NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

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No. 19-2280

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IN RE: THOMAS W. OLICK, 

Debtor

THOMAS W. OLICK,

 Appellant

v.

WILLIAM C. HOUSE

____________________________________

On Appeal from the United States District Court

for the Eastern District of Pennsylvania

(D.C. Civil Action No. 5:17-cv-01610)

District Judge: Honorable Jeffrey L. Schmehl

____________________________________

Submitted Pursuant to Third Circuit LAR 34.1(a)

October 9, 2020

Before: SHWARTZ, RESTREPO, and GREENBERG, Circuit Judges

(Opinion filed: October 13, 2020)

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OPINION*

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* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not 

constitute binding precedent.
2

PER CURIAM

Thomas W. Olick, proceeding pro se, appeals from an order of the United States 

District Court for the Eastern District of Pennsylvania affirming an order of the United 

States Bankruptcy Court, which granted the defendant’s motion for summary judgment. 

For the reasons that follow, we will affirm. 

Because the parties are familiar with the background of this case, which is 

thoroughly recited in the Bankruptcy Court’s Memorandum, we will revisit the facts only 

briefly. On March 3, 2003, Olick filed his third adversary complaint in Bankruptcy Court 

against William C. House, who had earlier represented Olick in bankruptcy and 

arbitration proceedings. In that complaint, Olick alleged breach of contract, fraud, 

negligence and malpractice, and breach of fiduciary duty. On January 28, 2010, the 

Bankruptcy Court dismissed that adversary proceeding, identified as “House III,” for lack 

of subject matter jurisdiction because the administration of the underlying bankruptcy 

case was complete. Olick did not seek review of that dismissal. 

Instead, on February 4, 2010, Olick filed in a separate bankruptcy case another 

adversary complaint, identified as “House IV,” that was nearly identical to the one filed 

in House III. House filed a motion to dismiss, arguing, among other things, that Olick’s 

claims were barred by res judicata and the applicable statutes of limitation. The 

Bankruptcy Court granted that motion, agreeing that Olick’s claims were barred by res 

judicata because they had been raised, or could have been raised, in an adversary 
3

proceeding that Olick had initiated in 1999. In re Olick, 2011 WL 2565665 (Bankr. E.D. 

Pa. June 28, 2011). On appeal, the District Court affirmed in part and reversed in part, 

concluding that Olick’s breach of contract and negligence/malpractice claims—insofar as 

they pertained to certain defendants in the arbitration proceedings—should not have been 

dismissed on res judicata grounds. In re Olick, 2012 WL 6592208, at *10 (E.D. Pa. Dec. 

18, 2012).1 The District Court considered the applicable statutes of limitations as a 

potential alternative basis for dismissal but noted that it could not determine when the

surviving claims accrued. Id. at 8. 

Following remand to the Bankruptcy Court, House filed a motion for summary 

judgment, alleging, in part, that Olick’s claims were barred by the applicable statutes of 

limitations. The Bankruptcy Court granted that motion, holding that Olick did not show 

the existence of competent evidence supporting each element of his claims and, 

alternatively, that his claims were barred by the applicable statutes of limitations. In re 

1 The District Court agreed, however, that Olick’s claims based on House’s 

representation in the bankruptcy proceeding were barred by res judicata. Olick, 2012 WL 

6592208, at *4. In addition, to the extent that Olick challenged House’s representation in 

the arbitration proceedings against a group known as the Hancock parties, the District 

Court concluded that Olick’s claims were time-barred. Id. at *6-7. Olick does not 

challenge these determinations on appeal. See Kost v. Kozakiewicz, 1 F.3d 176, 182 (3d 

Cir. 1993) (stating that arguments that are not raised on appeal are generally deemed 

waived). 
4

Olick, 565 B.R. 767 (Bankr. E.D. Pa. 2017). On appeal, the District Court affirmed 

solely on the basis that Olick’s claims were time-barred. Olick timely appealed.2 

We have jurisdiction pursuant to 28 U.S.C. § 158(d)(1). “In reviewing a summary 

judgment decision of the Bankruptcy Court, we apply, as did the District Court, a plenary 

standard to legal issues.” In re Tops Appliance City, Inc., 372 F.3d 510, 513 (3d Cir. 

2004).

State law supplies the statute of limitations and tolling principles applicable to 

Olick’s legal malpractice and breach of contract claims. See In re Mushroom Transp. 

Co., Inc., 382 F.3d 325, 335-36 (3d Cir. 2004).3 Pennsylvania imposes a two-year statute 

of limitations on tortious conduct, including legal malpractice actions, 42 Pa. C.S.A. 

§ 5524, and a four-year statute of limitations for breach of contract claims, 42 Pa. C.S.A. 

5525(a). Generally, the statute of limitations on those actions begins to run upon the 

occurrence of the alleged breach of duty. Wachovia Bank, N.A. v. Ferretti, 935 A.2d 

565, 572-74 (Pa. Super. Ct. 2007). 

2 Olick also filed a motion for reconsideration. The District Court denied that motion, 

and Olick did not amend his notice of appeal or file a new notice of appeal. Therefore, 

we lack jurisdiction over the denial of the motion for reconsideration. See Fed. R. App. 

P. 4(a)(4)(B); Carrascosa v. McGuire, 520 F.3d 249, 253 (3d Cir. 2008). 

3 As in Mushroom Transportation, there is no indication here that borrowing 

Pennsylvania’s tolling principles frustrates any federal policy or objective. See 382 F.3d 

at 335-36.
5

Here, the Bankruptcy Court concluded that Olick’s surviving claims against House 

accrued, at the latest, on July 20, 2001, the date on which the arbitration proceedings 

concluded, because “it is plausible that Olick was not aware that he had suffered any 

cognizable damage” until that time. Olick, 565 B.R. at 792; see also Knopick v. 

Connelly, 639 F.3d 600, 614 (3d Cir. 2011) (applying Pennsylvania’s discovery rule to a 

legal malpractice claim). Olick does not argue for application of that accrual date. See

Kost, 1 F.3d at 182 (3d Cir. 1993). Instead, Olick asserts that the statute of limitations 

did not begin to run until 2004, when we rejected an appeal of the District Court’s order 

confirming the award issued by the arbitration panel. As part of this argument, Olick 

alleges that the Bankruptcy Court had advised him in 1999 that his claims against House 

would not ripen until any arbitration award became final through the conclusion of all 

appeals. But even assuming that the applicable two- and four-year statutes of limitations 

began to run in 2004, as Olick suggests, his claims are untimely because he did not 

initiate House IV until 2010.

Alternatively, Olick argues that the statute of limitations should be tolled until 

June 5, 2014, because, until that date, House had “conceal[ed]” evidence that should have 

been produced in discovery. See Lake v. Arnold, 232 F.3d 360, 367-68 (3d Cir. 2000)

(recognizing that Pennsylvania’s equitable estoppel doctrine can toll the statute of 

limitations when a defendant intentionally misinforms or conceals information from a 

plaintiff). Olick, however, does not identify that evidence or explain how its alleged 
6

withholding prevented him from discovering an injury.4 See Fine v. Checcio, 870 A.2d 

850, 860 (Pa. 2005) (stating that the “plaintiff has the burden of proving fraudulent 

concealment by clear, precise, and convincing evidence”). Olick does not otherwise 

argue that he was affirmatively misled regarding the statute of limitations or that some 

extraordinary circumstance prevented him from timely asserting his claims.

As the District Court correctly explained, the only way that House IV could be 

considered timely filed is if Pennsylvania’s “savings statute” applies. That statute, 42 Pa. 

C.S.A. § 5535(a), provides that “if a civil action or proceeding is timely commenced and 

is terminated [for a reason other than a voluntary nonsuit, a discontinuance, a dismissal 

for neglect to prosecute, or a final judgment on the merits], a party ... may ... commence 

a new action or proceeding upon the same cause of action within one year of the 

4 On January 14, 2016, Olick filed in the Bankruptcy Court a motion to amend the 

adversary complaint, apparently based on documents produced by House in 2014. The 

Bankruptcy Court denied that motion. To the extent that Olick seeks to challenge the 

Bankruptcy Court’s denial, his claim has been waived because he did not raise it on 

appeal to the District Court. See In re Tribune Media Co., 902 F.3d 384, 397 (3d Cir. 

2018) (stating that a person appealing a bankruptcy court’s adverse order waives

appellate arguments in the court of appeals by failing to raise those arguments in his 

appeal to the district court). In any event, as the Bankruptcy Court noted, Olick did “not 

seek to amend for the purpose of adding parties or claims and it is unnecessary to 

effectuate an amendment for purposes of detailing more evidence that might be 

introduced at trial to support an already pled claim.” See In re Madera, 586 F.3d 228, 

234 (3d Cir. 2009) (stating that a court may deny leave to amend where amendment 

would be futile).

 
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termination ....”5 Here, Olick commenced House III in March 2003, but that action was 

dismissed for lack of jurisdiction. One week later, Olick filed House IV, which contained 

claims nearly identical to those in House III. If the savings statute applied, then Olick’s 

claims would be timely because House IV was filed within one year of the dismissal for 

lack of jurisdiction of House III. In a precedential opinion, we have predicted, however, 

that the Pennsylvania courts would not extend § 5535(a) to actions filed in federal court, 

and we see nothing in more recent state case law that would undermine that prediction. 

See Jewelcor Inc. v. Karfunkel, 517 F.3d 672, 675-76 (3d Cir. 2008). Because Olick 

commenced House III by filing an adversary complaint in Bankruptcy Court, the savings 

statute does not preserve the claims raised within that action. See In re DMW Marine, 

LLC, 509 B.R. 497, 510 n.21 (Bankr. E.D. Pa. 2014) (explaining that adversary 

proceeding in Bankruptcy Court would not toll statute of limitations because § 5535(a) 

does not apply to actions first commenced in federal court). Accordingly, the claims 

raised in House IV, which was filed in February 2010, are untimely, even if they accrued, 

as Olick alleges, in 2004.

For the foregoing reasons, we will affirm the judgment of the District Court.

5 The statute does not apply to an “action to recover damages for injury to the person or 

for the death of an individual caused by the wrongful act or neglect or unlawful violence 

or negligence of another.” § 5535(a)(2)(i). Olick’s adversary claims against House do 

not fall under this exception.