Exhibit 10.14


 


AMENDED AND RESTATED

PATENT ASSIGNMENT AND

LICENSE AGREEMENT


 


 


BY AND BETWEEN


 


 


SemiLEDs Corporation


 


 


AND


 


 


Xurui Guangdian  Co., Ltd.


 


 


ON July 19, 2010


 


1

















 


AMENDED AND RESTATED PATENT ASSIGNMENT AND

LICENSE AGREEMENT


 


This Patent Assignment and License Agreement (“Agreement”) is entered into on
July 19, 2010 by and between:


 


SemiLEDs
Corporation, an American corporation incorporated and existing
under the laws of USA, with registered office at 999 Main Street,
Suite 1010, Boise, ID83702, USA and duly represented by Trung Tri
Doan (nationality: USA) (hereinafter referred to as “Assignor”); and


 


Xurui Guangdian
Co., Ltd., a Chinese corporation incorporated and existing
under the laws of PRC, with
registered office at Room 201, Building B, Innovation Center, The
South China Sea Software Scien-tech Garden, Shishan Town, Nanhai District,
Foshan City, Guangdong Province (hereinafter referred to as “Assignee”).


 


WHEREAS:


 


1.     Assignor
represents and warranties that all patents listed in Schedule 1 hereof are
accurate and effective, and it has full rights, powers and authorities to enter
into this Agreement and perform, assume and fulfill its obligations hereunder;


 


2.     Assignor
is one of the investors to Assignee and subject to the Framework Agreement among the Investors of Xurui
Guangdian Co., Ltd. (“Framework
Agreement”) entered into by all investors of Assignee on
December 25, 2009, Assignor agrees that it shall, as quickly as possible
upon the completion of capital increase, assign to the Assignee the patents
listed in Schedule 3 of Framework Agreement (i.e., Schedule 1 hereof) at the
aggregated prices of six hundred thousands US dollars (USD $600,000);


 


3.     Subject
to the stipulations of Framework Agreement, Assignee agrees that upon the
assignment of patents listed in Schedule 3 of Framework Agreement, it shall
grant a royalty-free and exclusive license to Assignor and its affiliates
(including SS Optoelectronics Co., Ltd., Artemis Opto Electronic Technologies
Pvt. Ltd., SILQ (Malaysia) Sdn Bhd and VIETLED Optoelectronics JSC and any
other subsidiaries in which Assignor holds at least 49% of shares) for
exploiting such patents globally, but the range of the aforesaid granted
license does not include manufacturing LED epitaxial wafer and chip within PRC
(herein PRC excludes Taiwan);


 


4.     Subject
to the stipulations of Framework Agreement, Assignee agrees that upon the
assignment of patents hereunder, it shall not make any claims for any proceeds
brought about to Assignor for the exploitation of such patents by Assignor or
any other third party licensed by Assignor prior to the assignment hereunder;
and


 


5.     All
the investors of Assignee signed Capital Increase Agreement on March 26,


 


1

















 


2010
(“Capital Increase Agreement”);


 


AND THEN,
in consideration of the mutual undertakings and covenant and any other good and
valuable consideration which is acknowledged as sufficient by the Parties, the
Parties hereto shall, under the principles of equality and mutual benefits,
enter into the following agreement for mutual observances:


 


1       DEFINITION


 


The
terms used in this Agreement shall be defined as follows:


 


1.1       “Patents”
refers to the patents listed in Schedule 1 hereof under assignment and license;


 


1.2       “Affiliates
of Assignor” refers to SS Optoelectronics Co., Ltd., Artemis Opto
Electronic Technologies Pvt. Ltd., SILQ (Malaysia) Sdn Bhd and VIETLED
Optoelectronics JSC and any other subsidiaries of Assignor in which Assignor
holds at least 49% of the shares;


 


1.3       “Effective
Date of Patent Assignment” refers to the date on which assignment of any patent
listed in Schedule 1 hereof from Assignor to Assignee takes effect in
accordance with the laws of the competent jurisdiction; and


 


1.4       “Effective
Date of the Agreement”: This Agreement will come into effect automatically as
of the date when the Assignee obtains the updated business license issued by
the competent Administration for Industry and Commerce after the capital increase
according to the Capital Increase Agreement has been fulfilled.


 


2       ASSIGNMENT OF PATENT


 


2.1       Assignor
guarantees to have the Patents assigned to Assignee under the terms and
conditions of this Agreement.


 


2.2       Assignee
agrees to pay six hundred thousand US dollars (USD $600,000) in total to
Assignor in one-off payment as patent ownership assignment fees within 120 days
from the Effective Date of the Agreement.


 


2.3       Assignor
shall, upon the payment of the patent ownership assignment fees by Assignee as
stipulated in Article 2.2 hereof, provide assistances to Assignee for the
application and registration of such assignment; and in such event, Assignor
agrees to register such assignment at the competent Patent Office in accordance
with the laws of country where the patent right is granted; all relevant
official fees and attorney’s fees arising therefor shall be borne by Assignee.


 


2.4       From
the Effective Date of Patent Assignment, Assignee shall not make any claims for
any proceeds brought about to Assignor, Affiliates of Assignor or the original
patent owner for the exploitation or license of such patent prior to the
Effective Date of Patent Assignment.


 


2.5       Assignee
agrees that from the Effective Date of Patent Assignment, it shall


 


2

















 


not assign the Patents thereof to any
third party without the written consent of Assignor.


 


2.6       Taxes
derived from this Agreement shall be separately borne by each Party in
accordance with Chinese laws, including but not limited to, income tax and
stamp tax. The income tax, stamp tax and other applicable taxes to be borne by
Assignor in accordance with Chinese laws shall be, under a written mutual
agreement, deducted from the assignment fee stipulated under Article 2.2
of this Agreement after Assignee has paid the taxes on behalf of Assignor and
provided to the Assignor an official receipt of the tax payment thereof.


 


3       LICENSE OF PATENT


 


3.1       For
each of the Patents, Assignee agrees that from the Effective Date of Patent
Assignment, the related license shall be granted to Assignor and its affiliates
automatically, i.e., Assignee shall grant a royalty-free, transferable and
exclusive license to Assignor and its affiliates for exploitation of the patent
globally in manufacturing, outsourced manufacturing, selling, offering for
sale, importing LED Chips, Packages and in any other fields, the range of the
aforesaid granted license does not include manufacturing LED epitaxial wafer
and chip within PRC (excluding Taiwan).


 


3.2       No
any further separate agreement is required to be entered into by and between
Assignor or its affiliates (as one party) and Assignee (as the other party) for
the license mentioned in Article 3.1 hereof. However, if it is necessary
for the performance of Article 3.1 or at the request of Assignor or its
affiliates, Assignee shall actively cooperate with Assignor or its affiliates
to sign the such further separate agreement and any other related documents.


 


3.3       For
each of the Patents, Assignee shall keep the validity of each patent hereunder
from the Effective Date of Patent Assignment and take all reasonable efforts to
defense any challenges made by any third party on the validity of the Patents.
All costs and expenses arising therefore shall be borne by Assignee.


 


3.4       The
duration for the license under this Article shall commence from the
Effective Date of Patent Assignment and shall be terminated on the last
expiration date or enforcement date of patents listed in Schedule 1 hereof, as
the case may be.


 


4       CONFIDENTIALITY


 


During
the term hereof and at any time thereafter, each Party shall be responsible to
keep the secret of any confidential and proprietary information of the other
Party and/or its affiliates acquired by it during the process of cooperation
between the Parties (“Confidential Information”). The period of confidentiality
of this Agreement is twenty (20) years. Thereafter, if the Confidential
Information remains confidential 20 years later, either party shall still
undertake the confidentiality obligations.


 


5       REGISTRATION


 


Assignee
agrees to make the corresponding technology import and export contract


 


3

















 


registration
at the competent authorities of Ministry of Commerce, the People’s Republic of
China in accordance with the stipulations of Regulations
on Technology Import and Export Administration of the People’s Republic of
China, and all official charges and attorney’s fees arising therefor
shall be borne by Assignee.


 


6       RIGHT TO SUE FOR SPECIFIC PERFORMANCE OR DAMAGES


 


Hereby
each of the Parties represents and warrants that it has full rights, powers and
authorities to enter into, perform, assume and fulfill this Agreement and any
or all obligations hereunder, and this Agreement, upon duly signed, shall constitute
the effective and binding obligations to each Party and may be enforced against
each of the Parties. Each Party reserves the right to sue for specific
performance of the rights and obligations under this Agreement, or for the
payment of damages, without terminating the Agreement.


 


7       INDEMNIFICATION


 


Assignee
agrees to assume responsibility and to be liable for any damages arising out of
or in connection with the defective or unqualified products manufactured by
Assignee.


 


8       INFRINGEMENT


 


If
Assignee is accused by a third party of infringement of intellectual property
rights owned by such third party for the Assignee’s exploitation of the
technologies provided by Assignor in accordance with the provisions stipulated
under this Agreement, Assignee shall immediately provide notice to Assignor and
Assignor shall bear the liabilities for the infringement.


 


9       LIMITATION OF LIABILITY BY ASSIGNOR


 


9.1       EXCEPT
AS OTHERWISE EXPRESSLY STIPULATED HEREIN, ASSIGNOR MAKES NO REPRESENTATION,
WARRANTY OR UNDERTAKING, EXPLICITLY, IMPLICITLY, LEGALLY OR OTHERWISE ON
THE PATENTS ASSIGNED HEREUNDER INCLUDING BUT NOT LIMITED TO THE REPRESENTATION,
WARRANTY OR UNDERTAKING ON THE MARKETABILITY, NON-INFRINGEMENT OR FITNESS FOR
ANY PARTICULAR PURPOSES OF ASSIGNEE. ASSIGNOR SHALL NOT BE LIABLE FOR ANY
INDIRECT, CONSEQUENTIAL OR SPECIAL DAMAGES OR LOSSES, OR ANY NEGLIGENT OR
INTENTIONAL INFRINGEMENT DUE TO PERFORMANCE OF THE AGREEMENT BY ASSIGNEE,  INCLUDING BUT NOT LIMITED TO THE LOSSES OF PROFITS,
GAINS, INTERESTS OR IDLE EQUIPMENT ARISING OUT OF ANY BREACH OF THE
AGREEMENT HEREUNDER.


 


9.2       IN
ADDITION TO THE STIPULATIONS OF ARTICLE 9.1, NEITHER PARTY MAKES ANY
EXPLICIT OR IMPLICIT WARRANTY ON OR TAKES ANY LIABILITY OR OBLIGATIONS TO ANY
CLAIMS MADE BY ANY THIRD PARTY ARISING OUT OF OR IN CONNECTION WITH THE
INFRINGEMENT ON, MISUSE OF, UNAUTHORIZED USE OR DISCLOSURE OF A PATENT, PATENT
APPLICATION, LICENSE, INVENTION, INVENTION DISCLOSURE, TRADE SECRET,
KNOW


 


4

















 


HOW, PROCESS OR ANY OTHER INTELLECTUAL
PROPERTY RIGHTS OF ANY THIRD PARTY.


 


9.3       EXCEPT
AS OTHERWISE STIPULATED IN ARTICLE 9 HEREOF, THE PARTIES HERETO
ACKNOWLEDGE AND AGREE THAT NO ANY OTHER REPRESENTATION OR WARRANTY, EXPLICITLY
OR IMPLICITLY, IS MADE BY EITHER PARTY, INCLUDING BUT NOT LIMITED TO
THE IMPLIED WARRANTY FOR THE MARKETABILITY OR FITNESS FOR ANY PARTICULAR
PURPOSES.


 


10     NOTIFICATION


 


For
the purpose of this Agreement and for notice and communication, the addresses
of the Parties are indicated in the first page hereof. Any changes of the
addresses shall remain non-binding to a Party until the Party receives a notice
in writing from the other Party.


 


For
the purpose of this Agreement, any notice, request, demand, and other necessary
communication hereunder shall be in writing and in Chinese and shall be
regarded as having been served effectively (a) on the date of receipt if
delivered by hand; (b) on the date of delivery if delivered through fax
machine with confirmation; or (c) on the 4th business day upon
delivering such notice to the courier or the date confirmed by such courier in
writing for the receipt of such notice (whichever is earlier) if delivered
through Federal Express, DHL or other international express delivery services.
All such notice, request, demand, and other necessary communication hereunder
shall be delivered to:


 


If
Assignor:


SemiLEDs Corporation


999
Main Street, Suite 1010


Boise, ID
83702, USA


Attention:
Trung Tri Doan


 


With
copy to:


SemiLEDs Optoelectronics Co., Ltd.


3F,
No.11 Ke Jung Rd., Chu-Nan Site,


Hsinchu
Science Park, Chu-Nan 350,


Miao-Li
County, Taiwan


Attention:
Lydia Chin, General Counsel


 


If
Assignee:


Xurui Guangdian Co., Ltd.


Room 201,
Building B


 


5

















 


Innovation
Center


The
South China Sea software Scien-tech Garden


Shishan
Town


Nanhai
District


Foshan
City, Guangdong Province


The
People’s Republic of China


Attention:
Trung Tri Doan


 


or
shall be delivered to any other address or fax number notified in a document
from one Party to the other parties in writing according to this Article.


 


11     TERM AND TERMINATION


 


11.1    The
term of this Agreement is ten (10) years from the Effective Date. Upon
expiration, the Parties agree to enter into a new agreement in accordance with
relevant articles stipulated under this Agreement to extend the effectiveness
of this Agreement until this Agreement is terminated by relevant laws or
relevant provisions stipulated under this Agreement.


 


11.2    Assignor
may terminate this Agreement if Assignee fails or refuses to fulfill the
payment obligations stipulated in Article 2.2 hereunder and fails to
rectify the same within thirty (30) days upon the receipt of written notice
issued by Assignor therefor; in such event, Assignor will notify Assignee in
writing. This Agreement shall be terminated automatically upon Assignee’s
receipt of the written termination notice.


 


11.3     Assignee
shall not exploit any patent hereunder upon the termination of this Agreement
in accordance with Article 11.2 if such patent is still valid.


 


12     FORCE MAJEURE


 


Neither
Party shall be liable for any failure or delay of performance hereunder
(excluding the failure or delay for settlement of the payment due) if the same,
totally or partially, arise out of or in connection with the nature disaster,
action of civil or military authorities, fire, flood, infectious disease,
quarantine restriction, war, riot, strike or any other causes beyond the
reasonable control of such Party.


 


13     IMMUNITY


 


Any
delay, deferment or postponement for exercising any provisions hereunder by
either Party shall not jeopardize or affect any rights or remedies enjoyed by
such Party. The immunity for any default or breach shall not constitute waiver
for any further default or breach.


 


14     APPLICABLE LAWS AND DISPUTE RESOLUTION


 


14.1     This
Agreement shall be governed by the laws of PRC, provided, however, as to any
particular patent listed in Schedule 1 hereof, the laws of the country where
the rights and the title to such patent are granted shall be applicable.


 


6

















 


14.2     Any
dispute, controversy or claim arising out of or in connection with this
Agreement but not involving any particular patent under this Agreement, shall
be settled, based on the principle of trust and honesty, by the duly authorized
representatives of the Parties hereto through amiable negotiation. If the
Parties fail to resolve such dispute, controversy or claim within 180 days from
the date on which the first written communication is made by the
representatives of the Parties for such dispute settlement or within any other
term agreed by the Parties, such dispute, controversy or claim shall be finally
resolved by three arbitrators (“Arbitrators”) designated in accordance with the
existing arbitration rules of Chinese International Economic and Trade
Arbitration Commission. Such arbitration shall be in Chinese and shall be
conducted by South China Sub-commission of the China International Economic and
Trade Arbitration Commission. The location for such arbitration, if the Parties
fail to reach a consent on such location, shall be the one determined by
Arbitrators in accordance with the said arbitration rules. The arbitration
award rendered by such arbitration shall be final and binding to the Parties
hereto and may be enforced by any court with competent jurisdiction.


 


Arbitrators
shall consent in writing that any or all information provided by either Party
for arbitration shall be kept confidential. The laws of PRC shall be applied by
Arbitrators for the interpretation of this Agreement if any dispute, claim or
controversy between the Parties hereto arising out of or in connection with the
general issues of this Agreement but not involving any particular patent under
this Agreement.


 


Such
Arbitrators are not authorized to (i) make award deciding the punitive,
consequential or indirect damages or any other compensations un-proportionally
with the losses actually suffered by the winning party; or (ii) increase
the amounts of compensation for actual damage due to infringement at its sole
discretion or under any circumstances make any decision, award or judgment
inconsistent with the stipulations of this Agreement. Notwithstanding as
stipulations mentioned above, the winning party may require Arbitrators to make
award for the reasonable compensation of attorney’s fees incurred.


 


14.3     Either
Party may require the competent court with jurisdiction with regard to any
dispute, claim or controversy in connection with any particular patent under
this Agreement to grant injunctive relief or any other interim relief for the
avoidance of any irreparable damages. In order to comply with confidentiality
provision by Article 4, any Party requiring such injunctive relief or any
other interim relief from the competent court shall make application to such
court for the issuance of order protecting the information provided by either
Party, and for the hearing in private session concerning any or all proceedings
related to the application of such injunctive relief or any other interim
relief.


 


14.4     For
any dispute, claim or controversy in connection with the Patents hereunder, the
arbitration stipulations of this Article shall not be applied and such
dispute, claim or controversy shall be settled by the competent court or
administrative body with jurisdiction.


 


7

















 


15     SUSPENSION


 


If
any provisions or articles of this Agreement are held as invalid under any
applicable laws, rules or regulations, such provisions or articles shall
be regarded as having been omitted from this Agreement and the remaining
provisions or articles of this Agreement shall keep its full force and effect.
In such event, the Parties shall make all efforts to replace such invalid
provisions or articles with valid ones under the applicable laws, rules or
regulations.


 


16     EFFECT OF HEADING


 


Any
heading to any article hereof is inserted only for the convenience and shall
not, in any way, define, restrict, limit or describe the scopes or purposes of
such article, and shall neither affect the interpretation of this Agreement for
any purpose.


 


17     AMENDMENT OR ALTERATION


 


If
there is any dispute or inconsistency between this Agreement and any prior
discussion by the Parties hereto concerning the Patents listed in Schedule 1
hereof, the stipulations of this Agreement shall prevail. This Agreement may
only be amended or altered in writing and signed by the Parties hereto.


 


18     THE CUMULATIVE RIGHTS AND RELIEVES


 


The
rights and relieves provided herein shall be cumulative. The exercise of any
right or relief by either Party shall not preclude or constitute the waiver of
the exercise of any other rights or relieves available to such Party based on
this Agreement or otherwise.


 


19     NO IMPLICIT WAIVER


 


Neither
course of dealing between the Parties hereto nor any delay of excising any
rights, powers or remedies available to either Party in accordance with this
Agreement or the existing or further law, equity, statute or otherwise may
constitute the waiver or jeopardize such rights, powers or remedies.


 


20     SEVERABILITY


 


If,
under any circumstance, any provision of this Agreement or its applicability to
either Party is held as invalid, illegal or unenforceable to any extent, the
remaining of this Agreement shall not be affected therefore and may be enforced
to the maximum extent as permitted by the applicable laws.


 


21     LAWS CONCERNING EXPORT CONTROL


 


Except
as the necessary license or permission has been obtained, either Party hereto
agree that it shall not, directly or indirectly, require the consent of United
States government, Chinese government or any of their respective subordinate
bodies for the export of any technology acquired from the other Party and
originated from United States or Chinese or any products directly manufactured
by the use of such technology to any country for which license or any other
permission is necessary for such export. This Article shall survive the
expiration or termination of this Agreement and shall be independent from any
other obligations, limitation of obligations or exceptions mentioned herein.


 


8

















 


22     THE THIRD PARTY AGREEMENT


 


Either
Party or their respective subsidiaries shall not enter into any other third
party agreement inconsistent with this Agreement.


 


23     NO THIRD PARTY BENEFICIARY


 


Any
stipulation of this Agreement shall not, explicitly or implicitly, constitute
or be regarded as having conferred or granted any right, compensation or other
interest to any other individual or entity outside the Parties hereto by virtue
of this Agreement or reference.


 


24     ENTIRE AGREEMENT


 


This
Agreement constitutes all agreements made by the Parties for the subject
matters hereof, and shall, commencing from the Effective Date, supersede all
prior agreements or understandings, whether in writing or oral, entered into by
the Parties concerning the subject matters hereof.


 


25     LIMITATION OF LIABILITIES


 


The
liabilities of Assignor, under the warranty of no infringement of a third party’s
intellectual property rights as stipulated in Article 8, including the
burden of reasonable attorney’s fees, are up to a maximum amount of three
hundred thousand US dollars (USD $300,000).


 


26     COUNTERPARTS


 


This
Agreement shall be executed in four copies: each Party shall have one, and the
other two copies may be used for recordation procedures at government
departments; and each of the counterparts shall be regard as the original and
shall have the equal legal effects as the original.


 


 


	
  SemiLEDs Corporation

  	
   

  	
  Xurui Guangdian Co., Ltd.

  
	
   

  	
   

  	
  Seal:

  	
   

  
	
   

  	
   

  	
   

  
	
  Signature of Authorized Representative:

  	
   

  	
  Signature of Authorized Representative:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Name of Authorized Representative:

  	
   

  	
  Name of Authorized Representative:

  
	
  Trung Tri Doan

  	
   

  	
  Trung Tri Doan

  
	
  Title:

  	
  Chairman of the Board

  	
   

  	
  Title:

  	
  Chairman of the Board

  
	
   

  	
   

  	
   

  
	
  Date: July 19, 2010

  	
   

  	
  Date: July 19, 2010

  
						



 


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Schedule 1


List of SemiLEDs Patents


 


	
  Country

  	
   

  	
  Title of Invention

  	
   

  	
  Inventor

  	
   

  	
  Patentee

  	
   

  	
  Patent No.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  LIGHT EMITTING DIODE DEVICE WITH ELECTRODE

  	
   

  	
  Wen-Huang Liu

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd.

  	
   

  	
  ZL 200630189929.X

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  TWO PINS LIGHT EMITTING DIODE

  	
   

  	
  Jui-Kang Yen and Yung-Wei Chen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200730146311.X

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  FOUR PINS LIGHT EMITTING DIODE

  	
   

  	
  Jui-Kang Yen and Yung-Wei Chen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200730146310.5

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  PIN HOLE LIGHT EMITTING DIODE

  	
   

  	
  Jui-Kang Yen and Yung-Wei Chen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200730146309.2

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  TWO PINS DEVICE

  	
   

  	
  Jui-Kang Yen and Yung-Wei Chen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200730323426.1

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  USA

  	
   

  	
  LIGHT EMITTING DIODE WITH CONDUCTING METAL SUBSTRATE

  	
   

  	
  Trung Tri Doan

  	
   

  	
  SEMILEDS CORPORATION

  	
   

  	
  7,432,119

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  USA

  	
   

  	
  SYSTEMS AND METHODS FOR PRODUCING LIGHT EMITTING DIODE ARRAY

  	
   

  	
  Chuong Anh Tran and Trung Tri Doan

  	
   

  	
  SEMILEDS CORPORATION

  	
   

  	
  7,378,288

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  USA

  	
   

  	
  LIGHT EMITTING DIODES (LEDS) WITH IMPROVED LIGHT

  	
   

  	
  Chuong Anh Tran and Trung Tri

  	
   

  	
  SEMILEDS CORPORATION

  	
   

  	
  7,473,936

  



 


10

















 


	
  Country

  	
   

  	
  Title of Invention

  	
   

  	
  Inventor

  	
   

  	
  Patentee

  	
   

  	
  Patent No.

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
  EXTRACTION BY ROUGHENING

  	
   

  	
  Doan

  	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  SYSTEMS AND METHODS FOR REMOVING OPERATING HEAT FROM A LIGHT
  EMITTING DIODE

  	
   

  	
  Trung Tri Doan and Chuong Anh Tran

  	
   

  	
  SEMILEDS CORPORATION

  	
   

  	
  ZL200680002135.5

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  LED WITH LENS

  	
   

  	
  Jui-Kang Yen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200630145099.0

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  LED DEVICE

  	
   

  	
  Jui-Kang Yen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200630145098.6

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  OPTO-ELECTRONIC DEVICE

  	
   

  	
  Jui-Kang Yen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200630145097.1

  
	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  	
   

  
	
  China

  	
   

  	
  LIGHT EMITTING DIODE

  	
   

  	
  Jui-Kang Yen

  	
   

  	
  SemiLEDs Optoelectronics CO., Ltd

  	
   

  	
  ZL 200630145096.7

  



 


11

















 


AMENDMENT
TO AMENDED AND RESTATED PATENT ASSIGNMENT AND LICENSE
AGREEMENT


 


BY AND BETWEEN


 


SemiLEDS Corporation


 


AND


 


China SemiLEDs Co., Ltd.


 


September 20th, 2010


 


1

















 


	
   

  	
  Executed Version

  



 


AMENDMENT TO AMENDED AND RESTATE PATENT ASSIGNMENT AND
LICENSE AGREEMENT


 


This Amendment
to Amended and Restated Patent Assignment and License Agreement (“Amendment”) is entered into on September 20th, 2010 by and between:


 


SemiLEDs
Corporation, an American corporation incorporated and existing under the laws of
USA, with registered office at 99 Main Street, Suite 1010,_Boise, ID83702,
USA and duly represented by Trung Tri Doan (hereinafter referred to as “Assignor”); and


 


China
SemiLEDs Co., Ltd., a Chinese corporation incorporated
and existing under the laws of PRC with registered office at Room 201,
Building B, Innovation Center, The South China Sea software Scien-tech
Garden, Shishan County, South Sea District, Foshan City, Guangdong Province
(hereinafter referred to as “Assignee”).


 


WHEREAS:


 


Assignor and
Assignee had entered into Patent Assignment and License Agreement 
dated May 7th, 2010; and Amended and Restated Patent Assignment and License
Agreement dated July 19th, 2010.
Now, both parties intend to amend the Amended and Restated Patent Assignment and License
Agreement as
follows:


 


Article 1  Effective
Date of Patent Assignment


 


Both parties agree to delete Article 1.3 of the Amended and
Restated Patent Assignment and License Agreement at its entirety and replace it with the following provision:


 


“1.3         Effective Date of Patent Assignment”


 


“Effective
Date of Patent Assignment” refers to the date of assignment registration of the
patents as listed in the Schedule I of the Agreement with the patent offices
where the patents were issued after Assignor receives the patent transfer fees
under Article 2.2.”


 


Article 2
Counterparts


 


This Amendment
shall be executed in duplicate and each Party shall have one, and each of the
counterparts shall be regard as the original and shall have the equal legal
effects with such original.


 


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  SemiLEDs Corporation

  	
   

  	
  China SemiLEDs Co., Ltd.

  
	
   

  	
   

  	
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  Signature of Authorized
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  Signature of Authorized
  Representative:

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  Name of Authorized Representative:

  	
   

  	
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  Title:

  	
   

  	
   

  	
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  Date:

  	
   

  	
   

  
	
   

  	
   

  	
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