Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 1 of 410/09/2008 15:05:37

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Duane Arnold Docket (050- 00331)

Communication / IR160 - No communication / information not communicated M - Mechanical M - Maintenance / Repair 

160 - No communication / information not communicated O - Operations O - Control Room Ops 

23

Number of Items for this Docket: 

Percent of Total for this Docket: 

Fitness for Duty / IR128 - Non-compliance O - Operations O - Control Room Ops 

11

Number of Items for this Docket: 

Percent of Total for this Docket: 

Oversight / IR130 - Inadequate suprevision / command and control G - Engineering G - Design 

130 - Inadequate suprevision / command and control G - Engineering T - Testing 130 - Inadequate suprevision / command and control M - Mechanical M - Maintenance / Repair 130 - Inadequate suprevision / command and control O - Operations O - Control Room Ops 130 - Inadequate suprevision / command and control O - Operations O - Control Room Ops 131 - Management expectations or directions LTA M - Mechanical M - Maintenance / Repair 

68

Number of Items for this Docket: 

Percent of Total for this Docket: 

Procedures & Reference Document / IR111 - Procedure / reference document technical content D - Emergency Planning Q - Fire Protection 

111 - Procedure / reference document technical content G - Engineering G - Design 111 - Procedure / reference document technical content G - Engineering G - Design 111 - Procedure / reference document technical content O - Operations O - Control Room Ops 111 - Procedure / reference document technical content O - Operations O - Control Room Ops 111 - Procedure / reference document technical content O - Operations S - Surveillance 

68

Number of Items for this Docket: 

Percent of Total for this Docket: 

Problem Identification & Resolution / IR140 - Problem not completely or accurately identified G - Engineering W - Assessment 

140 - Problem not completely or accurately identified O - Operations O - Control Room Ops 144 - Audit / self-assessment / effectiveness review LTA O - Operations O - Control Room Ops 146 - Evaluation LTA G - Engineering W - Assessment 147 - Individual corrective action LTA O - Operations O - Control Room Ops 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 2 of 410/09/2008 15:05:37

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Duane Arnold Docket (050- 00331)

Problem Identification & Resolution / IR149 - No action planned G - Engineering W - Assessment 

150 - Programmatic deficiency M - Mechanical M - Maintenance / Repair 

710

Number of Items for this Docket: 

Percent of Total for this Docket: 

Training / IR102 - Individual knowledge LTA O - Operations O - Control Room Ops 

102 - Individual knowledge LTA O - Operations O - Control Room Ops 102 - Individual knowledge LTA O - Operations O - Control Room Ops 

34

Number of Items for this Docket: 

Percent of Total for this Docket: 

Work Planning & Practices / IR183 - Pre-job activities LTA H - Health Physics H - Health Physics 

185 - Procedural adherence LTA G - Engineering G - Design 185 - Procedural adherence LTA G - Engineering O - Control Room Ops 185 - Procedural adherence LTA G - Engineering T - Testing 185 - Procedural adherence LTA H - Health Physics H - Health Physics 185 - Procedural adherence LTA H - Health Physics X - Site-wide 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical M - Maintenance / Repair 185 - Procedural adherence LTA M - Mechanical S - Surveillance 185 - Procedural adherence LTA O - Operations A - Administrative 

185 - Procedural adherence LTA Z - Other / Unknown Z - Other / Unknown 186 - Failure to take action / meet requirements G - Engineering P - Procedure Dev 186 - Failure to take action / meet requirements M - Mechanical M - Maintenance / Repair 186 - Failure to take action / meet requirements M - Mechanical M - Maintenance / Repair 186 - Failure to take action / meet requirements O - Operations O - Control Room Ops 186 - Failure to take action / meet requirements O - Operations O - Control Room Ops 186 - Failure to take action / meet requirements O - Operations O - Control Room Ops 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 3 of 410/09/2008 15:05:37

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Duane Arnold Docket (050- 00331)

Work Planning & Practices / IR187 - Action implementation LTA G - Engineering G - Design 

187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA G - Engineering G - Design 187 - Action implementation LTA O - Operations S - Surveillance 188 - Work practice or craft skill LTA O - Operations S - Surveillance 188 - Work practice or craft skill LTA O - Operations S - Surveillance 188 - Work practice or craft skill LTA O - Operations S - Surveillance 189 - Recognition of adverse condition / questioning attitude LTA O - Control Room Ops 

O - Operations

189 - Recognition of adverse condition / questioning attitude LTA S - Surveillance 

O - Operations

189 - Recognition of adverse condition / questioning attitude LTA M - Maintenance / Repair 

Q - Quality assurance / oversight

190 - Failure to stop work / non-conservative decision making G - Design 

G - Engineering

190 - Failure to stop work / non-conservative decision making G - Design 

G - Engineering

191 - Team interactions LTA G - Engineering G - Design 191 - Team interactions LTA G - Engineering G - Design 191 - Team interactions LTA O - Operations O - Control Room Ops 191 - Team interactions LTA O - Operations O - Control Room Ops 197 - Self-check LTA H - Health Physics H - Health Physics 

3852

Number of Items for this Docket: 

Percent of Total for this Docket: 

Oversight / LER131 - Management expectations or directions LTA Z - Other / Unknown M - Maintenance / Repair 

11

Number of Items for this Docket: 

Percent of Total for this Docket: 

Procedures & Reference Document / LER111 - Procedure / reference document technical content O - Operations O - Control Room Ops 

111 - Procedure / reference document technical content O - Operations S - Surveillance 111 - Procedure / reference document technical content O - Operations T - Testing 

34

Number of Items for this Docket: 

Percent of Total for this Docket: 
Human Factors Information System (HFIS)

U.S. Nuclear Regulatory Commission

From 01/01/2007 to 12/31/2007Page 4 of 410/09/2008 15:05:37

2x N

Total 

N

Document Types: IR, LER IR/LER Category Analysis by Docket Report

N

Average for Se

Details Department Work Type 

Facility Name: Duane Arnold Docket (050- 00331)

Training / LER100 - Training LTA O - Operations B - Bal of Plant Ops 

11

Number of Items for this Docket: 

Percent of Total for this Docket: 

Work Planning & Practices / LER180 - Scheduling and planning LTA E - Electrical M - Maintenance / Repair 

183 - Pre-job activities LTA O - Operations S - Surveillance 185 - Procedural adherence LTA Z - Other / Unknown M - Maintenance / Repair 187 - Action implementation LTA Z - Other / Unknown M - Maintenance / Repair 197 - Self-check LTA E - Electrical M - Maintenance / Repair 

57

Number of Items for this Docket: 

Percent of Total for this Docket: 

Total Items for this Docket: 73