# C_2012095EN.01020901.xml

| 30.3.2012 | EN | Official Journal of the European Union | C 95/209 |
| --- | --- | --- | --- |

30.3.2012

EN

Official Journal of the European Union

C 95/209

---

Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2012

(2012/C 95/38)

REVENUE

REVENUE

| Title
  Chapter | Heading | Financial year 2012 | Financial year 2011 | Financial year 2010 |
| --- | --- | --- | --- | --- |
| 1 |
| CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 9 748 289 | 10 177 000 | |
| | Title 1 — Total | 9 748 289 | 10 177 000 | |
| 2 |
| CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 7 120 000 | 6 785 000 | |
| | Title 2 — Total | 7 120 000 | 6 785 000 | |
| 3 |
| FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 3 001 000 | | |
| | Title 3 — Total | 3 001 000 | | |
| 4 |
| CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 409 711 | | |
| | Title 4 — Total | 409 711 | | |
| | GRAND TOTAL | 20 279 000 | 16 962 000 | |

Title

Chapter

Heading

Financial year 2012

Financial year 2011

Financial year 2010

1

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

9 748 289

10 177 000

Title 1 — Total

Title 1 — Total

9 748 289

9 748 289

10 177 000

10 177 000

2

2

CONTRIBUTION FROM THE EUROPEAN UNION

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

7 120 000

6 785 000

Title 2 — Total

Title 2 — Total

7 120 000

7 120 000

6 785 000

6 785 000

3

3

FEES PAID TO THE AUTHORITY

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

3 001 000

Title 3 — Total

Title 3 — Total

3 001 000

3 001 000

4

4

CONTRIBUTION FROM OBSERVERS

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

409 711

Title 4 — Total

Title 4 — Total

409 711

409 711

GRAND TOTAL

GRAND TOTAL

20 279 000

20 279 000

16 962 000

16 962 000

EXPENDITURE

EXPENDITURE

| Title
  Chapter | Heading | Appropriations 2012 | Appropriations 2011 | Outturn 2010 |
| --- | --- | --- | --- | --- |
| 1 |
| STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 10 677 000 | 7 423 000 | |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 200 000 | 86 000 | |
| 1 3 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 770 000 | 829 000 | |
| 1 4 | SOCIAL- MEDICAL INFRASTRUCTURE | 116 000 | 40 000 | |
| 1 6 | TRAINING | 100 000 | 72 000 | |
| 1 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 2 000 | 10 000 | |
| | Title 1 — Total | 11 865 000 | 8 460 000 | |
| 2 |
| INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 2 805 000 | 2 800 000 | |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 590 000 | 567 000 | |
| 2 2 | MOVABLE PROPERTY AND ASSOCIATED COSTS | 150 000 | 90 000 | |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 336 000 | 222 000 | |
| 2 4 | POSTAL AND TELECOMMUNICATIONS | 161 000 | 166 000 | |
| 2 5 | INFORMATION AND PUBLISHING | 412 000 | 450 000 | |
| 2 6 | MEETING EXPENSES | 310 000 | 407 000 | |
| | Title 2 — Total | 4 764 000 | 4 702 000 | |
| 3 |
| OPERATING EXPENDITURES |
| 3 1 | COMMON SUPERVISORY CULTURE: TRAINING FOR NATIONAL SUPERVISORS AND STAFF EXCHANGES AND SECONDMENTS | 550 000 | 500 000 | |
| 3 2 | COLLECTION OF INFORMATION; DEVELOPING AND MAINTENANCE OF A CENTRAL EUROPEAN DATABASE | 2 950 000 | 3 150 000 | |
| 3 3 | ON SITE INSPECTIONS CRA | 150 000 | 150 000 | |
| | Title 3 — Total | 3 650 000 | 3 800 000 | |
| 9 |
| ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | | | |
| | Title 9 — Total | | | |
| | GRAND TOTAL | 20 279 000 | 16 962 000 | |

Title

Chapter

Heading

Appropriations 2012

Appropriations 2011

Outturn 2010

1

1

STAFF EXPENDITURE

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

10 677 000

7 423 000

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

200 000

86 000

1 3

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

770 000

829 000

1 4

SOCIAL- MEDICAL INFRASTRUCTURE

116 000

40 000

1 6

TRAINING

100 000

72 000

1 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

2 000

10 000

Title 1 — Total

Title 1 — Total

11 865 000

11 865 000

8 460 000

8 460 000

2

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

2 805 000

2 800 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

590 000

567 000

2 2

MOVABLE PROPERTY AND ASSOCIATED COSTS

150 000

90 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

336 000

222 000

2 4

POSTAL AND TELECOMMUNICATIONS

161 000

166 000

2 5

INFORMATION AND PUBLISHING

412 000

450 000

2 6

MEETING EXPENSES

310 000

407 000

Title 2 — Total

Title 2 — Total

4 764 000

4 764 000

4 702 000

4 702 000

3

3

OPERATING EXPENDITURES

OPERATING EXPENDITURES

3 1

COMMON SUPERVISORY CULTURE: TRAINING FOR NATIONAL SUPERVISORS AND STAFF EXCHANGES AND SECONDMENTS

550 000

500 000

3 2

COLLECTION OF INFORMATION; DEVELOPING AND MAINTENANCE OF A CENTRAL EUROPEAN DATABASE

2 950 000

3 150 000

3 3

ON SITE INSPECTIONS CRA

150 000

150 000

Title 3 — Total

Title 3 — Total

3 650 000

3 650 000

3 800 000

3 800 000

9

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

Title 9 — Total

Title 9 — Total

GRAND TOTAL

GRAND TOTAL

20 279 000

20 279 000

16 962 000

16 962 000

Establishment plan

Establishment plan

| Function group and grade | 2012 | 2011 | 2010 |
| --- | --- | --- | --- |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | — | — | — | — | — |
| AD 15 | — | 1 | — | 1 | — | — |
| AD 14 | — | 1 | — | 1 | — | — |
| AD 13 | — | 1 | — | — | — | — |
| AD 12 | — | 4 | — | 3 | — | — |
| AD 11 | — | 4 | — | 4 | — | — |
| AD 10 | — | 5 | — | 4 | — | — |
| AD 9 | — | 5 | — | 3 | — | — |
| AD 8 | — | 11 | — | 7 | — | — |
| AD 7 | — | 11 | — | 9 | — | — |
| AD 6 | — | 11 | — | 9 | — | — |
| AD 5 | — | 9 | — | 8 | — | — |
| Total AD | — | 63 | — | 49 | — | — |
| AST 11 | — | 1 | — | 1 | — | — |
| AST 10 | — | 1 | — | 1 | — | — |
| AST 9 | — | 2 | — | 2 | — | — |
| AST 8 | — | 1 | — | — | — | — |
| AST 7 | — | 1 | — | 1 | — | — |
| AST 6 | — | — | — | — | — | — |
| AST 5 | — | — | — | — | — | — |
| AST 4 | — | 1 | — | — | — | — |
| AST 3 | — | 2 | — | 2 | — | — |
| AST 2 | — | 1 | — | 1 | — | — |
| AST 1 | — | 2 | — | 1 | — | — |
| Total AST | — | 12 | — | 9 | — | — |
| Total | — | 75 | — | 58 | — | — |
| Grand Total | 75 | 58 | — |

Function group and grade

2012

2011

2010

Permanent posts

Temporary posts

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

—

—

—

—

—

AD 15

—

1

—

1

—

—

AD 14

—

1

—

1

—

—

AD 13

—

1

—

—

—

—

AD 12

—

4

—

3

—

—

AD 11

—

4

—

4

—

—

AD 10

—

5

—

4

—

—

AD 9

—

5

—

3

—

—

AD 8

—

11

—

7

—

—

AD 7

—

11

—

9

—

—

AD 6

—

11

—

9

—

—

AD 5

—

9

—

8

—

—

Total AD

—

63

—

49

—

—

AST 11

—

1

—

1

—

—

AST 10

—

1

—

1

—

—

AST 9

—

2

—

2

—

—

AST 8

—

1

—

—

—

—

AST 7

—

1

—

1

—

—

AST 6

—

—

—

—

—

—

AST 5

—

—

—

—

—

—

AST 4

—

1

—

—

—

—

AST 3

—

2

—

2

—

—

AST 2

—

1

—

1

—

—

AST 1

—

2

—

1

—

—

Total AST

—

12

—

9

—

—

Total

Total

—

—

75

75

—

—

58

58

—

—

—

—

Grand Total

Grand Total

75

75

58

58

—

—

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2012 |
| --- | --- |
| FG IV | 4 |
| FG III | 4 |
| FG II | 2 |
| FG I | — |
| Total FG | 10 |
| Seconded national experts posts | 16 |
| Total | 26 |

Contract staff posts

2012

FG IV

4

FG III

4

FG II

2

FG I

—

Total FG

10

Seconded national experts posts

16

Total

Total

26

26

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