Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 1 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Communication / IR160 - No communication / information not communicated G - Engineering G - Design 

160 - No communication / information not communicated G - Engineering M - Maintenance / Repair 160 - No communication / information not communicated O - Operations O - Control Room Ops 160 - No communication / information not communicated O - Operations O - Control Room Ops 161 - Communication LTA O - Operations O - Control Room Ops 161 - Communication LTA O - Operations O - Control Room Ops 

63

Number of Items for this Docket: 

Percent of Total for this Docket: 

Fitness for Duty / IR125 - Work hour control O - Operations O - Control Room Ops 

125 - Work hour control O - Operations O - Control Room Ops 126 - Task design / work environment O - Operations O - Control Room Ops 126 - Task design / work environment O - Operations O - Control Room Ops 

42

Number of Items for this Docket: 

Percent of Total for this Docket: 

Human-System Interface & Environmnt / IR170 - HSI or information availability / quality LTA D - Emergency Planning Q - Fire Protection 

170 - HSI or information availability / quality LTA D - Emergency Planning Q - Fire Protection 

21

Number of Items for this Docket: 

Percent of Total for this Docket: 

Oversight / IR130 - Inadequate suprevision / command and control O - Operations O - Control Room Ops 

130 - Inadequate suprevision / command and control O - Operations O - Control Room Ops 130 - Inadequate suprevision / command and control O - Operations O - Control Room Ops 130 - Inadequate suprevision / command and control Y - Shipping / transportation Y - Shipping / transportatio 

131 - Management expectations or directions LTA D - Emergency Planning Q - Fire Protection 131 - Management expectations or directions LTA O - Operations O - Control Room Ops 131 - Management expectations or directions LTA O - Operations O - Control Room Ops 

74

Number of Items for this Docket: 

Percent of Total for this Docket: 

Procedures & Reference Document / IR111 - Procedure / reference document technical content D - Emergency Planning Q - Fire Protection 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 2 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Procedures & Reference Document / IR111 - Procedure / reference document technical content G - Engineering G - Design 

111 - Procedure / reference document technical content G - Engineering G - Design 111 - Procedure / reference document technical content M - Mechanical M - Maintenance / Repair 111 - Procedure / reference document technical content M - Mechanical M - Maintenance / Repair 111 - Procedure / reference document technical content M - Mechanical M - Maintenance / Repair 111 - Procedure / reference document technical content P - Procedure Writers P - Procedure Dev 111 - Procedure / reference document technical content P - Procedure Writers P - Procedure Dev 111 - Procedure / reference document technical content P - Procedure Writers P - Procedure Dev 111 - Procedure / reference document technical content P - Procedure Writers P - Procedure Dev 113 - Procedure / reference document development and maintenance LT G - Engineering G - Design 

113 - Procedure / reference document development and maintenance LT G - Engineering G - Design 113 - Procedure / reference document development and maintenance LT G - Engineering G - Design 113 - Procedure / reference document development and maintenance LT G - Engineering G - Design 113 - Procedure / reference document development and maintenance LT M - Mechanical M - Maintenance / Repair 113 - Procedure / reference document development and maintenance LT P - Procedure Writers G - Design 113 - Procedure / reference document development and maintenance LT P - Procedure Writers G - Design 

179

Number of Items for this Docket: 

Percent of Total for this Docket: 

Problem Identification & Resolution / IR140 - Problem not completely or accurately identified D - Emergency Planning D - Emergency Drill 

140 - Problem not completely or accurately identified E - Electrical M - Maintenance / Repair 140 - Problem not completely or accurately identified F - Fuel Handling R - Refueling 140 - Problem not completely or accurately identified F - Fuel Handling R - Refueling 140 - Problem not completely or accurately identified G - Engineering G - Design 140 - Problem not completely or accurately identified G - Engineering G - Design 140 - Problem not completely or accurately identified G - Engineering G - Design 140 - Problem not completely or accurately identified M - Mechanical M - Maintenance / Repair 140 - Problem not completely or accurately identified M - Mechanical M - Maintenance / Repair 140 - Problem not completely or accurately identified M - Mechanical M - Maintenance / Repair 140 - Problem not completely or accurately identified O - Operations O - Control Room Ops 140 - Problem not completely or accurately identified T - Training N - Training 140 - Problem not completely or accurately identified Z - Other / Unknown Z - Other / Unknown 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 3 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Problem Identification & Resolution / IR141 - Problem not properly classified or prioritized M - Mechanical M - Maintenance / Repair 

142 - Operating experience (OE) review LTA D - Emergency Planning Q - Fire Protection 142 - Operating experience (OE) review LTA G - Engineering G - Design 142 - Operating experience (OE) review LTA G - Engineering G - Design 142 - Operating experience (OE) review LTA M - Mechanical G - Design 142 - Operating experience (OE) review LTA M - Mechanical M - Maintenance / Repair 144 - Audit / self-assessment / effectiveness review LTA M - Mechanical M - Maintenance / Repair 145 - Causal development LTA H - Health Physics H - Health Physics 145 - Causal development LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA E - Electrical M - Maintenance / Repair 146 - Evaluation LTA G - Engineering G - Design 146 - Evaluation LTA G - Engineering G - Design 146 - Evaluation LTA G - Engineering G - Design 146 - Evaluation LTA G - Engineering G - Design 146 - Evaluation LTA G - Engineering G - Design 146 - Evaluation LTA G - Engineering G - Design 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA M - Mechanical M - Maintenance / Repair 146 - Evaluation LTA O - Operations O - Control Room Ops 146 - Evaluation LTA O - Operations O - Control Room Ops 146 - Evaluation LTA O - Operations O - Control Room Ops 146 - Evaluation LTA O - Operations O - Control Room Ops 146 - Evaluation LTA S - Specialized task force W - Assessment 146 - Evaluation LTA S - Specialized task force W - Assessment 146 - Evaluation LTA S - Specialized task force W - Assessment 146 - Evaluation LTA S - Specialized task force W - Assessment 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 4 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Problem Identification & Resolution / IR147 - Individual corrective action LTA E - Electrical M - Maintenance / Repair 

147 - Individual corrective action LTA E - Electrical T - Testing 147 - Individual corrective action LTA H - Health Physics H - Health Physics 147 - Individual corrective action LTA M - Mechanical M - Maintenance / Repair 147 - Individual corrective action LTA M - Mechanical M - Maintenance / Repair 147 - Individual corrective action LTA M - Mechanical M - Maintenance / Repair 147 - Individual corrective action LTA M - Mechanical M - Maintenance / Repair 147 - Individual corrective action LTA M - Mechanical M - Maintenance / Repair 148 - Action not yet started or untimely C - Chemistry Z - Other / Unknown 148 - Action not yet started or untimely C - Chemistry Z - Other / Unknown 148 - Action not yet started or untimely D - Emergency Planning D - Emergency Drill 148 - Action not yet started or untimely G - Engineering G - Design 148 - Action not yet started or untimely G - Engineering G - Design 148 - Action not yet started or untimely G - Engineering G - Design 148 - Action not yet started or untimely G - Engineering G - Design 148 - Action not yet started or untimely G - Engineering G - Design 148 - Action not yet started or untimely G - Engineering G - Design 148 - Action not yet started or untimely M - Mechanical M - Maintenance / Repair 148 - Action not yet started or untimely M - Mechanical M - Maintenance / Repair 148 - Action not yet started or untimely M - Mechanical M - Maintenance / Repair 148 - Action not yet started or untimely M - Mechanical M - Maintenance / Repair 148 - Action not yet started or untimely Z - Other / Unknown Z - Other / Unknown 150 - Programmatic deficiency G - Engineering G - Design 150 - Programmatic deficiency H - Health Physics H - Health Physics 150 - Programmatic deficiency M - Mechanical M - Maintenance / Repair 150 - Programmatic deficiency M - Mechanical M - Maintenance / Repair 150 - Programmatic deficiency M - Mechanical M - Maintenance / Repair 150 - Programmatic deficiency M - Mechanical M - Maintenance / Repair 150 - Programmatic deficiency Z - Other / Unknown Z - Other / Unknown 

7438

Number of Items for this Docket: 

Percent of Total for this Docket: 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 5 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Work Planning & Practices / IR181 - Inadequate staffing / task allocation M - Mechanical M - Maintenance / Repair 

181 - Inadequate staffing / task allocation O - Operations O - Control Room Ops 181 - Inadequate staffing / task allocation O - Operations O - Control Room Ops 183 - Pre-job activities LTA G - Engineering G - Design 183 - Pre-job activities LTA M - Mechanical M - Maintenance / Repair 184 - Tag outs LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA F - Fuel Handling R - Refueling 185 - Procedural adherence LTA F - Fuel Handling R - Refueling 185 - Procedural adherence LTA G - Engineering G - Design 185 - Procedural adherence LTA G - Engineering G - Design 185 - Procedural adherence LTA H - Health Physics H - Health Physics 185 - Procedural adherence LTA H - Health Physics H - Health Physics 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA O - Operations O - Control Room Ops 185 - Procedural adherence LTA Y - Shipping / transportation Y - Shipping / transportatio 

186 - Failure to take action / meet requirements E - Electrical M - Maintenance / Repair 186 - Failure to take action / meet requirements G - Engineering G - Design 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 6 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Work Planning & Practices / IR186 - Failure to take action / meet requirements M - Mechanical M - Maintenance / Repair 

186 - Failure to take action / meet requirements M - Mechanical S - Surveillance 186 - Failure to take action / meet requirements O - Operations O - Control Room Ops 186 - Failure to take action / meet requirements O - Operations O - Control Room Ops 187 - Action implementation LTA D - Emergency Planning Q - Fire Protection 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 188 - Work practice or craft skill LTA G - Engineering G - Design 188 - Work practice or craft skill LTA O - Operations O - Control Room Ops 189 - Recognition of adverse condition / questioning attitude LTA D - Emergency Drill 

D - Emergency Planning

189 - Recognition of adverse condition / questioning attitude LTA R - Refueling 

F - Fuel Handling

189 - Recognition of adverse condition / questioning attitude LTA R - Refueling 

F - Fuel Handling

189 - Recognition of adverse condition / questioning attitude LTA G - Design 

G - Engineering

189 - Recognition of adverse condition / questioning attitude LTA M - Maintenance / Repair 

M - Mechanical

189 - Recognition of adverse condition / questioning attitude LTA O - Control Room Ops 

O - Operations

189 - Recognition of adverse condition / questioning attitude LTA O - Control Room Ops 

O - Operations

189 - Recognition of adverse condition / questioning attitude LTA O - Control Room Ops 

O - Operations

189 - Recognition of adverse condition / questioning attitude LTA O - Control Room Ops 

O - Operations

189 - Recognition of adverse condition / questioning attitude LTA O - Control Room Ops 

O - Operations

190 - Failure to stop work / non-conservative decision making R - Refueling 

F - Fuel Handling
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 7 of 710/09/2008 15:16:07

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Palo Verde 3 Docket (050- 00530)

Work Planning & Practices / IR190 - Failure to stop work / non-conservative decision making R - Refueling 

F - Fuel Handling

190 - Failure to stop work / non-conservative decision making R - Refueling 

F - Fuel Handling

190 - Failure to stop work / non-conservative decision making G - Design 

G - Engineering

190 - Failure to stop work / non-conservative decision making G - Design 

G - Engineering

190 - Failure to stop work / non-conservative decision making M - Maintenance / Repair 

M - Mechanical

190 - Failure to stop work / non-conservative decision making O - Control Room Ops 

O - Operations

190 - Failure to stop work / non-conservative decision making O - Control Room Ops 

O - Operations

190 - Failure to stop work / non-conservative decision making O - Control Room Ops 

O - Operations

190 - Failure to stop work / non-conservative decision making O - Control Room Ops 

O - Operations

191 - Team interactions LTA O - Operations O - Control Room Ops 

191 - Team interactions LTA O - Operations O - Control Room Ops 193 - Non-conservative action M - Mechanical M - Maintenance / Repair 197 - Self-check LTA M - Mechanical M - Maintenance / Repair 197 - Self-check LTA O - Operations O - Control Room Ops 

7840

Number of Items for this Docket: 

Percent of Total for this Docket: 

Procedures & Reference Document / LER111 - Procedure / reference document technical content I - Instrumentation & Control S - Surveillance 

111 - Procedure / reference document technical content O - Operations S - Surveillance 112 - Procedure / reference document contains human factors deficienc O - Control Room Ops 

O - Operations

32

Number of Items for this Docket: 

Percent of Total for this Docket: 

Work Planning & Practices / LER183 - Pre-job activities LTA O - Operations O - Control Room Ops 

186 - Failure to take action / meet requirements O - Operations O - Control Room Ops 

21

Number of Items for this Docket: 

Percent of Total for this Docket: 

Total Items for this Docket: 193