# Official Journal C 273/2019

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 273 |
| | |
| English edition | Information and Notices | Volume 6214 August 2019 |

ISSN 1977-091X

Official Journal

of the European Union

C 273

English edition

Information and Notices

Volume 6214 August 2019

---

| Contents | page |
| --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2019/C 273/01 | Non-opposition to a notified concentration (Case M.9016 — CMA CGM/Container Finance) (
  1
  ) | 1 |
| 2019/C 273/02 | Non-opposition to a notified concentration (Case M.9411 — Paker-Hannifin Corporation/Lord Corporation) (
  1
  ) | 1 |
| 2019/C 273/03 | Initiation of proceedings (Case M.9014 — PKN Orlen/Grupa Lotos) (
  1
  ) | 2 |

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2019/C 273/01

Non-opposition to a notified concentration (Case M.9016 — CMA CGM/Container Finance) (
  1
  )

1

1

2019/C 273/02

Non-opposition to a notified concentration (Case M.9411 — Paker-Hannifin Corporation/Lord Corporation) (
  1
  )

1

1

2019/C 273/03

Initiation of proceedings (Case M.9014 — PKN Orlen/Grupa Lotos) (
  1
  )

1

2

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| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2019/C 273/04 | Euro exchange rates | 3 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2019/C 273/04

Euro exchange rates

3

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| | V   Announcements |
| --- | --- |
| | PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY |
| | European Commission |
| 2019/C 273/05 | Prior notification of a concentration (Case M.9486 — GBL/Webhelp) — Candidate case for simplified procedure (
  1
  ) | 4 |
| 2019/C 273/06 | Prior notification of a concentration (Case M.9435 — ADNOC/OCI/JV) — Candidate case for simplified procedure (
  1
  ) | 6 |
| | OTHER ACTS |
| | European Commission |
| 2019/C 273/07 | Publication of an application for registration of a name pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs | 7 |

V   Announcements

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

2019/C 273/05

Prior notification of a concentration (Case M.9486 — GBL/Webhelp) — Candidate case for simplified procedure (
  1
  )

1

4

2019/C 273/06

Prior notification of a concentration (Case M.9435 — ADNOC/OCI/JV) — Candidate case for simplified procedure (
  1
  )

1

6

OTHER ACTS

European Commission

2019/C 273/07

Publication of an application for registration of a name pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs

7

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| | Corrigenda |
| --- | --- |
| 2019/C 273/08 | Corrigendum to Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions ( OJ C 215, 26.6.2019 ) | 11 |

Corrigenda

2019/C 273/08

Corrigendum to Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions ( OJ C 215, 26.6.2019 )

11

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| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | |
| --- | --- |

EN

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II Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

| 14.8.2019 | EN | Official Journal of the European Union | C 273/1 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/1

---

Non-opposition to a notified concentration

(Case M.9016 — CMA CGM/Container Finance)

(Text with EEA relevance)

(2019/C 273/01)

On 22 October 2018, the Commission decided not to oppose the above notified concentration and to declare it compatible with the internal market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004 (1). The full text of the decision is available only in English and will be made public after it is cleared of any business secrets it may contain. It will be available:

| — | in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, |
| --- | --- |

—

in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes,

| — | in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32018M9016. EUR-Lex is the online access to European law. |
| --- | --- |

—

in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32018M9016. EUR-Lex is the online access to European law.

---

(1)  OJ L 24, 29.1.2004, p. 1.

---

| 14.8.2019 | EN | Official Journal of the European Union | C 273/1 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/1

---

Non-opposition to a notified concentration

(Case M.9411 — Paker-Hannifin Corporation/Lord Corporation)

(Text with EEA relevance)

(2019/C 273/02)

On 6 August 2019, the Commission decided not to oppose the above notified concentration and to declare it compatible with the internal market. This decision is based on Article 6(1)(b) of Council Regulation (EC) No 139/2004 (1). The full text of the decision is available only in English and will be made public after it is cleared of any business secrets it may contain. It will be available:

| — | in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes, |
| --- | --- |

—

in the merger section of the Competition website of the Commission (http://ec.europa.eu/competition/mergers/cases/). This website provides various facilities to help locate individual merger decisions, including company, case number, date and sectoral indexes,

| — | in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32019M9411. EUR-Lex is the online access to European law. |
| --- | --- |

—

in electronic form on the EUR-Lex website (http://eur-lex.europa.eu/homepage.html?locale=en) under document number 32019M9411. EUR-Lex is the online access to European law.

---

(1)  OJ L 24, 29.1.2004, p. 1.

---

| 14.8.2019 | EN | Official Journal of the European Union | C 273/2 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/2

---

Initiation of proceedings

(Case M.9014 — PKN Orlen/Grupa Lotos)

(Text with EEA relevance)

(2019/C 273/03)

On 7 August 2019, the Commission decided to initiate proceedings in the above-mentioned case after finding that the notified concentration raises serious doubts as to its compatibility with the internal market. The initiation of proceedings opens a second phase investigation with regard to the notified concentration, and is without prejudice to the final decision on the case. The decision is based on Article 6(1)(c) of Council Regulation (EC) No 139/2004 (1).

The Commission invites interested third parties to submit their observations on the proposed concentration to the Commission.

In order to be fully taken into account in the procedure, observations should reach the Commission not later than 15 days following the date of this publication. Observations can be sent to the Commission by fax (+ 32 22964301), by email to COMP-MERGER-REGISTRY@ec.europa.eu or by post, under reference No. M.9014 — PKN Orlen/Grupa Lotos, to the following address:

| European Commission |
| --- |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

---

IV Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

| 14.8.2019 | EN | Official Journal of the European Union | C 273/3 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/3

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Euro exchange rates (1)

13 August 2019

(2019/C 273/04)

1 euro =

| | Currency | Exchange rate |
| --- | --- | --- |
| USD | US dollar | 1,1222 |
| JPY | Japanese yen | 118,01 |
| DKK | Danish krone | 7,4633 |
| GBP | Pound sterling | 0,92830 |
| SEK | Swedish krona | 10,7088 |
| CHF | Swiss franc | 1,0853 |
| ISK | Iceland króna | 139,10 |
| NOK | Norwegian krone | 10,0078 |
| BGN | Bulgarian lev | 1,9558 |
| CZK | Czech koruna | 25,829 |
| HUF | Hungarian forint | 323,98 |
| PLN | Polish zloty | 4,3372 |
| RON | Romanian leu | 4,7249 |
| TRY | Turkish lira | 6,3141 |
| AUD | Australian dollar | 1,6589 |
| CAD | Canadian dollar | 1,4889 |
| HKD | Hong Kong dollar | 8,8057 |
| NZD | New Zealand dollar | 1,7417 |
| SGD | Singapore dollar | 1,5576 |
| KRW | South Korean won | 1 373,20 |
| ZAR | South African rand | 17,2289 |
| CNY | Chinese yuan renminbi | 7,9303 |
| HRK | Croatian kuna | 7,3928 |
| IDR | Indonesian rupiah | 16 067,10 |
| MYR | Malaysian ringgit | 4,7104 |
| PHP | Philippine peso | 58,743 |
| RUB | Russian rouble | 73,6134 |
| THB | Thai baht | 34,648 |
| BRL | Brazilian real | 4,4773 |
| MXN | Mexican peso | 22,0302 |
| INR | Indian rupee | 80,1865 |

Currency

Exchange rate

USD

US dollar

1,1222

JPY

Japanese yen

118,01

DKK

Danish krone

7,4633

GBP

Pound sterling

0,92830

SEK

Swedish krona

10,7088

CHF

Swiss franc

1,0853

ISK

Iceland króna

139,10

NOK

Norwegian krone

10,0078

BGN

Bulgarian lev

1,9558

CZK

Czech koruna

25,829

HUF

Hungarian forint

323,98

PLN

Polish zloty

4,3372

RON

Romanian leu

4,7249

TRY

Turkish lira

6,3141

AUD

Australian dollar

1,6589

CAD

Canadian dollar

1,4889

HKD

Hong Kong dollar

8,8057

NZD

New Zealand dollar

1,7417

SGD

Singapore dollar

1,5576

KRW

South Korean won

1 373,20

ZAR

South African rand

17,2289

CNY

Chinese yuan renminbi

7,9303

HRK

Croatian kuna

7,3928

IDR

Indonesian rupiah

16 067,10

MYR

Malaysian ringgit

4,7104

PHP

Philippine peso

58,743

RUB

Russian rouble

73,6134

THB

Thai baht

34,648

BRL

Brazilian real

4,4773

MXN

Mexican peso

22,0302

INR

Indian rupee

80,1865

---

(1)  Source: reference exchange rate published by the ECB.

---

V Announcements

PROCEDURES RELATING TO THE IMPLEMENTATION OF COMPETITION POLICY

European Commission

| 14.8.2019 | EN | Official Journal of the European Union | C 273/4 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/4

---

Prior notification of a concentration

(Case M.9486 — GBL/Webhelp)

Candidate case for simplified procedure

(Text with EEA relevance)

(2019/C 273/05)

1.

This notification concerns the following undertakings:

| — | Groupe Bruxelles Lambert (‘GBL’, Belgium), |
| --- | --- |

—

Groupe Bruxelles Lambert (‘GBL’, Belgium),

| — | Webhelp SAS and its subsidiaries (‘Webhelp’, France). |
| --- | --- |

—

Webhelp SAS and its subsidiaries (‘Webhelp’, France).

GBL acquires within the meaning of Article 3(1)(b) of the Merger Regulation sole control of the whole of Webhelp.

The concentration is accomplished by way of purchase of shares.

2.

—   for GBL: an investment holding company which invests in global companies operating in various sectors and mainly in Europe. The only subsidiary in which GBL has a controlling interest is Imerys SA (‘Imerys’), a French multinational specialised in the production and processing of industrial minerals;

—   for Webhelp: Information Technology (‘IT’) service provider active primarily in the provision of business process outsourcing services. It offers a range of core services such as technical assistance for customer loyalty services and claims management, multichannel client data collections, digital and marketing services, payment services and enterprise solutions. Webhelp is mainly active in Europe but has a worldwide presence.

3.

Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice.

4.

Observations must reach the Commission not later than 10 days following the date of this publication. The following reference should always be specified:

M.9486 — GBL/Webhelp

Observations can be sent to the Commission by email, by fax, or by post. Please use the contact details below:

| Email: COMP-MERGER-REGISTRY@ec.europa.eu |
| --- |
| Fax +32 22964301 |
| Postal address: |
| European Commission |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

Email: COMP-MERGER-REGISTRY@ec.europa.eu

Fax +32 22964301

Postal address:

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

1

(2)  OJ C 366, 14.12.2013, p. 5.

2

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| 14.8.2019 | EN | Official Journal of the European Union | C 273/6 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/6

---

Prior notification of a concentration

(Case M.9435 — ADNOC/OCI/JV)

Candidate case for simplified procedure

(Text with EEA relevance)

(2019/C 273/06)

1.

This notification concerns the following undertakings:

| — | OCI N.V. (‘OCI’, Netherlands), |
| --- | --- |

—

OCI N.V. (‘OCI’, Netherlands),

| — | Abu Dhabi National Oil Company (‘ADNOC’, United Arab Emirates). |
| --- | --- |

—

Abu Dhabi National Oil Company (‘ADNOC’, United Arab Emirates).

OCI and ADNOC acquire within the meaning of Article 3(1)(b) and 3(4) of the Merger Regulation joint control of a newly created company constituting a joint venture (the ‘JV’).

The concentration is accomplished by way of purchase of shares and contribution of shares and assets (namely, ADNOC Fertilizers and OCI’s Middle East and North Africa natural gas-based fertilizer business).

2.

—   for OCI: the production and distribution of natural gas-based fertilizers and industrial chemicals used for agricultural and industrial purposes,

—   for ADNOC: activities throughout the entire hydrocarbon value chain, including exploration, production, storage, refining and distribution of oil and gas, as well as the development of petrochemical products,

—   for the JV: the production of natural gas-based fertilizers in the Middle East and North Africa for export and distribution.

3.

Pursuant to the Commission Notice on a simplified procedure for treatment of certain concentrations under the Council Regulation (EC) No 139/2004 (2) it should be noted that this case is a candidate for treatment under the procedure set out in the Notice.

4.

Observations must reach the Commission not later than 10 days following the date of this publication. The following reference should always be specified:

M.9435 — ADNOC/OCI/JV

Observations can be sent to the Commission by email, by fax, or by post. Please use the contact details below:

| Email: COMP-MERGER-REGISTRY@ec.europa.eu |
| --- |
| Fax +32 22964301 |
| Postal address: |
| European Commission |
| Directorate-General for Competition |
| Merger Registry |
| 1049 Bruxelles/Brussel |
| BELGIQUE/BELGIË |

Email: COMP-MERGER-REGISTRY@ec.europa.eu

Fax +32 22964301

Postal address:

European Commission

Directorate-General for Competition

Merger Registry

1049 Bruxelles/Brussel

BELGIQUE/BELGIË

---

(1)  OJ L 24, 29.1.2004, p. 1 (the ‘Merger Regulation’).

1

(2)  OJ C 366, 14.12.2013, p. 5.

2

---

OTHER ACTS

European Commission

| 14.8.2019 | EN | Official Journal of the European Union | C 273/7 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/7

---

Publication of an application for registration of a name pursuant to Article 50(2)(a) of Regulation (EU) No 1151/2012 of the European Parliament and of the Council on quality schemes for agricultural products and foodstuffs

(2019/C 273/07)

This publication confers the right to oppose the application pursuant to Article 51 of Regulation (EU) No 1151/2012 of the European Parliament and of the Council (1) within three months from the date of this publication.

SINGLE DOCUMENT

‘SNEEM BLACK PUDDING’

EU No: PGI-IE-02353 – 3.3.2017

PDO ( ) PGI ( X )

1.   Name(s)

‘Sneem Black Pudding’

2.   Member State or Third Country

Ireland

3.   Description of the agricultural product or foodstuff

3.1.   Type of product

Class 1.2. Meat products (cooked, salted, smoked, etc.)

3.2.   Description of the product to which the name in (1) applies

‘Sneem Black Pudding’ is a traditional blood pudding uncased and tray-baked in trays (approximately 500 mm x 200 mm x 75-100mm) and is commonly sold in squares or blocks of between 500g-1 kg. The finished ‘Sneem Black Pudding’, sold to the customer, has a deep red-brown colour. The pudding can be consumed without further cooking if desired.

‘Sneem Black Pudding’ has a smooth almost mousse-like texture when compared with most other Irish black puddings, giving it an exceptionally smooth mouth feel.

The following ingredients are used in the production of ‘Sneem Black Pudding’ and the percentages of ingredients used must fall within the following ranges:

| — | Beef and/or Lamb Suet — minimum 8 % to a maximum of 15 % |
| --- | --- |

—

Beef and/or Lamb Suet — minimum 8 % to a maximum of 15 %

| — | Oatmeal — minimum 20 % to a maximum of 25 % |
| --- | --- |

—

Oatmeal — minimum 20 % to a maximum of 25 %

| — | Onions — minimum 15 % to a maximum of 25 % |
| --- | --- |

—

Onions — minimum 15 % to a maximum of 25 %

| — | Sheep or Cow or Pigs Blood — minimum 15 % to a maximum of 25 % |
| --- | --- |

—

Sheep or Cow or Pigs Blood — minimum 15 % to a maximum of 25 %

| — | Water — minimum 15 % to a maximum of 25 % |
| --- | --- |

—

Water — minimum 15 % to a maximum of 25 %

| — | Seasoning and Spices — minimum 0,5 % to a maximum of 2,5 % |
| --- | --- |

—

Seasoning and Spices — minimum 0,5 % to a maximum of 2,5 %

‘Sneem Black Pudding’ must be free from artificial colours, flavours, bulking agents and preservatives. It has an average moisture content of between 75 %-80 % and on average a 100g portion will provide the following:

| — | Energy: 130-150 Kcal |
| --- | --- |

—

Energy: 130-150 Kcal

| — | Protein: 10-15 g |
| --- | --- |

—

Protein: 10-15 g

| — | Carbohydrate: 10-15 g |
| --- | --- |

—

Carbohydrate: 10-15 g

| — | Fat: 4-7 g |
| --- | --- |

—

Fat: 4-7 g

| — | Iron: 20 mg |
| --- | --- |

—

Iron: 20 mg

3.3.   Feed (for products of animal origin only) and raw materials (for processed products only)

—

3.4.   Specific steps in production that must take place in the identified geographical area

All stages of preparation and production of ‘Sneem Black Pudding’ are performed indoors, and must take place in the defined geographical area, under controlled and monitored conditions to ensure consistency in the quality of the product.

Blood is harvested from the animals slaughtered directly in an approved abattoir in the Geographical Area, and is immediately refrigerated on site in labelled food grade containers, ensuring full in-house traceability. Sheep, cow or pigs blood is usually used in the production of ‘Sneem Black Pudding’.

Suet is collected directly from the animals slaughtered in an approved abattoir in the geographical area. The use of lamb suet is supplemented with beef suet during periods when the fat content is lower than average (e.g. when using early spring lamb).

The dry ingredients are then carefully weighed, prepared and mixed, along with the suet to ensure a consistent product and an even distribution of the ingredients throughout the product. The addition of the wet ingredients creates a thick gruel.

The wet ingredient mixture is then transferred into rectangular trays, as the product is un-cased. The tray dimensions are approximately 500mm in length X 200mm in width X 75-100mm in depth.

The mixture can be oven-baked in either of two options:

| — | A high-temperature and short-time approach (250 °C for 2 hours) |
| --- | --- |

—

A high-temperature and short-time approach (250 °C for 2 hours)

| — | A low-temperature and long-time approach (100 °C for 6 hours). |
| --- | --- |

—

A low-temperature and long-time approach (100 °C for 6 hours).

The finished product is then cooled to ambient room temperature (approximately 15 °C) before chilling to between 2-4 °C. As an un-packaged, totally natural product free from chemical additives or preservatives, shelf- life is relatively short at between 14 to 21 days. The finished Pudding is commonly cut into squares or blocks of between 500 g and 1 kg.

3.5.   Specific rules concerning slicing, grating, packaging, etc. of the product the registered name refers to

—

3.6.   Specific rules concerning labelling of the product the registered name refers to

The product to be labelled ‘Sneem Black Pudding’ and packaging and promotional materials will bear the logo underneath:

4.   Concise definition of the geographical area

The geographical area for the production of ‘Sneem Black Pudding’ is the village of Sneem on the Iveragh Peninsula in County Kerry. Its geographical coordinates are 51° 50′ 00′′ North, 9° 54′ 00′′ West.

5.   Link with the geographical area

The causal link between the product and the area in which it is produced is based on its reputation, which in turn is derived from its origins in the village of Sneem and the expertise of the butchers who produce it.

The production of ‘Sneem Black Pudding’ in its current form dates back to the early 1950’s: a time of economic hardship in Ireland. Due to the economic misfortune of the time, farmers had to ensure that every part of the animal was utilised to the full, including the fresh blood and suet. Regina Sexton notes in her February 2005 Irish Examiner column that, ‘the fresh blood pudding is one of Ireland’s most enduring products’, of which ‘Sneem Black Pudding’ is one of the few remaining.

Suet has been traditionally used in almost all Irish black puddings, its role in ‘Sneem Black Pudding’ is to increase the fat content and improve the texture and mouthfeel of the pudding. Suet has a low melting point 45-50 degrees centigrade which means it is easy to use in the solid form when making the pudding. The high calorific value of suet makes ‘Sneem Black Pudding’ an ideal food in winter.

All of the Sneem Butchers have been making and selling their products since 1950’s and ‘Sneem Black Pudding’ has been sold by that name since that time. The butchers have cooperatively used the ‘Sneem Black Pudding’ name and have sought to maintain high standards in the production and to retain the link back to the South Kerry heritage. The skill and experience of Sneem’s butchers trade means that the village has a history of tradition in producing fine ‘Sneem Black Pudding’ As a result the ‘Sneem Black Pudding’ has gathered a reputation for its taste and quality and is now recognised as one of the top gourmet puddings in Ireland.

The village of Sneem is also different in a less obvious way. With the rationalisation of small scale local abattoirs in recent decades, it is most unusual for a village of this size to have two licensed abattoirs located in such close proximity to each other thanks to the continuous production of ‘Sneem Black Pudding’.

It is obvious that Black Pudding is a fixture of the traditional Irish breakfast; however the style of ‘Sneem Black Pudding’ is unusual in the Black Pudding industry as recalled by Carla Blake in her Irish Examiner Farming column of July 1995 where she states ‘that “Sneem Black Pudding” is the most delicious black pudding she ever tasted, while it is a very unusual pudding, as it differs from a traditional ring of pudding’. This is also reflected on the Black Pudding Club website by the following statement: ‘Traditionally Kerry black pudding was cake baked in trays and cut into squares. Up until maybe 10 years ago, the only black pudding in square blocks that we were aware of were ... and “Sneem Black Pudding”. The square shape has become more popular in recent years yet the chubb of black pudding is still by far the most common’.

The finished product which is sold to the customer has a deep red-brown colour and a smooth, almost mousse-like texture when compared with most other Irish black puddings, giving it an exceptionally smooth mouth feel. In other Irish black puddings, ingredients such as onion and oatmeal are obviously visible when the product is cut, or to feel in the mouth when the product is being eaten. Lucinda O’Sullivan, one of Irelands most widely read Food and Hospitality Critics, comments in her October 2001 Sunday Independent column reviewing the Kenmare Park Hotel that her starter of ‘“Sneem Black Pudding” was silky smooth ... and totally different from anything sold in a supermarket’.

Lucinda O’Sullivan, noted in her Sunday Independent article of local food producers in October 2010 about ‘Sneem Black Pudding’ ... ‘a Black Pudding recipe that is quite different to anything else around’. This statement is of great significance as it recognises that the method and style in which ‘Sneem Black Pudding’ is made and endorses the principles of the traditional recipe which is strictly adhered to by producers.

The tourist season was an important time for local businesses and the Sneem butchers who produce ‘Sneem Black Pudding’ were no different, as referenced by Jean Sheridan in the Irish Press newspaper in August 1975, producing the ‘slabs of Black Pudding for foreign visitors’ who were keen to sample the curious pudding, either as a souvenir or taste of the Ring of Kerry and Sneem.

‘Sneem Black Pudding’ is an essential element of the local food market and there is national recognition of the product and the link to Sneem as an area. This is demonstrated by the statements on the Our Mountain Home website (http://sneemireland.com/wheretostay.html): ‘You can also enjoy a traditional home cooked Irish breakfast, including the famous “Sneem Black Pudding”...’ and on the Irish Tourism website (http://blog.irishtourism.com/2019/01/10/best-food-in-ireland/): ‘The most famous flavours’ of black and white pudding come from Clonakilty or in Kerry you will find the Sneem black pudding which is extremely popular. Pudding is not unique to Ireland but the recipe here is quite special.’

Reference to publication of the product specification

(the second subparagraph of Article 6(1) of this Regulation)

http://www.agriculture.gov.ie/gi/pdopgitsg-protectedfoodnames/products/

---

(1)  OJ L 343, 14.12.2012, p. 1.

---

Corrigenda

| 14.8.2019 | EN | Official Journal of the European Union | C 273/11 |
| --- | --- | --- | --- |

14.8.2019

EN

Official Journal of the European Union

C 273/11

---

Corrigendum to Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

(
  Official Journal of the European Union C 215 of 26 June 2019
  )

(2019/C 273/08)

The text of publication number 2019/C 215/03 is replaced by the following:

‘Publication in accordance with Article 6 of Directive 2001/24/EC of the European Parliament and of the Council on the reorganisation and winding-up of credit institutions

The resolution decision as regards HETA ASSET RESOLUTION AG is linked to the reorganisation of Hypo Alpe-Adria-Bank International AG.

Extract from the emergency administrative decision (Mandatsbescheid) of the Austrian Financial Market Authority (FMA) of 26 March 2019 on preparing for the application of a resolution tool (write-up mechanism).

EMERGENCY ADMINISTRATIVE DECISION

Ruling

Since the conditions for resolution exist in respect of HETA ASSET RESOLUTION AG, Alpen-Adria-Platz 1, 9020 Klagenfurt, Austria, Austrian Trade Register registration No 108415 (“HETA”), the Austrian Financial Market Authority (FMA) in its capacity as resolution authority under § 3(1) of the Austrian Federal Act on the Recovery and Resolution of Banks (BaSAG), as published in the Austrian Federal Law Gazette I No 98/2014, as amended, has ordered the following measures:

I.

The nominal value or outstanding balance of HETA’s remaining eligible liabilities pursuant to § 86 BaSAG reduced by section II.2 of the administrative decision (Vorstellungsbescheid) of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the nominal value as at 1.3.2015 or of the outstanding balance including interest accrued until 28.2.2015, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) of the General Administrative Procedure Act (AVG).

Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following eligible liabilities, with the exception of the liabilities recorded in section II.2.6.2 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016:

| 1. | Bonds:













  Bonds |
| --- | --- |
| Item | ISIN/Identifier | Name | Term end date | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.3 | XS0289201484 | FRN HYPO ALPE-A.07-15 VAR. | 6.3.2015 | EUR | 450 000 000,00 | 450 000 000,00 | 188 825,00 |
| 2.3 | XS0292051835 | FRN HYPO ALPE-ADR.VA.AN.07/15 | 20.3.2015 | EUR | 500 000 000,00 | 500 000 000,00 | 142 791,66 |
| 2.3 | XS0217836179 | FRN HYPO ALPE-ADRIA ANL.05/15 | 22.4.2015 | EUR | 20 000 000,00 | 20 000 000,00 | 2 216,66 |
| 2.3 | XS0293593421 | FRN HYPO ALPE-ADRIA ANL.07/15 | 23.4.2015 | CHF | 200 000 000,00 | 188 040 616,77 | 81 126,99 |
| 2.3 | XS0217878841 | HYPO ALPE-A.INT.ANL.05/15 | 4.5.2015 | EUR | 80 000 000,00 | 80 000 000,00 | 1 273 271,23 |
| 2.3 | XS0218884194 | FRN HYPO ALPE-ADR.VA.AN.05/15 | 6.5.2015 | EUR | 20 000 000,00 | 20 000 000,00 | 1 597,22 |
| 2.3 | XS0219714564 | FRN HYPO ALPE-ADR.ANL.05/15 | 27.5.2015 | EUR | 5 000 000,00 | 5 000 000,00 | 49 138,11 |
| 2.3 | XS0169594057 | 4.25% HY.ALP.ADRIA ANL. 03/15 | 16.6.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 752 604,17 |
| 2.3 | CH0028623145 | 2.75% HAAB INTL. ANL.07/15 | 12.8.2015 | CHF | 600 000 000,00 | 564 121 850,32 | 8 575 435,62 |
| 2.3 | XS0219079794 | FRN HYPO ALPE-ADRIA ANL.05/16 | 6.5.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 1 597,22 |
| 2.3 | XS0268565586 | 1.905% HYPO ALPE-ADRIA ANL.06/16 | 29.9.2016 | JPY | 5 000 000 000,00 | 37 299 515,11 | 300 012,45 |
| 2.3 | XS0272401356 | 4.25% HAAB ANL. 06/16 | 31.10.2016 | EUR | 1 250 000 000,00 | 1 250 000 000,00 | 17 611 301,37 |
| 2.3 | XS0232733492 | 3.42% HYPO ALPE-ADRIA NTS 05/16 | 7.11.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 270 750,00 |
| 2.3 | XS0210195003 | FRN HYPO ALPE-A.FLR ANL. 05/17 | 24.1.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 3 895,83 |
| 2.3 | XS0210264411 | FRN HYPO ALPE-A.FLR ANL.05/17 | 24.1.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 4 958,33 |
| 2.3 | XS0210372065 | 3.9% HYPO ALPE-AD 05/17 | 24.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 38 465,75 |
| 2.3 | XS0281875483 | 4.375% HYPO ALPE-ADRIA ANL.07/17 | 24.1.2017 | EUR | 2 000 000 000,00 | 2 000 000 000,00 | 8 630 136,99 |
| 2.3 | XS0184652567 | FRN HYPO ALPE-A.FLR MTN 04/17 | 9.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 1 116,66 |
| 2.3 | XS0184385937 | FRN HYPO ALPE-A ANL.04/17 | 17.2.2017 | EUR | 65 000 000,00 | 65 000 000,00 | 4 290,00 |
| 2.3 | XS0187818595 | FRN HYPO ALPE AD.BK.NTS0417VA | 15.3.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 7 684,44 |
| 2.3 | AT0000A00EZ4 | 3.72% HYPO ALPE-ADRIA ANL.06/17 | 15.3.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 715 066,68 |
| 2.3 | XS0215451633 | 4.07% HYPO AL.A.ANL.05/17 | 21.3.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 192 349,31 |
| 2.3 | XS0293591995 | FRN HAAB INTL FRN 07-17/239 | 29.3.2017 | EUR | 100 000 000,00 | 100 000 000,00 | 195 911,11 |
| 2.3 | XS0293592613 | FRN HAAB INTL FRN 07-17/240 | 29.3.2017 | EUR | 70 000 000,00 | 70 000 000,00 | 137 137,77 |
| 2.3 | XS0147028061 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 10.5.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 21 706,67 |
| 2.3 | XS0148839243 | HYPO ALPE-A. MTN 02/17FLR | 12.5.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 259 000,00 |
| 2.3 | XS0147142276 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 17.5.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 25 133,34 |
| 2.3 | XS0203692727 | FRN HYPO ALPE ANL. 04/17 | 17.5.2017 | EUR | 23 000 000,00 | 23 000 000,00 | 19 800,45 |
| 2.3 | XS0147285547 | FRN HYPO ALPE-A.FLR-MTN 02/17 | 28.5.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 311 625,00 |
| 2.3 | XS0149185745 | HYPO ALPE-A.FLR-MTN02/17 | 10.6.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 251 575,00 |
| 2.3 | XS0148494320 | 5.8% HYPO ALP-A.NTS 02/17 | 17.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 1 023 055,56 |
| 2.3 | XS0169594727 | 4.4% HY.ALP.ADRIA ANL. 03/17 | 20.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 766 944,46 |
| 2.3 | XS0170738263 | FRN HY.ALPE ADRIA ANL.03-17VA | 1.7.2017 | EUR | 30 000 000,00 | 30 000 000,00 | 15 515,00 |
| 2.3 | XS0149819004 | 5.68% HYPO ALPE-A. ANL 02/17 | 5.7.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 372 355,56 |
| 2.3 | XS0209755981 | FRN HYPO ALPE-A.FLR ANL 05/17 | 18.7.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 10 762,50 |
| 2.3 | XS0171833030 | FRN HYPO.ALPE-AD.BK.ANL.0317V | 28.7.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 12 800,00 |
| 2.3 | XS0210342316 | FRN HYPO ALPE-A.FLR ANL. 05/17 | 1.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 2 943,75 |
| 2.3 | XS0198512732 | FRN HYPO ALPE-A.MTN 04/17 | 11.8.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 5 025,00 |
| 2.3 | XS0151684981 | FRN HYPO ALPE-A. FLR-MTN02/17 | 12.8.2017 | EUR | 75 000 000,00 | 75 000 000,00 | 11 333,34 |
| 2.3 | XS0173650028 | FRN HYPO ALPE-A. MTN 03/17 | 21.8.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 2 458,33 |
| 2.3 | XS0244768635 | FRN HYPO ALPE-ADR.ANL.06/17 | 23.8.2017 | EUR | 100 000 000,00 | 100 000 000,00 | 13 211,11 |
| 2.3 | XS0191139574 | FRN HYPO ALPE A. ANL.04-17VAR | 28.8.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 386,12 |
| 2.3 | XS0200438223 | 4.54% HYPO ALPE-A. ANL. 04/17 | 22.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 398 027,40 |
| 2.3 | XS0232318831 | FRN HYPO ALPE-ADR.ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3 | XS0232319300 | FRN HYPO ALPE-ADRIA ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3 | XS0232727411 | FRN HYPO ALPE-ADRIA ANL.05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3 | XS0232727684 | FRN HYPO ALPE-A.FLR-MTN 05/17 | 29.9.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 467 123,29 |
| 2.3 | XS0161493811 | FRN HYPO-ALPE-A. ANL.03-18VAR | 10.2.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 7 969,44 |
| 2.3 | XS0162348857 | FRN HYPO ALPE-A. ANL.03/18 | 4.3.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 52 163,89 |
| 2.3 | XS0162472517 | 4.625% HYPO ALPE-A. ANL.03/18 | 4.3.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 2 293 229,16 |
| 2.3 | XS0163390163 | FRN HYPO ALPE-A.VAR.ANL.03/18 | 10.3.2018 | EUR | 60 000 000,00 | 60 000 000,00 | 107 786,67 |
| 2.3 | XS0163694895 | FRN HY.ALP.-A.ANL.03-18/VAR. | 2.4.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 36 770,83 |
| 2.3 | XS0163694978 | 4.7% HYPO ALPE-A.ANL.03-18/P | 2.4.2018 | EUR | 25 000 000,00 | 25 000 000,00 | 1 073 819,45 |
| 2.3 | XS0165821074 | FRN HYPO ALPE-A.MTN 03/18 | 9.4.2018 | EUR | 35 000 000,00 | 35 000 000,00 | 49 771,95 |
| 2.3 | XS0165935247 | 0% HYPO ALPE-AD.NULLK.03/18 | 17.4.2018 | EUR | 42 500 000,00 | 36 368 896,54 | — |
| 2.3 | XS0165863233 | FRN HYPO ALPE-A.FLR-MTN 03/18 | 22.4.2018 | EUR | 50 000 000,00 | 50 000 000,00 | 65 722,23 |
| 2.3 | AT0000345483 | 5.04% HYPO-ALPE-A.ANL.03-23/1PP | 15.2.2023 | EUR | 30 000 000,00 | 30 000 000,00 | 67 200,00 |
| 2.3 | XS0165190066 | HYPO ALPE-A. MTN 03/23VAR | 24.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 2 252 517,37 |
| 2.3 | XS0165060012 | FRN HYPO ALPE-A.ANL.03/33 | 8.4.2033 | JPY | 500 000 000,00 | 3 729 951,51 | 82 452,64 |
| 2.3 | XS0164569187 | FRN HYPO ALPE-A. VAR.ANL.0343 | 12.3.2043 | EUR | 20 000 000,00 | 20 000 000,00 | 36 927,78 |
| 2.3 | XS0166422823 | FRN HYPO ALPE-A.MTN 03/43 | 9.4.2043 | EUR | 20 000 000,00 | 20 000 000,00 | 8 216,67 |
| 2.3 | XS0166280346 | FRN HYPO ALPE-A. MTN 03/43FLR | 26.9.2043 | EUR | 50 000 000,00 | 50 000 000,00 | 87 966,67 |
| 2.3 | XS0397542746 | FRN HYPO ALPE-ADRIA ANL.08-49 | 20.1.2049 | CHF | 300 000 000,00 | 282 060 925,16 | 18 608,19 |
| | | | | | | 7 209 621 755,41 | 54 814 955,26 |

1.

Bonds:

Bonds

Item

ISIN/Identifier

Name

Term end date

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.3

XS0289201484

FRN HYPO ALPE-A.07-15 VAR.

6.3.2015

EUR

450 000 000,00

450 000 000,00

188 825,00

2.3

XS0292051835

FRN HYPO ALPE-ADR.VA.AN.07/15

20.3.2015

EUR

500 000 000,00

500 000 000,00

142 791,66

2.3

XS0217836179

FRN HYPO ALPE-ADRIA ANL.05/15

22.4.2015

EUR

20 000 000,00

20 000 000,00

2 216,66

2.3

XS0293593421

FRN HYPO ALPE-ADRIA ANL.07/15

23.4.2015

CHF

200 000 000,00

188 040 616,77

81 126,99

2.3

XS0217878841

HYPO ALPE-A.INT.ANL.05/15

4.5.2015

EUR

80 000 000,00

80 000 000,00

1 273 271,23

2.3

XS0218884194

FRN HYPO ALPE-ADR.VA.AN.05/15

6.5.2015

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3

XS0219714564

FRN HYPO ALPE-ADR.ANL.05/15

27.5.2015

EUR

5 000 000,00

5 000 000,00

49 138,11

2.3

XS0169594057

4.25% HY.ALP.ADRIA ANL. 03/15

16.6.2015

EUR

25 000 000,00

25 000 000,00

752 604,17

2.3

CH0028623145

2.75% HAAB INTL. ANL.07/15

12.8.2015

CHF

600 000 000,00

564 121 850,32

8 575 435,62

2.3

XS0219079794

FRN HYPO ALPE-ADRIA ANL.05/16

6.5.2016

EUR

20 000 000,00

20 000 000,00

1 597,22

2.3

XS0268565586

1.905% HYPO ALPE-ADRIA ANL.06/16

29.9.2016

JPY

5 000 000 000,00

37 299 515,11

300 012,45

2.3

XS0272401356

4.25% HAAB ANL. 06/16

31.10.2016

EUR

1 250 000 000,00

1 250 000 000,00

17 611 301,37

2.3

XS0232733492

3.42% HYPO ALPE-ADRIA NTS 05/16

7.11.2016

EUR

25 000 000,00

25 000 000,00

270 750,00

2.3

XS0210195003

FRN HYPO ALPE-A.FLR ANL. 05/17

24.1.2017

EUR

25 000 000,00

25 000 000,00

3 895,83

2.3

XS0210264411

FRN HYPO ALPE-A.FLR ANL.05/17

24.1.2017

EUR

50 000 000,00

50 000 000,00

4 958,33

2.3

XS0210372065

3.9% HYPO ALPE-AD 05/17

24.1.2017

EUR

10 000 000,00

10 000 000,00

38 465,75

2.3

XS0281875483

4.375% HYPO ALPE-ADRIA ANL.07/17

24.1.2017

EUR

2 000 000 000,00

2 000 000 000,00

8 630 136,99

2.3

XS0184652567

FRN HYPO ALPE-A.FLR MTN 04/17

9.2.2017

EUR

10 000 000,00

10 000 000,00

1 116,66

2.3

XS0184385937

FRN HYPO ALPE-A ANL.04/17

17.2.2017

EUR

65 000 000,00

65 000 000,00

4 290,00

2.3

XS0187818595

FRN HYPO ALPE AD.BK.NTS0417VA

15.3.2017

EUR

20 000 000,00

20 000 000,00

7 684,44

2.3

AT0000A00EZ4

3.72% HYPO ALPE-ADRIA ANL.06/17

15.3.2017

EUR

20 000 000,00

20 000 000,00

715 066,68

2.3

XS0215451633

4.07% HYPO AL.A.ANL.05/17

21.3.2017

EUR

5 000 000,00

5 000 000,00

192 349,31

2.3

XS0293591995

FRN HAAB INTL FRN 07-17/239

29.3.2017

EUR

100 000 000,00

100 000 000,00

195 911,11

2.3

XS0293592613

FRN HAAB INTL FRN 07-17/240

29.3.2017

EUR

70 000 000,00

70 000 000,00

137 137,77

2.3

XS0147028061

FRN HYPO ALPE-A.FLR-MTN 02/17

10.5.2017

EUR

20 000 000,00

20 000 000,00

21 706,67

2.3

XS0148839243

HYPO ALPE-A. MTN 02/17FLR

12.5.2017

EUR

5 000 000,00

5 000 000,00

259 000,00

2.3

XS0147142276

FRN HYPO ALPE-A.FLR-MTN 02/17

17.5.2017

EUR

25 000 000,00

25 000 000,00

25 133,34

2.3

XS0203692727

FRN HYPO ALPE ANL. 04/17

17.5.2017

EUR

23 000 000,00

23 000 000,00

19 800,45

2.3

XS0147285547

FRN HYPO ALPE-A.FLR-MTN 02/17

28.5.2017

EUR

50 000 000,00

50 000 000,00

311 625,00

2.3

XS0149185745

HYPO ALPE-A.FLR-MTN02/17

10.6.2017

EUR

5 000 000,00

5 000 000,00

251 575,00

2.3

XS0148494320

5.8% HYPO ALP-A.NTS 02/17

17.6.2017

EUR

25 000 000,00

25 000 000,00

1 023 055,56

2.3

XS0169594727

4.4% HY.ALP.ADRIA ANL. 03/17

20.6.2017

EUR

25 000 000,00

25 000 000,00

766 944,46

2.3

XS0170738263

FRN HY.ALPE ADRIA ANL.03-17VA

1.7.2017

EUR

30 000 000,00

30 000 000,00

15 515,00

2.3

XS0149819004

5.68% HYPO ALPE-A. ANL 02/17

5.7.2017

EUR

10 000 000,00

10 000 000,00

372 355,56

2.3

XS0209755981

FRN HYPO ALPE-A.FLR ANL 05/17

18.7.2017

EUR

50 000 000,00

50 000 000,00

10 762,50

2.3

XS0171833030

FRN HYPO.ALPE-AD.BK.ANL.0317V

28.7.2017

EUR

50 000 000,00

50 000 000,00

12 800,00

2.3

XS0210342316

FRN HYPO ALPE-A.FLR ANL. 05/17

1.8.2017

EUR

25 000 000,00

25 000 000,00

2 943,75

2.3

XS0198512732

FRN HYPO ALPE-A.MTN 04/17

11.8.2017

EUR

50 000 000,00

50 000 000,00

5 025,00

2.3

XS0151684981

FRN HYPO ALPE-A. FLR-MTN02/17

12.8.2017

EUR

75 000 000,00

75 000 000,00

11 333,34

2.3

XS0173650028

FRN HYPO ALPE-A. MTN 03/17

21.8.2017

EUR

50 000 000,00

50 000 000,00

2 458,33

2.3

XS0244768635

FRN HYPO ALPE-ADR.ANL.06/17

23.8.2017

EUR

100 000 000,00

100 000 000,00

13 211,11

2.3

XS0191139574

FRN HYPO ALPE A. ANL.04-17VAR

28.8.2017

EUR

25 000 000,00

25 000 000,00

386,12

2.3

XS0200438223

4.54% HYPO ALPE-A. ANL. 04/17

22.9.2017

EUR

20 000 000,00

20 000 000,00

398 027,40

2.3

XS0232318831

FRN HYPO ALPE-ADR.ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3

XS0232319300

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3

XS0232727411

FRN HYPO ALPE-ADRIA ANL.05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3

XS0232727684

FRN HYPO ALPE-A.FLR-MTN 05/17

29.9.2017

EUR

50 000 000,00

50 000 000,00

1 467 123,29

2.3

XS0161493811

FRN HYPO-ALPE-A. ANL.03-18VAR

10.2.2018

EUR

50 000 000,00

50 000 000,00

7 969,44

2.3

XS0162348857

FRN HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

25 000 000,00

25 000 000,00

52 163,89

2.3

XS0162472517

4.625% HYPO ALPE-A. ANL.03/18

4.3.2018

EUR

50 000 000,00

50 000 000,00

2 293 229,16

2.3

XS0163390163

FRN HYPO ALPE-A.VAR.ANL.03/18

10.3.2018

EUR

60 000 000,00

60 000 000,00

107 786,67

2.3

XS0163694895

FRN HY.ALP.-A.ANL.03-18/VAR.

2.4.2018

EUR

25 000 000,00

25 000 000,00

36 770,83

2.3

XS0163694978

4.7% HYPO ALPE-A.ANL.03-18/P

2.4.2018

EUR

25 000 000,00

25 000 000,00

1 073 819,45

2.3

XS0165821074

FRN HYPO ALPE-A.MTN 03/18

9.4.2018

EUR

35 000 000,00

35 000 000,00

49 771,95

2.3

XS0165935247

0% HYPO ALPE-AD.NULLK.03/18

17.4.2018

EUR

42 500 000,00

36 368 896,54

—

2.3

XS0165863233

FRN HYPO ALPE-A.FLR-MTN 03/18

22.4.2018

EUR

50 000 000,00

50 000 000,00

65 722,23

2.3

AT0000345483

5.04% HYPO-ALPE-A.ANL.03-23/1PP

15.2.2023

EUR

30 000 000,00

30 000 000,00

67 200,00

2.3

XS0165190066

HYPO ALPE-A. MTN 03/23VAR

24.3.2023

EUR

25 000 000,00

25 000 000,00

2 252 517,37

2.3

XS0165060012

FRN HYPO ALPE-A.ANL.03/33

8.4.2033

JPY

500 000 000,00

3 729 951,51

82 452,64

2.3

XS0164569187

FRN HYPO ALPE-A. VAR.ANL.0343

12.3.2043

EUR

20 000 000,00

20 000 000,00

36 927,78

2.3

XS0166422823

FRN HYPO ALPE-A.MTN 03/43

9.4.2043

EUR

20 000 000,00

20 000 000,00

8 216,67

2.3

XS0166280346

FRN HYPO ALPE-A. MTN 03/43FLR

26.9.2043

EUR

50 000 000,00

50 000 000,00

87 966,67

2.3

XS0397542746

FRN HYPO ALPE-ADRIA ANL.08-49

20.1.2049

CHF

300 000 000,00

282 060 925,16

18 608,19

7 209 621 755,41

54 814 955,26

| 2. | Borrower’s note loans:














  Borrower’s note loans |
| --- | --- |
| Item | Contract No ID | Name | Term start date | Term end date | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.2 | SSD_138 | SSD_EUR_4.28%_2007-2015 | 2.3.2007 | 2.3.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 1 067 068,50 |
| 2.1 | SSD_140 | SSD_EUR 6m Euribor_2007-2015 | 23.3.2007 | 23.3.2015 | EUR | 30 000 000,00 | 30 000 000,00 | 36 702,50 |
| 2.2 | SSD_135/1 | SSD_EUR_4.25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 15 000 000,00 | 15 000 000,00 | 385 993,16 |
| 2.2 | SSD_135/2 | SSD_EUR_4.25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 14 000 000,00 | 14 000 000,00 | 360 260,28 |
| 2.2 | SSD_135/3 | SSD_EUR_4.25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 11 000 000,00 | 11 000 000,00 | 283 061,65 |
| 2.2 | SSD_135/4 | SSD_EUR_4.25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 25 000 000,00 | 25 000 000,00 | 643 321,92 |
| 2.1 | SSD_135/5 | SSD_EUR_4.25%_2007-2015 | 23.2.2007 | 23.7.2015 | EUR | 35 000 000,00 | 35 000 000,00 | 900 650,69 |
| 2.2 | SSD_139/1 | SSD_EUR_4.20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2 | SSD_139/2 | SSD_EUR_4.20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 4 000 000,00 | 4 000 000,00 | 83 309,59 |
| 2.2 | SSD_139/3 | SSD_EUR_4.20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.2 | SSD_139/4 | SSD_EUR_4.20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 3 000 000,00 | 3 000 000,00 | 62 482,20 |
| 2.2 | SSD_139/5 | SSD_EUR_4.20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 1 000 000,00 | 1 000 000,00 | 20 827,40 |
| 2.1 | SSD_139/6 | SSD_EUR_4.20%_2007-15 | 8.3.2007 | 1.9.2015 | EUR | 40 000 000,00 | 40 000 000,00 | 833 095,89 |
| 2.2 | SSD_134/1 | SSD_EUR_4.41%_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 17 000 000,00 | 17 000 000,00 | 343 013,43 |
| 2.2 | SSD_134/2 | SSD_EUR_4.41%_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 23 000 000,00 | 23 000 000,00 | 464 076,99 |
| 2.2 | SSD_134/3 | SSD_EUR_4.41%_2007-2015 | 20.2.2007 | 15.9.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 201 772,60 |
| 2.1 | SSD_67 | SSD_EUR_3.91%_2005-2015 | 18.3.2005 | 18.9.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 175 682,19 |
| 2.2 | SSD_91 | SSD_EUR_3.545%_2003-2015 | 30.11.2005 | 30.11.2015 | EUR | 10 000 000,00 | 10 000 000,00 | 88 382,19 |
| 2.2 | SSD_95 | SSD_EUR_3.7%_2006-2016 | 31.1.2006 | 29.1.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 47 136,99 |
| 2.2 | SSD_96 | SSD_EUR_3.7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 27 369,86 |
| 2.2 | SSD_97 | SSD_EUR_3.7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 41 054,80 |
| 2.2 | SSD_98 | SSD_EUR_3.7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 2 500 000,00 | 2 500 000,00 | 6 842,47 |
| 2.2 | SSD_99 | SSD_EUR_3.7%_2006-2016 | 2.2.2006 | 2.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 27 369,86 |
| 2.1 | SSD_102 | SSD_EUR_3.725%_2006-2016 | 6.2.2006 | 8.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 21 431,51 |
| 2.2 | SSD_60 | SSD_EUR_3.97%_2005-2016 | 28.2.2005 | 26.2.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 3 263,01 |
| 2.2 | SSD_61 | SSD_EUR_3.97%_2005-2016 | 28.2.2005 | 26.2.2016 | EUR | 1 000 000,00 | 1 000 000,00 | 326,30 |
| 2.2 | SSD_103 | SSD_EUR_3.83%_2006-2016 | 9.3.2006 | 9.3.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 187 302,74 |
| 2.2 | SSD_63 | SSD_EUR_4.015%_2005-2016 | 16.3.2005 | 16.3.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 962 500,00 |
| 2.2 | SSD_107 | SSD_EUR_4.27%_2006-2016 | 29.6.2006 | 29.6.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 143 308,22 |
| 2.2 | SSD_109 | SSD_EUR_4.39%_2006-2016 | 18.7.2006 | 18.7.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 271 819,18 |
| 2.1 | SSD_111 | SSD_EUR_4.31%_2016 | 26.7.2006 | 26.7.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 514 838,36 |
| 2.1 | SSD_101 | SSD_EUR_3.74%_2006-2016 | 16.2.2006 | 16.8.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 302 786,31 |
| 2.2 | SSD_62 | SSD_EUR_4.02%_2005-2016 | 7.3.2005 | 7.9.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 481 849,32 |
| 2.1 | SSD_82 | SSD_EUR-CMS-Spread_2005-2016_AO | 10.10.2005 | 10.10.2016 | EUR | 50 000 000,00 | 50 000 000,00 | 1 132 109,59 |
| 2.1 | SSD_86 | SSD_3.50%_2005-2016 | 19.10.2005 | 19.10.2016 | EUR | 15 000 000,00 | 15 000 000,00 | 191 301,37 |
| 2.1 | SSD_87 | SSD_EUR_6MEuribor+3.10%_2005-2016_AO | 28.10.2005 | 28.10.2016 | EUR | 50 000 000,00 | 50 000 000,00 | 456 561,12 |
| 2.2 | SSD_110/1 | SSD_EUR_4.40%_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 13 000 000,00 | 13 000 000,00 | 141 041,10 |
| 2.2 | SSD_110/2 | SSD_EUR_4.40%_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 25 000 000,00 | 25 000 000,00 | 271 232,88 |
| 2.2 | SSD_110/3 | SSD_EUR_4.40%_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 108 493,15 |
| 2.2 | SSD_110/4 | SSD_EUR_4.40%_2006-2016 | 18.7.2006 | 1.12.2016 | EUR | 2 000 000,00 | 2 000 000,00 | 21 698,63 |
| 2.2 | SSD_114/1 | SSD_EUR_4.00%_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 20 000 000,00 | 20 000 000,00 | 197 260,27 |
| 2.2 | SSD_114/2 | SSD_EUR_4.00%_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 98 630,14 |
| 2.2 | SSD_114/3 | SSD_EUR_4.00%_2006-2016 | 2.10.2006 | 1.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 49 315,07 |
| 2.2 | SSD_114/4 | SSD_EUR_4.00%_2006-2016 | 2.10.2006 | 2.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 49 315,07 |
| 2.2 | SSD_100 | SSD_EUR_3.75%_2006-2016 | 15.2.2006 | 15.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 78 082,19 |
| 2.2 | SSD_59 | SSD_EUR_3.785%_2005-2016 | 18.2.2006 | 16.12.2016 | EUR | 10 000 000,00 | 10 000 000,00 | 77 773,98 |
| 2.2 | SSD_69 | SSD_EUR_3.76%_2005-2016 | 29.4.2005 | 29.12.2016 | EUR | 5 000 000,00 | 5 000 000,00 | 31 934,25 |
| 2.2 | SSD_116/1 | SSD_EUR_4.34%_2006_2017 | 4.9.2006 | 13.1.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 279 424,66 |
| 2.2 | SSD_116/2 | SSD_EUR_4.34%_2006_2017 | 4.9.2006 | 13.1.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 27 942,47 |
| 2.2 | SSD_118/1 | SSD_EUR_4.254%_2006_2017 | 22.8.2006 | 13.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 54 777,53 |
| 2.2 | SSD_118/2 | SSD_EUR_4.254%_2006-2017 | 22.8.2006 | 13.1.2017 | EUR | 17 000 000,00 | 17 000 000,00 | 93 121,81 |
| 2.2 | SSD_118/3 | SSD_EUR_4.254%_2006_2017 | 22.8.2006 | 13.1.2017 | EUR | 3 000 000,00 | 3 000 000,00 | 16 433,26 |
| 2.2 | SSD_118/4 | SSD_EUR_4.254%_2006-2017 | 22.8.2006 | 13.1.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 54 777,53 |
| 2.2 | SSD_122/1 | SSD_EUR_4%_2006-2017 | 7.12.2006 | 7.2.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 36 164,39 |
| 2.2 | SSD_122/2 | SSD_EUR_4%_2006-2017 | 7.12.2006 | 7.2.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 24 109,59 |
| 2.2 | SSD_123/1 | SSD_EUR_4.05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 1 664,38 |
| 2.2 | SSD_123/2 | SSD_EUR_4.05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 8 321,92 |
| 2.2 | SSD_123/3 | SSD_EUR_4.05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 8 321,92 |
| 2.2 | SSD_123/4 | SSD_EUR_4.05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 3 328,77 |
| 2.2 | SSD_123/5 | SSD_EUR_4.05%_2006-2017 | 14.12.2006 | 14.2.2017 | EUR | 12 000 000,00 | 12 000 000,00 | 19 972,61 |
| 2.2 | SSD_119 | SSD_EUR_4.16%_06-17 | 28.8.2006 | 28.2.2017 | EUR | 2 000 000,00 | 2 000 000,00 | 227,95 |
| 2.2 | SSD_45 | SSD_EUR_4.605%_2004-2017 | 8.3.2004 | 8.3.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 451 545,84 |
| 2.2 | SSD_115 | SSD_EUR_4.10_2006-2017 | 11.10.2006 | 13.3.2017 | EUR | 40 000 000,00 | 40 000 000,00 | 1 586 082,19 |
| 2.1 | SSD_84 | SSD_EUR_6mEuribor+3.7%_2005_2017_AO | 18.10.2005 | 18.4.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 507 897,22 |
| 2.1 | SSD_92 | SSD_EUR_6.72%_2005-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 727 100,96 |
| 2.1 | SSD_93 | SSD_EUR 6.72%_2003-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 727 100,96 |
| 2.1 | SSD_94 | SSD_EUR_6.72%_2005-2017_AO | 24.10.2005 | 24.4.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 969 467,95 |
| 2.1 | SSD_83 | SSD_EUR_CMS-Spread_2005-2017_AO | 10.10.2005 | 10.6.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 306 112,50 |
| 2.2 | SSD_124 | SSD_EUR_4.10%_2006-2017 | 14.12.2006 | 14.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 292 054,80 |
| 2.2 | SSD_125 | SSD_EUR_4.3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 50 000 000,00 | 50 000 000,00 | 1 437 260,27 |
| 2.2 | SSD_126 | SSD_EUR_4.3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 718 630,14 |
| 2.2 | SSD_127 | SSD_EUR_4.3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 718 630,14 |
| 2.2 | SSD_128 | SSD_EUR_4.3% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 150 000 000,00 | 150 000 000,00 | 4 311 780,82 |
| 2.2 | SSD_129/1 | SSD_EUR_4.32% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 577 578,09 |
| 2.2 | SSD_129/2 | SSD_EUR_4.32%_2007-2017 | 5.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 577 578,09 |
| 2.2 | SSD_129/3 | SSD_EUR_4.32% 07-17 | 5.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 288 789,04 |
| 2.2 | SSD_130/1 | SSD_EUR_4.28% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 286 115,07 |
| 2.2 | SSD_130/2 | SSD_EUR_4.28% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 572 230,14 |
| 2.2 | SSD_131 | SSD_EUR_4.275% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 285 780,82 |
| 2.2 | SSD_132 | SSD_EUR_4.275% 07-17 | 8.1.2007 | 30.6.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 285 780,82 |
| 2.1 | SSD_89 | SSD_EUR_CMS-Spread 2005-2017_AO | 7.11.2005 | 7.7.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 942 156,17 |
| 2.1 | SSD_90 | SSD_EUR_6.74%_2005-2017_AO | 7.11.2005 | 7.7.2017 | EUR | 25 000 000,00 | 25 000 000,00 | 942 156,17 |
| 2.2 | SSD_108 | SSD_EUR_4.44%_2006-2017 | 10.7.2006 | 10.7.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 142 323,29 |
| 2.2 | SSD_23/1 | SSD_EUR_4.705%_2004-2017 | 14.4.2004 | 14.7.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 593 352,78 |
| 2.2 | SSD_23/2 | SSD_EUR_4.705%_2004-2017 | 14.4.2004 | 14.7.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 593 352,78 |
| 2.2 | SSD_21/54 | SSD_EUR_4.735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 8 000 000,00 | 8 000 000,00 | 189 400,00 |
| 2.2 | SSD_21/54 | SSD_EUR_4.735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 118 375,00 |
| 2.2 | SSD_22 | SSD_EUR_4.725%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 20 000 000,00 | 20 000 000,00 | 472 500,00 |
| 2.2 | SSD_24 | SSD_EUR_4.69%_2004-2017 | 10.5.2004 | 1.9.2017 | EUR | 14 000 000,00 | 14 000 000,00 | 328 300,00 |
| 2.2 | SSD_39 | SSD_EUR_4.735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 675,00 |
| 2.2 | SSD_40 | SSD_EUR_4.68%_2004-2017 | 28.4.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 400,00 |
| 2.2 | SSD_41 | SSD_EUR_4.735%_2004-2017 | 22.1.2004 | 1.9.2017 | EUR | 1 000 000,00 | 1 000 000,00 | 23 675,00 |
| 2.2 | SSD_46 | SSD_EUR_4.68%_2004-2017 | 28.4.2004 | 1.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 234 000,00 |
| 2.2 | SSD_44 | SSD_EUR_4.70%_2004-2017 | 16.2.2004 | 15.9.2017 | EUR | 7 000 000,00 | 7 000 000,00 | 151 705,56 |
| 2.2 | SSD_1 | SSD_EUR_5.125%_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 73 512,33 |
| 2.2 | SSD_9 | SSD_EUR_5.125%_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 20 000 000,00 | 20 000 000,00 | 146 027,40 |
| 2.2 | SSD_49 | SSD_EUR_5.125%_2003-2018 | 7.1.2003 | 8.1.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 73 512,33 |
| 2.2 | SSD_11 | SSD_EUR_4.7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2 | SSD_14 | SSD_EUR_4.7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2 | SSD_18 | SSD_EUR_4.7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 218 027,78 |
| 2.2 | SSD_19 | SSD_EUR_4.7%_2003-2018 | 27.3.2003 | 27.3.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 654 083,34 |
| 2.2 | SSD_5 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 20 000 000,00 | 20 000 000,00 | 780 927,78 |
| 2.2 | SSD_12 | SSD_EUR_4.67%_2003-2018 | 30.4.2003 | 30.4.2018 | EUR | 10 000 000,00 | 10 000 000,00 | 390 463,89 |
| 2.2 | SSD_15 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 1 000 000,00 | 1 000 000,00 | 39 046,39 |
| 2.2 | SSD_16 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 4 000 000,00 | 4 000 000,00 | 156 185,56 |
| 2.2 | SSD_17 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2 | SSD_20 | SSD_EUR_4.67%_2003-2018 | 30.4.2003 | 30.4.2018 | EUR | 30 000 000,00 | 30 000 000,00 | 1 171 391,67 |
| 2.2 | SSD_28 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2 | SSD_29 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2 | SSD_32 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 15 000 000,00 | 15 000 000,00 | 585 695,84 |
| 2.2 | SSD_36 | SSD_EUR_4.67%_03-18 | 30.4.2003 | 30.4.2018 | EUR | 5 000 000,00 | 5 000 000,00 | 195 231,95 |
| 2.2 | SSD_147 | SSD_EUR_4.039163%_2005-2022_ZERO | 4.5.2005 | 4.11.2022 | EUR | 2 549 724,37 | 2 549 724,37 | 33 470,95 |
| 2.2 | SSD_13 | SSD_EUR_4.835%_2003-2023 | 14.3.2003 | 14.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 1 165 698,63 |
| 2.2 | SSD_52 | SSD_EUR_4.835%_2003-2023 | 14.3.2003 | 14.3.2023 | EUR | 25 000 000,00 | 25 000 000,00 | 1 165 698,63 |
| 2.2 | SSD_4 | SSD_EUR_5.58%_2003-2023 | 3.4.2003 | 3.4.2023 | EUR | 10 000 000,00 | 10 000 000,00 | 507 550,69 |
| 2.2 | SSD_76 | SSD_EUR_4%_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 10 000 000,00 | 10 000 000,00 | 217 777,78 |
| 2.2 | SSD_78 | SSD_EUR_4%_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 2 000 000,00 | 2 000 000,00 | 43 555,56 |
| 2.2 | SSD_77 | SSD_EUR_4%_2005-2025 | 15.8.2005 | 15.8.2025 | EUR | 10 000 000,00 | 10 000 000,00 | 217 777,78 |
| | | | | | | | 1 827 049 724,37 | 42 699 278,93 |

2.

Borrower’s note loans:

Borrower’s note loans

Item

Contract No ID

Name

Term start date

Term end date

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.2

SSD_138

SSD_EUR_4.28%_2007-2015

2.3.2007

2.3.2015

EUR

25 000 000,00

25 000 000,00

1 067 068,50

2.1

SSD_140

SSD_EUR 6m Euribor_2007-2015

23.3.2007

23.3.2015

EUR

30 000 000,00

30 000 000,00

36 702,50

2.2

SSD_135/1

SSD_EUR_4.25%_2007-2015

23.2.2007

23.7.2015

EUR

15 000 000,00

15 000 000,00

385 993,16

2.2

SSD_135/2

SSD_EUR_4.25%_2007-2015

23.2.2007

23.7.2015

EUR

14 000 000,00

14 000 000,00

360 260,28

2.2

SSD_135/3

SSD_EUR_4.25%_2007-2015

23.2.2007

23.7.2015

EUR

11 000 000,00

11 000 000,00

283 061,65

2.2

SSD_135/4

SSD_EUR_4.25%_2007-2015

23.2.2007

23.7.2015

EUR

25 000 000,00

25 000 000,00

643 321,92

2.1

SSD_135/5

SSD_EUR_4.25%_2007-2015

23.2.2007

23.7.2015

EUR

35 000 000,00

35 000 000,00

900 650,69

2.2

SSD_139/1

SSD_EUR_4.20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2

SSD_139/2

SSD_EUR_4.20%_2007-15

8.3.2007

1.9.2015

EUR

4 000 000,00

4 000 000,00

83 309,59

2.2

SSD_139/3

SSD_EUR_4.20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.2

SSD_139/4

SSD_EUR_4.20%_2007-15

8.3.2007

1.9.2015

EUR

3 000 000,00

3 000 000,00

62 482,20

2.2

SSD_139/5

SSD_EUR_4.20%_2007-15

8.3.2007

1.9.2015

EUR

1 000 000,00

1 000 000,00

20 827,40

2.1

SSD_139/6

SSD_EUR_4.20%_2007-15

8.3.2007

1.9.2015

EUR

40 000 000,00

40 000 000,00

833 095,89

2.2

SSD_134/1

SSD_EUR_4.41%_2007-2015

20.2.2007

15.9.2015

EUR

17 000 000,00

17 000 000,00

343 013,43

2.2

SSD_134/2

SSD_EUR_4.41%_2007-2015

20.2.2007

15.9.2015

EUR

23 000 000,00

23 000 000,00

464 076,99

2.2

SSD_134/3

SSD_EUR_4.41%_2007-2015

20.2.2007

15.9.2015

EUR

10 000 000,00

10 000 000,00

201 772,60

2.1

SSD_67

SSD_EUR_3.91%_2005-2015

18.3.2005

18.9.2015

EUR

10 000 000,00

10 000 000,00

175 682,19

2.2

SSD_91

SSD_EUR_3.545%_2003-2015

30.11.2005

30.11.2015

EUR

10 000 000,00

10 000 000,00

88 382,19

2.2

SSD_95

SSD_EUR_3.7%_2006-2016

31.1.2006

29.1.2016

EUR

15 000 000,00

15 000 000,00

47 136,99

2.2

SSD_96

SSD_EUR_3.7%_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.2

SSD_97

SSD_EUR_3.7%_2006-2016

2.2.2006

2.2.2016

EUR

15 000 000,00

15 000 000,00

41 054,80

2.2

SSD_98

SSD_EUR_3.7%_2006-2016

2.2.2006

2.2.2016

EUR

2 500 000,00

2 500 000,00

6 842,47

2.2

SSD_99

SSD_EUR_3.7%_2006-2016

2.2.2006

2.2.2016

EUR

10 000 000,00

10 000 000,00

27 369,86

2.1

SSD_102

SSD_EUR_3.725%_2006-2016

6.2.2006

8.2.2016

EUR

10 000 000,00

10 000 000,00

21 431,51

2.2

SSD_60

SSD_EUR_3.97%_2005-2016

28.2.2005

26.2.2016

EUR

10 000 000,00

10 000 000,00

3 263,01

2.2

SSD_61

SSD_EUR_3.97%_2005-2016

28.2.2005

26.2.2016

EUR

1 000 000,00

1 000 000,00

326,30

2.2

SSD_103

SSD_EUR_3.83%_2006-2016

9.3.2006

9.3.2016

EUR

5 000 000,00

5 000 000,00

187 302,74

2.2

SSD_63

SSD_EUR_4.015%_2005-2016

16.3.2005

16.3.2016

EUR

25 000 000,00

25 000 000,00

962 500,00

2.2

SSD_107

SSD_EUR_4.27%_2006-2016

29.6.2006

29.6.2016

EUR

5 000 000,00

5 000 000,00

143 308,22

2.2

SSD_109

SSD_EUR_4.39%_2006-2016

18.7.2006

18.7.2016

EUR

10 000 000,00

10 000 000,00

271 819,18

2.1

SSD_111

SSD_EUR_4.31%_2016

26.7.2006

26.7.2016

EUR

20 000 000,00

20 000 000,00

514 838,36

2.1

SSD_101

SSD_EUR_3.74%_2006-2016

16.2.2006

16.8.2016

EUR

15 000 000,00

15 000 000,00

302 786,31

2.2

SSD_62

SSD_EUR_4.02%_2005-2016

7.3.2005

7.9.2016

EUR

25 000 000,00

25 000 000,00

481 849,32

2.1

SSD_82

SSD_EUR-CMS-Spread_2005-2016_AO

10.10.2005

10.10.2016

EUR

50 000 000,00

50 000 000,00

1 132 109,59

2.1

SSD_86

SSD_3.50%_2005-2016

19.10.2005

19.10.2016

EUR

15 000 000,00

15 000 000,00

191 301,37

2.1

SSD_87

SSD_EUR_6MEuribor+3.10%_2005-2016_AO

28.10.2005

28.10.2016

EUR

50 000 000,00

50 000 000,00

456 561,12

2.2

SSD_110/1

SSD_EUR_4.40%_2006-2016

18.7.2006

1.12.2016

EUR

13 000 000,00

13 000 000,00

141 041,10

2.2

SSD_110/2

SSD_EUR_4.40%_2006-2016

18.7.2006

1.12.2016

EUR

25 000 000,00

25 000 000,00

271 232,88

2.2

SSD_110/3

SSD_EUR_4.40%_2006-2016

18.7.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

108 493,15

2.2

SSD_110/4

SSD_EUR_4.40%_2006-2016

18.7.2006

1.12.2016

EUR

2 000 000,00

2 000 000,00

21 698,63

2.2

SSD_114/1

SSD_EUR_4.00%_2006-2016

2.10.2006

1.12.2016

EUR

20 000 000,00

20 000 000,00

197 260,27

2.2

SSD_114/2

SSD_EUR_4.00%_2006-2016

2.10.2006

1.12.2016

EUR

10 000 000,00

10 000 000,00

98 630,14

2.2

SSD_114/3

SSD_EUR_4.00%_2006-2016

2.10.2006

1.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2

SSD_114/4

SSD_EUR_4.00%_2006-2016

2.10.2006

2.12.2016

EUR

5 000 000,00

5 000 000,00

49 315,07

2.2

SSD_100

SSD_EUR_3.75%_2006-2016

15.2.2006

15.12.2016

EUR

10 000 000,00

10 000 000,00

78 082,19

2.2

SSD_59

SSD_EUR_3.785%_2005-2016

18.2.2006

16.12.2016

EUR

10 000 000,00

10 000 000,00

77 773,98

2.2

SSD_69

SSD_EUR_3.76%_2005-2016

29.4.2005

29.12.2016

EUR

5 000 000,00

5 000 000,00

31 934,25

2.2

SSD_116/1

SSD_EUR_4.34%_2006_2017

4.9.2006

13.1.2017

EUR

50 000 000,00

50 000 000,00

279 424,66

2.2

SSD_116/2

SSD_EUR_4.34%_2006_2017

4.9.2006

13.1.2017

EUR

5 000 000,00

5 000 000,00

27 942,47

2.2

SSD_118/1

SSD_EUR_4.254%_2006_2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2

SSD_118/2

SSD_EUR_4.254%_2006-2017

22.8.2006

13.1.2017

EUR

17 000 000,00

17 000 000,00

93 121,81

2.2

SSD_118/3

SSD_EUR_4.254%_2006_2017

22.8.2006

13.1.2017

EUR

3 000 000,00

3 000 000,00

16 433,26

2.2

SSD_118/4

SSD_EUR_4.254%_2006-2017

22.8.2006

13.1.2017

EUR

10 000 000,00

10 000 000,00

54 777,53

2.2

SSD_122/1

SSD_EUR_4%_2006-2017

7.12.2006

7.2.2017

EUR

15 000 000,00

15 000 000,00

36 164,39

2.2

SSD_122/2

SSD_EUR_4%_2006-2017

7.12.2006

7.2.2017

EUR

10 000 000,00

10 000 000,00

24 109,59

2.2

SSD_123/1

SSD_EUR_4.05%_2006-2017

14.12.2006

14.2.2017

EUR

1 000 000,00

1 000 000,00

1 664,38

2.2

SSD_123/2

SSD_EUR_4.05%_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2

SSD_123/3

SSD_EUR_4.05%_2006-2017

14.12.2006

14.2.2017

EUR

5 000 000,00

5 000 000,00

8 321,92

2.2

SSD_123/4

SSD_EUR_4.05%_2006-2017

14.12.2006

14.2.2017

EUR

2 000 000,00

2 000 000,00

3 328,77

2.2

SSD_123/5

SSD_EUR_4.05%_2006-2017

14.12.2006

14.2.2017

EUR

12 000 000,00

12 000 000,00

19 972,61

2.2

SSD_119

SSD_EUR_4.16%_06-17

28.8.2006

28.2.2017

EUR

2 000 000,00

2 000 000,00

227,95

2.2

SSD_45

SSD_EUR_4.605%_2004-2017

8.3.2004

8.3.2017

EUR

10 000 000,00

10 000 000,00

451 545,84

2.2

SSD_115

SSD_EUR_4.10_2006-2017

11.10.2006

13.3.2017

EUR

40 000 000,00

40 000 000,00

1 586 082,19

2.1

SSD_84

SSD_EUR_6mEuribor+3.7%_2005_2017_AO

18.10.2005

18.4.2017

EUR

50 000 000,00

50 000 000,00

507 897,22

2.1

SSD_92

SSD_EUR_6.72%_2005-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1

SSD_93

SSD_EUR 6.72%_2003-2017_AO

24.10.2005

24.4.2017

EUR

15 000 000,00

15 000 000,00

727 100,96

2.1

SSD_94

SSD_EUR_6.72%_2005-2017_AO

24.10.2005

24.4.2017

EUR

20 000 000,00

20 000 000,00

969 467,95

2.1

SSD_83

SSD_EUR_CMS-Spread_2005-2017_AO

10.10.2005

10.6.2017

EUR

50 000 000,00

50 000 000,00

306 112,50

2.2

SSD_124

SSD_EUR_4.10%_2006-2017

14.12.2006

14.6.2017

EUR

10 000 000,00

10 000 000,00

292 054,80

2.2

SSD_125

SSD_EUR_4.3% 07-17

5.1.2007

30.6.2017

EUR

50 000 000,00

50 000 000,00

1 437 260,27

2.2

SSD_126

SSD_EUR_4.3% 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2

SSD_127

SSD_EUR_4.3% 07-17

5.1.2007

30.6.2017

EUR

25 000 000,00

25 000 000,00

718 630,14

2.2

SSD_128

SSD_EUR_4.3% 07-17

5.1.2007

30.6.2017

EUR

150 000 000,00

150 000 000,00

4 311 780,82

2.2

SSD_129/1

SSD_EUR_4.32% 07-17

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.2

SSD_129/2

SSD_EUR_4.32%_2007-2017

5.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

577 578,09

2.2

SSD_129/3

SSD_EUR_4.32% 07-17

5.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

288 789,04

2.2

SSD_130/1

SSD_EUR_4.28% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

286 115,07

2.2

SSD_130/2

SSD_EUR_4.28% 07-17

8.1.2007

30.6.2017

EUR

20 000 000,00

20 000 000,00

572 230,14

2.2

SSD_131

SSD_EUR_4.275% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.2

SSD_132

SSD_EUR_4.275% 07-17

8.1.2007

30.6.2017

EUR

10 000 000,00

10 000 000,00

285 780,82

2.1

SSD_89

SSD_EUR_CMS-Spread 2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.1

SSD_90

SSD_EUR_6.74%_2005-2017_AO

7.11.2005

7.7.2017

EUR

25 000 000,00

25 000 000,00

942 156,17

2.2

SSD_108

SSD_EUR_4.44%_2006-2017

10.7.2006

10.7.2017

EUR

5 000 000,00

5 000 000,00

142 323,29

2.2

SSD_23/1

SSD_EUR_4.705%_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2

SSD_23/2

SSD_EUR_4.705%_2004-2017

14.4.2004

14.7.2017

EUR

20 000 000,00

20 000 000,00

593 352,78

2.2

SSD_21/54

SSD_EUR_4.735%_2004-2017

22.1.2004

1.9.2017

EUR

8 000 000,00

8 000 000,00

189 400,00

2.2

SSD_21/54

SSD_EUR_4.735%_2004-2017

22.1.2004

1.9.2017

EUR

5 000 000,00

5 000 000,00

118 375,00

2.2

SSD_22

SSD_EUR_4.725%_2004-2017

22.1.2004

1.9.2017

EUR

20 000 000,00

20 000 000,00

472 500,00

2.2

SSD_24

SSD_EUR_4.69%_2004-2017

10.5.2004

1.9.2017

EUR

14 000 000,00

14 000 000,00

328 300,00

2.2

SSD_39

SSD_EUR_4.735%_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2

SSD_40

SSD_EUR_4.68%_2004-2017

28.4.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 400,00

2.2

SSD_41

SSD_EUR_4.735%_2004-2017

22.1.2004

1.9.2017

EUR

1 000 000,00

1 000 000,00

23 675,00

2.2

SSD_46

SSD_EUR_4.68%_2004-2017

28.4.2004

1.9.2017

EUR

10 000 000,00

10 000 000,00

234 000,00

2.2

SSD_44

SSD_EUR_4.70%_2004-2017

16.2.2004

15.9.2017

EUR

7 000 000,00

7 000 000,00

151 705,56

2.2

SSD_1

SSD_EUR_5.125%_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2

SSD_9

SSD_EUR_5.125%_2003-2018

7.1.2003

8.1.2018

EUR

20 000 000,00

20 000 000,00

146 027,40

2.2

SSD_49

SSD_EUR_5.125%_2003-2018

7.1.2003

8.1.2018

EUR

10 000 000,00

10 000 000,00

73 512,33

2.2

SSD_11

SSD_EUR_4.7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2

SSD_14

SSD_EUR_4.7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2

SSD_18

SSD_EUR_4.7%_2003-2018

27.3.2003

27.3.2018

EUR

5 000 000,00

5 000 000,00

218 027,78

2.2

SSD_19

SSD_EUR_4.7%_2003-2018

27.3.2003

27.3.2018

EUR

15 000 000,00

15 000 000,00

654 083,34

2.2

SSD_5

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

20 000 000,00

20 000 000,00

780 927,78

2.2

SSD_12

SSD_EUR_4.67%_2003-2018

30.4.2003

30.4.2018

EUR

10 000 000,00

10 000 000,00

390 463,89

2.2

SSD_15

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

1 000 000,00

1 000 000,00

39 046,39

2.2

SSD_16

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

4 000 000,00

4 000 000,00

156 185,56

2.2

SSD_17

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2

SSD_20

SSD_EUR_4.67%_2003-2018

30.4.2003

30.4.2018

EUR

30 000 000,00

30 000 000,00

1 171 391,67

2.2

SSD_28

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2

SSD_29

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2

SSD_32

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

15 000 000,00

15 000 000,00

585 695,84

2.2

SSD_36

SSD_EUR_4.67%_03-18

30.4.2003

30.4.2018

EUR

5 000 000,00

5 000 000,00

195 231,95

2.2

SSD_147

SSD_EUR_4.039163%_2005-2022_ZERO

4.5.2005

4.11.2022

EUR

2 549 724,37

2 549 724,37

33 470,95

2.2

SSD_13

SSD_EUR_4.835%_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2

SSD_52

SSD_EUR_4.835%_2003-2023

14.3.2003

14.3.2023

EUR

25 000 000,00

25 000 000,00

1 165 698,63

2.2

SSD_4

SSD_EUR_5.58%_2003-2023

3.4.2003

3.4.2023

EUR

10 000 000,00

10 000 000,00

507 550,69

2.2

SSD_76

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

2.2

SSD_78

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

2 000 000,00

2 000 000,00

43 555,56

2.2

SSD_77

SSD_EUR_4%_2005-2025

15.8.2005

15.8.2025

EUR

10 000 000,00

10 000 000,00

217 777,78

1 827 049 724,37

42 699 278,93

| 3. | Mortgage bonds issued by the Pfandbriefstelle:
  HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:














  Mortgage bonds issued by the Pfandbriefstelle: |
| --- | --- |
| Item | ISIN/Identifier | Name | Term start date | Term end date | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.3 | XS0215066720 | FRN PFSTELLE JPY-ANL. 05/15 | 23.3.2005 | 10.4.2015 | JPY | 1 000 000 000,00 | 7 459 903,02 | 40 817,77 |
| 2.3 | XS0221472698 | FRN PFST. MTN 05/15 | 15.6.2005 | 15.6.2015 | EUR | 580 000 000,00 | 580 000 000,00 | 161 626,67 |
| 2.3 | XS0221101792 | FRN PFST. MTN 05/15 | 15.6.2005 | 15.6.2015 | JPY | 1 000 000 000,00 | 7 459 903,02 | 8 271,08 |
| 2.3 | XS0226436490 | FRN PFST.MED.T.NTS.05/15 VAR. | 10.8.2005 | 10.8.2015 | EUR | 30 000 000,00 | 30 000 000,00 | 57 960,00 |
| 2.3 | CH0020769045 | 2.5% PFST.MTN 2005/2015 | 31.3.2005 | 30.12.2015 | CHF | 50 000 000,00 | 47 010 154,19 | 199 140,22 |
| 2.3 | XS0241945079 | FRN PFST.MED.T.NTS.06/16 VAR. | 26.1.2006 | 26.1.2016 | EUR | 125 000 000,00 | 125 000 000,00 | 12 395,83 |
| 2.3 | CH0022975624 | 2.125% PFBSTELLE ANL. 05/16 | 7.11.2005 | 7.11.2016 | CHF | 75 000 000,00 | 70 515 231,29 | 474 508,75 |
| 2.3 | XS0221826174 | FRN PFST.MTN 2005/2017 VAR. | 29.6.2005 | 29.6.2017 | JPY | 500 000 000,00 | 3 729 951,51 | 3 582,64 |
| 2.3 | CH0016253640 | 2.875% 2.875% PFST MTN 03/17 | 21.7.2003 | 21.7.2017 | CHF | 110 000 000,00 | 103 422 339,23 | 1 817 073,03 |
| 2.3 | XS0215154005 | FRN PFST. FLR MTN 05/17 | 18.3.2005 | 18.9.2017 | EUR | 200 000 000,00 | 200 000 000,00 | 49 477,78 |
| 2.3 | XS0207820647 | 4.2% PFST. ANL. 04/17 | 10.12.2004 | 26.9.2017 | EUR | 15 000 000,00 | 15 000 000,00 | 269 260,28 |
| 2.3 | XS0143697679 | FRN PFST. FLR-HRDC NTS.02/27 | 1.3.2002 | 4.3.2027 | JPY | 1 500 000 000,00 | 11 189 854,53 | 164 531,09 |
| Item | Identifier




  Contract No | Name | Term start date | Term end date | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.2 | SSD_65 | SSD_EUR_2005-2017 | 22.3.2005 | 22.3.2017 | EUR | 5 000 000,00 | 5 000 000,00 | 280 145,83 |
| 2.2 | SSD_68 | SSD_JPY_1,525_2005-2017 | 26.4.2005 | 26.4.2017 | JPY | 3 000 000 000,00 | 22 379 709,06 | 288 928,17 |
| 2.2 | SSD_55 | SSD_EUR_3.65%_2005-2017 | 1.2.2005 | 12.9.2017 | EUR | 10 000 000,00 | 10 000 000,00 | 176 745,84 |
| | | | | | | | 1 238 167 045,85 | 4 004 464,98 |

3.

Mortgage bonds issued by the Pfandbriefstelle:

HETA’s liabilities in respect of Pfandbriefbank (Österreich) AG, the Pfandbriefstelle (mortgage bonds division) of the Austrian Landes-Hypothekenbanken, the member institutes of the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken and their guarantors arising from or in connection with the following bonds issued by the Pfandbriefstelle of the Austrian Landes-Hypothekenbanken:

Mortgage bonds issued by the Pfandbriefstelle:

Item

ISIN/Identifier

Name

Term start date

Term end date

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.3

XS0215066720

FRN PFSTELLE JPY-ANL. 05/15

23.3.2005

10.4.2015

JPY

1 000 000 000,00

7 459 903,02

40 817,77

2.3

XS0221472698

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

EUR

580 000 000,00

580 000 000,00

161 626,67

2.3

XS0221101792

FRN PFST. MTN 05/15

15.6.2005

15.6.2015

JPY

1 000 000 000,00

7 459 903,02

8 271,08

2.3

XS0226436490

FRN PFST.MED.T.NTS.05/15 VAR.

10.8.2005

10.8.2015

EUR

30 000 000,00

30 000 000,00

57 960,00

2.3

CH0020769045

2.5% PFST.MTN 2005/2015

31.3.2005

30.12.2015

CHF

50 000 000,00

47 010 154,19

199 140,22

2.3

XS0241945079

FRN PFST.MED.T.NTS.06/16 VAR.

26.1.2006

26.1.2016

EUR

125 000 000,00

125 000 000,00

12 395,83

2.3

CH0022975624

2.125% PFBSTELLE ANL. 05/16

7.11.2005

7.11.2016

CHF

75 000 000,00

70 515 231,29

474 508,75

2.3

XS0221826174

FRN PFST.MTN 2005/2017 VAR.

29.6.2005

29.6.2017

JPY

500 000 000,00

3 729 951,51

3 582,64

2.3

CH0016253640

2.875% 2.875% PFST MTN 03/17

21.7.2003

21.7.2017

CHF

110 000 000,00

103 422 339,23

1 817 073,03

2.3

XS0215154005

FRN PFST. FLR MTN 05/17

18.3.2005

18.9.2017

EUR

200 000 000,00

200 000 000,00

49 477,78

2.3

XS0207820647

4.2% PFST. ANL. 04/17

10.12.2004

26.9.2017

EUR

15 000 000,00

15 000 000,00

269 260,28

2.3

XS0143697679

FRN PFST. FLR-HRDC NTS.02/27

1.3.2002

4.3.2027

JPY

1 500 000 000,00

11 189 854,53

164 531,09

Item

Identifier

Contract No

Name

Term start date

Term end date

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.2

SSD_65

SSD_EUR_2005-2017

22.3.2005

22.3.2017

EUR

5 000 000,00

5 000 000,00

280 145,83

2.2

SSD_68

SSD_JPY_1,525_2005-2017

26.4.2005

26.4.2017

JPY

3 000 000 000,00

22 379 709,06

288 928,17

2.2

SSD_55

SSD_EUR_3.65%_2005-2017

1.2.2005

12.9.2017

EUR

10 000 000,00

10 000 000,00

176 745,84

1 238 167 045,85

4 004 464,98

| 4. | Taxes:












  Taxes |
| --- | --- |
| Item | Identifier




  GL account | Name/Description | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.4 | 1 004 705 129 | Withholding tax liabilities in respect of Klagenfurt Tax Office | EUR | 40 205,97 | 40 205,97 | — |
| 2.4 | 1 004 706 001 | Income tax liabilities in respect of Klagenfurt Tax Office | EUR | 775 311,45 | 775 311,45 | — |
| 2.4. | 1 004 706 109 | Income tax liabilities in respect of HETA Asset Resolution Germany GmbH | EUR | 224 109,63 | 224 109,63 | — |
| 2.4 | 1 004 706 222 | Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt | EUR | 1 928,65 | 1 928,65 | — |
| 2.4 | 1 004 707 016 | Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds | EUR | 863 179,99 | 863 179,99 | — |
| 2.4 | 1 004 707 059 | Employer transport tax to the Vienna municipal authorities | EUR | 204,00 | 204,00 | — |
| 2.4 | 1 004 710 009 | Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities | EUR | 78 723,60 | 78 723,60 | — |
| 2.4 | 1 004 711 013 | Capital gains tax liabilities in respect of Klagenfurt Tax Office | EUR | 79,39 | 79,39 | — |
| 2.4 | 1 004 717 194 | EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office | EUR | 11,54 | 11,54 | — |
| 2.4 | 1 004 717 321 | EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office | EUR | 7,57 | 7,57 | — |
| 2.4 | 1 004 959 023 | Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l | EUR | 558,20 | 558,20 | — |
| 2.4 | 1 005 514 025 | Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH | EUR | 82 200,10 | 82 200,10 | — |
| 2.4 | 1 005 514 025 | Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH | EUR | 161 306,88 | 161 306,88 | — |
| 2.4 | 1 005 514 025 | Tax apportionment liabilities in respect of HAR GmbH | EUR | 41 204,56 | 41 204,56 | — |
| 2.4 | Miscellaneous accounts | VAT liabilities in respect of Klagenfurt Tax Office | EUR | 1 051 299,11 | 1 051 299,11 | — |
| | | | | | 3 320 330,64 | — |

4.

Taxes:

Taxes

Item

Identifier

GL account

Name/Description

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.4

1 004 705 129

Withholding tax liabilities in respect of Klagenfurt Tax Office

EUR

40 205,97

40 205,97

—

2.4

1 004 706 001

Income tax liabilities in respect of Klagenfurt Tax Office

EUR

775 311,45

775 311,45

—

2.4.

1 004 706 109

Income tax liabilities in respect of HETA Asset Resolution Germany GmbH

EUR

224 109,63

224 109,63

—

2.4

1 004 706 222

Income tax liabilities in respect of HETA Asset Resolution Magyaorszag Zrt

EUR

1 928,65

1 928,65

—

2.4

1 004 707 016

Social security liabilities in respect of Klagenfurt and Vienna regional sickness insurance funds

EUR

863 179,99

863 179,99

—

2.4

1 004 707 059

Employer transport tax to the Vienna municipal authorities

EUR

204,00

204,00

—

2.4

1 004 710 009

Municipal tax liabilities in respect of Klagenfurt and Vienna municipal authorities

EUR

78 723,60

78 723,60

—

2.4

1 004 711 013

Capital gains tax liabilities in respect of Klagenfurt Tax Office

EUR

79,39

79,39

—

2.4

1 004 717 194

EU withholding tax liabilities in respect of the Republic of Slovenia and Klagenfurt Tax Office

EUR

11,54

11,54

—

2.4

1 004 717 321

EU withholding tax liabilities in respect of the Republic of Croatia and Klagenfurt Tax Office

EUR

7,57

7,57

—

2.4

1 004 959 023

Social security liabilities for posted employees - HETA Asset Resolution Italia s.r.l

EUR

558,20

558,20

—

2.4

1 005 514 025

Tax apportionment liabilities in respect of Hypo Alpe Adria-Immobilien GmbH

EUR

82 200,10

82 200,10

—

2.4

1 005 514 025

Tax apportionment liabilities in respect of Ananke Handels- und Beteiligungs-GmbH

EUR

161 306,88

161 306,88

—

2.4

1 005 514 025

Tax apportionment liabilities in respect of HAR GmbH

EUR

41 204,56

41 204,56

—

2.4

Miscellaneous accounts

VAT liabilities in respect of Klagenfurt Tax Office

EUR

1 051 299,11

1 051 299,11

—

3 320 330,64

—

| 5. | Demand deposits:











  Demand deposits |
| --- | --- |
| Item | Account number of HETA | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.2 | 1 130 277 | EUR | 756 776,19 | 756 776,19 | — |
| 2.2 | 1 668 196 | EUR | 1 150 739,52 | 1 150 739,52 | — |
| 2.2 | 1 700 456 | EUR | 3 960,00 | 3 960,00 | — |
| 2.2 | 1 801 910 | EUR | 17,64 | 17,64 | — |
| 2.2 | 2 010 895 | EUR | 1 737,37 | 1 737,37 | — |
| 2.2 | 2 864 975 | EUR | 1 694 555,42 | 1 694 555,42 | — |
| 2.2 | 2 865 521 | EUR | 2 002,94 | 2 002,94 | — |
| 2.2 | 2 873 940 | EUR | 24 669,99 | 24 669,99 | — |
| 2.2 | 6 202 292 | EUR | 2 418,47 | 2 418,47 | — |
| 2.2 | 7 255 071 | EUR | 4 825,46 | 4 825,46 | — |
| 2.2 | 7 437 820 | EUR | 13 651,31 | 13 651,31 | — |
| 2.2 | 9 211 560 | EUR | 391,63 | 391,63 | — |
| 2.2 | 9 332 880 | EUR | 12 726 052,00 | 12 726 052,00 | — |
| 2.2 | 9 617 906 | EUR | 120 519,41 | 120 519,41 | — |
| 2.2 | 9 623 639 | EUR | 11,15 | 11,15 | — |
| 2.2 | 9 626 727 | EUR | 352 215,32 | 352 215,32 | — |
| 2.2 | 9 626 735 | EUR | 296 319,35 | 296 319,35 | — |
| 2.2 | 9 627 375 | EUR | 3 692 776,18 | 3 692 776,18 | — |
| 2.2 | 9 627 421 | EUR | 55,40 | 55,40 | — |
| 2.2 | 9 627 774 | EUR | 146 926,82 | 146 926,82 | — |
| 2.2 | 9 632 913 | EUR | 1 544 542,22 | 1 544 542,22 | — |
| 2.2 | 1 009 740 267 | EUR | 209,58 | 209,58 | — |
| 2.2 | 1 009 740 283 | EUR | 5,70 | 5,70 | — |
| 2.2 | 1 009 740 348 | EUR | 312,08 | 312,08 | — |
| 2.2 | 1 009 741 662 | EUR | 12,28 | 12,28 | — |
| 2.2 | 1 009 742 014 | EUR | 1,98 | 1,98 | — |
| 2.2 | 1 009 742 057 | EUR | 4,80 | 4,80 | — |
| 2.4 | 10 055 010 044 | EUR | 39 886,72 | 39 886,72 | — |
| | | | | 22 575 596,93 | — |

5.

Demand deposits:

Demand deposits

Item

Account number of HETA

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.2

1 130 277

EUR

756 776,19

756 776,19

—

2.2

1 668 196

EUR

1 150 739,52

1 150 739,52

—

2.2

1 700 456

EUR

3 960,00

3 960,00

—

2.2

1 801 910

EUR

17,64

17,64

—

2.2

2 010 895

EUR

1 737,37

1 737,37

—

2.2

2 864 975

EUR

1 694 555,42

1 694 555,42

—

2.2

2 865 521

EUR

2 002,94

2 002,94

—

2.2

2 873 940

EUR

24 669,99

24 669,99

—

2.2

6 202 292

EUR

2 418,47

2 418,47

—

2.2

7 255 071

EUR

4 825,46

4 825,46

—

2.2

7 437 820

EUR

13 651,31

13 651,31

—

2.2

9 211 560

EUR

391,63

391,63

—

2.2

9 332 880

EUR

12 726 052,00

12 726 052,00

—

2.2

9 617 906

EUR

120 519,41

120 519,41

—

2.2

9 623 639

EUR

11,15

11,15

—

2.2

9 626 727

EUR

352 215,32

352 215,32

—

2.2

9 626 735

EUR

296 319,35

296 319,35

—

2.2

9 627 375

EUR

3 692 776,18

3 692 776,18

—

2.2

9 627 421

EUR

55,40

55,40

—

2.2

9 627 774

EUR

146 926,82

146 926,82

—

2.2

9 632 913

EUR

1 544 542,22

1 544 542,22

—

2.2

1 009 740 267

EUR

209,58

209,58

—

2.2

1 009 740 283

EUR

5,70

5,70

—

2.2

1 009 740 348

EUR

312,08

312,08

—

2.2

1 009 741 662

EUR

12,28

12,28

—

2.2

1 009 742 014

EUR

1,98

1,98

—

2.2

1 009 742 057

EUR

4,80

4,80

—

2.4

10 055 010 044

EUR

39 886,72

39 886,72

—

22 575 596,93

—

| 6. | Guarantee fees, administrative fees and processing fees:






  6.1. | HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:












  Guarantee fees, administrative fees and processing fees |
| --- | --- | --- |
| Item | Identifier




  GL account | Name | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.4 | 1.005.501.004.2 | Liabilities under section I.6.1 | EUR | 1 948 918,94 | 1 948 918,94 | — |

6.

Guarantee fees, administrative fees and processing fees:

6.1.

HETA’s financial obligations arising from or in connection with the guarantee agreement of 28 December 2010, including addenda, concluded between the Republic of Austria as guarantor and (what is now) HETA as beneficiary in respect of the liability of the Republic of Austria for HETA’s claims against debtors up to a maximum of EUR 200 million:

Guarantee fees, administrative fees and processing fees

Item

Identifier

GL account

Name

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.4

1.005.501.004.2

Liabilities under section I.6.1

EUR

1 948 918,94

1 948 918,94

—

| 6.2. | HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG):












  Guarantee fees, administrative fees and processing fees |
| --- | --- |
| Item | Identifier




  GL acccount | Name | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.4 | 1 005 831 004 | Liabilities under section I.6.2 | EUR | 17 160 696,88 | 17 160 696,88 | — |
| 2.4 | 1.005.501.004.3 | Interest accrued in respect of liabilities under section I.6.2 | EUR | 5 657 550,76 | 5 657 550,76 | — |
| | | | | | 22 818 247,64 | — |

6.2.

HETA’s financial obligations to the Province of Carinthia arising from or in connection with the deficiency guarantee provided by the Province of Carinthia and contained in § 5(2) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG):

Guarantee fees, administrative fees and processing fees

Item

Identifier

GL acccount

Name

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.4

1 005 831 004

Liabilities under section I.6.2

EUR

17 160 696,88

17 160 696,88

—

2.4

1.005.501.004.3

Interest accrued in respect of liabilities under section I.6.2

EUR

5 657 550,76

5 657 550,76

—

22 818 247,64

—

| 7. | Other eligible liabilities:






  7.1. | HETA’s financial obligations from other eligible liabilities:











  Other eligible liabilities |
| --- | --- | --- |
| Item | Identifier




  Contract No | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.1 | 10/6/3973623 | EUR | 1 406 879,93 | 1 406 879,93 | — |
| 2.1 | 11/6/3973623 | EUR | 250 000 000,00 | 250 000 000,00 |
| 2.1 | 12/6/3973623 | EUR | 150 000 000,00 | 150 000 000,00 |
| 2.1 | 14/6/3973623 | EUR | 230 000 000,00 | 230 000 000,00 |
| 2.1 | 7/6/3973623 | EUR | 200 000 000,00 | 200 000 000,00 |
| 2.1 | 8/6/3973623 | EUR | 200 000 000,00 | 200 000 000,00 |
| 2.1 | 71011/7/3973623 | CHF | 87 216 000,00 | 82 000 752,16 | 209,58 |
| 2.1 | 71005/7/3973623 | CHF | 500 000 000,00 | 470 101 541,90 |
| 2.1 | 71012/7/3973623 | CHF | 500 000 000,00 | 470 101 541,90 |
| 2.1 | 71017/7/3973623 | CHF | 200 000 000,00 | 188 040 616,76 |
| 2.1 | Charges from credit lines granted to HETA under credit agreements 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122. | EUR | 15 958 017,14 | 15 958 017,14 | — |
| 2.1 | Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623 | EUR | 31 422 211,07 | 31 422 211,07 | — |
| 2.1 | Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746 | CHF | 166 782 648,47 | 156 809 560,43 | (209,58 ) |
| Item | Identifier




  Account No | Currency | 1.3.2015




  Nominal value in currency | 1.3.2015




  Commercial Code/Banking Act book value in EUR | 1.3.2015




  Accrued interest in EUR |
| 2.1 | 9 323 953 | EUR | 11 881,35 | 11 881,35 | — |
| 2.1 | 9 331 042 | CAD | 9 006,35 | 6 435,41 | — |
| 2.1 | 9 323 961 | USD | 16 166,63 | 14 383,12 | — |
| 2.1 | 9 323 970 | CHF | 194 485,70 | 182 856,05 | — |
| 2.1 | 9 183 884 | EUR | 84 723,41 | 84 723,41 | — |
| | | | | 2 446 141 400,63 | — |

7.

Other eligible liabilities:

7.1.

HETA’s financial obligations from other eligible liabilities:

Other eligible liabilities

Item

Identifier

Contract No

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.1

10/6/3973623

EUR

1 406 879,93

1 406 879,93

—

2.1

11/6/3973623

EUR

250 000 000,00

250 000 000,00

2.1

12/6/3973623

EUR

150 000 000,00

150 000 000,00

2.1

14/6/3973623

EUR

230 000 000,00

230 000 000,00

2.1

7/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1

8/6/3973623

EUR

200 000 000,00

200 000 000,00

2.1

71011/7/3973623

CHF

87 216 000,00

82 000 752,16

209,58

2.1

71005/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1

71012/7/3973623

CHF

500 000 000,00

470 101 541,90

2.1

71017/7/3973623

CHF

200 000 000,00

188 040 616,76

2.1

Charges from credit lines granted to HETA under credit agreements 71008/7/3973623, 14/6/3973623, 71016/7/3973623 and liabilities arising from claims to interest in conjunction with AT0000327382, AT0000327671, AT0000345202, AT0000355326, AT0000355369, SSD_31, SSD_35, XS0202259122.

EUR

15 958 017,14

15 958 017,14

—

2.1

Accrued interest for 86/3973623, 76/3973623, 146/3973623, 126/3973623, 116/3973623, 106/3973623

EUR

31 422 211,07

31 422 211,07

—

2.1

Accrued interest for 71011/7/3973623, 71005/7/3973623, 71012/7/3973623, 71017/7/3973623, XS0397542746

CHF

166 782 648,47

156 809 560,43

(209,58 )

Item

Identifier

Account No

Currency

1.3.2015

Nominal value in currency

1.3.2015

Commercial Code/Banking Act book value in EUR

1.3.2015

Accrued interest in EUR

2.1

9 323 953

EUR

11 881,35

11 881,35

—

2.1

9 331 042

CAD

9 006,35

6 435,41

—

2.1

9 323 961

USD

16 166,63

14 383,12

—

2.1

9 323 970

CHF

194 485,70

182 856,05

—

2.1

9 183 884

EUR

84 723,41

84 723,41

—

2 446 141 400,63

—

| 7.2. | HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner. |
| --- | --- |

7.2.

HETA’s financial obligations vis-à-vis Norica Investments Ltd arising from or in connection with the security borrowing request, the cash borrowing request and the global master securities lending agreement, fees and rates letter, all concluded between (what is now) HETA and Norica Investments Ltd, as well as the shareholders agreement concerning Norica Investments Ltd, concluded between (what is now) HETA and the co-owner.

II.

With regard to other eligible liabilities on the part of HETA recorded in section II.3 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, for which the amounts involved or whether they have been triggered is uncertain, although HETA’s circumstances as at 1 March 2015 had already been established, the following instructions apply:

| 1. | The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, reduced by section II.3.1 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.
  Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:








  Legal proceedings |
| --- | --- |
| State | Reference No | Court |
| AT | 35 Cga 160/10w | Vienna Labour and Social Court |
| AT | 16 C 833/15m | Klagenfurt District Court |
| AT | 27 C 104/16 w (50 C 86/15h) | Vienna District Court I |
| AT | 22 C 482/15w | Vienna District Court I |
| AT | 58 Cg 11/13w | Vienna District Court I, Vienna Commercial Court |
| AT | 27 Cg 72/14i | Vienna Commercial Court |
| AT | 49 Cg 59/15s (69 Cg 75/14p) | Vienna Commercial Court |
| AT | 48 Cg 33/15k (50 Cg 105/14k) | Vienna Commercial Court |
| AT | 25 Cg 2/15g | Vienna Commercial Court |
| AT | 55 Cg 67/15 m (26 Cg 15/15z) | Vienna Commercial Court |
| AT | 31 Cg 10/15b | Vienna Commercial Court |
| AT | 35 Cg 32/16v | Vienna Commercial Court |
| AT | 15 Cg 6/15x | Vienna Commercial Court |
| AT | 24 Cg 17/15f | Vienna Commercial Court |
| AT | 67 Cg 2/16t (49 Cg 3/15d) | Vienna Commercial Court |
| AT | 55 Cg 7/15 p | Vienna Commercial Court |
| AT | 64 Cg 12/15i | Vienna Commercial Court |
| AT | 47 Cg 77/14x | Vienna Commercial Court |
| AT | 47 Cg 112/14v | Vienna Commercial Court |
| AT | 20 Cg 41/11z | Vienna Commercial Court |
| AT | 50 Cg 95/14i | Klagenfurt Regional Court |
| AT | 25 Cg 89/14y | Klagenfurt Regional Court |
| AT | 22 Cg 102/14p | Klagenfurt Regional Court |
| AT | 21 Cg 107/14s | Klagenfurt Regional Court |
| AT | 27 Cg 95/14w | Klagenfurt Regional Court |
| AT | 26 Cg 113/14k | Klagenfurt Regional Court |
| AT | 26 Cg 114/14 g | Klagenfurt Regional Court |
| AT | 26 Cg 186/06h | Klagenfurt Regional Court |
| AT | 29 Cg 120/14m | Klagenfurt Regional Court |
| AT | 50 Cg 116/14b | Klagenfurt Regional Court |
| AT | 23 Cg 111/14v | Klagenfurt Regional Court |
| AT | 25 Cg 95/14f | Klagenfurt Regional Court |
| AT | 28 Cg 86/14d | Klagenfurt Regional Court |
| AT | 25 Cg 94/14h | Klagenfurt Regional Court |
| AT | 50 Cg 11/15p | Klagenfurt Regional Court |
| AT | 69 Cg 8/15 m | Klagenfurt Regional Court |
| AT | 21 Cg 37/15y | Klagenfurt Regional Court |
| AT | 29 Cg 37/15g | Klagenfurt Regional Court |
| AT | 28 Cg 31/15 t | Klagenfurt Regional Court |
| AT | 26 Cg 44/15i | Klagenfurt Regional Court |
| AT | 29 Cg 54/15g | Klagenfurt Regional Court |
| AT | 29 Cg 57/15y | Klagenfurt Regional Court |
| AT | 49 Cg 18/15k | Klagenfurt Regional Court |
| AT | 50 Cg 38/15h | Klagenfurt Regional Court, Graz Higher Regional Court |
| AT | 29 Cg 35/15p, 3 R 206/15m | Klagenfurt Regional Court, Graz Higher Regional Court |
| AT | 29 Cg 102/15s | Klagenfurt Regional Court |
| AT | 29 Cg 199/09x | Klagenfurt Regional Court |
| AT | 23 Cg 91/12z | Klagenfurt Regional Court |
| AT | 26 Cg 54/11d | Klagenfurt Regional Court |
| AT | 24 Cg 128/10w | Klagenfurt Regional Court, Graz Higher Regional Court |
| AT | 28 Cg 69/12a | Klagenfurt Regional Court |
| AT | 20 Cg 95/14v | Klagenfurt Regional Court |
| AT | 32 Cga 57/16t | Klagenfurt Regional Court |
| AT | 43 Cga 159/14w | Klagenfurt Regional Court |
| AT | 33 Cga 194/13 t | Klagenfurt Regional Court |
| AT | 43 Cga 139/16g-1 | Klagenfurt Regional Court |
| AT | 50 Cg 18/15k | Klagenfurt Regional Court |
| AT | 69 Cg 79/14a | Klagenfurt Regional Court |
| AT | 29 Cg 5/15a, 68 Cg 8/16g | Klagenfurt Regional Court, Vienna Commercial Court |
| AT | SCH-5431 | Vienna International Arbitral Centre |
| BA | 57 0 Ps 09470 07 Ps | Commercial Court Banja Luka |
| BA | 58 0 P 164291 15 P | Municipal Court Mostar |
| BA | 58 0 Ps 117999 12 Ps | Municipal Court Mostar |
| DE | 3-09 O 99/15 | Frankfurt am Main Regional Court |
| DE | 2-18 O 455/15 | Frankfurt am Main Regional Court |
| DE | 12 O 114/15 | Frankfurt am Main Regional Court |
| DE | 2-25 O 593/15 | Frankfurt am Main Regional Court |
| DE | 2-02 O 147/16 (2-18 O 310/15) | Frankfurt am Main Regional Court |
| DE | 2-28 O 89/15 | Frankfurt am Main Regional Court |
| DE | 3-14 O 50/15 | Frankfurt am Main Regional Court |
| DE | 2-07 186/15 | Frankfurt am Main Regional Court |
| DE | 2-05 O 283/15 | Frankfurt am Main Regional Court |
| DE | 2-31 O 255/15, 2-31 O 324/15 | Frankfurt am Main Regional Court |
| DE | 3 -15 O 127/15 | Frankfurt am Main Regional Court |
| DE | 32 T11256/15 | Munich Regional Court |
| DE | 17 U 2168/15 (32 O 26502/12) | Munich Higher Regional Court |
| HR | P-30/2015 | Amtsgericht Osijek |
| HR | P-1803/2015, Gz 2959/2016 | Amtsgericht Osijek, Country Court Varazdin |
| HR | P-1804/2015, Gz 257/2017 | Amtsgericht Osijek, Country Court Dubrovnik |
| HR | P-73/13, P-616/2015 | Basic Court Buje |
| HR | P-94/13 | Basic Court Buje |
| HR | P-1391/13 | Civil Court Zagreb |
| HR | P-226/2012 | Commercial Court Pazin |
| HR | P 1568/2015 (P-1290/2015) | Commercial Court Pazin |
| HR | P- 418/2016 | Commercial Court Rijeka |
| HR | 11 P-3445/2011, P 424/2015 | Commercial Court Rijeka |
| HR | P-1048/2011 | Commercial Court Rijeka |
| HR | P-1048/2012 | Commercial Court Rijeka |
| HR | P-1048/2013 | Commercial Court Rijeka |
| HR | P-1594/2014 | Commercial Court Rijeka |
| HR | P-1939/13, Pz 7800/2014 | Commercial Court Riejka |
| HR | 1 P 1281/2010, P 619/2012, Pz 5977/2014, P 2022/2015 | Commercial Court Rijeka, High Commercial Court of Croatia |
| HR | 6 P -253/2016/2 | Commercial Court Rijeka |
| HR | 6 P - 438/2012, Pz 3284/2015 | Commercial Court Rijeka, High Commercial Court of Croatia |
| HR | 11 P-525/2012-2, Pz 6299/2014 | Commercial Court Rijeka; High Commercial Court of Croatia |
| HR | P-1254/11, Pz 7602/13 | Commercial Court Rijeka, High Commercial Court of Croatia |
| HR | P-2400/2012, Pz 8439/2014 | Commercial Court Rijeka, High Commercial Court of Croatia |
| HR | P-2127/2013, Pz 879/2016 | Commercial Court Rijeka, High Commercial Court of Croatia |
| HR | P-2557/2013 | Commercial Court Riejka |
| HR | P-2035/14 | Commercial Court Rijeka |
| HR | P-3182/2013 | Commercial Court Rijeka |
| HR | P-475/2012, Pz 1444/2016 | Commercial Court Rijeka, High Commercial Court of RC |
| HR | 16 P-19/16 | Commercial Court Split |
| HR | P-33/2014 | Commercial Court Split |
| HR | P-610/2014 | Commercial Court Split |
| HR | P-611/2014, Pz 8201/2016 | Commercial Court Split |
| HR | P-747/2013, Pz 164/2017 | Commercial Court Split, High Commercial Court of Croatia |
| HR | P-986/14 | Commercial Court Split |
| HR | P-985/14 | Commercial Court Split |
| HR | 9P-244/2014, P 7400/2015 | Commercial Court Zadar, Municipal Civil Court Zagreb |
| HR | P-150/2013, P-166/2009 | Commercial Court Zadar |
| HR | P-226/2012 | Commercial Court Zadar |
| HR | P-121/2012 | Commercial Court Zadar |
| HR | 2 P-2818/2011 | Commercial Court Zagreb |
| HR | 4 P - 2181/15 | Commercial Court Zagreb |
| HR | P-1970/2016 | Commercial Court Zagreb |
| HR | P-2558/13, Pz 779/2014 | Commercial Court Zagreb, Supreme Court of the Republic of Croatia |
| HR | R1-381/13, Pz 9561/2013, R1 53/2014, Pz 4571/2015 | Commercial Court Zagreb, High Commercial Court of Croatia |
| HR | P-3866/11 | Commercial Court Zagreb |
| HR | P-2059/14 | Commercial Court Zagreb |
| HR | P-4963/2011 | Commercial Court Zagreb |
| HR | P-2060/2015, Pz 6564/2016 | Commercial Court Zagreb, High Commercial Court of Croatia |
| HR | P-2669/11, Pz 2611/2015, P 1674/2016 | Commercial Court Zagreb, Basic Court Buje |
| HR | 2 P-2889/2013 | Commercial Court Zagreb |
| HR | P 431/11 | County Court Dubrovnik |
| HR | P-792/2014, P-803/2016, Gz-247/2017 | County Court Karlovac, County Court Pula/Pola |
| HR | P-45/11, P3245/2015, Gz 1586/16 | County Court Pula/Pola |
| HR | P-73/14, Gz 1312/2015 | County Court Pula/Pola |
| HR | P 10314/2009, Gzst-249/13 | County Court Split |
| HR | P-1512/16-4 | Municipal Civil Court Zagreb |
| HR | P-6300/2016 | Municipal Civil Court Zagreb |
| HR | VI-P-32/12, Gz 470/2014, Gz 1734/2014, Pu P 6422/2015 | Municipal Court Opatija; Country Court Osijek |
| HR | P-411/2013, Gz 3591/2015, P 4045/2015 | Municipal Court Opatija; Country Court Rijeka |
| HR | P-412/2013, P-3117/2013, Pz 6383/2014 | Municipal Court Opatija; High Commercial Court of Croatia |
| HR | P-413/2013, P 4046/2015, Gz 6788/2016 | Municipal Court Opatija |
| HR | P-282/2014 | Municipal Court Osijek |
| HR | P-28/2015, Gz 7799/2016 | Municipal Court Osijek |
| HR | P-58/2015, Gz 7129/2016 | Municipal Court Osijek, Country Court Osijek |
| HR | P-2453/2015-8 | Municipal Court Pula |
| HR | VI-P-31/12, P 3963/2015, Gz 380/2016 | Municipal Court Rijeka, Country Court Dubrovnik |
| HR | P-2667/2015, Gz Zk-481/2016 | Municipal Court Rijeka |
| HR | P-289/10, P-4998/2015 | Municipal Court Split |
| HR | Pst-179/11 | Municipal Court Split |
| HR | Pst-691/11 | Municipal Court Split |
| HR | Pst-1280/11, P-360/2017 | Municipal Court Split |
| HR | Gžst-249/13 | Municipal Court Split |
| HR | P-289/10 | Municipal Court Split |
| HR | P-772/2015 | Municipal Court Varazdin |
| HR | P 875/2015, Gz 4964/2016 | Municipal Court Vukovar, Country Court Zagreb |
| HR | P-3512/15, P-37/2017 | Municipal Court Zadar, Commercial Court Zadar |
| HR | P-7726/12 | Municipal Court Zagreb |
| HR | P-113/2016 | Municipal Court Zlatar |
| HR | R1-240/2012 | Supreme Court of Croatia |
| HR | Rev-435/12, P-12176/2003 | Supreme Court of Croatia |
| IN | Admirality No. 33 of 2010 | Bombay High Court |
| IN | Civil Suit No.2 of 2010 | High Court of Andhra Pradesh at Hyderabad |
| IT | R.G.25522/2014 | Court in Trieste |
| ME | P 863/15, PI 948/2016 | Appellate Court Montenegro |
| ME | 349/14 | Basic Court Cetinje, High Court Podgorica |
| ME | P 611/2016 | Basic Court Herceg Novi |
| ME | P-721/2013 (1167/13/13) | Basic Court Kotor |
| ME | P 1229/13/13 | Basic Court Kotor, High Court Podgorica |
| ME | 1316/13/13; P. br 708/2016 | Basic Court Kotor; Commercial Court Montenegro |
| ME | 1175/13/13 | Basic Court Kotor |
| ME | 1169/13/13 | Basic Court Kotor |
| ME | 1314/13/13 | Basic Court Kotor |
| ME | 1166/13/13 | Basic Court Kotor |
| ME | 1168/2013 | Basic Court Kotor; Commercial Court Montenegro |
| ME | 1231/13/13 | Basic Court Kotor |
| ME | 1232/13/13 | Basic Court Kotor |
| ME | P.br. 219/14 | Commercial Court Montenegro |
| ME | P 216/2015 (1311/13/13) | Commercial Court Montenegro |
| ME | P 860/2015 | Commercial Court Montenegro |
| ME | P 864/2015 (1230/13/13) | Commercial Court Montenegro |
| ME | P 462/2016 (P. br. 1174/13) | Commercial Court Montenegro |
| ME | P 865/2015 | Commercial Court Montenegro |
| ME | P.br.873/2015 | Commercial Court Montenegro |
| ME | P.br. 300/14 | Commercial Court Montenegro |
| ME | P.br. 219/14 | Commercial Court Montenegro |
| ME | P 216/14 | Commercial Court Montenegro |
| ME | P.br.724/13 | Magistrate Court Kotor |
| RS | P 129/2016 (P 359/2011, P 1154/2010) | Commercial Court Subotica |
| RS | P 329/2015 (1114/2010), Pz.4523/2016 | Commercial Court Subotica, Commercial Appellate Court |
| RS | P 1155/2010 | Commercial Court Subotica |
| RS | P-407/2014 | Higher Court in Belgrade |

1.

The nominal value or outstanding balance of eligible liabilities arising from legal proceedings against HETA or the other disputed eligible liabilities of HETA, including the interest accrued until 28.2.2015, reduced by section II.3.1 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

Legal proceedings

State

Reference No

Court

AT

35 Cga 160/10w

Vienna Labour and Social Court

AT

16 C 833/15m

Klagenfurt District Court

AT

27 C 104/16 w (50 C 86/15h)

Vienna District Court I

AT

22 C 482/15w

Vienna District Court I

AT

58 Cg 11/13w

Vienna District Court I, Vienna Commercial Court

AT

27 Cg 72/14i

Vienna Commercial Court

AT

49 Cg 59/15s (69 Cg 75/14p)

Vienna Commercial Court

AT

48 Cg 33/15k (50 Cg 105/14k)

Vienna Commercial Court

AT

25 Cg 2/15g

Vienna Commercial Court

AT

55 Cg 67/15 m (26 Cg 15/15z)

Vienna Commercial Court

AT

31 Cg 10/15b

Vienna Commercial Court

AT

35 Cg 32/16v

Vienna Commercial Court

AT

15 Cg 6/15x

Vienna Commercial Court

AT

24 Cg 17/15f

Vienna Commercial Court

AT

67 Cg 2/16t (49 Cg 3/15d)

Vienna Commercial Court

AT

55 Cg 7/15 p

Vienna Commercial Court

AT

64 Cg 12/15i

Vienna Commercial Court

AT

47 Cg 77/14x

Vienna Commercial Court

AT

47 Cg 112/14v

Vienna Commercial Court

AT

20 Cg 41/11z

Vienna Commercial Court

AT

50 Cg 95/14i

Klagenfurt Regional Court

AT

25 Cg 89/14y

Klagenfurt Regional Court

AT

22 Cg 102/14p

Klagenfurt Regional Court

AT

21 Cg 107/14s

Klagenfurt Regional Court

AT

27 Cg 95/14w

Klagenfurt Regional Court

AT

26 Cg 113/14k

Klagenfurt Regional Court

AT

26 Cg 114/14 g

Klagenfurt Regional Court

AT

26 Cg 186/06h

Klagenfurt Regional Court

AT

29 Cg 120/14m

Klagenfurt Regional Court

AT

50 Cg 116/14b

Klagenfurt Regional Court

AT

23 Cg 111/14v

Klagenfurt Regional Court

AT

25 Cg 95/14f

Klagenfurt Regional Court

AT

28 Cg 86/14d

Klagenfurt Regional Court

AT

25 Cg 94/14h

Klagenfurt Regional Court

AT

50 Cg 11/15p

Klagenfurt Regional Court

AT

69 Cg 8/15 m

Klagenfurt Regional Court

AT

21 Cg 37/15y

Klagenfurt Regional Court

AT

29 Cg 37/15g

Klagenfurt Regional Court

AT

28 Cg 31/15 t

Klagenfurt Regional Court

AT

26 Cg 44/15i

Klagenfurt Regional Court

AT

29 Cg 54/15g

Klagenfurt Regional Court

AT

29 Cg 57/15y

Klagenfurt Regional Court

AT

49 Cg 18/15k

Klagenfurt Regional Court

AT

50 Cg 38/15h

Klagenfurt Regional Court, Graz Higher Regional Court

AT

29 Cg 35/15p, 3 R 206/15m

Klagenfurt Regional Court, Graz Higher Regional Court

AT

29 Cg 102/15s

Klagenfurt Regional Court

AT

29 Cg 199/09x

Klagenfurt Regional Court

AT

23 Cg 91/12z

Klagenfurt Regional Court

AT

26 Cg 54/11d

Klagenfurt Regional Court

AT

24 Cg 128/10w

Klagenfurt Regional Court, Graz Higher Regional Court

AT

28 Cg 69/12a

Klagenfurt Regional Court

AT

20 Cg 95/14v

Klagenfurt Regional Court

AT

32 Cga 57/16t

Klagenfurt Regional Court

AT

43 Cga 159/14w

Klagenfurt Regional Court

AT

33 Cga 194/13 t

Klagenfurt Regional Court

AT

43 Cga 139/16g-1

Klagenfurt Regional Court

AT

50 Cg 18/15k

Klagenfurt Regional Court

AT

69 Cg 79/14a

Klagenfurt Regional Court

AT

29 Cg 5/15a, 68 Cg 8/16g

Klagenfurt Regional Court, Vienna Commercial Court

AT

SCH-5431

Vienna International Arbitral Centre

BA

57 0 Ps 09470 07 Ps

Commercial Court Banja Luka

BA

58 0 P 164291 15 P

Municipal Court Mostar

BA

58 0 Ps 117999 12 Ps

Municipal Court Mostar

DE

3-09 O 99/15

Frankfurt am Main Regional Court

DE

2-18 O 455/15

Frankfurt am Main Regional Court

DE

12 O 114/15

Frankfurt am Main Regional Court

DE

2-25 O 593/15

Frankfurt am Main Regional Court

DE

2-02 O 147/16 (2-18 O 310/15)

Frankfurt am Main Regional Court

DE

2-28 O 89/15

Frankfurt am Main Regional Court

DE

3-14 O 50/15

Frankfurt am Main Regional Court

DE

2-07 186/15

Frankfurt am Main Regional Court

DE

2-05 O 283/15

Frankfurt am Main Regional Court

DE

2-31 O 255/15, 2-31 O 324/15

Frankfurt am Main Regional Court

DE

3 -15 O 127/15

Frankfurt am Main Regional Court

DE

32 T11256/15

Munich Regional Court

DE

17 U 2168/15 (32 O 26502/12)

Munich Higher Regional Court

HR

P-30/2015

Amtsgericht Osijek

HR

P-1803/2015, Gz 2959/2016

Amtsgericht Osijek, Country Court Varazdin

HR

P-1804/2015, Gz 257/2017

Amtsgericht Osijek, Country Court Dubrovnik

HR

P-73/13, P-616/2015

Basic Court Buje

HR

P-94/13

Basic Court Buje

HR

P-1391/13

Civil Court Zagreb

HR

P-226/2012

Commercial Court Pazin

HR

P 1568/2015 (P-1290/2015)

Commercial Court Pazin

HR

P- 418/2016

Commercial Court Rijeka

HR

11 P-3445/2011, P 424/2015

Commercial Court Rijeka

HR

P-1048/2011

Commercial Court Rijeka

HR

P-1048/2012

Commercial Court Rijeka

HR

P-1048/2013

Commercial Court Rijeka

HR

P-1594/2014

Commercial Court Rijeka

HR

P-1939/13, Pz 7800/2014

Commercial Court Riejka

HR

1 P 1281/2010, P 619/2012, Pz 5977/2014, P 2022/2015

Commercial Court Rijeka, High Commercial Court of Croatia

HR

6 P -253/2016/2

Commercial Court Rijeka

HR

6 P - 438/2012, Pz 3284/2015

Commercial Court Rijeka, High Commercial Court of Croatia

HR

11 P-525/2012-2, Pz 6299/2014

Commercial Court Rijeka; High Commercial Court of Croatia

HR

P-1254/11, Pz 7602/13

Commercial Court Rijeka, High Commercial Court of Croatia

HR

P-2400/2012, Pz 8439/2014

Commercial Court Rijeka, High Commercial Court of Croatia

HR

P-2127/2013, Pz 879/2016

Commercial Court Rijeka, High Commercial Court of Croatia

HR

P-2557/2013

Commercial Court Riejka

HR

P-2035/14

Commercial Court Rijeka

HR

P-3182/2013

Commercial Court Rijeka

HR

P-475/2012, Pz 1444/2016

Commercial Court Rijeka, High Commercial Court of RC

HR

16 P-19/16

Commercial Court Split

HR

P-33/2014

Commercial Court Split

HR

P-610/2014

Commercial Court Split

HR

P-611/2014, Pz 8201/2016

Commercial Court Split

HR

P-747/2013, Pz 164/2017

Commercial Court Split, High Commercial Court of Croatia

HR

P-986/14

Commercial Court Split

HR

P-985/14

Commercial Court Split

HR

9P-244/2014, P 7400/2015

Commercial Court Zadar, Municipal Civil Court Zagreb

HR

P-150/2013, P-166/2009

Commercial Court Zadar

HR

P-226/2012

Commercial Court Zadar

HR

P-121/2012

Commercial Court Zadar

HR

2 P-2818/2011

Commercial Court Zagreb

HR

4 P - 2181/15

Commercial Court Zagreb

HR

P-1970/2016

Commercial Court Zagreb

HR

P-2558/13, Pz 779/2014

Commercial Court Zagreb, Supreme Court of the Republic of Croatia

HR

R1-381/13, Pz 9561/2013, R1 53/2014, Pz 4571/2015

Commercial Court Zagreb, High Commercial Court of Croatia

HR

P-3866/11

Commercial Court Zagreb

HR

P-2059/14

Commercial Court Zagreb

HR

P-4963/2011

Commercial Court Zagreb

HR

P-2060/2015, Pz 6564/2016

Commercial Court Zagreb, High Commercial Court of Croatia

HR

P-2669/11, Pz 2611/2015, P 1674/2016

Commercial Court Zagreb, Basic Court Buje

HR

2 P-2889/2013

Commercial Court Zagreb

HR

P 431/11

County Court Dubrovnik

HR

P-792/2014, P-803/2016, Gz-247/2017

County Court Karlovac, County Court Pula/Pola

HR

P-45/11, P3245/2015, Gz 1586/16

County Court Pula/Pola

HR

P-73/14, Gz 1312/2015

County Court Pula/Pola

HR

P 10314/2009, Gzst-249/13

County Court Split

HR

P-1512/16-4

Municipal Civil Court Zagreb

HR

P-6300/2016

Municipal Civil Court Zagreb

HR

VI-P-32/12, Gz 470/2014, Gz 1734/2014, Pu P 6422/2015

Municipal Court Opatija; Country Court Osijek

HR

P-411/2013, Gz 3591/2015, P 4045/2015

Municipal Court Opatija; Country Court Rijeka

HR

P-412/2013, P-3117/2013, Pz 6383/2014

Municipal Court Opatija; High Commercial Court of Croatia

HR

P-413/2013, P 4046/2015, Gz 6788/2016

Municipal Court Opatija

HR

P-282/2014

Municipal Court Osijek

HR

P-28/2015, Gz 7799/2016

Municipal Court Osijek

HR

P-58/2015, Gz 7129/2016

Municipal Court Osijek, Country Court Osijek

HR

P-2453/2015-8

Municipal Court Pula

HR

VI-P-31/12, P 3963/2015, Gz 380/2016

Municipal Court Rijeka, Country Court Dubrovnik

HR

P-2667/2015, Gz Zk-481/2016

Municipal Court Rijeka

HR

P-289/10, P-4998/2015

Municipal Court Split

HR

Pst-179/11

Municipal Court Split

HR

Pst-691/11

Municipal Court Split

HR

Pst-1280/11, P-360/2017

Municipal Court Split

HR

Gžst-249/13

Municipal Court Split

HR

P-289/10

Municipal Court Split

HR

P-772/2015

Municipal Court Varazdin

HR

P 875/2015, Gz 4964/2016

Municipal Court Vukovar, Country Court Zagreb

HR

P-3512/15, P-37/2017

Municipal Court Zadar, Commercial Court Zadar

HR

P-7726/12

Municipal Court Zagreb

HR

P-113/2016

Municipal Court Zlatar

HR

R1-240/2012

Supreme Court of Croatia

HR

Rev-435/12, P-12176/2003

Supreme Court of Croatia

IN

Admirality No. 33 of 2010

Bombay High Court

IN

Civil Suit No.2 of 2010

High Court of Andhra Pradesh at Hyderabad

IT

R.G.25522/2014

Court in Trieste

ME

P 863/15, PI 948/2016

Appellate Court Montenegro

ME

349/14

Basic Court Cetinje, High Court Podgorica

ME

P 611/2016

Basic Court Herceg Novi

ME

P-721/2013 (1167/13/13)

Basic Court Kotor

ME

P 1229/13/13

Basic Court Kotor, High Court Podgorica

ME

1316/13/13; P. br 708/2016

Basic Court Kotor; Commercial Court Montenegro

ME

1175/13/13

Basic Court Kotor

ME

1169/13/13

Basic Court Kotor

ME

1314/13/13

Basic Court Kotor

ME

1166/13/13

Basic Court Kotor

ME

1168/2013

Basic Court Kotor; Commercial Court Montenegro

ME

1231/13/13

Basic Court Kotor

ME

1232/13/13

Basic Court Kotor

ME

P.br. 219/14

Commercial Court Montenegro

ME

P 216/2015 (1311/13/13)

Commercial Court Montenegro

ME

P 860/2015

Commercial Court Montenegro

ME

P 864/2015 (1230/13/13)

Commercial Court Montenegro

ME

P 462/2016 (P. br. 1174/13)

Commercial Court Montenegro

ME

P 865/2015

Commercial Court Montenegro

ME

P.br.873/2015

Commercial Court Montenegro

ME

P.br. 300/14

Commercial Court Montenegro

ME

P.br. 219/14

Commercial Court Montenegro

ME

P 216/14

Commercial Court Montenegro

ME

P.br.724/13

Magistrate Court Kotor

RS

P 129/2016 (P 359/2011, P 1154/2010)

Commercial Court Subotica

RS

P 329/2015 (1114/2010), Pz.4523/2016

Commercial Court Subotica, Commercial Appellate Court

RS

P 1155/2010

Commercial Court Subotica

RS

P-407/2014

Higher Court in Belgrade

| 2. | The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, reduced by section II.3.2 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG. |
| --- | --- |

2.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from unpaid taxes, fees and social security contributions from tax periods prior to 1.3.2015, including all surcharges and the interest accrued until 28.2.2015, reduced by section II.3.2 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

| 3. | The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, reduced by section II.3.3 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount to be paid by HETA, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount to be paid by HETA, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.
  Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:










  Contingent liabilities from guarantees and letters of credit |
| --- | --- |
| Item | Account number of HETA | Currency | 1.3.2015




  Payment amount




  in currency | 1.3.2015




  Payment amount




  in EUR |
| 2.15 | 684.020.188 | EUR | 80 327,00 | 80 327,00 |
| 2.15 | 9.684.700 | EUR | 2 387,52 | 2 387,52 |
| 2.15 | 9.956.697 | EUR | 2 916 000,00 | 2 916 000,00 |
| 2.15 | 9.969.187 | EUR | 1 392 000,00 | 1 392 000,00 |
| 2.15 | 9.956.719 | EUR | 29 400 000,00 | 29 400 000,00 |
| 2.15 | 9.955.062 | EUR | 2 000,00 | 2 000,00 |
| 2.15 | 9.956.107 | EUR | 20 387,67 | 20 387,67 |
| 2.15 | 9.956.468 | EUR | 192 553,00 | 192 553,00 |
| 2.15 | 9.632.760 | EUR | 200 000,00 | 200 000,00 |
| 2.15 | 9.620.761 | HRK | 1 314 000,00 | 170 904,60 |
| 2.15 | 9.360.646 | EUR | 250 000,00 | 250 000,00 |
| 2.15 | 9.360.166 | EUR | 6 400 000,00 | 6 400 000,00 |
| 2.15 | 9.087.834 | EUR | 700 000,00 | 700 000,00 |
| 2.15 | 9.094.539 | EUR | 22 499 997,30 | 22 499 997,30 |
| 2.15 | 9.074.333 | EUR | 902 000,00 | 902 000,00 |
| 2.15 | 341.428 | EUR | 7 000,00 | 7 000,00 |
| 2.15 | 9.063.820 | EUR | 91 554,34 | 91 554,34 |
| 2.15 | 2.905.035 | EUR | 49 780,80 | 49 780,80 |
| 2.15 | 9.625.879 | EUR | 356 123,29 | 356 123,29 |
| 2.15 | 9.625.631 | EUR | 3 156 100,00 | 3 156 100,00 |
| 2.15 | 9.625.453 | EUR | 5 668 522,60 | 5 668 522,60 |
| 2.15 | 9.682.899 | EUR | 3 814 947,43 | 3 814 947,43 |
| 2.15 | 9.683.240 | EUR | 846 256,90 | 846 256,90 |
| 2.15 | 9.604.251 | EUR | 4 235 753,26 | 4 235 753,26 |
| 2.15 | 9.604.235 | EUR | 6 500 000,00 | 6 500 000,00 |
| 2.15 | 2.030.012 | EUR | 50 000 000,00 | 50 000 000,00 |
| 2.15 | 2.030.039 | EUR | 25 000 000,00 | 25 000 000,00 |
| 2.15 | 2.030.020 | EUR | 25 000 000,00 | 25 000 000,00 |
| 2.15 | 9.632.735 | RUB | 310 000 000,00 | 4 479 768,79 |
| 2.15 | 9.632.751 | USD | 15 365 000,00 | 13 669 928,83 |
| | | | | 208 004 293,33 |

3.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from guarantees and letters of credit assumed or given by HETA, including the interest accrued until 28.2.2015, reduced by section II.3.3 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount to be paid by HETA, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount to be paid by HETA, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

Without prejudice to the effects on all parties whose rights under § 116(4) BaSAG are affected by the resolution measures, this concerns the following items:

Contingent liabilities from guarantees and letters of credit

Item

Account number of HETA

Currency

1.3.2015

Payment amount

in currency

1.3.2015

Payment amount

in EUR

2.15

684.020.188

EUR

80 327,00

80 327,00

2.15

9.684.700

EUR

2 387,52

2 387,52

2.15

9.956.697

EUR

2 916 000,00

2 916 000,00

2.15

9.969.187

EUR

1 392 000,00

1 392 000,00

2.15

9.956.719

EUR

29 400 000,00

29 400 000,00

2.15

9.955.062

EUR

2 000,00

2 000,00

2.15

9.956.107

EUR

20 387,67

20 387,67

2.15

9.956.468

EUR

192 553,00

192 553,00

2.15

9.632.760

EUR

200 000,00

200 000,00

2.15

9.620.761

HRK

1 314 000,00

170 904,60

2.15

9.360.646

EUR

250 000,00

250 000,00

2.15

9.360.166

EUR

6 400 000,00

6 400 000,00

2.15

9.087.834

EUR

700 000,00

700 000,00

2.15

9.094.539

EUR

22 499 997,30

22 499 997,30

2.15

9.074.333

EUR

902 000,00

902 000,00

2.15

341.428

EUR

7 000,00

7 000,00

2.15

9.063.820

EUR

91 554,34

91 554,34

2.15

2.905.035

EUR

49 780,80

49 780,80

2.15

9.625.879

EUR

356 123,29

356 123,29

2.15

9.625.631

EUR

3 156 100,00

3 156 100,00

2.15

9.625.453

EUR

5 668 522,60

5 668 522,60

2.15

9.682.899

EUR

3 814 947,43

3 814 947,43

2.15

9.683.240

EUR

846 256,90

846 256,90

2.15

9.604.251

EUR

4 235 753,26

4 235 753,26

2.15

9.604.235

EUR

6 500 000,00

6 500 000,00

2.15

2.030.012

EUR

50 000 000,00

50 000 000,00

2.15

2.030.039

EUR

25 000 000,00

25 000 000,00

2.15

2.030.020

EUR

25 000 000,00

25 000 000,00

2.15

9.632.735

RUB

310 000 000,00

4 479 768,79

2.15

9.632.751

USD

15 365 000,00

13 669 928,83

208 004 293,33

| 4. | The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, reduced by section II.3.4 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG. |
| --- | --- |

4.

The nominal value or outstanding balance of HETA’s eligible liabilities arising from the share purchase agreement of 8 September 2014, including the amending agreements of 24 October 2014 and 28 October 2014, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and HBI-Bundesholding AG, including the interest accrued until 28.2.2015, reduced by section II.3.4 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

| 5. | The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, reduced by section II.3.5 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG. |
| --- | --- |

5.

The nominal value or outstanding balance of HETA’s eligible liability for the potential purchase price in connection with the sale of the SEE banking network arising from the share purchase agreement of 18/25 November 2014, including addenda, concluded between Hypo Alpe-Adria-Bank International AG (now HETA) and Finanzmarktbeteiligung Aktiengesellschaft des Bundes (FIMBAG), including the interest accrued until 28.2.2015, reduced by section II.3.5 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

| 6. | The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, reduced by section II.3.6 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG. |
| --- | --- |

6.

The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis the Republic of Austria and FIMBAG for a fine in connection with section 7(1)(a) of the memorandum of understanding of 23.12.2008, including addenda, and including the interest accrued until 28.2.2015, reduced by section II.3.6 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

| 7. | The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, reduced by section II.3.7 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG. |
| --- | --- |

7.

The nominal value or outstanding balance of HETA’s eligible liabilities vis-à-vis the Province of Carinthia in connection with § 5(3)(4) of the Act of 13 December 1990 concerning the transfer of the banking business of the Kärntner Landes- und Hypothekenbank in exchange for shares and the essential provisions on the stock of the Kärntner Landes- und Hypothekenbank - Holding (Kärntner Landesholding-Gesetz – K-LHG), including the interest accrued until 28.2.2015, reduced by section II.3.7 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

| 8. | The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, reduced by section II.3.8 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG. |
| --- | --- |

8.

The nominal value or outstanding balance of HETA’s eligible liability vis-à-vis HETA Immobilien- und Bauconsult GmbH (formerly: HYPO Immobilien- und Bauconsult GmbH) arising from the tender rights agreement dated 19.9.2011 in respect of Headquarter Alpe Adria Center Klagenfurt, including the interest accrued until 28.2.2015, reduced by section II.3.8 of the administrative decision of the FMA of 2.5.2017, ref. FMA-AW00001/0044-AWV/2016, to an amount equal to 64,40 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 90(1)(5) BaSAG, shall be revalued to an amount equal to 85,54 % of the amount established by law, pursuant to § 50(1)(1) in conjunction with § 74(2)(4) in conjunction with § 85 in conjunction with § 88(3) BaSAG in conjunction with § 68(2) AVG.

Explanatory statement

Instructions on the means of appeal

In accordance with § 116(8) BaSAG, an objection may be lodged with the FMA against this decision, which has been issued under the emergency procedure (Mandatsverfahren) set out in § 116(1)-(4) BaSAG, by HETA or any other party whose rights have been affected by the resolution measures ordered in this decision, in particular HETA’s shareholders and creditors, within three months of publication of the measures.

This decision shall have direct legal effect on HETA and on the creditors and shareholders affected and all other addressees.

The objection is to be lodged in writing with the FMA, Oral objections or objections by telephone are not permitted.

Where technical means of transmission (for example, electronic mailbox, fax, email) are available for the written objection, this should be stated in addition to our address, Please note, however, that the sender bears the risks associated with each method of transmission (for example, transmission error or loss, loss of document).

In order for electronic and written applications to the Austrian Financial Market Authority (FMA) to be valid (§ 13(1) of the General Administrative Procedure Act (AVG)), the FMA’s hours of business must be observed, These are the same as the public opening hours and are as follows:

Monday to Thursday: 08:00 to 17:30

Friday: 08:00 to 16:00

(except public holidays, 24 December and 31 December)

The FMA’s devices for receiving documents via electronic mailbox, fax and email operate outside the business hours stated above, but they are monitored only during business hours. Therefore, even though they have already reached the FMA’s official space, documents transmitted to such devices outside business hours shall only be deemed to be properly lodged (and received) after the resumption of business hours, and shall (only) be dealt with from that time (§ 13(2) in conjunction with § 13(5) AVG).

No documents will be accepted outside business hours (§ 13(5) AVG).

The objection does not have suspensive effect, which means that the decision may be implemented with immediate effect irrespective of any objection.

Late objections will be dismissed.’.

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