alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EX-10.1






Exhibit 10.1




LADENBURG THALMANN FINANCIAL SERVICES INC.

4400 Biscayne Blvd., 12th Floor

Miami, Florida 33137




January 19, 2011



Mr. Mark Zeitchick


c/o Ladenburg Thalmann & Co. Inc.


4400 Biscayne Blvd., 12th Floor


Miami, Florida 33137



Dear Mark:



This letter agreement constitutes an amendment to the Employment Agreement dated as of August
24, 1999, as previously amended (the “Amended Agreement”), between Ladenburg Thalmann Financial
Services Inc. (“LTFS”) and Mark Zeitchick (the “Executive”). LTFS and Executive wish to amend the
Amended Agreement as set forth below. Unless otherwise defined herein, capitalized terms used
herein shall have the meanings ascribed thereto in the Amended Agreement.



A. The Amended Agreement is amended in the following respects:



1. Effective January 1, 2011, the Executive’s Base Salary provided for in Section 3.1 of the
Amended Agreement shall be increased from an annual rate of $250,000 to an annual rate of $325,000.



B. This letter agreement constitutes an amendment to and a modification of the Amended
Agreement and shall for all purposes be considered a part of the Amended Agreement. Except as
amended hereby, the Amended Agreement is confirmed and ratified in all respects and shall remain in
full force and effect.



Please indicate your agreement with the foregoing by countersigning two copies of this letter
agreement in the space provided below and returning one of such copies to us.



Very truly yours,



LADENBURG THALMANN FINANCIAL SERVICES INC.



	 	 	 
	By:
	 	/s/ Richard J. Lampen

Richard J. Lampen

President and Chief Executive Officer







The foregoing letter agreement


is consented and agreed to as


of the date first above written.



	 	 	 
	By:
	 	/s/ Mark Zeitchick

	 	 	 

	 	 	Mark Zeitchick
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
UNAUDITED BALANCE SHEET OF BERTHEL FISHER & COMPANY LEASING, INC. AND STATEMENTS
OF INCOME FOR THE NINE MONTHS ENDED SEPTEMBER 30, 1997, AND IS QUALIFIED IN ITS
ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               SEP-30-1997
<CASH>                                           2,871
<SECURITIES>                                   975,482
<RECEIVABLES>                               13,226,473
<ALLOWANCES>                                 (380,087)
<INVENTORY>                                          0
<CURRENT-ASSETS>                            13,824,739
<PP&E>                                       1,093,853
<DEPRECIATION>                               (176,514)
<TOTAL-ASSETS>                              16,470,405
<CURRENT-LIABILITIES>                        6,942,011
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                  1,603,080
<COMMON>                                        63,400
<OTHER-SE>                                   (645,558)
<TOTAL-LIABILITY-AND-EQUITY>                16,470,405
<SALES>                                              0
<TOTAL-REVENUES>                             2,127,007
<CGS>                                                0
<TOTAL-COSTS>                                  289,483
<OTHER-EXPENSES>                               873,104
<LOSS-PROVISION>                                41,002
<INTEREST-EXPENSE>                           1,190,827
<INCOME-PRETAX>                              (267,409)
<INCOME-TAX>                                  (85,287)
<INCOME-CONTINUING>                          (182,122)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 (240,925)
<EPS-PRIMARY>                                    (.60)
<EPS-DILUTED>                                    (.60)
        

</TABLE>
#### The People of the State of New York, Respondent, v Carl Bruce, Appellant.

[631 NYS2d 190]

Appeal by the defendant from a judgment of the Supreme Court, Kings County (Bianchi, J., at trial; Jones, J., at sentence), rendered July 20, 1992, convicting him of attempted rape in the first degree, upon a jury verdict, and imposing sentence.

Ordered that the matter is remitted to the Supreme Court, Kings County, to hear and report on the issues of whether certain documents referred to at the trial exist, and if they do, whether the defendant is entitled to them under *People v Rosario*(9 NY2d 286), and the appeal is held in abeyance in the interim. The Supreme Court shall file its report with this Court with all convenient speed.

Contrary to the People’s contention, the defendant’s claim that he was improperly denied access to certain *Rosario*material is preserved for appellate review *(see, People v Campbell,*186 AD2d 212). Moreover, the Supreme Court erred in summarily denying defense counsel’s request for that material. Specifically, defense counsel requested any existing police reports allegedly containing statements by the complainant, the defendant’s wife, concerning prior altercations between her and the defendant. However, although the complainant testified as to the prior altercations and described them, the court improperly found that the requested documents did not constitute *Rosario*material without first examining them *(see, People v James,*193 AD2d 694; *People v Gallardo,*173 AD2d 636). Copertino, J. P., Santucci, Altman and Friedmann, JJ., concur.
**Exhibit 32.2**

 

**CERTIFICATIONOF CHIEF FINANCIAL OFFICER PURSUANT TO**

**18U.S.C. SECTION 1350**

 

In connection with theQuarterly Report on Form 10-Q of Zoran Corporation (the “Company”) for theperiod ended September 30, 2008, as filed with the Securities and ExchangeCommission on the date hereof (the “Report”), I, Karl Schneider, Senior VicePresident, Finance and Chief Financial Officer of the Company, hereby certify,pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906of the Sarbanes-Oxley Act of 2002, that:

 

(1)  The Report fully complies with therequirements of Section 13(a) of the Securities Exchange Act of 1934;and

 

(2)  The information contained in the Reportfairly presents, in all material respects, the financial condition and resultof operations of the Company.

 
| Dated:   November 10, 2008 | /s/ Karl  Schneider                 |
|--------------------------------------|-------------------------------------|
|                                 | Karl Schneider                      |
|                                 | Senior Vice  President, Finance and |
|                                 | Chief Financial  Officer            |

 

----
Exhibit 35.1


SERVICER COMPLIANCE STATEMENT


CAPITAL ONE PRIME AUTO RECEIVABLES TRUST 2020-1





Capital One Prime Auto Receivables Trust 2020-1


c/o Capital One Auto Receivables, LLC


1600 Capital One Drive, Room 27907-B


McLean, Virginia 22102





In connection with the Annual Report on Form 10-K of Capital One Prime Auto Receivables Trust 2020-1 for the fiscal year ended December 31, 2021 (the “Report”), the undersigned, a duly authorized officer of Capital One, National Association (the “Servicer”), does hereby certify and represent that:





1. A review of the activities and performance of the Servicer under the Servicing Agreement dated as of February 19, 2020 (the “Servicing Agreement”) by and between Capital One Prime Auto Receivables Trust 2020-1, as Issuer, the Servicer and Wilmington Trust, National Association, as Indenture Trustee, during the period that is the subject of the Report has been made under my supervision.





2.     To the best of my knowledge, based on such review, the Servicer has fulfilled all of its obligations under the Servicing Agreements in all material respects throughout the period that is the subject of the Report.





IN WITNESS WHEREOF, the undersigned has duly executed this Servicer Compliance Statement this 25 th day of March, 2022.





CAPITAL ONE, NATIONAL ASSOCIATION


By:/s/ SANJIV YAJNIKName:Sanjiv YajnikTitle:President
HomeNRC LibraryDocument Collections

# Inspection Manual

*Documents pertaining to the inspection of NRC-licensed activities.*
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See also ROP List of Inspection Reports

Page Last Reviewed/Updated Friday, March 15, 2024

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## PRE **- FLIGHT CHECKLIST** 

**DJI INSPIRE 1 UAV Number:**  **N -**  **229DP DEPARTURE**   Batteries fully charged  Tablet  Cables  Safety Vest  Micro SD Card - Clear  Laptop  GoPro 

## POST**- FLIGHT**   LAND  Remove propellers, prop locks  Remove Camera  Remove micro SD card  Enter Travel Mode  Power OFF Drone  Power OFF Transmitter  Reset antennae  Power OFF tablet  Power OFF HotSpot  Remove safety vest, signage 

## PRE **- FLIGHT**   Notify owner and residents  Check weather, wind < 15mph  Put on safety vest, signage  Power ON Hot Spot  Power ON tablet, connect to Tx  Power ON Transmitter  Set antennae  Power ON Drone  Exit Travel Mode  Power OFF Drone  Insert micro SD card in camera  Install correct camera lens filter  Install Camera  Install propellers, prop locks  Power ON Drone  Check flight status on tablet  Check battery status on tablet  Clear map  Set camera mode - 4k or 1080, MP4  Perform calibration  Place drone in clear take off area  TAKE - OFF: Hover, test controls



### 
Exhibit 32.1

CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO

18 U.S.C.
SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of
Kensey Nash Corporation (the Company) on Form 10-Q for the quarter ended December 31, 2010, as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Joseph W. Kaufmann, Chief Executive
Officer of the Company, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, that:

1. The
Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2. The information
contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.



|                       |  |                        
|---------------------- |  | -----------------------
|Date: February 9, 2011 |  | /s/ Joseph W. Kaufmann 
|                       |  | Joseph W. Kaufmann     
|                       |  | Chief Executive Officer



46
Document headings vary by document type but may contain
                    the following: the agency or agencies that issued and signed a document
the number of the CFR title and the number of each part
                      the document amends, proposes to amend, or is directly
                      related to
the agency docket number / agency internal file number
the RIN which identifies each regulatory action listed in
                      the Unified Agenda of Federal Regulatory and Deregulatory
                      Actions See the
                    Document Drafting Handbook
                    for more details.
 Department of Justice Drug Enforcement Administration [Docket No. DEA-392]
 ACTION: Notice of application.
 DATES: Registered bulk manufacturers of the affected basic classes, and applicants therefore, may file written comments on or objections to the issuance of the proposed registration in accordance with 21 CFR 1301.34(a) on or before February 25, 2015. Such persons may also file a written request for a hearing on the application pursuant to 21 CFR 1301.43 on or before February 25, 2015.
 ADDRESSES: Written comments should be sent to: Drug Enforcement Administration, Attention: DEA Federal Register Representative/ODW, 8701 Morrissette Drive, Springfield, Virginia 22152. Request for hearings should be sent to: Drug Enforcement Administration, Attention: Hearing Clerk/LJ, 8701 Morrissette Drive, Springfield, Virginia 22152.


SUPPLEMENTARY INFORMATION: The Attorney General has delegated his authority under the Controlled Substances Act to the Administrator of the Drug Enforcement Administration (DEA), 28 CFR 0.100(b). Authority to exercise all necessary functions with respect to the promulgation and implementation of 21 CFR part 1301, incident to the registration of manufacturers, distributors, dispensers, importers, and exporters of controlled substances (other than final orders in connection with suspension, denial, or revocation of registration) has been redelegated to the Deputy Assistant Administrator of the DEA Office of Diversion Control (“Deputy Assistant Administrator”) pursuant to section 7 of 28 CFR pt. 0, subpt. R, App. In accordance with 21 CFR 1301.34(a), this is notice that on October 6, 2014, Mylan Pharmaceuticals, Inc., 781 Chestnut Ridge Road, Morgantown, West Virginia 26505, applied to be registered as an importer of the following basic classes of controlled substances: Controlled substance
ScheduleAmphetamine (1100)
IIMethylphenidate (1724)
IIOxycodone (9143)
IIHydromorphone (9150)
IIMethadone (9250)
IIMorphine (9300)
IIFentanyl (9801)
II
 The company plans to import the listed controlled substances in finished dosage form (FDF) from foreign sources for analytical testing and clinical trials in which the foreign FDF will be compared to the company's own domestically-manufactured FDF. This analysis is required to allow the company to export domestically-manufactured FDF to foreign markets. Dated: January 9, 2015. Joseph T. Rannazzisi, Deputy Assistant Administrator.


[FR Doc. 2015-01310 Filed 1-23-15; 8:45 am] BILLING CODE P
No: III-19-009 April 30, 2019

Contact: Viktoria Mitlyng, 630-829-9662

 Prema Chandrathil, 630-829-9663

NRC to Hold Open House to Discuss

2018 Performance of Palisades Nuclear Plant

Nuclear Regulatory Commission staff will discuss the 2018 safety performance of the 

Palisades nuclear power plant during an open house on May 9 in Covert, Mich.

The open house, to be held at the Covert Township Lions Community Center, 

78085 CR 378, will run from 6-7:30 p.m. NRC employees responsible for plant inspections, 

including the resident inspectors based full-time at the site, will be available to discuss the plant’s 

performance.

The Palisades plant, operated by Entergy Nuclear Operations, Inc., is located in Covert,

approximately 5 miles south of South Haven.

Palisades operated safely during 2018. At the end of the year, all inspection findings and 

performance indicators were of very low safety significance. As a result, it remains under the 

NRC’s normal level of oversight, which entails thousands of hours of inspection each year.

The NRC Reactor Oversight Process uses color-coded inspection findings and indicators to 

measure plant performance. The colors start at green and increase to white, yellow or red, 

commensurate with the safety significance of the issues involved. Inspection findings or 

performance indicators with more than very low safety significance trigger increased NRC 

oversight.

Inspections are performed by two NRC resident inspectors and inspection specialists from 

the Region III office located in Lisle, Ill. 

The annual assessment letter for Palisades, as well as the notice for the open house, are 

available on the NRC website. Current performance information is also available.
**EXHIBIT      32**

|                                               |   |   |                                                                   |
|----------------------------------------------------|--------|--------|------------------------------------------------------------------------|
| Dated:              December              29, 2006 |   |   | /s/ James              N.              Jannello                   |
|                                                    |   |   | James N. Jannello, Executive Vice Presidentand Chief Executive Officer |
|                                               |   |   |                                                                   |

|                                               |   |   |                                      |
|----------------------------------------------------|--------|--------|-------------------------------------------|
| Dated:              December              29, 2006 |   |   | /s/ Stephan              P. Cesarski |
|                                                    |   |   | President and Chief Operating Officer     |
|                                               |   |   |                                      |

|                                                   |   |   |                                                                   |
|--------------------------------------------------------|--------|--------|------------------------------------------------------------------------|
| Dated:                December                29, 2006 |   |   | /s/ Linda                Bieler                                   |
|                                                        |   |   | Controller and Chief Financial and Accounting                  Officer |
|                                                   |   |   |                                                                   |

----
## SUPREME COURT OF THE STATE OF NEW YORK 

## Appellate Division, Fourth Judicial Department

**1396 CA 13-01597**  PRESENT: SCUDDER, P.J., SMITH, CARNI, LINDLEY, AND SCONIERS, JJ.

KENNETH M. SCHLAU, JR., PLAINTIFF-RESPONDENT,

V MEMORANDUM AND ORDER

CITY OF BUFFALO, BUFFALO URBAN RENEWAL AGENCY, WESTERN NEW YORK ARENA, LLC, HSBC ARENA, ADT SECURITY SERVICES, INC. (ADT), U. & S. SERVICES, INC., DEFENDANTS-APPELLANTS, ET AL., DEFENDANTS. (APPEAL NO. 3.)

WILSON, ELSER, MOSKOWITZ, EDELMAN & DICKER LLP, NEW YORK CITY (GREGORY J. DELL OF COUNSEL), FOR DEFENDANTS-APPELLANTS CITY OF BUFFALO, BUFFALO URBAN RENEWAL AGENCY, WESTERN NEW YORK ARENA, LLC, HSBC ARENA, AND ADT SECURITY SERVICES, INC. (ADT).

ROACH, BROWN, MCCARTHY & GRUBER, P.C., BUFFALO (JOEL J. JAVA, JR., OF COUNSEL), FOR DEFENDANT-APPELLANT U. & S. SERVICES, INC.

PAUL W. BELTZ, P.C., BUFFALO (DEBRA A. NORTON OF COUNSEL), FOR PLAINTIFF-RESPONDENT.

Appeals from an order of the Supreme Court, Erie County (Diane Y. Devlin, J.), entered July 8, 2013. The order, among other things, denied the motions of defendants City of Buffalo, Buffalo Urban Renewal Agency, Western New York Arena, LLC, HSBC Arena, ADT Security Services, Inc. (ADT) and U. & S. Services, Inc. to compel production of complete copies of plaintiff’s medical records previously subpoenaed to Supreme Court.
It is hereby ORDERED that the order so appealed from is unanimously modified on the law by granting the motions in part and directing plaintiff to produce unredacted copies of his hospital and pediatric medical records dated on or after March 20, 1997, and as modified the order is affirmed without costs.

Same Memorandum as in Schlau v City of Buffalo ([appeal No. 1] ___ AD3d ___ [Feb. 13, 2015]).

Entered: February 13, 2015 Frances E. Cafarell Clerk of the Court