United States Court of Appeals

FOR THE EIGHTH CIRCUIT

___________

No. 97-1423

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Darrell Kempcke, *

*

Plaintiff - Appellant, *

* Appeal from the United States

v. * District Court for the

* Eastern District of Missouri.

Monsanto Company, *

*

Defendant - Appellee. *

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Submitted: October 21, 1997

Filed: January 6, 1998

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Before FAGG, WOLLMAN, and LOKEN, Circuit Judges.

___________

LOKEN, Circuit Judge.

Monsanto Company fired Darrell Kempcke when he refused to return company

documents that he believed reflected a pattern of age discrimination against himself and

others. Kempcke now appeals the grant of summary judgment dismissing his age

discrimination and retaliation claims under the Age Discrimination in Employment Act,

29 U.S.C. §§ 621-34, and the Missouri Human Rights Act, Mo. Ann. Stat. §§ 213.010

et seq. We reverse.
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We view the facts in the light most favorable to Kempcke. At the time in

question he was a forty-eight year old senior training manager in Monsanto’s Global

Operations Division. Kempcke had been denied three manager positions after turning

forty, the explanation being that Monsanto reserved these positions for “young

promotables.” He received a favorable performance review in 1992, with a comment

that his work was “well above” Monsanto’s expectations. In early 1993, Monsanto

assigned him a personal computer previously used by Bud Garrison, a high-ranking

Human Resources officer. While deleting old files from the computer’s hard drive,

Kempcke discovered two documents that led to this litigation. One was a June 1991

letter between two Monsanto executives addressing the need to find opportunities for

promising young employees. Another was an “Organization Upgrade Plan” for the

Global Operations Division, authored by Garrison. 

Garrison’s Upgrade Plan proposed a reduction in the number of Division

managers through reassignment, retirement, and outplacement. It organized the fiftynine managers into four categories, “must keep,” “want to keep,” “close calls,” and

“remove from position.” Kempcke was listed in a subpart of the “close calls” category

labeled “probably will not make it.” All fifteen managers in this subcategory and the

“remove from position” category were at least forty years old. The Plan noted that five

of the nine employees recommended for outplacement, including Kempcke, would

likely “make age an issue” if this action was taken. By the time Kempcke found the

document, three of the fifteen had been “downgraded” and six were “on their way out.”

By August 1996, all fifteen had left the company or been demoted.

Kempcke showed the Upgrade Plan to Garrison and asked, “Does this mean I

don’t have a job or a future here?” Dissatisfied with Garrison’s non-answer, Kempcke

then complained to his supervisor, James Schafbuch, that the Upgrade Plan reflected

age discrimination. Schafbuch demanded that Kempcke return all documents found in

the computer. Kempcke replied that Monsanto should deal with his attorney on that

issue. Schafbuch responded with a memorandum stating that Kempcke would be
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terminated for insubordination unless he returned the documents by June 14, 1993.

Schafbuch fired Kempcke on June 14 when he failed to meet that deadline.

The district court granted summary judgment dismissing Kempcke’s age

discrimination and retaliation claims, concluding that Monsanto fired him for a

legitimate business reason -- refusing to return company property -- and that

Kempcke’s refusal was not protected activity that could support a retaliation claim.

We review the grant of summary judgment de novo. See Rothmeier v. Investment

Advisers, Inc., 85 F.3d 1328, 1331 (8th Cir. 1996). 

I. Retaliation

The ADEA provides that it is “unlawful for an employer to discriminate against

any of his employees . . . because such individual . . . has opposed any practice made

unlawful by this section, or . . . participated in any manner in an investigation,

proceeding, or litigation under this chapter.” 29 U.S.C. § 623(d). Kempcke’s

retaliation claim requires proof that he engaged in ADEA-protected activity, Monsanto

took adverse employment action against him, and there was a causal connection

between the two. See Montandon v. Farmland Ind., Inc., 116 F.3d 355, 359 (8th Cir.

1997). At the summary judgment hearing, supervisor Schafbuch testified that he fired

Kempcke “for refusing to return all documents that he may have removed from

Monsanto property,” including the Upgrade Plan and the 1991 letter that Kempcke had

delivered to his attorney. The question, then, is whether Kempcke engaged in ADEAprotected activity when he delivered arguably incriminating company documents to his

attorney and then told Monsanto to contact his attorney for return of the documents,

instead of complying with Monsanto’s demand to return the documents himself.

Protected activity includes “oppos[ing] any practice made unlawful” by the

ADEA, § 623(d). Employer conduct that an employee opposes need not in fact be

unlawful. Rather, the employee must “demonstrate a good faith, reasonable belief that
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the underlying challenged action violated the law.” Wentz v. Maryland Cas. Co., 869

F.2d 1153, 1155 (8th Cir. 1989). 

Viewing the summary judgment evidence most favorably to Kempcke, a

reasonable factfinder could conclude he had a good faith reasonable belief that the

documents found in his computer revealed an ongoing Monsanto plan to weed out

senior managers, including Kempcke, at least partially because of their ages. Standing

alone, the Upgrade Plan is quite innocuous, because an employer’s concern with

possible age discrimination claims “should not be equated with an admission of agerelated animus,” Bashara v. Black Hills Corp., 26 F.3d 820, 824 (8th Cir. 1994), and

because a document identifying the age of a group of employees is “not significantly

probative” of age discrimination. Earley v. Champion Int’l Corp., 907 F.2d 1077, 1082

(11th Cir. 1990). But Kempcke, a twenty-two year employee with an excellent

performance record, nonetheless inferred that age was a factor underlying the Plan’s

proposed outplacements, based upon his interpretation of language in the Plan

document, reinforced by Monsanto executives’ recurring references to “young

promotables” and the 1991 letter declaring a need to find opportunities for younger

employees. Kempcke confronted his supervisor with these documents and requested

an explanation. That is clearly protected activity. He also gave the documents to his

attorney and told his supervisor that Monsanto must deal with his attorney on the

question of whether the documents would be returned. This was at least arguably

oppositional or litigation activity, because it placed documents that might evidence

discrimination in the hands of a legal professional who would litigate the issue on

Kempcke’s behalf if he could not resolve the matter informally with Monsanto. An

employee with a good faith reason to believe his employer is engaged in unlawful age

discrimination “has a legitimate interest in preserving evidence of [his employer’s]

unlawful employment practices.” O’Day v. McDonnell Douglas Helicopter Co., 79

F.3d 756, 763 (9th Cir. 1996).
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Even if Kempcke’s conduct in delivering arguably incriminating documents to

his attorney was generally consistent with opposing unlawful age discrimination, we

must also consider whether that conduct was so disruptive, excessive, or “generally

inimical to [the] employer’s interests . . . as to be beyond the protection” of § 623(d).

Hochstadt v. Worcester Foundation for Experimental Biology, 545 F.2d 222, 230 (1st

Cir. 1976); see Jackson v. St. Joseph State Hosp., 840 F.2d 1387, 1390-91 (8th Cir.

1988). For example, an employee who steals confidential company documents, even

documents that may evidence discrimination, has not engaged in protected activity that

will support a retaliation claim if he is discharged for theft. See O’Day, 79 F.3d at 762-

64; Hornsby v. Conoco, Inc., 777 F.2d 243, 246 (5th Cir. 1985). Cf. McKennon v.

Nashville Banner Publ’g Co., 513 U.S. 352 (1995). 

Here, Kempcke innocently acquired the documents, discovering them in a

computer assigned to him by Monsanto. This is akin to the employee who is

inadvertently copied on an internal memorandum, or who discovers a document

mistakenly left in an office copier. Without question, employees in these situations

have a duty to safeguard the employer’s documents and confidential information. But

when documents have been innocently acquired, and not subsequently misused, there

has not been the kind of employee misconduct that would justify withdrawing

otherwise appropriate § 623(d) protection. Of course, employee insubordination is

ordinarily a legitimate non-discriminatory reason for adverse action, see, e.g., Berg v.

Bruce, 112 F.3d 322, 327 (8th Cir. 1997), and insubordination can include refusing to

return confidential employer documents. But when the insubordination consists of

refusing to cease what a jury could find to be reasonable ADEA-protected activity,

such as retaining a document that may evidence on-going discrimination, summary

judgment dismissing a retaliation claim is not appropriate.

Two recent decisions illustrate the rather subtle distinctions that must be made

in these kinds of retaliation cases. In Bullock v. American Tel. & Tel. Co., 50 Fair

Empl. Prac. Cas. (BNA) 407, 1989 WL 13242 (N.D. Ill. 1989), an equal employment
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compliance officer upset with his salary complained that his analysis of the company’s

salary programs showed an adverse impact on older employees. The employer asked

to see the analysis and underlying data. The employee refused, was fired for

insubordination, and sued, claiming unlawful retaliation against his protected activity

in investigating age discrimination. The court granted summary judgment for the

employer. Because it was plaintiff’s job to ensure that the employer’s personnel

decisions were free of discrimination, his refusal to share his discrimination analysis

with the employer was a fundamental breach of a job duty that justified his discharge

for insubordination. On the other hand, in Grant v. Hazelett Strip-Casting Corp., 880

F.2d 1564 (2nd Cir. 1989), the company president asked plaintiff to recruit a young

man to fill plaintiff’s former position. Plaintiff wrote a memorandum setting forth the

young man criteria, and the president signed his approval on the memorandum.

Plaintiff’s supervisor later edited the incriminating criteria out of the document,

demanded that plaintiff surrender his copy of the original version, and fired plaintiff for

insubordination when he refused. A jury upheld plaintiff’s retaliation claim, and the

Second Circuit upheld the jury’s verdict. The court rejected defendant’s contention

that this was improper conduct unworthy of ADEA protection because, even if plaintiff

had an ulterior motive in asking the president to sign the document, the jury could find

this conduct protected because “Grant’s memo did not create the appearance of

discrimination but, as Grant testified, merely documented a discriminatory practice that

already existed.” 880 F.2d at 1570. 

In support of its holding that Kempcke’s conduct was not protected activity, the

district court cited O’Day and Jefferies v. Harris County Community Action Ass’n, 615

F.2d 1025 (5th Cir. 1980), cases involving improper dissemination of an employer’s

documents to third parties other than the plaintiff’s attorney. Here, there is a genuine

dispute whether Kempcke disseminated the documents or their contents to persons

other than his attorney, conduct that might well be unworthy of protection. For

summary judgment purposes, we must accept Schafbuch’s testimony that he fired

Kempcke simply for refusing to return all copies of the documents, leaving issues such
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as wrongful dissemination to others to develop at trial. On this record, a reasonable

jury could find that it was protected activity for Kempcke to deliver the documents to

his attorney and tell Monsanto to deal with the attorney regarding their return, and that

it was unlawful retaliation to fire Kempcke for engaging in this activity. Accordingly,

the district court erred in granting summary judgment dismissing the retaliation claim.

II. Age discrimination

An age discrimination claim requires proof that the employer intentionally

discriminated against an employee over the age of forty on account of his age. See 29

U.S.C. §§ 623(a)(1), 631. Age discrimination may be proved indirectly by showing

that the employer’s profferred explanation is “unworthy of credence” and a pretext for

intentional discrimination. Texas Dep’t of Community Affairs v. Burdine, 450 U.S.

248, 256 (1981). 

In this case, Kempcke discovered an Upgrade Plan recommending elimination

of fifteen division manager positions. The Plan noted that the fifteen were over age

forty and predicted that five would complain of age discrimination if outplaced.

Kempcke complained that the Plan reflected age discrimination, first to Plan author

Garrison and then to supervisor Schafbuch. Rather than provide an explanation,

Schafbuch responded with a peremptory demand that Kempcke return the documents

or be fired for insubordination, even though Schafbuch knew that Kempcke had given

the documents to his attorney. 

If there was no more to the incident than that, a reasonable factfinder could

conclude that Monsanto’s action in firing Kempcke for giving innocently acquired

documents to his attorney, rather than returning them himself, was such an extreme

overreaction as to be pretextual, that is, “unworthy of credence.” And if Monsanto’s

reason for firing was pretextual, that tends to support the inference that the Upgrade

Plan was in fact a plan to terminate Kempcke and others on account of their ages. In
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these circumstances, we conclude on the record before us that Kempcke presented

sufficient evidence to avoid summary judgment dismissing his age discrimination claim.

See generally Ryther v. Kare 11, 108 F.3d 832, 836-38 (8th Cir. 1997), cert. denied,

117 S. Ct. 2510 (1997); Rothmeier, 85 F.3d at 1332. 

For the foregoing reasons, the judgment of the district court is reversed, and the

case is remanded for further proceedings not inconsistent with this opinion.

FAGG, Circuit Judge, dissenting.

Kempcke was fired because he took his employer's documents and refused to

give them back. I believe there is a big difference between out-and-out insubordination

and protecting one's civil rights when age discrimination is afoot in the workplace.

Although unintended, the court's decision not only opens up another avenue of on-thejob mischief but puts employers in a position where they can't do anything about it. I

would affirm the district court.

A true copy.

Attest:

CLERK, U. S. COURT OF APPEALS, EIGHTH CIRCUIT.