United States of America

OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION

1120 20th Street, N.W., Ninth Floor

Washington, DC 20036-3457

 

SECRETARY OF LABOR,

Complainant,

v. OSHRC DOCKET NO. 23-0243 

ROMANCING THE STONE, INC.

 Respondent. 

 

ORDER OF DISMISSAL FOR LATE NOTICE OF CONTEST 

AND FAILURE TO FILE AN ANSWER

Procedural History

This matter is before the United States Occupational Safety and Health Review Commission 

(“Commission”) and the undersigned based on Respondent’s filing of a Notice of Contest on 

February 8, 2023.

On August 1 and November 14, 2022, the United States Occupational Safety and Health 

Administration (“OSHA”) inspected a worksite in Coventry, Rhode Island under inspection number 

1611694. As a result of those inspections, on January 5, 2023, OSHA issued two Citations and 

Notifications of Penalty (“Citations”) to Romancing the Stone, Inc. (“Respondent”) for alleged 

violations of the Occupational Safety and Health Act, 29 U.S.C. §§ 651, et seq (“OSH Act”). The 

Citations alleged three failure-to-abate violations of OSHA’s general industry safety standards.1

 

1 Although it appears additional violations were at some point alleged against Respondent, in the Citations filed with 

the Commission, only Citation 1, Item 2 and Citation 2, Items 1a and 1c were included with the filing. Citation 1, Item 

2 alleges a failure to abate a serious violation of 29 C.F.R. § 1910.95(c)(1) for failing to administer an effective hearing 
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The Citations proposed a total penalty of $122,364. 

The Citation were mailed to Respondent at 140 Centre of New England Boulevard, 

Coventry, Rhode Island, 02816. On February 8, 2023, an individual named Keyur Patel, whose 

relationship to Respondent is not clear from the instant record, filed a Notice of Contest with OSHA 

challenging the Citations on behalf of Respondent. In his email Notice of Contest, Mr. Patel 

indicated that an individual named Mike Rego, whose relationship to Respondent is also not clear 

from the instant record, would “be handling this from our side.” The Secretary has not argued that 

the Notice of Contest was untimely.

Thereafter, on February 16, 2023, two individuals registered with the Commission’s e-filing 

system on behalf of Respondent: 1) Mr. Patel, with the email address 

kpatel@romancingthestoneri.com; and 2) Mr. Rego, with the email address 

mrelement1000@yahoo.com. Both individuals are currently listed as Active Contacts for 

Respondent in the Commission’s e-filing system.2

Also on February 16, 2023, after having received the Notice of Contest, the Commission 

mailed a Notice of Docketing and Instructions to Employer (“Notice of Docketing”) to 

Respondent’s address in Coventry, Rhode Island. The Notice of Docketing included a guide to the 

Commission’s procedures and a postcard that was to be returned to the Commission to verify 

conservation program; Citation 2, Item 1a alleges a failure to abate a serious violation of 29 C.F.R. § 1910.1053(d)(3)(i) 

for failure to perform initial monitoring of crystalline quartz; and Citation 2, Item 1c alleges a failure to abate a serious 

violation of 29 C.F.R. § 1910.1053(j)(3)(i) for failure to ensure employee knowledge of protections from crystalline 

silica.

2 Anyone listed as an “Active Contact” in the Commission’s e-filing system automatically receives an email notification 

whenever a new document is electronically filed for the case. See Intro. to OSHRC E-Filing at 8, Occupational Safety 

& Health Review Comm’n, https://www.oshrc.gov/assets/1/6/supplemental user training guide1.pdf (May 2020); 

Occupational Safety & Health Review Comm’n E-File Sys. Elec. Case Filing – Pol’y & Proc. Guide at 12, Occupational 

Safety & Health Review Comm’n, https://www.oshrc.gov/assets/1/6/Commission E-File System Guide -

FINAL 2-21.pdf (June 2019).
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Respondent had complied with the employee posting requirements of Commission Rule 7 for the 

Citation and Notice of Contest. See 29 C.F.R. § 2200.7. To date, this postcard has not been returned 

to the Commission. 

On February 24, 2023, the Secretary filed a Motion to Extend Time to File Complaint. In 

this motion, the Secretary’s representative indicated that he “attempted to contact the Respondent 

regarding this motion, but was not successful.” The undersigned granted the Secretary’s motion 

on March 9, 2023. On April 20, 2023, the Secretary filed a Motion to Further Extend Time to File 

a Complaint. In this motion, the Secretary’s representative indicated that Respondent consented to 

the motion. The undersigned granted the Secretary’s second motion to extend on April 24, 2023. 

Thereafter, on June 7, 2023, the Secretary filed his Complaint. The Certificate of Service 

for the Complaint indicates it was filed in the Commission’s e-filing system and was also served 

directly on both Mr. Patel and Mr. Rego at their email addresses used to register with the 

Commission’s e-filing system. Respondent was required to respond to the Complaint within 21 

days of service. 29 C.F.R. § 2200.34(b)(1). To date, Respondent has not filed an Answer or 

otherwise responded to the Complaint. 

On July 11, 2023, the undersigned issued an Order to Show Cause Why Notice of Contest 

Should Not Be Dismissed (“Show Cause Order”) for failure to file an Answer. The Show Cause 

Order directed Respondent to show cause, on or before July 25, 2023, as to why it should not be 

declared in default for not filing an Answer to the Complaint. The Show Cause Order explained

that if there was no response, all the alleged violations set out in the Citations would be affirmed 

and the proposed penalties would be assessed without a hearing. The Show Cause Order was served 

via e-filing on both Mr. Patel and Mr. Rego. See note 2, supra.

Out of an abundance of caution because Respondent is presumably self-represented, a 
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member of the undersigned’s staff attempted to contact both Mr. Rego and Mr. Patel at their 

respective email addresses. Copies of these emails are attached to this Order as Exhibits A and B. 

In the detailed emails, sent on August 24 and 28, 2023, the undersigned’s staff member explained 

that the deadline set forth in the Show Cause Order had since passed but Respondent had still not 

filed a response or an Answer to the Complaint. The emails went on to state “you MUST file an 

Answer in this matter for your case to go forward. If you do not file an Answer in this matter, you 

are at risk of being placed in default and having the proposed penalty of $122,364 imposed.” 

(emphasis in original). The emails contained the full text of Commission Rule 34(b), regarding the 

filing of answers. Attached to the emails was a sample answer taken from the Commission’s 

website. These emails were not returned as undeliverable to the undersigned’s staff member who 

sent them.3

 No one has replied to either email on behalf of Respondent. 

To date, Respondent has not filed a response to the Show Cause Order, nor has it filed an 

Answer to the Secretary’s Complaint.

Analysis 

A Commission judge has very broad discretion in imposing sanctions for noncompliance 

with the judge’s orders or the Commission’s Rules of Procedure. See Sealtite Corp., 15 BNA 

OSHC 1130, 1134 (No. 88-1431, 1991). However, the Commission has held that dismissal is too 

harsh a sanction for failure to comply with certain prehearing orders unless the record shows 

contumacious conduct by the noncomplying party, prejudice to the opposing party, or a pattern of 

3 As can be seen in Exhibit A, the original email sent on August 24, 2023 was intended for both Mr. Patel and Mr. 

Rego. However, due to a typographical error in Mr. Patel’s email address, the email intended for Mr. Patel was 

originally returned as undeliverable. Once that typographical error was fixed on August 28, 2023, however, the email 

to Mr. Patel was not returned as undeliverable.
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disregard for Commission proceedings. See Architectural Glass & Metal Co., 19 BNA OSHC 

1546, 1547 (No. 00-0389, 2001). 

The undersigned finds the conduct of Respondent to be contumacious and demonstrative of 

a pattern of disregard for these proceedings. Two individuals received the Show Cause Order on 

behalf of Respondent when it was filed in the Commission’s e-filing system. See note 2, supra. 

However, neither representative has filed a reply to the Show Cause Order or filed an Answer. 

Moreover, neither representative responded to the detailed emails sent to them following the lapse 

of the Show Cause Order’s deadline, emails which contained information on filing an Answer and 

specifically stated that failure to respond to the Show Cause Order or file an Answer would result 

in the dismissal of the Notice of Contest and imposition of the penalties proposed in the Citations.4

 

See Exs. A & B. Nearly six weeks have passed since the deadline in the Show Cause Order, and 

yet Respondent has not filed a response, has provided no excuse for its failure to do so, and has still 

not filed an Answer to the Secretary’s Complaint, which was filed nearly three months ago.

Based on the foregoing considerations, the undersigned finds dismissal of Respondent’s 

Notice of Contest is warranted. See Ark. Abatement Servs., Inc., 17 BNA OSHC 1163, 1164-65 

(No. 94-2210, 1995) (“[W]here a party’s default indicates disrespect for, or indifference to, 

Commission proceedings, the party’s claims properly are dismissed.”); Sealtite Corp., 15 BNA 

4 Since neither email was returned as undeliverable (once properly addressed), delivery of these emails is presumed. 

See, e.g., TV Ears, Inc. v. Joyshiya Dev. Ltd., No. 3:20-CV-01708-WQH-BGS, 2021 WL 165013, at *3-4 (S.D. Cal. 

Jan. 19, 2021) (finding notice was sufficient where pleadings were sent to email addresses and were not “bounced 

back” or returned as undeliverable); Viahart, LLC v. Does 1-73, No. 6:18-CV-604-RWS-KNM, 2020 WL 10692890, 

at *4 (E.D. Tex. June 17, 2020) (“Federal Courts have presumed delivery of an email if it is not 

returned undeliverable and the email address is used by the Defendant in conducting business.” (citing cases)); see also

Shu Chung Lee v. Dir., Div. of Tax’n, No. 007387-2017, 2017 WL 2544295, at *2 (N.J. Tax Ct. June 8, 2017) (State 

tax agency was “under no obligation to ensure plaintiff read his emails, or to re-send an application especially when 

there is no notice or indication that its initial emails were undeliverable.”); Alexander v. State, No. 04-15-00545-CR, 

2016 WL 805494, at *1 (Tex. App. Mar. 2, 2016) (dismissing appeal where the appellant failed to appear for an ordered 

hearing and failed to respond to the court’s email which “was not returned as undeliverable”).
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1130, 1134 (88-1431, 1991) (contumacious conduct established where party engaged in a 

“consistent pattern” of failure to respond to judge’s orders).

ORDER

Based on the foregoing, Respondent is found to be in DEFAULT, its Notice of Contest is 

DISMISSED, and the Citation issued to Respondent on January 5, 2023, as a result of OSHA

inspection number 1611694 is AFFIRMED in its entirety and $122,364 in penalties are 

ASSESSED.

SO ORDERED.

 __/s/Covette Rooney__________________ 

 Covette Rooney 

 Chief Judge, OSHRC 

Dated: September 21, 2023 

 Washington, D.C. 
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Exhibit A 
8 
9 
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Exhibit B 
11 
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