# Patent

## Title
Interspinous process implants having deployable engagement arms

## Abstract

Spinal implants include an elongated body portion dimensioned and configured for percutaneous introduction into a target interspinous process space, at which interspinous distraction and/or spinal fusion are desired. The body portion can include a threaded outer surface, or alternatively a smooth surface. The body portion can include one or more interior cavities, and can include deployable engagement members adapted and configured to move in tandem between a stowed position retracted within the interior cavity of the body portion and a deployed position extended from the interior cavity of the body for engaging adjacent spinous processes. An internal drive assembly for selectively moving the engagement members from the stowed position to the deployed position can be provided, as can a elements for locking the engagement members in a deployed position.

## Background
CROSS-REFERENCE TO RELATED APPLICATIONS
This application is a continuation of U.S. patent application Ser. No. 12/538,068, filed Aug. 7, 2009 now issued U.S. Pat. No. 8,142,479 on Mar. 27, 2012, which is a continuation-in-part application of, and claims the benefit of priority to U.S. patent application Ser. No. 12/011,905, filed Jan. 30, 2008 now issued U.S. Pat. No. 8,075,593 issued Dec. 13, 2011, which in-turn claims priority to U.S. patent application Ser. No. 61/001,430, filed Nov. 1, 2007, U.S. patent application Ser. No. 61/000,831, filed Oct. 29, 2007, U.S. patent application Ser. No. 60/961,780, filed Jul. 24, 2007, U.S. patent application Ser. No. 60/959,799, filed Jul. 16, 2007, and U.S. patent application Ser. No. 61/007,916, filed May 1, 2007. This application also claims the benefit of priority to U.S. patent application Ser. No. 61/207,339, filed Feb. 11, 2009. Each of the aforementioned patent applications is incorporated herein by reference in its entirety.


BACKGROUND OF THE INVENTION
1. Field of the Invention
The subject invention is directed to spinal implants, and more particularly, to an interspinous process implant with a threaded body and deployable engagement arms for percutaneous placement in the interspinous process space to treat lumbar spinal stenosis.
2. Description of Related Art
The spine consists of a column of twenty-four vertebrae that extend from the skull to the hips. Discs of soft tissue are disposed between adjacent vertebrae. The vertebrae provide support for the head and body, while the discs act as cushions. In addition, the spine encloses and protects the spinal cord, which is surrounded by a bony channel called the spinal canal. There is normally a space between the spinal cord and the borders of the spinal canal so that the spinal cord and the nerves associated therewith are not pinched.
Over time, the ligaments and bone that surround the spinal canal can thicken and harden, resulting in a narrowing of the spinal canal and compression of the spinal cord or nerve roots. This condition is called spinal stenosis, which results in pain and numbness in the back and legs, weakness and/or a loss of balance. These symptoms often increase after walking or standing for a period of time.
There are number of non-surgical treatments of stenosis. These include non-steroidal anti-inflammatory drugs to reduce the swelling and pain, and corticosteroid injections to reduce swelling and treat acute pain. While some patients may experience relief from symptoms of spinal stenosis with such treatments, many do not, and thus turn to surgical treatment. The most common surgical procedure for treating spinal stenosis is decompressive laminectomy, which involves removal of parts of the vertebrae. The goal of the procedure is to relieve pressure on the spinal cord and nerves by increasing the area of the spinal canal.
Interspinous process decompression (IPD) is a less invasive surgical procedure for treating spinal stenosis. With IPD surgery, there is no removal of bone or soft tissue. Instead, an implant or spacer device is positioned behind the spinal cord or nerves between the spinous processes that protrude from the vertebrae in the lower back. A well-known implant used for performing IPD surgery is the X-STOP® device, which was first introduced by St. Francis Medical Technologies, Inc. of Alameda Calif. However, implantation of the X-STOP® device still requires an incision to access the spinal column to deploy the X-STOP® device.
It would be advantageous to provide an implant for performing IPD procedures that could be percutaneously inserted into the interspinous process space and effectively treat lumbar spinal stenosis.
SUMMARY OF THE INVENTION
The subject invention is directed to a new and useful spinal implant that includes, in one aspect, a spinal implant comprising: an elongated dimensioned and configured for percutaneous introduction into the interspinous process space. The body portion can be fully or partially threaded, or alternatively have a smooth surface.
The body portion can include an interior cavity, and further comprises deployable engagement members adapted and configured to move in tandem between a stowed position retracted within the interior cavity of the body portion and a deployed position extended from the interior cavity of the body for engaging the spinous process.
A drive assembly can be provided, extending into the interior cavity of the threaded body portion for selectively moving the engagement members in tandem from the stowed position to the deployed position. Means for selectively locking the engagement members in the deployed position, operatively associated with the drive assembly, can be provided. The drive assembly can include a main drive shaft that extends into the interior cavity of the body portion along the longitudinal axis of the body portion. The drive shaft can include a transmission end having a plurality of beveled gear teeth for operatively meshing with the beveled gear teeth on the central hubs of each engagement member to facilitate the transmission of torque therebetween.
Two engagement members can be provided for engaging the spinous process, wherein each engagement member includes a pair of curved engagement arms extending radially outwardly from a central hub. The central hub of each engagement member can include a plurality of beveled gear teeth and be mounted for rotation about a common shaft extending transverse to the longitudinal axis of the body portion. Each engagement arm can include a distal claw portion having a plurality of dissimilar teeth for engaging the spinous process.
In accordance with the invention, a threaded body portion can include an outer profile, tapering axially inwardly in a distal nose portion thereof, configured to gradually distract adjacent spinous processes during insertion, or advancement, of the implant into the interspinous process space. Threads can be provided on the body portion, and can extend at least partially over the nose portion thereof. The distal nose portion can taper axially inwardly with respect to a central region of the body, by an angle of between about 5 degrees and 65 degrees, with respect to a longitudinal axis thereof. In accordance with one aspect of the invention, this angle can be between about 15 and 45 degrees. In accordance with another aspect, this angle can be between about 25 and 35 degrees. In accordance with another aspect, this angle can be about 30 degrees.
An interior core portion adapted and configured for rigidifying the spinal implant can be provided and arranged within the body portion of the subject implants. Such core portions can include an integral tip portion, arranged at the distal end of the implant. If desired, a separately formed tip portion can be provided and arranged at the distal end of the implant, with or without such a core portion.
In accordance with the invention, the body portion and the tip portion can be formed of dissimilar materials.
The tip portion can include an axially inward taper, and can be provided with or without threads on the outer surface thereof, depending on the precise implementation.
The body portion can include a separately formed proximal portion, formed of a material dissimilar from a material from which a central portion of the body portion is formed. The proximal portion can be formed of a metal material, and the central portion of the body portion can be formed of a polymeric material, for example.
At least one detent can be provided on the implant for aligning the implant with an insertion device therefor.
In accordance with another aspect of the invention, a spinal implant includes an elongated body portion dimensioned and configured for percutaneous introduction into the interspinous process space and having an interior cavity, deployable engagement members adapted and configured to move in tandem between a stowed position retracted within the interior cavity of the body portion and a deployed position extended from the interior cavity of the body for engaging the spinous process, and a rotatable drive shaft extending into the interior cavity of the threaded body portion along the longitudinal axis thereof for selectively moving the engagement members in tandem from the stowed position to the deployed position.
A locking cap can be provided, operatively associated with the rotatable drive shaft and the body portion for selectively locking the engagement members in the deployed position.
Two engagement members can be provided for engaging the spinous process, wherein each engagement member includes a pair of curved engagement arms extending radially outwardly from a central hub. The central hub of each engagement member can include a plurality of beveled gear teeth and is mounted for rotation about a common shaft extending transverse to the longitudinal axis of the body portion.
A drive shaft can be provided, including a transmission end having a plurality of beveled gear teeth for operatively meshing with the beveled gear teeth on the central hubs of each engagement member to facilitate the transmission of torque therebetween. Each engagement arm can include a distal claw portion having a plurality of dissimilar teeth for engaging the spinous process.
In accordance with still another aspect of the invention, a method of lateral insertion of a spinal implant into an interspinous process space is provided, comprising the steps of forming an incision in a patient's skin, lateral from a target interspinous process space, in which the implant is to be placed, inserting a stylet through the incision, laterally to the target interspinous process space, using an internal imaging technique, to form an entry path, inserting one or more dilators, sequentially, along the entry path to dilate soft tissues between the incision and the target interspinous process space, inserting a sleeve through the entry path, selecting an implant having a size appropriate for a desired amount of interspinous distraction, inserting the implant, held by an insertion device, through the sleeve, up to the target interspinous process space, and advancing the implant into the interspinous process space.
Methods in accordance with the invention can further include the following steps, for example. Such methods can further include a step of aligning the implant with spinous processes of the patient following the advancing step.
The advancing step can include rotating the implant along a longitudinal axis thereof, to effect axial advancement of the implant by way of threads formed on an outer surface thereof.
Such methods can further include a step of deploying engagement members, when the implant includes a plurality of engagement members for engaging adjacent spinous processes to the target interspinous process space.
Fluoroscopy can be used as an internal imaging technique during insertion of the stylet and optionally throughout the procedure, such as during insertion of the implant itself.
A tap can be inserted into the target interspinous process space, and used to form threads on surfaces of adjacent spinous processes, prior to insertion of a threaded implant, for engagement with threads of the implant.
Methods of the invention can further include the step of filling one or more cavities in the implant with an osteogenesis promoting substance. The osteogenesis promoting substance can be, for example, demineralized bone gel.
It is to be understood that each feature of the disclosed implants and related methods may be interchanged and coupled freely with the various other features to utilize any combination thereof. These and other features of the interspinous implant and percutaneous placement method of the subject invention will become more readily apparent to those skilled in the art from the following detailed description of the preferred embodiment taken in conjunction with the drawings.



BRIEF DESCRIPTION OF THE DRAWINGS
So that those skilled in the art to which the subject invention appertains will readily understand how to make and use the interspinous implant of the subject invention without undue experimentation, preferred embodiments thereof will be described in detail herein below with reference to certain figures, wherein:
FIG. 1 is a perspective view of an interspinous implant constructed in accordance with a preferred embodiment of the subject invention, which includes a threaded body portion (shown in phantom view) dimensioned and configured for percutaneous introduction into the interspinous process space of a patient and a set of engagement arms for selectively engaging the spinous process, the engagement arms being disposed in a stowed position within the interior cavity of the threaded body portion;
FIG. 2 is a perspective view of the interspinous implant of FIG. 1, with the engagement arms disposed in a deployed position extending from the interior cavity of the threaded body portion;
FIGS. 3, 4 and 5 are exploded perspective views of the interspinous implant of the FIG. 1, with parts separated for ease of illustration;
FIG. 6 is a detail cross-sectional view of a proximal end portion of the interspinous implant of the FIG. 1, taken along line 6-6 of FIG. 1;
FIG. 7 is a transverse cross-sectional view, as seen facing the proximal end of the interspinous implant of the FIG. 1, taken along line 7-7 of FIG. 6;
FIG. 8 is a representational view illustrating a dorsal insertion technique, illustrated with the interspinous implant of the FIG. 1, applicable to all embodiments of the invention;
FIG. 9 is a representational view illustrating a lateral insertion technique, illustrated with the interspinous implant of the FIG. 1, applicable to all embodiments of the invention;
FIG. 10 is a rear (dorsal side) representational view, illustrating advancement of the interspinous implant of the FIG. 1, applicable to all embodiments of the invention;
FIG. 11 is a rear (dorsal side) representational view, illustrating the interspinous implant of the FIG. 1, having engagement arms deployed, engaging adjacent spinous processes;
FIG. 12 is a perspective view of a further embodiment of an interspinous implant in accordance with the invention, having an integral tap chamfer on a leading end thereof, providing self-tapping capability, eliminating a need to separately tap an interspinous process space;
FIG. 13 is a partial lower perspective view of the interspinous implant of FIG. 12;
FIG. 14 is a perspective view of a further embodiment of an interspinous implant in accordance with the invention, having a separately formed tip portion and internal core (FIG. 15), for additional structural rigidity;
FIG. 15 is an exploded view of the interspinous implant of FIG. 14;
FIG. 16 is a perspective view of a further embodiment of an interspinous implant in accordance with the invention, having an outer surface that is not threaded;
FIG. 17 is a rear (dorsal) view illustrating placement of the interspinous implant of FIG. 16, placed in a target interspinous process space; and
FIG. 18 is a partial exploded view of an alternative arrangement for a distal tip portion for interspinous implants in accordance with the invention.



DETAILED DESCRIPTION
Referring now FIG. 1, there is illustrated one exemplary embodiment of an interspinous implant constructed in accordance with a preferred embodiment of the subject invention and designated generally by reference numeral 10. Implant 10 is particularly well adapted for use in performing minimally invasive surgical procedures for treating spinal stenosis, including, for example, interspinous process decompression (IPD).
It is envisioned however, that the implant 10 of the subject invention can be used in other spinal procedures as well, including, but not limited to as an adjunct to spinal fusion procedures, or as a spinal stabilization device. Those skilled in the art will readily appreciate from the following description that the interspinous process implant of the subject invention is well adapted for percutaneous insertion, and thus overcomes many of the deficiencies of prior art devices presently used in IPD procedures. That is, the implant 10 is dimensioned and configured for introduction and placement through a small skin incision rather than in an open surgical procedure involving a cut down of tissue.
Referring to FIGS. 1 through 5, the interspinous implant 10 of the subject invention includes a threaded body portion 12 having right and left body sections 12a, 12b. The body sections 12a, 12b are held together in part by a securement pin 14 located adjacent the tapered nose cone 15 of the implant body 12.
The two body sections 12a, 12b are preferably formed from a biocompatible polymeric material that has a modulus of elasticity that is substantially similar to that of bone, for example, polyaryletheretherketone thermoplastic (PEEK) or a similar material. However, the body sections could also be made from machined bone, from a biocompatible metal such as, for example, a titanium alloy or stainless steel, a ceramic, a composite or a like material or combination thereof.
The body portion 12 is dimensioned and configured for threaded placement between the spinous processes of symptomatic disc levels. In this regard, it is envisioned that the outer diameter of the implant 10 can range from about 8.0 mm to about 16.0 mm, with the thread depth being about 1.0 mm. The threads on the body portion 12 of the implant 10 can be configured so that the implant is self-tapping to ease insertion of the implant into the interspinous process space, as described below in connection with FIGS. 12 and 13.
In the embodiment illustrated in FIGS. 1-7, an optional detent 3, in this embodiment composed of detents 3a and 3b, respectively formed in the two body sections 12a and 12b, is provided for engaging an insertion device in a bilateral insertion technique, in which insertion devices are attached to both the proximal and distal ends of the implant, engaging the detent 3. Such a technique is described in U.S. Patent Publication No. 2009/0054988, which is incorporated herein by reference in its entirety.
It is envisioned that implant 10 can have a variety of thread forms, such as, for example, cutting threads or box threads. It is also envisioned that the body portion of the implant can be provided without threads, while remaining well within the scope of the subject disclosure, and as discussed in more detail hereinbelow, in connection with FIGS. 16 and 17.
In addition to facilitating advancement of the implant 10 into a target interspinous process space through axial rotation, thereof, the threads on implant 10 also assist in spinal stabilization by engaging corresponding threads that are formed prior to or during insertion, in the adjacent spinous processes, as will be described in more detail hereinbelow.
Furthermore, as illustrated, the distal end portion of the implant 10 includes a tapered nose portion 15, and therefore gradually dilates the interspinous process space during insertion. Accordingly, a separate spreader is not required for dilating the interspinous process space prior to insertion of the implant 10. The distal nose portion 15, as illustrated, tapers axially inwardly with respect to a central region of the body, by an angle α (alpha) of between about 5 degrees and 65 degrees, with respect to a longitudinal axis 19 thereof. In accordance with one aspect of the invention, this angle α (alpha) can be between about 15 and 45 degrees. In accordance with another aspect, this angle α (alpha) can be between about 25 and 35 degrees. In accordance with another aspect, this angle can be about 30 degrees. It is to be understood, however, that the angle α (alpha) should not be limited to the aforementioned ranges. Further, it is to be understood that these ranges can apply to other embodiments of the invention.
Moreover, being provided with such threads, the implant 10 can be employed as a threaded fusion cage for the interspinous process space, as will be appreciated by those skilled in the art. To facilitate implementation as a fusion cage, the body portion 12 can be provided with several apertures or cutouts which allow for the insertion of demineralized bone or another type of fusion adjunct material, which apertures also promote bone ingrowth, as will be discussed further below.
The body portion 12 of implant 10 defines an interior cavity 18 or chamber which houses two deployable engagement members 20a, 20b formed from titanium, stainless steel, ceramic, composite, or a similar high-strength, light-weight biocompatible metal. The engagement members 20a, 20b are adapted and configured to move in tandem between a stowed position retracted within the interior cavity 18 of the body portion 12, as shown in FIG. 1, and a deployed position extended from the interior cavity 18 of the body portion 12, as shown in FIG. 2, for engaging the spinous processes. Advantageously, once the engagement members 20a, 20b are deployed to engage the spinous processes, migration of the implant 10 is inhibited, in addition to lateral migration resistance provided by the threads alone.
As illustrated, and best seen in FIGS. 3-5, each engagement member 20a, 20b includes a pair of curved engagement arms 22a, 22b that extend radially outwardly in an arcuate manner from a central hub 24. In the illustrated embodiments, each engagement arm 22a, 22b includes a distal claw portion 26a, 26b. The claw portions 26a, 26b of the engagement arms 22a, 22b are preferably each provided with a plurality of sharpened teeth 28 for engaging and puncturing the bone of the adjacent spinous processes, to effect stabilization of the implant 10. The teeth 28 on each claw portion 26a, 26b are preferably, but not necessarily, dissimilar in size and orientation, to better engage an individual's particular anatomy, which may vary between patients in both size and shape.
The central hub 24 of each engagement member 20a, 20b includes a plurality of beveled gear teeth 30 and is mounted for rotation about a spindle shaft 32 extending transverse to the longitudinal axis of the body portion 12. The spindle shaft 32 is secured in place within the body portion 12 of implant 10 by a retaining ring 34, such as a nut, circlip, snap or press-fit ring or by other mechanical fastener known in the art. In accordance with a preferred aspect, the ring 34, or alternatively a cap or termination having another suitable configuration is welded to the spindle shaft 32. In a preferred embodiment, this welding is accomplished by laser welding. In the embodiment of FIGS. 1-5, the spindle shaft 32 and retaining ring 34 also serve to hold body section 12a, 12b together, in conjunction with a more proximally arranged securement pin 14.
The interspinous implant 10 further includes an actuation assembly defined in part by an elongated drive shaft 40 that extends into the interior cavity 18 of the body portion 12 along the longitudinal axis thereof. The drive shaft 40 includes a proximal threaded section 42, a medial support flange 44 and a distal drive section 46. The proximal threaded section 42 includes a hexagonal shaped end-fitting 48 for cooperating with an insertion device (not shown in FIGS. 1-5) having a receptacle for receiving at least the end-fitting 48 of the shaft 40. The insertion device is used to axially rotate or otherwise actuate the drive shaft 40 to facilitate selective deployment of the engagement members 20a, 20b. 
The medial support flange 44 of drive shaft 40 is accommodated within a journal chamber 45 formed within the proximal end portion of the interior cavity 18 of body portion 12, together with an annular bushing 50 that supports the axial rotation of drive shaft 40. The distal drive section 46 of drive shaft 40 includes a distal bevel gear 52 adapted and configured to operatively mesh with and transmit torque to the beveled gear teeth 30 on the central hub portion 24 of each engagement member 20a, 20b to selectively rotate the engagement arms 22a, 22b of the two engagement members 20a, 20b, in tandem, into a deployed position, as illustrated, for example in FIGS. 2 and 11.
A locking cap 60 is operatively associated with the threaded proximal section 42 of drive shaft 40. Locking cap 60 serves two functions. First, locking cap 60 functions to hold body sections 12a, 12b together, in conjunction with securement pin 14 and spindle shaft 32. In addition, locking cap 60 functions to selectively lock the paired engagement arms 22a, 22b of engagement members 20a, 20b in a deployed position. More particularly, the locking cap 60 is cooperatively associated with a threaded lock nut 62 by way of a pair of opposed set pins 64a, 64b which are captured within an annular channel 66 formed in lock nut 62. Lock nut 62 is threadedly associated with the threaded proximal section 42 of drive shaft 40.
In addition, locking cap 60 includes an interior planar surface 67, as best seen in FIG. 5, having a set of four locking ribs 68a-68d provided thereon. These ribs 68a-68d are dimensioned and configured to lockingly rotationally engage with a toothed annular surface 70a, 70b (see FIG. 3) provided on the proximal end of body portions 12a, 12b. The locking interaction of the ribs 68a-68d and toothed annular surface 70a, 70b, best seen in FIGS. 1 and 2 through the semi-circular port 72 formed in the side wall of locking cap 60. The ports 72, which can be provided in one or more circumferentially opposed pairs, can facilitate machining of internal features of the locking cap 60.
In use, once the engagement arms 22a, 22b of each engagement member 20a, 20b have been deployed by axially rotating drive shaft 40, the locking cap 60 is moved axially into a locking position by rotation of the threaded lock nut 62, until such time as the locking ribs 68a-68d of the locking cap 60 engage the toothed annular surface 70a, 70b on the proximal end of body portions 12a, 12b. It should be noted that although the engagement arms 22a, 22b are deployed in tandem, as embodied, the invention is not limited to such configuration.
As best seen in FIGS. 5-7, there is an aperture 74 formed in the planar surface 67 of locking cap 60 that includes diametrically opposed flat surfaces 76 corresponding to diametrically opposed longitudinal lands 78 formed on the threaded portion 42 of the drive shaft 40. The interaction between the opposed surfaces 76 of aperture 74 and the opposed lands 78 of threaded portion 42 allow axial movement of locking cap 60, relative to the drive shaft 40, while preventing rotation of the locking cap 60 relative to drive shaft 40, as locking cap 60 is moved into a locking position through rotation of lock nut 62.
Further, one or more alignment and/or engagement features can be provided on the interspinous implant 10, for engaging an insertion device therefor. As illustrated in the embodiment of FIGS. 1-7, an annular recess 13, can be provided in the proximal region of the implant 10 for securing the implant to an insertion device, limiting unintentional relative axial motion. In conjunction with the annular recess 13, one or more axial, circumferentially outer grooves 16 can be provided for limiting unintentional relative rotational movement therebetween.
FIGS. 8-11 illustrate example aspects of insertion of devices in accordance with the invention, and are described in connection with the interspinous implant of FIGS. 1-7. As seen in FIG. 8, a sleeve 87 is provided to facilitate insertion. The insertion methods can include use of a stylet, dilators, and the like to gain access and define a path for the sleeve 87, as will be described in more detail below. However, dorsal insertion can be accomplished as set forth in U.S. patent application Ser. No. 12/011,905, filed Jan. 30, 2008 (U.S. Pub. No. 2009/0054988), which is incorporated herein by reference in its entirety.
As illustrated, in FIG. 8, dorsal insertion of the subject implants, represented by implant 10, can be effected by forming an incision 89 through the skin 88 of a patient, at a level corresponding to a target interspinous process space 82, defined between adjacent vertebral processes 81a, 81b. With dorsal entry illustrated in FIG. 8, the path traversed by the implant 10, and therefore also by the sleeve 87 is curved to align the path and the implant 10 with the target interspinous process space 82.
FIG. 9, in contrast, illustrates direct lateral insertion of the implant 10 into the target interspinous process space 82. In this arrangement, an incision 99 is formed in the skin 88 of a patient, and ultimately a sleeve 97 is advanced through the tissue to the target interspinous process space 82, through which the implant 10 is advanced, connected to the insertion device 92. As shown in FIGS. 10 and 11, which are illustrated for clarity without the sleeve 97, the insert 10 is axially rotated by way of the insertion device 92, thus threading the implant 10 into the target interspinous process space 82, distracting the adjacent spinous processes 81a, 81b, and advancing the implant into its final position, generally centered with respect to the spinous processes 81a, 81b. During the rotation of the implant 10, relative rotation and axial translation between the implant 10 and the insertion device 92 is preferably inhibited by the above-mentioned grooves 13, 16. When in position, the engagement arms 22a, 22b can be actuated into the deployed configuration shown in FIG. 11. Subsequently, the lock nut 62 can be tightened, advancing the locking cap 60 distally into engagement with the body 12, thus rotationally engaging the locking cap 60 with the body 12 by way of the toothed surface 70 and ribs 68a-68d, described hereinabove. Moreover, the lock nut 62 maintains frictional engagement with the locking cap 60, to axially and rotationally secure the lock nut 62 and locking cap 60. Subsequently, one or more osteogenesis promoting substances can be packed in and/or around the implant 10 to promote spinal fusion, if desired.
The set pins 64a and 64d, are provided in the illustrated embodiment for maintaining an axial connection (with respect to a central longitudinal axis of the implant), keeping the locking cap 60 and lock nut 62 together, while permitting axial rotation of the lock nut 62, with respect to the locking cap 60. Accordingly, tightening of the lock nut 62 causes rotational locking engagement between the body 12, locking cap 60 and the drive shaft 40, fixing the position of the engagement arms 22a, 22b. Similarly, loosening of the lock nut 62 pulls the locking cap 60 proximally by way of the set pins 64a and 64d, permitting unlocking and retraction of the engagement arms 22a, 22b to permit removal of the implant 10.
A separate tap can be used before the insertion of the implant, or the implant can be provided with features that provide self-tapping capability, as described herein.
As discussed above, methods of lateral insertion of the spinal implant 10 into a target interspinous process space 82 can include, following forming the incision 99, inserting a stylet (not illustrated) through the incision, laterally to the target interspinous process space 82, preferably using an internal imaging technique, such as fluoroscopy. Insertion of the stylet forms an entry path, along which one or more dilators can be sequentially advanced, in order to dilate soft tissues between the incision and the target interspinous process space 82. The sleeve 97 can then be advanced through the entry path. Following selection of an implant 10 having a size appropriate for a desired amount of interspinous distraction, the implant 10 can be inserted, held by the insertion device 92, advanced through the sleeve 97, up to the target interspinous process space 82, after which the implant can be inserted into the interspinous process space. In the case of threaded implants, rotational motion is applied to advance the implant 10 and distract the adjacent spinous processes 81a, 81b. In the case of non-threaded implants, laterally-directed pressure can be applied until the implant is in the desired position, after which any engagement elements, if provided, can be deployed.
FIGS. 12 and 13 are perspective views of a further embodiment of an interspinous implant 100 in accordance with the invention, having an integral tap chamfer 117 on a leading end 115 thereof, providing self-tapping capability, and thus eliminating a need to separately tap a target interspinous process space (e.g. 82). Elements identical to those described in connection with above-described embodiments are indicated with the same reference numbers.
The implant 100 is similar in many respects to the implant 10 of FIGS. 1-7, and includes a threaded body 112, claw portions 26a, 26b on respective engagement arms, an optional detent 3, lock nut 62, end fitting 48 for actuation of the engagement arms, as described in connection with the embodiment of FIGS. 1-7. In this embodiment, however, a proximal cap 119 is provided with the body 112, and is preferably unitarily formed, such as by machining and/or casting from a metal material, such as titanium, a surgical grade stainless steel or other suitable biocompatible material, such as PEEK, for example. The proximal cap 119 is configured to receive the proximal end of the body 12, thereby maintaining the portions of the body, split longitudinally, in mutual contact. The proximal cap 119 is preferably press-fit on the body during assembly thereof, but could be attached in another suitable manner, which may include friction fit, mutual threaded engagement or the like. The proximal cap 119 includes an annular toothed surface 70 (see, for example, FIG. 15), which is a unitary embodiment of such a feature, provided in separate halves 70a, 70b in above-described embodiments. The proximal cap 119 is also provided with opposed circumferentially tangential grooves 113, in planar portions 137, also provided on the proximal cap. The planar portions 137 and the grooves 113, respectively prevent unintentional relative rotational and axial movement between the implant 100 and an insertion device. The locking cap 160 includes two circumferentially opposed ports 172, provided therein.
FIGS. 14 and 15 are perspective and exploded perspective views of a further embodiment of an interspinous implant 200 in accordance with the invention, having a separately formed tip portion 205 and internal core 207, which provide additional structural rigidity to the implant 200. Elements identical to those described in connection with above-described embodiments are indicated with the same reference numbers. Many elements are essentially the same as those of the foregoing embodiments, as is the function of the engagement arms and their respective engagement claws 26a, 26b. The proximal cap 119 is configured and functions like that of the embodiment of FIGS. 12 and 13. The exploded view of FIG. 15 illustrates one example configuration of a proximal end portion of the body portions 12a, 12b, where they are engaged by the proximal cap 119.
The implant 200 differs in that the tip portion 205, and integral core 207 are provided, and in conjunction with the proximal cap 119, provide a strong overall structure to the implant 200. The tip 205 and core 207 are preferably formed of a relatively rigid material, such as a titanium alloy, or alternatively of another suitable material. A pin 233 is preferably provided for mutually engaging the distal portion of the body halves 212a, 212b, the core 207 and tip 205, by way of an aperture 209 therethrough. The pin 233 is secured in a suitable manner, such as with a clip 235, by laser welding or other suitable connection.
FIG. 16 is a perspective view of a further embodiment of an interspinous implant 300 in accordance with the invention, having a body 312 with an outer surface, including leading surface 315 and tip 305, that are not threaded. FIG. 17 is a rear (dorsal) view illustrating placement of the interspinous implant 300, placed in a target interspinous process space 82, and FIG. 18 is a partial exploded view of an alternative arrangement for a distal tip portion for interspinous implants in accordance with the invention. Elements identical to those described in connection with above-described embodiments are indicated with the same reference numbers.
As discussed above, advancement of the implant 300 differs from threaded implants described herein, in that rotational movement does not advance the implant into the target interspinous process space, and lateral force must be applied instead.
The internal structure of the implant 300 can include a core, as with the embodiment of FIGS. 14 and 15, and can be integral with the tip 305, or alternatively, the tip 305 can be separately formed and inserted into the assembly of the implant 300. A proximal recess 3 can optionally be provided to facilitate engagement with an insertion device, as described above.
While the devices and methods of the subject invention have been shown and described with reference to select preferred embodiments, those skilled in the art will readily appreciate that changes and/or modifications may be made thereto without departing from the spirit and scope of the subject invention.

## Claims

1. A spinal implant for insertion into an interspinous process space comprising:
a) an elongated body portion dimensioned and configured for percutaneous introduction into the interspinous process space, the body portion defining an interior cavity;
b) a pair of laterally opposed engagement members mounted for movement between a first position stowed within the interior cavity of the body portion and a second position deployed from the interior cavity of the body portion to engage the spinous process, each engagement member including a central hub defining a common hub axis and an inwardly facing bevel gear, wherein the inwardly facing bevel gears of the two central hubs oppose one another within the interior cavity of the body portion along the hub axis; and
c) an elongated drive shaft extending into the interior cavity and mounted for axial rotation about a shaft axis thereof, the drive shaft including a forwardly facing bevel gear for operatively meshing with the two opposed inwardly facing bevel gears of the central hubs, wherein axial rotation of the drive shaft about the shaft axis causes the pair of laterally opposed engagement members to rotate about the hub axis and thereby move between the first and second positions, wherein each engagement member is mounted for rotation about a pin extending along the hub axis which is substantially transverse to the shaft axis.

2. A spinal implant as recited in claim 1, wherein each engagement member includes opposing arms having a curved segment and a distal claw portion having a plurality of teeth for engaging the spinous process.

3. A spinal implant as recited in claim 1, wherein the elongated body portion is formed from two body sections and further comprises a locking cap operatively associated with a proximal section of the drive shaft for holding the two body sections together.

4. A spinal implant as recited in claim 3, wherein the locking cap is further operative to selectively lock the engagement members in the deployed position.

5. A spinal implant as recited in claim 4, wherein the locking cap includes an interior planar surface defining at least one locking rib to lockingly rotationally engage with a toothed annular surface formed on a proximal end of the body portion.

6. A spinal implant as recited in claim 4, wherein the proximal section has threads and further comprising a lock nut to engage the threads to secure the locking cap in position.

7. A spinal implant as recited in claim 6, wherein the locking cap includes diametrically opposed flat surfaces corresponding to diametrically opposed longitudinal lands formed on the proximal portion of the drive shaft to allow axial movement of locking cap relative to the drive shaft while preventing rotation of the locking cap relative to drive shaft.

8. A spinal implant as recited in claim 1, wherein the body portion has a distal nose portion that tapers axially inwardly with respect to a central region of the body by an angle of between about 5 degrees and 65 degrees with respect to a longitudinal axis thereof.

9. A spinal implant as recited in claim 8, wherein the distal nose portion includes a tip integrally formed with the distal nose portion.

10. A spinal implant as recited in claim 8, wherein the distal nose portion includes a tip portion and internal core, which provide additional structural rigidity to the body portion, wherein the tip portion and internal core is a unitary piece separately formed from the body portion, the distal nose portion and the drive shaft.

11. A spinal implant as recited in claim 1, wherein threads are formed on the body portion.

12. A spinal implant as recited in claim 11, wherein the body portion has a distal nose portion forming an integral tap chamfer on a leading end thereof for providing self-tapping capability.

13. A spinal implant for insertion into an interspinous process space between spinous process comprising:
a) a body portion dimensioned and configured for percutaneous introduction into the interspinous process space, the body portion defining an interior cavity and a journal chamber;
b) two engagement members mounted for selective extension into and partially out of the interior cavity for selectively engaging the spinous process,
wherein each engagement member includes: a central hub having a plurality of beveled gear teeth, and opposing arms extending radially outwardly from the central hub;

c) a drive assembly including a drive shaft extending into the interior cavity,
wherein the drive shaft includes: a transmission end with a plurality of beveled gear teeth for operatively meshing with the beveled gear teeth on the central hubs to facilitate transmission of torque therebetween; a medial support flange nestled in the journal chamber; and a proximal section terminating in an end for cooperating with a deployment device; and

d) an annular bushing mounted on the drive shaft within the journal chamber to support axial rotation of the drive shaft,
wherein in operation, the two engagement members are retracted within the interior cavity during placement of the implant into the interspinous space by the deployment device and, once placed, the deployment device is used to rotate the drive assembly to partially extend the two engagement members such that the opposing arms engage the spinous processes to fix the implant in place.

14. A spinal implant as recited in claim 13, wherein each arm includes a curved segment and a distal claw portion having a plurality of teeth for engaging the spinous process, and each engagement member is mounted for rotation about a common shaft extending transverse to a longitudinal axis of the body portion.

15. A spinal implant as recited in claim 13, wherein the body portion is formed from two body sections and further comprises a locking cap operatively associated with the proximal section of the drive shaft for holding the two body sections together,
wherein the locking cap is further operative to selectively lock the engagement members in the deployed position and includes an interior planar surface defining at least one locking rib to lockingly rotationally engage with a toothed annular surface formed on a proximal end of the body portion.

16. A spinal implant as recited in claim 15, wherein the locking cap includes diametrically opposed flat surfaces corresponding to diametrically opposed longitudinal lands formed on the proximal portion of the drive shaft to allow axial movement of locking cap relative to the drive shaft while preventing rotation of the locking cap relative to drive shaft.

17. A spinal implant as recited in claim 13, wherein the body portion has a distal nose portion that tapers axially inwardly with respect to a central region of the body by an angle of between about 5 degrees and 65 degrees with respect to a longitudinal axis thereof.

18. A spinal implant as recited in claim 13, wherein the central hubs are circular in shape.

19. A spinal implant for insertion into an interspinous process space between spinous process comprising:
a) a body portion dimensioned and configured for percutaneous introduction into the interspinous process space, the body portion defining an interior cavity and a journal chamber, wherein the body portion has a distal nose portion that tapers axially inwardly with respect to a central region of the body by an angle of between about 5 degrees and 65 degrees with respect to a longitudinal axis thereof, and the distal nose portion includes a tip portion and internal core, which provide additional structural rigidity to the body portion, wherein the tip portion and internal core is a unitary piece separately formed from the body portion, the distal nose portion and a drive shaft;
b) two engagement members mounted for selective extension into and partially out of the interior cavity for selectively engaging the spinous process,
wherein each engagement member includes: a central hub having a plurality of beveled gear teeth, and opposing arms extending radially outwardly from the central hub; and

c) a drive assembly including a drive shaft extending into the interior cavity,
wherein the drive shaft includes: a transmission end with a plurality of beveled gear teeth for operatively meshing with the beveled gear teeth on the central hubs to facilitate transmission of torque therebetween; a medial support flange nestled in the journal chamber; and a proximal section terminating in an end for cooperating with a deployment device,

wherein in operation, the two engagement members are retracted within the interior cavity during placement of the implant into the interspinous space by the deployment device and, once placed, the deployment device is used to rotate the drive assembly to partially extend the two engagement members such that the opposing arms engage the spinous processes to fix the implant in place.

20. A spinal implant for insertion into an interspinous process space comprising:
a) an elongated body portion dimensioned and configured for percutaneous introduction into the interspinous process space, the body portion defining an interior cavity;
b) a pair of laterally opposed engagement members mounted for movement between a first position stowed within the interior cavity of the body portion and a second position deployed from the interior cavity of the body portion to engage the spinous process, each engagement member including a central hub defining a common hub axis and an inwardly facing bevel gear, wherein the inwardly facing bevel gears of the two central hubs oppose one another within the interior cavity of the body portion along the hub axis; and
c) an elongated drive shaft extending into the interior cavity and mounted for axial rotation about a shaft axis thereof, the drive shaft including a forwardly facing bevel gear for operatively meshing with the two opposed inwardly facing bevel gears of the central hubs, wherein axial rotation of the drive shaft about the shaft axis causes the pair of laterally opposed engagement members to rotate about the hub axis and thereby move between the first and second positions,
wherein the elongated body portion defines a slot for each engagement member to pass through when moving from the first position to the second position.