EXECUTIVE SUMMARY

WMO/UNEP

“SCIENTIFIC ASSESSMENT OF OZONE

DEPLETION: 2006”

PREPARED BY THE 

SCIENTIFIC ASSESSMENT PANEL

OF THE

MONTREAL PROTOCOL ON SUBSTANCES

THAT DEPLETE THE OZONE LAYER

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Contents

Introduction ....................................................................................... 1

Figure 1: Ozone-Depleting Substances, the Ozone Layer, and UV Radiation:

Past, Present, and Future

Recent Major Findings and Current Scientific Understanding ............................. 2

Ozone-Depleting Substances

Ozone, Ultraviolet Radiation, and Other Related Changes to Date

The Future of the Ozone Layer and Surface UV Radiation

Additional Scientific Evidence and Related Information .................................... 8

Long-Lived Ozone-Depleting Substances

Halogenated Very Short-Lived Substances

Global Ozone (60°S-60°N)

Polar Ozone

Impact of Climate Change

The Ozone Layer in the 21stCentury

UV Radiation and Its Changes

Ozone Depletion Potentials and Global Warming Potentials

Implications for Policy Formulation ............................................................ 20

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Released by WMO and UNEP on 18 August 2006
Executive Summary Released 18 August 2006

Scientific Assessment of Ozone Depletion: 2006

1

Executive Summary

Scientific Assessment of Ozone Depletion: 2006

The provisions of the 1987 Montreal Protocol on Substances that Deplete the Ozone Layer

include the requirement that the Parties to the Protocol base their future decisions on the updated 

scientific, environmental, technical, and economic information that is assessed through Panels

drawn from the worldwide expert communities. To provide that input to the decision-making 

process, advances in scientific understanding were assessed by the Scientific Assessment Panel

in 1989, 1991, 1994, 1998, and 2002. This information helped support discussions among the

Parties that led to the subsequent Amendments and Adjustments of the 1987 Protocol. The 2006 

Scientific Assessment summarized here is the sixth in that series. The information contained in 

this Executive Summary is based on the eight detailed chapters of the full report.

The previous Assessment presented evidence that the tropospheric abundances of most

ozone-depleting substances, as well as of stratospheric chlorine, were stable or decreasing due to

actions taken under the Montreal Protocol (see schematic Figure 1a, b), with the stratospheric

abundances showing a time lag due to the time for surface emissions to reach the stratosphere.

Based on these facts, it was stated that “The Montreal Protocol is working, and the ozone-layer

depletion from the Protocol’s controlled substances is expected to begin to ameliorate within the

next decade or so.”
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Scientific Assessment of Ozone Depletion: 2006

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An important next step is to ask whether stratospheric ozone and surface ultraviolet (UV)

radiation are responding as expected to the controls on ozone-depleting substances imposed by 

the Protocol (see schematic Figure 1c, d). In addressing this question, it is necessary to consider

factors other than ozone-depleting substances that also influence ozone and UV radiation. These

factors include natural dynamical variability, volcanic eruptions, solar variations, aerosols

(airborne fine particles), and climate change.

Pre-1980 values are often used as a benchmark for ozone and UV recovery. However,

because of the above-mentioned factors, if and when ozone and UV radiation return to their pre1980 values would not be associated solely with the return of ozone-depleting substances to their

pre-1980 values (see schematic Figure 1c, d).

We address the behavior of ozone-depleting substances, the response of stratospheric ozone

and UV radiation to ozone-depleting substances and other factors to date, and the future

evolution of ozone and UV radiation. We first present the main findings, then the detailed 

supporting evidence, and finally the implications for policy formulation.

RECENT MAJOR FINDINGS AND CURRENT SCIENTIFIC UNDERSTANDING

Since the Scientific Assessment of Ozone Depletion: 2002, numerous laboratory 

investigations, atmospheric observations, and theoretical and modeling studies have produced 

new key findings and have strengthened the overall understanding of the ozone layer and its

effect on UV radiation. These advances are highlighted in the following summary of the current

understanding of the impact of human activities and natural phenomena on the ozone layer, as

well as the coupling between climate change and stratospheric ozone depletion.

Ozone-Depleting Substances

The previous Assessment noted that the tropospheric abundances of ozone-depleting gases

were declining, whereas the stratospheric abundances were at or near their peak. Now we ask:

Are the tropospheric and stratospheric abundances of ozone-depleting gases showing further

changes that can be linked to policy actions, and how are they expected to evolve in the future?

• The total combined abundances of anthropogenic ozone-depleting gases in the

troposphere continue to decline from the peak values reached in the 1992-1994 time

period.

− The shorter-lived gases (e.g., methyl chloroform and methyl bromide) continue to 

provide much of the decline in total combined effective abundances of anthropogenic

chlorine-containing and bromine-containing ozone-depleting gases in the troposphere.

The early removal of the shorter-lived gases means that later decreases in ozonedepleting substances will likely be dominated by the atmospheric removal of the longerlived gases.
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− By 2005, the total combined abundance of anthropogenic ozone-depleting gases in the

troposphere had decreased by 8-9% from the peak value observed in the 1992-1994 time

period. The overall magnitude of this decrease is attributable to the estimated changes in 

emissions and is consistent with the known atmospheric lifetimes and our understanding 

of transport processes.

− The tropospheric abundances of hydrochlorofluorocarbons HCFC-22, -141b, and -142b 

increased much less than projected in the previous Assessment. The implication is that

emissions have been lower than anticipated.

− The sum of bromine from halons and methyl bromide in the troposphere has decreased by 

3-5% since 1998 because of decreases in methyl bromide abundance. Methyl bromide

abundance has decreased by 14% between 1997 and 2004. This decrease was larger than

expected and suggests that when anthropogenic emissions of methyl bromide are

reduced, its atmospheric abundance decreases more than previously thought.

• The combined stratospheric abundances of the ozone-depleting gases show a downward

trend from their peak values of the late 1990s, which is consistent with surface

observations of these gases and a time lag for transport to the stratosphere.

− Measurements of hydrogen chloride give a clear signature in the stratosphere of the

decrease in stratospheric ozone-depleting gases since reaching their peak in the late

1990s.

− Stratospheric bromine has increased in line with its tropospheric trends in preceding 

years. A decrease in stratospheric bromine has not yet been identified. Bromine

continues to play a major role in stratospheric ozone depletion.

• Our quantitative understanding of how halogenated very short-lived substances

contribute to halogen levels in the stratosphere has improved significantly since the

2002 Assessment, with brominated very short-lived substances believed to make a 

significant contribution to total stratospheric bromine and its effect on stratospheric

ozone.

− Brominated very short-lived substances, (which are mainly of natural origin) contribute

~5 parts per trillion (ppt) of bromine (estimates range from 3 to 8 ppt) to current levels of

total stratospheric bromine (which are about 18 to 25 ppt). These values are derived from

observations of tropospheric bromine source gases and bromine monoxide in the

stratosphere, based on our current understanding of chemical transformations and 

transport of very short-lived substances to the stratosphere.

− Chlorinated very short-lived source gases, which are mainly of anthropogenic origin,

have now been observed at levels of about 50 ppt in the tropical upper troposphere and 

currently may be a small source of chlorine to the stratosphere.

− Evidence suggests that iodine is currently much less important than bromine and chlorine

for stratospheric ozone destruction.
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Scientific Assessment of Ozone Depletion: 2006

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Ozone, Ultraviolet Radiation, and Other Related Changes to Date

The previous Assessment noted that stratospheric ozone depletion was expected to begin to

reverse within the next decade or so. Now we ask: Are there any signs of this beginning? Have

other factors influenced the behavior of ozone during this period? Has surface UV radiation

responded as anticipated?

• Our basic understanding that anthropogenic ozone-depleting substances have been the

principal cause of the ozone depletion over the past few decades has been strengthened.

During the recent period of near-constant abundances of ozone-depleting gases,

variations in meteorology have been particularly important in influencing the behavior

of ozone over much of the polar and extrapolar (60°S-60°N) regions.

POLAR OZONE

• Springtime polar ozone depletion continues to be severe in cold stratospheric winters.

Meteorological variability has played a larger role in the observed variability in ozone,

over both poles, in the past few years.

− Large Antarctic ozone holes continue to occur. The severity of Antarctic ozone depletion

has not continued to increase since the late 1990s and, since 2000, ozone levels have been 

higher than in some preceding years. These recent changes, seen to different degrees in

different diagnostic analyses, result from increased dynamical activity and not from

decreases in ozone-depleting substances.

− The Antarctic ozone hole now is not as strongly influenced by moderate decreases in 

ozone-depleting gases, and the unusually small ozone holes in some recent years (e.g.,

2002 and 2004) are attributable to dynamical changes in the Antarctic vortex.

− The anomalous Antarctic ozone hole of 2002 was manifested in a smaller ozone-hole

area and much smaller ozone depletion than in the previous decade. This anomaly was

due to an unusual major stratospheric sudden warming.

− Arctic ozone depletion exhibits large year-to-year variability, driven by meteorological

conditions. Over the past four decades, these conditions became more conducive to

severe ozone depletion because of increasingly widespread conditions for the formation 

of polar stratospheric clouds during the coldest Arctic winters. This change is much 

larger than can be expected from the direct radiative effect of increasing greenhouse gas

concentrations. The reason for the change is unclear, and it could be because of longterm natural variability or an unknown dynamical mechanism. The change in 

temperature conditions has contributed to large Arctic ozone losses during some winters

since the mid-1990s.

− The Arctic winter 2004/2005 was exceptionally cold, and chemical ozone loss was

among the largest ever diagnosed. The Arctic remains susceptible to large chemical

ozone loss, and a lack of understanding of the long-term changes in the occurrence of

polar stratospheric clouds limits our ability to predict the future evolution of Arctic ozone

abundance and to detect the early signs of recovery.
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− The role of chemical reactions of chlorine and bromine in the polar stratosphere is better

quantified. Inclusion of these advances results in improved agreement between theory

and observation of the timing of both Arctic and Antarctic polar ozone loss.

GLOBAL OZONE (60°S-60°N)

• The decline in abundances of extrapolar stratospheric ozone seen in the 1990s has not

continued.

− Ozone abundances in the extrapolar regions, 60°S-60°N, have not further declined in

recent years. The midlatitude column (i.e., overhead) ozone values for the 2002-2005 

period were approximately 3% below pre-1980 values in the Northern Hemisphere and 

approximately 6% in the Southern Hemisphere, essentially the same as in the 1998-2001 

period.

− The contribution of polar ozone depletion to midlatitude ozone depletion is substantial;

the extent of the contribution is estimated to be about one-third in the Northern

Hemisphere and one-half in the Southern Hemisphere. The larger contribution in the

Southern Hemisphere is to be expected, given the larger polar ozone depletion in the

Antarctic relative to the Arctic region, and may explain the differences in magnitude and

seasonality of the long-term ozone changes in midlatitudes between the two hemispheres.

− Changes in tropospheric and stratospheric meteorology are partially responsible for the

observed Northern Hemisphere midlatitude winter ozone decline from 1979 to the mid1990s and the ozone increase thereafter. Quantification of these dynamical effects on 

long-term trends ranges from ~20% to up to 50%, depending on the study. Most of these

dynamically induced ozone changes appear to occur in the lowermost stratosphere.

− Upper stratospheric ozone declined between 1979 and the mid-1990s, with the largest

decrease of about 10-15% near 40 km over midlatitudes, but has been relatively constant

during the last decade. Lower stratospheric (20-25 km) ozone over midlatitudes also 

showed a decrease of up to 10% from 1979 to the mid-1990s and has been relatively

constant thereafter.

− Ozone abundances in the Northern Hemisphere midlatitude lowermost stratosphere (12-

15 km) show a strong decrease between 1979 and the mid-1990s, followed by an overall

increase from 1996 to 2004, giving no net long-term decrease at this level. This

lowermost stratosphere ozone change contributed significantly to the column ozone

change during the last decade. Southern Hemisphere observations do not show a similar

increase in the 12-15 km altitude range since the mid-1990s.

− Total column ozone over the tropics (25°S-25°N) remains essentially unchanged. This

finding is consistent with the findings of the previous Assessments.

• Observations together with model studies suggest that the essentially unchanged

column ozone abundances averaged over 60°S-60°N over roughly the past decade are

related to the near constancy of stratospheric ozone-depleting gases during this period.

− The slowing of the decline and leveling off of midlatitude upper stratospheric (35-45 km)

ozone over the past decade have very likely been dominated by the corresponding 

changes in stratospheric ozone-depleting gases.
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− Over the past decade, changes in stratospheric ozone-depleting gases have likely 

contributed to the slowing of the midlatitude total column ozone decline and the general

leveling off of ozone abundances. Transport has also played an important role in ozone

changes, particularly in the lowermost stratosphere, making attribution of column ozone

changes to changes in ozone-depleting gases more difficult than in the upper stratosphere.

STRATOSPHERIC TEMPERATURE AND SURFACE UV RADIATION

• The stratospheric cooling observed during the past two decades has slowed in recent

years.

− Satellite and radiosonde measurements reveal an overall decrease in the global-mean 

lower stratospheric temperature of approximately 0.5 K/decade over the 1979-2004

period, with a slowdown in the temperature decline since the late 1990s. The overall

temperature decrease is punctuated by transient warmings of the stratosphere associated 

with the major volcanic eruptions in 1982 and 1991. Model calculations suggest that the

observed ozone loss is the predominant cause of the global-mean cooling observed over

this period.

− The lower stratospheric cooling is evident at all latitudes, in particular in both the Arctic

and Antarctic winter/spring lower stratosphere, but with considerable interannual

variability in those regions.

− Satellite observations show larger cooling trends in the upper stratosphere, with values of

1 to 2 K/decade, but little additional decline since the middle 1990s. Model calculations

suggest that the upper stratosphere trends are due, about equally, to decreases in ozone

and increases in well-mixed greenhouse gases.

− The long-term cooling rate of the Antarctic stratosphere has likewise reduced compared 

with what was seen by the time of the previous assessment. There has been large

variability in Antarctic temperatures in recent years.

• Measurements from some stations in unpolluted locations indicate that UV irradiance

(radiation levels) has been decreasing since the late 1990s, in accordance with observed

ozone increases. However, at some Northern Hemisphere stations UV irradiance is still

increasing, as a consequence of long-term changes in other factors that also affect UV

radiation. Outside polar regions, ozone depletion has been relatively small, hence, in many 

places, increases in UV due to this depletion are difficult to separate from the increases

caused by other factors, such as changes in cloud and aerosol. In some unpolluted locations,

especially in the Southern Hemisphere, UV irradiance has been decreasing in recent years, as

expected from the observed increases in ozone at those sites. Model calculations

incorporating only ozone projections show that cloud-free UV irradiance will continue to

decrease, although other UV-influencing factors are likely to change at the same time.

• In polar regions, high UV irradiances lasting for a few days have been observed in

association with episodes of low total ozone. Erythemal (i.e., sunburning) irradiance

averaged over several days has been increased by ~70% over sub-Antarctic regions when 

ozone-depleted air from the polar region passes over. In Antarctica during October,
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instantaneous enhancements that can exceed a factor of three have been observed. Over

northern Europe and Alaska, the observed enhancements were smaller.

The Future of the Ozone Layer and Surface UV Radiation

The previous (2002) Assessment noted that climate change would influence the future of the

ozone layer. Now we ask: How has our understanding of this issue progressed? How has our

increased understanding led to an improved estimate of the state of the future ozone layer?

Previous Assessments have relied heavily on two-dimensional models for projections of

future ozone, and these models are used again here. The 2002 Assessment noted the emerging 

use of three-dimensional Chemistry-Climate Models; we have now used these models

extensively in this current 2006 Assessment.

• It is unlikely that total ozone averaged over the region 60°S-60°N will decrease

significantly below the low values of the 1990s, because the abundances of ozonedepleting substances have peaked and are in decline. Two-dimensional models and threedimensional Chemistry-Climate Models suggest that the minimum total column ozone values

in this region have already occurred. This conclusion is consistent with the observation that

over this region, ozone has not declined further in the 2002-2005 period.

• The decrease in ozone-depleting substances is the dominant factor in the expected

return of ozone levels to pre-1980 values. Changes in climate will influence if, when,

and to what extent ozone will return to pre-1980 values in different regions.

− The current best estimate is that global (60°S-60°N) ozone will return to pre-1980 levels

around the middle of the 21st century, at or before the time when stratospheric

abundances of ozone-depleting gases return to pre-1980 levels.

− Model simulations suggest that changes in climate, specifically the cooling of the

stratosphere associated with increases in the abundance of carbon dioxide, may hasten the

return of global column ozone to pre-1980 values by up to 15 years, depending on the

climate-gas scenario used. However, this would not be considered a “recovery” of

stratospheric ozone from ozone-depleting gases, because perceptible depletion due to 

anthropogenic ozone-depleting substances will still be contributing to the ozone levels.

• The Antarctic ozone hole is expected to continue for decades. Antarctic ozone

abundances are projected to return to pre-1980 levels around 2060-2075, roughly 10-25

years later than estimated in the 2002 Assessment. The projection of this later return is

primarily due to a better representation of the time evolution of ozone-depleting gases in the

polar regions. In the next two decades, the Antarctic ozone hole is not expected to improve

significantly.

• Large ozone losses will likely continue to occur in cold Arctic winters during the next 15 

years. The high variability in the volume of polar stratospheric clouds in these cold winters

limits our ability to predict their future occurrences. According to Chemistry-Climate

Models, Arctic ozone levels are expected, on average, to return to pre-1980 levels before

2050.
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• Climate change will also influence surface UV radiation through changes induced

mainly to clouds and the ability of the Earth’s surface to reflect light. Aerosols and air

pollutants are also expected to change in the future. These factors may result in either

increases or decreases of surface UV irradiance, through absorption or scattering. As ozone

depletion becomes smaller, these factors are likely to dominate future UV radiation levels.

ADDITIONAL SCIENTIFIC EVIDENCE AND RELATED INFORMATION

For the purpose of this report, ozone-depleting substances are considered as being either

long-lived (more than 6 months in the atmosphere) or very short-lived (less than 6 months in the

atmosphere), and these are considered in the next two sections. The atmospheric lifetime

determines the likelihood of halogens emitted in the troposphere reaching the stratosphere and so 

being able to deplete stratospheric ozone. The cumulative effective abundance of halogens in the

stratosphere is quantified as equivalent effective stratospheric chlorine (EESC)

1

.

Long-Lived Ozone-Depleting Substances

ATMOSPHERIC TRENDS

• The decline in the abundance of methyl chloroform and methyl bromide, which are

shorter lived than chlorofluorocarbons (CFCs), contributed the most to the decline in

effective equivalent tropospheric chlorine levels. By 2005, the abundances of the total

combined anthropogenic ozone-depleting gases in the troposphere had decreased by 8-9%

from the peak value observed in the 1992-1994 time period. The total decline was ~120 

parts per trillion (ppt) between 2000 and 2004, of which ~60 ppt was due to the decline of

methyl chloroform and ~45 ppt due to methyl bromide. The CFCs together accounted for

less than 23 ppt of the decline. The contribution of hydrochlorofluorocarbons (HCFCs) was

to add 12 ppt.

• Total tropospheric chlorine-containing chemicals (approximately 3.44 parts per billion

(ppb) in 2004) continued to decrease. Recent decreases (20 ppt/year or 0.59% in

2003-2004) have been at a slightly slower rate than decreases in earlier years (23 ppt/year or

0.64% in 1999-2000) primarily because of the reduced contribution from methyl chloroform.

The declines in total chlorine (Cl) during 2000-2004 were slightly faster than projected for

these years in the Ab scenario of the previous (2002) ozone assessment report (baseline

scenario following the 1999 Beijing Amendments).

− Chlorofluorocarbons, consisting primarily of CFC-11, -12, and -113, accounted for

2.13 ppb (~62%) of total Cl in 2004 and accounted for a decline of 9 ppt of Cl from

 1 Equivalent effective stratospheric chlorine (EESC), a metric noted in the previous assessment, has found

widespread use. EESC is a gauge of the overall stratospheric burden of ozone-depleting halogen. It is

derived from ground-based measurements of ozone-depleting substances, with consideration given to the

number of chlorine and bromine atoms in ozone-depleting substances, the rates at which different ozonedepleting substances release their halogen once they reach the stratosphere, and the higher per-atom 

efficiency for bromine relative to chlorine in destroying ozone.
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2003-2004 (or nearly half of the total Cl decline in the troposphere over this period).

Atmospheric mixing ratios of CFC-12, which account for about one-third of the current

atmospheric chlorine loading, have been constant within 1% (5 ppt) since 2000, and some

in situ and Northern Hemisphere column (i.e., overhead) measurements show that peak 

values were attained in 2003. CFC-11 mixing ratios are decreasing at approximately 

0.8%/year (1.9 ppt/year) and CFC-113 mixing ratios are decreasing at approximately 

1%/year (0.8 ppt/year), which is twice as fast as in 1999-2000.

− Hydrochlorofluorocarbons (HCFCs), which are substitutes for CFCs, continue to

increase in the atmosphere. HCFCs accounted for 214 ppt, or 6%, of total

tropospheric chlorine in 2004 versus 180 ppt (5%) of total Cl in 2000. HCFC-22 is

the most abundant of the HCFCs and is currently (2000-2004) increasing at a rate of 4.9 

ppt/year (3.2%/year). HCFC-141b and HCFC-142b mixing ratios increased by 1.1 

ppt/year (7.6%/year) and 0.6 ppt/year (4.5%/year) over this same period, or at about half

the rates found for these two gases in 1996-2000. The rates of increase for all three of

these HCFC compounds are significantly slower than projected in the 2002 Ozone

Assessment (6.6, 2.6, and 1.6 ppt/year for HCFC-22, HCFC-141b, and HCFC-142b,

respectively).

− Methyl chloroform has continued to decrease and contributed 13.5 ppt (or more

than half) of the overall decline observed for total tropospheric Cl in 2003-2004. It is

currently still the largest contributor to the decline in tropospheric chlorine.

• The stratospheric chlorine burden derived from ground-based total column and spacebased measurements of inorganic chlorine is now in decline. This is consistent with the

decline in tropospheric chlorine from long-lived halocarbons. The burden of total

stratospheric chlorine derived from satellite measurements agrees, within ±0.3 ppb (about

12%), with the amounts expected from surface data when the delay due to transport is

considered. The uncertainty in this burden is large relative to the expected chlorine

contribution from shorter-lived gases.

• Total organic tropospheric bromine from halons and methyl bromide peaked in about

1998 at 16.5 to 17 ppt and has since declined by 0.6-0.9 ppt (3-5%). This observed 

decrease was solely a result of declines observed for methyl bromide. Bromine from halons

continues to increase, but at slower rates in recent years (0.1 ppt Br/year in 2003-2004).

− Atmospheric amounts of methyl bromide declined beginning in 1999, when

industrial production was reduced. By mid-2004, mixing ratios had declined 1.3 ppt

(14%) from the peak of 9.2 ppt measured before 1999. Reported production of methyl

bromide for emissive uses decreased by 50% during this same period.

− Both the recently observed decline and the 20th century increase inferred for

atmospheric methyl bromide were larger than expected. Although industrial

emissions of methyl bromide were thought to account for 20% (range 10-40%) of

atmospheric methyl bromide during 1992-1998 (i.e., before production was reduced),

observed concentrations are consistent with this fraction having been 30% (range 20-

40%). This suggests that fumigation-related emissions could have a stronger influence

on atmospheric methyl bromide mixing ratios than estimated in past Assessments, though 
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uncertainties in the variability of natural emission rates and loss, and in the magnitude of

methyl bromide banked in recent years, limit our understanding of this sensitivity.

− Mixing ratios calculated from updated emission estimates are in good agreement

with the measurements for Halon-1211, but they exceed all the Halon-1301 

measurements since 1980 by more than 10%. Atmospheric increases in Halon-1211 

(0.06 ppt/year) in 2000-2004 were about half those in 1996-2000. It is currently unclear

whether Halon-1301 continues to increase.

EMISSION ESTIMATES

• Global emissions of CFC-11 (88 Gg/yr, where 1 Gg = 109 grams), CFC-12 (114 Gg/yr),

and CFC-113 (6 Gg/yr) in 2003 were approximately 25%, 25%, and 3% of their

maximum values around 1986. Emissions of CFC-11, CFC-12, and CFC-113 have all

continued to decrease since 2000.

• Regional emission estimates for CFCs, methyl chloroform, and carbon tetrachloride

have been reported for the first time. Differences between developed and developing 

regions are indicative of the differing schedules of phase-out. However, the patchiness in the

present coverage (especially in developing regions such as Southeast Asia) and the

uncertainties in the regional estimates mean that useful comparisons between summed 

regional emissions and global emissions derived from trends cannot currently be made.

Regional emission estimates of methyl chloroform indicate that global emissions after 2000

may have been roughly 22 Gg/year, which is not statistically different from the estimate of

12.9 Gg/year (for 2002) obtained from industry/United Nations Environment Programme

data.

• While emissions of HCFC-22 have remained nearly constant from 2000 to 2004,

emissions of HCFC-141b and HCFC-142b decreased by approximately 15% over the

same period.

• Hydrofluorocarbon-23 (HFC-23) emissions estimated from atmospheric measurements

have increased from about 6 Gg/yr in 1990 to about 13 Gg/yr in 2001 (an increase of

approximately 120%). These emissions are a byproduct of HCFC-22 production. HFC-23

mixing ratios (18 ppt in 2004) have continued to increase, at approximately 0.7 ppt/yr

(4%/yr), in 2001-2004.

Halogenated Very Short-Lived Substances

• Observations show that the total inorganic bromine (Bry) in the stratosphere is more

abundant than can be accounted for by the sum of bromine delivered to this region by 

“long-lived” brominated source gases. Very short-lived substances (VSLS) are defined as

trace gases whose local tropospheric lifetimes are comparable to or shorter than tropospheric

transport time scales, such that their tropospheric distributions are non-uniform. Here, VSLS

are considered to have atmospheric lifetimes of less than 6 months.
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• Various lines of evidence show that brominated VSLS contribute about 5 ppt (with

estimates ranging from 3 to 8 ppt) to total stratospheric Bry:

− The estimate of total stratospheric Bry abundance existing in the late 1990s is about 18-25 

ppt. This value is derived from different observations of bromine monoxide (BrO). This

is greater than the 16-17 ppt of bromine delivered to the stratosphere by “long-lived”

brominated source gases (i.e., the halons and methyl bromide, CH3Br) during this period.

− Measurements of organic brominated very short-lived source gases in the tropical upper

troposphere amount to about 3.5 ppt. Compounds resulting from source gas degradation 

and other sources of tropospheric inorganic bromine may contribute comparable

amounts.

• Levels of total stratospheric bromine continue to show evidence for a trend that is

consistent with that of tropospheric total bromine. Further studies are required to

determine if the recent decline in tropospheric bromine will be reflected in stratospheric

bromine abundance.

• It is unlikely that iodine is important for stratospheric ozone loss in the present-day

atmosphere. There is little evidence for measurable iodine in the form of iodine oxide (IO)

in the lower stratosphere (i.e., about 0.1 ppt). This difference in behavior compared with

bromine may be partly attributed to the short photochemical lifetime and lower abundances

of iodine source gases, and aerosol uptake of iodine in the stratosphere.

• The sum of the chlorine content from very short-lived source gases in the tropical upper

troposphere is now estimated to be about 50 ppt. While 50 ppt of inorganic chlorine (Cly)

from VSLS would represent only 1-2% of Cly from long-lived source gases (~3500 ppt), it

would represent a significant contribution to background Cly due only to naturally occurring

methyl chloride (550 ppt). The value of 100 ppt for Cly from short-lived species in the

previous Assessment also included a contribution of 50 ppt from phosgene.

• The majority of known brominated and iodinated very short-lived source gases are

predominantly of natural origin and are nearly unchanged in the past few decades, as

indicated by firn air studies. Some have small anthropogenic sources and have increased 

slightly in the Northern Hemisphere (e.g., certain brominated trihalomethanes) and a few are

almost exclusively anthropogenic (notably n-propyl bromide (n-PB)).

• Chlorinated very short-lived source gases originate largely from anthropogenic

emissions, although natural sources also contribute. There is evidence for significant recent

declines in concentrations of some chlorinated very short-lived source gases, notably

chloroform, dichloromethane, and tetrachloroethene.

• The route by which VSLS are most likely to reach the stratosphere is transport out of

the boundary layer by deep convection in tropical regions (particularly if co-located

with regions of high emissions over tropical oceans) followed by quasi-horizontal

transport into the lower stratosphere. The fraction of source gas and product gas

transported into the stratosphere also depends on the local chemical lifetime, where source
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gases decompose, and the loss of product gases by heterogeneous processes involving 

aerosols and clouds.

Global Ozone (60°S-60°N)

TOTAL COLUMN OZONE

• Global mean total column (i.e., overhead) ozone values for 2002-2005 were 3.5% below

1964-1980 average values. The 2002-2005 values are similar to the 1998-2001 values. This

behavior is evident in all available global data sets, although differences of up to 1% between 

annual averages exist between some individual sets.

• There are differences between the two hemispheres in the evolution of total column

ozone at midlatitudes:

− Averaged for the period 2002-2005, total column ozone for the Northern Hemisphere

(NH) and Southern Hemisphere (SH) midlatitudes (35°-60°) are about 3% and 5.5%,

respectively, below their 1964-1980 average values and are similar to their 1998-2001

values. The NH shows a minimum around 1993 followed by an increase. The SH shows

an ongoing decrease through the late 1990s followed by the recent leveling off.

− There are seasonal differences between the NH and the SH in ozone changes over

midlatitudes. Changes since the pre-1980 period over northern midlatitudes (35°N-60°N)

are larger in spring, whereas those over southern midlatitudes (35°S-60°S) are nearly the

same throughout the year.

• Total column ozone over the tropics (25°S-25°N) remains essentially unchanged. These

findings are consistent with the findings of the previous Assessments.

VERTICAL OZONE DISTRIBUTION

• Upper stratospheric ozone declined during 1979-1995, but has been relatively constant

during the last decade. Measurements from Stratospheric Aerosol and Gas Experiment

(SAGE I+II) and Solar Backscatter Ultraviolet spectrometer (SBUV(/2)) satellite instruments

show significant declines through 1995 when averaged over 60°N-60°S and altitudes of 35 to 

50 km. The net ozone decrease was ~10-15% over midlatitudes with smaller, but significant

changes over the tropics. Available independent Umkehr, lidar, and microwave ozone

measurements confirm these findings.

• Lower stratospheric ozone declined over the period 1979-1995, but has been relatively

constant with significant variability over the last decade. At midlatitudes of both the

northern and southern hemispheres, measurements by the SAGE I+II and SBUV(/2) satellite

instruments showed declines of up to 10% by 1995 between 20 and 25 km altitude. These

decreases did not continue in the last decade.

• In the lowermost stratosphere of the Northern Hemisphere, between 12 and 15 km, a 

strong decrease in ozone was observed between 1979 and 1995, followed by an overall

increase from 1996 to 2004 leading to no net long-term decrease at this level. These

changes in the lowermost stratosphere have a substantial influence on the column. The
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Scientific Assessment of Ozone Depletion: 2006

13

Southern Hemisphere midlatitude data do not show similar increases since 1995 at these

altitudes.

UNDERSTANDING PAST CHANGES IN GLOBAL OZONE

• There is good overall agreement between observed long-term changes in extrapolar

ozone and model simulations that include the effects of increasing halogens. The models

generally reproduce the observed ozone changes as a function of altitude, latitude, and

season, confirming our understanding that halogen changes are the main driver of global

ozone changes. This link is supported by the statistical fit of globally averaged ozone

observations with equivalent effective stratospheric chlorine (EESC; see footnote at the

beginning of this section of the Executive Summary). However, there are discrepancies

between the modeled and observed changes. Notably, the models tend to perform less well

in simulating changes in the SH compared with the NH.

• Empirical and model studies have shown that changes in tropospheric and

stratospheric dynamics have been partially responsible for the observed NH

midlatitude winter ozone decline from 1979 to the mid-1990s and the ozone increase

thereafter. Whether this is due to dynamical variability or results from a long-term trend in 

stratospheric circulation is not yet clear. Estimates of these dynamical effects on long-term

trends range from ~20% up to 50% for the winter period.

• The inclusion of additional inorganic bromine (Bry) from very short-lived substances

(VSLS) in models yields simulations with larger ozone destruction at midlatitudes and

polar regions, compared with studies including only long-lived bromine source gases.

In both regions, the enhanced ozone loss occurs in the lower stratosphere via interactions of

this bromine with anthropogenic chlorine. Midlatitude ozone loss is most enhanced during 

periods of high aerosol loading. Ozone loss through chemical reactions involving bromine

and odd-hydrogen (HOx) is also enhanced at midlatitudes under all conditions. The impact

on long-term midlatitude ozone trends (1980-2004), assuming constant VSLS Bry, is

calculated to be small because aerosol loading was low at the start and end of this time

period.

• Several independent modeling studies confirm that dilution of ozone-depleted polar air

makes a substantial contribution to midlatitude ozone depletion, especially in the

Southern Hemisphere, where polar ozone loss is much larger. Long-term annually

averaged model-based estimates indicate that about one-third of the depletion in the Northern

Hemisphere (with large interannual variation) and about one-half in the Southern 

Hemisphere, results from polar loss. This is supported by the observation that polar ozone

depletion in the Antarctic spring is strongly correlated with southern summer midlatitude

ozone depletion.

• Identification of the solar cycle signal in observed ozone has been improved because of

the absence of major volcanic eruptions over the past 15 years. The deduced solar cycle
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Scientific Assessment of Ozone Depletion: 2006

14

variation in column ozone has a mean amplitude of 2-3% (from minimum to maximum) in 

low to midlatitudes from the extended data series.

Polar Ozone

ARCTIC

• Arctic spring total ozone values over the last decade are lower than values observed in

the 1980s, but somewhat larger than those in the 1990s; they are highly variable

depending on dynamical conditions. For current halogen levels, anthropogenic chemical

loss and variability in ozone transport are about equally important for year-to-year Arctic

ozone variability. Lower-than-average Arctic vortex temperatures result in larger halogendriven chemical ozone losses.

• For the “coldest” Arctic winters, the volume of air with temperatures low enough to 

support polar stratospheric clouds (called “VPSC”) has increased significantly since the

late 1960s. This change is much larger than expected from the direct radiative effect of

increasing greenhouse gas concentrations. The reason for the change is not clear, and it

could be due to long-term natural variability or an unknown dynamical mechanism.

• Column ozone chemical loss in the 2004/2005 Arctic winter was among the largest ever

diagnosed. The 2004/2005 Arctic stratosphere was exceptionally cold, particularly at

altitudes below 18 km, leading to a value of VPSC 25% larger than the previous record value.

Various independent studies and methods suggest that the chemical column ozone loss in 

2004/2005 was among the largest ever observed.

• The chemical loss of column ozone for Arctic winters exhibits a near-linear relation

with VPSC during each winter. A similar relation between ozone loss and VPSC is now seen 

for two independent analyses of chemical ozone loss, increasing our confidence in the

robustness of this relation. Observations of the large Arctic ozone loss in 2004/2005 are in 

line with the relationship established for prior winters.

ANTARCTIC

• Large Antarctic ozone holes continue to occur. The severity of Antarctic ozone

depletion has not continued to increase since the late 1990s and, since 2000, ozone levels

have been higher in some years. These recent changes, evident to different degrees in 

different diagnostic measures, result from increased dynamical wave activity and not from

decreases in ozone-depleting substances.

• In September 2002, the first-ever observed major stratospheric sudden warming

occurred in the Southern Hemisphere. This early spring warming caused a drastic

reduction of the ozone hole area and resulted in a less severe ozone hole. This warming 

resulted from anomalously strong dynamical wave activity in the Southern Hemisphere. The

Antarctic winter of 2004 was also dynamically very active and had higher ozone levels than

in previous years.
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GENERAL

• Large interannual variability in polar stratospheric temperatures complicates the

interpretation of temperature trends. Previously reported estimates of temperature trends

in polar regions have differed from assessment to assessment. In retrospect, it is evident that

temperature trends derived over time scales of 1-2 decades, though they may appear

statistically significant, are not robust because of large interannual and decadal variability in

observed temperatures. Therefore, changes in reported temperature trends do not necessarily 

indicate systematic changes in physical or chemical processes.

• Calculated chemical loss rates of polar ozone substantially increase in models that

assume: 1) more efficient ozone destruction by reactions involving two chlorine

monoxide (ClO) molecules (referred to as the ClO dimer cycle) and 2) higher

concentrations of bromine. The higher concentrations of bromine are assumed because of

new evidence that natural bromocarbons play a considerable role in the stratospheric bromine

budget. More efficient ozone destruction by the ClO dimer cycle is supported by analyses of

the first stratospheric observations of the ClO dimer. These two changes to models improve

the comparison between measured and modeled Arctic ozone loss rates that was noted in the

past Assessment. These changes also improve comparison between theory and observation 

of the timing of ozone loss over Antarctica.

• For the first time, measurements show unambiguously that nitric acid trihydrate (NAT)

PSC particles can nucleate above the ice frost point, and there is additional evidence of

their widespread occurrence. Widespread, low-number-density NAT clouds can lead to 

denitrification and enhanced ozone loss. Incorporating NAT nucleation above the ice frost

point into chemical transport models has improved denitrification simulations, but

discrepancies in interannual variability remain, probably because the NAT nucleation 

mechanisms are not fully understood.

Impact of Climate Change

• The stratospheric cooling observed during the past two decades has slowed in recent

years.

− Satellite and radiosonde measurements reveal an overall decrease in the global-mean 

lower stratospheric temperature of approximately 0.5 K/decade over the 1979-2004

period, with a slowdown in the temperature decline since the late 1990s. The overall

temperature decrease is punctuated by transient warmings of the stratosphere associated 

with the major volcanic eruptions in 1982 and 1991. Consistent with the previous

Assessment, model calculations indicate that the observed ozone loss is the predominant

cause of the global-mean lower stratospheric cooling observed over this period.

− The cooling of the lower stratosphere is evident at all latitudes. The annual-mean 

temperature in the Arctic lower stratosphere has decreased by approximately 1 K over the

1979-2004 period. There continues to be a large interannual variability in the winter and

springtime, which makes it difficult to determine reliable trends in the Arctic lower

stratosphere.
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− A considerable interannual variability in the temperature of the Antarctic lower

stratosphere has become evident in recent years; this has reduced the estimate of the

decadal-scale cooling trend in that region from that in the previous Assessment.

− Satellite observations show large global-mean cooling trends in the upper stratosphere (1 

to 2 K/decade over 1979-2004), but there is little additional decline since the middle

1990s. The conclusion of the previous Assessment, that the observed upper stratosphere

trends are due to approximately similar contributions from decreases in ozone and 

increases in well-mixed greenhouse gases, is reaffirmed.

• Future increases of greenhouse gas concentrations will contribute to the average cooling

in the stratosphere. Estimates derived from climate models (AOGCMs, coupled oceanatmosphere general circulation models) and Chemistry-Climate Models (CCMs) with 

interactive ozone consistently predict continued cooling of the global average stratosphere.

The predicted cooling rate within the next two decades is dependent on the prescribed 

scenario and the type of model used for the Assessment. At 50 hPa (an altitude of about 20

km), an average of all AOGCMs gives approximately 0.1 K/decade, while CCMs predict a

larger cooling of about 0.25 K/decade caused by the interactive consideration of ozone

changes. All models calculate a stronger cooling at 10 hPa (about 30 km), averaging

approximately 0.5 K/decade. Simulations of polar temperatures in the future are less certain 

than global mean temperatures because of greater interannual variability.

• Chemical reaction rates in the atmosphere are dependent on temperature, and thus the

concentration of ozone is sensitive to temperature changes. Decreases in upper

stratospheric temperature slow the rate of photochemical ozone destruction in this region.

Hence the concentration of upper stratospheric ozone increases in response to cooling.

Cooling of the polar lower stratosphere would lead to more efficient chlorine activation on 

aerosols and polar stratospheric clouds, and enhanced ozone destruction. Therefore, the

concentration of ozone in the springtime polar lower stratosphere would decrease in response

to cooling.

INTERACTIONS BETWEEN STRATOSPHERE AND TROPOSPHERE

• Changes to the temperature and circulation of the stratosphere affect climate and

weather in the troposphere. Consistent evidence for this coupling comes from both 

observational analyses and models, but the mechanisms responsible are not well understood.

The dominant tropospheric response comprises changes in the strength of the midlatitude

westerlies (the prevailing winds from the west). Observations and models suggest that

Antarctic ozone depletion, through its effects on the lower stratospheric vortex, has

contributed to the observed strengthening of tropospheric winds and Antarctic surface

cooling during December-February.

• Updated datasets of stratospheric water vapor concentrations now show differences in

long-term behavior. Recent trend analyses, which are based on only two available

multiyear datasets, cast doubt on the positive stratospheric water vapor trend that was noted 

in the previous Assessment. Balloon-borne water vapor measurements at Boulder, Colorado,

for the period 1980-2005 show a significant increase of 5-10% per decade over altitudes of

15-28 km. Global water vapor measurements from the Halogen Occultation Experiment
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Scientific Assessment of Ozone Depletion: 2006

17

(HALOE) satellite instrument for 1991-2005 do not show a corresponding positive lower

stratospheric trend. Interannual water vapor changes derived from HALOE data exhibit

quantitative agreement with temperature variations near the tropical tropopause. In contrast,

the long-term increases inferred from the Boulder data are larger than can be explained by 

observed tropopause temperature changes or past increases in tropospheric methane.

The Ozone Layer in the 21st Century

• The slowing of the decline and leveling off of midlatitude upper stratospheric (35-45

km) ozone over the past 10 years has very likely been dominated by changes in

equivalent effective stratospheric chlorine (EESC). Gas-phase chemistry, modulated by

changes in temperature and other gases such as methane, directly controls ozone in this

region, and observed ozone increases are similar to those modeled from EESC decreases.

• Over the past 10 years, changes in EESC have likely contributed to the slowing of

midlatitude total column ozone decline and the leveling off of column ozone. Transport

also has played an important role, particularly in the lowermost stratosphere, making

attribution of ozone changes to solely EESC difficult. For northern midlatitudes, increases in 

ozone have been greater than expected from EESC decreases alone; whereas over southern 

midlatitudes, ozone changes are more consistent with the range expected from EESC

decreases.

• The decline in EESC has not caused the large annual variations observed in Arctic

ozone depletion. Indeed, the onset of ozone recovery in the Arctic has not been detected.

The large interannual variations driven by changes in meteorology are likely to preclude the

detection of the first stage of recovery.

MODEL PROJECTIONS

Two-dimensional models and three-dimensional coupled Chemistry-Climate Models

(CCMs), both of which incorporate many of the factors that affect ozone as well as their

feedbacks, have been used in this Assessment to make projections of the evolution of ozone

throughout the 21st century. The model projections guiding the conclusions below were based 

on the surface time series of halocarbons from the “Ab” scenario (baseline scenario following the

Beijing Amendments) from the 2002 ozone assessment, as well as the well-mixed greenhouse

gas concentrations from the Third Assessment Report of the Intergovernmental Panel on Climate

Change, Climate Change 2001: The Scientific Basis. To focus on long-term changes, the

projected ozone anomalies have been decadally smoothed.

• The CCMs used to project future ozone abundances have been critically evaluated and

more emphasis has been given to those models that best represent the processes known

to strongly affect column ozone abundances. The CCMs vary in their skill in representing 

different processes and characteristics of the atmosphere. However, there is sufficient

agreement between the majority of the CCMs and the observations, so that some confidence

can be placed in their projections.
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Scientific Assessment of Ozone Depletion: 2006

18

• Averaged over 60°S to 60°N, total column ozone is projected to increase by 1% to 2.5% 

between 2000 and 2020, reaching 1980 values at the same time or before EESC in that

region declines to 1980 values (2040-2050). By 2100, ozone should be up to 5% above

1980 values. Both two-dimensional models and CCMs suggest that minimum total column

ozone values have already occurred in this region. Ozone exceeds pre-1980 values at the

time EESC returns to 1980 values in nearly all models that include coupling between wellmixed greenhouse gases and temperature (interactive two-dimensional models and the

CCMs). Similarly the elevated ozone levels in 2100 are observed in all interactive twodimensional models and in the one CCM that extended to 2100.

• Antarctic springtime ozone is projected to increase by 5% to 10% between 2000 and

2020, reaching 1980 values close to when Antarctic EESC decreases to 1980 values

(2060-2075), and changing little thereafter. Different diagnostic indicators of ozone

depletion show different sensitivities to EESC. The most rapid change (decrease) occurs in 

the ozone mass deficit and the slowest change (increase) occurs in ozone minimum values

and October ozone anomalies. Minimum ozone values remain roughly constant between 

2000 and 2010 in many models. The projected onset of decreases in the ozone mass deficit

occurs between 2000 and 2005, whereas the projected onset of increases in minimum

Antarctic ozone does not occur until after 2010 in many models.

• Arctic springtime ozone is projected to increase by 0% to 10% between 2000 and 2020,

reaching 1980 values much earlier than when Arctic EESC decreases to 1980 values

(2060-2070). By 2100, Arctic ozone is projected to be substantially above 1980 values.

While the large interannual variability in projected Arctic ozone obscures the date when the

ozone turnaround due to decreasing EESC occurs, this is projected to occur before 2020.

The increase in Arctic ozone does not follow EESC as closely as in the Antarctic, and in the

majority of CCMs, Arctic ozone exceeds 1980 values before the Antarctic. There is no 

indication of future large decreases in Arctic column ozone in any of the model simulations.

There is large uncertainty in predictions of Arctic ozone because of the smaller ozone

depletion and the larger interannual variability in the Arctic stratosphere.

• The projected ozone in 2100 is sensitive to future levels of the well-mixed greenhouse

gases. For example, expected future increases in nitrous oxide (N2O) will increase

stratospheric nitrogen oxides (NOx), which may exacerbate ozone depletion. However, the

expected stratospheric cooling induced by increasing concentrations of greenhouse gases,

primarily carbon dioxide (CO2), is expected to slow gas-phase ozone depletion reactions and,

thereby, increase ozone. The net effect on ozone amounts will depend on future levels of the

different well-mixed greenhouse gases. The importance of this temperature feedback is

demonstrated by the non-interactive two-dimensional models, which predict that extrapolar

column ozone will be less than or near 1980 values through the latter half of the century.

• Human activities are expected to affect stratospheric ozone through changes in

tropospheric emissions of trace gases. Enhanced methane (CH4) emission (from wetter and 

warmer soils) is expected to enhance ozone production in the lower stratosphere, whereas an 

increase in nitrous oxide (N2O) emission (from extended use of artificial fertilizer) is

expected to reduce ozone in the middle and high stratosphere. Also, changes in non-methane
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Scientific Assessment of Ozone Depletion: 2006

19

hydrocarbons and nitrogen oxide (NOx) emissions are expected to affect the tropospheric

concentrations of hydroxyl radical (OH) and, hence, impact the lifetime and concentration of

stratospheric trace gases such as CH4 and organic halogen species.

• Future changes of stratospheric water vapor concentrations are uncertain. If water

vapor concentrations increase in the future, there will be both a radiative and a chemical

effect. Modeling studies suggest increased water vapor concentrations will enhance odd

hydrogen (HOx) in the stratosphere and subsequently influence ozone depletion. Increases in 

water vapor in the polar regions would raise the temperature threshold for the formation of

polar stratospheric clouds, potentially increasing springtime ozone depletion.

UV Radiation and Its Changes

• Some unpolluted sites show that UV radiation has been decreasing since the late 1990s.

However, at some midlatitude stations in the Northern Hemisphere, surface UV

irradiance continued to increase at rates of a few percent per decade. The observed 

increases and their significance depend on location, wavelength range, and the period of

measurements. These increases cannot be explained solely by ozone depletion and could be

attributed to a decreasing tendency in aerosol optical extinction and air pollution since the

beginning of the 1990s and partly to decreasing cloudiness, as estimated from satellites.

• Tropospheric aerosols are responsible for the overestimation of UV irradiance from

satellite instruments (e.g., TOMS, the Total Ozone Mapping Spectrometer) that use

solar backscattered ultraviolet radiation to derive surface UV irradiance. At clean sites

the agreement with ground-based measurements is good. However, over more polluted 

locations the bias can be as large as 40% because the lowermost atmosphere containing the

absorbing aerosols is not adequately probed by the measurements. The presence of clouds

and snow or ice cover can also lead to significant biases. New algorithms have been 

developed to improve the parameterization of aerosol, snow, and ice effects on satellitederived surface UV irradiance, as well as of cloud effects using Advanced Very High 

Resolution Radiometer (AVHRR) and Meteosat images, showing on average good 

agreement with ground-based UV observations. Although the TOMS instrument is no longer

available, the continuity of satellite-derived global UV data is maintained with the new

Ozone Monitoring Instrument (OMI) onboard the Aura satellite.

• Clouds are the major factor limiting the detectability of long-term changes in UV

radiation due to ozone changes or other factors. Even if ozone trends were linear, at least

10-15 years of measurements would be needed for detecting a trend in UV radiation. At

most extrapolar locations, the effects on UV-B radiation from ozone depletion are relatively

small, and the influence of clouds is dominant.

• Air pollutants may counterbalance the UV radiation increases resulting from ozone

depletion. Observations confirm that UV-absorbing air pollutants in the lower troposphere,

such as ozone, nitrogen dioxide (NO2) and sulfur dioxide (SO2), attenuate surface UV

irradiance by up to ~20%. This effect is observed at locations near the emission sources. Air

pollution exerts stronger attenuation in UV compared with attenuation in total solar

irradiance.
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Ozone Depletion Potentials and Global Warming Potentials

• The effectiveness of bromine compared with chlorine for global ozone depletion (on a 

per-atom basis), typically referred to as α, has been re-evaluated upward from 45 to a 

value of 60. The calculated values from three independent two-dimensional models range

between 57 and 73, depending on the model used and depending on the assumed amount of

additional bromine added to the stratosphere by very short-lived substances.

• Ozone Depletion Potentials (ODPs) have been re-evaluated, with the most significant

change being a 33% increase for bromocarbons due to the update in the estimate for

the value of α. A calculation error in the previous ozone assessment leading to a 13%

overestimate for the ODP of Halon-1211 has been corrected.

• Direct and indirect Global Warming Potentials (GWPs) have been updated. The direct

GWPs were revised for changes in radiative efficiencies of HFC-134a, carbon

tetrafluoride (CF4), HFC-23, HFC-32, HFC-227ea, and nitrogen trifluoride (NF3), as

well as changes in the lifetimes of trifluoromethylsulfurpentafluoride (SF5CF3) and

methyl chloride (CH3Cl). In addition, the direct GWPs for all compounds are affected by 

slight decreases in the CO2 absolute Global Warming Potentials for various time horizons.

Indirect GWPs have been updated primarily to reflect the later return of ozone-depleting

substances to 1980 levels estimated in this Assessment compared with the earlier Assessment

and to account for the increased bromine efficiency factor.

IMPLICATIONS FOR POLICY FORMULATION

The results from over three decades of research have provided a progressively better

understanding of the interaction of human activity and the ozone layer. New policy-relevant

insights into the roles of ozone-depleting gases have been conveyed to decision-makers through

a series of international state-of-understanding assessment reports. The research findings in the

Scientific Assessment of Ozone Depletion: 2006 that are given above and are summarized here

provide direct current scientific input to governmental, industrial, and other policy decisions

associated with protection of the ozone layer:

• Our basic understanding that anthropogenic ozone-depleting substances have been the

principal cause of the ozone depletion over the past decades has been strengthened.

• The Montreal Protocol is working: There is clear evidence of a decrease in the

atmospheric burden of ozone-depleting substances and some early signs of stratospheric

ozone recovery. As noted earlier in this Executive Summary:

− Abundances of ozone-depleting substances, taken together, are clearly decreasing in the

lower atmosphere. Nearly all the abundances of individual ozone-depleting substances

are also decreasing.
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− There are clear indications that the equivalent effective stratospheric chlorine (which is a

standardized measure of ozone-depleting capacity of bromine and chlorine in the

stratosphere; see footnote in the previous section of this Executive Summary) has also 

started to decrease.

− In the last decade, the depletion of the global ozone layer has not worsened.

− Measurements from some unpolluted locations show that UV radiation has decreased 

since the late 1990s, in accordance with observed ozone increases at those sites.

• The unusually small 2002 Antarctic ozone hole was characterized by a smaller area and

higher ozone levels than observed during the past decade. This was due to an unusually 

strong meteorological event (a "major stratospheric sudden warming") and was not due to

changes in ozone-depleting gases. The 2003 and 2005 ozone holes exhibited severe

depletions as observed since the early 1990s. Severe Antarctic ozone losses will very likely 

continue to be observed for at least the next 10-20 years because of the expected slow decline

of the long-lived ozone-depleting gases.

• Bromine is now estimated to be approximately 60 times as effective as chlorine in global

ozone depletion, on a per-atom basis. This value is larger than the effectiveness of 45 used 

in the 2002 Assessment. This increase in the effectiveness of bromine increases the Ozone

Depletion Potential of bromine-containing compounds, evaluated using the semi-empirical

method that has been used in previous Assessments.

• Long-term recovery of the ozone layer from the effects of ozone-depleting substances is

expected to span much of the 21st century and is estimated to occur later than projected

in the previous assessment (2002). An important milestone in the recovery process is the

time when combined chlorine and bromine amounts (equivalent effective stratospheric

chlorine, EESC) decline to pre-1980 values.

− The date when equivalent effective stratospheric chlorine at midlatitudes returns to pre1980 levels is now calculated to be 2049, for the case of global compliance with the

Montreal Protocol with no significant exceptions (Scenario A1). This date is about 5 

years later than projected in the previous (2002) assessment. This projected later date

primarily results from (i) an increase in CFC-11 and CFC-12 emissions due to the larger

recent estimates of amounts currently contained in equipment and products (banks) and 

(ii) an increase in HCFC-22 emissions due to larger estimated future production, as

reported in the 2005 Intergovernmental Panel on Climate Change/Technology and 

Economic Assessment Panel (IPCC/TEAP) Special Report on Safeguarding the Ozone

Layer and the Global Climate System: Issues Related to Hydrofluorocarbons and 

Perfluorocarbons.

− The return to pre-1980 conditions of equivalent effective stratospheric chlorine for the

Antarctic vortex is projected to occur around 2065, more than 15 years later than the

return of midlatitude equivalent effective stratospheric chlorine to pre-1980 levels. This

projected later recovery is because, unlike in previous Assessments, we now recognize

that the age of air is greater in the Antarctic lower stratosphere, which affects the amount

of ozone-depleting gases available for ozone depletion. The equivalent effective
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Scientific Assessment of Ozone Depletion: 2006

22

stratospheric chlorine evaluation for the Antarctic vortex has not been presented in 

previous Ozone Assessments.

• Potential options for accelerating the recovery of the ozone layer have been evaluated.

The table provided below shows hypothetical estimates of the upper limits of improvements

that could be achieved if global anthropogenic production of ozone-depleting substances

were to stop after 2006, if emissions were eliminated from existing banks at the end of 2006,

or if global anthropogenic emissions of ozone-depleting substances were to stop after 2006.

Some options show greater effectiveness for accelerating recovery of the ozone layer than in 

previous Assessments, for reasons noted below.

Table 1. Percentage reductions in integrated equivalent effective stratospheric chlorine relative to the

baseline (A1) scenario that can be achieved in the hypothetical cases. 1

Compound or Compound

Group

Column A:

All Emissions

Eliminated from

Production after

2006

Column B:

All Emissions

Eliminated from

Existing Banks at

End of 2006

Column C:

All Emissions

Eliminated after

2006

Chlorofluorocarbons

(CFCs)

0.3 11 11

Halons 0.5 14 14

Carbon tetrachloride

(CCl4)

3 (a) 3

Methyl chloroform

(CH3CCl3)

0.2 (a) 0.2

Hydrochlorofluorocarbons

(HCFCs)

12 4 16

Methyl bromide (CH3Br)

(anthropogenic)

5 (a) 5

1 Column A corresponds to a hypothetical elimination of all emissions from production after 2006.

Column B corresponds to a hypothetical elimination of all emissions from banks existing at the end of

2006 (for example, capture and destruction). Column C corresponds to a hypothetical elimination of

all emissions after 2006 and is approximately equal to the sum of columns A and B.

(a) For these compounds, banks are uncertain and therefore emissions are equated to production in

these calculations.

− The percentage cumulative (integrated) reductions in equivalent effective stratospheric

chlorine for halons and CFCs, integrated from 2007 until the 1980 level is reattained 

(shown in Column B), are larger than previously reported. This is because recent bank 

estimates from the 2005 Intergovernmental Panel on Climate Change/Technology and 

Economic Assessment Panel (IPCC/TEAP) Special Report on Safeguarding the Ozone

Layer and the Global Climate System: Issues Related to Hydrofluorocarbons and 

Perfluorocarbons are significantly larger and likely more reliable than values presented 

in previous Assessments for CFC-11, CFC-12, and Halon-1211.

− The percentage reduction in integrated equivalent effective stratospheric chlorine for

HCFCs shown in Column A is larger than previously reported. This is because of

significantly larger estimates of future HCFC-22 production in Article-5 countries.
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− The percentage reduction in integrated equivalent effective stratospheric chlorine for

methyl bromide in Column A is larger than previously reported. This is because of the

upward revision of the fraction of anthropogenic emissions relative to total methyl

bromide emissions, as well as being due to the upward revision in the ozone-depletion

effectiveness of bromine atoms compared with chlorine atoms mentioned earlier.

− In addition to the percentage reductions in integrated equivalent effective stratospheric

chlorine, these scenarios can reduce the time for equivalent effective stratospheric

chlorine to drop below 1980 values. A hypothetical elimination of all emissions of

ozone-depleting substances after 2006 (Column C) would advance this time by about 15 

years, from 2049 to 2034. A hypothetical elimination of all emissions from production of

ozone-depleting substances after 2006 (Column A) would advance it by about 6 years, to 

2043.

− A methyl bromide phase-out has been in effect since 2005 in developed countries, with

critical-use exemptions granted in 2005 and 2006 at levels that are 30-40% of the 2003-

2004 production levels. Two additional hypothetical cases of critical and quarantine and 

pre-shipment (QPS) exempted uses of methyl bromide were considered. In the analysis

of both cases, equivalent effective stratospheric chlorine is integrated above the 1980

level from 2007 until it returns to the 1980 level. The size of the critical use exemptions

is similar to the estimated use of methyl bromide for QPS use.

> If critical-use methyl bromide exemptions continue indefinitely at the 2006 level

compared to a cessation of these exemptions in 2010 or 2015, midlatitude integrated 

equivalent effective stratospheric chlorine would increase by 4.7% or 4.0%,

respectively.

> If production of methyl bromide for QPS use were to continue at present levels and 

cease in 2015, midlatitude integrated equivalent effective stratospheric chlorine

would decrease by 3.2% compared with the case of continued production at present

levels.

• Failure to comply with the Montreal Protocol would delay, or could even prevent,

recovery of the ozone layer. Emissions associated with continued or expanded exemptions,

QPS, process agents, and feedstocks may also delay recovery.

• The role of very short-lived halogenated substances in stratospheric ozone depletion is

now believed to be of greater importance than previously assessed. This suggests that

significant anthropogenic production of such substances could enhance ozone depletion.

Current understanding of the Ozone Depletion Potentials of these classes of substances is:

− The Ozone Depletion Potentials of n-propyl bromide are 0.1 for tropical emissions and 

0.02-0.03 for emissions restricted to northern midlatitudes. These are unchanged from

the previous assessment.

− New analyses suggest upper-limit Ozone Depletion Potentials for CF3I of 0.018 for

tropical emissions and 0.011 for midlatitude emissions. The previous Assessment had an 

upper limit of 0.008.
Executive Summary Released 18 August 2006

Scientific Assessment of Ozone Depletion: 2006

24

− Any chlorinated very short-lived source gas with a lifetime of ~25 days, one chlorine

atom, and a similar molecular weight to CFC-11, has an Ozone Depletion Potential of

about 0.003.

• Understanding the interconnections between ozone depletion and climate change is

crucial for projections of future ozone abundances. The ozone-depleting substances and 

many of their substitutes are also greenhouse gases; changes in ozone affect climate; and 

changes in climate affect ozone. These issues were recently the subject of the IPCC/TEAP

2005 Special Report on Safeguarding the Ozone Layer and the Global Climate System:

Issues Related to Hydrofluorocarbons and Perfluorocarbons, and some aspects of the

coupling between ozone depletion and climate change have been considered in this 2006

ozone assessment. An important development has been the emerging use of threedimensional models that incorporate the interaction between chemistry and climate.