovered through the exercise of reasonable 

diligence in time to present the claim previously. N.C.G.S. § 15A-1419(c). 

2. Prejudice

Even if defendant had established good cause, he must also demonstrate actual 

prejudice to overcome the procedural bar. N.C.G.S. § 15A-1419(b). “[A]ctual 

prejudice may only be shown if the defendant establishes by a preponderance of the 

evidence that an error during the trial or sentencing worked to the defendant’s actual 

and substantial disadvantage, raising a reasonable probability, viewing the record as 

a whole, that a different result would have occurred but for the error.” N.C.G.S. § 

15A-1419(d). Defendant has failed to carry his burden.

At the outset, we reiterate that there is no error, as we hold that defendant 

failed to show that either the CLE handout or the MSU study qualify as newly 

discovered evidence sufficient to overcome a procedural bar, so there cannot be actual 

prejudice. However, even so, we conclude that defendant cannot show “that a 

different result would have occurred” with the CLE handout or the MSU study. 

Regarding the CLE handout, defendant references the transcripts of jury 

selection alongside the handout to argue that “[t]he prosecutors’ use of the cheat sheet 

in [defendant]’s trial demonstrates that the State violated Batson. Use of this 

document is evidence of pretext and thus evidence of purposeful discrimination.” 

Here, as we have previously noted, we are concerned with the trial court’s 
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determination at step one of the Batson inquiry. Defendant’s argument, however, 

goes to steps two and three of a Batson inquiry—the prosecutor’s reasons justifying 

the peremptory strikes and whether they show pretext and purposeful 

discrimination. There is no reasonable probability that the trial court would have 

reached a different step one determination had defendant possessed the CLE handout 

at trial. 

In addition, defendant cannot show that a different result would have occurred 

with a comparative analysis across different cases like the MSU study. The Supreme 

Court of the United States has recognized that “a retrospective comparison of jurors 

based on a cold appellate record may be very misleading when alleged similarities 

were not raised at trial.” Snyder v. Louisiana, 552 U.S. 472, 483 (2008). Such is the 

case here. As stated above, the study is flawed in many respects and lacks relevance 

to defendant’s case such that any attempted comparative use is improper. 

While historical evidence of purposeful discrimination in jury selection within 

a jurisdiction may be relevant, that is not the nature of the evidence proffered by 

defendant here. Generally, to show discrimination, a defendant may present any of 

the following: 

• statistical evidence about the prosecutor’s use of 

peremptory strikes against black prospective jurors as 

compared to white prospective jurors in the case;

• evidence of a prosecutor’s disparate questioning and 

investigation of black and white prospective jurors in the 
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Opinion of the Court

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case;

• side-by-side comparisons of black prospective jurors who 

were struck and white prospective jurors who were not 

struck in the case;

• a prosecutor’s misrepresentations of the record when 

defending the strikes during the Batson hearing;

• relevant history of the State’s peremptory strikes in past 

cases; or 

• other relevant circumstances that bear upon the issue of 

racial discrimination.

Flowers v. Mississippi, 139 S. Ct. 2228, 2243 (2019) (first citing Foster v. Chatman, 

136 S. Ct. 1737 (2016); then citing Snyder, 552 U.S. 472; then citing Miller-El II, 545 

U.S. 231; and then citing Batson, 476 U.S. 79).

In Flowers, the Supreme Court of the United States looked to a history of 

discriminatory strikes by the prosecutor in Flowers’ multiple prior trials. Id. at 2245. 

This involved an analysis of the same prosecutor and same defendant; not an analysis 

of different cases and different prosecutors as we have here.

There may be instances where discrimination in peremptory strikes in other 

cases are potentially relevant. See Miller-El v. Cockrell (Miller-El I), 537 U.S. 322, 

345 (2003); Flowers, 139 S. Ct. at 2243. In Miller-El I, the Supreme Court of the 

United States considered statistics of disparate questioning along racial lines of 

potential jurors. 537 U.S. at 345. However, in that case, the comparison was based 

on another case with the “precise line of disparate questioning” by one of “the same 
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prosecutors who tried” the case before the Court, where the Texas Court of Criminal 

Appeals had found a Batson violation. Id. The U.S. Supreme Court also considered 

“historical evidence of racial discrimination by the District Attorney’s Office.” Id. at 

346. This evidence included a history where assistant district attorneys “received 

formal training in excluding minorities from juries.” Id. at 347. 

The present case is readily distinguishable. Here, discrimination was not 

found by a court in the other cases used in the MSU study, and in many cases Batson

objections were never raised by the respective defendants. Again, this study seeks to 

circumvent the authority of the courts to evaluate Batson claims and potentially have 

superior court judges overrule prior determinations by their colleagues. This is 

plainly impermissible. See State v. Woolridge, 357 N.C. 544, 549 (2003) (explaining 

that “no appeal lies from one Superior Court judge to another; that one Superior 

Court judge may not correct another’s errors of law; and that ordinarily one judge 

may not modify, overrule, or change the judgment of another Superior Court judge 

previously made in the same action” (cleaned up)). Moreover, the superior court does 

not have the authority to overrule or disregard decisions of this Court or the Court of 

Appeals.

Further, there has been no indication in the record that the prosecutors in this 

case or in the State or county were “trained” to exclude minorities or in any way were 

operating under a policy which sought to exclude minorities. Defendant’s argument 
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amounts to a contention that the MSU study conclusively establishes a prima facie 

case of purposeful discrimination any time the State uses a peremptory challenge 

against any prospective black juror. This argument is plainly contrary to law, and 

there is no reasonable probability that the trial court would have reached a different 

step one determination if defendant possessed the MSU study at trial. 

3. Fundamental Miscarriage of Justice

“A defendant raising a claim of newly discovered evidence of factual innocence 

or ineligibility for the death penalty . . . may only show a fundamental miscarriage of 

justice by proving by clear and convincing evidence that, in light of the new evidence, 

if credible, no reasonable juror would have found the defendant guilty beyond a 

reasonable doubt or eligible for the death penalty.” N.C.G.S. § 15A-1419(e). Under 

this exception to the procedural bar, a fundamental miscarriage of justice occurs if a 

defendant shows new, credible evidence demonstrates that he or she would not have 

been found guilty or eligible for the death penalty. The plain language of the statute 

requires an assertion of factual innocence by defendant,

24 or an allegation that 

24 Under federal law, the miscarriage of justice exception to a federal procedural bar 

is interpreted as an “actual innocence” exception. Sawyer v. Whitley, 505 U.S. 333, 339 (1992) 

(addressing a federal law procedural bar of federal habeas review and describing the 

miscarriage of justice exception as an “actual innocence” exception). In discussing the path 

to successfully allege that a fundamental miscarriage of justice exception applies, the 

Supreme Court of the United States has opined that where a constitutional violation is 

alleged, it must reflect on the defendant’s innocence of the crime or show an insufficient basis 

for a death sentence in order to overcome a procedural bar. Schlup v. Delo, 513 U.S. 298, 316 
STATE V. TUCKER

Opinion of the Court

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defendant is ineligible for the death penalty. Defendant here alleges neither. 

Thus, the procedural bar of section 15A-1419 applies and defendant has not 

satisfied an exception to the same. Accordingly, the MAR court properly concluded

that defendant’s Batson claim was procedurally barred. 

4. State v. Burke

Defendant also urges this Court to hold that our decision in State v. Burke, 374 

N.C. 617 (2020), forecloses application of the procedural bar in the present case. The 

MAR court held that Burke does not prevent a procedural bar in this case because 

Burke applied specifically to RJA MARs, and “all of [d]efendant’s RJA MARs are still 

pending and are beyond the scope of this Order.”

In Burke, we addressed the defendant’s MARs pursuant to the North Carolina 

Racial Justice Act, S.L. 2009-464, § 1, 2009 N.C. Sess. Laws 1213, 1215 (codified at

N.C.G.S. § 15A-2012(b) (repealed 2012)). 374 N.C. at 619. Reversing the trial court, 

we held that “[t]he alleged procedural bars are negated by the language of the RJA” 

and that “the trial court abused its discretion by summarily denying the claims.” Id.

(1995) (“Without any new evidence of innocence, even the existence of a concededly 

meritorious constitutional violation is not in itself sufficient to establish a miscarriage of 

justice that would allow a habeas court to reach the merits of a barred claim. However, if a 

petitioner . . . presents evidence of innocence so strong that a court cannot have confidence 

in the outcome of the trial unless the court is also satisfied that the trial was free of 

nonharmless constitutional error, the petitioner should be allowed to pass through the 

gateway and argue the merits of his underlying claims.”).
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at 619 (first citing North Carolina Racial Justice Act § 1, 2009 N.C. Sess. Laws at

1215; and then citing State v. McHone, 348 N.C. 254, 258 (1998)). Pursuant to the 

RJA, this Court looked at the evidence presented by the defendant “that race was a 

significant factor in jury selection, sentencing, and capital charging decisions in the 

relevant jurisdictions at the time of [the defendant’s] trial and sentencing” and 

determined that “[i]n light of the evidence and arguments presented by defendant, 

the trial court’s denial of his claims without a hearing was an abuse of discretion.” 

Id. at 619–20. 

To find the entitlement to an evidentiary hearing, this Court looked specifically 

to the statutory provisions of the Racial Justice Act. Id. at 619. The defendant’s 

MARs there were styled as an RJA MAR and an amendment to the RJA MAR, and 

this Court considered both under the RJA. Id. Thus, our holding in Burke was plainly 

limited to the RJA context. 

Here, defendant has filed numerous post-conviction motions. The MAR court’s 

order at issue here was expressly limited to the 2017 MAR, the 2019 MAR, and the 

2020 MAR based on alleged newly discovered evidence. Defendant’s RJA MARs, 

however, were assigned to another superior court judge. The 2010 RJA MAR and its 

supplemental filings remain pending in the Superior Court division and were not 

addressed by the court below. Thus, this Court’s review is limited to the MARs 

addressed by the MAR court. The MAR court correctly concluded that the MARs at 
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issue here are not RJA MARs like those in Burke, and the present case is not 

controlled by this Court’s decision in Burke. As such, defendant’s argument that 

Burke allows him to overcome the procedural bar under section 15A-1419 is without 

merit. 

Further, the RJA specifically addressed the relief available to defendants 

sentenced to death. 

If the court finds that race was a significant factor in 

decisions to seek or impose the sentence of death in the 

county, the prosecutorial district, the judicial division, or 

the State at the time the death sentence was sought or 

imposed, the court shall order that a death sentence not be 

sought, or that the death sentence imposed by the 

judgment shall be vacated and the defendant resentenced 

to life imprisonment without the possibility of parole.

North Carolina Racial Justice Act § 1, 2009 N.C. Sess. Laws at 1214 (emphasis 

added). 

Resentencing is not the remedy defendant requests here. Instead, defendant 

seeks to have his conviction vacated and a new trial ordered—the appropriate remedy 

for a violation of Batson. Thus, it is plainly apparent that the claim advanced by 

defendant and addressed by the MAR court below was not an RJA claim.

IV. Conclusion

Because defendant was in a position to adequately raise his Batson claim in 

his prior appeal and previous post-conviction proceeding and failed to do so, 
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defendant’s MAR is procedurally barred under section 15A-1419. Defendant has 

failed to establish that he qualifies for a statutory exception to the mandatory 

procedural bar, and his argument that Burke is applicable to the present case is 

unavailing. The order of the MAR court is affirmed. 

AFFIRMED.

Justice RIGGS did not participate in the consideration or decision of this case.
STATE V. TUCKER

Earls, J., dissenting

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Justice EARLS dissenting.

In 1996, Mr. Tucker, who is African American, was tried capitally, convicted of 

first-degree murder, and sentenced to death by an all-white jury. While the case 

before us turns on the applicability of N.C.G.S. § 15A-1419(a)(1) and (3)’s procedural 

bar, this Court’s holding ultimately determines whether a trial court may reach the 

merits of Mr. Tucker’s Batson v. Kentucky claim and review the serious allegations 

Mr. Tucker makes regarding the jury selection procedures in his case. See 476 U.S. 

79 (1986). Namely that prosecutors Lang and Spence relied on a Batson “cheat sheet” 

to provide pretextual race-neutral reasons for the peremptory strikes that removed 

all qualified African American venire members from Mr. Tucker’s jury. Because I 

believe that Mr. Tucker’s motion for appropriate relief (MAR) is not barred pursuant 

to N.C.G.S. § 15A-1419(a)(1) and (3) and thus, should go forward, I dissent. 

The MAR at issue was filed on 31 October 2017 and amended twice, once in 

2019 and again in 2020. To make his Batson claim, Mr. Tucker relied on two new 

pieces of evidence: (1) a handout included in Mr. Tucker’s prosecutorial file titled 

“Batson Justifications: Articulating Juror Negatives” (Batson Justifications 

Handout); and (2) a statistical study conducted by Michigan State University College 

of Law (MSU Study), which analyzed juror strike patterns in North Carolina from 

1990 to 2010. Neither piece of evidence was available to Mr. Tucker during his direct 

appeal or a previous MAR filing. In the 2019 amendment to his MAR, Mr. Tucker 
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Earls, J., dissenting

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also raised the change to our State’s Batson standard as a reason for his newly filed 

Batson claim. This new standard was adopted in State v. Waring, which was decided 

in 2010. 364 N.C. 443 (2010). Accordingly, this development in our Batson caselaw 

was not available to Mr. Tucker at the time of his direct appeal or a prior MAR filing. 

While it is true that N.C.G.S. § 15A-1419(a)(1) and (3) bar a claim that could 

have been raised on direct appeal or during an earlier MAR but was not, this statute 

only applies to claims where the defendant was in a “position to adequately raise” the 

claim in those previous filings. Because Mr. Tucker did not have access to the Batson 

Justifications Handout or the MSU Study and because the change to North Carolina’s 

Batson standard had not occurred at the time of his direct appeal or prior MAR filing, 

he was not in a “position to adequately raise” his Batson claim on direct appeal or in 

an earlier MAR. Thus, I do not believe his Batson claim is subject to section 15A1419(a)(1) and (3)’s procedural bar. 

I. Batson v. Kentucky and Race-Based Discrimination in Jury Selection

Both the North Carolina and United States Constitutions prohibit the use of 

race-based peremptory strikes. Batson, 476 U.S. 79; State v. Locklear, 349 N.C. 118, 

136 (1998). While Batson is the seminal case regarding the use of raciallydiscriminatory peremptory challenges, prior to that decision, the United States 

Supreme Court had been attempting to eradicate race-based discrimination in jury 

selection for over a hundred years. In 1879, the United States Supreme Court 

invalidated statutes that excluded African Americans from serving as jurors because 
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Earls, J., dissenting

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those statutes violated the Equal Protection Clause. Strauder v. West Virginia, 100 

U.S. 303, 308 (1879). Despite this effort, racial discrimination in jury selection 

continued through the use of laws that appeared racially neutral on their face but as 

applied, barred African Americans from serving on juries. For example, North 

Carolina instituted “laws requiring that jurors: (1) had paid taxes the preceding year; 

(2) were of good moral character; and (3) possessed sufficient intelligence.” State v. 

Robinson, 375 N.C. 173, 177 (2020) (citing State v. Peoples, 131 N.C. 784, 788 (1902)). 

Moreover, while Batson articulated a standard by which to determine racebased jury selection, it did not put an end to this type of discrimination, and following 

Batson, some prosecutors were trained on ways to circumvent Batson’s requirements. 

For example, in Pennsylvania, these methods were taught via a recorded training 

session by a Philadelphia assistant district attorney, see Brief for Digenova et al. as 

Amicus Curiae Supporting Petitioner at 6, Foster v. Chatman, 136 S. Ct. 1737 (2016) 

(No. 14-8349), while in Dallas, Texas, these tactics were taught through the use of a 

training manual. See Miller-El v. Cockrell, 537 U.S. 322, 334 (2003) (discussing a 

training manual, which evidenced a “formal policy to exclude minorities from jury 

service”). Ultimately, these training tools, like the Batson Justifications Handout at 

issue in Mr. Tucker’s case were used by prosecutors to “deceive judges” as to the 

prosecution’s “true motivations” for striking a juror. Brief for Digenova et al. as 

Amicus Curiae Supporting Petitioner at 8, Foster, 136 S. Ct. 1737 (No. 14-8349).

In Batson, the United States Supreme Court laid out a three-step process for 
STATE V. TUCKER

Earls, J., dissenting

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evaluating whether a prosecutor’s use of peremptory challenges violated the Equal 

Protection Clause. 476 U.S. at 96–98. 

First, the defendant must make a prima facie showing that 

the prosecutor has exercised peremptory challenges on the 

basis of race. Second, if the requisite showing has been 

made, the burden shifts to the prosecutor to articulate a 

race-neutral explanation for striking the jurors in question. 

Finally, the trial court must determine whether the 

defendant has carried his burden of proving purposeful 

discrimination.

Hernandez v. New York, 500 U.S. 352, 358–59 (1991) (citing Batson, 476 U.S. at 96–

98). Batson’s first step is satisfied if the defendant submits “evidence sufficient to 

permit the trial judge to draw an inference that discrimination occurred.” State v. 

Hobbs, 374 N.C. 345, 350 (2020) (quoting Johnson v. California, 545 U.S. 162, 170 

(2005)). The prima facie showing at step one “is not intended to be a high hurdle,” Id.

(quoting Waring, 364 N.C. at 478), and so long “as a defendant provides evidence from 

which the court can infer a discriminatory purpose” a defendant will have met the 

prima facie standard, id. Importantly, and as this Court stated in Hobbs, at this step 

“the burden on the defendant . . . is one of production, not of persuasion,” and “the 

defendant is not required to persuade the court conclusively that discrimination has 

occurred.” Id. at 351.

To make this showing, “a defendant may rely on all relevant circumstances,” 

Miller-El v. Dretke, 545 U.S. 231, 240 (2005) (cleaned up), including historical 

evidence of discrimination in a jurisdiction. See, e.g., Miller-El, 537 U.S. at 346; see 

also Flowers v. Mississippi, 139 S. Ct. 2228, 2243 (2019). In addition, our caselaw has 
STATE V. TUCKER

Earls, J., dissenting

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identified a non-exhaustive list of factors that must also be considered at step 1, those 

are:

the defendant’s race, the victim’s race, the race of the key 

witnesses, questions and statements of the prosecutor 

which tend to support or refute an inference of 

discrimination, repeated use of peremptory challenges 

against blacks such that it tends to establish a pattern 

of strikes against blacks in the venire, the prosecution’s use 

of a disproportionate number of peremptory challenges to 

strike black jurors in a single case, and the State’s 

acceptance rate of potential black jurors.

Hobbs, 374 N.C. at 350 (quoting State v. Quick, 341 N.C. 141, 145 (1995)). 

If the required prima facie showing is met, then “the analysis proceeds to the 

second step where the State is required to provide race-neutral reasons for its use of 

a peremptory challenge.” Id. at 352 (citing Flowers, 139 S. Ct. at 2243). If the reasons 

provided are race-neutral on their face, then the Court proceeds to Batson’s third and 

final step. Id. at 353. At this step, the defendant is required to show purposeful 

discrimination. Waring, 364 N.C. at 475. Here, the trial court “must determine 

whether the prosecutor’s proffered reasons are the actual reasons, or whether the 

proffered reasons are pretextual and the prosecutor instead exercised peremptory 

strikes on the basis of race.” Flowers, 139 S. Ct. at 2244. This inquiry requires the 

court to determine whether the State’s peremptory strikes were “motivated in 

substantial part by discriminatory intent.” Id. (quoting Foster, 136 S. Ct. at 1754).
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Earls, J., dissenting

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II. Batson Justifications Handout and the MSU Study

A. Mr. Tucker’s Trial

Mr. Tucker was tried for capital murder in Forsyth County in 1996. Robert 

Lang and David Spence, both of whom were Forsyth County Assistant District 

Attorneys, prosecuted his case. Jury selection began on 6 February 1996. In 1995, a 

few months prior to the beginning of jury selection, prosecutor Lang attended a 

training session for capital prosecutors known as “Top Gun II.” Those in attendance 

were provided with a handout titled “Batson Justifications: Articulating Juror 

Negatives,” which provided prosecutors with a list of reasons to use when defending 

peremptory strikes of African American jurors pursuant to a Baston challenge. The 

following list of reasons were included in the handout: 

1. Inappropriate Dress - attire may show lack of respect 

for the system, immaturity, or rebelliousness

2. Physical Appearance - tattoos, hair style, disheveled 

appearance may mean resistance to authority.

3. Age - Young people may lack the experience to avoid 

being misled or confused by the defense.

4. Attitude - air of defiance, lack of eye contact with 

Prosecutor, eye contact with defendant or defense 

attorney.

5. Body Language - arms folded, leaning away from 

questioner, obvious boredom may show antiprosecution tendencies.

6. Rehabilitated Jurors, or those who vacillated in 

answering D.A.’s questions.

7. Juror Responses which are inappropriate, non-
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Earls, J., dissenting

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responsive, evasive or monosyllabic may indicate 

defense inclination. 

8. Communication Difficulties, whether because English 

is a second language, or because juror appeared to have 

difficulty understanding questions and the process.

9. Unrevealed Criminal History re: voir dire on “previous 

criminal justice experience.”

10. Any other sign of defiance, sympathy with the 

defendant, or antagonism to the State.

This handout was placed in the prosecution’s trial notebook behind a tab titled “jury 

selection.” The bottom of the handout also contains a handwritten note stating “Don’t 

use gender/race reasons in NC may be expanded to othe[r] cognizable Equ. Prot. 

Clause protected class.” 

Lang conducted voir dire in Mr. Tucker’s case and used peremptory strikes to 

remove all five qualified African American venire members. Defense counsel objected 

to all five strikes under Batson. After hearing Lang’s justifications for each strike, 

the trial court found there was no purposeful discrimination. However, a comparison 

of the justifications Lang provided, and the Batson Justifications Handout, suggests 

that Lang read from the handout when defending his use of peremptory strikes. For 

example, Lang used the word “inappropriately” on more than one occasion. He also 

described one prospective juror as “confused” and stated the juror exhibited 

“monosyllabic” responses. Lang also referred to that same juror as being “very 

difficult” and having “absolutely horrible [body language].” Lang defended his strikes 

against one venire member by stating they “did not ever make eye contact with me” 
STATE V. TUCKER

Earls, J., dissenting

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and another by stating he “was untruthful about his criminal record.” Based on this 

information, even the State concedes that “the prosecutors in [Mr. Tucker’s] case 

articulated some justifications similar to the ‘Top Gun’ training document as part of 

their rationale for particular juror strikes.” 

Accordingly, in his most recent MAR, Mr. Tucker argued that the reasons Lang 

gave for striking prospective jurors were pretextual, for if they had not been, Lang 

would not have needed to resort to those reasons listed in the handout. See Snyder v. 

Louisiana, 552 U.S. 472, 485 (2008) (stating that when the prosecution’s proffer is 

pretextual, it “gives rise to an inference of discriminatory intent”). 

B. Discovery of the Batson Justifications Handout

After Mr. Tucker’s initial trial and prior to the beginning of his post-conviction 

proceedings, North Carolina passed a law requiring post-conviction discovery in 

capital cases to include “the complete files of law enforcement and prosecutorial 

agencies involved in the investigation of the crimes or the prosecution of the 

defendant.” N.C.G.S. § 15A-1415(f) (1997). However, Mr. Tucker’s post-conviction 

counsel stated they never received the Batson Justifications Handout that was part 

of the prosecution’s file. To support this assertion, Mr. Tucker has provided signed 

affidavits to this effect. Accordingly, no Batson claim was raised on direct appeal, in 

Mr. Tucker’s initial MAR, or in any subsequent amendments to that MAR. 

On 2 September 2010, Mr. Tucker filed a MAR pursuant to the North Carolina 

Racial Justice Act (RJA). See North Carolina Racial Justice Act, S.L. 2009-464, § 1, 
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Earls, J., dissenting

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2009 N.C. Sess. Laws 1213, 1214. While no further litigation has taken place in state 

court on Mr. Tucker’s RJA claim, litigation did proceed on another Forsyth County 

defendant’s case, Errol Duke Moses. The discovery granted in Mr. Moses’s case 

included the prosecution’s files in many Forsyth County cases, including Mr. 

Tucker’s. On 14 December 2015, Mr. Tucker’s current counsel was appointed. Shortly 

thereafter, counsel for Mr. Moses provided Mr. Tucker’s attorneys with portions of 

Mr. Tucker’s prosecution files, which were obtained as part of the discovery process 

in Mr. Moses’s case. This was the first time that Mr. Tucker’s attorneys were provided 

with the prosecution’s Batson Justifications Handout. Because this evidence was not 

discovered until 2015, it was not available to Mr. Tucker during his direct appeal or 

prior MAR filing.

C. Completion of the MSU Study

The results of the MSU Study demonstrated a pattern of discriminatory 

peremptory strikes in Forsyth County. Namely, the data showed that African 

American venire members were struck at a rate 2.25 times higher than other venire 

members. The MSU Study also reviewed four of prosecutor Spence’s Forsyth County 

cases, and based on those findings, Mr. Tucker alleges that in the aggregate, Spence 

had struck 62% of African American prospective jurors but only 20% of white 

prospective jurors. This constituted a strike ratio of 3 to 1, which was significantly 

higher than the average for Forsyth County or North Carolina state capital cases. 

The data also showed that only one of Spence’s trials had more than one African 
STATE V. TUCKER

Earls, J., dissenting

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American juror, and two of his cases, including Mr. Tucker’s had all-white juries.

This study did not begin until 2009, and data collection was not completed until 

2010. Furthermore, the research article detailing the study’s findings was not 

published until 2012. Catherine M. Grosso & Barbara O’Brien, A Stubborn Legacy: 

The Overwhelming Importance of Race in Jury Selection in 173 Post-Batson North 

Carolina Capital Trials, 97 Iowa L. Rev. 1531 (2012) (hereinafter “Race in Jury 

Selection”). Accordingly, Mr. Tucker did not have access to this evidence at the time 

of his direct appeal or at the time he filed a prior MAR.

III. MAR Court’s Order

In June 2020, Judge R. Stuart Albright denied Mr. Tucker’s Batson claim, 

stating that the Batson Justifications Handout and the MSU Study could not be used 

to support a Batson claim because they were not evidence of racial discrimination. 

Moreover, Judge Albright concluded that Mr. Tucker’s claim was procedurally barred 

pursuant to N.C.G.S. § 15A-1419 because Mr. Tucker had been in a “position to 

adequately raise” his Baston claim on direct appeal or in a prior MAR but did not. See 

N.C.G.S. § 15A-1419(a)(1), (3) (2021).

A. Mootness of Batson’s Prima Facie Case Requirement

In its order denying Mr. Tucker’s MAR, the MAR court determined that the 

prima facie case requirement pursuant to Batson had not been met and thus the 

court’s analysis was limited to Batson’s first step. This was legal error.

In Hernandez v. New York, the United States Supreme Court relied on 

principles used in the employment discrimination context and explained that “where 
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the defendant has done everything that would be required of him if the plaintiff had 

properly made out a prima facie case, whether the plaintiff really did so is no longer 

relevant.” 500 U.S. at 359 (cleaned up). In doing so, the Court unambiguously noted 

that this “same principle applies under Batson.” Id. Thus, once a prosecutor has 

provided the trial court with a race-neutral explanation “for the peremptory 

challenges and the trial court has ruled on the ultimate question of intentional 

discrimination, the preliminary issue of whether the defendant had made a prima 

facie showing becomes moot.” Id.

Our Court has affirmed this principle on numerous occasions, beginning in 

1991 with State v. Thomas, 329 N.C. 423 (1991). See also Waring, 364 N.C. at 478; 

State v. Bell, 359 N.C. 1, 12 (2004); State v. Williams, 355 N.C. 501, 550–51 (2002); 

Hobbs, 374 N.C. at 354; State v. Robinson, 330 N.C. 1, 17 (1991). And there is good 

reason for this. “Imagine, for example, that when ordered to provide . . . race-neutral 

reasons for [their] peremptory challenges, [a] prosecutor . . . [states] . . . that [they] 

struck one of the jurors because of [their] race.” State v. Campbell, 384 N.C. 126, 141 

(2023) (Earls, J., dissenting). It would be absurd, “in light of this blatant racial 

discrimination,” to say that a trial court is not obligated to review this statement for 

purposeful discrimination pursuant to Batson’s third step simply because the 

defendant failed to make a prima facie showing of racial discrimination. Id. Thus, 

when a prosecutor provides what they purport to be race-neutral reasons for the use 

of a peremptory challenge, a trial court must be required to consider whether those 
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statements establish purposeful discrimination. 

While the majority attempts to distinguish two of the cases which reaffirm this 

long-standing principle, there are two problems with this approach. First, in matters 

pertaining to the United States Constitution, our Court may not grant North 

Carolinians fewer protections than the federal Constitution provides. Arizona v. 

Evans, 514 U.S. 1, 8 (1995). By determining that a prima facie showing is not moot, 

despite the prosecution having offered race-neutral reasons for the use of peremptory 

strikes and the trial court having ruled on the use of those strikes, this Court has 

effectively removed a portion of a criminal defendant’s protections arising under the 

federal Equal Protection Clause. See Hernandez, 500 U.S. at 358–59. Moreover, a 

closer look at both Robinson and Hobbs exposes the inadequacies of the majority’s 

argument. Namely, that Mr. Tucker’s case is more similar to Robinson and Hobbs

than it is different. 

In Robinson, the defendant objected to peremptory challenges used to remove 

a black juror, and each time the State voluntarily provided a reason for each of its 

challenges. 330 N.C. at 16. On appeal, our Court determined that because the State 

had voluntarily provided explanations for each peremptory challenge, there was no 

need for this Court to determine whether the prima facie standard had been met. Id. 

at 17. Instead, we “proceed[ed] . . . as if the prima facie case had been established.” 

Id. In Mr. Tucker’s case, the MAR court’s order reflects the voluntary nature of the 

prosecution’s proffered reasons for each peremptory strike. At no time was the 
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prosecution ordered to provide reasons for its peremptory strikes, instead the court 

“g[ave] counsel for the State the opportunity to be heard.” (Emphasis added.) 

Furthermore, in Hobbs, our Court noted that “[w]here the State has provided 

reasons for its peremptory challenges, thus moving to Batson’s second step, and the 

trial court has ruled [on these reasons], completing Batson’s third step, the question 

of whether a defendant has initially established a prima facie case of discrimination 

becomes moot.” 374 N.C. at 354. Thus, while the majority attempts to distinguish 

Hobbs from Mr. Tucker’s case based on the presence of a “full hearing,” Hobbs does 

not stand for the proposition that mootness only occurs when a full hearing is present. 

Instead, Hobbs stands for exactly what it says: in cases where the State has provided 

reasons for the use of its peremptory strikes and the trial court has ruled on these 

reasons, the reviewing court should proceed as if a prima facie case has already been 

established. Id. Accordingly, because the prosecution in Mr. Tucker’s case provided 

reasons for the use of their peremptory challenges and the trial court ruled on these 

reasons, this Court should proceed as if a prima facie case has been established. See 

Robinson, 330 N.C. at 17.

The majority’s discussion of a 2020 report by the North Carolina Task Force 

for Racial Equity in Criminal Justice is irrelevant when considered in light of our 

precedent in Robinson and Hobbs. See Robinson, 330 N.C. at 17; Hobbs, 374 N.C. at 

354. Moreover, this case does not turn on whether Batson’s first step is moot. The 

question of mootness only speaks to whether a reviewing court can proceed to step 
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three of Batson and determine whether purposeful discrimination is present. See 

Hernandez, 500 U.S. at 358–59 (citing Batson, 476 U.S. at 96–98); see also Hobbs, 374 

N.C. at 354. Importantly, the question of mootness does not render evidence of racial 

discrimination irrelevant or cause it to disappear. Instead, if a prima facie case is not 

moot, the reviewing court is required to determine whether Batson’s first step has 

been met, and if so, it must remand to the trial court for further consideration.

As noted above, Batson’s prima facie case requirement mandates that a 

defendant provide “relevant circumstances [that] raise an inference that the 

prosecutor used” their peremptory challenges to exclude jurors on “account of their 

race.” Batson, 476 U.S. at 96. A prima facie showing is not a high bar, Hobbs, 374 

N.C. at 350, and as will be discussed in more detail below, the Batson Justifications 

Handout, along with the MSU Study, “raise an inference” that the prosecution’s 

peremptory challenges were based on race, see Batson, 476 U.S. at 96. This is 

especially true when these new pieces of evidence are reviewed alongside the 

prosecution’s strike pattern in Mr. Tucker’s case, which resulted in all five qualified 

African American venire members being removed from the jury. See Flowers, 139 S. 

Ct. at 2243 (stating that “statistical evidence about the prosecutor’s use of peremptory 

strikes against black prospective jurors as compared to white prospective jurors in 

the case” can be used to support a claim of racial discrimination). 
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B. Batson Justifications Handout and the MSU Study as Evidence of 

Racial Discrimination

1. The Batson Justifications Handout

The MAR court equated the Batson Justifications Handout to “accurate and 

correct” statements of law. This finding came even though the handout does not 

contain any reference to case names or case citations. However, the MAR court’s 

benign characterization of the Batson Justifications Handout ignores the controlling 

legal standard under Batson, America’s history of race-based discrimination in jury 

selection, and the focus of Mr. Tucker’s Batson claim. 

Mr. Tucker does not argue that the reasons provided for striking black jurors 

in his case could not have been permissible in other cases. Instead, he only argues 

they were not permissible in his case. Under Batson, what matters is whether the 

reasons given by the prosecutor are the true reasons for the strike. See Hernandez, 

500 U.S. at 365 (“In the typical peremptory challenge inquiry, the decisive question 

will be whether counsel’s race-neutral explanation for a peremptory challenge should 

be believed.”). This is determined by the facts and circumstances of each particular 

case and not by whether our Court or the United States Supreme Court has 

determined those reasons were not pretextual in other cases. Id. Indeed, “[a]ny 

prosecutor can easily assert facially neutral reasons for striking a juror,” Batson, 476 

U.S. at 106 (Marshall, J., concurring), and it is this premise that Mr. Tucker’s Batson

claim addresses.

Namely, Mr. Tucker claims that the Batson Justifications Handout was used
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as a sort of “cheat sheet”

1 to simulate race-neutral reasons for striking African 

American jurors, when in fact those reasons were pretextual. Thus, the Batson 

Justifications Handout is an important piece of substantive evidence supporting Mr. 

Tucker’s Batson claim. See Miller-El, 545 U.S. at 266 (finding a Batson violation 

where the prosecutor’s training materials advocated for racially based-strikes). 

Additionally, America has a long history of excluding African Americans from 

jury service. See Pena-Rodrigez v. Colorado, 137 S. Ct. 855, 867 (2017) (“In the years 

before and after the ratification of the Fourteenth Amendment, it became clear that 

racial discrimination in the jury system posed a particular threat both to the promise 

of the Amendment and to the integrity of the jury trial.”). The Batson Justifications 

Handout cannot be divorced from its historical context, and characteristics like those 

included in the handout have previously been used to exclude African Americans from 

juries. In recognition of this issue, Washington State has instituted General Rule 37, 

which pertains to jury selection, and states that “allegations that [a] prospective juror 

was sleeping, inattentive, or staring or failing to make eye contact; exhibited a 

problematic attitude, body language, or demeanor; or provided unintelligent or 

confused answers” have “historically been associated with improper discrimination 

in jury selection.” Wash. Gen. R. 37(i). Thus, “[i]f any party intends to offer one of 

these reasons or a similar reason as justification for a peremptory challenge,” the 

1 See State v. Augustine, 375 N.C. 376, 382 (2020) (quoting the trial court’s order 

describing the prosecution’s use of a “cheat sheet” to respond to Batson objections).
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court must be given “reasonable notice” such that the juror’s behavior can be verified. 

Id. If the juror’s purported behavior is not verified, then the reason given for the 

peremptory challenge will be invalidated. Id. Indeed, as the United States Supreme 

Court explained, while defendants are harmed when the right to a jury trial is 

compromised by racial discrimination, “racial minorities are harmed more generally, 

for prosecutors drawing racial lines in picking juries establish ‘state-sponsored group 

stereotypes rooted in, and reflexive of, historical prejudice.’ ” Miller-El, 545 U.S. at 

237–38 (quoting J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127, 128 (1994)). 

Moreover, in Strauder v. West Virginia, 100 U.S. 303 (1879), the United States 

Supreme Court overturned a state statute that restricted jury service to whites. Yet, 

during the Jim Crow era, local officials circumvented the intended effect of this 

holding by imposing vague requirements for jury service, such as intelligence, 

experience, and good moral character. See Norris v. Alabama, 294 U.S. 587 (1935). 

As applied, these requirements precluded African Americans from serving on juries. 

In Norris, the Court invalidated one of those laws after a jury commissioner testified 

that no African Americans had ever served on a jury in that county because: 

[he did] not know of any [African American person] in 

Morgan County . . . who is generally reputed to be honest 

and intelligent and who is esteemed in the community for 

his integrity, good character and sound judgment, who is 

not an habitual drunkard, who isn’t afflicted with a 

permanent disease or physical weakness which would 

render him unfit to discharge the duties of a juror, and who 

can read English, and who has never been convicted of a 

crime involving moral turpitude.
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Id. at 598–99. The Court found it “impossible to accept such a sweeping 

characterization” and reversed the conviction at issue. Id. at 599. Today, the exclusion 

of African Americans from juries may be less overt, but there remains the “practical 

difficulty of ferreting out discrimination in selections discretionary by nature, and 

choices subject to myriad of legitimate influences.” Miller-El, 545 U.S. at 238. Mr. 

Tucker’s case exemplifies the difficulty of making this determination. 

A prosecutor’s “outright prevarication” is not the only relevant consideration 

in jury discrimination cases and sometimes “[a] prosecutor’s own conscious or 

unconscious racism” may play a role in the prosecution’s proffered reasons for striking 

a juror. Batson, 476 U.S. at 106 (Marshall, J., concurring). As relevant here, racism 

whether conscious or unconscious can lead a prosecutor “easily to the conclusion that 

a prospective black juror is ‘sullen’ or ‘distant,’ a characterization that would not have 

come to mind if a white juror had acted identically.” Id. This concern is undoubtedly 

elevated in cases where a prosecutor is accused of relying on a preprinted list of 

acceptable strike reasons rather than providing the trial court with the true reason 

for their peremptory strike. The contents of the Batson Justifications Handout 

illustrate this notion.

Accordingly, United States Supreme Court precedent, as well as our Court’s 

own precedent, allow a defendant to “rely on all relevant circumstances” to support 

their claims for racial discrimination. Flowers, 139 S. Ct. at 2245 (cleaned up); see 

also Hobbs, 374 N.C. at 356 (“A defendant may rely on all relevant circumstances to 
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support a claim of racial discrimination in jury selection.” (cleaned up)). However, the 

benign classification the MAR court assigned the Batson Justifications Handout 

ignores this mandate. Specifically, it shows that the MAR court failed to consider all 

the relevant circumstances Mr. Tucker raised to support his claim of racial 

discrimination, namely the history of African American jury exclusion and its 

relationship to the creation of the Batson Justifications Handout contained in the 

prosecution’s trial notebook. Thus, the MAR court’s finding that the Batson 

Justifications Handout was not evidence of racial discrimination was erroneous. 

Indeed, an analysis of prosecutor Lang’s proffered reasons for striking three 

prospective jurors at Mr. Tucker’s trial, Thomas Smalls, Wayne Mills, and Debra 

Banner, supports that he relied on the Batson Justifications Handout when providing 

the trial court with reasons for his strikes.

a. Thomas Smalls

Mr. Smalls was one of the black venire members prosecutor Lang struck during 

jury selection. At the time of Mr. Tucker’s trial, Mr. Smalls was sixty years old, 

employed, married, and had been living in Forsyth County for forty years. He also 

had an adult son that was a police detective in South Carolina. When asked about his 

views on the death penalty, Mr. Smalls stated that he “believe[d] in capital 

punishment.” 

Lang’s reasons for striking Mr. Smalls mirrored the Batson Justifications 

Handout. Lang stated, “Your Honor, with regard to Mr. Smalls, juror number three, 
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we felt we had appropriate justification. Number one, his body language and number 

two, his responses which were inappropriate.” Lang’s responses appear to have been 

taken verbatim from the handout. Lang also noted that Mr. Smalls “did not ever make 

eye contact with [him],” which is a justification stated in the handout under the 

heading “attitude.” 

At one point, Lang also described Mr. Smalls’s body language as “absolutely 

horrible” but failed to explain his rationale for this finding. Lang also characterized 

Mr. Smalls as “very difficult.” This language is similar to that in the handout, which 

suggested that jurors the prosecution wanted to strike should be characterized as 

“resistan[t] to authority,” having an “air of defiance,” or being “non-responsive” and 

“evasive.” Furthermore, while Lang stated that Mr. Smalls had “nodded off” during 

jury selection, the record does not show the trial court made any determinations 

regarding Mr. Small’s demeanor. See Snyder, 522 U.S. at 479 (“Deference is especially 

appropriate where a trial judge has made a finding that an attorney credibly relied 

on demeanor in exercising a strike. Here, however the record does not show that the 

trial judge actually made a determination regarding [the juror’s] demeanor.”

Accordingly, “we cannot presume that the trial judge credited the prosecutor’s 

assertion”).2 Thus, rather than Mr. Smalls having “nodded off,” it is more likely that 

2 While the majority suggests that Snyder, 522 U.S. at 479, stands for the proposition 

that we are required to defer to the trial court even in cases where that court does not make 

any findings regarding a juror’s demeanor, this assertion is unreasoned. For it is impossible 

to give deference to a finding that was never made.
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Lang’s choice of words evince Lang’s reliance on the Batson Justifications Handout 

by echoing the handout’s language of “obvious boredom [which] may show antiprosecution tendencies.” This supports that race may have been significant in Lang’s 

decision to challenge Mr. Smalls.3 

Indeed, Lang’s explanations become more “difficult to credit” when Mr. Smalls 

is compared to white jurors who the prosecution passed despite possessing the same 

qualities that supposedly made Mr. Smalls an “unattractive juror.” See Foster, 136 S. 

Ct. at 1750; see also Miller-El, 545 U.S. at 241 (“More powerful than . . . bare statistics 

. . . are side-by-side comparisons of some black venire panelists who were struck and 

white panelists allowed to serve.”). This is particularly evident in the area of death 

penalty reservations, which Lang cited as a reason for striking Mr. Smalls. Although 

it is true that when asked if he could impose the death penalty Mr. Smalls stated, “I 

guess so,” “I don’t know,” and “I think so,” Mr. Smalls also expressed unequivocal 

3 Although the trial court repeated prosecutor Lang’s assertion, noting that “the 

district attorney observed that [Mr. Smalls] nodded off to sleep,” the trial court did not state 

that it witnessed Mr. Smalls nod off to sleep, nor did it make a finding of fact to this effect, 

or state that it agreed with the prosecutor’s assessment. Thus, “we cannot presume that the 

trial judge credited the prosecutor’s assertion” regarding Mr. Small’s demeanor. See Snyder, 

552 U.S. at 479. Moreover, even if we were to assume for the sake of argument, that Mr. 

Smalls did nod off, this does not change the evidence in this case, which suggests Lang relied 

on the Batson Justifications Handout, a racially discriminatory cheat sheet, when providing 

reasons for his peremptory strike of Mr. Smalls. Under Batson, a constitutional violation 

occurs when race “was significant in determining who was challenged and who was not.” 

Miller-El, 545 U.S. at 252. There is no requirement that race be the sole reason for a 

peremptory strike. Id. Accordingly, based on the record before us, including the evidence 

supporting Lang’s use of the Batson Justifications Handout, it is not a “remarkable feat” to 

conclude that race may have been “significant” in Lang’s decision to challenge Mr. Smalls. 

See id.
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support for the death penalty, noting he “believe[d] in capital punishment.” Despite 

this, Lang struck Mr. Smalls while passing white prospective jurors Alan Cubbedge, 

Robin Dillinger, and Louise Hester, all whose death penalty reservations were 

stronger and more apparent than Mr. Smalls’s. 

For example, when asked if he could “be part of a jury of twelve . . . that . . . 

makes a recommendation of death,” Mr. Cubbedge stated he “supposed” so. But when 

asked if he could be the foreperson who signed the jury sheet and wrote the word 

“death” on the recommendation sheet, Mr. Cubbedge noted he did not think he “would 

feel very comfortable with that.” Furthermore, when white prospective juror Robin 

Dillinger was asked about her feelings regarding the death penalty she expressed 

that she was “not sure if [she was] for it or against it.” Similarly, Lang passed white 

juror Louise Hester, who stated that while she believed in capital punishment, she 

did not “know if [she] could make that decision for somebody to face that or not.” 

Thus, when Lang’s reasons for striking Mr. Smalls are compared to the Batson 

Justifications Handout and when Mr. Smalls’s purported traits are compared to those 

of white jurors the State passed, it is evident that race may have played a substantial 

role in Lang’s peremptory challenge of Mr. Smalls.

b. Wayne Mills

The prosecutors in Mr. Tucker’s case also struck black prospective juror Wayne 

Mills, who at the time of Mr. Tucker’s trial had lived in Forsyth County his entire 

life. Mr. Mills also disclosed that he was married, had a young daughter, and had 
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held the same job for the preceding seventeen and a half years. The reasons Lang 

gave for striking Mr. Mills also appear to have been read from the Batson 

Justifications Handout. Lang expressed that Mr. Mills had used “monosyllabic” 

responses, had been “smiling inappropriately on a number of occasions,” and had 

“appeared somewhat confused during the questioning.” 

Not only was the term “monosyllabic” taken directly from the Batson 

Justifications Handout, it also does not accurately reflect Mr. Mills’s behavior. While 

Mr. Mills gave one-word answers when appropriate, in other circumstances he 

responded with longer answers. For example, when asked if it was “correct” that his 

name was Wayne Mills, Mr. Mills responded with “Yes.” Yet when asked if he had 

prior knowledge of Mr. Tucker’s case from reading or hearing about the case in the 

media, Mr. Mills noted, “I very seldom read the newspaper. I’m usually pretty busy 

at work.” 

In reference to Lang’s assertion that Mr. Mills was smiling inappropriately, 

the word “inappropriate” appears to have been taken verbatim from the Batson 

Justifications Handout. What is more, because the trial court’s findings are devoid of 

any suggestion that Mr. Mills engaged in “inappropriate” smiling, we cannot presume 

the trial court agreed with Lang’s assertion. See Snyder, 552 U.S. at 479 (providing 

that deference is only appropriate where the trial court has made a determination 

concerning a juror’s demeanor). Additionally, the only evidence in the record 

suggesting that Mr. Mills may have been confused is that he asked the trial court to 
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repeat a lengthy question about capital sentencing instructions. However, asking 

that one question be repeated is not evidence of confusion, particularly when after 

having repeated the question, Mr. Mills answered it without issue. 

As with prospective juror Smalls, when a side-by-side comparison is conducted 

of Mr. Mills and white jurors Lang passed, Lang’s reasons for striking Mr. Mills 

appear pretextual. First, the record shows that many white venire members, such as 

Michael Calcutt, Raymond Marshall, Kelly Richardson, and Lester Hutchins, also 

responded to Lang’s questions with “monosyllabic” or “yes, no” answers. Second, at 

least two white prospective jurors expressed “confusion” on the record. Namely, after 

hearing information related to the capital sentencing scheme, prospective juror Don 

Caldwell asked if he could ask a clarifying question. Moreover, prospective juror Kelly 

Richardson admitted to being confused regarding her views on the death penalty and 

expressly stated, “I’m just real confused about that issue.” 

Lang also noted Mr. Mills not being registered to vote as a reason for striking 

him. However, several white prospective jurors, such as Lester Hutchins, Raymond 

Marshall, Winfrey Poindexter, David Porterfield, and Wilma Walker, all of whom 

were not registered to vote at the time Mr. Tucker’s jury selection took place, were 

passed by the State. Additionally, Lang purported to have struck Mr. Mills, in part, 

because he “hesitated on death penalty questions.” But this assertion is not supported 

by the record. Namely because the only exchange which could evidence “hesitation” 

involved Mr. Mills: (1) stating that he believed in the death penalty; (2) asking for 
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Lang to repeat the following question: “Do you think or have you ever had a personal 

belief or religious belief in opposition to the death penalty”; and (3) once the question 

was repeated, unequivocally answering “no.” Additionally, as noted above, the 

prosecution passed many white venire members who expressed uncertainty 

regarding the death penalty. 

Lastly, while Lang stated he also struck Mr. Mills based on his being 

untruthful about his prior criminal record, Lang passed Wesely Hine, a white 

prospective juror who had also been untruthful about his criminal record. Despite 

significant questioning from the prosecution, including being asked whether he had 

“been to court for any reason,” Mr. Hine did not disclose his prior criminal charge. 

Accordingly, when Lang’s proffered reasons are compared with the Batson 

Justifications Handout, it becomes apparent that he may have relied on it and 

provided the trial court with pretextual reasons for striking Mr. Mills. Moreover, sideby-side juror comparisons also support that Lang’s reason for striking Mr. Mills may 

have been based on race.

c. Debra Banner

Lang’s reasons for striking Ms. Banner also support that his use of peremptory 

challenges was based on race. At the time of Mr. Tucker’s trial, Ms. Banner had lived 

in Forsyth County all her life, was married, and had children there. She had also been 

employed at the local hospital for the preceding nine years. Despite this, Lang 

described Ms. Banner as lacking a stake in the community and cited this as a reason 
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for striking her. 

Moreover, despite having passed many white jurors who were not registered 

to vote, Lang purported that he struck Ms. Banner for this same reason. Lang also 

expressed he struck Ms. Banner because she was a health care professional, and “[i]t 

ha[d] been [his] experience that those who save lives are often hesitant to make a 

recommendation for death.” However, the State passed another medical professional, 

Brenton Sharpe, who was a pharmacist working exclusively with cancer patients. Mr. 

Sharpe expressed having direct contact with these patients, and agreed it was his job 

to “save [his patient’s] lives or to make what life they had left as comfortable as 

possible.” In contrast, Ms. Banner was a nursing assistant whose tasks involved 

feeding patients, turning them, and checking their vital signs. Most of her patients 

were elderly or had suffered a stroke. Based on Ms. Banner’s and Mr. Sharpe’s job 

duties, it stands to reason that if Lang was truly concerned that Ms. Banner’s medical 

work would have made it more difficult for her to recommend a death sentence, he 

would have also challenged Mr. Sharpe, whose own characterization of his work as 

saving lives likely provided an even stronger reason to strike. What is more, Lang did 

not ask Ms. Banner if her work would preclude her from voting for a death sentence.

See Snyder, 552 U.S. at 481–83 (noting that a prosecutor’s justification for striking a 

juror was “suspicious” where the “prosecution did not choose to question [the juror] 

more deeply about this matter”). Yet, Lang asked Mr. Sharpe, “Do you think that 

since you’re in that field of medical assistance that it would make it difficult for you 
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to be on a jury that may end up facing the death penalty . . . as punishment?” See

Flowers, 139 S. Ct. at 2248 (stating that a prosecutor’s “dramatically disparate” 

questioning of black and white prospective jurors can “supply a clue” for racially 

discriminatory intent).

Moreover, Ms. Banner’s support for the death penalty was stronger than Mr. 

Sharpe’s, and she expressed no doubts or hesitation during Lang’s questioning on the 

topic. In contrast, when asked whether he had any deep moral, religious, or 

philosophical opposition to the death penalty, Mr. Sharpe noted he felt his “conscience 

would be at issue. ” Lang also claimed that he struck Ms. Banner because she 

indicated her work schedule posed a hardship to serving on the jury. Yet, at the same 

time, Lang passed white jurors who also expressed hardship. First, Mr. Cubbedge 

noted that he ran a jewelry store and was concerned about losing business due to his 

absence from work. This was especially true given his absence from work had already 

cost the store “a good bit of business,” and he worried that if he were chosen to serve, 

the store would “lose a good bit of money.” He also agreed that his work situation 

would cause him to “give less than [his] full attention” to Mr. Tucker’s trial. Wesley 

Hine also explicitly stated he did not want to serve on Mr. Tucker’s jury, while juror 

Brooke Burr expressed that her work and childcare situation posed such a hardship 

that she would only serve if forced to do so. Ms. Burr noted “if I’m forced to stay, I 

would say I could be fair but it’s really a hardship.” 

Regarding Ms. Banner’s expression of hardship, Lang stated he was concerned 
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that due to working second shift at the hospital, Ms. Banner would not be “awake or 

aware” and that she would be “worried about work.” However, Lang did not appear 

to share this concern for Mr. Sharpe who admitted to getting poor sleep due to having 

a baby at home. Similarly, Lang did not seem concerned that Mr. Cubbedge had 

expressed he would be distracted by work if he was asked to serve. 

In Snyder, the United States Supreme Court found that the prosecution’s 

purported reliance on a prospective black juror’s expression of hardship was 

pretextual. Snyder, 552 U.S. at 482. In doing so, the Court noted that while an 

expression of hardship might cause a juror to favor a “quick resolution,” it did not 

necessarily dictate how a juror would vote. Id. In fact, the desire for a quick resolution 

could cause a juror to favor the “outcome that other jurors agreed with, which might 

in many cases, be a favorable outcome for the prosecution.” Id.

Lastly, while Lang asserted that Ms. Banner fell asleep during voir dire, the 

trial court made no finding that this occurred. See id. at 479. While the record may 

support that Ms. Banner had been “sleepy,” the Batson Justifications Handout that 

Lang relied on throughout jury selection directs prosecutors to reference a juror’s 

“obvious boredom” as a race-neutral reason for striking them. Thus, taking this 

information together with Lang’s other justifications for striking Ms. Banner shows 

that race was likely a substantial factor in Ms. Banner’s strike. 

2 The MSU Study as racial discrimination 

The MSU Study compiled data from capital trials in North Carolina to analyze 
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whether race played a role in prosecutorial strikes. Race in Jury Selection at 1542–

47. Based on this study, Mr. Tucker alleges that, in Forsyth County, where his trial 

took place, Forsyth County prosecutors struck African American venire members 2.25 

times more than other prospective jurors. Moreover, the study reviewed four Forsyth 

County capital trials involving the same prosecutor involved in Mr. Tucker’s case, 

David Spence. According to Mr. Tucker’s MAR, that data showed that prosecutor 

Spence’s use of strikes constituted a strike ratio of 3 to 1. 

The United States Supreme Court and our Court have stated that trial courts 

must consider historical evidence of discrimination. Specifically, in Flowers, the 

Court stated that “relevant history of the State’s peremptory strikes in past cases” 

and any “other relevant circumstances that bear upon the issue of discrimination” 

can, inter alia, be used to prove racial discrimination pursuant to Batson. 139 S. Ct. 

at 2243. Our Court reiterated this principle in Hobbs, stating that “a court must 

consider historical evidence of discrimination in a jurisdiction.” 374 N.C. at 351.

Despite having the benefit of Batson and its progeny before it, the MAR court 

rejected the MSU Study, determining it could not be evidence of racial discrimination 

because our courts had not found a Batson violation in the cases the study reviewed. 

The court also criticized the study as “unreliable, fatally flawed and meritless” for the 

same reason. However, in making its determination, the MAR court placed an 

impermissibly high burden on Mr. Tucker. Essentially, rather than interpret the 

study as “relevant history of the State’s peremptory strikes” or as evidence of 
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“relevant circumstances that can bear upon the issue of discrimination,” the trial 

court determined it was invalid simply because its findings contradicted our Court’s 

holdings. The majority makes the same mistake. 

But whether a defendant can meet the legal requirements of Batson is a 

separate and distinct question from whether a jurisdiction or a particular prosecutor 

has a history of disparately using peremptory strikes to remove people of color from 

the jury. And that evidence of strike patterns from other trials is relevant under 

Batson and Hobbs, regardless of whether those defendants could meet Batson’s legal 

requirements. Flowers, 139 S. Ct. at. 2243 (explaining that “relevant history of the 

State’s peremptory strikes in past cases” can be used to show racial discrimination); 

Hobbs, 374 N.C. at 351(“[A] court must consider historical evidence of discrimination 

in a jurisdiction.”). Moreover, under this logic it would be impossible for any 

defendant to rely on any study detailing the disparate use of peremptory challenges 

against people of color in North Carolina. Namely, because since Batson was decided,

our courts have only once found a substantive Batson violation. See State v. Clegg, 

380 N.C. 127, 162 (2022). This stands in stark contrast to every state appellate court 

located in the Fourth Circuit. Daniel R. Pollitt & Brittany P. Warren, Thirty Years of 

Disappointment: North Carolina’s Remarkable Appellate Batson Record, 94 N.C. L. 

Rev. 1957, 1957, 1961 (2016). Accordingly, it was legal error for the MAR court to 

disregard the MSU Study and determine it was not evidence of racial discrimination. 
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IV. Procedural Bar Pursuant to N.C.G.S. § 15A-1419(a)(1) and (3)

Without citing any caselaw, the majority asserts that because (1) “the trial 

court identified the Batson issue as a possible issue on appeal and said so in the 

presence of the parties,” and (2) “[d]efendant was on actual notice that a Batson claim 

could be an appellate issue,” this means Mr. Tucker was in adequate position to raise 

his Batson claim on direct appeal or a prior MAR. However, N.C.G.S. § 15A1419(a)(1) and (3) and our caselaw interpreting that provision do not establish that a 

defendant who knows that an issue might be relevant on appeal is required to raise 

it or risk losing that claim forever. Instead, the text of the statute expressly provides 

that when a defendant “was in a position to adequately raise the ground or issue 

underlying the present motion [either on direct appeal or in a previous MAR] but did 

not do so” that MAR is procedurally barred. N.C.G.S. § 15A-1419(a)(1), (3). 

Yet our Court has indicated that this is not a general rule, and the correct 

analysis requires a reviewing court “to determine whether the particular claim could 

have been brought on direct review [or in a previous MAR].” State v. Hyman, 371 N.C. 

363, 383 (2018) (quoting State v. Fair, 354 N.C. 131, 166 (2001)). This Court has 

further acknowledged that for a claim to be subject to N.C.G.S. § 15A-1419’s 

procedural default, the record in the case must contain “sufficient information to 

permit the reviewing court to make all the factual and legal determinations necessary 

to allow a proper resolution of the claim in question.” Id. In part, this requires our 

Court to determine whether the record at trial would have allowed Mr. Tucker to 
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make a viable Batson claim. Id. at 384.

Thus, the majority’s and the MAR court’s conclusion that Mr. Tucker’s claim 

is procedurally barred because he was in a “position to adequately raise” the claim on 

direct appeal or in a prior MAR contradicts the standard articulated in Hyman, which 

provides that a claim is only subject to N.C.G.S. § 15A-1419’s procedural default if 

the record contains “sufficient information to permit the reviewing court to make all 

the factual and legal determinations necessary to allow a proper resolution of the 

claim.” 371 N.C. at 383. 

A. Batson Justifications Handout

Prior to the discovery of the Batson Justifications Handout, the record in Mr. 

Tucker’s case, as it pertained to Batson, was sparse and only included the jury 

selection transcript as well as the trial court’s ruling following the defense’s objections 

pursuant to Batson. However, now, and through the discovery of the Batson 

Justifications Handout, a reviewing court can make the “factual and legal 

determinations necessary to allow a proper resolution” of Mr. Tucker’s Batson claim. 

The MAR court determined that prior to trial or before Mr. Tucker’s direct 

appeal, the defense could have obtained prosecutor Lang’s continuing legal education 

record and learned that he had attended the Top Gun II seminar. And thus, according 

to the MAR court, Mr. Tucker could have raised his Batson claim at an earlier time. 

Additionally, because the MAR court equated the handout’s contents to “accurate and 

correct statements of law” regarding the Batson standard, which had been previously 
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explained by our appellate courts and the United States Supreme Court, it concluded 

that the contents of this handout were available to Mr. Tucker either on direct appeal 

or at the time of his previous MAR filing. Namely, the MAR court asserted that to 

obtain the information contained in the Batson Justifications Handout, Mr. Tucker 

“by exercise of reasonable diligence, could have conducted legal research,” the same 

way the MAR court had. 

However, this reasoning misses the premise of Mr. Tucker’s Baston claim, 

which depends not only on Lang attending the Top Gun II training session and 

receiving the Batson Justifications Handout but also on Lang using this handout to 

defend his strikes of African American jurors in Mr. Tucker’s case. The fact that Lang 

attended the training does not alone indicate that he relied on the handout while 

prosecuting Mr. Tucker. However, the handout’s presence in the prosecution’s trial 

notebook, along with the transcripts from voir dire, provide Mr. Tucker with a strong 

argument that the prosecution relied on the handout and provided pretextual reasons 

for striking jurors in violation of Batson. See Snyder, 552 U.S. at 485 (“The 

prosecution’s proffer of [a] pretextual explanation naturally gives rise to an inference 

of discriminatory intent.”). Thus, until Mr. Tucker found the handout in the 

prosecution’s file, thereby linking its use to his case, Mr. Tucker was not in a position 

to adequately raise his Batson claim on direct appeal or in a previous MAR.

B. The MSU Study

The MAR court also found that Mr. Tucker could have presented the MSU 
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Study during a prior MAR filing, because “[d]efendant, by the exercise of reasonable 

diligence, could have had a substantially similar study to use in his direct appeal or 

in one of his prior MARs.” To reach this conclusion, the MAR court made several 

assumptions: (1) that the study was completed for Mr. Tucker; (2) that Mr. Tucker 

had control over when the study was completed; and (3) that Mr. Tucker had the 

resources to complete this study or a “substantially similar study” prior to his direct 

appeal or a previous MAR filing. However, none of these assumptions are supported 

by the record. 

First, the MSU Study was not completed for Mr. Tucker. Instead, in their 

published law review article, the study’s authors explained that the study was 

“undertaken in order to evaluate the potential for statistical evidence to support 

claims under . . . the RJA.” Race in Jury Selection at 1533. Thus, while the evidence 

contained in this study may be helpful to Mr. Tucker and others seeking to bring 

Batson claims, the MSU Study was not created for Mr. Tucker or any other specific 

capital defendant. Second, Mr. Tucker did not have control over when the MSU Study 

was completed. The RJA was passed in 2009, see North Carolina Racial Justice Act, 

S.L. 2009-464, § 1, 2009 N.C. Sess. Laws 1213, 1214, and “prohibited capital 

punishment if race was a significant factor in the decision to seek or impose the 

penalty,” Robinson, 375 N.C. at 176. The authors of the MSU Study clearly stated in 

the article’s introduction that the MSU Study was intended to ascertain whether 

statistical evidence could support RJA claims, and thus the RJA’s passing was at 
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least in part the inspiration for this study. Race in Jury Selection at 1533. Thus, it 

follows that the earliest the MSU Study could have begun was in 2009 when the RJA 

was passed. See North Carolina Racial Justice Act, S.L. 2009-464, § 1, 2009 N.C. Sess. 

Laws 1213, 1214.

Additionally, the MSU Study was the result of a joint effort between Michigan 

State University College of Law and various sources of funding. Race in Jury 

Selection at 1531 n.1. Thus, the willingness of these sources to complete the MSU 

Study also dictated the MSU Study’s timing and completion. Third, because the MSU 

Study required funding from various sources and Mr. Tucker is incarcerated and 

indigent it is difficult to understand how Mr. Tucker could have completed this study 

on his own. Interestingly, absent from the MAR court’s order is any discussion on how 

Mr. Tucker could have raised the money to complete this study on his own, or how 

Mr. Tucker alone could have completed the statistical analysis necessary for the MSU 

Study.4

Ultimately, the MSU Study was not published until July 2012 and thus was 

not available to Mr. Tucker during his direct appeal or his previous MAR. See Race 

in Jury Selection at 1531. Accordingly, Mr. Tucker was not in an adequate position to 

4 In their affidavit, the MSU Study’s authors, Catherine Grosso and Barbara O’Brien, 

provided an overview of their methodology, which required obtaining and reviewing strike 

patterns by race in 173 proceedings. 
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raise his Batson claim on either direct appeal or in a prior MAR filing. See N.C.G.S.

§ 15A-1419(a)(1), (3).

C. Change in Our Court’s Interpretation of Batson

Lastly, Mr. Tucker’s claim is not procedurally barred because under North 

Carolina law, as it existed prior to 2010, Mr. Tucker’s claim would have been subject 

to an impossibly high standard that most claimants could not meet. Prior to 2010, 

our law required a showing that race was the “sole” factor for the use of a peremptory 

strike. See, e.g., State v. Davis, 325 N.C. 607, 617 (1989). The difficulty of meeting 

this standard is illustrated by the Court of Appeals’ opinion in State v. White, 131 

N.C. App. 734 (1998), in which the prosecutor stated in open court that he was 

striking two African American jurors, in part, because they were “[b]oth black 

females.” Id. at 739. Despite this direct evidence of racial discrimination, the Court 

of Appeals noted that “[w]hile race was certainly a factor in the prosecutor’s reasons 

for challenging [the two jurors],” it could not find that the peremptory strike was 

solely based on race. Id. at 740. 

In 2010, in Waring, our Court rejected the sole factor test. 364 N.C. 443. In 

doing so, it explained that “[a]s stated in Miller-El, the third step in a Batson analysis 

is the less stringent question whether the defendant has shown ‘race was significant

in determining who was challenged and who was not.’ ” Id. at 480 (quoting Miller-El,

545 U.S. at 252). This standard was later reaffirmed in Hobbs, where this Court 

reiterated the standard from Miller-El and noted that it was an incorrect statement 
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of law to suggest “a strike is only impermissible if race is the sole reason.” 374 N.C. 

at 352 n.2. This means that prior to 2010, Mr. Tucker’s appellate and post-conviction 

counsel would have had no choice but to review Mr. Tucker’s case under the sole factor 

test, which would have been difficult, if not impossible, for Mr. Tucker to meet. Thus, 

until 2010, when this Court provided the correct legal standard under which to bring 

a Batson claim, Mr. Tucker’s claim was not viable and he was not in a position to 

adequately raise his Batson claim. See Hyman, 371 N.C. at 384; see also N.C.G.S. § 

15A-1419(a)(1), (3).

V. Conclusion

“[R]acial discrimination in jury selection offends the Equal Protection Clause.” 

Batson, 476 U.S. at 85 (citing Strauder, 100 U.S. 303). When this type of 

discrimination is present, “defendants are harmed” because their right to a jury trial 

is compromised. Miller-El, 545 U.S. at 238. But as the United States Supreme Court 

stated over thirty-seven years ago in Batson, “[t]he harm from discriminatory jury 

selection extends beyond that inflicted on the defendant and the excluded juror to 

touch the entire community.” 476 U.S. at 87. “Selection procedures that purposefully 

exclude black persons from juries undermine public confidence in the fairness of our 

system of justice.” Id. Moreover, a prosecutor’s use of these same racially 

discriminatory procedures jeopardizes the integrity of our courts. Miller-El, 545 U.S. 

at 238. Thus, it is of paramount importance for both the defendant and our state that 

our courts reach the merits of a Batson claim whenever they have the opportunity to 
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properly do so. 

“In reality, the finding of a Batson violation does not amount to an absolutely 

certain determination that a peremptory strike was the product of racial 

discrimination.” Clegg, 380 N.C. at 162. Instead, “the Batson process represents our 

best” perhaps “imperfect[ ] attempt at drawing a line in the sand establishing the 

level of risk of racial discrimination that we deem acceptable or unacceptable. If a 

prosecutor provides adequate legitimate race-neutral explanations for a peremptory 

strike, we deem that risk acceptably low. If not, we deem it unacceptably high.” Id.

In Mr. Tucker’s case, the risk is unacceptably high.

Mr. Tucker did not have access to the Batson Justifications Handout or the 

MSU Study at the time of his direct appeal or his prior MAR filing. Moreover, the 

change in our caselaw, which provided Mr. Tucker with the opportunity to make a 

“viable” racial discrimination claim pursuant to Batson, did not occur until 2010. See 

Hyman, 371 N.C. at 384. Thus, without the discovery of new evidence and the change 

to our Batson standard, first articulated in Waring, Mr. Tucker was not in a “position 

to adequately raise” a Batson claim on direct appeal or during a previous MAR filing. 

Because of this, N.C.G.S. § 15A-1419(c) and (d) are inapplicable, and Mr. Tucker is 

not required to show good cause or actual prejudice for his claim to proceed.5

5 In reaching the fundamental miscarriage of justice exception to N.C.G.S. § 15A1419’s procedural bar, the majority suggests that if Mr. Tucker were innocent his claims 

would not be barred. However, a defendant is not required to be innocent to claim Batson’s

protections. Instead, a defendant whether guilty or innocent, must only show that “race was 

significant in determining [which jurors were] challenged and [which were] not.” Miller-El, 
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Accordingly, I would hold Mr. Tucker’s claim is not procedurally barred and remand 

to the trial court for consideration of the merits of Mr. Tucker’s Baston claim.

545 U.S. at 252; see also Flowers, 139 S. Ct. at 2244 (“The ultimate inquiry is whether the 

State was ‘motivated in substantial part by discriminatory intent.’ ”).