alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
EXHIBIT 21-1



                PENNSYLVANIA ENTERPRISES, INC. AND SUBSIDIARIES



                        Subsidiaries of the Registrant



    The following are subsidiaries of  the  Registrant.  Their voting securities
are owned 100% by the Registrant or a wholly-owned subsidiary of the Registrant,
as noted.  All of the  subsidiaries are incorporated in Pennsylvania, except for
Keystone Pipeline Services, Inc., which is incorporated in Delaware.


                 PG Energy Inc.

                 PG Energy Services Inc. (1)

                 Pennsylvania Energy Resources, Inc. (2)

                 PEI Power Corporation (Formed in October, 1997)

                 Theta Land Corporation

                 Penn Gas Development Co. (3)

                 Keystone Pipeline Services, Inc. (4)

                 Honesdale Gas Company (5)


(1)  On  April  8,  1997,  the  then  existing  subsidiary  Pennsylvania  Energy
     Resources Inc.  changed  its  name  to  PG  Energy  Services  Inc. ("Energy
     Services").  Energy Services  has  also registered the following fictitious
     names under which  it  may  do  business:  PG  Energy  PowerPlus, PG Energy
     Propane, PERI Propane Services, and Pennsylvania Energy Marketing Company.

(2)  On April 8, 1997,  a  new  subsidiary  named Pennsylvania Energy Resources,
     Inc., which is an inactive name-holding corporation, was formed.

(3)  A subsidiary of PG Energy Inc. accounted for on the equity method which has
     not been consolidated since it is insignificant.

(4)  A subsidiary of Energy  Services  included  in  the consolidation of Energy
     Services into the Registrant.

(5)  A subsidiary of PG Energy Inc.  acquired on February 14, 1997, and included
     in the consolidation of PG Energy Inc. into the Registrant.
<PAGE>
[LETTERHEAD OF COOPERS & LYBRAND]

AUDITORS' REPORT

Introduction

We have audited the 1997 financial statements of Dutch Can Pack Holding B.V,
Amsterdam. These financial statements are the responsibility of the company's
management. Our responsibility is to express an opinion on these financial
statements based on our audit.

Scope

We conducted our audit in accordance with auditing standards generally accepted
in the Netherlands. Those standards require that we plan and perform the audit
to obtain reasonable assurance about whether the financial statements are free
of material misstatement. An audit includes examining, on a test basis, evidence
supporting the amounts and disclosures in the financial statements. An audit
also includes assessing the accounting principles used and significant estimates
made by management, as well as evaluating the overall financial statement
presentation. We believe that our audit provides a reasonable basis for our
opinion.

Opinion

In our opinion, the financial statements give a true and fair view of the
financial position of the company as of 31 December 1997 and of the result for
the year then ended in accordance with accounting principles generally accepted
in the Netherlands and comply with the financial reporting requirements included
in Part 9, Book 2 of the Netherlands Civil Code.

Amsterdam, 26 January 1998

/s/ Coopers & Lybrand N.V.

Coopers & Lybrand N.V.
1)
    
    The Annual Report on Form 10-K of Preformed Line Products Company for the
period ended December 31, 2010 which this certification accompanies fully complies
with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of
1934; and
 2)
    
    The information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of Preformed Line
Products Company.
 March 11, 2011
    /s/ Robert G. RuhlmanRobert G. RuhlmanChairman, President and Chief Executive Officer
(Principal Executive Officer)
# Official Journal C 110/7 Ap

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 110 |
| | |
| English edition | Information and Notices | Volume 607 April 2017 |

ISSN 1977-091X

Official Journal

of the European Union

C 110

English edition

Information and Notices

Volume 607 April 2017

---

| Notice No | Contents | page |
| --- | --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2017/C 110/01 | Authorisation for State aid pursuant to Articles 107 and 108 of the Treaty on the Functioning of the European Union — Cases where the Commission raises no objections (
  1
  ) | 1 |
| 2017/C 110/02 | Authorisation for State aid pursuant to Articles 107 and 108 of the Treaty on the Functioning of the European Union - Cases where the Commission raises no objections (
  2
  ) | 11 |

Notice No

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2017/C 110/01

Authorisation for State aid pursuant to Articles 107 and 108 of the Treaty on the Functioning of the European Union — Cases where the Commission raises no objections (
  1
  )

1

1

2017/C 110/02

Authorisation for State aid pursuant to Articles 107 and 108 of the Treaty on the Functioning of the European Union - Cases where the Commission raises no objections (
  2
  )

2

11

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |
| | (2)   Text with EEA relevance, except for products falling under Annex I of the Treaty. |

---

(1)   Text with EEA relevance.

1

(2)   Text with EEA relevance, except for products falling under Annex I of the Treaty.

2

| EN | |
| --- | --- |

EN
|   | 1. | I      am the Chief Executive Officer and Acting Chief Financial Officer of North      American Energy Resources, Inc. |
|--------|----|------------------------------------------------------------------------------------------------------------------------|

|   | 2. | Attached      to this certification is Form 10-Q for the quarter ended January 31, 2010,      a periodic report (the “periodic report”) filed by the issuer with the      Securities Exchange Commission pursuant to Section 13(a) or 15(d) of the      Securities and Exchange Act of 1934 (the “Exchange Act”), which contains      condensed financial statements. |
|--------|----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | 3. | I      hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to      Section 906 of the Sarbanes-Oxley Act of 2002,  that |
|--------|----|---------------------------------------------------------------------------------------------------------------------------------------------|

|   | · | The      periodic report containing the condensed financial statements fully      complies with the requirements of Section 13(a) or 15(d) of the Exchange      Act, and |
|--------|--------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

|   | · | The      information in the periodic report fairly presents, in all material      respects, the consolidated financial condition and results of operations      of the issuer for the periodspresented. |
|--------|--------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| March      9, 2010 | /s/ Ross E. Silvey                  |
|--------------------|-------------------------------------|
|               | Ross      E. Silvey                 |
|               | Chief      Executive Officer and    |
|               | Acting      Chief Financial Officer |

----
EX-10.2



 Exhibit 10.2 

                       
 , 2017 
 [Name] (the “Purchaser”) 

[Address] 
 Re: Purchaser
Rights Letter 
 Dear Purchaser: 
 We are
writing to inform you that on October 27, 2017, Exicure, Inc., a Delaware corporation (the “Company”) completed an additional closing (the “Subsequent Closing”) of a private
placement financing (the “Offering”) for up to 13,333,333 shares of common stock at a purchase price of $3.00 per share. The relevant terms of the Subsequent Closing are reflected in the form of subscription agreement entered
into between the Company and each purchaser in the Subsequent Closing on October 27, 2017 (the “Subsequent Closing Subscription Agreement”). 

You are receiving this letter because you entered into a subscription agreement with the Company (the “Original Subscription
Agreement”) in connection with the initial closing of the Offering, which took place on September 26, 2017 (the “Initial Closing”). Pursuant to Section 10 of the Original Subscription Agreement, for
thirty (30) days following the Initial Closing, the Company is required to notify you of certain subsequent issuances of stock that include terms more favorable than the terms set forth in the Original Subscription Agreement. The Company
believes the Subsequent Closing Subscription Agreement is substantially similar to the Original Subscription Agreement but may have some terms more favorable to you than those in the Original Subscription Agreement. 

The 30-day deadline set forth in Section 10 of your Original Subscription Agreement expired as of
October 26, 2017 before the Subsequent Closing. Nonetheless, as a courtesy to you and the other purchasers in the Initial Closing, the Company will permit you and such purchasers to receive the same terms provided to purchasers in the
Subsequent Closing to the extent such terms are more favorable than those you received in the Initial Closing. To such extent, the terms of your Original Subscription Agreement are hereby deemed automatically amended and modified to include such
more favorable terms set forth in the Subsequent Closing Subscription Agreement. No action is required of you to receive this benefit. 

The form of Subsequent Closing Subscription Agreement is on file with the SEC as Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on November 2, 2017. 
 [Signature page follows] 







  

	
	Very truly yours,
	
	   

	David Giljohann, Ph. D.
	Chief Executive Officer, Exicure, Inc.


 Signature Page to Purchaser Rights Letter
#### CAMPBELL v. STATE.

No. 15277.

Court of Criminal Appeals of Texas.

April 27, 1932.

J. D. Pickett and B. R. Reeves, both of Palestine, for appellant.

*Lloyd*W. Davidson, State’s Atty., of Austin, for the State.

LATTIMORE, J.

Conviction for driving an automobile upon a public highway while intoxicated; punishment, a fine of $500.

We find in this record an affidavit by the sheriff showing that pending this appeal appellant has died. In such case this court loses jurisdiction.

The appeal is dismissed.
<TABLE> <S> <C>

<PAGE>
 
<ARTICLE> 5
<LEGEND>
This schedule contains financial information extracted from the Registrant's
unaudited condensed balance sheet as of September 30, 1997 and the related
unaudited condensed statements of operations and cash flows for the nine months
ended September 30, 1997, and is qualified in its entirety by reference to such
financial statements.
</LEGEND>
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               SEP-30-1997
<CASH>                                          22,110
<SECURITIES>                                         0
<RECEIVABLES>                                    4,711
<ALLOWANCES>                                       529
<INVENTORY>                                      5,291
<CURRENT-ASSETS>                                42,557
<PP&E>                                         380,491
<DEPRECIATION>                                  79,896
<TOTAL-ASSETS>                                 351,652
<CURRENT-LIABILITIES>                           53,270
<BONDS>                                        192,334
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             1
<OTHER-SE>                                      95,706
<TOTAL-LIABILITY-AND-EQUITY>                   351,652
<SALES>                                              0
<TOTAL-REVENUES>                               215,144
<CGS>                                                0
<TOTAL-COSTS>                                  203,775
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                              19,064
<INCOME-PRETAX>                                (6,702)
<INCOME-TAX>                                   (1,731)
<INCOME-CONTINUING>                            (4,971)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   (4,971)
<EPS-PRIMARY>                                        0
<EPS-DILUTED>                                        0
        

</TABLE>
<PAGE>
                               PECO Energy Company
                                  Subsidiaries

 
PECO Energy Power Company (PA)

Susquehanna Power Company (MD)

The Proprietors of the Susquehanna Canal (inactive) (MD)

Susquehanna Electric Company (MD)

Eastern Pennsylvania Development Company (PA)

Adwin Equipment Company (PA)

Adwin (Schuylkill) Cogeneration, Inc. (PA)

Adwin Realty Company (PA)

Energy Performance Services, Inc. (PA)

PECO Energy Capital Corp (DE)

Horizon Energy Company (d/b/a Exelon Energy) (PA)

PECO Wireless, LLC (DE)

Exelon Corporation (PA)

Energy Trading Company (DE)

ATNP Finance Company (DE)

PEC Financial Services, LLC (PA)

PECO Energy Corporation (PA)

Buttonwoods Associates, Inc. (DE)

Route 213 Enterprises, Inc. (DE)
p. 1



# OAR Box 1384 Prepped by Charmelle Mathews



## Document

Number: 

# 118 ) ll-E-7 8 Docket Number: 

# A-94-5 2

Printed 7/2/2008 8:42:07AM Sheet 118 of 264P. 2

FE B 1 4 '9 7 VZ/X9/U 04:84P M GLASFORM S IN C l ? ie:1 3 S1919941023 4

From : Date : Contact : Company ; FE S KI P N C P . 3/ 3 Bloo2:/oo2 

## A 945 2 

# ll-E-7 ^ Contac tRepor t Plasti c Composite s NESHA P Gre g LaFlam , Pacifi c Environmenta l Services . Inc . (PES ) Octobe r30,199 6 Mr . Ke n Bass , Eav . Healt

h and Safet

y Glosfonns , Inc. , Sa

n Jose , CA Telephon e Number : (408)297-930 0

Contac tSummary : Discussio n o f

Glasfonns ' operations to clarif y ih e company' s response t o Ih e 199 3 EP A screenin g survey . Glasfonn s produce s a variet y o f cross-sectional lineal s o n nin e puftrusio a lines . A single mi x vesse l (55-gallo n dram ) i s used to produc

e resi n matrix foral l nin e puUmsio a machine s Ree b i s pumpe d foin a 6^000-gallo

n storag e taj_

k t o th e mi x room . Th e mi x vesse l ha s a cove rwit h a lunged fli p li d throug

h whic h resi n an

d othe ringredient s ar

e added . Th e li d ha s a slo tthroug

h whic h th e l/2"-diamcte r inke r shaf t»inserted . Mr . Bas s sai d tha tth e mixe r i s no tactivel y vented , and tha tn o pressur

e build s u p durin

g mixin g t o expe l styren e vapors . Sinc e styren e i s "heavier " than air, vapor s sta y i n th e mixer . Al l o f m e pultrusion resi n bath s hav e see-throug h plasti c c©vera(l5~niil ) tha ttotall y enclos e th e bath , excep tfcr slot s to allo w th e winfbroeine m to eote i and exi tth e bath . Thes e cover s ar e change d ou tapproximatel y twic e per week . The plantwork s 24-hou rshifts , shuttin g dow n Saturda

y morning an

d reopenin g o n Monda

y morning . Testing , involvin g th e participation o f m e Ba y Are a Distri a and th e contracto r CH2 M HS1 L ha s bee n carried ou to n th e pultrusion operation , Thes e tests were performe d usin g a "tent, " an d revea l th e emission s difference betwee n covere d an d uncovered resi n baths . Mr . Bas s offere d t o sen d th e tes trepor tt o PES , subjec

tto approva

l b y th e compan

y Vice-Presiden t(Terr

y McQuaxxie) .

REPOR T I S ACCURAT E 

# £-/Y-97
Exhibit 32.1

CERTIFICATION OF CHIEF EXECUTIVE OFFICER
AND CHIEF FINANCIAL OFFICER

PURSUANT TO 
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

The undersigned, Aaron Ui, the Chief Executive Officer of

Date:  July 16, 2007

|/s/ Aaron Ui                                                                                          
|------------------------------------------------------------------------------------------------------
|Aaron Ui 
President, Chief Executive Officer,
Principal Executive Officer and a director              
|/s/ Ian Foreman                                                                                       
|Ian Foreman
Secretary, Treasurer, Chief Financial Officer, Principal Accounting Officer and a director

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signatures that appear in typed form within the electronic version of this written statement required by Section 906, has been provided to Mar Ked Mineral Exploration, Inc. and will be retained by Mar Ked Mineral Exploration, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.

__________
UNPUBLISHED

UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

No. 11-7285

MARLON GOODWIN,

Petitioner - Appellant,

v.

ALVIN WILLIAM KELLER, JR.,

Respondent - Appellee.

Appeal from the United States District Court for the Middle 

District of North Carolina, at Greensboro. N. Carlton Tilley, 

Jr., Senior District Judge. (1:10-cv-00679-NCT-WWD)

Submitted: February 15, 2012 Decided: February 28, 2012

Before NIEMEYER, KEENAN, and WYNN, Circuit Judges.

Dismissed by unpublished per curiam opinion.

Marlon Goodwin, Appellant Pro Se. Clarence Joe DelForge, III, 

Assistant Attorney General, Raleigh, North Carolina, for 

Appellee.

Unpublished opinions are not binding precedent in this circuit.
2

PER CURIAM:

Marlon Goodwin seeks to appeal the district court’s 

order denying relief on his 28 U.S.C. § 2254 (2006) petition. 

The order is not appealable unless a circuit justice or judge 

issues a certificate of appealability. See 28 U.S.C. 

§ 2253(c)(1)(A) (2006). A certificate of appealability will not 

issue absent “a substantial showing of the denial of a 

constitutional right.” 28 U.S.C. § 2253(c)(2) (2006). When the 

district court denies relief on the merits, a prisoner satisfies 

this standard by demonstrating that reasonable jurists would 

find that the district court’s assessment of the constitutional 

claims is debatable or wrong. Slack v. McDaniel, 529 U.S. 473, 

484 (2000); see Miller-El v. Cockrell, 537 U.S. 322, 336-38 

(2003). When the district court denies relief on procedural 

grounds, the prisoner must demonstrate both that the dispositive 

procedural ruling is debatable, and that the petition states a 

debatable claim of the denial of a constitutional right. Slack, 

529 U.S. at 484-85.

We have independently reviewed the record and conclude 

that Goodwin has not made the requisite showing. Accordingly, 

we deny a certificate of appealability and dismiss the appeal. 

We dispense with oral argument because the facts and legal 
3

contentions are adequately presented in the materials before the 

court and argument would not aid the decisional process.

DISMISSED
#### Halliday, Trustee, Appellant, *v.*Lien, Supt. of Banks, Appellee. Halliday, Trustee, Appellant, *v.*Union Properties, Inc., et al., Appellees.

(Nos. 28803 and 28804

Decided December 10, 1941.)

*Mr. James Bravo, Mr. Wm. T. Arnos*and *Mr. R. W. Halliday,*for appellant.

*Mr. Thomas J. Herbert,*attorney general, *Mr. E. S. Lindemann*and *Mr. Frank Wilke,*for appellee in cause No. 28803.

*Messrs. Lindemann é Ziegler*and *Mr. Frank Wilke,*for appellees in cause No. 28804.

*130It is ordered and adjudged that these appeals as of right be, and the same hereby are, dismissed for the reason that no debatable constitutional question is involved.

*Appeals dismissed.*

Weygandt, C. J., Turner, Williams, Matthias, Hart, Zimmerman and Bettman, JJ., concur.
lzd-ex1011_801.htm



Exhibit 10.11

 

EXECUTION COPY

 

October 30, 2017

Mr. Scott D. Hoffman

Lazard Frères & Co. LLC

30 Rockefeller Plaza

New York, NY 10020

Re: Amendment to Retention Agreement to Reflect Chief Administrative Officer Position

Dear Mr. Hoffman: 

In connection with your appointment as Chief Administrative Officer of Lazard Ltd (“Lazard”) and Lazard Group LLC (“Lazard Group”), effective July 26, 2017, Lazard, Lazard Group and you desire to amend the Amended and Restated Agreement Relating to Retention and Noncompetition and Other Covenants, dated as of March 9, 2016, by and among Lazard, Lazard Group and you (the “Retention Agreement”) to reflect such new position.  Accordingly, Lazard, Lazard Group and you hereby agree that, effective as of the date hereof, clause (i) of Section 3(b) of the Retention Agreement shall be amended to read as follows:  “(i) serve as the General Counsel of Lazard and Lazard Group and as the Chief Administrative Officer of Lazard and Lazard Group, with such authority, duties and responsibilities as are consistent with the authority, duties and responsibilities exercised by the Executive on October 30, 2017,”.

Except as specifically set forth herein, this letter amendment shall not, by implication or otherwise, alter, amend or modify in any way any terms of the Retention Agreement, all of which shall continue in full force and effect.

[Remainder of the page intentionally left blank]

 





 

 


		
	
Very truly yours,

	
 

	
LAZARD LTD,

	
 

	
by
	
/s/ Kenneth M. Jacobs

	
Name:
	
Kenneth M. Jacobs

	
Title:
	
Chairman and Chief Executive Officer

	
 
	
 

	
LAZARD GROUP LLC,

	
 
	
 

	
by
	
/s/ Kenneth M. Jacobs

	
Name:
	
Kenneth M. Jacobs

	
Title:
	
Chairman and Chief Executive Officer




 


		
	
AGREED TO AND ACCEPTED:

	
 

	
 
	
/s/ Scott D. Hoffman

	
 
	
Scott D. Hoffman

	
 
	
Date:  October 30, 2017
U.S. Department 

of Transportation 

Federal Aviation 

Administration 

MAY 0 ~ 2D15 

Mr. Rafael Gustavo Fassina Marques 

Airworthiness Office 

Embraer S.A. 

A v. Brigadeiro Faria Lima, 2.170 

12227-901 - S.J. dos Campos- SP 

Brasil 

Dear Mr. Marques: 

Transport Airplane Directorate 

1601 Lind Avenue, S.W. 

Renton, Washington 98057-3356 

We have received your petition letter no. GCF-0332/2015, dated March 24, 2015, on behalf 

of Embraer S.A., requesting an amendment to exemption no. 10338. That exemption 

provided relief from§§ 25.813(e) of Title 14, Code ofFederal Regulations, regarding a door 

between any passenger seat and an emergency exit on Embraer Model EMB-550 airplanes. 

Your request for amendment, if granted, would include in the exemption the derivative 

Model EMB-545 airplane. 

Your petition has been added to public docket no. FAA-2011-0327 and is being processed. 

We will contact you if we need additional information. 

We will advise you of our final decision on your petition as soon as possible. If you have 

questions in the meantime, you may call Jayson Claar at ( 425) 227-2194, e-mail 

jayson.claar@faa.gov. 

Sincerely, 

Mark Forseth 

Standardization Branch 

Transpmi Airplane Directorate 

Federal Aviation Administration