Department of the Treasury 

Office of the Comptroller of the 

Currency (OCC) 

FY 2022 

Capital Investment Plan 
Table of Contents 

Major IT Investments ....................................................................................................... 1

Cyber Security ............................................................................................................................. 1

OCC IT Infrastructure End User Services and Support (EUSS) ................................................. 2

OCC IT Infrastructure Server Support Services (SSS) ................................................................ 3

OCC IT Infrastructure Telecommunications Services and Support (TSS) .................................. 4

 
1 

Major IT Investments 

Cyber Security 

Description: 

Technologies, processes and practices aligned to protect networks, computers, programs and data 

from attack, damage or unauthorized access. 

Investment Anticipated Outlay: (In Millions of $): 

Type 

FY 2020 

Actual 

Obligations 

FY 2021 

Estimated 

Obligations 

FY 2022 

President’s 

Budget 

$ Change % Change 

Sub-Total DME (Including Internal labor (Govt. FTE) Costs) 00.00 00.00 00.00 00.00 00.00 

Sub-Total O&M Costs (Including Internal Labor (Govt. FTE) 

Costs) 30.20 32.00 32.00 00.00 00.00 

Total Costs 30.20 32.00 32.00 00.00 00.00 

Number of FTE represented by costs 37.00 36.00 36.00 00.00 00.00 

Summary of Purpose, Goals, and Benefits: 

Cyber Security includes technologies, processes and practices aligned to protect networks, 

computers, programs and data from attack, damage or unauthorized access. In alignment with 

Federal and Treasury requirements, the OCC has transitioned the Agency's systems and 

applications into Information System Continuous Monitoring (ISCM) and Ongoing 

Authorization. In FY 2021, the OCC will continue to deploy additional cloud-based services to 

minimize dependence on the OCC Data Center for critical network security and infrastructure 

services. 

Accomplishments and Future Objectives: 

OCC deployed several new security technologies to enhance security and help move OCC 

towards a more automated Information System Continuous Monitoring state. Continued the 

Continuous Diagnostics & Mitigation (CDM's) Phase 1 & 2 implementation which will enhance 

continuous monitoring capabilities and tools to identify and prioritize cyber risks and enable 

threat intelligence sharing with other federal agencies. OCC's implementation of CDM will 

enhance and further automate existing continuous network monitoring capabilities, correlate and 

analyze critical security-related information, counter emerging threats and enhance risk-based 

decision making at the OCC. In addition, OCC will enhance its Cyber Defense Center 

Capabilities, mature the Information System Security Officer Program, and focus on process 

automation to reduce complexity and gain efficiencies. 
2 

OCC IT Infrastructure End User Services and Support (EUSS) 

Description: 

This investment includes computing devices and support for end users. Client Compute physical 

desktops, portable laptops, thin client machines, peripherals (including monitors, pointer devices 

and attached personal printers) used by individuals to perform work; Mobile Devices including 

client compute tablets, smart phones (iOS) and apps used by individuals to perform work; End 

User Software such as client related software used to author, create, collaborate and share 

documents and other content. 

Investment Anticipated Outlay: (In Millions of $): 

Type 

FY 2020 

Actual 

Obligations 

FY 2021 

Estimated 

Obligations 

FY 2022 

President’s 

Budget 

$ Change % Change 

Sub-Total DME (Including Internal labor (Govt. FTE) Costs) 00.00 00.00 00.00 00.00 00.00 

Sub-Total O&M Costs (Including Internal Labor (Govt. FTE) 

Costs) 45.40 49.30 49.30 00.00 00.00 

Total Costs 45.40 49.30 49.30 00.00 00.00 

Number of FTE represented by costs 70.00 69.00 69.00 00.00 00.00 

Summary of Purpose, Goals, and Benefits: 

The End User Services and Support includes help desk/customer service support, computer 

hardware and software operations and maintenance, mobile devices, printers, asset management, 

and desktop engineering and image management for OCC's workforce to carry out its mission. 

Accomplishments and Future Objectives: 

Completed the refresh of OCC PC equipment and begin the planning for the next PC refresh 

cycle. Overall, the Computer Refresh team leased 4,681 new computers during this refresh cycle, 

422 units less than the planned 5,103. This is a significant reduction from the 2016 refresh when 

the OCC leased some 6,229 new computers. This Computer Refresh cycle has been more 

complex than previous cycles. In addition to new vendor and computers, this refresh included a 

new operating system, email and Office suite. Although this refresh may be over, the Computer 

Refresh team is already looking ahead to the next cycle and has conducted an in-depth analysis 

of user survey data, lessons learned and areas of improvements.
3 

OCC IT Infrastructure Server Support Services (SSS) 

Description: 

This investment includes 1,514 servers in one data center. This investment includes operations 

and maintenance for data center systems, servers, disaster recovery, and over 3,338 TB storage. 

A planned storage refresh will increase capacity to over 5,000 TB. 

Investment Anticipated Outlay: (In Millions of $): 

Type 

FY 2020 

Actual 

Obligations 

FY 2021 

Estimated 

Obligations 

FY 2022 

President’s 

Budget 

$ Change % Change 

Sub-Total DME (Including Internal labor (Govt. FTE) Costs) 00.00 00.00 00.00 00.00 00.00 

Sub-Total O&M Costs (Including Internal Labor (Govt. FTE) 

Costs) 11.00 12.20 12.20 00.00 00.00 

Total Costs 11.00 12.20 12.20 00.00 00.00 

Number of FTE represented by costs 14.00 14.00 14.00 00.00 00.00 

Summary of Purpose, Goals, and Benefits: 

The Server Support Services supports the OCC's server Operations and Maintenance, including 

refreshes of End-of-Life hardware. The infrastructure staff continues to build out additional 

capacity and support server technology refresh, business resiliency, and enterprise storage 

capacity.

Accomplishments and Future Objectives: 

Continue to refresh server and storage infrastructure to maximize uptime and ensure maintenance 

as well as improve the security of OCC server platforms. 
4 

OCC IT Infrastructure Telecommunications Services and Support (TSS) 

Description: 

This investment includes Telecommunications Wide Area Network (WAN) and Local Area 

Network (LAN) infrastructure connecting over 108 OCC work locations and including voice 

systems installed in over 67 locations. Remote access to OCC systems is facilitated via VPN, 

dial-in, and cellular wireless access. This investment also includes the OCC's recent Accelerated 

Circuit Maintenance project to increase circuit bandwidth across the organization to support 

increased video teleconferencing and Cloud services. 

Investment Anticipated Outlay: (In Millions of $): 

Type 

FY 2020 

Actual 

Obligations 

FY 2021 

Estimated 

Obligations 

FY 2022 

President’s 

Budget 

$ Change % Change 

Sub-Total DME (Including Internal labor (Govt. FTE) Costs) 00.00 00.00 00.00 00.00 00.00 

Sub-Total O&M Costs (Including Internal Labor (Govt. FTE) 

Costs) 27.10 32.50 32.50 00.00 00.00 

Total Costs 27.10 32.50 32.50 00.00 00.00 

Number of FTE represented by costs 16.00 15.00 15.00 00.00 00.00 

Summary of Purpose, Goals, and Benefits: 

This investment includes Telecommunications WAN/LAN infrastructure connecting over 108 

OCC work locations, voice systems, and wireless access points. Remote access to the OCC 

systems is facilitated via VPN, dial-in, and cellular wireless access using two-factor 

authentication. This investment also includes messaging services supporting 2,000 highly mobile 

bank examiners and approximately 2,000 additional FTE's. There are over 30 firewalls 

protecting the OCC network along with intrusion detection systems. 

Accomplishments and Future Objectives: 

Continue to refresh telecommunication infrastructure to increase capacity, maximize uptime, and 

ensure maintenance and security are maintained.