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# Revolutionizing resource renewal: Scaling up sustainable recycling for critical materials

December 21, 2023

From left, researchers Syed Islam and Ramesh Bhave discuss the nickel sulfate recovered from end-of-life lithium-ion batteries using the membrane solvent extraction process they co-invented at ORNL. Credit: Carlos Jones/ORNL, U.S. Dept. of Energy

A critical-materials recycling technique pioneered at Oak Ridge National Laboratory by researchers in the Department of Energy’s Critical Materials Innovation Hub, or CMI, recently earned special recognition from the journal *Advanced Engineering Materials,* and the associated research project received a new phase of funding for research and development.

The journal selected a paper about the technology for its collection of the most outstanding articles published throughout the past year. The article, featured on the journal’s front cover, explains how the researchers applied the team’s membrane solvent extraction, or MSX, method to recover, separate and purify rare earth elements, or rare earths, from scrap permanent magnets taken from electronic waste. 

Permanent magnets, which retain magnetic properties even in the absence of an inducing field or current, are used extensively in clean energy and defense applications. Rare earths are challenging to access because they are scattered across Earth’s crust, yet they are key components in many modern technologies. Recycled rare earths can be used to make new permanent magnets, accelerate chemical reactions and improve the properties of metals when included as alloy components.

“The editors chose the paper because it demonstrated the scalability and secure, long-term performance of the process,” said ORNL scientist Syed Islam, who co-invented the recycling approach and led the collaborative scale-up efforts. “Our industrial partner Momentum Technologies performed a technoeconomic analysis of all the inputs, extracting chemicals, membranes and lifetimes of the materials. Additionally, they validated that the process recovered more than 95% of the rare earth product at greater than 99.5% purity.”

ORNL’s Ramesh Bhave sets up the automated control system that is used to adjust the pH of the feed solution in the membrane solvent extraction process for critical materials recycling. Credit: Carlos Jones/ORNL, U.S. Dept. of Energy 

ORNL’s Ramesh Bhave, the project’s principal investigator since it began in 2013 and a co-inventor of the technology, commented on the article’s exceptional thoroughness. “It discusses a full range of aspects of the process along with the results, so the reader gets a complete story,” he said. “We had enough information from this research for many papers but wanted to ensure the integrated process was provided so the reader could see how it is applicable to a large number of materials for recycling.”

**Efficient, versatile recycling**

The process uses modules composed of polymer hollow fiber membranes that are inexpensive and commercially available. 

In the first step of the process, scrap magnets are crushed and dissolved in a mineral acid. The resulting solution is then continuously fed into the membranes where the rare earths are selectively removed by the extractant and form a so-called complex.

The complex passes through the membrane and meets with a solution that isolates the rare earths to form a rich solution that is converted to rare earth oxide powders, which are suitable for a wide range of industrial applications. Iron, a non-rare earth, is collected separately as a co-product.

“Compared with alternatives such as hydro-metallurgy-based solvent extraction, our MSX method uses fewer chemicals and costs 100 times less," Bhave said. “The technique is advantageous for other reasons as well: It is scalable and works at low temperatures and low pressure. It recycles acid and water and generates minimal waste to promote a circular economy. MSX requires low capital and operating costs. Moreover, it is robust and versatile, with the ability to process a wide range of complex feedstocks.” Feedstocks are the raw input materials for the recycling process. 

To demonstrate that membrane solvent extraction technology is highly scalable for industrial use, researchers recovered a large amount of rare earth oxides from scrap permanent magnets using membrane solvent extraction technology. Credit: Carlos Jones/ORNL, U.S. Dept. of Energy

**Pure recovery, seamless repurposing**

Bhave said that MSX can recover and recycle high-purity cathode-active materials to meet the manufacturers’ specific requirements for the creation of new products. Cathode-active materials are a crucial part of a lithium-ion battery’s structure, responsible for the flow of electric current and energy storage.

The researchers have demonstrated that by adjusting the chemistry and adding stages to their technique, they can individually separate and recover cobalt, nickel and lithium from battery waste. 

To supply the project with the necessary raw materials, Momentum Technologies takes lithium-ion batteries from end-of-life items, such as electric vehicle systems and cell phones, and crushes them together to create a powder, called black mass, which is fed into the recycling process. The individual critical elements — cobalt, nickel and lithium — are removed from the black mass in stages.“The greater-than-99% pure material resulting from the process can be combined to make new lithium-ion batteries with our industry partner,” Islam said. “Again, as was the case with rare earths recovery, a major advantage of our approach is scalability. For example, should the demand for the recycling of battery metals for a particular product suddenly grow, the number of membrane modules can be increased for a greater volume of output.”

From left, the ORNL Membrane Separation Technologies team includes Zachary Coin, Syed Islam, Mary Hannah Irwin, Ramesh Bhave, Larry Powell, Shailesh Dangwal and Blake Trusty. Credit: Carlos Jones/ORNL, U.S. Dept. of Energy

**Boosting capabilities, collaborations**

The critical materials recovery project has spanned two, five-year phases of CMI funding. In October, CMI’s funding was extended for another five years, which will allow the project to continue with a renewed focus. The endeavor will now aim to develop and advance the separation of heavy rare earths from light rare earths and generate intellectual property and patents for new technologies. 

The two groups of rare earths have distinct properties and applications that play a crucial role in the respective industrial significance and economic value. Momentum Technologies has licensed the team’s technology for removing heavy rare earths from light rare earths. Additionally, the CMI funding supports the team studying the use of their method on materials extracted during mining operations.

Caldera Holding LLC, the owner and developer of the Pea Ridge Mine in Missouri, has entered a nonexclusive research and development licensing agreement with ORNL to apply the MSX approach to separate rare earths from mixed mineral ores. The Pea Ridge Mine is fully permitted and has significant levels of terbium, dysprosium, holmium and other heavy rare earths that are critical for various technological and industrial applications, including electric vehicle motors and advanced defense systems for U.S. national security. 

ORNL’s Syed Islam weighs nickel sulfate recovered from end-of-life lithium-ion batteries to determine the yield and efficiency of the critical material recovery process.  Carlos Jones/ORNL, U.S. Dept. of Energy

Additionally, a collection of six technologies developed by ORNL scientists has been licensed to a company focused on extracting lithium from wastewater produced by oil and gas drilling. 

Lithium-ion batteries power electric vehicles, consumer electronics and defense technologies, and they provide energy storage for the nation’s power grid. Developing domestic sources for lithium, both raw and refined, is critically important to the U.S. economy. The worldwide lithium-ion battery market is projected to grow by a factor of 5 to 10 in the next decade. 

ORNL is also exploring a strategic partnership project with Cirba Solutions. Cirba Solutions was awarded grants of $75 million and $10 million from the Bipartisan Infrastructure Law to expand and upgrade its lithium-ion recycling facility in Lancaster, Ohio. 

Furthermore, partnering with ORNL and Momentum Technologies, the critical materials research team plans to apply the Bipartisan Infrastructure Law funding to provide recovered lithium-ion battery materials for Cirba Solutions and ORNL’s Electrification and Energy Infrastructures Division. 

The technologies from this research also hold promise for helping to build the nation’s stockpile of critical materials for aerospace and defense applications.

Shown here is a rare earth oxide with the minimum required purity to manufacture a new permanent magnet. Credit: Carlos Jones/ORNL, U.S. Dept. of Energy

**Vital support, effective partnerships**

The MSX research and development was supported by the Technology Commercialization Fund, DOE’s Advanced Materials and Manufacturing Technologies Office, or AMMTO, and the industrial licensee Momentum Technologies, Inc. AMMTO, part of the Office of Energy Efficiency and Renewable Energy, funded this foundational research through CMI.

CMI seeks to accelerate innovative scientific and technological solutions to develop resilient and secure supply chains for rare earth metals and other materials critical to the success of clean energy technologies. ORNL has contributed strategic direction to those efforts since CMI began in 2013. This contribution includes providing leaders for focus areas and projects that developed new innovations in aluminum-cerium alloys and magnet recycling.  

UT-Battelle manages ORNL for DOE’s Office of Science. The single largest supporter of basic research in the physical sciences in the United States, the Office of Science is working to address some of the most pressing challenges of our time. For more information, visit https://energy.gov/science.

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## Researchers

Ramesh R  Bhave

Syed Z  Islam

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