Department of the Treasury 

Office of the Comptroller of the 

Currency (OCC) 

FY 2023 

Capital Investment Plan
Major IT Investments .......................................................................................................... 1

Cyber Security ............................................................................................................................. 1

OCC IT Infrastructure End User Services and Support (EUSS) ................................................. 2

OCC IT Infrastructure Server Support Services (SSS) ................................................................ 3

OCC IT Infrastructure Telecommunications Services and Support (TSS) .................................. 4
Note to Reviewers: Consistent with the corresponding Summary of Capital Investments table, the 

columns included in the investment tables below are defined as: 

 FY 2021 Actuals -Total actual obligations 

 FY 2022 Estimated Obligations - Anticipated obligation from all budgetary resources (i.e., 

balances from prior years, and user fees) 

 FY 2023 Estimated Obligations- Anticipated obligation from all budgetary resources (i.e., 

balances from prior years, user fees, and FY 2023 President’s Budget
1 

Major IT Investments 

Cyber Security 

Description: 

Technologies, processes, and practices aligned to protect networks, computers, programs, and data 

from attack, damage, or unauthorized access. 

Investment Obligations: (In Millions of $): 

Type FY 2021 

Actuals 

FY2022 

Estimated 

Obligations 

FY2023 President’s 

Budget Obligations 

$ 

Change 

% 

Change 

Sub-Total DME Obligations 

(Including Internal labor (Govt. 

FTE)) 

0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 % 

Sub-Total O&M Obligations 

(Including Internal Labor 

(Govt. FTE)) 

4 0 . 9 0 4 3 . 9 0 4 3 . 9 0 0 . 0 0 0 . 0 0 % 

Total Obligations 40.90 43.90 43.90 0.00 0.00% 

Purpose, Accomplishments, Future Objectives: 

Cyber Security includes technologies, processes and practices aligned to protect networks, computers, 

programs and data from attack, damage or unauthorized access. In alignment with Federal and 

Treasury requirements, the OCC maintains the Agency's systems and applications in Information 

System Continuous Monitoring (ISCM) and Ongoing Authorization. In FY 2022, the OCC will 

continue to deploy additional cloud-based services to minimize our dependence on the OCC Data 

Center for critical network services and infrastructure services, continue the implementation of a Zero 

Trust Architecture, and comply with recently released Executive Order requirements. 

OCC deployed several new security technologies to enhance security and help move OCC towards a 

more automated Information System Continuous Monitoring state. Continued the Continuous 

Diagnostics & Mitigation (CDM’s) Dashboard implementation which will enhance continuous 

monitoring capabilities and tools to identify and prioritize cyber risks and enable threat intelligence 

sharing with other federal agencies. OCC’s implementation of CDM will enhance and further automate 

existing continuous network monitoring capabilities, correlate, and analyze critical security-related 

information, counter emerging threats and enhance risk-based decision making at the OCC. In addition, 

OCC will enhance its Cyber Defense Center Capabilities, mature the Information System Security 

Officer Program, and focus on process automation to reduce complexity and gain efficiencies. 

 
2 

End User Services and Support (EUSS) 

Description: 

This investment includes help desk and customer service support, workstation computer hardware and 

software operations and maintenance, mobile devices, printers, and desktop engineering of images for 

workstations. 

Investment Obligations: (In Millions of $): 

Type FY 2021 

Actuals 

FY2022 

Estimated 

Obligations 

FY2023 

President’s 

BudgetFY2023 

Estimated 

Obligations 

$ Change % Change 

Sub-Total DME Obligations 

(Including Internal labor (Govt. 

FTE)) 

0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 % 

Sub-Total O&M Obligations 

(Including Internal Labor (Govt. 

FTE)) 

5 1 . 1 0 6 4 . 1 0 6 4 . 1 0 0 . 0 0 0 . 0 0 % 

Total Obligations 51.10 64.10 64.10 0.00 0.00% 

Purpose, Accomplishments, Future Objectives: 

The End User Services and Support includes help desk and customer service support, workstation 

computer hardware and software operations and maintenance, mobile devices, printers, and desktop 

engineering of images for workstations. In FY 2022 and FY 2023, OCC will have completed the 

equipment refresh and begin the planning for the next PC refresh cycles. 
3 

Server Support Services (SSS) 

Description: 

This investment includes 1,412 servers in two data centers. This investment includes operations and 

maintenance for Data Center systems, servers, disaster recovery, and over 5,816 TB of SAN NAS and 

backup storage. 

Investment Obligations: (In Millions of $): 

Type FY 2021 

Actuals 

FY2022 

Estimated 

Obligations 

FY2023 

President's 

Budget 

$ Change % Change 

Sub-Total DME Obligations (Including 

Internal labor (Govt. FTE)) 0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 % 

Sub-Total O&M Obligations (Including 

Internal Labor (Govt. FTE)) 1 2 . 0 0 1 7 . 5 0 1 7 . 5 0 0 . 0 0 0 . 0 0 % 

Total Obligations 12.00 17.50 17.50 0.00 0.00% 

Purpose, Accomplishments, Future Objectives: 

The Server Support Services supports the OCC’s server Operations and Maintenance, including refreshes 

of End-of-Life hardware. The infrastructure staff continues to build out additional capacity and support 

server technology refresh, business resiliency, and enterprise storage capacity. In FY 2022 and FY 2023 

OCC will continue to refresh server and storage infrastructure to maximize uptime and ensure 

maintenance as well as improve the security of server platforms. 
4 

Telecommunications Services and Support (TSS) 

Description: 

This investment includes Telecommunications Wide Area Network/Local Area Network (WAN/LAN) 

infrastructure connecting over 125 OCC work locations, voice systems installed in over 67 locations. 

Remote access to OCC systems is facilitated via VPN, dial-in, and cellular wireless access. 

Investment Obligations: (In Millions of $): 

Type FY 2021 

Actuals 

FY2022 

Estimated 

Obligations 

FY2023 

President’s 

Budget 

$Change % Change 

Sub-Total DME Obligations (Including 

Internal labor (Govt. FTE)) 0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 0 . 0 0 % 

Sub-Total O&M Obligations (Including 

Internal Labor (Govt. FTE)) 3 2 . 5 0 3 2 . 0 0 3 2 . 0 0 0 . 0 0 0 . 0 0 % 

Total Obligations 32.50 32.00 32.00 0.00 0.00% 

Purpose, Accomplishments, Future Objectives: 

Telecommunications Services and Support includes telecommunications WAN and LAN infrastructure. 

Remote access to the OCC systems is facilitated via a virtual private network, dial-in, and cellular 

wireless access using two-factor authentication. This also includes messaging services supporting highly 

mobile bank examiners and the OCC workforce. In FY 2022 and FY 2023, the OCC will continue to 

refresh telecommunication infrastructure to increase capacity, maximize uptime, and ensure maintenance 

and security are maintained.