# Official Journal C 85/2009

| | ISSN 1725-2423
  doi:10.3000/17252423.C_2009.085.eng |
| --- | --- |
| Official Journal
  of the European Union | C 85 |
| | |
| English edition | Information and Notices | Volume 529 April 2009 |

ISSN 1725-2423

doi:10.3000/17252423.C_2009.085.eng

Official Journal

of the European Union

C 85

English edition

Information and Notices

Volume 529 April 2009

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| Notice No | Contents | page |
| --- | --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS AND BODIES |
| | Commission |
| 2009/C 085/01 | Commission notice on the enforcement of State aid law by national courts | 1 |
| 2009/C 085/02 | Non-opposition to a notified concentration (Case COMP/M.5263 — Deutsche Bank London/Lloyds TSB Bank/Antin Infrastructure Partners (BNP Paribas)/Porterbrook Leasing) (
  1
  ) | 23 |

Notice No

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS AND BODIES

Commission

2009/C 085/01

Commission notice on the enforcement of State aid law by national courts

1

2009/C 085/02

Non-opposition to a notified concentration (Case COMP/M.5263 — Deutsche Bank London/Lloyds TSB Bank/Antin Infrastructure Partners (BNP Paribas)/Porterbrook Leasing) (
  1
  )

1

23

| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS AND BODIES |
| | Commission |
| 2009/C 085/03 | Euro exchange rates | 24 |
| 2009/C 085/04 | Commission notice concerning the date of application of the protocols on rules of origin providing for diagonal cumulation between the Community, Algeria, Egypt, Faroe Islands, Iceland, Israel, Jordan, Lebanon, Morocco, Norway, Switzerland (including Liechtenstein), Syria, Tunisia, Turkey and West Bank and Gaza Strip | 25 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS AND BODIES

Commission

2009/C 085/03

Euro exchange rates

24

2009/C 085/04

Commission notice concerning the date of application of the protocols on rules of origin providing for diagonal cumulation between the Community, Algeria, Egypt, Faroe Islands, Iceland, Israel, Jordan, Lebanon, Morocco, Norway, Switzerland (including Liechtenstein), Syria, Tunisia, Turkey and West Bank and Gaza Strip

25

| | V   Announcements |
| --- | --- |
| | ADMINISTRATIVE PROCEDURES |
| | Commission |
| 2009/C 085/05 | Call for proposals under the 2008 work programme for grants and contracts in the fields of transport and energy (Commission Decision C(2008) 2014) | 27 |
| | PROCEDURES RELATING TO THE IMPLEMENTATION OF THE COMMON COMMERCIAL POLICY |
| | Commission |
| 2009/C 085/06 | Notice of initiation of a partial interim review of the anti-dumping measures applicable to imports of ironing boards originating in Ukraine | 28 |

V   Announcements

ADMINISTRATIVE PROCEDURES

Commission

2009/C 085/05

Call for proposals under the 2008 work programme for grants and contracts in the fields of transport and energy (Commission Decision C(2008) 2014)

27

PROCEDURES RELATING TO THE IMPLEMENTATION OF THE COMMON COMMERCIAL POLICY

Commission

2009/C 085/06

Notice of initiation of a partial interim review of the anti-dumping measures applicable to imports of ironing boards originating in Ukraine

28

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| | (1)   Text with EEA relevance |

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(1)   Text with EEA relevance

1

| EN | |
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EN

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II Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS AND BODIES

Commission

| 9.4.2009 | EN | Official Journal of the European Union | C 85/1 |
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9.4.2009

EN

Official Journal of the European Union

C 85/1

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Commission notice on the enforcement of State aid law by national courts

2009/C 85/01

1.   INTRODUCTION

| 1. | In 2005, the Commission adopted a road map for State aid reform, the State Aid Action Plan (1) (‘the SAAP’), to improve the effectiveness, transparency, credibility and predictability of the State aid regime under the EC Treaty. Based on the principle of ‘less and better targeted State aid’, the central objective of the SAAP is to encourage Member States to reduce their overall aid, whilst redirecting State aid resources to horizontal common interest objectives. In this context, the Commission has reaffirmed its commitment to a strict approach towards unlawful and incompatible aid. The SAAP highlighted the need for better targeted enforcement and monitoring as regards State aid granted by Member States and stressed that private litigation before national courts could contribute to this aim by ensuring increased discipline in the field of State aid (2). |
| --- | --- |

1.

In 2005, the Commission adopted a road map for State aid reform, the State Aid Action Plan (1) (‘the SAAP’), to improve the effectiveness, transparency, credibility and predictability of the State aid regime under the EC Treaty. Based on the principle of ‘less and better targeted State aid’, the central objective of the SAAP is to encourage Member States to reduce their overall aid, whilst redirecting State aid resources to horizontal common interest objectives. In this context, the Commission has reaffirmed its commitment to a strict approach towards unlawful and incompatible aid. The SAAP highlighted the need for better targeted enforcement and monitoring as regards State aid granted by Member States and stressed that private litigation before national courts could contribute to this aim by ensuring increased discipline in the field of State aid (2).

| 2. | Prior to the adoption of the SAAP, the Commission had already addressed the role of national courts in the Notice on cooperation between national courts and the Commission in the State aid field, published in 1995 (3) (‘the 1995 Cooperation Notice’). The 1995 Cooperation Notice introduced mechanisms for cooperation and exchange of information between the Commission and national courts. |
| --- | --- |

2.

Prior to the adoption of the SAAP, the Commission had already addressed the role of national courts in the Notice on cooperation between national courts and the Commission in the State aid field, published in 1995 (3) (‘the 1995 Cooperation Notice’). The 1995 Cooperation Notice introduced mechanisms for cooperation and exchange of information between the Commission and national courts.

| 3. | In 2006, the Commission commissioned a study on the enforcement of State aid law at national level (4) (‘the Enforcement Study’). This study was aimed at providing a detailed analysis of private State aid enforcement in different Member States. The Enforcement Study concluded that, in the period between 1999 and 2006, State aid litigation at Member State level had increased significantly (5). |
| --- | --- |

3.

In 2006, the Commission commissioned a study on the enforcement of State aid law at national level (4) (‘the Enforcement Study’). This study was aimed at providing a detailed analysis of private State aid enforcement in different Member States. The Enforcement Study concluded that, in the period between 1999 and 2006, State aid litigation at Member State level had increased significantly (5).

| 4. | However, the Enforcement Study also revealed that a large number of the legal proceedings at Member State level were not aimed at reducing the anticompetitive effect of the underlying State aid measures. This was because almost two thirds of the judgments analysed concerned actions brought by taxpayers who sought relief from the allegedly discriminatory imposition of a (tax) burden (6) and actions brought by beneficiaries to challenge the recovery of unlawful and incompatible State aid (7). The number of legal challenges aimed at enforcing compliance with the State aid rules was relatively small: actions by competitors against a Member State authority for damages, recovery and/or injunctive measures based on Article 88(3) of the Treaty accounted for only 19 % of the judgments analysed, whilst direct actions by competitors against beneficiaries accounted for only 6 % of the judgments. |
| --- | --- |

4.

However, the Enforcement Study also revealed that a large number of the legal proceedings at Member State level were not aimed at reducing the anticompetitive effect of the underlying State aid measures. This was because almost two thirds of the judgments analysed concerned actions brought by taxpayers who sought relief from the allegedly discriminatory imposition of a (tax) burden (6) and actions brought by beneficiaries to challenge the recovery of unlawful and incompatible State aid (7). The number of legal challenges aimed at enforcing compliance with the State aid rules was relatively small: actions by competitors against a Member State authority for damages, recovery and/or injunctive measures based on Article 88(3) of the Treaty accounted for only 19 % of the judgments analysed, whilst direct actions by competitors against beneficiaries accounted for only 6 % of the judgments.

| 5. | In spite of the fact that, as highlighted in the Enforcement Study, genuine private enforcement before national courts has played a relatively limited role in State aid to date, the Commission considers that private enforcement actions can offer considerable benefits for State aid policy. Proceedings before national courts give third parties the opportunity to address and resolve many State aid related concerns directly at national level. In addition, based on the jurisprudence of the Court of Justice of the European Communities (‘ECJ’), national courts can offer claimants very effective remedies in the event of a breach of the State aid rules. This can in turn contribute to stronger overall State aid discipline. |
| --- | --- |

5.

In spite of the fact that, as highlighted in the Enforcement Study, genuine private enforcement before national courts has played a relatively limited role in State aid to date, the Commission considers that private enforcement actions can offer considerable benefits for State aid policy. Proceedings before national courts give third parties the opportunity to address and resolve many State aid related concerns directly at national level. In addition, based on the jurisprudence of the Court of Justice of the European Communities (‘ECJ’), national courts can offer claimants very effective remedies in the event of a breach of the State aid rules. This can in turn contribute to stronger overall State aid discipline.

| 6. | Accordingly, the main purpose of this Notice is to inform national courts and third parties about the remedies available in the event of a breach of State aid rules and to provide them with guidance as to the practical application of those rules. In addition, the Commission seeks to develop its cooperation with national courts by introducing more practical tools for supporting national judges in their daily work. |
| --- | --- |

6.

Accordingly, the main purpose of this Notice is to inform national courts and third parties about the remedies available in the event of a breach of State aid rules and to provide them with guidance as to the practical application of those rules. In addition, the Commission seeks to develop its cooperation with national courts by introducing more practical tools for supporting national judges in their daily work.

| 7. | This Notice replaces the 1995 Cooperation Notice and is without prejudice to any interpretation of the applicable Treaty and regulatory provisions by the Community courts. Additional information aimed at national courts will be made available on the Commission's website. |
| --- | --- |

7.

This Notice replaces the 1995 Cooperation Notice and is without prejudice to any interpretation of the applicable Treaty and regulatory provisions by the Community courts. Additional information aimed at national courts will be made available on the Commission's website.

2.   ROLE OF NATIONAL COURTS IN STATE AID ENFORCEMENT

2.1.   General issues

2.1.1.   Identifying State aid

| 8. | The first issue facing national courts and potential claimants when applying Articles 87 and 88 of the Treaty is whether the measure concerned actually constitutes State aid within the meaning of the Treaty. |
| --- | --- |

8.

The first issue facing national courts and potential claimants when applying Articles 87 and 88 of the Treaty is whether the measure concerned actually constitutes State aid within the meaning of the Treaty.

| 9. | Article 87(1) of the Treaty covers ‘any aid granted by a Member State or through State resources in any form whatsoever which distorts or threatens to distort competition by favouring certain undertakings or the production of certain goods, in so far as it affects trade between Member States’. |
| --- | --- |

9.

Article 87(1) of the Treaty covers ‘any aid granted by a Member State or through State resources in any form whatsoever which distorts or threatens to distort competition by favouring certain undertakings or the production of certain goods, in so far as it affects trade between Member States’.

| 10. | The ECJ has explicitly stated that, as is the case for the Commission, national courts have powers to interpret the notion of State aid (8). |
| --- | --- |

10.

The ECJ has explicitly stated that, as is the case for the Commission, national courts have powers to interpret the notion of State aid (8).

| 11. | The notion of State aid is not limited to subsidies (9). It also comprises, inter alia, tax concessions and investments from public funds made in circumstances where a private investor would have withheld his support (10). Whether the aid is granted directly by the State or by public or private bodies established or appointed by it to administer the aid is immaterial in this respect (11). But, for public support to be considered State aid, the aid needs to favour certain undertakings or the production of certain goods (‘selectivity’), as opposed to general measures to which Article 87(1) of the Treaty does not apply (12). In addition, the aid must distort or threaten to distort competition and must have an effect on trade between Member States (13). |
| --- | --- |

11.

The notion of State aid is not limited to subsidies (9). It also comprises, inter alia, tax concessions and investments from public funds made in circumstances where a private investor would have withheld his support (10). Whether the aid is granted directly by the State or by public or private bodies established or appointed by it to administer the aid is immaterial in this respect (11). But, for public support to be considered State aid, the aid needs to favour certain undertakings or the production of certain goods (‘selectivity’), as opposed to general measures to which Article 87(1) of the Treaty does not apply (12). In addition, the aid must distort or threaten to distort competition and must have an effect on trade between Member States (13).

| 12. | The case law of the Community courts (14) and decisions taken by the Commission have frequently addressed the question of whether certain measures qualify as State aid. In addition, the Commission has issued detailed guidance on a series of complex issues, such as the application of the private investor principle (15) and of the private creditor test (16), the circumstances under which State guarantees must be regarded as State aid (17), the treatment of public land sales (18), privatisation and assimilated State actions (19), aid below the de minimis thresholds (20), export credit insurance (21), direct business taxation (22), risk capital investments (23), and State aid for research, development and innovation (24). Case law, Commission guidance and decision making practice can provide valuable assistance to national courts and potential claimants concerning State aid. |
| --- | --- |

12.

The case law of the Community courts (14) and decisions taken by the Commission have frequently addressed the question of whether certain measures qualify as State aid. In addition, the Commission has issued detailed guidance on a series of complex issues, such as the application of the private investor principle (15) and of the private creditor test (16), the circumstances under which State guarantees must be regarded as State aid (17), the treatment of public land sales (18), privatisation and assimilated State actions (19), aid below the de minimis thresholds (20), export credit insurance (21), direct business taxation (22), risk capital investments (23), and State aid for research, development and innovation (24). Case law, Commission guidance and decision making practice can provide valuable assistance to national courts and potential claimants concerning State aid.

| 13. | Where doubts exist as to the qualification of State aid, national courts may ask for a Commission opinion under section 3 of this Notice. This is without prejudice to the possibility or the obligation for a national court to refer the matter to the ECJ for a preliminary ruling under Article 234 of the Treaty. |
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13.

Where doubts exist as to the qualification of State aid, national courts may ask for a Commission opinion under section 3 of this Notice. This is without prejudice to the possibility or the obligation for a national court to refer the matter to the ECJ for a preliminary ruling under Article 234 of the Treaty.

2.1.2.   The standstill obligation

| 14. | According to Article 88(3) of the Treaty, Member States may not implement State aid measures without the prior approval of the Commission (‘standstill obligation’):

  ‘The Commission shall be informed, in sufficient time to enable it to submit its comments, of any plans to grant or alter aid. If it considers that any such plan is not compatible with the common market having regard to Article 87, it shall without delay initiate the procedure provided for in paragraph 2. The Member State concerned shall not put its proposed measures into effect until this procedure has resulted in a final decision’
   (25). |
| --- | --- |

14.

According to Article 88(3) of the Treaty, Member States may not implement State aid measures without the prior approval of the Commission (‘standstill obligation’):

‘The Commission shall be informed, in sufficient time to enable it to submit its comments, of any plans to grant or alter aid. If it considers that any such plan is not compatible with the common market having regard to Article 87, it shall without delay initiate the procedure provided for in paragraph 2. The Member State concerned shall not put its proposed measures into effect until this procedure has resulted in a final decision’
   (25).

| 15. | However, there are a number of circumstances in which State aid can be lawfully implemented without Commission approval:






  (a) | Where the measure is covered by a Block Exemption Regulation issued under the framework of Council Regulation (EC) No 994/98 of 7 May 1998 on the application of Articles 92 and 93 of the Treaty establishing the European Community to certain categories of horizontal State aid (26) (‘the Enabling Regulation’). Where a measure meets all the requirements of a Block Exemption Regulation, the Member State is relieved of its obligation to notify the planned aid measure and the standstill obligation does not apply. Based on the Enabling Regulation, the Commission originally adopted several Block Exemption Regulations (27), some of which have in the meantime been replaced by Commission Regulation (EC) No 800/2008 of 6 August 2008 declaring certain categories of aid compatible with the common market in application of Articles 87 and 88 of the Treaty (General block exemption Regulation) (28). |
| --- | --- | --- |

15.

However, there are a number of circumstances in which State aid can be lawfully implemented without Commission approval:

(a)

Where the measure is covered by a Block Exemption Regulation issued under the framework of Council Regulation (EC) No 994/98 of 7 May 1998 on the application of Articles 92 and 93 of the Treaty establishing the European Community to certain categories of horizontal State aid (26) (‘the Enabling Regulation’). Where a measure meets all the requirements of a Block Exemption Regulation, the Member State is relieved of its obligation to notify the planned aid measure and the standstill obligation does not apply. Based on the Enabling Regulation, the Commission originally adopted several Block Exemption Regulations (27), some of which have in the meantime been replaced by Commission Regulation (EC) No 800/2008 of 6 August 2008 declaring certain categories of aid compatible with the common market in application of Articles 87 and 88 of the Treaty (General block exemption Regulation) (28).

| (b) | Similarly, existing aid (29) is not subject to the standstill obligation. This includes, amongst others, aid granted under a scheme which existed before a Member State's accession to the European Union or under a scheme previously approved by the Commission (30). |
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(b)

Similarly, existing aid (29) is not subject to the standstill obligation. This includes, amongst others, aid granted under a scheme which existed before a Member State's accession to the European Union or under a scheme previously approved by the Commission (30).

| 16. | National court proceedings in State aid matters may sometimes concern the applicability of a Block Exemption Regulation or an existing or approved aid scheme, or both. Where the applicability of such a Regulation or scheme is at stake, the national court can only assess whether all the conditions of the Regulation or scheme are met. It cannot assess the compatibility of an aid measure where this is not the case, since that assessment is the exclusive responsibility of the Commission (31). |
| --- | --- |

16.

National court proceedings in State aid matters may sometimes concern the applicability of a Block Exemption Regulation or an existing or approved aid scheme, or both. Where the applicability of such a Regulation or scheme is at stake, the national court can only assess whether all the conditions of the Regulation or scheme are met. It cannot assess the compatibility of an aid measure where this is not the case, since that assessment is the exclusive responsibility of the Commission (31).

| 17. | If the national court needs to determine whether the measure falls under an approved aid scheme, it can only verify whether all conditions of the approval decision are met. Where the issues raised at national level concern the validity of a Commission decision, the national court has no jurisdiction to declare acts of Community institutions invalid (32). Where the issue of validity arises, the national court may, or in some cases must, refer the matter to the ECJ for a preliminary ruling (33). Based on the principle of legal certainty as interpreted by the ECJ, even the possibility of questioning the validity of the underlying Commission decision by way of a preliminary ruling is no longer available where the claimant could undoubtedly have challenged the Commission decision before the Community courts under Article 230 of the Treaty, but failed to do so (34). |
| --- | --- |

17.

If the national court needs to determine whether the measure falls under an approved aid scheme, it can only verify whether all conditions of the approval decision are met. Where the issues raised at national level concern the validity of a Commission decision, the national court has no jurisdiction to declare acts of Community institutions invalid (32). Where the issue of validity arises, the national court may, or in some cases must, refer the matter to the ECJ for a preliminary ruling (33). Based on the principle of legal certainty as interpreted by the ECJ, even the possibility of questioning the validity of the underlying Commission decision by way of a preliminary ruling is no longer available where the claimant could undoubtedly have challenged the Commission decision before the Community courts under Article 230 of the Treaty, but failed to do so (34).

| 18. | The national court may ask the Commission for an opinion under section 3 of the present Notice if it has doubts concerning the applicability of a Block Exemption Regulation or an existing or approved aid scheme. |
| --- | --- |

18.

The national court may ask the Commission for an opinion under section 3 of the present Notice if it has doubts concerning the applicability of a Block Exemption Regulation or an existing or approved aid scheme.

2.1.3.   Respective roles of the Commission and national courts

| 19. | The ECJ has repeatedly confirmed that both national courts and the Commission play essential, but distinct roles in the context of State aid enforcement (35). |
| --- | --- |

19.

The ECJ has repeatedly confirmed that both national courts and the Commission play essential, but distinct roles in the context of State aid enforcement (35).

| 20. | The Commission's main role is to examine the compatibility of proposed aid measures with the common market, based on the criteria laid down in Article 87(2) and (3) of the Treaty. This compatibility assessment is the exclusive responsibility of the Commission, subject to review by the Community courts. According to settled ECJ jurisprudence, national courts do not have the power to declare a State aid measure compatible with Article 87(2) or (3) of the Treaty (36). |
| --- | --- |

20.

The Commission's main role is to examine the compatibility of proposed aid measures with the common market, based on the criteria laid down in Article 87(2) and (3) of the Treaty. This compatibility assessment is the exclusive responsibility of the Commission, subject to review by the Community courts. According to settled ECJ jurisprudence, national courts do not have the power to declare a State aid measure compatible with Article 87(2) or (3) of the Treaty (36).

| 21. | The role of the national court depends on the aid measure at issue and whether that measure has been duly notified and approved by the Commission:






  (a) | National courts are often asked to intervene in cases where a Member State authority (37) has granted aid without respecting the standstill obligation. This situation arises either because the aid was not notified at all, or because the authority implemented it before getting the Commission's approval. The role of national courts in such cases is to protect the rights of individuals affected by the unlawful implementation of the aid (38). |
| --- | --- | --- |

21.

The role of the national court depends on the aid measure at issue and whether that measure has been duly notified and approved by the Commission:

(a)

National courts are often asked to intervene in cases where a Member State authority (37) has granted aid without respecting the standstill obligation. This situation arises either because the aid was not notified at all, or because the authority implemented it before getting the Commission's approval. The role of national courts in such cases is to protect the rights of individuals affected by the unlawful implementation of the aid (38).

| (b) | National courts also play an important role in the enforcement of recovery decisions adopted under Article 14(1) of Council Regulation (EC) No 659/1999 of 22 March 1999 laying down detailed rules for the application of Article 93 of the EC Treaty (39) (‘the Procedural Regulation’), where the Commission's assessment concludes that aid granted unlawfully is incompatible with the common market and enjoins the Member State concerned to recover the incompatible aid from the beneficiary. The involvement of national courts in such cases usually arises from actions brought by beneficiaries for review of the legality of the repayment request issued by national authorities. However, depending on national procedural law, other types of legal action may be possible (such as actions by Member State authorities against the beneficiary aimed at the full implementation of a Commission recovery decision). |
| --- | --- |

(b)

National courts also play an important role in the enforcement of recovery decisions adopted under Article 14(1) of Council Regulation (EC) No 659/1999 of 22 March 1999 laying down detailed rules for the application of Article 93 of the EC Treaty (39) (‘the Procedural Regulation’), where the Commission's assessment concludes that aid granted unlawfully is incompatible with the common market and enjoins the Member State concerned to recover the incompatible aid from the beneficiary. The involvement of national courts in such cases usually arises from actions brought by beneficiaries for review of the legality of the repayment request issued by national authorities. However, depending on national procedural law, other types of legal action may be possible (such as actions by Member State authorities against the beneficiary aimed at the full implementation of a Commission recovery decision).

| 22. | When preserving the interests of individuals, national courts must take full account of the effectiveness and direct effect (40) of Article 88(3) of the Treaty and the interests of the Community (41). |
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22.

When preserving the interests of individuals, national courts must take full account of the effectiveness and direct effect (40) of Article 88(3) of the Treaty and the interests of the Community (41).

| 23. | The role of national courts in such settings is set out in more detail under sections 2.2 and 2.3. |
| --- | --- |

23.

The role of national courts in such settings is set out in more detail under sections 2.2 and 2.3.

2.2.   Role of national courts in enforcing Article 88(3) of the EC Treaty — Unlawful State Aid

| 24. | Like Articles 81 and 82 EC, the standstill obligation laid down in Article 88(3) of the Treaty gives rise to directly effective individual rights of affected parties (such as the competitors of the beneficiary). These affected parties can enforce their rights by bringing legal action before competent national courts against the granting Member State. Dealing with such legal actions and thus protecting competitor’s rights under Article 88(3) of the Treaty is one of the most important roles of national courts in the State aid field. |
| --- | --- |

24.

Like Articles 81 and 82 EC, the standstill obligation laid down in Article 88(3) of the Treaty gives rise to directly effective individual rights of affected parties (such as the competitors of the beneficiary). These affected parties can enforce their rights by bringing legal action before competent national courts against the granting Member State. Dealing with such legal actions and thus protecting competitor’s rights under Article 88(3) of the Treaty is one of the most important roles of national courts in the State aid field.

| 25. | The essential role played by national courts in this context also stems from the fact that the Commission's own powers to protect competitors and other third parties against unlawful aid are limited. Most importantly, as the ECJ held in its ‘Boussac’ (42) and ‘Tubemeuse’ (43) judgments, the Commission cannot adopt a final decision ordering recovery merely because the aid was not notified in accordance with Article 88(3) of the Treaty. The Commission must therefore conduct a full compatibility assessment, regardless of whether the standstill obligation has been respected or not (44). This assessment can be time-consuming and the Commission's powers to issue preliminary recovery injunctions are subject to very strict legal requirements (45). |
| --- | --- |

25.

The essential role played by national courts in this context also stems from the fact that the Commission's own powers to protect competitors and other third parties against unlawful aid are limited. Most importantly, as the ECJ held in its ‘Boussac’ (42) and ‘Tubemeuse’ (43) judgments, the Commission cannot adopt a final decision ordering recovery merely because the aid was not notified in accordance with Article 88(3) of the Treaty. The Commission must therefore conduct a full compatibility assessment, regardless of whether the standstill obligation has been respected or not (44). This assessment can be time-consuming and the Commission's powers to issue preliminary recovery injunctions are subject to very strict legal requirements (45).

| 26. | As a result, actions before national courts offer an important means of redress for competitors and other third parties affected by unlawful State aid. Remedies available before national courts include:






  (a) | preventing the payment of unlawful aid; |
| --- | --- | --- |

26.

As a result, actions before national courts offer an important means of redress for competitors and other third parties affected by unlawful State aid. Remedies available before national courts include:

(a)

preventing the payment of unlawful aid;

| (b) | recovery of unlawful aid (regardless of compatibility); |
| --- | --- |

(b)

recovery of unlawful aid (regardless of compatibility);

| (c) | recovery of illegality interest; |
| --- | --- |

(c)

recovery of illegality interest;

| (d) | damages for competitors and other third parties; and |
| --- | --- |

(d)

damages for competitors and other third parties; and

| (e) | interim measures against unlawful aid. |
| --- | --- |

(e)

interim measures against unlawful aid.

| 27. | Each of these remedies is set out in more detail in sections 2.2.1 to 2.2.6. |
| --- | --- |

27.

Each of these remedies is set out in more detail in sections 2.2.1 to 2.2.6.

2.2.1.   Preventing the payment of unlawful aid

| 28. | National courts are obliged to protect the rights of individuals affected by violations of the standstill obligation. National courts must therefore draw all appropriate legal consequences, in accordance with national law, where an infringement of Article 88(3) of the Treaty has occurred (46). However, the national courts’ obligations are not limited to unlawful aid already disbursed. They also extend to cases where an unlawful payment is about to be made. As part of their duties under Article 88(3) of the Treaty, national courts must safeguard the rights of individuals against possible disregard of those rights (47). Where unlawful aid is about to be disbursed, the national court is therefore obliged to prevent this payment from taking place. |
| --- | --- |

28.

National courts are obliged to protect the rights of individuals affected by violations of the standstill obligation. National courts must therefore draw all appropriate legal consequences, in accordance with national law, where an infringement of Article 88(3) of the Treaty has occurred (46). However, the national courts’ obligations are not limited to unlawful aid already disbursed. They also extend to cases where an unlawful payment is about to be made. As part of their duties under Article 88(3) of the Treaty, national courts must safeguard the rights of individuals against possible disregard of those rights (47). Where unlawful aid is about to be disbursed, the national court is therefore obliged to prevent this payment from taking place.

| 29. | The national courts’ obligation to prevent the payment of unlawful aid can arise in a variety of procedural settings, depending on different types of actions available under national law. Very often, the claimant will seek to challenge the validity of the national act granting the unlawful State aid. In such cases, preventing the unlawful payment will usually be the logical consequence of finding that the granting act is invalid as a result of the Member State's breach of Article 88(3) of the Treaty (48). |
| --- | --- |

29.

The national courts’ obligation to prevent the payment of unlawful aid can arise in a variety of procedural settings, depending on different types of actions available under national law. Very often, the claimant will seek to challenge the validity of the national act granting the unlawful State aid. In such cases, preventing the unlawful payment will usually be the logical consequence of finding that the granting act is invalid as a result of the Member State's breach of Article 88(3) of the Treaty (48).

2.2.2.   Recovery of unlawful aid

| 30. | Where a national court is confronted with unlawfully granted aid, it must draw all legal consequences from this unlawfulness under national law. The national court must therefore in principle order the full recovery of unlawful State aid from the beneficiary (49). Ordering the full recovery of unlawful aid is part of the national court’ s obligation to protect the individual rights of the claimant (such as the competitor) under Article 88(3) of the Treaty. The recovery obligation of the national court is thus not dependent on the compatibility of the aid measure with Article 87(2) or (3) of the Treaty. |
| --- | --- |

30.

Where a national court is confronted with unlawfully granted aid, it must draw all legal consequences from this unlawfulness under national law. The national court must therefore in principle order the full recovery of unlawful State aid from the beneficiary (49). Ordering the full recovery of unlawful aid is part of the national court’ s obligation to protect the individual rights of the claimant (such as the competitor) under Article 88(3) of the Treaty. The recovery obligation of the national court is thus not dependent on the compatibility of the aid measure with Article 87(2) or (3) of the Treaty.

| 31. | Since national courts must order the full recovery of unlawful aid regardless of its compatibility, recovery can be swifter before a national court than through a complaint with the Commission. Indeed, unlike the Commission (50), the national court can and must limit itself to determining whether the measure constitutes State aid and whether the standstill obligation applies to it. |
| --- | --- |

31.

Since national courts must order the full recovery of unlawful aid regardless of its compatibility, recovery can be swifter before a national court than through a complaint with the Commission. Indeed, unlike the Commission (50), the national court can and must limit itself to determining whether the measure constitutes State aid and whether the standstill obligation applies to it.

| 32. | However, the national courts’ recovery obligation is not absolute. According to the ‘SFEI’ jurisprudence (51), there can be exceptional circumstances in which the recovery of unlawful State aid would not be appropriate. The legal standard to be applied in this context should be similar to the one applicable under Articles 14 and 15 of the Procedural Regulation (52). In other words, circumstances which would not stand in the way of a recovery order by the Commission cannot justify a national court refraining from ordering full recovery under Article 88(3) of the Treaty. The standard which the Community courts apply in this respect is very strict (53). In particular, the ECJ has consistently held that, in principle, a beneficiary of unlawful aid cannot plead legitimate expectation against a Commission recovery order (54). This is because a diligent businessman would have been able to verify whether the aid he received was notified or not (55). |
| --- | --- |

32.

However, the national courts’ recovery obligation is not absolute. According to the ‘SFEI’ jurisprudence (51), there can be exceptional circumstances in which the recovery of unlawful State aid would not be appropriate. The legal standard to be applied in this context should be similar to the one applicable under Articles 14 and 15 of the Procedural Regulation (52). In other words, circumstances which would not stand in the way of a recovery order by the Commission cannot justify a national court refraining from ordering full recovery under Article 88(3) of the Treaty. The standard which the Community courts apply in this respect is very strict (53). In particular, the ECJ has consistently held that, in principle, a beneficiary of unlawful aid cannot plead legitimate expectation against a Commission recovery order (54). This is because a diligent businessman would have been able to verify whether the aid he received was notified or not (55).

| 33. | To justify the national court not ordering recovery under Article 88(3) of the Treaty, a specific and concrete fact must therefore have generated legitimate expectation on the beneficiary's part (56). This can be the case if the Commission itself has given precise assurances that the measure in question does not constitute State aid, or that it is not covered by the standstill obligation (57). |
| --- | --- |

33.

To justify the national court not ordering recovery under Article 88(3) of the Treaty, a specific and concrete fact must therefore have generated legitimate expectation on the beneficiary's part (56). This can be the case if the Commission itself has given precise assurances that the measure in question does not constitute State aid, or that it is not covered by the standstill obligation (57).

| 34. | In its ‘CELF’ judgment (58), the ECJ clarified that the national court's obligation to order full recovery of unlawful State aid ceases if, by the time the national court renders its judgment, the Commission has already decided that the aid is compatible with the common market. Since the purpose of the standstill obligation is to ensure that only compatible aid can be implemented, this purpose can no longer be frustrated where the Commission has already confirmed compatibility (59). Therefore, the national court's obligation to protect individual rights under Article 88(3) of the Treaty remains unaffected where the Commission has not yet taken a decision, regardless of whether a Commission procedure is pending or not (60). |
| --- | --- |

34.

In its ‘CELF’ judgment (58), the ECJ clarified that the national court's obligation to order full recovery of unlawful State aid ceases if, by the time the national court renders its judgment, the Commission has already decided that the aid is compatible with the common market. Since the purpose of the standstill obligation is to ensure that only compatible aid can be implemented, this purpose can no longer be frustrated where the Commission has already confirmed compatibility (59). Therefore, the national court's obligation to protect individual rights under Article 88(3) of the Treaty remains unaffected where the Commission has not yet taken a decision, regardless of whether a Commission procedure is pending or not (60).

| 35. | While after a positive Commission decision the national court is no longer under a Community law obligation to order full recovery, the ECJ also explicitly recognises that a recovery obligation may exist under national law
   (61). However, where such a recovery obligation exists, this is without prejudice to the Member State's right to re-implement the aid subsequently. |
| --- | --- |

35.

While after a positive Commission decision the national court is no longer under a Community law obligation to order full recovery, the ECJ also explicitly recognises that a recovery obligation may exist under national law
   (61). However, where such a recovery obligation exists, this is without prejudice to the Member State's right to re-implement the aid subsequently.

| 36. | Once the national court has decided that unlawful aid has been disbursed in violation of Article 88(3) of the Treaty, it must quantify the aid in order to determine the amount to be recovered. The case law of the Community courts on the application of Article 87(1) of the Treaty and the Commission's guidance and decision making practice should assist the court in this respect. Should the national court encounter difficulties in calculating the aid amount, it may request the Commission's support, as further set out in section 3 of this Notice. |
| --- | --- |

36.

Once the national court has decided that unlawful aid has been disbursed in violation of Article 88(3) of the Treaty, it must quantify the aid in order to determine the amount to be recovered. The case law of the Community courts on the application of Article 87(1) of the Treaty and the Commission's guidance and decision making practice should assist the court in this respect. Should the national court encounter difficulties in calculating the aid amount, it may request the Commission's support, as further set out in section 3 of this Notice.

2.2.3.   Recovery of interest

| 37. | The economic advantage of unlawful aid is not limited to its nominal amount. In addition, the beneficiary obtains a financial advantage resulting from the premature implementation of the aid. This is due to the fact that, had the aid been notified to the Commission, payment would (if at all) have taken place later. This would have obliged the beneficiary to borrow the relevant funds on the capital markets, including interest at market rates. |
| --- | --- |

37.

The economic advantage of unlawful aid is not limited to its nominal amount. In addition, the beneficiary obtains a financial advantage resulting from the premature implementation of the aid. This is due to the fact that, had the aid been notified to the Commission, payment would (if at all) have taken place later. This would have obliged the beneficiary to borrow the relevant funds on the capital markets, including interest at market rates.

| 38. | This undue time advantage is the reason why, if recovery is ordered by the Commission, Article 14(2) of the Procedural Regulation requires not only recovery of the nominal aid amount, but also recovery of interest from the day the unlawful aid was put at the disposal of the beneficiary to the day when it is effectively recovered. The interest rate to be applied in this context is defined in Article 9 of Commission Regulation (EC) No 794/2004 of 21 April 2004 implementing Council Regulation (EC) No 659/1999 laying down detailed rules for the application of Article [93] of the Treaty (‘the Implementing Regulation’) (62). |
| --- | --- |

38.

This undue time advantage is the reason why, if recovery is ordered by the Commission, Article 14(2) of the Procedural Regulation requires not only recovery of the nominal aid amount, but also recovery of interest from the day the unlawful aid was put at the disposal of the beneficiary to the day when it is effectively recovered. The interest rate to be applied in this context is defined in Article 9 of Commission Regulation (EC) No 794/2004 of 21 April 2004 implementing Council Regulation (EC) No 659/1999 laying down detailed rules for the application of Article [93] of the Treaty (‘the Implementing Regulation’) (62).

| 39. | In its ‘CELF’ judgment, the ECJ clarified that the need to recover the financial advantage resulting from premature implementation of the aid (hereinafter referred to as ‘illegality interest’) is part of the national courts’ obligation under Article 88(3) of the Treaty. This is because the premature implementation of unlawful aid will at least cause competitors to suffer depending on the circumstances earlier than they would have to, in competition terms, from the effects of the aid. The beneficiary has therefore obtained an undue advantage (63). |
| --- | --- |

39.

In its ‘CELF’ judgment, the ECJ clarified that the need to recover the financial advantage resulting from premature implementation of the aid (hereinafter referred to as ‘illegality interest’) is part of the national courts’ obligation under Article 88(3) of the Treaty. This is because the premature implementation of unlawful aid will at least cause competitors to suffer depending on the circumstances earlier than they would have to, in competition terms, from the effects of the aid. The beneficiary has therefore obtained an undue advantage (63).

| 40. | The national court's obligation to order the recovery of illegality interest can arise in two different settings:






  (a) | The national court must normally order full recovery of unlawful aid under Article 88(3) of the Treaty. Where this is the case, illegality interest needs to be added to the original aid amount when determining the total recovery amount. |
| --- | --- | --- |

40.

The national court's obligation to order the recovery of illegality interest can arise in two different settings:

(a)

The national court must normally order full recovery of unlawful aid under Article 88(3) of the Treaty. Where this is the case, illegality interest needs to be added to the original aid amount when determining the total recovery amount.

| (b) | However, the national court must also order the recovery of illegality interest in circumstances in which, exceptionally, there is no obligation to order full recovery. As confirmed in ‘CELF’, the national court's obligation to order recovery of illegality interest therefore remains in place even after a positive Commission decision (64). This can be of central importance to potential claimants, since it also offers a successful remedy in cases where the Commission has already declared the aid compatible with the common market. |
| --- | --- |

(b)

However, the national court must also order the recovery of illegality interest in circumstances in which, exceptionally, there is no obligation to order full recovery. As confirmed in ‘CELF’, the national court's obligation to order recovery of illegality interest therefore remains in place even after a positive Commission decision (64). This can be of central importance to potential claimants, since it also offers a successful remedy in cases where the Commission has already declared the aid compatible with the common market.

| 41. | In order to comply with their recovery obligation as regards illegality interest, national courts need to determine the interest amount to be recovered. The following principles apply in this respect:






  (a) | The starting point is the nominal aid amount (65). |
| --- | --- | --- |

41.

In order to comply with their recovery obligation as regards illegality interest, national courts need to determine the interest amount to be recovered. The following principles apply in this respect:

(a)

The starting point is the nominal aid amount (65).

| (b) | When determining the applicable interest rate and calculation method, national courts should take account of the fact that recovery of illegality interest by a national court serves the same purpose as the Commission’s interest recovery under Article 14 of the Procedural Regulation. In addition, claims for the recovery of illegality interest are Community law claims based directly on Article 88(3) of the Treaty (66). The principles of equivalence and effectiveness described under section 2.4.1 of this Notice therefore apply to these claims. |
| --- | --- |

(b)

When determining the applicable interest rate and calculation method, national courts should take account of the fact that recovery of illegality interest by a national court serves the same purpose as the Commission’s interest recovery under Article 14 of the Procedural Regulation. In addition, claims for the recovery of illegality interest are Community law claims based directly on Article 88(3) of the Treaty (66). The principles of equivalence and effectiveness described under section 2.4.1 of this Notice therefore apply to these claims.

| (c) | In order to ensure consistency with Article 14 of the Procedural Regulation and to comply with the effectiveness requirement, the Commission considers that the method of interest calculation used by the national court may not be less strict than that foreseen in the Implementing Regulation (67). Consequently, illegality interest must be calculated on a compound basis and the applicable interest rate may not be lower than the reference rate (68). |
| --- | --- |

(c)

In order to ensure consistency with Article 14 of the Procedural Regulation and to comply with the effectiveness requirement, the Commission considers that the method of interest calculation used by the national court may not be less strict than that foreseen in the Implementing Regulation (67). Consequently, illegality interest must be calculated on a compound basis and the applicable interest rate may not be lower than the reference rate (68).

| (d) | Moreover, in the Commission's view, it follows from the principle of equivalence that, where the interest rate calculation under national law is stricter than that laid down in the Implementing Regulation, the national court will have to apply the stricter national rules also to claims based on Article 88(3) of the Treaty. |
| --- | --- |

(d)

Moreover, in the Commission's view, it follows from the principle of equivalence that, where the interest rate calculation under national law is stricter than that laid down in the Implementing Regulation, the national court will have to apply the stricter national rules also to claims based on Article 88(3) of the Treaty.

| (e) | The start date for the interest calculation will always be the day on which the unlawful aid was put at the disposal of the beneficiary. The end date depends on the situation at the time of the national judgment. If, as was the case in ‘CELF’, the Commission has already approved the aid, the end date is the date of the Commission decision. Otherwise, illegality interest accumulates for the whole period of unlawfulness until the date of actual repayment of the aid by the beneficiary. As was confirmed in ‘CELF’, illegality interest also needs to be applied for the period between the adoption of a positive Commission decision and the subsequent annulment of this decision by the Community courts (69). |
| --- | --- |

(e)

The start date for the interest calculation will always be the day on which the unlawful aid was put at the disposal of the beneficiary. The end date depends on the situation at the time of the national judgment. If, as was the case in ‘CELF’, the Commission has already approved the aid, the end date is the date of the Commission decision. Otherwise, illegality interest accumulates for the whole period of unlawfulness until the date of actual repayment of the aid by the beneficiary. As was confirmed in ‘CELF’, illegality interest also needs to be applied for the period between the adoption of a positive Commission decision and the subsequent annulment of this decision by the Community courts (69).

| 42. | In case of doubt, the national court may ask the Commission for support under section 3 of this Notice. |
| --- | --- |

42.

In case of doubt, the national court may ask the Commission for support under section 3 of this Notice.

2.2.4.   Damages claims

| 43. | As part of their role under Article 88(3) of the Treaty, national courts may also be required to uphold claims for compensation for damage caused to competitors of the beneficiary and to other third parties by the unlawful State aid (70). Such damages actions are usually directed at the State aid granting authority. They can be particularly important for the claimant, since, contrary to actions aimed at mere recovery, a successful damages action provides the claimant with direct financial compensation for suffered loss. |
| --- | --- |

43.

As part of their role under Article 88(3) of the Treaty, national courts may also be required to uphold claims for compensation for damage caused to competitors of the beneficiary and to other third parties by the unlawful State aid (70). Such damages actions are usually directed at the State aid granting authority. They can be particularly important for the claimant, since, contrary to actions aimed at mere recovery, a successful damages action provides the claimant with direct financial compensation for suffered loss.

| 44. | The ECJ has repeatedly held that affected third parties can bring such damages actions under national law
   (71). Such challenges are obviously dependent on national legal rules. Therefore, the legal bases on which claimants have relied in the past vary significantly across the Community. |
| --- | --- |

44.

The ECJ has repeatedly held that affected third parties can bring such damages actions under national law
   (71). Such challenges are obviously dependent on national legal rules. Therefore, the legal bases on which claimants have relied in the past vary significantly across the Community.

| 45. | Irrespective of the possibility to claim damages under national law, breaches of the standstill obligation have direct and binding consequences under Community law. This is because the standstill obligation under Article 88(3) of the Treaty is a directly applicable rule of Community law which is binding on all Member State authorities (72). Breaches of the standstill obligation can therefore, in principle, give rise to damages claims based on the ‘Francovich’ (73) and ‘Brasserie du Pêcheur’ (74) jurisprudence of the ECJ (75). This jurisprudence confirms that Member States are required to compensate for loss and damage caused to individuals as a result of breaches of Community law for which the State is responsible (76). Such liability exists where: (i) the rule of law infringed is intended to confer rights on individuals; (ii) the breach is sufficiently serious; and (iii) there is a direct causal link between the breach of the Member State's obligation and the damage suffered by the injured parties (77). |
| --- | --- |

45.

Irrespective of the possibility to claim damages under national law, breaches of the standstill obligation have direct and binding consequences under Community law. This is because the standstill obligation under Article 88(3) of the Treaty is a directly applicable rule of Community law which is binding on all Member State authorities (72). Breaches of the standstill obligation can therefore, in principle, give rise to damages claims based on the ‘Francovich’ (73) and ‘Brasserie du Pêcheur’ (74) jurisprudence of the ECJ (75). This jurisprudence confirms that Member States are required to compensate for loss and damage caused to individuals as a result of breaches of Community law for which the State is responsible (76). Such liability exists where: (i) the rule of law infringed is intended to confer rights on individuals; (ii) the breach is sufficiently serious; and (iii) there is a direct causal link between the breach of the Member State's obligation and the damage suffered by the injured parties (77).

| 46. | The first requirement (Community law obligation aimed at protecting individual rights) is met in relation to violations of Article 88(3) of the Treaty. The ECJ has not only repeatedly confirmed the existence of individual rights under Article 88(3) of the Treaty but has also clarified that the protection of these individual rights is the genuine role of national courts (78). |
| --- | --- |

46.

The first requirement (Community law obligation aimed at protecting individual rights) is met in relation to violations of Article 88(3) of the Treaty. The ECJ has not only repeatedly confirmed the existence of individual rights under Article 88(3) of the Treaty but has also clarified that the protection of these individual rights is the genuine role of national courts (78).

| 47. | The requirement of a sufficiently serious breach of Community law will also generally be met as regards Article 88(3) of the Treaty. When determining whether or not a breach of Community law is sufficiently serious, the ECJ lays strong emphasis on the amount of discretion enjoyed by the authorities concerned (79). Where the authority in question has no discretion, the mere infringement of Community law may be sufficient to establish the existence of a sufficiently serious breach (80). However, with regard to Article 88(3) of the Treaty, Member State authorities have no discretion not to notify State aid measures. They are, in principle, under an absolute obligation to notify all such measures prior to their implementation. Although the ECJ sometimes takes the excusability of the relevant breach of Community law into account (81), in the presence of State aid, Member State authorities cannot normally argue that they were not aware of the standstill obligation. This is because there is a large body of case law and Commission guidance on the application of Articles 87(1) and 88(3) of the Treaty. In case of doubt, Member States can always notify the measure to the Commission for reasons of legal certainty (82). |
| --- | --- |

47.

The requirement of a sufficiently serious breach of Community law will also generally be met as regards Article 88(3) of the Treaty. When determining whether or not a breach of Community law is sufficiently serious, the ECJ lays strong emphasis on the amount of discretion enjoyed by the authorities concerned (79). Where the authority in question has no discretion, the mere infringement of Community law may be sufficient to establish the existence of a sufficiently serious breach (80). However, with regard to Article 88(3) of the Treaty, Member State authorities have no discretion not to notify State aid measures. They are, in principle, under an absolute obligation to notify all such measures prior to their implementation. Although the ECJ sometimes takes the excusability of the relevant breach of Community law into account (81), in the presence of State aid, Member State authorities cannot normally argue that they were not aware of the standstill obligation. This is because there is a large body of case law and Commission guidance on the application of Articles 87(1) and 88(3) of the Treaty. In case of doubt, Member States can always notify the measure to the Commission for reasons of legal certainty (82).

| 48. | The third requirement that the breach of Community law must have caused an actual and certain financial damage to the claimant can be met in various ways. |
| --- | --- |

48.

The third requirement that the breach of Community law must have caused an actual and certain financial damage to the claimant can be met in various ways.

| 49. | The claimant will often argue that the aid was directly responsible for a loss of profit. When confronted with such a claim, the national court should take account of the following considerations:






  (a) | By virtue of the Community law requirements of equivalence and effectiveness (83), national rules may not exclude a Member State's liability for loss of profit (84). Damage under Community law can exist regardless of whether the breach caused the claimant to lose an asset or whether it prevented the claimant from improving his asset position. Should national law contain such an exclusion, the national court would need to leave the provision unapplied as regards damages claims under Article 88(3) of the Treaty. |
| --- | --- | --- |

49.

The claimant will often argue that the aid was directly responsible for a loss of profit. When confronted with such a claim, the national court should take account of the following considerations:

(a)

By virtue of the Community law requirements of equivalence and effectiveness (83), national rules may not exclude a Member State's liability for loss of profit (84). Damage under Community law can exist regardless of whether the breach caused the claimant to lose an asset or whether it prevented the claimant from improving his asset position. Should national law contain such an exclusion, the national court would need to leave the provision unapplied as regards damages claims under Article 88(3) of the Treaty.

| (b) | Determining the actual amount of lost profit will be easier where the unlawful aid enabled the beneficiary to win over a contract or a specific business opportunity from the claimant. The national court can then calculate the revenue which the claimant was likely to generate under this contract. In cases where the contract has already been fulfilled by the beneficiary, the national court would also take account of the actual profit generated. |
| --- | --- |

(b)

Determining the actual amount of lost profit will be easier where the unlawful aid enabled the beneficiary to win over a contract or a specific business opportunity from the claimant. The national court can then calculate the revenue which the claimant was likely to generate under this contract. In cases where the contract has already been fulfilled by the beneficiary, the national court would also take account of the actual profit generated.

| (c) | More complicated damage assessments are necessary where the aid merely leads to an overall loss of market share. One possible way for dealing with such cases could be to compare the claimant's actual income situation (based on the profit and loss account) with the hypothetical income situation had the unlawful aid not been granted. |
| --- | --- |

(c)

More complicated damage assessments are necessary where the aid merely leads to an overall loss of market share. One possible way for dealing with such cases could be to compare the claimant's actual income situation (based on the profit and loss account) with the hypothetical income situation had the unlawful aid not been granted.

| (d) | There may be circumstances where the damage suffered by the claimant exceeds the lost profit. This could, for example, be the case where, as a consequence of the unlawful aid, the claimant is forced out of business (through insolvency for example). |
| --- | --- |

(d)

There may be circumstances where the damage suffered by the claimant exceeds the lost profit. This could, for example, be the case where, as a consequence of the unlawful aid, the claimant is forced out of business (through insolvency for example).

| 50. | The possibility to claim damages is, in principle, independent of any parallel Commission investigation concerning the same aid measure. Such an ongoing investigation does not release the national court from its obligation to safeguard individual rights under Article 88(3) of the Treaty (85). Since the claimant may be able to demonstrate that he suffered loss due to the premature implementation of the aid, and, more specifically, as a result of the beneficiary's illegal time advantage, successful damages claims are also not ruled out where the Commission has already approved the aid by the time the national court decides (86). |
| --- | --- |

50.

The possibility to claim damages is, in principle, independent of any parallel Commission investigation concerning the same aid measure. Such an ongoing investigation does not release the national court from its obligation to safeguard individual rights under Article 88(3) of the Treaty (85). Since the claimant may be able to demonstrate that he suffered loss due to the premature implementation of the aid, and, more specifically, as a result of the beneficiary's illegal time advantage, successful damages claims are also not ruled out where the Commission has already approved the aid by the time the national court decides (86).

| 51. | National procedural rules will sometimes allow the national court to rely on reasonable estimates for the purpose of determining the actual amount of damages to be granted to the claimant. Where that is the case, and provided the principle of effectiveness (87) is respected, the use of such estimates would also be possible in relation to damages claims arising under Article 88(3) of the Treaty. This can be a useful tool for national courts which face difficulties in relation to the calculation of damages. |
| --- | --- |

51.

National procedural rules will sometimes allow the national court to rely on reasonable estimates for the purpose of determining the actual amount of damages to be granted to the claimant. Where that is the case, and provided the principle of effectiveness (87) is respected, the use of such estimates would also be possible in relation to damages claims arising under Article 88(3) of the Treaty. This can be a useful tool for national courts which face difficulties in relation to the calculation of damages.

| 52. | The legal prerequisites for damages claims under Community law and issues of damages calculation can also form the basis of requests for Commission assistance under section 3 of the present Notice. |
| --- | --- |

52.

The legal prerequisites for damages claims under Community law and issues of damages calculation can also form the basis of requests for Commission assistance under section 3 of the present Notice.

2.2.5.   Damages claims against the beneficiary

| 53. | Potential claimants are entitled to bring damages claims against the State aid granting authority. However, there may be circumstances in which the claimant prefers to claim damages directly from the beneficiary. |
| --- | --- |

53.

Potential claimants are entitled to bring damages claims against the State aid granting authority. However, there may be circumstances in which the claimant prefers to claim damages directly from the beneficiary.

| 54. | In the ‘SFEI’ judgment, the ECJ explicitly addressed the question whether direct damages actions can be brought against the beneficiary under Community law. It concluded that, because Article 88(3) of the Treaty does not impose any direct obligations on the beneficiary, there is no sufficient Community law basis for such claims (88). |
| --- | --- |

54.

In the ‘SFEI’ judgment, the ECJ explicitly addressed the question whether direct damages actions can be brought against the beneficiary under Community law. It concluded that, because Article 88(3) of the Treaty does not impose any direct obligations on the beneficiary, there is no sufficient Community law basis for such claims (88).

| 55. | However, this does not in any way prejudice the possibility of a successful damages action against the beneficiary on the basis of substantive national law. In that context, the ECJ specifically referred to the possibility for potential claimants to rely on national rules governing non-contractual liability (89). |
| --- | --- |

55.

However, this does not in any way prejudice the possibility of a successful damages action against the beneficiary on the basis of substantive national law. In that context, the ECJ specifically referred to the possibility for potential claimants to rely on national rules governing non-contractual liability (89).

2.2.6.   Interim measures

| 56. | The duty of national courts to draw the necessary legal consequences from violations of the standstill obligation is not limited to their final judgments. As part of their role under Article 88(3) of the Treaty, national courts are also required to take interim measures where this is appropriate to safeguard the rights of individuals (90) and the effectiveness of Article 88(3) of the Treaty. |
| --- | --- |

56.

The duty of national courts to draw the necessary legal consequences from violations of the standstill obligation is not limited to their final judgments. As part of their role under Article 88(3) of the Treaty, national courts are also required to take interim measures where this is appropriate to safeguard the rights of individuals (90) and the effectiveness of Article 88(3) of the Treaty.

| 57. | The power of national courts to adopt interim measures can be of central importance to interested parties where fast relief is required. Because of their ability to act swiftly against unlawful aid, their proximity and the variety of measures available to them, national courts are very well placed to take interim measures where unlawful aid has already been paid or is about to be paid. |
| --- | --- |

57.

The power of national courts to adopt interim measures can be of central importance to interested parties where fast relief is required. Because of their ability to act swiftly against unlawful aid, their proximity and the variety of measures available to them, national courts are very well placed to take interim measures where unlawful aid has already been paid or is about to be paid.

| 58. | The most straightforward cases are those where unlawful aid has not yet been disbursed, but where there is a risk that such payments will be made during the course of national court proceedings. In such cases, the national court’s obligation to prevent violations of Article 88(3) of the Treaty (91) can require it to issue an interim order preventing the illegal disbursement until the substance of the matter is resolved. |
| --- | --- |

58.

The most straightforward cases are those where unlawful aid has not yet been disbursed, but where there is a risk that such payments will be made during the course of national court proceedings. In such cases, the national court’s obligation to prevent violations of Article 88(3) of the Treaty (91) can require it to issue an interim order preventing the illegal disbursement until the substance of the matter is resolved.

| 59. | Where the illegal payment has already been made, the role of national courts under Article 88(3) of the Treaty usually requires them to order full recovery (including illegality interest). Because of the principle of effectiveness (92), the national court may not postpone this by unduly delaying proceedings. Such delays would not only affect the individual rights which Article 88(3) of the Treaty protects, but also directly increase the competitive harm which stems from the unlawfulness of the aid. |
| --- | --- |

59.

Where the illegal payment has already been made, the role of national courts under Article 88(3) of the Treaty usually requires them to order full recovery (including illegality interest). Because of the principle of effectiveness (92), the national court may not postpone this by unduly delaying proceedings. Such delays would not only affect the individual rights which Article 88(3) of the Treaty protects, but also directly increase the competitive harm which stems from the unlawfulness of the aid.

| 60. | However, in spite of this general obligation, there may nevertheless be circumstances in which the final judgment for the national court is delayed. In such cases, the obligation to protect the individual rights under Article 88(3) of the Treaty requires the national court to use all interim measures available to it under the applicable national procedural framework to at least terminate the anti-competitive effects of the aid on a provisional basis (‘interim recovery’) (93). The application of national procedural rules in this context is subject to the requirements of equivalence and effectiveness (94). |
| --- | --- |

60.

However, in spite of this general obligation, there may nevertheless be circumstances in which the final judgment for the national court is delayed. In such cases, the obligation to protect the individual rights under Article 88(3) of the Treaty requires the national court to use all interim measures available to it under the applicable national procedural framework to at least terminate the anti-competitive effects of the aid on a provisional basis (‘interim recovery’) (93). The application of national procedural rules in this context is subject to the requirements of equivalence and effectiveness (94).

| 61. | Where, based on the case law of the Community courts and the practice of the Commission, the national judge has reached a reasonable prima facie conviction that the measure at stake involves unlawful State aid, the most expedient remedy will, in the Commission's view and subject to national procedural law, be to order the unlawful aid and the illegality interest to be put on a blocked account until the substance of the matter is resolved. In its final judgment, the national court would then either order the funds on the blocked account to be returned to the State aid granting authority, if the unlawfulness is confirmed, or order the funds to be released to the beneficiary. |
| --- | --- |

61.

Where, based on the case law of the Community courts and the practice of the Commission, the national judge has reached a reasonable prima facie conviction that the measure at stake involves unlawful State aid, the most expedient remedy will, in the Commission's view and subject to national procedural law, be to order the unlawful aid and the illegality interest to be put on a blocked account until the substance of the matter is resolved. In its final judgment, the national court would then either order the funds on the blocked account to be returned to the State aid granting authority, if the unlawfulness is confirmed, or order the funds to be released to the beneficiary.

| 62. | Interim recovery can also be a very effective instrument in cases where national court proceedings run parallel to a Commission investigation (95). An ongoing Commission investigation does not release the national court from its obligation to protect individual rights under Article 88(3) of the Treaty (96). The national court may therefore not simply suspend its own proceedings until the Commission has decided and leave the rights of the claimant under Article 88(3) of the Treaty unprotected in the meantime. Where the national court wishes to await the outcome of the Commission's compatibility assessment before adopting a final and irreversible recovery order, it should therefore adopt appropriate interim measures. Here again, ordering the placement of the funds on a blocked account would seem an appropriate remedy. In cases where:






  (a) | the Commission declares the aid incompatible, the national court would order the funds on the blocked account to be returned to the State aid granting authority (aid plus illegality interest); |
| --- | --- | --- |

62.

Interim recovery can also be a very effective instrument in cases where national court proceedings run parallel to a Commission investigation (95). An ongoing Commission investigation does not release the national court from its obligation to protect individual rights under Article 88(3) of the Treaty (96). The national court may therefore not simply suspend its own proceedings until the Commission has decided and leave the rights of the claimant under Article 88(3) of the Treaty unprotected in the meantime. Where the national court wishes to await the outcome of the Commission's compatibility assessment before adopting a final and irreversible recovery order, it should therefore adopt appropriate interim measures. Here again, ordering the placement of the funds on a blocked account would seem an appropriate remedy. In cases where:

(a)

the Commission declares the aid incompatible, the national court would order the funds on the blocked account to be returned to the State aid granting authority (aid plus illegality interest);

| (b) | the Commission declares the aid compatible, this would release the national court from its Community law obligation to order full recovery (97). The court may therefore, subject to national law (98), order the actual aid amount to be released to the beneficiary. However, as described in section 2.2.3, the national court remains under a Community law obligation to order the recovery of illegality interest (99). This illegality interest will therefore have to be paid to the State aid granting authority. |
| --- | --- |

(b)

the Commission declares the aid compatible, this would release the national court from its Community law obligation to order full recovery (97). The court may therefore, subject to national law (98), order the actual aid amount to be released to the beneficiary. However, as described in section 2.2.3, the national court remains under a Community law obligation to order the recovery of illegality interest (99). This illegality interest will therefore have to be paid to the State aid granting authority.

2.3.   Role of national courts in the implementation of negative Commission decisions ordering recovery

| 63. | National courts can also face State aid issues in cases where the Commission has already ordered recovery. Although most cases will be actions for the annulment of a national recovery order, third parties can also claim damages from national authorities for failure to implement a Commission recovery decision. |
| --- | --- |

63.

National courts can also face State aid issues in cases where the Commission has already ordered recovery. Although most cases will be actions for the annulment of a national recovery order, third parties can also claim damages from national authorities for failure to implement a Commission recovery decision.

2.3.1.   Challenging the validity of a national recovery order

| 64. | According to Article 14(3) of the Procedural Regulation, Member States must implement recovery decisions without delay. Recovery takes place according to the procedures available under national law, provided they allow for immediate and effective execution of the recovery decision. Where a national procedural rule prevents immediate and/or effective recovery, the national court must leave this provision unapplied (100). |
| --- | --- |

64.

According to Article 14(3) of the Procedural Regulation, Member States must implement recovery decisions without delay. Recovery takes place according to the procedures available under national law, provided they allow for immediate and effective execution of the recovery decision. Where a national procedural rule prevents immediate and/or effective recovery, the national court must leave this provision unapplied (100).

| 65. | The validity of recovery orders issued by national authorities to implement a Commission recovery decision is sometimes challenged before a national court. The rules governing such actions are set out in detail in the Commission's 2007 Recovery Notice (101), the main principles of which are summarised in this section. |
| --- | --- |

65.

The validity of recovery orders issued by national authorities to implement a Commission recovery decision is sometimes challenged before a national court. The rules governing such actions are set out in detail in the Commission's 2007 Recovery Notice (101), the main principles of which are summarised in this section.

| 66. | In particular, national court actions cannot challenge the validity of the underlying Commission decision where the claimant could have challenged this decision directly before the Community courts (102). This also means that, where a challenge under Article 230 of the Treaty would have been possible, the national court may not suspend the execution of the recovery decision on grounds linked to the validity of the Commission decision (103). |
| --- | --- |

66.

In particular, national court actions cannot challenge the validity of the underlying Commission decision where the claimant could have challenged this decision directly before the Community courts (102). This also means that, where a challenge under Article 230 of the Treaty would have been possible, the national court may not suspend the execution of the recovery decision on grounds linked to the validity of the Commission decision (103).

| 67. | Where it is not clear that the claimant can bring an annulment action under Article 230 of the Treaty (for example where the measure was an aid scheme with a wide coverage for which the claimant may not be able to demonstrate an individual concern), the national court must, in principle, offer legal protection. However, even in those circumstances, the national judge must request a preliminary ruling under Article 234 of the Treaty where the legal action concerns the validity and lawfulness of the Commission decision (104). |
| --- | --- |

67.

Where it is not clear that the claimant can bring an annulment action under Article 230 of the Treaty (for example where the measure was an aid scheme with a wide coverage for which the claimant may not be able to demonstrate an individual concern), the national court must, in principle, offer legal protection. However, even in those circumstances, the national judge must request a preliminary ruling under Article 234 of the Treaty where the legal action concerns the validity and lawfulness of the Commission decision (104).

| 68. | Granting interim relief in such circumstances is subject to the very strict legal requirements defined in the ‘Zuckerfabrik’ (105) and ‘Atlanta’ (106) jurisprudence: a national court may only suspend recovery orders under the following conditions: (i) the court has serious doubts as regards the validity of the Community act. If the validity of the contested act is not already in issue before the ECJ, it must itself refer the question to the ECJ; (ii) there must be urgency in the sense that the interim relief is necessary to avoid serious and irreparable damage to the party seeking relief; and (iii) the court has to take due account of the Community interest. In its assessment of all those conditions, the national court must respect any ruling by the Community courts on the lawfulness of the Commission decision or on an application for interim relief at Community level (107). |
| --- | --- |

68.

Granting interim relief in such circumstances is subject to the very strict legal requirements defined in the ‘Zuckerfabrik’ (105) and ‘Atlanta’ (106) jurisprudence: a national court may only suspend recovery orders under the following conditions: (i) the court has serious doubts as regards the validity of the Community act. If the validity of the contested act is not already in issue before the ECJ, it must itself refer the question to the ECJ; (ii) there must be urgency in the sense that the interim relief is necessary to avoid serious and irreparable damage to the party seeking relief; and (iii) the court has to take due account of the Community interest. In its assessment of all those conditions, the national court must respect any ruling by the Community courts on the lawfulness of the Commission decision or on an application for interim relief at Community level (107).

2.3.2.   Damages for failure to implement a recovery decision

| 69. | Like violations of the standstill obligation, failure by the Member State authorities to comply with a Commission recovery decision under Article 14 of the Procedural Regulation can give rise to damages claims under the ‘Francovich’ and ‘Brasserie du Pêcheur’ jurisprudence (108). In the Commission's view, the treatment of such damages claims mirrors the principles as regards violations of the standstill obligation (109). This is because, (i) the Member State’s recovery obligation is aimed at protecting the same individual rights as the standstill obligation, and (ii) the Commission's recovery decisions do not leave national authorities any discretion; breaches of the recovery obligation are thus, in principle, to be regarded as sufficiently serious. Consequently, the success of a damages claim for non-implementation of a Commission recovery decision will again depend on whether the claimant can demonstrate that he suffered loss directly as a result of the delayed recovery (110). |
| --- | --- |

69.

Like violations of the standstill obligation, failure by the Member State authorities to comply with a Commission recovery decision under Article 14 of the Procedural Regulation can give rise to damages claims under the ‘Francovich’ and ‘Brasserie du Pêcheur’ jurisprudence (108). In the Commission's view, the treatment of such damages claims mirrors the principles as regards violations of the standstill obligation (109). This is because, (i) the Member State’s recovery obligation is aimed at protecting the same individual rights as the standstill obligation, and (ii) the Commission's recovery decisions do not leave national authorities any discretion; breaches of the recovery obligation are thus, in principle, to be regarded as sufficiently serious. Consequently, the success of a damages claim for non-implementation of a Commission recovery decision will again depend on whether the claimant can demonstrate that he suffered loss directly as a result of the delayed recovery (110).

2.4.   Procedural rules and legal standing before national courts

2.4.1.   General principles

| 70. | National courts are obliged to enforce the standstill obligation and protect the rights of individuals against unlawful State aid. In principle, national procedural rules apply to such proceedings (111). However, based on general principles of Community law, the application of national law in these circumstances is subject to two essential conditions:






  (a) | national procedural rules applying to claims under Article 88(3) of the Treaty may not be less favourable than those governing claims under domestic law (principle of equivalence) (112); and |
| --- | --- | --- |

70.

National courts are obliged to enforce the standstill obligation and protect the rights of individuals against unlawful State aid. In principle, national procedural rules apply to such proceedings (111). However, based on general principles of Community law, the application of national law in these circumstances is subject to two essential conditions:

(a)

national procedural rules applying to claims under Article 88(3) of the Treaty may not be less favourable than those governing claims under domestic law (principle of equivalence) (112); and

| (b) | national procedural rules may not render excessively difficult or practically impossible the exercise of the rights conferred by Community law (principle of effectiveness) (113). |
| --- | --- |

(b)

national procedural rules may not render excessively difficult or practically impossible the exercise of the rights conferred by Community law (principle of effectiveness) (113).

| 71. | Given the supremacy of Community law, national courts must leave national procedural rules unapplied if doing otherwise would violate the principles set out in paragraph 70 (114). |
| --- | --- |

71.

Given the supremacy of Community law, national courts must leave national procedural rules unapplied if doing otherwise would violate the principles set out in paragraph 70 (114).

2.4.2.   Legal standing

| 72. | The principle of effectiveness has a direct impact on the standing of possible claimants before national courts under Article 88(3) of the Treaty. In this respect, Community law requires that national rules on legal standing do not undermine the right to effective judicial protection (115). National rules cannot therefore limit legal standing only to the competitors of the beneficiary (116). Third parties who are not affected by the distortion of competition resulting from the aid measure can also have a sufficient legal interest of a different character (as has been recognised in tax cases) in bringing proceedings before a national court (117). |
| --- | --- |

72.

The principle of effectiveness has a direct impact on the standing of possible claimants before national courts under Article 88(3) of the Treaty. In this respect, Community law requires that national rules on legal standing do not undermine the right to effective judicial protection (115). National rules cannot therefore limit legal standing only to the competitors of the beneficiary (116). Third parties who are not affected by the distortion of competition resulting from the aid measure can also have a sufficient legal interest of a different character (as has been recognised in tax cases) in bringing proceedings before a national court (117).

2.4.3.   Standing issues in tax cases

| 73. | The jurisprudence cited in paragraph 72 is particularly relevant for State aid granted in the form of exemptions from taxes and other financial liabilities. In such cases, it is not uncommon for persons who do not benefit from the same exemption to challenge their own tax burden based on Article 88(3) of the Treaty (118). |
| --- | --- |

73.

The jurisprudence cited in paragraph 72 is particularly relevant for State aid granted in the form of exemptions from taxes and other financial liabilities. In such cases, it is not uncommon for persons who do not benefit from the same exemption to challenge their own tax burden based on Article 88(3) of the Treaty (118).

| 74. | However, based on the jurisprudence of the Community courts, third party tax payers may only rely on the standstill obligation where their own tax payment forms an integral part of the unlawful State aid measure (119). This is the case where, under the relevant national rules, the tax revenue is reserved exclusively for funding the unlawful State aid and has a direct impact on the amount of State aid granted in violation of Article 88(3) of the Treaty (120). |
| --- | --- |

74.

However, based on the jurisprudence of the Community courts, third party tax payers may only rely on the standstill obligation where their own tax payment forms an integral part of the unlawful State aid measure (119). This is the case where, under the relevant national rules, the tax revenue is reserved exclusively for funding the unlawful State aid and has a direct impact on the amount of State aid granted in violation of Article 88(3) of the Treaty (120).

| 75. | If exemptions have been granted from general taxes, these criteria are usually not met. An undertaking liable to pay such taxes therefore cannot generally claim that someone else's tax exemption is unlawful under Article 88(3) of the Treaty (121). It also results from settled case law that extending an illegal tax exemption to the claimant is no appropriate remedy for breaches of Article 88(3) of the Treaty. Such a measure would not eliminate the anticompetitive effects of unlawful aid, but on the contrary, strengthen them (122). |
| --- | --- |

75.

If exemptions have been granted from general taxes, these criteria are usually not met. An undertaking liable to pay such taxes therefore cannot generally claim that someone else's tax exemption is unlawful under Article 88(3) of the Treaty (121). It also results from settled case law that extending an illegal tax exemption to the claimant is no appropriate remedy for breaches of Article 88(3) of the Treaty. Such a measure would not eliminate the anticompetitive effects of unlawful aid, but on the contrary, strengthen them (122).

2.4.4.   Gathering evidence

| 76. | The principle of effectiveness can also influence the process of gathering evidence. For example, where the burden of proof as regards a particular claim makes it impossible or excessively difficult for a claimant to substantiate its claim (for example where the necessary documentary evidence is not in its possession), the national court is required to use all means available under national procedural law to give the claimant access to this evidence. This can include, where provided for under national law, the obligation for the national court to order the defendant or a third party to make the necessary documents available to the claimant (123). |
| --- | --- |

76.

The principle of effectiveness can also influence the process of gathering evidence. For example, where the burden of proof as regards a particular claim makes it impossible or excessively difficult for a claimant to substantiate its claim (for example where the necessary documentary evidence is not in its possession), the national court is required to use all means available under national procedural law to give the claimant access to this evidence. This can include, where provided for under national law, the obligation for the national court to order the defendant or a third party to make the necessary documents available to the claimant (123).

3.   COMMISSION SUPPORT FOR NATIONAL COURTS

| 77. | According to Article 10 of the Treaty, the institutions of the Community and Member States have a mutual duty of loyal cooperation with a view to attaining the objectives of the EC Treaty. Article 10 of the Treaty thus implies that the Commission must assist national courts when they apply Community law (124). Conversely, national courts may be obliged to assist the Commission in the fulfilment of its tasks (125). |
| --- | --- |

77.

According to Article 10 of the Treaty, the institutions of the Community and Member States have a mutual duty of loyal cooperation with a view to attaining the objectives of the EC Treaty. Article 10 of the Treaty thus implies that the Commission must assist national courts when they apply Community law (124). Conversely, national courts may be obliged to assist the Commission in the fulfilment of its tasks (125).

| 78. | Given the key role which national courts play in the enforcement of the State aid rules, the Commission is committed to helping national courts where the latter find such assistance necessary for their decision on a pending case. Whilst the 1995 Cooperation Notice already offered national courts the possibility to ask the Commission for assistance, this possibility has not been used regularly by national courts. The Commission therefore wishes to make a fresh attempt at establishing closer cooperation with national courts by providing more practical and user-friendly support mechanisms. In doing so, it draws inspiration from the Antitrust Cooperation Notice (126). |
| --- | --- |

78.

Given the key role which national courts play in the enforcement of the State aid rules, the Commission is committed to helping national courts where the latter find such assistance necessary for their decision on a pending case. Whilst the 1995 Cooperation Notice already offered national courts the possibility to ask the Commission for assistance, this possibility has not been used regularly by national courts. The Commission therefore wishes to make a fresh attempt at establishing closer cooperation with national courts by providing more practical and user-friendly support mechanisms. In doing so, it draws inspiration from the Antitrust Cooperation Notice (126).

| 79. | Commission support to national courts can take two different forms:






  (a) | The national court may ask the Commission to transmit to it relevant information in its possession (see section 3.1). |
| --- | --- | --- |

79.

Commission support to national courts can take two different forms:

(a)

The national court may ask the Commission to transmit to it relevant information in its possession (see section 3.1).

| (b) | The national court may ask the Commission for an opinion concerning the application of the State aid rules (see section 3.2). |
| --- | --- |

(b)

The national court may ask the Commission for an opinion concerning the application of the State aid rules (see section 3.2).

| 80. | When supporting national courts, the Commission must respect its duty of professional secrecy and safeguard its own functioning and independence (127). In fulfilling its duty under Article 10 of the Treaty towards national courts, the Commission is therefore committed to remaining neutral and objective. Since the Commission's assistance to national courts is part of its duty to defend the public interest, the Commission has no intention to serve the private interests of the parties involved in the case pending before the national court. The Commission will therefore not hear any of the parties involved in the national proceedings about its assistance to the national court. |
| --- | --- |

80.

When supporting national courts, the Commission must respect its duty of professional secrecy and safeguard its own functioning and independence (127). In fulfilling its duty under Article 10 of the Treaty towards national courts, the Commission is therefore committed to remaining neutral and objective. Since the Commission's assistance to national courts is part of its duty to defend the public interest, the Commission has no intention to serve the private interests of the parties involved in the case pending before the national court. The Commission will therefore not hear any of the parties involved in the national proceedings about its assistance to the national court.

| 81. | The support offered to national courts under this Notice is voluntary and without prejudice to the possibility or obligation (128) for the national court to ask the ECJ for a preliminary ruling regarding the interpretation or the validity of Community law in accordance with Article 234 of the Treaty. |
| --- | --- |

81.

The support offered to national courts under this Notice is voluntary and without prejudice to the possibility or obligation (128) for the national court to ask the ECJ for a preliminary ruling regarding the interpretation or the validity of Community law in accordance with Article 234 of the Treaty.

3.1.   Transmission of information to national courts

| 82. | The Commission's duty to assist national courts in the application of State aid rules comprises the obligation to transmit relevant information in its possession to national courts (129). |
| --- | --- |

82.

The Commission's duty to assist national courts in the application of State aid rules comprises the obligation to transmit relevant information in its possession to national courts (129).

| 83. | A national court may, inter alia, ask the Commission for the following types of information:






  (a) | Information concerning a pending Commission procedure; this can, inter alia, include information on whether a procedure regarding a particular aid measure is pending before the Commission, whether a certain aid measure has been duly notified in accordance with Article 88(3) of the Treaty, whether the Commission has initiated a formal investigation, and whether the Commission has already taken a decision (130). In the absence of a decision, the national court may ask the Commission to clarify when this is likely to be adopted. |
| --- | --- | --- |

83.

A national court may, inter alia, ask the Commission for the following types of information:

(a)

Information concerning a pending Commission procedure; this can, inter alia, include information on whether a procedure regarding a particular aid measure is pending before the Commission, whether a certain aid measure has been duly notified in accordance with Article 88(3) of the Treaty, whether the Commission has initiated a formal investigation, and whether the Commission has already taken a decision (130). In the absence of a decision, the national court may ask the Commission to clarify when this is likely to be adopted.

| (b) | In addition, national courts may ask the Commission to transmit documents in its possession. This can include copies of existing Commission decisions to the extent that these decisions are not already published on the Commission's website, factual data, statistics, market studies and economic analysis. |
| --- | --- |

(b)

In addition, national courts may ask the Commission to transmit documents in its possession. This can include copies of existing Commission decisions to the extent that these decisions are not already published on the Commission's website, factual data, statistics, market studies and economic analysis.

| 84. | In order to ensure efficiency in its cooperation with national courts, requests for information will be processed as quickly as possible. The Commission will endeavour to provide the national court with the requested information within one month from the date of the request. Where the Commission needs to ask the national court for further clarifications, this one-month period starts to run from the moment the clarification is received. Where the Commission has to consult third parties who are directly affected by the transmission of the information, the one-month period starts from the conclusion of this consultation. This could, for example, be the case for certain types of information submitted by a private person (131), or where information submitted by one Member State is being requested by a court in a different Member State. |
| --- | --- |

84.

In order to ensure efficiency in its cooperation with national courts, requests for information will be processed as quickly as possible. The Commission will endeavour to provide the national court with the requested information within one month from the date of the request. Where the Commission needs to ask the national court for further clarifications, this one-month period starts to run from the moment the clarification is received. Where the Commission has to consult third parties who are directly affected by the transmission of the information, the one-month period starts from the conclusion of this consultation. This could, for example, be the case for certain types of information submitted by a private person (131), or where information submitted by one Member State is being requested by a court in a different Member State.

| 85. | In transmitting information to national courts, the Commission needs to uphold the guarantees given to natural and legal persons under Article 287 of the Treaty (132). Article 287 of the Treaty prevents members, officials and other servants of the Commission from disclosing information which is covered by the obligation of professional secrecy. This can include confidential information and business secrets. |
| --- | --- |

85.

In transmitting information to national courts, the Commission needs to uphold the guarantees given to natural and legal persons under Article 287 of the Treaty (132). Article 287 of the Treaty prevents members, officials and other servants of the Commission from disclosing information which is covered by the obligation of professional secrecy. This can include confidential information and business secrets.

| 86. | Articles 10 and 287 of the Treaty do not lead to an absolute prohibition for the Commission to transmit to national courts information covered by professional secrecy. As confirmed by the Community courts, the duty of loyal cooperation requires the Commission to provide the national court with whatever information the latter may seek (133). This also includes information covered by the obligation of professional secrecy. |
| --- | --- |

86.

Articles 10 and 287 of the Treaty do not lead to an absolute prohibition for the Commission to transmit to national courts information covered by professional secrecy. As confirmed by the Community courts, the duty of loyal cooperation requires the Commission to provide the national court with whatever information the latter may seek (133). This also includes information covered by the obligation of professional secrecy.

| 87. | Where it intends to provide information covered by professional secrecy to a national court, the Commission will therefore remind the court of its obligations under Article 287 of the Treaty. It will ask the national court whether it can and will guarantee the protection of such confidential information and business secrets. Where the national court cannot offer such a guarantee, the Commission will not transmit the information concerned (134). Where, on the other hand, the national court has offered such a guarantee, the Commission will transmit the information requested. |
| --- | --- |

87.

Where it intends to provide information covered by professional secrecy to a national court, the Commission will therefore remind the court of its obligations under Article 287 of the Treaty. It will ask the national court whether it can and will guarantee the protection of such confidential information and business secrets. Where the national court cannot offer such a guarantee, the Commission will not transmit the information concerned (134). Where, on the other hand, the national court has offered such a guarantee, the Commission will transmit the information requested.

| 88. | There are further scenarios where the Commission may be prevented from disclosing information to a national court. In particular, the Commission may refuse to transmit information to a national court where such transmission would interfere with the functioning and independence of the Communities. This would be the case where disclosure would jeopardise the accomplishment of the tasks entrusted to the Commission (135) (for example, information concerning the Commission's internal decision making process). |
| --- | --- |

88.

There are further scenarios where the Commission may be prevented from disclosing information to a national court. In particular, the Commission may refuse to transmit information to a national court where such transmission would interfere with the functioning and independence of the Communities. This would be the case where disclosure would jeopardise the accomplishment of the tasks entrusted to the Commission (135) (for example, information concerning the Commission's internal decision making process).

3.2.   Opinions on questions concerning the application of State aid rules

| 89. | When called upon to apply State aid rules to a case pending before it, a national court must respect any relevant Community rules in the area of State aid and the existing case law of the Community courts. In addition, a national court may seek guidance in the Commission's decision-making practice and in the notices and guidelines concerning the application of the State aid rules issued by the Commission. However, there may be circumstances in which these tools do not offer the national court sufficient guidance on the issues at stake. In the light of its obligations under Article 10 of the Treaty and given the important and complex role which national courts play in State aid enforcement, the Commission therefore gives national courts the opportunity to request the Commission's opinion on relevant issues concerning the application of the State aid rules (136). |
| --- | --- |

89.

When called upon to apply State aid rules to a case pending before it, a national court must respect any relevant Community rules in the area of State aid and the existing case law of the Community courts. In addition, a national court may seek guidance in the Commission's decision-making practice and in the notices and guidelines concerning the application of the State aid rules issued by the Commission. However, there may be circumstances in which these tools do not offer the national court sufficient guidance on the issues at stake. In the light of its obligations under Article 10 of the Treaty and given the important and complex role which national courts play in State aid enforcement, the Commission therefore gives national courts the opportunity to request the Commission's opinion on relevant issues concerning the application of the State aid rules (136).

| 90. | Such Commission opinions may, in principle, cover all economic, factual or legal matters which arise in the context of the national proceedings (137). Matters concerning the interpretation of Community law can obviously also lead the national court to ask for a preliminary ruling of the ECJ under Article 234 of the Treaty. Where no further judicial remedy exists against the court's decision under national law, the use of this preliminary reference procedure is, in principle, mandatory (138). |
| --- | --- |

90.

Such Commission opinions may, in principle, cover all economic, factual or legal matters which arise in the context of the national proceedings (137). Matters concerning the interpretation of Community law can obviously also lead the national court to ask for a preliminary ruling of the ECJ under Article 234 of the Treaty. Where no further judicial remedy exists against the court's decision under national law, the use of this preliminary reference procedure is, in principle, mandatory (138).

| 91. | Possible subject matters for Commission opinions include, inter alia:






  (a) | Whether a certain measure qualifies as State aid within the meaning of Article 87 of the Treaty and, if so, how the exact aid amount is to be calculated. Such opinions can relate to each of the criteria under Article 87 of the Treaty (namely, the existence of an advantage, granted by a Member State or through State resources, possible distortion of competition and effect on trade between Member States). |
| --- | --- | --- |

91.

Possible subject matters for Commission opinions include, inter alia:

(a)

Whether a certain measure qualifies as State aid within the meaning of Article 87 of the Treaty and, if so, how the exact aid amount is to be calculated. Such opinions can relate to each of the criteria under Article 87 of the Treaty (namely, the existence of an advantage, granted by a Member State or through State resources, possible distortion of competition and effect on trade between Member States).

| (b) | Whether a certain aid measure meets a certain requirement of a Block Exemption Regulation so that no individual notification is necessary and the standstill obligation under Article 88(3) of the Treaty does not apply. |
| --- | --- |

(b)

Whether a certain aid measure meets a certain requirement of a Block Exemption Regulation so that no individual notification is necessary and the standstill obligation under Article 88(3) of the Treaty does not apply.

| (c) | Whether a certain aid measure falls under a specific aid scheme which has been notified and approved by the Commission or otherwise qualifies as existing aid. Also in such cases, the standstill obligation under Article 88(3) of the Treaty does not apply. |
| --- | --- |

(c)

Whether a certain aid measure falls under a specific aid scheme which has been notified and approved by the Commission or otherwise qualifies as existing aid. Also in such cases, the standstill obligation under Article 88(3) of the Treaty does not apply.

| (d) | Whether exceptional circumstances (as referred to in the ‘SFEI’ judgment (139)) exist which would prevent the national court from ordering full recovery under Community law. |
| --- | --- |

(d)

Whether exceptional circumstances (as referred to in the ‘SFEI’ judgment (139)) exist which would prevent the national court from ordering full recovery under Community law.

| (e) | Where the national court is required to order the recovery of interest, it can ask the Commission for assistance as regards the interest calculation and the interest rate to be applied. |
| --- | --- |

(e)

Where the national court is required to order the recovery of interest, it can ask the Commission for assistance as regards the interest calculation and the interest rate to be applied.

| (f) | The legal prerequisites for damages claims under Community law and issues concerning the calculation of the damage incurred. |
| --- | --- |

(f)

The legal prerequisites for damages claims under Community law and issues concerning the calculation of the damage incurred.

| 92. | As stated in paragraph 20, the assessment of the compatibility of an aid measure with the common market pursuant to Article 87(2) and 87(3) of the Treaty falls within the exclusive competence of the Commission. National courts are not competent to assess the compatibility of an aid measure. Whilst the Commission cannot, therefore, provide opinions on compatibility, this does not prevent the national court from requesting procedural information as to whether the Commission is already assessing the compatibility of a certain aid measure (or intends to do so) and, if so, when its decision is likely to be adopted (140). |
| --- | --- |

92.

As stated in paragraph 20, the assessment of the compatibility of an aid measure with the common market pursuant to Article 87(2) and 87(3) of the Treaty falls within the exclusive competence of the Commission. National courts are not competent to assess the compatibility of an aid measure. Whilst the Commission cannot, therefore, provide opinions on compatibility, this does not prevent the national court from requesting procedural information as to whether the Commission is already assessing the compatibility of a certain aid measure (or intends to do so) and, if so, when its decision is likely to be adopted (140).

| 93. | When giving its opinion, the Commission will limit itself to providing the national court with the factual information or the economic or legal clarification sought, without considering the merits of the case pending before the national court. Moreover, unlike the authoritative interpretation of Community law by the Community courts, the opinion of the Commission does not legally bind the national court. |
| --- | --- |

93.

When giving its opinion, the Commission will limit itself to providing the national court with the factual information or the economic or legal clarification sought, without considering the merits of the case pending before the national court. Moreover, unlike the authoritative interpretation of Community law by the Community courts, the opinion of the Commission does not legally bind the national court.

| 94. | In the interest of making its cooperation with national courts as effective as possible, requests for Commission opinions will be processed as quickly as possible. The Commission will endeavour to provide the national court with the requested opinion within four months from the date of the request. Where the Commission needs to ask the national court for further clarifications concerning its request, this four-month period starts to run from the moment when the clarification is received. |
| --- | --- |

94.

In the interest of making its cooperation with national courts as effective as possible, requests for Commission opinions will be processed as quickly as possible. The Commission will endeavour to provide the national court with the requested opinion within four months from the date of the request. Where the Commission needs to ask the national court for further clarifications concerning its request, this four-month period starts to run from the moment when the clarification is received.

| 95. | In this context, it should be noted, however, that the general obligation of national courts to protect individual rights under Article 88(3) of the Treaty also applies during the period in which the Commission prepares the requested opinion. This is because, as set out in paragraph 62, the national court′s obligation to protect individual rights under Article 88(3) of the Treaty applies irrespective of whether a statement from the Commission is still awaited or not (141). |
| --- | --- |

95.

In this context, it should be noted, however, that the general obligation of national courts to protect individual rights under Article 88(3) of the Treaty also applies during the period in which the Commission prepares the requested opinion. This is because, as set out in paragraph 62, the national court′s obligation to protect individual rights under Article 88(3) of the Treaty applies irrespective of whether a statement from the Commission is still awaited or not (141).

| 96. | As already indicated in paragraph 80, the Commission will not hear the parties before providing its opinion to the national court. The introduction of the Commission's opinion to the national proceeding is subject to the relevant national procedural rules, which have to respect the general principles of Community law. |
| --- | --- |

96.

As already indicated in paragraph 80, the Commission will not hear the parties before providing its opinion to the national court. The introduction of the Commission's opinion to the national proceeding is subject to the relevant national procedural rules, which have to respect the general principles of Community law.

3.3.   Practical issues

| 97. | In order to further contribute to more effective cooperation and communication between the Commission and national courts, the Commission has decided to establish a single contact point, to which national courts can address all requests for support under sections 3.1 and 3.2, and any other written or oral questions about State aid policy that may arise in their daily work.





  European Commission |
| --- | --- |
| Secretariat-General |
| B-1049 Brussels |
| Belgium |
| Telephone 0032 2 29 76271 |
| Fax 0032 2 29 98330 |
| E-mail ec-amicus-state-aid@ec.europa.eu |

97.

In order to further contribute to more effective cooperation and communication between the Commission and national courts, the Commission has decided to establish a single contact point, to which national courts can address all requests for support under sections 3.1 and 3.2, and any other written or oral questions about State aid policy that may arise in their daily work.

European Commission

Secretariat-General

B-1049 Brussels

Belgium

Telephone 0032 2 29 76271

Fax 0032 2 29 98330

E-mail ec-amicus-state-aid@ec.europa.eu

| 98. | The Commission will publish a summary concerning its cooperation with national courts pursuant to this Notice in its annual Report on Competition Policy. It may also make its opinions and observations available on its website. |
| --- | --- |

98.

The Commission will publish a summary concerning its cooperation with national courts pursuant to this Notice in its annual Report on Competition Policy. It may also make its opinions and observations available on its website.

4.   FINAL PROVISIONS

| 99. | This Notice is issued in order to assist national courts in the application of the State aid rules. It does not bind the national courts or affect their independence. The Notice also does not affect the rights and obligations of Member States and natural or legal persons under Community law. |
| --- | --- |

99.

This Notice is issued in order to assist national courts in the application of the State aid rules. It does not bind the national courts or affect their independence. The Notice also does not affect the rights and obligations of Member States and natural or legal persons under Community law.

| 100. | This Notice replaces the 1995 Cooperation Notice. |
| --- | --- |

100.

This Notice replaces the 1995 Cooperation Notice.

| 101. | The Commission intends to carry out a review of this Notice five years after its adoption. |
| --- | --- |

101.

The Commission intends to carry out a review of this Notice five years after its adoption.

---

(1)  State Aid Action Plan: Less and better targeted State aid: a roadmap for State aid reform 2005-2009, COM(2005) 107 final.

(2)  SAAP, paragraphs 55 and 56.

(3)  OJ C 312, 23.11.1995, p. 8.

(4)  Available at http://ec.europa.eu/comm/competition/state_aid/studies_reports/studies_reports.cfm The study only covered EU-15.

(5)  A total increase from 116 cases to 357 cases.

(6)  51 % of all judgments.

(7)  12 % of all judgments.

(8)  Case 78/76, Steinike & Weinlig, [1977] ECR 595, paragraph 14; Case C-39/94, SFEI and Others, [1996] ECR I-3547, paragraph 49; Case C-354/90 Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, [1991] ECR I-5505, paragraph 10; and Case C-368/04, Transalpine Ölleitung in Österreich, [2006] ECR I-9957, paragraph 39.

(9)  Case C-308/01, GIL Insurance and Others, [2004] ECR I-4777, paragraph 69; Case C-387/92, Banco Exterior de España v Ayuntamiento de Valencia, [1994] ECR I-877, paragraph 13; Case C-295/97, Piaggio, [1999] ECR I-3735, paragraph 34; Case C-39/94, SFEI, cited above footnote 8 paragraph 58; Case C-237/04, Enirisorse, [2006] ECR I-2843, paragraph 42; and Case C-66/02, Italy v Commission, [2005] ECR I-10901, paragraph 77.

(10)  Cf. Advocate General Jacobs’ Opinion in Joined Cases C-278/92, C-279/92 and C-280/92, Spain v Commission, [1994] ECR I-4103, paragraph 28: ‘State aid is granted whenever a Member State makes available to an undertaking funds which in the normal course of events would not be provided by a private investor applying normal commercial criteria and disregarding other considerations of a social, political or philanthropic nature’.

(11)  Case 290/83, Commission v France, [1985] ECR 439, paragraph 14; and Case C-482/99, France v Commission, [2002] ECR I-4397, paragraphs 36 to 42.

(12)  A clear analysis of this distinction is to be found in Advocate General Darmon's Opinion in Joined Cases C-72/91 and C-73/91, Sloman Neptun v Bodo Ziesemer, [1993] ECR I-887.

(13)  See, inter alia, Joined Cases C-393/04 and C-41/05, Air Liquide Industries Belgium, [2006] ECR I-5293, paragraphs 33 to 36; Case C-222/04, Cassa di Risparmio de Firenze and Others, [2006] ECR I-289, paragraphs 139 to 141; and Case C-310/99, Italy v Commission, [2002] ECR I-2289, paragraphs 84 to 86.

(14)  A good example is the Altmark ruling of the ECJ, Case C-280/00, Altmark Trans GmbH and Regierungspräsidium Magdeburg v Nahverkehrsgesellschaft Altmark GmbH, [2003] ECR I-7747.

(15)  On the private investor test in general, see Case C-142/87, Belgium v Commission (Tubemeuse), [1990] ECR I-959; Case C-305/89, Italy v Commission (Alfa Romeo), [1991] ECR I-1603, paragraphs 19 and 20. As to its detailed reasoning, see Joined Cases T-228/99 and T-233/99, Westdeutsche Landesbank Girozentrale v Commission, [2003] ECR II-435, paragraph 245 et seq. See also Bulletin EC 9-1984, reproduced in ‘Competition law in the European Communities’, Volume IIA, and Communication of the Commission on the application of Articles 92 and 93 of the EEC Treaty and of Article 5 of Commission Directive 80/723/EEC to public undertakings in the manufacturing sector (OJ C 307, 13.11.1993, p. 3). As regards the application of this principle in relation to the financing of airports, see Community guidelines on financing of airports and start-up aid to airlines departing from regional airports (OJ C 312, 9.12.2005, paragraphs 42 to 52, p. 1).

(16)  Case C-342/96, Spain v Commission, [1999] ECR I-2459, paragraph 34; and Case C-256/97, DM Transport, [1999] ECR I-3913, paragraph 25.

(17)  Commission Notice on the application of Articles 87 and 88 of the EC Treaty to State aid in the form of guarantees (OJ C 155, 20.6.2008, p. 10).

(18)  Commission Communication on State aid elements in sales of land and buildings by public authorities (OJ C 209, 10.7.1997, p. 3).

(19)  XXIII Report on Competition Policy, paragraphs 401 to 402 and Case C-278/92, Spain v Commission, [1994] ECR I-4103.

(20)  Commission Regulation (EC) No 1998/2006 of 15 December 2006 on the application of Articles 87 and 88 of the Treaty to de minimis aid (OJ L 379, 28.12.2006, p. 5); Commission Regulation (EC) No 875/2007 of 24 July 2007 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid in the fisheries sector and amending Regulation (EC) No 1860/2004 (OJ L 193, 25.7.2007, p. 6); and Commission Regulation (EC) No 1535/2007 of 20 December 2007 on the application of Articles 87 and 88 of the EC Treaty to de minimis aid in the sector of agricultural production (OJ L 337, 21.12.2007, p. 35).

(21)  Communication of the Commission to the Member States pursuant to Article [93(1)] of the EC Treaty applying Articles [92] and [93] of the Treaty to short-term export-credit insurance (OJ C 281, 17.9.1997, p. 4), as last amended by the Communication of the Commission to Member States amending the communication pursuant to Article [93(1)] of the EC Treaty applying Articles [92] and [93] of the Treaty to short-term export-credit insurance (OJ C 325, 22.12.2005, p. 22).

(22)  Commission Notice on the application of the State aid rules to measures relating to direct business taxation (OJ C 384, 10.12.1998, p. 3).

(23)  Community Guidelines on State aid to promote risk capital investments in small and medium-sized enterprises (OJ C 194, 18.8.2006, p. 2).

(24)  Community Framework for State aid for research and development and innovation (OJ C 323, 30.12.2006, p. 1).

(25)  The Standstill Obligation is reiterated in Article 3 of Council Regulation (EC) No 659/1999 of 22 March 1999 laying down detailed rules for the application of Article [93] of the EC Treaty (OJ L 83, 27.3.1999, p. 1) (‘the Procedural Regulation’). As regards the exact time of the granting of an aid, see Commission Regulation (EC) No 1998/2006 of 15 December 2006 on the application of Articles 87 and 88 of the Treaty to de minimis aid (OJ L 379, 28.12.2006, p. 5) at recital 10.

(26)  OJ L 142, 14.5.1998, p. 1.

(27)  Commission Regulation (EC) No 68/2001 of 12 January 2001 on the application of Articles 87 and 88 of the EC Treaty to training aid (OJ L 10, 13.1.2001, p. 20); Commission Regulation (EC) No 70/2001 of 12 January 2001 on the application of Articles 87 and 88 of the EC Treaty to State aid to small and medium-sized enterprises (OJ L 10, 13.1.2001, p. 33); Commission Regulation (EC) No 2204/2002 of 12 December 2002 on the application of Articles 87 and 88 of the EC Treaty to State aid for employment (OJ L 337, 13.12.2002, p. 3) and Commission Regulation (EC) No 1628/2006 of 24 October 2006 on the application of Articles 87 and 88 of the Treaty to national regional investment aid (OJ L 302, 1.11.2006, p. 29). The SME, training and employment Block Exemption Regulation were prolonged until 30 June 2008 by Commission Regulation (EC) No 1976/2006 of 20 December 2006 amending Regulations (EC) No 2204/2002, (EC) No 70/2001 and (EC) No 68/2001 as regards the extension of the periods of application (OJ L 368, 23.12.2006, p. 85). Specific Block Exemption Regulations apply in the fisheries and agricultural sector. See Commission Regulation (EC) No 736/2008 of 22 July 2008 on the application of Articles 87 and 88 of the Treaty to State aid to small and medium-sized enterprises active in the production, processing and marketing of fisheries products (OJ L 201, 30.7.2008, p. 16); and Commission Regulation (EC) No 1857/2006 of 15 December 2006 on the application of Articles 87 and 88 of the Treaty to State aid to small and medium-sized enterprises active in the production of agricultural products and amending Regulation (EC) No 70/2001 (OJ L 358, 16.12.2006, p. 3).

(28)  OJ L 214, 9.8.2008, p. 3. The General Block Exemption Regulation entered into force on 29 August 2008. The rules governing the transition to the new regime are contained in its Article 44.

(29)  See Article 1(b) of Council Regulation (EC) No 659/1999 of 22 March 1999 laying down detailed rules for the application of Article 93 of the EC Treaty (OJ L 83, 27.3.1999, p. 1).

(30)  This does not apply where the scheme itself foresees an individual notification requirement for certain types of aid. On the notion of existing aid, see also Case C-44/93 Namur-Les assurances du crédit v Office national du ducroire and Belgian State, [1994] ECR I-3829, paragraphs 28 to 34.

(31)  See paragraph 20.

(32)  See Case C-119/05, Lucchini, [2007] ECR I-6199, paragraph 53.

(33)  Case T-330/94, Salt Union v Commission, [1996] ECR II-1475, paragraph 39.

(34)  Case C-188/92, TWD Textilwerke Deggendorf v Germany, [1994] ECR I-833, paragraphs 17, 25 and 26; see also Joined Cases C-346/03 and C-529/03, Atzeni and Others, [2006] ECR I-1875, paragraph 31; and Case C-232/05, Commission v France, (‘Scott’), [2006] ECR I-10071, paragraph 59.

(35)  Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 37; Joined Cases C-261/01 and C-262/01, Van Calster and Cleeren, [2003] ECR I-12249, paragraph 74; and Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 41.

(36)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, [2008] ECR I-469, paragraph 38; Case C-17/91, Lornoy and Others v Belgian State, [1992] ECR I-6523, paragraph 30; and Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 14.

(37)  This includes authorities at national, regional and local level.

(38)  Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraphs 38 and 44; Joined Cases C-261/01 and C-262/01, Van Calster and Cleeren, cited above footnote 35, paragraph 75; and Case C-295/97, Piaggio, cited above footnote 9, paragraph 31.

(39)  OJ L 83, 27.3.1999, p. 1.

(40)  Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraphs 11 and 12; and Case C-39/94, SFEI and Others, cited above footnote 8, paragraphs 39 and 40.

(41)  Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 48.

(42)  Case C-301/87, France v Commission, (‘Boussac’), [1990] ECR I-307.

(43)  Case C-142/87, Belgium v Commission, (‘Tubemeuse’), [1990] ECR I-959.

(44)  Case C-301/87, France v Commission, (‘Boussac’), cited above footnote 42, paragraphs 17 to 23; Case C-142/87, Belgium v Commission, (‘Tubemeuse’), cited above footnote 43, paragraphs 15 to 19; Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 14; and Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraph 38.

(45)  Cf. Article 11(2) of the Procedural Regulation, which requires that there are no doubts about the aid character of the measure concerned, that there is an urgency to act and that there is a serious risk of substantial and irreparable damage to a competitor.

(46)  Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 12; Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 40; Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 47; and Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraph 41.

(47)  See references cited in footnote 38.

(48)  On the invalidity of the granting act in cases where the Member State has violated Article 88(3) EC, see Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 12; see also, as an illustration, German Federal Court of Justice (‘Bundesgerichtshof’), judgment of 4 April 2003, V ZR 314/02, VIZ 2003, 340, and judgment of 20 January 2004, XI ZR 53/03, NVwZ 2004, 636.

(49)  Case C-71/04, Xunta de Galicia, [2005] ECR I-7419, paragraph 49; Case C-39/94, SFEI and Others, cited above footnote 8, paragraphs 40 and 68; and Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 12.

(50)  Which needs to conduct a compatibility analysis before ordering recovery, see references cited in footnote 44.

(51)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraphs 70 and 71, referring to Advocate General Jacobs’ Opinion in this case, paragraphs 73 to 75; see also Case 223/85, RSV v Commission, [1987] ECR 4617, paragraph 17; and Case C-5/89, Commission v Germany, [1990] ECR I-3437, paragraph 16.

(52)  On the standard applied in this respect, see Advocate General Jacobs’ Opinion in Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 75.

(53)  Article 14 only provides for an exemption from the Commission’s recovery obligation where a recovery would contravene general principles of Community law. The only case in which a Member State can refrain from implementing a recovery decision by the Commission is where such recovery would be objectively impossible, cf. Case C-177/06, Commission v Spain, [2007] ECR I-7689, paragraph 46. Also see paragraph 17 of the Notice from the Commission towards an effective implementation of Commission decisions ordering Member States to recover unlawful and incompatible aid (OJ C 272, 15.11.2007, p. 4).

(54)  Case C-5/89, Commission v Germany, cited above footnote 51, paragraph 14; Case C-169/95, Spain v Commission, [1997] ECR I-135, paragraph 51; and Case C-148/04, Unicredito Italiano, [2005] ECR I-11137, paragraph 104.

(55)  Case C-5/89, Commission v Germany, cited above footnote 51, paragraph 14; Case C-24/95, Alcan Deutschland, [1997] ECR I-1591, paragraph 25; and Joined Cases C-346/03 and C-529/03, Atzeni and Others, cited above footnote 34, paragraph 64.

(56)  Cf. Advocate General Jacobs’ Opinion in Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 73; and Case 223/85, RSV v Commission, cited above footnote 51, paragraph 17.

(57)  Joined Cases C-182/03 and C-217/03, Belgium and Forum 187 v Commission, [2006] ECR I-5479, paragraph 147.

(58)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 45, 46 and 55; and Case C-384/07, Wienstrom, judgment of 11 December 2008, not yet published, paragraph 28.

(59)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraph 49.

(60)  The judgment explicitly confirms the recovery obligation imposed by the ECJ in its previous jurisprudence, cf. Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraph 41.

(61)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 53 and 55.

(62)  OJ L 140, 30.4.2004, p. 1. On the method for setting the reference and discount rates, see the Communication from the Commission on the revision of the method for setting the reference and discount rates (OJ C 14, 19.1.2008, p. 6) (‘The Reference Rate Communication’).

(63)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 50 to 52 and 55.

(64)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 52 and 55.

(65)  See paragraph 36. Taxes paid on the nominal aid amount can be deducted for the purposes of recovery, see Case T-459/93 Siemens v Commission, [1995] ECR II-1675, paragraph 83.

(66)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 52 and 55.

(67)  See chapter V of the Implementing Regulation.

(68)  See footnote 62.

(69)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraph 69.

(70)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 53 and 55; Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 56; and Case C-334/07 P, Commission v Freistaat Sachsen, judgment of 11 December 2008, not yet published, paragraph 54.

(71)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 53 and 55; Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 56; and Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 75.

(72)  Case 6/64, Costa v E.N.E.L., [1964] ECR 1141; Case 120/73, Lorenz GmbH v Bundesrepublik Deutschland and Others, [1973] ECR 1471, paragraph 8; and Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 11.

(73)  Joined Cases C-6/90 and C-9/90, Francovich and Bonifaci v Italy, [1991] ECR I-5357.

(74)  Joined Cases C-46/93 and C-48/93, Brasserie du Pêcheur and Factortame, [1996] ECR I-1029.

(75)  The fact that violations of the State aid rules can give rise to Member State liability directly on the basis of Community law has been confirmed in Case C-173/03, Traghetti del Mediterraneo v Italy, [2006] ECR I-5177, paragraph 41.

(76)  Joined Cases C-6/90 and C-9/90, Francovich and Bonifaci v Italy, cited above footnote 73, paragraphs 31 to 37; and Joined Cases C-46/93 and C-48/93, Brasserie du Pêcheur and Factortame, cited above footnote 74, paragraph 31.

(77)  See Case C-173/03, Traghetti del Mediterraneo v Italy, cited above footnote 75, paragraph 45.

(78)  Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraphs 12 to 14; Joined Cases C-261/01 and C-262/01, Van Calster and Cleeren, cited above footnote 35, paragraph 53; and Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraph 38.

(79)  Joined Cases C-46/93 and C-48/93, Brasserie du Pêcheur and Factortame, cited above footnote 74, paragraph 55.

(80)  Case C-278/05, Robins and Others, [2007] ECR I-1053, paragraph 71; Case C-424/97, Haim, [2000] ECR I-5123, paragraph 38; and Case C-5/94, Hedley Lomas, [1996] ECR I-2553, paragraph 28.

(81)  Joined Cases C-46/93 and C-48/93, Brasserie du Pêcheur and Factortame, cited above footnote 74, paragraph 56.

(82)  Although breaches of Article 88(3) EC must therefore generally be regarded as sufficiently serious, there can be exceptional circumstances which stand in the way of a damages claim. In such circumstances, the requirement of a sufficiently serious breach may not be met. See paragraphs 32 and 33.

(83)  See section 2.4.1.

(84)  Joined Cases C-46/93 and C-48/93, Brasserie du Pêcheur and Factortame, cited above footnote 74, paragraphs 87 and 90.

(85)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 44.

(86)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 53 and 55.

(87)  See section 2.4.1.

(88)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraphs 72 to 74.

(89)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 75. In situations involving a conflict of laws, the law applicable is determined by Regulation (EC) No 864/2007 of the European Parliament and of the Council on the law applicable to non-contractual obligations (Rome II) (OJ L 199, 31.7.2007, p. 40).

(90)  Case C-354/90, Fédération Nationale du Commerce Extérieur des Produits Alimentaires and Others v France, cited above footnote 8, paragraph 12; Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 52; and Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 46.

(91)  See section 2.2.1.

(92)  See section 2.4.1.

(93)  See also Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 52; and Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 46.

(94)  See section 2.4.1.

(95)  See section 2.3.1 for guidance on interim measures in recovery cases.

(96)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 44.

(97)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 46 and 55.

(98)  See paragraph 35.

(99)  Case C-199/06, CELF and Ministre de la Culture et de la Communication, cited above footnote 36, paragraphs 52 and 55.

(100)  Case C-232/05, Commission v France, (‘Scott’), cited above footnote 34, paragraphs 49 to 53.

(101)  Notice from the Commission towards an effective implementation of Commission decisions ordering Member States to recover unlawful and incompatible aid, cited above footnote 53, paragraphs 55 to 59.

(102)  See references cited in footnote 34.

(103)  Case C-232/05, Commission v France, (‘Scott’), cited above footnote 34, paragraphs 59 and 60.

(104)  See Case C-119/05, Lucchini, cited above footnote 32, paragraph 53.

(105)  Joined Cases C-143/88 and C-92/89, Zuckerfabrik Süderdithmarschen and Zuckerfabrik Soest v Hauptzollamt Itzehoe and Hauptzollamt Paderborn, [1991] ECR I-415, paragraph 33.

(106)  Case C-465/93, Atlanta Fruchthandelsgesellschaft and Others v Bundesamt für Ernährung und Forstwirtschaft, [1995] ECR I-3761, paragraph 51.

(107)  For further guidance, cf. 2007 Recovery Notice, paragraph 59.

(108)  See references cited in footnote 77.

(109)  See section 2.2.4.

(110)  See paragraphs 48 to 51.

(111)  Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 45; and Case C-526/04, Laboratoires Boiron, [2006] ECR I-7529, paragraph 51.

(112)  Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 45; Joined Cases C-392/04 and C-422/04, i-21 Germany, [2006] ECR I-8559, paragraph 57; and Case 33/76, Rewe, [1976] ECR 1989, paragraph 5.

(113)  Case C-368/04, Transalpine Ölleitung in Österreich, cited above footnote 8, paragraph 45; Case C-174/02, Streekgewest, [2005] ECR I-85, paragraph 18; and Case 33/76, Rewe, cited above footnote 112, paragraph 5.

(114)  Case 106/77, Amministrazione delle finanze dello Stato v Simmenthal, [1978] ECR 629, paragraphs 21 and 24.

(115)  Case C-174/02, Streekgewest, cited above footnote 113, paragraph 18.

(116)  Case C-174/02, Streekgewest, cited above footnote 113, paragraphs 14 to 21.

(117)  Case C-174/02, Streekgewest, cited above footnote 113, paragraph 19.

(118)  See statistics in paragraph 3. The imposition of an exceptional tax burden on specific sectors or producers can also amount to State aid in favour of other companies, see Case C-487/06, P British Aggregates Association v Commission, judgment of 22 December 2008, not yet published, paragraphs 81 to 86.

(119)  Case C-174/02, Streekgewest, cited above footnote 113, paragraph 19.

(120)  Joined Cases C-393/04 and C-41/05, Air Liquide, cited above footnote 13, paragraph 46; Joined Cases C-266/04 to C-270/04, C-276/04 and C-321/04 to C-325/04, Casino France and Others, [2005] ECR I-9481, paragraph 40; and Case C-174/02, Streekgewest, cited above footnote 113, paragraph 26.

(121)  Joined Cases C-393/04 and C-41/05, Air Liquide, cited above footnote 13, paragraph 48; and Joined Cases C-266/04 to C-270/04, C-276/04 and C-321/04 to C-325/04, Casino France and Others, cited above footnote 120, paragraphs 43 and 44.

(122)  Joined Cases C-393/04 and C-41/05, Air Liquide, cited above footnote 13, paragraph 45.

(123)  Case C-526/04, Laboratoires Boiron, cited above footnote 111, paragraphs 55 and 57.

(124)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 50; Order of 13 July 1990 in Case C-2/88 Imm., Zwartveld and Others, [1990] ECR I-3365, paragraphs 16 to 22; and Case C-234/89, Delimitis v Henninger Bräu, [1991] ECR I-935, paragraph 53.

(125)  Case C-94/00, Roquette Frères, [2002] ECR I-9011, paragraph 31.

(126)  Commission Notice on the cooperation between the Commission and the courts of the EU Member States in the application of Articles 81 and 82 EC (OJ C 101, 27.4.2004, p. 54), paragraphs 15 to 30.

(127)  Order of 6 December 1990 in Case C-2/88 Imm., Zwartveld and Others, [1990] ECR I-4405, paragraphs 10 and 11; and Case T-353/94, Postbank v Commission, [1996] ECR II-921, paragraph 93.

(128)  Based on Article 234 EC, a national court whose decision is not subject to further judicial review is under an obligation to initiate a preliminary reference to the ECJ in certain circumstances.

(129)  Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 50; Order of 13 July 1990 in Case C-2/88 Imm., Zwartveld and Others, cited above footnote 124, paragraphs 17 to 22; Case C-234/89, Delimitis v Henninger Bräu, cited above footnote 124, paragraph 53; and Case T-353/94, Postbank v Commission, cited above footnote 127, paragraphs 64 and 65.

(130)  Upon receipt of this information, the national court may ask for regular updates on the state of play.

(131)  Case T-353/94, Postbank v Commission, cited above footnote 127, paragraph 91.

(132)  Case C-234/89, Delimitis v Henninger Bräu, cited above footnote 124, paragraph 53; and Case T-353/94, Postbank v Commission, cited above footnote 127, paragraph 90.

(133)  Case T-353/94, Postbank v Commission, cited above footnote 127, paragraph 64; and Order of 13 July 1990 in Case C-2/88 Imm., Zwartveld and Others, cited above footnote 124, paragraphs 16 to 22.

(134)  Case T-353/94, Postbank v Commission, cited above footnote 127, paragraph 93; and Order of 6 December 1990 in Case C-2/88 Imm., Zwartveld and Others, cited above footnote 127, paragraphs 10 and 11.

(135)  Order of 6 December 1990 in Case C-2/88 Imm., Zwartveld and Others, cited above footnote 127, paragraph 11; Case C-275/00, First and Franex, [2002] ECR I-10943, paragraph 49; and Case T-353/94, Postbank v Commission, cited above footnote 127, paragraph 93.

(136)  See Case C-39/94, SFEI and Others, cited above footnote 8, paragraph 50.

(137)  However, please note paragraph 92.

(138)  Where the interpretation of EC law may be clearly deduced from existing case-law or where it leaves no scope for reasonable doubt, a court against whose decisions there is no judicial remedy under national law is not required to refer the case for a preliminary ruling by the Court of Justice, although it is free to do so. See Case 283/81, Cilfit and others, [1982] ECR 3415, paragraphs 14 to 20, and Joined Cases C-428/06 to C-434/06, Unión General de Trabajadores de la Rioja, [2008] ECR I-0000, judgment of 11 September 2008, not yet reported, paragraphs 42 and 43.

(139)  See references cited in footnote 51.

(140)  See paragraph 83.

(141)  This can include interim measures as outlined in section 2.2.6.

---

| 9.4.2009 | EN | Official Journal of the European Union | C 85/23 |
| --- | --- | --- | --- |

9.4.2009

EN

Official Journal of the European Union

C 85/23

---

Non-opposition to a notified concentration

(Case COMP/M.5263 — Deutsche Bank London/Lloyds TSB Bank/Antin Infrastructure Partners (BNP Paribas)/Porterbrook Leasing)

(Text with EEA relevance)

2009/C 85/02

On 1 December 2008, the Commission decided not to oppose the above notified concentration and to declare it compatible with the common market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004. The full text of the decision is available only in English and will be made public after it is cleared of any business secrets it may contain. It will be available:

| — | from the Europa competition website (http://ec.europa.eu/comm/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, |
| --- | --- |

—

from the Europa competition website (http://ec.europa.eu/comm/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes,

| — | in electronic form on the EUR-Lex website under document number 32008M5263. EUR-Lex is the on-line access to European law (http://eur-lex.europa.eu). |
| --- | --- |

—

in electronic form on the EUR-Lex website under document number 32008M5263. EUR-Lex is the on-line access to European law (http://eur-lex.europa.eu).

---

IV Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS AND BODIES

Commission

| 9.4.2009 | EN | Official Journal of the European Union | C 85/24 |
| --- | --- | --- | --- |

9.4.2009

EN

Official Journal of the European Union

C 85/24

---

Euro exchange rates (1)

8 April 2009

2009/C 85/03

1 euro =

| | Currency | Exchange rate |
| --- | --- | --- |
| USD | US dollar | 1,3231 |
| JPY | Japanese yen | 132,37 |
| DKK | Danish krone | 7,4509 |
| GBP | Pound sterling | 0,89935 |
| SEK | Swedish krona | 10,8975 |
| CHF | Swiss franc | 1,5170 |
| ISK | Iceland króna | |
| NOK | Norwegian krone | 8,8960 |
| BGN | Bulgarian lev | 1,9558 |
| CZK | Czech koruna | 26,593 |
| EEK | Estonian kroon | 15,6466 |
| HUF | Hungarian forint | 296,88 |
| LTL | Lithuanian litas | 3,4528 |
| LVL | Latvian lats | 0,7093 |
| PLN | Polish zloty | 4,4785 |
| RON | Romanian leu | 4,1831 |
| TRY | Turkish lira | 2,1143 |
| AUD | Australian dollar | 1,8644 |
| CAD | Canadian dollar | 1,6340 |
| HKD | Hong Kong dollar | 10,2546 |
| NZD | New Zealand dollar | 2,2963 |
| SGD | Singapore dollar | 2,0064 |
| KRW | South Korean won | 1 783,34 |
| ZAR | South African rand | 12,1650 |
| CNY | Chinese yuan renminbi | 9,0446 |
| HRK | Croatian kuna | 7,4216 |
| IDR | Indonesian rupiah | 14 988,08 |
| MYR | Malaysian ringgit | 4,8035 |
| PHP | Philippine peso | 63,340 |
| RUB | Russian rouble | 44,6317 |
| THB | Thai baht | 46,884 |
| BRL | Brazilian real | 2,9241 |
| MXN | Mexican peso | 17,8023 |
| INR | Indian rupee | 66,4060 |

Currency

Exchange rate

USD

US dollar

1,3231

JPY

Japanese yen

132,37

DKK

Danish krone

7,4509

GBP

Pound sterling

0,89935

SEK

Swedish krona

10,8975

CHF

Swiss franc

1,5170

ISK

Iceland króna

NOK

Norwegian krone

8,8960

BGN

Bulgarian lev

1,9558

CZK

Czech koruna

26,593

EEK

Estonian kroon

15,6466

HUF

Hungarian forint

296,88

LTL

Lithuanian litas

3,4528

LVL

Latvian lats

0,7093

PLN

Polish zloty

4,4785

RON

Romanian leu

4,1831

TRY

Turkish lira

2,1143

AUD

Australian dollar

1,8644

CAD

Canadian dollar

1,6340

HKD

Hong Kong dollar

10,2546

NZD

New Zealand dollar

2,2963

SGD

Singapore dollar

2,0064

KRW

South Korean won

1 783,34

ZAR

South African rand

12,1650

CNY

Chinese yuan renminbi

9,0446

HRK

Croatian kuna

7,4216

IDR

Indonesian rupiah

14 988,08

MYR

Malaysian ringgit

4,8035

PHP

Philippine peso

63,340

RUB

Russian rouble

44,6317

THB

Thai baht

46,884

BRL

Brazilian real

2,9241

MXN

Mexican peso

17,8023

INR

Indian rupee

66,4060

---

(1)  Source: reference exchange rate published by the ECB.

---

| 9.4.2009 | EN | Official Journal of the European Union | C 85/25 |
| --- | --- | --- | --- |

9.4.2009

EN

Official Journal of the European Union

C 85/25

---

Commission notice concerning the date of application of the protocols on rules of origin providing for diagonal cumulation between the Community, Algeria, Egypt, Faroe Islands, Iceland, Israel, Jordan, Lebanon, Morocco, Norway, Switzerland (including Liechtenstein), Syria, Tunisia, Turkey and West Bank and Gaza Strip

2009/C 85/04

For the purpose of the creation of diagonal cumulation of origin among the Community, Algeria, Egypt, Faroe Islands, Iceland, Israel, Jordan, Lebanon, Morocco, Norway, Switzerland (including Liechtenstein), Syria, Tunisia, Turkey and West Bank and Gaza Strip, the Community and the countries concerned notify each other, through the European Commission, of the origin rules in force with the other countries.

Based on the notifications received from the countries concerned, the table here enclosed gives an overview of the protocols on rules of origin providing for diagonal cumulation specifying the date from which such cumulation becomes applicable. This table replaces the previous one (OJ C 311, 21.12.2007).

It is recalled that cumulation can be only applied if the countries of final manufacture and of final destination have concluded free trade agreements, containing identical rules of origin, with all the countries participating in the acquisition of originating status, i.e. with all the countries from which all the materials used originate. Materials originating in the country which has not concluded an agreement with the countries of final manufacture and of final destination shall be treated as non-originating. Specific examples are given in the Explanatory Notes concerning the pan-Euro-Mediterranean protocols on rules of origin (1).

It is also recalled that:

| — | Switzerland and the Principality of Liechtenstein form a customs union, |
| --- | --- |

—

Switzerland and the Principality of Liechtenstein form a customs union,

| — | within the European Economic Area, which is composed of the EU, Iceland, Liechtenstein and Norway, the date of application is 1.11.2005. |
| --- | --- |

—

within the European Economic Area, which is composed of the EU, Iceland, Liechtenstein and Norway, the date of application is 1.11.2005.

The ISO-Alpha-2 codes for the country listed in the table are given here below.

| — | Algeria | DZ |
| --- | --- | --- |
| — | Egypt | EG |
| — | Faroe Islands | FO |
| — | Iceland | IS |
| — | Israel | IL |
| — | Jordan | JO |
| — | Lebanon | LB |
| — | Liechtenstein | LI |
| — | Morocco | MA |
| — | Norway | NO |
| — | Switzerland | CH |
| — | Syria | SY |
| — | Tunisia | TN |
| — | Turkey | TR |
| — | West Bank and Gaza Strip | PS |

—

Algeria

DZ

—

Egypt

EG

—

Faroe Islands

FO

—

Iceland

IS

—

Israel

IL

—

Jordan

JO

—

Lebanon

LB

—

Liechtenstein

LI

—

Morocco

MA

—

Norway

NO

—

Switzerland

CH

—

Syria

SY

—

Tunisia

TN

—

Turkey

TR

—

West Bank and Gaza Strip

PS

Date of application of the protocols on rules of origin providing for diagonal cumulation in the pan-euro-med zone

| | EU | DZ | CH(EFTA) | EG | FO | IL | IS(EFTA) | JO | LB | LI(EFTA) | MA | NO(EFTA) | PS | SY | TN | TR |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| EU | | 1.11.2007 | 1.1.2006 | 1.3.2006 | 1.12.2005 | 1.1.2006 | 1.1.2006 | 1.7.2006 | | 1.1.2006 | 1.12.2005 | 1.1.2006 | | | 1.8.2006 | (2) |
| DZ | 1.11.2007 | | | | | | | | | | | | | | | |
| CH(EFTA) | 1.1.2006 | | | 1.8.2007 | 1.1.2006 | 1.7.2005 | 1.8.2005 | 17.7.2007 | 1.1.2007 | 1.8.2005 | 1.3.2005 | 1.8.2005 | | | 1.6.2005 | 1.9.2007 |
| EG | 1.3.2006 | | 1.8.2007 | | | | 1.8.2007 | 6.7.2006 | | 1.8.2007 | 6.7.2006 | 1.8.2007 | | | 6.7.2006 | 1.3.2007 |
| FO | 1.12.2005 | | 1.1.2006 | | | | 1.11.2005 | | | 1.1.2006 | | 1.12.2005 | | | | |
| IL | 1.1.2006 | | 1.7.2005 | | | | 1.7.2005 | 9.2.2006 | | 1.7.2005 | | 1.7.2005 | | | | 1.3.2006 |
| IS(EFTA) | 1.1.2006 | | 1.8.2005 | 1.8.2007 | 1.11.2005 | 1.7.2005 | | 17.7.2007 | 1.1.2007 | 1.8.2005 | 1.3.2005 | 1.8.2005 | | | 1.3.2006 | 1.9.2007 |
| JO | 1.7.2006 | | 17.7.2007 | 6.7.2006 | | 9.2.2006 | 17.7.2007 | | | 17.7.2007 | 6.7.2006 | 17.7.2007 | | | 6.7.2006 | |
| LB | | | 1.1.2007 | | | | 1.1.2007 | | | 1.1.2007 | | 1.1.2007 | | | | |
| LI(EFTA) | 1.1.2006 | | 1.8.2005 | 1.8.2007 | 1.1.2006 | 1.7.2005 | 1.8.2005 | 17.7.2007 | 1.1.2007 | | 1.3.2005 | 1.8.2005 | | | 1.6.2005 | 1.9.2007 |
| MA | 1.12.2005 | | 1.3.2005 | 6.7.2006 | | | 1.3.2005 | 6.7.2006 | | 1.3.2005 | | 1.3.2005 | | | 6.7.2006 | 1.1.2006 |
| NO(EFTA) | 1.1.2006 | | 1.8.2005 | 1.8.2007 | 1.12.2005 | 1.7.2005 | 1.8.2005 | 17.7.2007 | 1.1.2007 | 1.8.2005 | 1.3.2005 | | | | 1.8.2005 | 1.9.2007 |
| PS | | | | | | | | | | | | | | | | |
| SY | | | | | | | | | | | | | | | | |
| TN | 1.8.2006 | | 1.6.2005 | 6.7.2006 | | | 1.3.2006 | 6.7.2006 | | 1.6.2005 | 6.7.2006 | 1.8.2005 | | | | 1.7.2005 |
| TR | (2) | | 1.9.2007 | 1.3.2007 | | 1.3.2006 | 1.9.2007 | | | 1.9.2007 | 1.1.2006 | 1.9.2007 | | | 1.7.2005 | |

EU

DZ

CH(EFTA)

EG

FO

IL

IS(EFTA)

JO

LB

LI(EFTA)

MA

NO(EFTA)

PS

SY

TN

TR

EU

1.11.2007

1.1.2006

1.3.2006

1.12.2005

1.1.2006

1.1.2006

1.7.2006

1.1.2006

1.12.2005

1.1.2006

1.8.2006

(2)

DZ

1.11.2007

CH(EFTA)

1.1.2006

1.8.2007

1.1.2006

1.7.2005

1.8.2005

17.7.2007

1.1.2007

1.8.2005

1.3.2005

1.8.2005

1.6.2005

1.9.2007

EG

1.3.2006

1.8.2007

1.8.2007

6.7.2006

1.8.2007

6.7.2006

1.8.2007

6.7.2006

1.3.2007

FO

1.12.2005

1.1.2006

1.11.2005

1.1.2006

1.12.2005

IL

1.1.2006

1.7.2005

1.7.2005

9.2.2006

1.7.2005

1.7.2005

1.3.2006

IS(EFTA)

1.1.2006

1.8.2005

1.8.2007

1.11.2005

1.7.2005

17.7.2007

1.1.2007

1.8.2005

1.3.2005

1.8.2005

1.3.2006

1.9.2007

JO

1.7.2006

17.7.2007

6.7.2006

9.2.2006

17.7.2007

17.7.2007

6.7.2006

17.7.2007

6.7.2006

LB

1.1.2007

1.1.2007

1.1.2007

1.1.2007

LI(EFTA)

1.1.2006

1.8.2005

1.8.2007

1.1.2006

1.7.2005

1.8.2005

17.7.2007

1.1.2007

1.3.2005

1.8.2005

1.6.2005

1.9.2007

MA

1.12.2005

1.3.2005

6.7.2006

1.3.2005

6.7.2006

1.3.2005

1.3.2005

6.7.2006

1.1.2006

NO(EFTA)

1.1.2006

1.8.2005

1.8.2007

1.12.2005

1.7.2005

1.8.2005

17.7.2007

1.1.2007

1.8.2005

1.3.2005

1.8.2005

1.9.2007

PS

SY

TN

1.8.2006

1.6.2005

6.7.2006

1.3.2006

6.7.2006

1.6.2005

6.7.2006

1.8.2005

1.7.2005

TR

(2)

1.9.2007

1.3.2007

1.3.2006

1.9.2007

1.9.2007

1.1.2006

1.9.2007

1.7.2005

---

(1)  OJ C 83, 17.4.2007.

(2)  For goods covered by the EC-Turkey customs union, the date of application is 27 July 2006.

For agricultural products, the date of application is 1 January 2007.

For coal and steel products, the date of application is 1 March 2009.

---

V Announcements

ADMINISTRATIVE PROCEDURES

Commission

| 9.4.2009 | EN | Official Journal of the European Union | C 85/27 |
| --- | --- | --- | --- |

9.4.2009

EN

Official Journal of the European Union

C 85/27

---

Call for proposals under the 2008 work programme for grants and contracts in the fields of transport and energy

(Commission Decision C(2008) 2014)

2009/C 85/05

The European Commission, Directorate-General for Energy and Transport, is hereby launching a call for proposals in order to award grant(s) for a preparatory action in view to defining specific strategies tailored to European islands potential, to implement the EU Energy Policy, as far as sustainable energy is concerned.

The maximum amount available under this call for proposals, is 3 000 000 €.

The call is closing on 29 May 2009.

The complete text of the Call for proposals is available on:

http://ec.europa.eu/energy/grants/index_en.htm

---

PROCEDURES RELATING TO THE IMPLEMENTATION OF THE COMMON COMMERCIAL POLICY

Commission

| 9.4.2009 | EN | Official Journal of the European Union | C 85/28 |
| --- | --- | --- | --- |

9.4.2009

EN

Official Journal of the European Union

C 85/28

---

Notice of initiation of a partial interim review of the anti-dumping measures applicable to imports of ironing boards originating in Ukraine

2009/C 85/06

The Commission has received a request for a partial interim review pursuant to Article 11(3) of Council Regulation (EC) No 384/96 of 22 December 1995 on protection against dumped imports from countries not members of the European Community (1) (‘the basic Regulation’).

1.   Request for review

The request was lodged by Eurogold Industries Ltd., (‘the applicant’), an exporting producer from Ukraine.

The request is limited in scope to the examination of dumping as far as the applicant is concerned.

2.   Product

The product under review is ironing boards, whether or not free-standing, with or without a steam soaking and/or heating top and/or blowing top, including sleeve boards, and essential parts thereof, i.e. the legs, the top and the iron rest originating in Ukraine (‘the product concerned’) currently classifiable within CN ex 3924 90 90, ex 4421 90 98, ex 7323 93 90, ex 7323 99 91, ex 7323 99 99, ex 8516 79 70 and ex 8516 90 00. These CN codes are given only for information.

3.   Existing measures

The measures currently in force are a definitive anti-dumping duty imposed by Council Regulation (EC) No 452/2007 (2) on imports of ironing boards originating, inter alia, in Ukraine.

4.   Grounds for the review

The request pursuant to Article 11(3) is based on prima facie evidence, provided by the applicant, that the circumstances on the basis of which measures were imposed have changed and that these changes are of a lasting nature.

The applicant provided prima facie evidence that the continued imposition of the measure at its current level is no longer necessary to offset dumping. In particular, the applicant has provided prima facie evidence showing that its normal value and export price determinations differ significantly from those prevailing in the original investigation period due to a recent structural reorganisation of the group that the applicant belongs to, and that a comparison of its normal value and its export prices to the Community indicates that the dumping margin appears to be lower than the current level of the measure. Therefore, the continued imposition of measures at the existing level, which was based on the level of dumping previously established, appears to be no longer necessary to offset dumping.

5.   Procedure for the determination of dumping

Having determined, after consulting the Advisory Committee, that sufficient evidence exists to justify the initiation of a partial interim review, the Commission hereby initiates a review in accordance with Article 11(3) of the basic Regulation.

The investigation will assess the need for the continuation, removal or amendment of the existing measures in respect of the applicant.

If it is determined that measures should be removed or amended for the applicant, it may be necessary to amend the rate of duty currently applicable to imports of the product concerned from all other exporting producers, i.e. the duty currently specified in Article 1(2) of Regulation (EC) No 452/2007, as applying to ‘all companies’ in Ukraine.

(a)   Questionnaires

In order to obtain the information it deems necessary for its investigation, the Commission will send a questionnaire to the applicant and to the authorities of the exporting country concerned. This information and supporting evidence should reach the Commission within the time limit set in point 6(a).

(b)   Collection of information and holding of hearings

All interested parties are hereby invited to make their views known, submit information other than questionnaire replies and provide supporting evidence. This information and supporting evidence must reach the Commission within the time limit set in point 6(a).

Furthermore, the Commission may hear interested parties, provided that they make a request showing that there are particular reasons why they should be heard. This request must be made within the time limit set in point 6(b).

6.   Time limits

(a)   For parties to make themselves known, to submit questionnaire replies and any other information

All interested parties, if their representations are to be taken into account during the investigation, must make themselves known by contacting the Commission, present their views and submit questionnaire replies or any other information within 40 days of the date of publication of this notice in the Official Journal of the European Union, unless otherwise specified. Attention is drawn to the fact that the exercise of most procedural rights set out in the basic Regulation depends on the party making itself known within the aforementioned period.

(b)   Hearings

All interested parties may also apply to be heard by the Commission within the same 40-day time limit.

7.   Written submissions, questionnaire replies and correspondence

All submissions and requests made by interested parties must be made in writing (not in electronic format, unless otherwise specified) and must indicate the name, address, e-mail address, telephone and fax numbers of the interested party. All written submissions, including the information requested in this notice, questionnaire replies and correspondence provided byinterested parties on a confidential basis shall be labeled as ‘Limited’ (3) and, in accordance with Article 19(2) of the basic Regulation, shall be accompanied by a non-confidential version, which will be labeled ‘For Inspection By Interested Parties’.

Commission address for correspondence:

| European Commission |
| --- |
| Directorate General for Trade |
| Directorate H |
| Office: N-105 4/92 |
| B-1049 Brussels |
| Fax (32-2) 295 65 05 |

European Commission

Directorate General for Trade

Directorate H

Office: N-105 4/92

B-1049 Brussels

Fax (32-2) 295 65 05

8.   Non-co-operation

In cases in which any interested party refuses access to or does not provide the necessary information within the time limits, or significantly impedes the investigation, findings, affirmative or negative, may be made in accordance with Article 18 of the basic Regulation, on the basis of the facts available.

Where it is found that any interested party has supplied false or misleading information, the information shall be disregarded and use may be made, in accordance with Article 18 of the basic Regulation, of the facts available. If an interested party does not cooperate or cooperates only partially, and use of facts available is made, the result may be less favourable to that party than if it had cooperated.

9.   Schedule of the investigation

The investigation will be concluded, according to Article 11(5) of the basic Regulation, within 15 months of the date of the publication of this notice in the Official Journal of the European Union.

10.   Processing of personal data

It is noted that any personal data collected in this investigation will be treated in accordance with Regulation (EC) No 45/2001 of the European Parliament and the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (4).

11.   Hearing Officer

It is also noted that if interested parties consider that they are encountering difficulties in the exercise of their rights of defence, they may request the intervention of the Hearing Officer of DG Trade. He acts as an interface between the interested parties and the Commission services, offering, where necessary, mediation on procedural matters affecting the protection of their interests in this proceeding, in particular with regard to issues concerning access to the file, confidentiality, extension of time limits and the treatment of written and/or oral submission of views. For further information and contact details, interested parties may consult the Hearing Officer's web pages on the website of DG Trade (http://ec.europa.eu/trade).

---

(1)  OJ L 56, 6.3.1996, p. 1.

(2)  OJ L 109, 26.4.2007, p. 12.

(3)  This means that the document is for internal use only. It is protected pursuant to Article 4 of Regulation (EC) No 1049/2001 of the European Parliament and of the Council regarding public access to European Parliament, Council and Commission documents (OJ L 145, 31.5.2001, p. 43). It is a confidential document pursuant to Article 19 of the basic Regulation and Article 6 of the WTO Agreement on Implementation of Article VI of the GATT 1994 (Anti-dumping Agreement).

(4)  OJ L 8, 12.1.2001, p. 1.

---