Economic Analysis for the Electronic Reporting 

under the Toxic Substances Control Act (TSCA) 

Final Rule

June 17, 2013

RIN 2070-AJ75

-- Does not contain TSCA CBI --

Prepared by

Economic and Policy Analysis Branch

Economics, Exposure and Technology Division

Office of Pollution, Prevention, and Toxics

U.S. Environmental Protection Agency

1200 Pennsylvania Avenue

Washington, DC 20460
This Page Intentionally Left Blank
1-1

Contributors

The EPA analyst responsible for this report is Stephanie Suazo of the Economic and Policy Analysis 

Branch; Economics, Exposure and Technology Division; Office of Pollution Prevention and Toxics. 

Analytical and draft preparation support was provided by Abt Associates, Inc. under EPA Contract No. 

EP-W-08-010.
1-2

Table of Contents

Contributors ...........................................................................................................................................1-1

Chapter 1 – Introduction.........................................................................................................................1-1

1.1 Purpose of Final Rule....................................................................................................................1-1

1.2 TSCA Submission Background for Electronic Reporting ............................................................1-1

1.3 Methodology.................................................................................................................................1-1

1.4 Organization of the Report............................................................................................................1-2

Chapter 2 – Affected Entities..................................................................................................................2-1

2.1 Scope of Final Rule and Affected Entities....................................................................................2-1

2.2 Estimating the Universe of Submissions ......................................................................................2-3

Chapter 3 – Industry Burdens and Costs ..............................................................................................3-1

3.1 Baseline Burden and Cost.............................................................................................................3-1

3.1.1 Reporting and Recordkeeping Burden...............................................................................3-1

3.1.2 Reporting and Recordkeeping Costs..................................................................................3-2

3.1.3 Material Costs....................................................................................................................3-3

3.1.4 Per Submission Industry Cost............................................................................................3-3

3.2 Additional Rule Burden and Cost.................................................................................................3-4

3.2.1 One-Time CDX Burden and Cost......................................................................................3-4

3.2.2 Recurring CDX Burden and Cost ......................................................................................3-6

3.3 Industry Burden and Cost Savings................................................................................................3-7

3.3.1 Reporting and Recordkeeping Burden Savings .................................................................3-8

3.3.2 Material Burden Savings....................................................................................................3-9

3.3.3 Reporting and Recordkeeping Cost Savings......................................................................3-9

3.3.4 Material Cost Savings........................................................................................................3-9

3.4 Final Cost per Submission ............................................................................................................3-9

3.5 Cost Savings per Submission......................................................................................................3-10

3.6 Total Cost Savings......................................................................................................................3-10

3.7 Overall Change in Burden ..........................................................................................................3-12

Chapter 4 – Agency Burdens and Costs.................................................................................................4-1

4.1 Agency Total Costs.......................................................................................................................4-1

4.2 Agency Burden Savings................................................................................................................4-1

4.3 Agency Cost Savings....................................................................................................................4-3

Chapter 5 – Benefits of Electronic Reporting .......................................................................................5-1

5.1 Industry Benefits...........................................................................................................................5-1

5.2 Agency Benefits............................................................................................................................5-2

Chapter 6 - Additional Analyses.............................................................................................................6-1

6.1 Executive Order 12866 .................................................................................................................6-1

6.2 Regulatory Flexibility Act (RFA).................................................................................................6-1

6.2.1 Introduction........................................................................................................................6-1

6.2.2 Definition of Small Entities ...............................................................................................6-2

6.2.3 Methods..............................................................................................................................6-2

6.2.4 Estimating the Universe of Affected Entities.....................................................................6-3

6.2.5 Estimating Annual Revenue for Affected Parent Companies............................................6-6

6.2.6 Estimating Compliance Cost for Affected Parent Companies...........................................6-6

6.2.7 Estimating Cost Impact Ratios...........................................................................................6-7

6.3 Unfunded Mandates Reform Act (UMRA) ..................................................................................6-8
1-3

6.4 Executive Order 13132 .................................................................................................................6-8

6.5 Executive Order 12898 .................................................................................................................6-8

6.6 Executive Order 13045 .................................................................................................................6-8

6.7 Paperwork Reduction Act (PRA)..................................................................................................6-9

6.7.1 Industry Burden..................................................................................................................6-9

6.7.2 Agency Burden ..................................................................................................................6-9

6.8 Executive Order 13175 .................................................................................................................6-9

6.9 Executive Order 13211 ...............................................................................................................6-10

6.10 National Technology Transfer and Advancement Act................................................................6-10

Table of Figures

Table 2-1: TSCA Submission Summary....................................................................................................2-4

Table 3-1: Loaded Hourly Wage Rates by Labor Category, December 2010 ...........................................3-3

Table 3-2: TSCA Submission Summary....................................................................................................3-4

Table 3-3: One-Time CDX Labor Burden.................................................................................................3-6

Table 3-4: One-Time CDX Cost................................................................................................................3-6

Table 3-5: Recurring CDX Submission Cost (per Submission) ................................................................3-7

Table 3-6: Final Industry Costs per Submission (2010$) ........................................................................3-10

Table 3-7: Industry Cost Savings per Submission (2010$) .....................................................................3-10

Table 3-8: Annual Cost Savings per Company........................................................................................3-11

Table 3-9: Annual Industry Cost Savings................................................................................................3-12

Table 3-10: Estimated Burden Comparison.............................................................................................3-12

Table 4-1: Annual Change in Agency Burden...........................................................................................4-2

Table 4-2: Annual Agency Cost Savings...................................................................................................4-4

Table 6-1: Affected NAICS Industries and Corresponding SBA Thresholds ...........................................6-5

Table 6-2: Estimated Impacts of Final Rule on Potentially Affected Companies.....................................6-8
1-4

Executive Summary

This economic analysis estimates the cost impact of the final rule that would require electronic reporting 

for submission of health and safety data under the Toxic Substances Control Act (TSCA) sections 4, 5, 

and 8.

The final rule would streamline the submission process by establishing standards and requirements for the 

use of EPA’s electronic Central Data Exchange (CDX) system. As a result, the rule would reduce the 

administrative costs and burdens of the TSCA section submissions for both industry and EPA.

EPA estimated that this final rule would result in cost savings to the affected companies because the time 

required to enter, review, edit, and submit their reports using CDX would be reduced compared to the 

existing paper-based process. This economic analysis presents estimated incremental changes in burdens

and costs as a result of switching from a paper-based process to an electronic system.

EPA estimated that this rule would result in total cost to the industry of approximately $14,061 in Year 1 

and a cost savings of $66,834 in each subsequent year. The cost savings in subsequent years are greater 

than those in Year 1 because of the one-time CDX registration costs incurred at the initial submission. 

EPA assumed that industry would continue to realize cost savings each additional year.

In addition to the quantifiable cost savings, EPA believes that this rule would result in other benefits. For 

example, electronic reporting would allow for faster review and transmission of submissions to EPA. For 

studies containing CBI, electronic reporting would also improve security and transmission of CBI data to 

EPA. Additionally, all information submitted electronically could be linked in a tracking system, which 

would facilitate document management efforts. This would allow companies to manage past and future 

submissions easier.
1-1

Chapter 1 – Introduction

1.1 Purpose of Final Rule

EPA is proposing to require electronic reporting for submission of health and safety data under the Toxic 

Substances Control Act (TSCA). This action is intended to streamline the reporting process, and reduce 

the administrative costs associated with submission and recordkeeping of health and safety data for both 

industry and EPA. Additionally, this final rule establishes standards and requirements using EPA’s 

Central Data Exchange (CDX) enabling electronic submission of health and safety data to the Agency. 

EPA is proposing to promulgate regulations concerning electronic reporting for TSCA sections 4, section 

5 NOC reports not previously submitted online, 8(a) Preliminary Assessment Information Rule (PAIR),

and 8(d).

1.2 TSCA Submission Background for Electronic Reporting

Starting in 2006, under the TSCA section 8(a) Inventory Update Reporting rule (IUR), 

manufacturers (including importers) were able to submit IUR information electronically to the EPA 

through CDX. EPA is building on the success of the 2006 IUR electronic reporting software by making 

electronic reporting easier and more accessible to potential reporters, including non-U.S. companies and 

those submitters filing jointly. On August 16, 2011, the Agency published a final rule for the Chemical 

Data Reporting (CDR) rule, formerly the IUR that delineates a number of improvements for 2011 

reporting, including requiring electronic reporting via the e-CDRweb of all CDR data, improving

reporting software and accessibility for all potential reporters. In addition, on January 6, 2010, EPA 

published the e-PMN final rule, which phased-in electronic reporting requirements for section 5 notices 

and other related documents over a two-year period. After the two-year phase-in period ends on April 6, 

2012, the final rule mandates electronic reporting for these documents.

1.3 Methodology

To estimate costs and cost savings associated with the final rule requiring that TSCA sections 4, section 5 

Notice of Commencement (NOC) reports not previously submitted online, 8(a) PAIR, and 8(d) 

submissions be reported electronically via EPA’s Central Data Exchange (CDX), EPA used the persubmission cost as a basis for the analysis. 

The relationship between the number of chemicals, the number of submissions, and the number of 

companies is complex. A company reporting required information may submit reports for multiple TSCA 

sections or multiple chemicals in one year. Therefore, the unit cost is estimated for a submission of each 

TSCA section.1

The main steps of the analysis are as follows:

1. Number of affected companies: Estimate the number of companies that submit reports for each 

TSCA section on an annual basis. 

2. Number of submissions: Estimate the number of submissions for each TSCA section annually.

3. Baseline cost: Estimate the baseline per-submission cost associated with submitting hard-copy 

reports. 

4. Cost reduction: Estimate the per-submission reduction in the baseline cost as a result of the

electronic reporting rule. 

 

1 EPA uses “submission,” “report”, and “TSCA report” interchangeably.
1-2

5. Additional cost: Estimate additional per-submission cost associated with the CDX registration 

and rule familiarization. 

6. Net cost savings: Estimate net per-submission cost savings as a net difference between baseline 

costs, cost reduction and additional costs as a result of the rule, separately for the first and 

additional submission.2

7. Total cost savings: Multiply the net per-submission cost savings by the corresponding number of 

first and additional submissions to estimate the total cost savings resulting from the rule. 

1.4 Organization of the Report

The remainder of this report is organized as follows:

 Chapter 2 describes the estimation of the affected universe.

 Chapter 3 discusses the estimated industry burden and cost as a result of the final rule.

 Chapter 4 presents the estimated burden and cost to EPA associated with this final rule.

 Chapter 5 analyzes benefits associated with this final rule.

 Chapter 6 presents additional analyses, including the analysis of the impacts of the final

rule on small businesses.

 

2 Cost savings are estimated separately for the first and additional submission because costs are divided into onetime costs (incurred at the first submission) and recurring costs (incurred at additional submissions).
2-1

Chapter 2 – Affected Entities

This chapter outlines the requirements for each type of report required for submission and presents the 

estimated number of annual submissions for each TSCA section.

2.1 Scope of Final Rule and Affected Entities

The final electronic reporting rule would affect all facilities required to submit reports, studies, or data to 

EPA under TSCA sections 4, 5 NOC (not previously submitted online), 8(a), and 8(d). The requirements 

for each type of report are described below.

Section 4

Section 4 of TSCA authorizes EPA to issue rules requiring chemical manufacturers and processors to test 

chemical substances or mixtures to develop data with respect to the health and environmental effects 

when 

(1)

(A)(i) the manufacture, distribution in commerce, processing, use, or disposal of a 

chemical substance or mixture, or that any combination of such activities, may present an 

unreasonable risk of injury to health or the environment,

(ii) there are insufficient data and experience upon which the effects of such manufacture, 

distribution in commerce, and processing, use, or disposal of such substance or mixture 

or of any combination of such activities on health or the environment can reasonably be 

determined or predicted, and

(iii) testing of such substance or mixture with respect to such effects is necessary to 

develop such data; 

or

(B)(i) a chemical substance or mixture is or will be produced in substantial quantities, 

and (I) it enters or may reasonably be anticipated to enter the environment in substantial 

quantities or (II) there is or may be significant or substantial human exposure to such 

substance or mixture,

(ii) there are insufficient data and experience upon which the effects of the manufacture, 

distribution in commerce, processing, use, or disposal of such substance or mixture or of 

any combination of such activities on health or the environment can reasonably be 

determined or predicted, and

(iii) testing of such substance or mixture with respect to such effects is necessary to 

develop such data; and

(2) in the case of a mixture, the effects which the mixture's manufacture, distribution in 

commerce, processing, use, or disposal or any combination of such activities may have on health 

or the environment may not be reasonably and more efficiently determined or predicted by testing 

the chemical substances which comprise the mixture;.

EPA often uses information obtained from section 8 reporting rules to determine if a chemical poses a 

risk and if manufacturers and/or processors should conduct chemical testing and report the results to EPA. 

Since the 1970s, EPA has collected data on over 200 chemicals under TSCA section 4 (40 CFR Parts 716 
2-2

and 799). Reports include studies performed by the company on specific chemicals, which are sent 

directly to EPA.

Section 5 Notice of Commencement (NOC) (not previously submitted online)

Notice of Commencement (NOC) reports under TSCA section 5 are submitted when “any person who 

commences the manufacture or import of a new chemical substance for a nonexempt commercial purpose 

for which that person previously submitted a section 5(a) notice.” 

For section 5 NOC reporting, producers and importers of a new chemical must submit a one page report 

that includes:

 The specific chemical identity of the PMN substance

 A generic chemical name

 The premanufacture notice (PMN) number assigned by EPA

 The date of commencement for the submitter's manufacture or import for a non-exempt 

commercial purpose (indicating whether the substance was initially manufactured in the United 

States or imported)

 The name and address of the submitter

 The name of the authorized official

 The name and telephone number of a technical contact in the United States

 The address of the site where commencement of manufacture occurred

 Clear indications of whether the chemical identity, submitter identity, and/or other information 

are claimed as confidential by the submitter

If a section 5 Premanufacture Notice (PMN) or a Significant New Use Notice (SNUN) was submitted 

after the effective date (April 6, 2010) of the electronic-PMN ("e-PMN") final rule (75 FR 773), it would 

be subject to the e-PMN final rule and is required to be submitted electronically online. However, if a 

section 5 PMN or SNUN was submitted prior to the effective date of the e-PMN final rule (April 2010), it 

must be printed and mailed as hard copy to the Agency. This final rule would require all NOC reports and 

supporting documents whose original notices were submitted on paper before the new system was

implemented to now be submitted electronically via the CDX system.

Section 8(a)

Under TSCA section 8(a), EPA has the broad authority to require manufacturers (including importers) 

and processors of chemical substances to maintain records and/or report data that EPA may require to 

carry out TSCA mandates. However, this analysis focuses on the PAIR report.

For PAIR reporting, producers and importers of a listed chemical are required to report the following sitespecific information on a two page form:

 Quantity of chemical produced and/or imported

 Amount of chemical lost to the environment during production or importation

 Quantity of enclosed, controlled and open releases of the chemical

 Per release, the number of workers exposed and the number of hours exposed

Section 8(d)

Under TSCA section 8(d), EPA issues reporting rules that require “manufacturers, importers, processors, 

or distributors in commerce of any chemical substance or mixture” covered by the rule to submit 
2-3

unpublished “health and safety studies conducted by, known to, or ascertainable by that person” to EPA

(40 CFR Part 716; 15 USC 2607). Reporting rules are not issued on a regular basis. For example, there 

were 47 chemicals added to the section 8(d) Health and Safety Reporting Rule in 1996, 15 chemicals in 

2004, and 208 chemicals in 2006, with none added in between those years (EPA, 2007c). Industry entities 

may submit multiple reports per chemical per year and are required to report on that chemical no later 

than two years after the effective listing date of the chemical (EPA, 2010d).

2.2 Estimating the Universe of Submissions

In order to estimate the number of affected facilities and the number of submissions per facility for each 

section, EPA used information on the number of annual submissions across all affected entities and the 

number of companies submitting reports for each section annually.

Average Number of Annual Submissions

To estimate the average number of annual submissions sent to EPA under each TSCA section affected by 

this rule, EPA used submission statistics from the Office of Pollution, Prevention and Toxics (OPPT). 

The total number of submissions recorded for each section was divided by the number of reporting years 

to estimate the average number of submissions each year.3

Average Number of Pages Submitted

EPA estimated the average number of pages submitted for each section as follows:

 Section 4 – EPA used the HPV Test Rule Docket (#00274D) as a representative sample of 

section 4 test rule submissions. The page length of each document in the HPV Test Rule Docket 

was averaged. The average page length of the HPV Test Rule Docket was assumed to be 

equivalent to the average page length of a section 4 test rule submission, at 35 pages.

 Section 5 NOC (not previously submitted online) – Since section 5 NOC reporting only 

involves a one-page form, EPA assumed that the average page length for a section 5 NOC 

submission was one-page.

 Section 8(a) PAIR – Since section 8(a) PAIR reporting only involves a two-page form (EPA, 

2007b), EPA assumed that the average page length for section 8(a) PAIR submissions was two 

pages.

 Section 8(d) – The average number of pages submitted for section 8(d) reports is 20 pages, which 

was taken directly from the latest version of the ICR (EPA, 2007c).

Average Number of Submitters

To estimate the average number of annual submitters under each type of TSCA section affected by this 

rule, EPA used statistics on the total number of submitters for each type of TSCA report divided by the 

number of reporting years.4 The average annual number of submitters under each TSCA section is 

presented in Table 2-1.

 

3 The average number of submissions for section 4, section 8(a), and section 8(d) was calculated using the total 

number of submissions from 2006 to 2010, a five-year reporting period. The average number of NOCs submitted 

each year was calculated using the number of NOC submissions from 2008-2010 for PMNs received prior to April 

2010.

4 The average number of submitters for section 4, section 8(a), and section 8(d) was calculated using the total 

number of submitters from 2006 to 2010, a five-year reporting period. The average number of NOC submitters was 
2-4

Average Number of Submissions per Submitter

EPA estimated the average number of annual submissions per submitter by dividing the average number 

of annual submissions derived in Section 2.2 by the average number of annual submitters for each type of 

TSCA section derived in Section 2.2. The average number of submissions per submitter was rounded to 

the nearest integer and is reported in Table 2-1.

Table 2-1 presents the submission statistics for each TSCA section covered in this analysis.

Table 2-1: TSCA Submission Summary

TSCA Section

Average Number 

of Annual 

Submissions1

Average Number 

of Pages 

Submitted

Average 

Number of 

Submitters

Average Number 

of Submissions 

per Submitter2

Section 4 67 35 24 3

Section 5 NOC 364 1 305 1

Section 8(a) PAIR 33 2 15 2

Section 8(d) 33 20 9 4

Notes:

1 Although EPA estimated that 364 NOC submissions would be received each year, there is only a finite number of PMNs 

submitted before April 2010. Therefore, after all of these PMNs have commenced, there will be no NOC submissions subject to 

this rule anymore. EPA estimated the total outstanding NOC submissions from PMNs submitted before April 2010 at 10,027 at 

the start date of this rule (May 2012). Therefore, EPA only expects to receive the average number of annual NOC submissions 

(364) for approximately 28 more years (10,027 total submissions divided by 364 annual submissions roughly equals 28 years).

2 The average number of submissions per submitter is rounded to the nearest integer.

 

not available for the same time period, therefore, EPA used the average number of section 5 notice submitters from 

2003 to 2007, based on the e-PMN rule (EPA, 2009).
3-1

Chapter 3 – Industry Burdens and Costs

This chapter first presents the estimates for the baseline industry burden and cost, then the estimates for 

the additional costs due to the one-time CDX registration and cost savings as a result of this rule. Finally, 

this chapter presents the estimated net cost savings associated with the reduced burden for the affected 

facilities. 

3.1 Baseline Burden and Cost

This chapter presents the labor burden and unit costs associated with submitting TSCA reports to EPA 

using hard copies, which reflects the state of the world before the final rule. However, EPA only 

evaluated the burdens and costs for each type of TSCA report that would potentially change with 

promulgation of this rule. These affected costs include clerical/administrative labor costs and 

recordkeeping costs associated with preparing a study for submission and maintaining records of the 

information submitted to EPA. In addition, material costs that include cost of paper and postage used for 

submitting studies would also be affected. While each type of TSCA report requires other burdens and 

costs not mentioned in this report, including technical and management labor costs to review and certify 

submissions, EPA did not include these costs in this analysis because the Agency assumed that they 

would not be affected by this final rule.

3.1.1 Reporting and Recordkeeping Burden

Section 4

According to the latest TSCA section 4 Test Rules, Consent Orders, Test Rule Exemptions, and

Voluntary Data Submission ICR (EPA, 2007a), companies incur a reporting burden (for 

clerical/administrative staff) of 20 hours for short-term studies and 40 hours for long-term studies. This 

burden is associated with typing and printing the study results. The weighted average of the two types of 

studies submitted resulted in a burden of 26 hours, based on the annual number of studies from the ICR 

(35 short-term studies and 15 long-term studies each year). The weighted average was used as the average 

reporting burden (for clerical/administrative staff) for all section 4 studies submitted. 

Facilities must also maintain records of the information submitted to EPA. As a result, a company incurs 

a baseline one-hour recordkeeping burden under the current reporting system.

Section 5 NOC (not previously submitted online)

Since this final rule evaluates the reporting burden (for clerical/administrative staff) and recordkeeping 

burden of section 5 NOC reports that were submitted before the e-PMN final rule (April 2010), the latest 

ICR before the e-PMN rule was implemented was used to determine the industry burden. According to 

the latest ICR before the e-PMN rule was implemented, companies incur a reporting burden (for 

clerical/administrative staff) of 0.25 hours. This burden is associated with filling out the one-page NOC 

form.

Facilities must also maintain records of the information submitted to EPA. As a result, a company incurs 

a baseline 0.25 hour recordkeeping burden under the current reporting system.

Section 8(a) PAIR
3-2

Based on the latest TSCA section 8(a) PAIR ICR (EPA, 2007b), companies incur a reporting burden (for 

clerical/administrative staff) associated with submitting a section 8(a) PAIR form of 0.5 hours. This 

burden includes the time required to type the transmittal letter, photocopy the report, and mail the report 

package to EPA following management review and approval.

Companies must also maintain records of the information submitted to EPA. These records are used for 

compliance monitoring and enforcement purposes. A company incurs a baseline two-hour recordkeeping 

burden with the current reporting system.

Section 8(d)

According to the latest Health and Safety Data Reporting, Submission of Lists and Copies of Health and 

Safety Studies ICR (EPA, 2007c), companies incur a reporting burden (for clerical/administrative staff) of 

0.12 hours per submission. This burden is associated with the time it takes a clerical/administrative 

employee to photocopy one submission.

There is no recordkeeping burden for section 8(d). 

3.1.2 Reporting and Recordkeeping Costs

Reporting (for clerical/administrative staff) and recordkeeping labor costs were quantified by multiplying 

the respective burden presented in Section 3.1.1 by the loaded hourly wage rate for clerical staff presented 

in Table 3-1.

Loaded hourly rates consist of wages, benefits, and overhead. Hourly wage rates for the following three 

categories were used in the analysis: managerial, technical, and clerical. Average wage and salary data for 

these categories were obtained from the Employer Costs for Employee Compensation (ECEC) report 

from the Bureau of Labor Statistics (BLS) for all goods-producing, private industries. The additional cost 

of benefits, such as paid leave and insurance, were also derived from information provided in the ECEC 

report. Loading factors for benefits were calculated separately for managerial, technical, and clerical labor 

by dividing the benefits percentage of total compensation by the wage percentage of total compensation. 

Based on estimates from the Economic Analysis of the Premanufacture Notification Electronic Reporting 

Final Rule, EPA applied an additional loading factor of 17 percent to account for overhead.1 This loading 

factor was added to the benefits and then applied to the base wage. The wage rates were calculated using 

the latest data on salaries and benefits for these three labor categories from December 2010. The fully 

loaded 2010 hourly wage rates are shown in Table 3-1.

 

1 An overhead rate of 17 percent was used based on assumptions in Wage Rates for Economic Analyses of the 

Toxics Release Inventory Program (EPA, 2002), and the Revised Economic Analysis for the Amended Inventory 

Update Rule: Final Report (EPA, 2002a).
3-3

Table 3-1: Loaded Hourly Wage Rates by Labor Category, December 2010

Labor 

Category

Wage Rate 

($/hour)1

Fringe 

Benefits

($/hour)1

Fringes 

as % 

Wage

Overhead 

% Wage2

Fringe + 

Overhead 

Factor

Loaded Wages

($/hour)

(a) (b) (c) = 

(b)/(a) (d) (e)=(1)+(c)+(d) (f) = (a) x (e)

Managerial $42.82 $19.64 45.87% 17% 1.63 $69.74

Technical $36.93 $18.50 50.09% 17% 1.67 $61.71

Clerical $17.36 $8.67 49.94% 17% 1.67 $28.98

Notes:

1Employer Costs for Employee Compensation Supplementary Tables: December 2010, US Bureau of Labor Statistics, March 9, 

2011 (BLS, 2011a)

2An overhead rate of 17 percent was estimated based on industry data gathered for the Revised Economic Analysis for the 

Amended Inventory Update Rule: Final Report (EPA, 2002a)

3.1.3 Material Costs

Paper Costs

To determine the overall paper cost per submission, EPA multiplied the average page length for each type 

of submission by $0.008, an estimated cost of one 8 1/2” x 11” sheet of copy paper, from a case with 

5,000 sheets (Staples, 2010). These paper costs are presented in Table 3-2.

Postage Costs

Using Staples® Copy Paper, 8 1/2" x 11", 20 lbs per ream, 500 sheets per ream, EPA assumed the 

average weight of one sheet of paper at 0.04 pounds (Staples, 2010). This average weight was multiplied 

by the average number of pages submitted for each type of TSCA report to determine the weight of a 

package being sent to EPA. Postage costs were based on the average weight of a submission for each type 

of TSCA report and FedEx 2-day shipment from Kansas City, MO to Washington DC. Kansas City, MO 

was selected as the standard location because it is located in the geographic center of the country. Postage 

rates for each type of TSCA report are presented in Table 3-2.

3.1.4 Per Submission Industry Cost

Table 3-2 presents the individual and total baseline industry cost per submission.

Postage costs were estimated using an average weight of 0.04 pounds per sheet of paper as described in 

Section 3.1.3, multiplied by the average number of pages per submission presented in Table 2-1. This 

postal weight was entered into a FedEx Rate calculator (FedEx, 2010) for FedEx 2-day shipping from 

Kansas City, MO to Washington, DC, as described in Section 3.1.3 using the recommended packaging for 

each type of submission.1For example, according to Table 2-1, an average section 4 submission is 35 

pages, which was multiplied by 0.04 pounds yielding an average postal weight of 1.4 pounds. Entering 

 

1

FedEx Envelope was used for packages below 0.5 pounds and a FedEx Pak was used for packages above 0.5 

pounds.
3-4

this weight into a FedEx Rate calculator for FedEx 2-day shipping from Kansas City, MO to Washington, 

DC produced a postage cost of $17.90.

Paper costs were estimated using an average price for a sheet of paper of $0.008 as described in Section 

3.1.3, multiplied by the average number of pages per submission presented in Table 2-1. For example, an 

average section 4 submission is 35 pages long, which was multiplied by $0.008 to arrive at an average 

paper cost of $0.27 per submission.

Baseline labor costs were estimated by multiplying the total baseline labor burdens for each TSCA report 

described in Section 3.1.1 by the clerical/administrative hourly wage (Table 3-1). For example, the total 

baseline labor burden for a section 4 submission is 27 hours (26 hours for the reporting burden (for 

clerical/administrative staff) and one hour for recordkeeping). The labor burden was then multiplied by an

hourly clerical/administrative wage (Table 3-1) to arrive at the total labor cost of $800.66. The baseline 

labor costs are presented in Table 3-2.

Table 3-2: TSCA Submission Summary

TSCA Section

Baseline Cost Per Submission (2010$)

Postage 

Cost

Paper 

Cost

Labor 

Cost

Total Cost per 

Submission

Section 4 $17.90 $0.27 $764.25 $800.66

Section 5 NOC $16.82 $0.01 $14.49 $31.32

Section 8(a) PAIR $16.82 $0.02 $70.76 $89.29

Section 8(d) $16.82 $0.15 $3.46 $20.51

3.2 Additional Rule Burden and Cost+

EPA estimated that affected facilities would incur additional burden and cost due to the final electronic 

reporting rule for TSCA section 4, section 5 NOC (not previously submitted online), 8(a) PAIR, and 8(d).

This includes the one-time burden and cost that companies would incur while registering, setting-up and 

familiarizing users with the Central Data Exchange (CDX) system. Additionally, affected facilities would

incur a recurring burden and cost associated with the time it takes to submit a report via the CDX system. 

These costs would be incurred in addition to the recordkeeping costs associated with maintaining records 

of the information submitted to EPA. However, EPA assumed that this recurring burden would be much 

less than the baseline time it takes to submit a report without electronic reporting. These one-time and 

recurring costs are presented in this chapter.

3.2.1 One-Time CDX Burden and Cost

EPA estimated that management, technical and clerical staff at companies submitting section 4, section 5 

NOC (not previously submitted online), 8(a) PAIR, and 8(d) would incur the following one-time burden 

under the final electronic reporting rule. EPA used a simplifying assumption that an average of five users 

within each of the affected companies would need to register with CDX.

However, some company users who had already registered with CDX through other rules such as e-PMN

or e-CDR will not need to register again as a result of this rule. There was no way to determine how many 

new users would need to register as a result of this rule for the following reasons: 1) different 

individuals within a company need to register with CDX separately with their own username and 

password; 2) while some users within a company who are already registered with CDX for some 

rules will not need to re-register as a result of this rule, there are other individuals within the 

same company who will need to register with CDX as a result of this rule and it is impossible to 
3-5

predict what the number of new users will be. Therefore, the Agency used the most conservative 

assumption that all affected submitters would register with CDX and, thus, incur an associated 

cost. This assumption would result in overestimating the costs associated with the final rule.

The one-time CDX burden includes the following:

 CDX Registration – Based on the CROMERR Cost Benefit Analysis, EPA assumed that 

companies would spend eleven minutes per employee to register with CDX (EPA, 2004).

Furthermore, EPA assumed that an average of four technical staff members and one manager 

would need to register for each company, resulting in 55 minutes of burden per company.

 CDX electronic signature (labor burden) – Based on the CROMERR Cost Benefit Analysis, EPA 

assumed that companies would spend 15 minutes preparing, submitting, and filing an electronic 

signature agreement (Authentication of Identity) form to EPA per employee (EPA, 2004). One 

manager and four technical staff members per company would incur this burden, totaling 75 

minutes of burden per company. In addition, EPA used its best professional judgment to estimate 

that a manager would spend an additional 30 minutes accessing, preparing, and submitting 

verification forms (Verification of Authorization) for all authorized submitters to EPA. The total 

burden incurred by companies submitting and then verifying electronic signature agreements 

would be 105 minutes. It should be noted that the burden associated with CDX Electronic

Signatures does not include costs associated with contacting EPA’s CDX help desk to notify a 

change of submitter status, should one occur.

 CDX electronic signature (non-labor costs) – Non-labor costs include a $0.44 stamp and a $0.02 

standard business envelope for each of five signature agreements. The total non-labor cost for 

electronic signature agreements equals $2.30.

 Rule Familiarization – Management and technical staff would spend some time familiarizing 

themselves with the new requirements for electronic submission of their company’s section 4, and 

8(d). Based on the time required to read and comprehend supporting electronic reporting 

regulatory documentation, EPA estimated that one manager would spend 33 minutes and one 

technical staff member would spend 16 minutes per company on rule familiarization (EPA, 

2009).

EPA estimated the per-company one-time cost associated with CDX registration, set-up, and 

familiarization by multiplying the unit burden hour estimates by fully loaded hourly rates for workers of 

appropriate labor categories.

For each labor category, the one-time CDX cost was estimated by:

1. Multiplying the amount of time staff from each labor category spends on an activity by the loaded 

hourly wage rate for each labor category;

2. Multiplying the labor cost derived in Step 1 by the number of employees that incur this burden;

3. Adding any non-labor costs associated with the activity.

Table 3-3 and Table 3-4 present the one-time labor burden and the one-time cost for CDX registration, 

set-up and familiarization, respectively.
3-6

Table 3-4: One-Time CDX Cost

Cost Category Total Burden

(Hours)

Total Cost

(2010$)

Labor Costs

Managerial Labor 1.48 $103.45

Technical Labor 2.00 $123.42

Clerical Labor 0.00 $0.00

Non-Labor Cost

CDX Electronic Signature - $2.30

Total One-Time Cost - $229.16

Notes: Burden hours are taken from Table 3-3.

As shown in Table 3-4, facilities would incur a $229.16 one-time cost when registering, setting-up and 

familiarizing users with the CDX system. EPA calculated the net cost savings per submission for each 

type of report in Section 3.5. EPA included the one-time CDX cost as part of the net cost and cost savings 

of a company’s first submission for each type of report, as presented in Table 3-7. 

3.2.2 Recurring CDX Burden and Cost

In addition to the one-time CDX registration and familiarization cost, a company would incur recurring 

burden associated with the time it takes to submit reports via CDX. However, EPA assumed that this 

burden would be less than the reporting cost currently incurred by industry for submitting hard-copy 

reports.

EPA estimated the time it would take to prepare and submit a report electronically by conducting a 

simulation of this process for each of the TSCA sections. The electronic reporting simulation was created

using a Microsoft Word document EPA created as a mock-up of the CDX electronic reporting system.

The simulation document displayed the interface and drop-down menus of the actual CDX reporting 

system. Hyperlinks within the document were added in order to simulate the actual electronic reporting 

process. Five junior staff participated in this simulation to estimate the time required of an industry 

clerical employee to submit an electronic report.1 Each participant was given detailed instructions of how 

 

1 EPA assumed that five individuals would be a large enough sample size to generate an estimate for the average 

time required to submit an electronic report. 

Table 3-3: One-Time CDX Labor Burden

Burden Category Managerial 

(Hours)

Technical 

(Hours)

Clerical

(Hours)

CDX Registration 0.18 0.73 0.00

CDX Electronic Signature 0.75 1.00 0.00

Rule Familiarization 0.55 0.27 0.00

Total 1.48 2.00 0.00
3-7

to navigate the simulation document in order to mimic the actual electronic reporting process.1 Each 

participant was timed while conducting the simulation, after which all times were averaged for each 

section.

There was little deviation in the amount of time recorded by the five individuals who completed the 

simulation for each type of report. However, participants tended to spend more time on the first section of 

the simulation than other sections due to initial familiarization with the process.2 Each individual 

completed the report simulations in a different order to reduce bias associated with the additional time 

required for familiarization. Since representatives were not actually uploading documents to a CDX 

server, an additional ten seconds was added to each time estimate to account for the lag time on a 

computer. The average estimate for the electronic submitting burden for each section was multiplied by 

the loaded hourly wage for clerical workers estimated above to determine the recurring cost associated 

with submitting a report via CDX. This recurring cost per submission was used when estimating the total

cost savings (Section 3.5) and is presented below in Table 3-5.

Table 3-5: Recurring CDX Submission Cost (per Submission)

TSCA Section

Recurring Burden per 

Submission

(hours)

Recurring Cost per 

Submission

(2010$)

Section 4 0.06 $1.75

Section 5 NOC 0.05 $1.33

Section 8(a) PAIR 0.05 $1.33

Section 8(d) 0.06 $1.78

3.3 Industry Burden and Cost Savings

EPA estimated that the final e-reporting rule would result in cost savings associated with electronic

submission of each TSCA section 4, section 5 NOC (not previously submitted online), 8(a) PAIR, and 

8(d). These burden and cost savings result from reduced time spent on reporting (by 

clerical/administrative staff) and recordkeeping tasks. Elimination of paper submissions also results in 

cost savings associated with paper use and postage for affected companies. These cost savings were

estimated based on the baseline costs.

EPA estimated that companies submitting section 4, section 5 NOC (not previously submitted online), 

8(a) PAIR, and 8(d) reports would realize the following burden savings from the baseline costs:

 Reduction in reporting burden (for clerical/administrative staff)

 Reduction in recordkeeping burden

 Elimination of material costs including paper and postage costs

 

1

For example, participants were told to click on a hyperlinked arrow icon which took them to a new part of the 

document with several options to simulate a drop-down menu. Participants were also told to search for a preselected document on shared computer drive in order to simulate the “Browse” and “Upload” features of the actual 

online CDX reporting system.

2 EPA assumed that this additional time required for familiarization may model actual industry reporting practices 

since a new industry employee may be required to submit an electronic report and need additional time as compared 

to an experienced employee.
3-8

These estimates were taken from the Economic Analysis of the Premanufacture Notification Electronic 

Reporting Final Rule (July 13, 2009). Baseline clerical/administrative labor required for reporting and 

recordkeeping burden estimates were taken from the most recent versions of the ICRs for TSCA section 

4, section 5 NOC, 8(a), and 8(d) reporting. These burden changes are presented in the following 

subsections. The recurring CDX burden and cost discussed in Section 3.2.2 was considered an additional 

cost of the rule and was added to the final cost per submission in Table 3-6 in order to calculate burden 

changes.

3.3.1 Reporting and Recordkeeping Burden Savings

Section 4

In consistency with the Economic Analysis of the Premanufacture Notification Electronic Reporting Final 

Rule (July 13, 2009), EPA assumed that the entire reporting burden for clerical/administrative staff 

associated with typing and printing the study results would be eliminated with electronic reporting.

EPA assumed that the recordkeeping burden associated with maintaining records of the information 

submitted to EPA would be reduced by 50 percent,1resulting in an overall recordkeeping burden for 

section 4 reporting of 0.5 hours.

Section 5 NOC

In consistency with the Economic Analysis of the Premanufacture Notification Electronic Reporting Final 

Rule (July 13, 2009), EPA assumed that the entire reporting burden for clerical/administrative staff 

associated with a Section 5 NOC form would be eliminated with electronic reporting.

EPA assumed that the recordkeeping burden associated with maintaining records of section 5 NOC forms 

submitted would be reduced by 50 percent,1resulting in an overall recordkeeping burden for section 5 

NOC reporting of 0.125 hours.

Section 8(a) PAIR

In consistency with the Economic Analysis of the Premanufacture Notification Electronic Reporting Final 

Rule (July 13, 2009), EPA assumed that the entire reporting burden for clerical/administrative staff 

associated with submitting Section 8(a) PAIR would be eliminated with electronic reporting.

EPA assumed that the recordkeeping burden associated with maintaining records of the information 

submitted to EPA would be reduced by 50 percent,1 making the overall recordkeeping burden for section 

8(a) PAIR forms one hour.

Section 8(d)

In consistency with the Economic Analysis of the Premanufacture Notification Electronic Reporting Final 

Rule (July 13, 2009), EPA assumed that the entire reporting burden for clerical/administrative staff 

associated with photocopying a submission would be eliminated with electronic reporting.

Since according to the latest ICR, there is no recordkeeping burden for section 8(d), there would be no 

burden reduction associated with recordkeeping.

 

1 Based on EPA’s best professional judgment from the Economic Analysis of the Premanufacture Notification 

Electronic Reporting Final Rule (July 13, 2009).
3-9

3.3.2 Material Burden Savings

EPA assumed that electronic reporting would eliminate the need for postage and paper for reports, 

initially required for submitting hard copies. The cost savings associated with these burdens are presented 

in Section 3.3.4.

3.3.3 Reporting and Recordkeeping Cost Savings

Reporting (for clerical/administrative staff) and recordkeeping labor cost savings were quantified by

multiplying the respective burden savings presented in Section 3.3.1 by the loaded hourly wage rate for 

clerical staff presented in Table 3-1.

3.3.4 Material Cost Savings

Paper Cost Savings

EPA assumed that the entire paper cost would be eliminated with electronic reporting, as presented in 

Table 3-6.

Postage Cost Savings

EPA assumed that the entire postage cost per submission would be eliminated with electronic reporting, 

as presented in Table 3-6.

3.4 Final Cost per Submission

Table 3-6 presents the estimated final industry cost per submission using the electronic reporting. 

Final labor costs were estimated by multiplying the total final labor burden for each TSCA report 

described in Section 3.3.1 by the clerical/administrative hourly wage (Table 3-1). For example, the total 

final labor burden for a section 4 submission is 0.5 hours. The labor burden was then multiplied by an 

hourly clerical/administrative wage of $28.98 (Table 3-1) yielding the total labor cost of $14.49.

The CDX Submission Labor Cost is the cost of labor associated with the time it takes to submit a report 

through the CDX system. This cost is further explained in Section 3.2.2. This cost was estimated by 

multiplying the burden associated with submitting a report electronically presented in Table 3-5 by the 

clerical/administrative hourly wage in Table 3-1. For example, the burden associated with submitting a 

section 4 report via CDX is 0.06 hours, which was multiplied by an hourly clerical/administrative wage of 

$28.98 from Table 3-1 yielding a CDX Submission Labor Cost of $1.75.

The total cost per submission is calculated as a sum of cost components such as labor and CDX

submission costs (zero postage and paper costs). The cost for additional submissions was estimated in the 

“Total Cost per Submission” column. The one-time CDX cost was applied to the first submission only 

and should be added to the total cost per submission. The one-time CDX registration, set-up and 

familiarization cost is described further in Section 3.2.1.
3-10

Table 3-6: Final Industry Costs per Submission (2010$)

TSCA Section Postage

Cost

Paper

Cost

Recordkeeping 

Labor Cost

CDX 

Submission 

Labor Cost

Total Cost 

per 

Submission

OneTime 

CDX 

Cost

Section 4 - - $14.49 $1.75 $16.24 $229.16

Section 5 NOC - - $3.62 $1.75 $5.38 $229.16

Section 8(a) PAIR - - $28.98 $1.33 $30.31 $229.16

Section 8(d) - - - $1.78 $1.78 $229.16

Note: The one-time CDX cost was added to the total cost for the first submission only. The cost for additional submissions is 

presented in the “Total Cost per Submission” column.

3.5 Cost Savings per Submission

Table 3-7 presents the cost savings per submission for industry entities. The changes in industry cost per 

submission were calculated as the difference between the baseline cost (Table 3-2) and the final cost 

(Table 3-6). The one-time CDX cost is the same for all TSCA reports and was only applied to the cost 

savings for the first submission from each company.

Table 3-7: Industry Cost Savings per Submission (2010$)

TSCA Section

Costs Savings

per 

Submission

(a)

One-Time 

CDX Cost

(b)

Cost Savings -

First Submission

(a – b)

Cost Savings -

Additional Submissions

(a)

Section 4 $784.41 $229.16 $555.25 $784.41

Section 5 NOC $25.94 $229.16 $(203.22) $25.94

Section 8(a) PAIR $58.98 $229.16 $(170.18) $58.98

Section 8(d) $18.74 $229.16 $(210.43) $18.74

As presented in Table 3-7, the electronic rule would result in cost savings to the industry for each 

additional submission of each report. However, due to the one-time CDX registration, set-up and 

familiarization cost, the first submission would result in additional costs for all reports except for section 

4. 

3.6 Total Cost Savings

The analysis of per-company submissions showed that the number of submissions varied significantly 

across companies. The only year when a company might incur costs as a result of this final rule is Year 1 

due to the one-time CDX costs associated with the first submission. In subsequent years, all companies 

would experience cost savings. 

In Year 1, some companies would incur costs as a result of this rule. The impact of the rule depends on 

the number of submissions per company and the particular sections for which the company submitted 

reports. Companies would incur costs if they submitted one report only (thus, incurring the one-time CDX 

cost) or several reports, where cost savings associated with burden reduction for additional submissions 

do not outweigh the cost of CDX registration at the initial submission. In general, a company must submit 

enough reports for one section or enough reports for various sections in Year 1 to realize cost savings in 
3-11

that year. For example, if a company submitted only two section 8(a) PAIR reports, it would still incur a 

cost of approximately $111.

1

In order to realize cost savings in Year 1, the company would need to submit 

at least four section 8(a) PAIR reports in that year. Alternatively, if the company only submitted one 

section 8(a) PAIR report, but a variety of other reports, such as two section 8(d) reports and a section 4

submission, the company would realize cost savings in Year 1. Eventually, a company would realize cost 

savings in all future years as it continues to submit reports for various sections. Therefore on average, 

across companies, this final rule would result in cost savings. The total annual cost savings per company, 

on average, are presented in Table 3-8.

2

Table 3-8 presents the estimated annual cost savings per company. The “Additional Submissions” column 

presents the number of additional submissions per company for each type of TSCA report in Year 1. The 

first submission in Year 1 would be subject to the cost savings presented in the column “Cost Savings –

First Submission” in Table 3-7, while the additional submissions would be subject to the full cost savings 

presented in the column “Cost Savings – Additional Submissions” in Table 3-7. Therefore, figures for 

Year 1 represent a mix of first-time costs incurred due to the one-time CDX registration and cost savings 

associated with additional submissions in the same year. In subsequent years, facilities would only realize

cost savings.

Table 3-8: Annual Cost Savings per Company

TSCA Section

Number of Annual 

Submissions per Submitter

Annual Cost Savings per Company

($2010)

Total 

Submissions

Additional 

Submissions1 Year 1 Subsequent Years

Section 4 3 2 $2,124.08 $2,353.24

Section 5 NOC 1 0 $(203.22) $25.94

Section 8(a) PAIR 2 1 $(111.21) $117.96

Section 8(d) 4 3 $(154.22) $74.95

Note:

1 The number of additional submissions is calculated as the number of total submissions minus the initial submission in 

Year 1. Only the first submission in Year 1 is subject to a one-time CDX cost presented in Table 3-7.

The average number of submissions per submitter is from Table 2-1. Costs per submission are from Table 3-7.

Table 3-9 presents the total cost savings for the affected companies. EPA estimated the total cost savings 

by multiplying per-company annual cost savings with the average number of submitters per year for each 

section. EPA estimated that this rule would result in a total cost to the industry of approximately $14,061

in Year 1 and a cost savings of $66,834 in each subsequent year. The cost savings in subsequent years are 

greater than those in Year 1 because of the one-time CDX registration costs incurred at the initial 

submission. EPA assumed that industry would continue to realize cost savings each additional year.

 

1 The cost estimate of $111 is calculated as a difference between the one-time CDX registration cost of $229.16 and 

the cost savings associated with submitting two section 8(a) PAIR reports ($58.98 for each report). As a result, the 

company would have total cost savings of $116, resulting in an overall net cost of $106.51.

2 The average number of submissions per year per company is used.
3-12

Table 3-9: Annual Industry Cost Savings

TSCA Section Number of 

Submitters

Annual Industry Cost Savings ($2010)

Year 1 Subsequent Years

Section 4 24 $50,977.92 $56,477.83

Section 5 NOC 305 $(61,982.83) $7,911.88

Section 8(a) PAIR 15 $(1,688.08) $1,769.36

Section 8(d) 9 $(1,387.95) $674.52

Total - $(14,060.94) $66,833.59

Note:

The average number of submitters is from Table 2-1. Annual company cost savings are from Table 3-7.

3.7 Overall Change in Burden

Table 3-10 presents the overall estimated changes in annual industry burden for each section. The burden 

hours presented in the table reflect the overall burden hours for each section, as opposed to the burden 

hours for the requirements affected by the final rule as presented earlier in this analysis. 

Table 3-10: Estimated Burden Comparison

TSCA Section Current Inventory 

Burden (hours)

New Burden 

Estimate (hours)

Change in Burden

(hours)

Section 4 34,233 4,962 -29,271

Section 5 NOC 443 249 -194

Section 8(a) PAIR 1,568 907 -661

Section 8(d) 456 441 -15

TOTAL 36,700 6,559 -30,142
4-1

Chapter 4 – Agency Burdens and Costs

The conversion to an electronic reporting system as well as the adoption of CDX to facilitate form 

submission and processing is expected to create long term burden reductions and efficiencies for EPA. 

For example, when data are submitted electronically, the time required for EPA staff to review and 

process the information would be reduced because manual data entry or processing would be eliminated.

Use of CDX would enable EPA to notify the submitter that the Agency has received the submission and 

would lead to higher quality data being available to EPA more quickly. Because companies would

register with EPA to submit their data electronically via CDX, the Agency in turn would be able to 

communicate electronically with submitters via CDX. Electronic communication should provide 

significant time and resource savings for both parties.

4.1 Agency Total Costs

EPA would first need to convert to an electronic reporting system. This analysis follows the methodology 

used in the Economic Analysis of the Premanufacture Notification Electronic Reporting Final Rule to 

estimate EPA costs associated with conversion to an electronic reporting system. Based on conversion 

costs developed in the Cross-Media Electronic Reporting Rule (CROMERR) Cost Benefit Analysis, EPA 

estimated incurring a one-time cost of $200,000 to convert the study and test data reporting of TSCA 

section 4, section 5 NOC (not previously submitted online), 8(a) PAIR, and 8(d) submissions to an 

electronic system (EPA, 2004). Based on the methodology in the CROMERR Cost Benefit Analysis, EPA 

distributed this cost over all applicable TSCA reports in the first year.

In addition to the cost of converting to an electronic reporting system, EPA would incur additional annual 

costs associated with the operation and maintenance (O&M) of CDX for the electronic reporting of TSCA 

section 4, section 5 NOC (not previously submitted online), 8(a) PAIR, and 8(d) submissions. EPA 

developed an estimate of CDX O&M costs attributable to the electronic reporting of TSCA section 4, 8(a)

PAIR, and 8(d) submissions using the same methodology as that in the Economic Analysis of the 

Premanufacture Notification Electronic Reporting Final Rule by apportioning the overall CDX 

maintenance cost estimated in the CROMERR Cost Benefit Analysis to individual systems. This approach 

yields an estimate of $57,353 annual maintenance cost per data flow system (i.e., program).13

The Agency would also incur costs associated with providing technical assistance to submitters, including 

conducting a beta or pilot test of the final submission process, conducting approximately three trainings 

sessions via webinar to demonstrate the electronic reporting software, operating a telephone hotline, and 

other outreach activities. Although not quantified at this time, these activities are likely to require both 

labor and non-labor resources.

4.2 Agency Burden Savings

EPA is expected to realize burden savings attributable to the eventual elimination of its current systems of 

processing paper section 4, section 5 NOC (not previously submitted online), 8(a) PAIR, and 8(d)

submissions once the electronic reporting CDX system is fully implemented. These savings would stem 

from eliminating photocopying time and charges, facilitating document management efforts, permitting 

easier review, allowing for easier and faster transfer to end users as well as potential real time assessment 

 

13 Reflects the overall maintenance cost for all TSCA sections.
4-2

of submissions, allowing for the ability to upload submissions to existing databases, and permitting the 

data to be made publicly available through existing and new information dissemination vehicles.

Baseline Agency burden associated with section 4, section 5 NOC (not previously submitted online), 8(a)

PAIR, and 8(d) submissions were taken from the most recent version of each section’s respective ICR.

This analysis used the same methodology as that in the Economic Analysis of the Premanufacture 

Notification Electronic Reporting Final Rule to calculate EPA burden savings. Potential Agency burden 

savings associated with the electronic reporting of the respective TSCA reports were characterized based 

on information in the CDX Business Case Analysis regarding the estimated monetary benefit from using 

CDX. Of the six Program Data Flows studied in the CDX Business Case Analysis, monetary benefits 

from using CDX as compared to a paper submission baseline were quantified for two flows: TRI (Toxic 

Release Inventory) and e-NOI (electronic Notice of Intent under the National Pollution Discharge 

Elimination System). Benefits ranged from eleven percent savings (e-NOI) to 22 percent savings (TRI) 

compared to the cost of the baseline process. For this analysis, EPA assumed an average annual savings 

of 16.5 percent.

This saving of 16.5 percent was applied to a baseline burden derived from the latest ICR for each TSCA 

report. The following table presents the baseline and estimated final Agency burden for each TSCA 

report.

Table 4-1 presents an overview of the baseline, final, and change in Agency burden on an annual basis.

Table 4-1: Annual Change in Agency Burden

TSCA Section

Agency 

Baseline 

Burden

(Hours)

(a)

Agency 

Burden 

Savings

(b)

Change in 

Agency 

Burden 

(Hours)

(c)=(a)*(b)

Final Agency 

Burden 

(Hours)

(d)=(a) – (c)

Section 4 2,249 0.165 371 1,878

Section 5 NOC 364 0.165 60 304

Section 8(a) PAIR 2,995 0.165 494 2,501

Section 8(d) 70 0.165 12 58

Total 5,678 - 937 4,741

Annual baseline burden and the reduction in Agency burden are described in detail in the following 

subsections.

Section 4

The annual baseline Agency burden for section 4 reporting was taken from the ICR: TSCA Section 4 Test 

Rules, Consent Orders, Test Rule Exemptions, and Voluntary Data Submission (EPA ICR No. 1139.08, 

OMB Control No.: 2070-0033). The ICR has an Agency burden of 2,249 hours each year for receiving 

section 4 reports. This burden is broken down as follows:

 Letter of intent and study plan collection – 24 hours

 Progress report collection – 75 hours

 Final report collection – 2,150 hours

 Total – 2,249 hours
4-3

EPA assumed a 16.5 percent burden reduction due to electronic reporting. After this burden reduction, the 

final annual Agency burden would be 1,878 hours. This reflects a burden savings of 371 hours per year 

for the electronic reporting of section 4 submissions.

Section 5 NOC

The annual Agency baseline burden was taken from the Premanufacture Review Reporting and 

Exemption Requirements for New Chemical Substances and Significant New Use Reporting 

Requirements for Chemical Substances ICR. The ICR reports an overall Agency burden of 1.0 hour for 

each NOC form received. Since there are an estimated 364 NOC forms received each year, EPA 

estimated the annual Agency burden to be 364 hours.

EPA assumed a 16.5 percent burden reduction due to electronic reporting. After this burden reduction, the 

final annual Agency burden would be 304 hours. This reflects a burden savings of 60 hours per year for 

the electronic reporting of NOC submissions for PMN reports submitted before April 2010.

Section 8(a) PAIR

The annual Agency baseline burden was taken from the TSCA Section 8(a) PAIR ICR (EPA, 2007b). The 

ICR reports an overall Agency burden of 2,995 hours each year for receiving section 8(a) PAIR forms. 

This burden includes chemical nomination, review and selection, rule development, evaluation of the rule, 

industry/public assistance, compliance monitoring, and data processing and system support personnel.

EPA assumed a 16.5 percent burden reduction due to electronic reporting. After this burden reduction, the 

final annual Agency burden would be 2,501 hours. This reflects a burden savings of 494 hours per year 

for the electronic reporting of section 8(a) PAIR form submissions.

Section 8(d)

The overall annual baseline Agency burden was taken from the Health and Safety Data Reporting, 

Submission of Lists and Copies of Health and Safety Studies ICR (EPA, 2007c). The ICR reports an 

overall Agency burden of 70 hours each year for received section 8(d) reports. This burden is broken 

down as follows:

 Data processing and systems report – 50 hours

 Storage and distribution – 20 hours

 Total – 70 hours

EPA assumed a 16.5 percent burden reduction due to electronic reporting. After this burden reduction, the 

final annual Agency burden would be 58 hours. This reflects a burden savings of 12 hours per year for the 

electronic reporting of section 8(d) submissions.

4.3 Agency Cost Savings

In order to calculate the annual Agency cost savings associated with electronic reporting, EPA multiplied 

the change in burden outlined in Section 4.2 by an hourly Agency wage, using corresponding salary 

levels. The following Agency salaries are taken from the January 2010 U.S. Office of Personnel 

Management (OPM) salary table for the Washington-Baltimore-Northern Virginia Locality Pay Area:

 Section 4 – GS-13 Step 1

 Section 5 NOC – GS-13 Step 5
4-4

 Section 8(a) PAIR – GS-12 Step 1

 Section 8(d) – GS-13 Step 5

Agency personnel and salaries differ for each section since each type of report is handled and processed 

differently by EPA. Agency salaries used for each section are taken from the respective ICR. Table 4-2

presents the annual Agency cost savings for the electronic reporting of TSCA section 4, section 5 NOC 

(not previously submitted online), 8(a) PAIR, and 8(d):

Table 4-2: Annual Agency Cost Savings

Cost/ Cost Savings Item

Change in 

Agency Burden

(hours)

Savings in

Year 1 (2010$)

Savings in 

Subsequent 

Years (2010$)

Section 4 371 $25,412 $25,412

Section 5 NOC 60 $4,662 $4,662

Section 8(a) PAIR 494 $28,464 $28,464

Section 8(d) 12 $897 $897

Total Savings 937 $59,435 $59,435

CDX One-time Cost ($200,000) --

Annual CDX O&M Cost ($57,353) ($57,353)

Total Costs ($257,353) ($57,353)

Net Savings ($197,918) $2,082

As shown in Table 4-2, due to the one-time development cost of CDX in Year 1 and the annual CDX 

Operations and Maintenance (O&M) cost, EPA would incur an additional cost of $197,918 in Year 1. 

However, in subsequent years, EPA would incur $57,353 annually in O&M costs, resulting in the Agency

savings of $2,082 annually.
5-1

Chapter 5– Benefits of Electronic Reporting

5.1 Industry Benefits

Industry submitters would experience a reporting burden reduction for TSCA sections 4, section 5 NOC 

(not previously submitted online), 8(a) PAIR, and 8(d) submissions as a result of this electronic reporting 

rule. Electronic reporting would allow for faster review and transmission of these submissions to EPA. 

With respect to studies containing Confidential Business Information (CBI), companies would be able to 

electronically submit both sanitized and un-sanitized reports that contain CBI. Currently, companies need 

to mail two hard copy versions of their CBI reports (one sanitized, one un-sanitized) to EPA, which 

results in additional material costs and burden. Due to the final rule, submitters would upload the two 

versions of their report on the CDX system, thus reducing reporting burden. On the other hand, both preand post- rulemaking, company personnel would incur the same burden to identify the CBI information in 

the report and also to mask it. Therefore, EPA assumed that electronic reporting would not reduce the 

burden of determining which information is CBI in each submission because this burden would be 

incurred regardless of how the report is submitted.

In addition to decreased reporting burden for studies containing CBI, electronic reporting would also 

improve security and transmission of CBI data to EPA. Transmitting CBI data electronically is much 

faster and more secure, reducing the overall burden of companies required to submit reports under TSCA 

sections 4, section 5 NOC (not previously submitted online), 8(a) PAIR, and 8(d). However, this potential 

benefit of electronic reporting associated with safer transmission of the reports containing CBI 

information could not be quantified.

Since many submissions are complex and lengthy, the use of electronic reporting would ultimately reduce 

the overall organizational burden on companies submitting reports. Currently, there is no form or 

standardized submission entry (except for the two-page section 8(a) PAIR form and the one-page NOC 

form), which may impose a burden on companies attempting to determine the type of report they need to 

include and the mechanisms by which these forms should be sent to EPA. Companies have several 

options for mailing submissions and there is little formality in reporting structure. Electronic reporting 

would provide a framework that would reduce the uncertainty in the reporting process.

Additionally, all information submitted electronically could be linked in a tracking system, which would 

facilitate document management efforts. Such linking would allow companies to manage past and future 

submissions more easily.

Electronic reporting would also reduce the time associated with communication between EPA and 

submitters. Because companies would be registered with EPA to submit their data via CDX, 

communication between the Agency and submitters that is currently conducted via regular mail would 

occur electronically. Electronic communication would provide significant time and resource savings for 

both the affected companies and EPA.

A certain amount of communication between EPA and submitters occurs after a report is submitted. 

Before this final rule, EPA often mailed reports back to submitters due to missing or erroneous 

information. The new electronic submission system would streamline this process by allowing submitters 

to log into the system and modify the information on the electronic reports. EPA did not have quantitative 

data on the frequency of submissions that occur after the initial report is sent. Therefore, the Agency did 
5-2

not quantify the benefits associated with the streamlined communication process after the initial 

submission. 

5.2 Agency Benefits

EPA expects that the conversion to an electronic reporting system would decrease the Agency review 

time of each submission. Electronic reports would be easier to search, which would make the review 

process more straightforward. Since reporting under TSCA sections 4, section 5 NOC, 8(a) PAIR, and 

8(d) submissions often provides the Agency with important data for future rulemaking, a more efficient 

reporting system would result in additional benefits to other aspects of EPA rulemaking. Some examples 

of those benefits are described below.

Currently, EPA personnel must scan hard copy submissions before they can be uploaded to existing 

databases. Additionally, EPA staff needs to photo copy all hard copy submissions before they can be 

made readily available to the public through dissemination vehicles. With electronic reporting, EPA 

would be able to receive submissions electronically and upload the reports immediately. 

Another major benefit of the electronic reporting rule is that the information contained in the studies can 

be easily and readily transferred to end users. Electronic transfer of information would increase 

transparency to the public and allow for a more efficient dissemination of information to consumers. With 

electronic reporting, the Agency would be able to easily upload reports to existing databases without 

having to scan or photocopy reports.

Ultimately, the final rule would result in a faster and lower cost data flow. EPA would strengthen its ties 

with the private sector by reducing their reporting burden, as well as decreasing the time required to 

present that information to the public.
6-1

Chapter 6 - Additional Analyses

Several statutes and Executive Orders (EOs) pertain to the final rule. This chapter presents statements 

discussing paperwork reduction, unfunded mandates, regulatory planning and review, tribal governments, 

children’s health, and environmental justice, among others.

6.1 Executive Order 12866

On December 23, 2011, OMB determined that this final rule is not a significant regulatory action under 

Executive Order 12866, entitled Regulatory Planning and Review (58 FR 51735, October 4, 1993) and 

therefore it is not subject to review under the Order. EPA briefed OMB in advance of this determination 

on December 5, 2011 and subsequently responded to various follow-up questions.

6.2 Regulatory Flexibility Act (RFA)

6.2.1 Introduction

This section addresses the potential impacts of the final rule on small entities. The Regulatory Flexibility 

Act (RFA) of 1980, amended by the Small Business Regulatory Enforcement Fairness Act (SBREFA) of 

1996, requires regulators to assess the effects of regulations on small entities including businesses, 

nonprofit organizations, and governments. In some instances, agencies are also required to examine 

regulatory alternatives that may reduce adverse economic effects on significantly impacted small entities. 

The RFA requires agencies to prepare a regulatory flexibility analysis for each rule unless the Agency 

certifies that the rule will not have a significant economic impact on a substantial number of small 

entities. The RFA, however, does not specifically define “a significant economic impact on a substantial 

number” of small entities. Sections 603 and 604 of the RFA require that regulatory flexibility analyses 

identify the types and estimate the numbers of small entities to which the rule will apply. It also requires a 

description of the rule requirements to which small entities will be subject and any regulatory alternatives, 

including exemptions and deferral, which would lessen the rule’s burden on small entities.

This analysis considers the incremental impacts of the final electronic reporting rule on small entities in 

the affected industry sectors. As described in previous chapters, affected companies would experience 

both costs and savings as a result of this final rule. Companies would incur a cost of CDX registration 

associated with the first submission (occurs in Year 1) and savings due to burden reduction for additional 

submissions (could occur in Year 1 and subsequent years). The impact of the rule depends on the number 

of submissions per company and the particular sections for which the company submitted reports. 

Companies would incur net costs if they submitted one report only (thus, incurring the one-time CDX 

cost) or several reports, where cost savings associated with burden reduction for additional submissions 

does not outweigh the cost of CDX registration at the initial submission. The more reports a company 

submits, the greater the cost savings it experiences. Therefore, it is likely that this final rule would have a 

greater impact on smaller companies that tend to submit fewer reports as compared to larger companies 

that are more likely to submit a greater number of reports.

The small entity analysis assesses the impact of the net costs associated with the final rule and determines 

whether the rule represents a disproportionate burden on small entities. This chapter is structured as 

follows:

 Section 6.2.2 discusses the definition of small entities used in this analysis. 

 Section 6.2.3 describes the methodology used to determine whether the final rule would result in 

significant economic impacts on a substantial number of small entities. 
6-2

 Section 6.2.4 presents the estimation of the universe of affected small entities. 

 Section 6.2.5 outlines the process of obtaining the revenue data for affected companies. 

 Section 6.2.6 describes the estimation of the compliance cost. 

 Section 6.2.7 presents the estimated impact on small entities and summarizes the results of the 

analysis. 

6.2.2 Definition of Small Entities

Small entities include small businesses, small organizations, and small governmental jurisdictions. For the 

purposes of assessing the impacts of this rule on small entities, small entity is defined as: (1) a small 

business as defined by the Small Business Administration’s (SBA) regulations at 13 CFR 121.201; (2) a 

small governmental jurisdiction that is a government of a city, county, town, school district or special 

district with a population of less than 50,000; and (3) a small organization that is any not-for-profit 

enterprise which is independently owned and operated and is not dominant in its field.

The RFA uses the definition of “small business” found in the Small Business Act. SBA's definitions of 

“small business” vary by industry. This analysis uses the SBA’s definitions of small businesses for each 

industry that will likely be affected by the final rule.

14

 

To establish what constitutes a small business, SBA considers a number of economic and market 

characteristics that may allow a business of concern to exercise dominance in an industry. Size standards 

are based on criteria such as annual receipts or number of employees that represent a measure of these 

characteristics. These standards represent the largest size that a for-profit enterprise (together with its 

affiliates) may be and still qualify as a small business. 

The SBA small business size standards are expansive, classifying most businesses as “small.” For 

example, for most manufacturing industries the SBA size standard is 500 employees (for some 

manufacturing industries, it is 750 or 1,000 employees). According to SBA, small firms with fewer than

500 employees represent 99.9 percent of the total businesses.

15 Therefore, at least 99.9 percent of all 

businesses in the U.S. would be classified as small businesses according to the SBA definition. 

6.2.3 Methods

As mentioned above, the RFA considers whether a rule would have a significant economic impact on a 

substantial number of small entities. This analysis uses annual cost impact percentages to measure 

potential impacts on small entities. The cost impact percentage is defined as annual compliance costs 

resulting from the final rule as a percentage of annual revenue or sales. For the purposes of determining 

small entity impacts, comparing annual compliance costs to annual revenue provides a reasonable 

indication of the magnitude of the regulatory burden relative to a commonly available and objective 

measure of a parent entity’s income. Where regulatory costs represent a small fraction of a typical parent 

entity’s revenue (i.e., less than one percent), the impacts of the regulation are likely to be minimal. 

The SBA size standards are measured at the firm or parent company level. This analysis estimates a 

potential impact on small businesses at the highest level of corporate structure, known as a parent 

company, which incorporates the enterprise with its affiliates. The cost impact is assessed at the parent 

company level rather than at the facility level because parent companies are ultimately responsible for the 

 

14 SBA's size standards can be found at: http://www.sba.gov/sites/default/files/Size_Standards_Table.pdf

15 SBA, 2009: http://web.sba.gov/faqs/faqIndexAll.cfm?areaid=24
6-3

compliance costs of individual facilities. Therefore, both costs and revenue figures are estimated at the 

parent company level. To estimate parent entity annual cost, EPA did not have to aggregate costs of 

individual facilities to their parent companies because data used in the analysis presented company-level 

submissions. Similarly, the revenue data reported by Census were obtained at the firm level, which is an 

equivalent of a parent company.

EPA considered conducting a detailed small entity analysis at the company level as follows: 

1) Identify parent companies (and their revenues) of affected entities using databases such as Dun & 

Bradstreet (D&B);

2) Estimate compliance costs at the parent company level;

3) Estimate cost impacts for individual parent companies. 

While EPA had a list of names of companies submitting TSCA sections reports in 2007 and 2008, it was 

not possible to identify precise names and addresses for these companies to be able to locate them in 

D&B.

As a result, the Agency conducted a small entity analysis at the industry sector level as follows:

1. Identify NAICS codes for the affected companies (20 six-digit NAICS codes).

2. Obtain annual revenue for parent entities in the affected NAICS codes using U.S. Census data

(revenue data at the firm level were used as an equivalent for parent-level data).

3. In the affected NAICS codes, identify small parent entities based on SBA definitions.

4. Estimate parent entity annual compliance cost.

5. Calculate the parent entity cost impact ratio, defined as compliance costs as a percentage of 

annual revenue. 

6. Estimate the number and percentage of small parent companies with company-level impact 

percentages in each of three categories: (1) less than one percent of annual revenue; (2) between 

one and three percent of annual revenue; and (3) greater than or equal to three percent of annual 

revenue.

6.2.4 Estimating the Universe of Affected Entities

EPA did not have data on the full universe of affected companies that might submit a report. As a result, 

the Agency used two years of data containing company names to identify NAICS codes of potentially 

affected firms. EPA analyzed reporting data for 2007 and 2008 that identify individual companies 

submitting a report for TSCA sections 4, 8(a) PAIR, and 8(d). Since EPA did not have the data showing 

the number of reports submitted for TSCA sections addressed in this rule in combination with section 5 

NOC reports, the small business analysis does not incorporate the data on NOCs. EPA assumed that only 

companies that incurred a net cost as a result of this final rule would be subject to the small business 

analysis. The Agency assigned a NAICS code to each company using the Enforcement and Compliance 

History Online (ECHO) database that tracks reporting companies under various statutory programs.16 The 

Agency identified a total of 34 individual companies that are estimated to incur a cost in Year 1 due to 

electronic reporting. These 34 companies fall into 20 unique six-digit NAICS codes.

EPA used these 20 NAICS categories as a basis for the universe of potentially affected companies. 

Because the data cover two years only, the set of affected companies is likely to change from year to year 

and new firms are likely to enter the universe in the future. However, EPA believes that the core 

 

16 Available at: http://www.epa.gov/oecaerth/data/systems/index.html
6-4

industries of companies reporting under one of the TSCA sections affected by this rule are likely to stay 

the same. Therefore, the number of firms within identified NAICS would serve as an appropriate measure 

of the affected universe. It is important to note that not all companies within the affected NAICS codes 

would submit reports under one of the TSCA sections subject to this rule. As a result, the total number of 

firms in those NAICS is likely to be an overestimate. 

EPA used the U.S. SBA Table of Small Business Size Standards by NAICS code to identify the threshold 

for small businesses within each NAICS category. For all industries affected by this rule, the SBA 

classifies a small business by the average employment of the firm. For this final rule, the employment 

thresholds that classify small businesses range from 500 to 1,500 employees, depending on the industry. 

While for most NAICS categories in this analysis, the SBA size threshold is 500 employees, for some 

NAICS codes, the “small business” size standard is 750 or 1,000 employees. For one industry sector, 

“Petroleum Refineries”, the threshold is 1,500 employees. Table 6-1 presents the six-digit NAICS codes 

of the companies potentially affected by this rule and their corresponding SBA thresholds. 

The industry sector primarily affected by this final rule is Chemical Manufacturing. As shown in Table 

6-1, the final rule would also affect the following industry sectors:

 Paper Manufacturing 

 Petroleum and Coal Products Manufacturing

 Plastics and Rubber Products Manufacturing

 Primary Metal Manufacturing 

 Computer and Electronic Product Manufacturing

To estimate the number of small parent companies in the universe, EPA used the total number of firms 

with fewer than 500 employees17 reported by Census within the NAICS categories identified as 

potentially affected. Since for some NAICS sectors analyzed in this impact assessment, the SBA 

threshold is greater than 500 employees (e.g., 750, 1,000, or 1,500), not all small businesses are captured 

in this analysis. Therefore, the estimated figure of small entities presents an underestimate. The total 

number of companies potentially affected by this final rule that qualify for the small business status is 

estimated at 6,621.

 

17 Census does not report data for individual size classes over 500 employees – the next size class includes all firms 

with greater than 500 employees. 
6-5

Table 6-1: Affected NAICS Industries and Corresponding SBA Thresholds

NAICS Code NAICS Name

Small Business 

Threshold (Number 

of Employees)

322223 Plastics, Foil, and Coated Paper Bag Manufacturing 500 

322231 Die-cut paper and paperboard office supplies 

manufacturing 500 

322291 Sanitary Paper Product Manufacturing 500 

324110 Petroleum Refineries 1,500 

324199 All other petroleum and coal products manufacturing 500 

325110 Petrochemical manufacturing 1,000 

325188 All other basic inorganic chemical manufacturing 1,000 

325192 Cyclic Crude and Intermediate Manufacturing 750 

325199 All other basic organic chemical manufacturing 1,000 

325211 Plastics Material and Resin manufacturing 1,000 

325411 Medicinal and Botanical Manufacturing 750 

325520 Adhesive Manufacturing 500 

325992 Photographic film, paper, plate, and chemical 

manufacturing 500 

325998 All other miscellaneous chemical product and 

preparation manufacturing 500 

326121 Un-laminated Plastics Profile Shape Manufacturing 500 

326299 All other rubber product manufacturing 500 

331111 Iron and Steel Mills 1,000 

331221 Rolled Steel Shape Manufacturing 1,000 

334413 Semiconductor and Related Device manufacturing 500 
6-6

6.2.5 Estimating Annual Revenue for Affected Parent Companies

EPA used U.S. Census data at the firm level to obtain revenue figures for parent entities in the potentially 

affected universe.18 The U.S. Census Statistics of U.S. Business (SUSB) data include the total annual 

receipts (defined as the revenue for goods produced, distributed, or services provided) for each 

NAICS/employment size class combination. The Agency divided total annual revenue reported in SUSB 

for each NAICS/employment size category by the number of firms to determine the average revenue for 

each NAICS/employment size class combination.

In some instances (15 NAICS/employment size class combinations), total revenue for specific 

employment sizes was not reported by the SUSB because it would disclose the operations of individual 

firms within the NAICS category.19 EPA estimated average revenue figures for those NAICS/employment 

size class combinations based on the available data. The following method was used to estimate average 

revenue:

1. Calculate the percent difference between the average revenue figures in adjacent employment 

size classes based on all NAICS codes affected by this rule that are populated with revenue 

information.

2. For the NAICS/employment size class combination with missing revenue data, multiply the 

average revenue of the adjacent employment size class in that NAICS code by the average 

percent difference between the two employment size classes, estimated in Step 1.

3. Where the revenue figures are available for both adjacent employment size classes, Step 2 is 

performed twice: (1) using the revenue figure from the employment category on one side of 

the missing value multiplied by the corresponding percent difference and (2) using the 

revenue figure from the employment category on the other side of the missing value 

multiplied by the corresponding percent difference. The average between the two is the 

estimated revenue for the missing value for a NAICS/employment size class combination.

Because the latest available SUSB data reflect 2007 annual revenues, EPA inflated the revenue figures 

from 2007 dollars to 2009 dollars using the Industrial Production Index (IPI). The IPI measures the 

amount of industrial output from certain industries.

6.2.6 Estimating Compliance Cost for Affected Parent Companies

The costs associated with this final rule stem from using the CDX system for submitting reports. These 

costs include one-time costs of registration, set-up and familiarization with the CDX system and recurring 

costs associated with submitting a report via the system. Because the largest cost component of this rule is 

the initial cost of registering with CDX, some companies incur costs in Year 1 but not in any subsequent 

years. 

Therefore, for the purpose of the small business analysis, EPA only analyzed the companies that incurred 

a net cost as a result of this final rule. To assess the impact of this final rule on small businesses, EPA 

analyzed a range of costs for companies that submitted reports in 2007 and 2008 and whose savings from 

recurring submissions do not outweigh the initial cost of CDX registration. EPA estimated the net cost for 

those companies as follows:

 

18 The definition of “firm” by Census corresponds to the “parent” company used in this analysis.

19 Census usually withholds revenue data for industries and employment size categories when the number of 

establishments is small. 
6-7

1) Assigned the one-time CDX cost of $210.42 to the first submission for a company.

2) Estimated the number of additional submissions by the company in the same year. 

3) Multiplied the per submission cost savings (see Table 3-7) by the number of submissions each 

company sent to EPA for each specific TSCA section subject to this final rule.

4) Calculated the net cost as the difference between the one-time cost of the initial submission and 

the cost savings resulting from additional submissions for each company.

EPA estimated the average net cost for the companies estimated to incur a net cost in Year 1 at $162.86.

20

The maximum net cost for those companies was estimated at $210.42. When constructing a cost-torevenue ratio, EPA used the maximum net cost estimate to show the greatest possible impact of the rule 

on small businesses. Therefore, the resulting cost-to-revenue ratio presents the most conservative scenario 

for the analysis. This maximum cost would be incurred in the following scenario: if a company only 

submitted one section 8(d) report, it would realize the lowest cost savings of $18.74. The company would 

also incur the one-time CDX cost of $229.16, resulting in a net cost of $210.42 to the company. EPA 

assumed that a company would not incur the one-time CDX cost unless the company actually submitted a 

report.

As described above, as a result of this rule, some companies would incur costs in Year 1 and would 

always realize savings in each consecutive year. Since the initial CDX registration costs are incurred only 

once, comparing them to annual revenue figures would exaggerate the economic impact. These one-time 

costs should be annualized over a certain projected time period, using a discount rate. The annualized cost 

should represent the amount of an annuity that would have to be paid over a specific period of time that 

makes a company indifferent between paying either the stream of payments or the up-front costs in one 

lump-sum.

21 As a result, by annualizing the one-time cost, the cost would be the same for each year of the 

analysis period.

Since the frequency and the number of submissions under the TSCA sections affected by this rule are 

sporadic and inconsistent across companies, there is no distinct time interval that could be chosen as a 

time period for annualization during which firms would recoup the initial costs. EPA annualized the 

estimated costs over ten years, using the three and seven percent discount rates.Ten years is a commonly 

used time period for cost annualization, assuming most facilities stay in business for more than ten years. 

Therefore, the estimated cost-to-revenue ratio is based on the maximum cost annualized over a ten-year 

period. 

On an annualized basis, the average cost for the companies estimated to incur a net cost in Year 1 is 

$18.54 and $21.67, using the three and seven percent discount rate, respectively. The maximum

annualized cost is $23.95 and $28.00, using the three and seven percent discount rate, respectively. Costto-revenue ratios, using the seven percent discount rate for each NAICS code and employment size 

category are presented in Appendix A.

6.2.7 Estimating Cost Impact Ratios

The cost impact ratios for small parent entities potentially affected by this final rule are estimated by 

dividing the maximum annualized cost for those companies by the parent entity average annual revenue 

for the NAICS code and employment size category. This analysis estimates cost impact ratios in 2010

dollars and assumes the relationship between compliance costs and annual revenue in 2010 would be the 

same in the year the companies actually incur the compliance cost.

 

20 All cost estimates are in 2010 dollars.

21 ICR Handbook, 2005
6-8

As shown in Table 6-2, all small parent entities potentially affected by this final rule are estimated to have 

a cost impact of less than one percent of their annual revenue. The estimated ratios range from less than 

0.0001 percent to 0.015 percent, depending on the NAICS sector and employment size category, with an 

average of 0.001 percent.22 No small parent entities are expected to have a cost impact of greater than one

percent of annual revenue. Since the estimated regulatory costs represent a small fraction of a typical 

parent entity’s revenue (i.e., less than one percent), the impacts of this regulation are likely to be minimal. 

Table 6-2: Estimated Impacts of Final Rule on Potentially Affected Companies

Cost Impact Ratio Percentage Number of Companies Percent of Companies

>3% 0 0

1%-3% 0 0

<1% 6,621 100%

6.3 Unfunded Mandates Reform Act (UMRA)

This action contains no Federal mandates under the provisions of Title II of the Unfunded Mandates 

Reform Act of 1995 (UMRA, Public Law 104-4), 2 U.S.C. 1531-1538 for State, local, or tribal 

governments. Based on EPA’s experience with previous electronic reporting rules, State, local, and tribal 

governments have not been affected by this type of reporting, and EPA does not have any reason to 

believe that any State, local, or tribal government would be affected by this rule. Therefore, this final rule

does not impose any enforceable duty, contain any unfunded mandate, or otherwise have any effect on 

small governments subject to the requirements of sections 202 or 205 of the UMRA.

6.4 Executive Order 13132

Executive Order 13132, Federalism (64 FR 43255, August 10, 1999), requires EPA to develop an 

accountable process to ensure “meaningful and timely input by State and local officials in the 

development of regulatory policies that have federalism implications.” This action does not have 

federalism implications because it would not have substantial direct effects on the States, on the 

relationship between the national government and the States, nor on the distribution of power and 

responsibilities among the various levels of government.

6.5 Executive Order 12898

This final rule does not involve special considerations of environmental justice related issues as required by 

Executive Order 12898, Federal Actions to Address Environmental Justice in Minority Populations and LowIncome Populations (59 FR 7629, February 16, 1994). 

6.6 Executive Order 13045

Executive Order 13045, Protection of Children from Environmental Health Risks and Safety Risks (62 FR 19885, 

April 23, 1997), requires EPA to identify and assess environmental health and safety risks that may 

disproportionately affect children. This final rule does not require special consideration pursuant to the terms of

Executive Order 13045 because it is not economically significant nor does it establish an environmental standard

intended to mitigate health or safety risks, or otherwise have a disproportionate effect on children.

 

22 Using the seven percent discount rate.
6-9

6.7 Paperwork Reduction Act (PRA)

The information collection requirements contained in this final rule have been submitted for approval to 

the Office of Management and Budget (OMB) under the Paperwork Reduction Act (PRA), 44 U.S.C. 

3501 et seq. The Information Collection Request (ICR) document prepared by EPA has been assigned 

EPA ICR number 2412.01 (OMB Control No. 2070-NEW), a copy of which has also been placed in the 

docket for the final rule. This rule-related ICR addresses the incremental paperwork activities related to 

submitting section 4, section 5 NOC and Supporting Documents, 8(a) Preliminary Assessment 

Information Rule (PAIR), and 8(d) submissions information to EPA electronically.

The amended information collection activities contained in this final rule are designed to assist the 

Agency in meeting its responsibility under TSCA to receive, process, and review the TSCA reporting 

sections subject to this rule in a timely manner and further the proper performance of the functions of the 

Agency. Information collection for review of these TSCA sections is authorized by TSCA section 5 and 

confidentially of submitted information is protected under TSCA section 14.

The ICR supporting statement for this final rule provides a detailed discussion of the estimated annual

industry and Agency burden and costs associated with the rule-related changes to the requirements. 

6.7.1 Industry Burden

The incremental rule-related burden and costs to manufacturers, importers, and processers that submit 

reports under the affected TSCA sections for review are summarized here. The estimated annual burden 

to industry is 6,558.73 hours for section 4, section 5 NOC and Supporting Documents, 8(a) Preliminary 

Assessment Information Rule (PAIR), and 8(d) submissions combined. The estimated annual cost to 

industry is $407,404 for all sections affected by the final rule.

6.7.2 Agency Burden

Agency burden savings are expected due to the elimination of the need to process paper forms, reduced 

quality assurance/quality control (QA/QC) and O&M costs for the existing system. The incremental rulerelated Agency burden and costs for review of the affected TSCA sections are summarized here. The 

estimated annual Agency burden is 3,212 hours for review of section 4, section 5 NOC and Supporting 

Documents, 8(a) Preliminary Assessment Information Rule (PAIR), and 8(d) submissions combined. 

Since the Agency would incur a $200,000 one-time cost to convert the reporting for the respective TSCA 

sections to an electronic system, the Year 1 cost is higher than that in subsequent years. The estimated 

annual Agency cost for Year 1 is $466,758. The estimated annual Agency cost for subsequent years is 

$266,758 for all sections affected by the final rule.

6.8 Executive Order 13175

Under Executive Order 13175, entitled Consultation and Coordination with Indian Tribal Governments 

(65 FR 67249, November 6, 2000), EPA has determined that this rule would not have tribal implications 

because it would not have substantial direct effects on tribal governments, on the relationship between the 

Federal Government and the Indian tribes, or on the distribution of power and responsibilities between the 

Federal Government and Indian tribes, as specified in the Order. EPA has no information to indicate that 

any tribal government submits reports covered by this action. Thus, Executive Order 13175 does not 

apply to this final rule.
6-10

6.9 Executive Order 13211

This final rule is not subject to Executive Order 13211, entitled Actions Concerning Regulations that 

Significantly Affect Energy Supply, Distribution, or Use (66 FR 28355, -38- May 22, 2001), because this 

rulemaking would not have any significant adverse effect on the supply, distribution, or use of energy.

6.10 National Technology Transfer and Advancement Act

Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (NTTAA), 15 U.S.C. 

272 note) directs EPA to use voluntary consensus standards in its regulatory activities unless to do so 

would be inconsistent with applicable law or impractical. Voluntary consensus standards are technical 

standards (e.g., materials specifications, test methods, sampling procedures, etc.) that are developed or 

adopted by voluntary consensus standards bodies. This final rule would not impose any technical 

standards that would require EPA to consider any voluntary consensus standards.
A-1

Appendix A – Additional Tables

Exhibit 1: 7% Annualized Cost-to-Revenue Ratio (Percent) by Employment Class

NAICS Code Employment Size Class (Number of Employees)

0 - 4 5 - 9 10 - 19 20 - 99 100 - 499 500+

322223 0.007% 0.003% 0.001% 0.000% 0.000% 0.000%

322231 0.009% 0.003% 0.002% 0.000% 0.000% 0.000%

322291 0.003% 0.002% 0.001% 0.000% 0.000% 0.000%

324110 0.001% 0.001% 0.000% 0.000% 0.000% 0.000%

324199 0.004% 0.001% 0.001% 0.000% 0.000% 0.000%

325110 0.003% 0.001% 0.001% 0.000% 0.000% 0.000%

325120 0.003% 0.002% 0.001% 0.000% 0.000% 0.000%

325188 0.003% 0.001% 0.001% 0.000% 0.000% 0.000%

325192 0.003% 0.001% 0.000% 0.000% 0.000% 0.000%

325199 0.002% 0.001% 0.000% 0.000% 0.000% 0.000%

325211 0.001% 0.001% 0.001% 0.000% 0.000% 0.000%

325411 0.003% 0.002% 0.001% 0.000% 0.000% 0.000%

325520 0.004% 0.002% 0.001% 0.000% 0.000% 0.000%

325992 0.015% 0.005% 0.002% 0.000% 0.000% 0.000%

325998 0.004% 0.002% 0.001% 0.000% 0.000% 0.000%

326121 0.007% 0.003% 0.001% 0.000% 0.000% 0.000%

326299 0.007% 0.003% 0.002% 0.000% 0.000% 0.000%

331111 0.001% 0.002% 0.001% 0.000% 0.000% 0.000%

331221 0.003% 0.001% 0.000% 0.000% 0.000% 0.000%

334413 0.005% 0.002% 0.001% 0.000% 0.000% 0.000%

322223 0.007% 0.003% 0.001% 0.000% 0.000% 0.000%

Notes: 

The cost estimate used to generate the cost-to-revenue ratio presents a maximum cost a company might incur as a result of this 

final rule (as opposed to an average cost).

Percentages are rounded to three significant figures. Values that appear as 0.000% do not actually indicate a cost-to-revenue 

ratio of zero, but rather indicate the cost of the final rule is less than 0.001% of an average firm’s revenue.
B-1

Appendix B – Wage Rate Calculations

This appendix describes the derivation of the fully loaded wage rates and inflation factors used in 

calculating costs of labor, materials, and other inputs. All cost estimates are presented in fourth quarter, 

calendar year 2010 (Q4 2010) dollars, representing the most recent full year of data available.

The fully loaded unit labor cost for managerial, professional/technical, and clerical labor in the regulated 

industry and for EPA staff was estimated by adding fringe benefits and overhead costs to the hourly wage 

or annual salary for each category following the method described in Wage Rates for Economic Analysis 

of the Toxics Release Inventory Program (EPA, 2002b). This appendix describes the method used to 

estimate the fully loaded unit labor costs for each labor category and presents the results of the analysis.

Labor categories used in the analysis correspond to the U.S. Bureau of Labor Statistics (BLS) Standard 

Occupational Classification (SOC) system. In March 2004, BLS began using the North American 

Industry Classification System (NAICS) instead of the Standard Industrial Classification (SIC) System, 

and the Standard Occupational Classification (SOC) system instead of the Occupational Classification 

System (OCS). Exhibit 2 summarizes the crosswalk between old and new occupational titles, and lists the 

SOC titles that correspond to the managerial, professional/technical, and clerical labor categories used in 

this analysis (Weinstein and Loewenstein, 2004).

Exhibit 2: Crosswalk between Old and New Labor Categories

Labor Category Used in the 

Analysis BLS Old Title (OCS) BLS New Title (SOC)

Managerial Executive, administrative, and 

managerial 

Management, business, and 

financial

Professional/Technical Professional specialty and 

technical Professional and related

Clerical Administrative support, including 

clerical 

Office and administrative 

support

Source: BLS (2009); Weinstein and Loewenstein (2004).

B.1 Derivation of Industry Unit Wage Rates

Wages and fringe benefit data for managerial, professional/technical, and clerical labor were taken from 

the BLS Employer Costs for Employee Compensation (ECEC) historical data for December 2010 (BLS, 

2011).23

 

23 Past economic analyses used ECEC data series specific to white-collar workers in the manufacturing sector.

However, those data sets were discontinued in March 2007, and these historical data were the best alternative. In a 

phone conversation (February 11, 2009), a BLS employee could not identify a better data set to use.
B-2

The costs of fringe benefits such as paid leave and insurance, specific to each labor category, were taken 

from the same BLS report (BLS, 2010). Fringe benefits as a percentage of wages were calculated 

separately for each labor category. For example, for December 2010, the average wage rate for 

professional/ technical labor was $36.93, and the average fringe benefit was $18.50.

1 Therefore, fringe 

benefits as a percentage of wages were $18.50/$36.93, or approximately 50 percent (see Exhibit 3).

An additional loading factor of 17 percent was applied to wages to account for overhead.2 This approach 

was used for consistency with Office of Pollution Prevention and Toxics (OPPT) economic analyses for 

two major rulemakings: Economic Analysis of the Toxics Release Inventory Program, June 2002 (EPA, 

2002b), and the Revised Economic Analysis for the Amended Inventory Update Rule: Final Report, 

August 2002 (EPA, 2002a). This overhead loading factor was added to the benefits loading factor, and the 

total was then applied to the base wage to derive the fully loaded wage. For example, the December 2009

fully loaded wage for professional/technical labor is $36.93 × (1+ 0.50 + 0.17) = $61.71. 

Fully loaded costs for managerial and clerical labor are calculated in a similar manner, as shown in 

Exhibit 3.

Exhibit 3: Industry Wage Rates (December 2010)

Labor 

Category

Wage

($/hour)1

Fringe 

Benefits

($/hour)1

Fringes 

as % 

Wage

Overhead 

% Wage2

Fringe + 

Overhead Factor

Loaded 

Wages

($/hour)

(a) (b) (c) = 

(b)/(a) (d) (e)=(1)+(c)+(d) (f) = (a) x(e)

Managerial $42.82 $19.64 45.87% 17% 1.63 $69.74

Technical $36.93 $18.50 50.09% 17% 1.67 $61.71

Clerical $17.36 $8.67 49.94% 17% 1.67 $28. 98

Notes:

1Employer Costs for Employee Compensation Supplementary Tables: December 2010, US Bureau of Labor Statistics, March 

9, 2011 (BLS, 2011a)

2An overhead rate of 17 percent was estimated based on industry data gathered for the Revised Economic Analysis for the 

Amended Inventory Update Rule: Final Report (EPA, 2002a)

B.2 Derivation of Agency Unit Wage Rates

Unit wage rates for EPA staff were calculated based on annual federal salaries for the WashingtonBaltimore area published by the Office of Personnel Management (OPM). The Agency loading factor of 

 

1 Past economic analyses have used the term “technical” labor. Here the category is called “professional/technical” 

labor, to make clear how it relates to BLS categories. In 2004, BLS changed from the Occupational Classification 

System, OCS, to the Standard Occupational Classification system, SOC. In the process, the “Professional specialty 

and technical” category became the “Professional and related” category. However, the coverage of the old and new 

occupational groups is approximately the same. See the BLS article, “Comparing Current and Former Industry and 

Occupation ECEC Series” (Weinstein and Loewenstein, 2004).

2 The change was used in the 2003 PMN SNUR economic analysis (EPA, 2003b). In some earlier reports, the 17 

percent had been applied to wages-plus-fringe benefits.
B-3

1.6 is from an EPA guide entitled Instructions for Preparing ICRs (EPA, 1992, page 30, footnote 9). The 

60 percent assumption was labeled “the benefits multiplication factor” in the EPA guide, but has been 

used in many EPA OPPT ICRs to reflect both fringe benefits and overhead for federal staff. For example, 

it was used in a supporting statement document for EPA ICR No. 1139.06 (EPA, 2000), with the 

following explanation:

The annual costs per FTE are derived by multiplying the annual pay rate by 1.6 (the benefits 

multiplication factor). The multiplication factor used is recommended in EPA’s Office of Policy, 

Planning, and Evaluation’s Instructions for Preparing ICRs (June 1, 1992). An EPA internal 

phone call between Carol Rawie (OPPT/EETD/RIB) and Carl Koch (OPPE/RMD/IMB) on May 

3, 1994, indicated that the 1.6 factor included not only benefits but also overhead.

Fully loaded costs for Agency labor for of the sections are shown below:

Exhibit 4: Agency Wage Rate for GS-13 Step 1 (Section 4) (January 2010)

Labor 

Category

Data 

Source for 

Wage 

Information

Date

Wage

($)

Fringe 

Benefit

Fringes 

as % 

wage

Overhead 

as % 

wage

Fringe + 

overhead 

factor

Loaded 

Wage

($)

(a) (b) (c) = (b) / 

(a) (d) (e) = (c) + (d) + 1

(f) = (a) 

* (e)

EPA staff 

FTE

Annual 

federal staff 

cost: OPM 

WashingtonBaltimoreNorthern 

Virginia, 

DC-MDPA-VA-WV 

area, GS-14 

Step 5 pay 

rates a

Jan10$89,033 

(annual)

-- [Included 

in 60% 

overhead]

60% b1.6 $142,453

(annual)

$42.80 

(hourly)

$68.48

(hourly)

Notes:

aThe Agency salary is the unloaded federal GS-13 Step 1 salary ($89,033 for 2010), from the OPM salary table for the

Washington-Baltimore-Northern Virginia Locality Pay Area (OPM, 2010). Hourly rates are based on annual salary divided 

by 2,080 hours.

bThe 60 percent fringes-and-overhead rate is from an EPA guide, Instructions for Preparing ICRs (EPA, 1992).
B-4

Exhibit 5: Agency Wage Rate for GS-12 Step 1 (Section 8(a) PAIR) (January 2010)

Labor 

Category

Data 

Source for 

Wage 

Information

Date

Wage

($)

Fringe 

Benefit

Fringes 

as % 

wage

Overhead 

as % 

wage

Fringe + 

overhead 

factor

Loaded 

Wage

($)

(a) (b) (c) = (b) / 

(a) (d) (e) = (c) + (d) + 1

(f) = (a) 

* (e)

EPA staff 

FTE

Annual 

federal staff 

cost: OPM 

WashingtonBaltimoreNorthern 

Virginia, 

DC-MDPA-VA-WV 

area, GS-14 

Step 5 pay 

rates a

Jan10$74,872 

(annual)

-- [Included 

in 60% 

overhead]

60% b1.6 $119,795

(annual)

$36.00 

(hourly)

$57.60

(hourly)

Notes:

aThe Agency salary is the unloaded federal GS-12 Step 1 salary ($74,872 for 2010), from the OPM salary table for the

Washington-Baltimore-Northern Virginia Locality Pay Area (OPM, 2010). Hourly rates are based on annual salary divided 

by 2,080 hours.

bThe 60 percent fringes-and-overhead rate is from the EPA guide, Instructions for Preparing ICRs (EPA, 1992).

Exhibit 6: Agency Wage Rate for GS-13 Step 5 (Section 8(d)) (January 2010)

Labor 

Category

Data Source 

for Wage 

Information

Date

Wage

($)

Fringe 

Benefit

Fringes 

as % 

wage

Overhead 

as % 

wage

Fringe + 

overhead 

factor

Loaded 

Wage

($)

(a) (b) (c) = (b) / 

(a) (d) (e) = (c) + (d) + 1

(f) = (a) 

* (e)

EPA staff 

FTE

Annual federal 

staff cost: OPM 

WashingtonBaltimoreNorthern 

Virginia, DCMD-PA-VAWV area, GS14 Step 5 pay 

rates a

Jan10

$100,904 

(annual)

--

[Included 

in 60% 

overhead]

60% b1.6

$161,446 

(annual)

$48.51 

(hourly)

$77.62

(hourly)

Notes:

aThe Agency salary is the unloaded federal GS-13 Step 5 salary ($100,904 for 2010), from the OPM salary table for the

Washington-Baltimore-Northern Virginia Locality Pay Area (OPM, 2010). Hourly rates are based on annual salary divided by 

2,080 hours.

bThe 60 percent fringes-and-overhead rate is from an EPA guide, Instructions for ICRs (EPA, 1992).
C-1

Appendix C – References

U.S. Census Bureau, Bureau of Labor Statistics (BLS). 2010. “Employer Costs for Employee 

Compensation (ECEC) Supplemental Tables: December 2006 to December 2009.” Available at: 

http://www.bls.gov/ncs/ect/sp/ecsuphst.pdf. Accessed March 26, 2010.

FedEx, 2010. “Get Rates and Transit Times.” Accessed November 16, 2010. Available at: 

http://www.fedex.com/ratefinder/home?cc=US&language=en&locId=express.

U.S. Environmental Protection Agency (EPA), Office of Policy, Planning and Evaluation. 1992.

Instructions for Preparing Information Collection Requests (ICRs).

U.S. Environmental Protection Agency (EPA), Office of Pollution Prevention and Toxics. 2000.

Supporting Statement for EPA ICR No. 1139.06: TSCA Existing Chemical Test Rules, Consent 

Orders, Test Rule Exemptions, and Voluntary Test Data Submissions.

U.S. Environmental Protection Agency (EPA), Office of Pollution Prevention and Toxics. 2002a. 

Economic Analysis for the Amended Inventory Update Rule: Final Report. EPA-HQ-OPPT-2002-

0054-0260.

U.S. Environmental Protection Agency (EPA). Office of Pollution, Prevention and Toxics. 2002b. Wage 

Rates for Economic Analyses of the Toxics Release Inventory Program.

U.S. Environmental Protection Agency (EPA). 2004. Cross-Media Electronic Reporting Rule 

(CROMERR) Cost Benefit Analysis. Final. Washington, DC. November 17, 2004

U.S. Environmental Protection Agency (EPA). 2007a. TSCA Section 4 Test Rules, Consent Orders, Test 

Rule Exemptions, and Voluntary Data Submission. ICR No.: 1139.08. OMB Control No.: 2070-

0033.

U.S. Environmental Protection Agency (EPA). 2007b. TSCA Section 8(a) Preliminary Assessment 

Information Rule (PAIR). ICR No.: 0586.11. OMB Control No.: 2070-0054

U.S. Environmental Protection Agency (EPA). 2007c. Health and Safety Data Reporting, Submission of 

Lists and Copies of Health and Safety Studies. ICR No.: 0575.12. OMB Control No.: 2070-0004.

U.S. Environmental Protection Agency (EPA). 2009. Economic Analysis of the Premanufacture 

Notification Electronic Reporting Final Rule. EPA-HQ-OPPT-2008-0296-0009.

U.S. Environmental Protection Agency (EPA). 2010b. “Data Development (Testing). Accessed 

November 16, 2010. Available at: http://www.epa.gov/oppt/chemtest/pubs/data.html.

U.S. Environmental Protection Agency (EPA). 2010c. “General Information Gathering Authority.” 

Accessed November 16, 2010. Available at: 

http://www.epa.gov/opptintr/chemtest/pubs/sect8a.html.

U.S. Environmental Protection Agency (EPA). 2010d. “Unpublished Health and Safety Studies.” 

Accessed November 16, 2010. Available at: 

http://www.epa.gov/opptintr/chemtest/pubs/sect8d.html.
C-2

U.S. Environmental Protection Agency (EPA). 2010e. “Find Section 8(e) and ‘For Your Information’ 

(FYI) Submissions.” Accessed November 16, 2010. Available at: 

http://www.epa.gov/opptintr/tsca8e/pubs/8eandfyisubmissions.html.

U.S. Office of Personnel Management (OPM). 2009. “Salary Table 2009 for the Locality Pay Area of 

Washington-Baltimore-Northern Virginia, DC-MD-VA-WV-PA.” Effective January 2009.

Available at: http://www.opm.gov/oca/09tables/pdf/DCB.pdf. Accessed October 08, 2009.

Staples, 2010. “Staples Copy Paper.” Accessed November 16, 2010. Available at: 

http://www.staples.com/Staples-Copy-Paper/product_SS122457.

U.S. Postal Service (USPS). 2009. 

Weinstein, Harriet G and Mark A. Loewenstein. U.S. Bureau of Labor Statistics (BLS). 2004. 

“Comparing Current and Former Industry and Occupation ECEC Series.” Available at: 

http://www.bls.gov/opub/cwc/cm20040823ar01p1.htm. Accessed October 08, 2009.

White House Office of Management and Budget (OMB). 2003. Circular A-4. Available at: 

http://www.whitehouse.gov/omb/circulars/a004/A-4.html. Accessed October 08, 2009.