SBLF Transactions Report as of 9/30/2015

Dividend,Interest,and Capital Repayments

Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received

 Amount Paid in 

Current Period 

 Total Repayment 

to Date 

Payment Type Date Received Amount Received Amount Expected 

 Amount Received 

[1] 

Bank Adbanc Inc. Ogallala NE 07/21/2011 Preferred Shares 21,905,000 N/A - 6,905,000 15,000,000 Dividend N/A - 1,647,227 1,647,227 8,552,227

Bank AIM Bancshares, Inc. Levelland TX 09/07/2011 Senior Securities 9,100,000 N/A - - 9,100,000 Interest 09/29/2015 34,125 520,975 555,100 555,100

Bank Alerus Financial Corporation Grand Forks ND 08/18/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A - 913,333 913,333 913,333

Bank Algodon de Calidad Bancshares, Inc. Abilene TX 09/14/2011 Senior Securities 600,000 N/A - 600,000 - Interest N/A - 50,632 50,632 650,632

Bank Alma Bank Astoria NY 08/30/2011 Preferred Shares 19,000,000 N/A - - 19,000,000 Dividend 09/25/2015 47,500 779,528 827,028 827,028

Bank AMB Financial Corp. Munster IN 09/22/2011 Preferred Shares 3,858,000 N/A - - 3,858,000 Dividend N/A - 418,984 442,262 442,262

Bank AmeriBank Holding Company Collinsville OK 09/15/2011 Preferred Shares 5,347,000 N/A - - 5,347,000 Dividend N/A - 344,681 344,681 344,681

Bank AmeriServ Financial, Inc. Johnstown PA 08/11/2011 Preferred Shares 21,000,000 N/A - - 21,000,000 Dividend N/A - 1,761,023 1,761,023 1,761,023

Bank Avenue Financial Holdings, Inc. Nashville TN 09/15/2011 Preferred Shares 18,950,000 N/A - 18,950,000 - Dividend N/A - 828,926 828,926 19,778,926

Bank Banc of California, Inc. (First PacTrust Bancorp, Inc.) [4] Irvine CA 08/30/2011 Preferred Shares 32,000,000 N/A - - 42,000,000 Dividend N/A - 2,957,519 2,957,519 2,957,519

Bank BancIndependent, Incorporated Sheffield AL 07/14/2011 Preferred Shares 30,000,000 N/A - - 30,000,000 Dividend N/A - 1,671,677 1,671,677 1,671,677

Bank Bancorp Financial, Inc. Oak Brook IL 08/18/2011 Preferred Shares 14,643,000 N/A - - 14,643,000 Dividend N/A - 2,142,469 2,142,469 2,142,469

Bank Bancorp of Montana Holding Company Missoula MT 09/08/2011 Senior Securities 1,460,000 N/A - - 1,460,000 Interest 09/22/2015 5,475 95,531 101,006 101,006

Bank Bank of Central Florida Lakeland FL 08/16/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A - 280,583 280,583 280,583

Bank Bank of Commerce Holdings Redding CA 09/27/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A - 1,640,896 1,640,896 1,640,896

Bank BankFirst Capital Corporation Macon MS 09/08/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A - 1,987,288 1,987,288 21,987,288

Bank Bankwell Financial Group, Inc. (BNC Financial Group, Inc.) New Canaan CT 08/04/2011 Preferred Shares 10,980,000 N/A - - 10,980,000 Dividend N/A - 452,315 452,315 452,315

Bank Banner County Ban Corporation [2] Harrisburg NE 07/28/2011 Senior Securities 2,427,000 N/A - 2,427,000 - Interest N/A - 148,317 148,317 2,575,317

Bank Bern Bancshares, Inc. Bern KS 09/01/2011 Preferred Shares 1,500,000 N/A - - 1,500,000 Dividend 09/29/2015 3,750 193,981 197,731 197,731

Bank BHCB Holding Company Rapid City SD 09/07/2011 Senior Securities 2,000,000 N/A - - 2,000,000 Interest 09/30/2015 7,500 114,500 122,000 122,000

Bank Birmingham Bloomfield Bancshares, Inc. Birmingham MI 07/28/2011 Preferred Shares 4,621,000 N/A - - 4,621,000 Dividend 09/30/2015 11,553 199,833 211,386 211,386

Bank Blue Ridge Bankshares, Inc. Luray VA 08/18/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A - 555,300 555,300 555,300

Bank BMC Bancshares, Inc. Dallas TX 09/07/2011 Senior Securities 1,206,000 N/A - - 1,206,000 Interest N/A - 75,709 75,709 75,709

Bank Brotherhood Bancshares, Inc. Kansas City KS 09/15/2011 Preferred Shares 16,000,000 9/10/2015 4,000,000 16,000,000 - Dividend and Fee 09/10/2015 69,000 2,679,444 2,679,444 18,679,444

Bank Broward Financial Holdings, Inc. Fort Lauderdale FL 07/21/2011 Preferred Shares 3,134,000 N/A - 3,134,000 - Dividend N/A - 102,029 102,029 3,236,029

Bank Cache Valley Banking Company Logan UT 07/14/2011 Preferred Shares 11,670,000 N/A - 7,118,000 4,552,000 Dividend N/A - 589,226 589,226 7,707,226

Bank Cadence Financial Corporation (Encore Bancshares, Inc.) Starkville MS 09/27/2011 Preferred Shares 32,914,000 N/A - 32,914,000 - Dividend N/A - 3,190,829 3,190,829 36,104,829

Bank California Bank of Commerce Lafayette CA 09/15/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend N/A - 509,056 509,056 509,056

Bank Capital Bank San Juan Capistrano CA 09/27/2011 Preferred Shares 3,132,000 N/A - - 3,132,000 Dividend N/A - 119,886 119,886 119,886

Bank CapitalMark Bank & Trust Chattanooga TN 09/13/2011 Preferred Shares 18,212,000 N/A - 18,212,000 - Dividend N/A - 815,645 815,645 19,027,645

Bank Cardinal Bancorp II, Inc. Washington MO 09/08/2011 Senior Securities 6,251,000 N/A - - 6,251,000 Interest N/A - 436,430 436,430 436,430

Bank Carolina Alliance Bank Spartanburg SC 08/23/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 09/28/2015 12,500 192,778 205,278 205,278

Bank Carroll Financial Services, Inc. Huntingdon TN 08/16/2011 Preferred Shares 3,000,000 N/A - 3,000,000 - Dividend N/A - 133,053 133,053 3,133,053

Bank Catskill Hudson Bancorp, Inc. Rock Hill NY 07/21/2011 Preferred Shares 9,681,000 N/A - - 9,681,000 Dividend N/A - 470,066 470,066 470,066

Bank CB Bancshares Corp. Weir KS 09/07/2011 Preferred Shares 190,000 N/A - 190,000 - Dividend N/A - 7,889 7,889 197,889

Bank CBOS Bankshares, Inc. Merritt Island FL 08/23/2011 Preferred Shares 3,893,000 N/A - 3,893,000 - Dividend N/A - 610,783 610,783 4,503,783

Bank CBT Financial Corp. Clearfield PA 08/23/2011 Preferred Shares 10,000,000 N/A - 5,000,000 5,000,000 Dividend N/A - 438,611 438,611 5,438,611

Bank Central Bancorp, Inc. Somerville MA 08/25/2011 Preferred Shares 10,000,000 N/A - 10,000,000 - Dividend N/A - 602,778 602,778 10,602,778

Bank Central Service Corporation Enid OK 09/20/2011 Senior Securities 7,000,000 N/A - 4,500,000 2,500,000 Interest N/A - 526,562 526,562 5,026,562

Bank Central Valley Community Bancorp Fresno CA 08/18/2011 Preferred Shares 7,000,000 N/A - 7,000,000 - Dividend N/A - 829,306 829,306 7,829,306

Bank Centric Financial Corporation Harrisburg PA 07/14/2011 Preferred Shares 7,492,000 N/A - - 7,492,000 Dividend N/A - 296,975 296,975 296,975

Bank Centrix Bank & Trust Bedford NH 07/28/2011 Preferred Shares 24,500,000 N/A - 24,500,000 - Dividend N/A - 849,075 849,075 25,349,075

Bank CIC Bancshares, Inc. Denver CO 09/13/2011 Preferred Shares 1,772,000 N/A - - 1,772,000 Dividend N/A - 67,533 67,533 67,533

Bank Citizens Community Bank South Hill VA 07/28/2011 Preferred Shares 4,000,000 N/A - 3,000,000 1,000,000 Dividend N/A - 364,949 364,949 3,364,949

Bank CoBiz Financial Inc. Denver CO 09/08/2011 Preferred Shares 57,366,000 N/A - 57,366,000 - Dividend N/A - 5,553,841 5,553,841 62,919,841

Bank Codorus Valley Bancorp, Inc. York PA 08/18/2011 Preferred Shares 25,000,000 N/A - 13,000,000 12,000,000 Dividend N/A - 1,329,594 1,329,594 14,329,594

Bank Columbine Capital Corp. Buena Vista CO 09/22/2011 Preferred Shares 6,050,000 N/A - - 6,050,000 Dividend 09/30/2015 15,125 292,921 308,046 308,046

Bank Columbus First Bancorp, Inc Worthington OH 08/23/2011 Preferred Shares 6,150,000 N/A - - 6,150,000 Dividend N/A - 237,117 237,117 237,117

Bank Commercial Financial Corp Storm Lake IA 09/20/2011 Preferred Shares 18,000,000 N/A - - 18,000,000 Dividend N/A - 1,256,505 1,256,505 1,256,505

Bank Community Bank Delaware Lewes DE 08/09/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A - 263,813 263,813 263,813

Bank Community First Bancorp, Inc. Fairview Heights IL 09/13/2011 Senior Securities 7,000,000 N/A - 7,000,000 - Interest N/A - 395,500 395,500 7,395,500

Bank Community Illinois Corporation Rock Falls IL 08/16/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A - 322,130 322,130 322,130

Bank Community Independent Bancorp Inc. West Salem OH 09/13/2011 Preferred Shares 2,250,000 N/A - - 2,250,000 Dividend N/A - 98,973 98,973 98,973

Bank Community Trust Financial Corporation Ruston LA 07/06/2011 Preferred Shares 48,260,000 N/A - - 48,260,000 Dividend N/A - 2,470,644 2,470,644 2,470,644

Bank Community Valley Bank El Centro CA 09/20/2011 Preferred Shares 2,400,000 N/A - 2,400,000 - Dividend N/A - 106,933 106,933 2,506,933

Bank ConnectOne Bancorp Inc. (Center Bancorp, Inc.) Englewood Cliffs NJ 09/15/2011 Preferred Shares 11,250,000 N/A - - 11,250,000 Dividend 09/30/2015 28,125 756,250 784,375 784,375

Bank Continental Bancorporation Salt Lake City UT 09/22/2011 Senior Securities 4,724,000 N/A - 4,724,000 - Interest N/A - 554,716 554,716 5,278,716

Bank County Bancorp, Inc. Manitowoc WI 08/23/2011 Preferred Shares 15,000,000 N/A - - 15,000,000 Dividend N/A - 700,000 700,000 700,000

Bank Covenant Bank (MileStone Bank) Doylestown PA 09/13/2011 Preferred Shares 5,100,000 N/A - - 5,100,000 Dividend N/A - 203,433 203,433 203,433

Bank Crest Savings Bancorp, Inc. Wildwood NJ 08/23/2011 Preferred Shares 2,500,000 N/A - - 2,500,000 Dividend N/A - 235,142 235,142 235,142

Bank Crestmark Bancorp, Inc. Troy MI 08/09/2011 Preferred Shares 8,250,000 N/A - - 8,250,000 Dividend N/A - 321,292 321,292 321,292

Bank CU Bancorp (1st Enterprise Bank) Encino CA 09/01/2011 Preferred Shares 16,400,000 N/A - - 16,400,000 Dividend N/A - 647,800 647,800 647,800

Bank D.L. EVANS BANCORP Burley ID 09/27/2011 Preferred Shares 29,891,000 N/A - 15,000,000 14,891,000 Dividend N/A - 3,570,272 3,570,272 18,570,272

Bank Deerfield Financial Corporation Deerfield WI 09/08/2011 Senior Securities 3,650,000 N/A - - 3,650,000 Interest N/A - 468,594 468,594 468,594

Bank DNB Financial Corporation Downingtown PA 08/04/2011 Preferred Shares 13,000,000 N/A - 9,750,000 3,250,000 Dividend 09/30/2015 8,125 824,669 832,794 10,582,794

Bank Eagle Bancorp, Inc. [5] Bethesda MD 07/14/2011 Preferred Shares 56,600,000 N/A - - 71,900,000 Dividend N/A - 2,354,994 2,354,994 2,354,994

Bank Elmira Savings Bank (The Elmira Savings Bank, FSB) Elmira NY 08/25/2011 Preferred Shares 14,063,000 N/A - 14,063,000 - Dividend N/A - 1,256,286 1,256,286 15,319,286

Bank Emclaire Financial Corp. Emlenton PA 08/18/2011 Preferred Shares 10,000,000 9/30/2015 5,000,000 10,000,000 - Dividend 09/30/2015 24,722 1,267,825 1,267,825 11,267,825

Bank Enterprise Financial Services Group, Inc. Allison Park PA 08/25/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A - 867,054 867,054 867,054

Bank Equity Bancshares, Inc. Wichita KS 08/11/2011 Preferred Shares 16,372,000 N/A - - 16,372,000 Dividend N/A - 944,648 944,648 944,648

Bank Evolve Bancorp, Inc. Cordova TN 08/09/2011 Preferred Shares 4,699,000 N/A - - 4,699,000 Dividend N/A - 185,088 185,088 185,088

Bank F & M Bancorporation, Inc. Tulsa OK 09/21/2011 Preferred Shares 38,222,000 N/A - 38,222,000 - Dividend N/A - 962,982 962,982 39,184,982

Bank Farmers State Bankshares, Inc. Holton KS 07/21/2011 Preferred Shares 700,000 N/A - 700,000 - Dividend N/A - 53,712 53,712 753,712

Bank FB BanCorp San Antonio TX 08/25/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A - 732,279 732,279 732,279

Bank FCB Bancorp, Inc. Louisville KY 09/22/2011 Preferred Shares 9,759,000 N/A - - 9,759,000 Dividend N/A - 1,247,759 1,247,759 1,247,759

Bank Financial Security Corporation Basin WY 07/21/2011 Preferred Shares 5,000,000 N/A - 5,000,000 - Dividend N/A - 214,444 214,444 5,214,444

Bank Financial Services of Winger, Inc. Fosston MN 09/01/2011 Senior Securities 4,069,000 N/A - 1,018,000 3,051,000 Interest N/A - 235,800 235,800 1,253,800

Bank FineMark Holdings, Inc. Fort Myers FL 09/21/2011 Preferred Shares 5,665,000 N/A - - 5,665,000 Dividend N/A - 220,306 220,306 220,306

Bank First American Investment, Inc. Hudson WI 09/08/2011 Senior Securities 1,705,710 N/A - - 1,705,710 Interest N/A - 111,748 111,748 111,748

 Total Payments 

Received to Date 

(includes Capital 

Repayments) 

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2015 

Dividend/Interest/Fee Payments in Current Month Total Dividend/Interest/Fee Payments 
Bank First Bancorp Troy NC 09/01/2011 Preferred Shares 63,500,000 N/A - 32,000,000 31,500,000 Dividend N/A - 5,384,251 5,384,251 37,384,251

Bank First Bank of Charleston Inc. Charleston WV 07/21/2011 Preferred Shares 3,345,000 N/A - - 3,345,000 Dividend N/A - 294,908 294,908 294,908

Bank First Bankers Trustshares, Inc. Quincy IL 09/08/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A - 387,778 387,778 387,778

Bank First Busey Corporation Champaign IL 08/25/2011 Preferred Shares 72,664,000 N/A - - 72,664,000 Dividend N/A - 9,627,980 9,627,980 9,627,980

Bank First California Financial Group, Inc. Westlake Village CA 07/14/2011 Preferred Shares 25,000,000 N/A - 25,000,000 - Dividend N/A - 2,288,741 2,288,741 27,288,741

Bank First Colebrook Bancorp, Inc. Colebrook NH 09/22/2011 Preferred Shares 8,623,000 N/A - - 8,623,000 Dividend 09/29/2015 21,558 470,243 491,801 491,801

Bank First Community Financial Corporation Elgin IL 09/01/2011 Preferred Shares 6,100,000 N/A - - 6,100,000 Dividend N/A - 449,117 449,117 449,117

Bank First Eldorado Bancshares, Inc. Eldorado IL 09/07/2011 Senior Securities 3,000,000 N/A - - 3,000,000 Interest 09/29/2015 11,250 284,143 295,393 295,393

Bank First Federal Bancorp, Inc. Lake City FL 08/23/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A - 400,244 400,244 20,400,244

Bank First Financial Bancshares, Inc. Lawrence KS 09/22/2011 Senior Securities 3,905,000 N/A - 3,905,000 - Interest N/A - 265,319 265,319 4,170,319

Bank First Green Bancorp, Inc. (First Green Bank) Eustis FL 09/20/2011 Preferred Shares 4,727,000 N/A - 4,727,000 - Dividend N/A - 159,142 159,142 4,886,142

Bank First Guaranty Bancshares, Inc. Hammond LA 09/22/2011 Preferred Shares 39,435,000 N/A - - 39,435,000 Dividend N/A - 3,818,656 3,818,656 3,818,656

Bank First Menasha Bancshares, Inc. Neenah WI 09/15/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A - 754,201 754,201 754,201

Bank First Merchants Corporation Muncie IN 09/22/2011 Preferred Shares 90,782,940 N/A - 90,782,940 - Dividend N/A - 8,167,296 8,167,296 98,950,236

Bank First NBC Bank Holding Company New Orleans LA 08/04/2011 Preferred Shares 37,935,000 N/A - - 37,935,000 Dividend N/A - 1,613,291 1,613,291 1,613,291

Bank First Northern Community Bancorp Dixon CA 09/15/2011 Preferred Shares 22,847,000 N/A - 10,000,000 12,847,000 Dividend N/A - 2,348,823 2,348,823 12,348,823

Bank First Partners Bank (SouthCity Bank) Vestavia Hills AL 07/14/2011 Preferred Shares 5,200,000 N/A - - 5,200,000 Dividend N/A - 206,122 206,122 206,122

Bank First Resource Bank Exton PA 09/15/2011 Preferred Shares 5,083,000 N/A - - 5,083,000 Dividend N/A - 369,276 369,276 369,276

Bank First Robinson Financial Corporation Robinson IL 08/23/2011 Preferred Shares 4,900,000 N/A - 4,900,000 - Dividend N/A - 127,672 127,672 5,027,672

Bank First Savings Financial Group, Inc. Clarksville IN 08/11/2011 Preferred Shares 17,120,000 N/A - - 17,120,000 Dividend N/A - 757,142 757,142 757,142

Bank First Service Bancshares, Inc. Greenbrier AR 09/08/2011 Senior Securities 7,716,000 N/A - 7,716,000 - Interest N/A - 1,860,863 1,860,863 9,576,863

Bank First State Holding Co. (Wilber Co.) Lincoln NE 09/07/2011 Senior Securities 12,000,000 N/A - - 12,000,000 Interest N/A - 951,786 951,786 951,786

Bank First Texas BHC, Inc. Fort Worth TX 09/15/2011 Preferred Shares 29,822,000 N/A - - 29,822,000 Dividend N/A - 1,161,494 1,161,494 1,161,494

Bank Fisher Bancorp, Inc. Fisher IL 09/15/2011 Senior Securities 1,000,000 N/A - 1,000,000 - Interest N/A - 93,209 93,209 1,093,209

Bank Florida Business BancGroup, Inc. Tampa FL 09/22/2011 Preferred Shares 15,360,000 9/30/2015 15,360,000 15,360,000 - Dividend 09/30/2015 37,973 974,610 974,610 16,334,610

Bank Florida Community Bankshares, Inc. Ocala FL 09/15/2011 Preferred Shares 17,000,000 N/A - 17,000,000 - Dividend N/A - 2,371,250 2,371,250 19,371,250

Bank Florida Traditions Bank Dade City FL 07/12/2011 Preferred Shares 8,800,000 N/A - 8,800,000 - Dividend N/A - 275,000 275,000 9,075,000

Bank FNB Bancorp South San Francisco CA 09/15/2011 Preferred Shares 12,600,000 N/A - 12,600,000 - Dividend N/A - 1,394,663 1,394,663 13,994,663

Bank Fortune Financial Corporation Arnold MO 09/15/2011 Preferred Shares 3,255,000 N/A - - 3,255,000 Dividend N/A - 796,571 332,733 332,733

Bank Founders Bancorp San Luis Obispo CA 07/14/2011 Preferred Shares 4,178,000 N/A - - 4,178,000 Dividend N/A - 236,044 236,044 236,044

Bank Franklin Financial Network, Inc. Franklin TN 09/27/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A - 716,466 716,466 716,466

Bank Franklin Security Bancorp, Inc. Wilkes-Barre PA 09/08/2011 Preferred Shares 6,955,000 N/A - 6,955,000 - Dividend N/A - 325,971 325,971 7,280,971

Bank Freedom Bancshares, Inc. Overland Park KS 07/19/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A - 160,276 160,276 160,276

Bank Freedom Bank Maywood NJ 09/20/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A - 162,778 162,778 162,778

Bank Frontier Bancshares, Inc. Austin TX 09/14/2011 Senior Securities 6,184,000 N/A - - 6,184,000 Interest N/A - 424,652 424,652 424,652

Bank FVNB Corp. Victoria TX 08/23/2011 Preferred Shares 18,000,000 N/A - 18,000,000 - Dividend N/A - 790,500 790,500 18,790,500

Bank GBC Holdings, Inc. Los Angeles CA 08/25/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A - 404,912 404,912 404,912

Bank Grand Capital Corporation Tulsa OK 09/08/2011 Preferred Shares 5,200,000 N/A - 5,200,000 - Dividend N/A - 303,333 303,333 5,503,333

Bank GrandSouth Bancorporation Greenville SC 09/08/2011 Preferred Shares 15,422,000 N/A - 11,500,000 3,922,000 Dividend N/A - 622,079 622,079 12,122,079

Bank Great Southern Bancorp, Inc. Springfield MO 08/18/2011 Preferred Shares 57,943,000 N/A - - 57,943,000 Dividend N/A - 2,774,691 2,774,691 2,774,691

Bank Greater Rochester Bancorp, Inc. Rochester NY 07/28/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A - 274,750 274,750 274,750

Bank Guaranty Bancorp, Inc. Woodsville NH 09/15/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A - 529,588 529,588 529,588

Bank Gulfstream Bancshares, Inc. Stuart FL 08/18/2011 Preferred Shares 7,500,000 N/A - 7,500,000 - Dividend N/A - 844,792 844,792 8,344,792

Bank Happy Bancshares, Inc. Amarillo TX 09/07/2011 Preferred Shares 31,929,000 N/A - - 31,929,000 Dividend N/A - 1,218,624 1,218,624 1,218,624

Bank Harmony Bank Jackson NJ 09/15/2011 Preferred Shares 3,500,000 N/A - - 3,500,000 Dividend N/A - 133,194 133,194 133,194

Bank Heartland Bancorp, Inc. Bloomington IL 09/21/2011 Senior Securities 25,000,000 N/A - 25,000,000 - Interest N/A - 5,195,032 5,195,032 30,195,032

Bank Heartland Financial USA, Inc. Dubuque IA 09/15/2011 Preferred Shares 81,698,000 N/A - - 81,698,000 Dividend N/A - 6,921,636 6,921,636 6,921,636

Bank Heritage Bancshares Group, Inc. Willmar MN 09/22/2011 Senior Securities 11,000,000 N/A - - 11,000,000 Interest N/A - 1,683,531 1,683,531 1,683,531

Bank Heritage Bankshares, Inc. Norfolk VA 08/11/2011 Preferred Shares 7,800,000 N/A - - 7,800,000 Dividend N/A - 432,069 432,069 432,069

Bank Highlands Bancorp, Inc. Vernon NJ 09/22/2011 Preferred Shares 6,853,000 N/A - - 6,853,000 Dividend N/A - 265,474 265,474 265,474

Bank Hilltop Holdings, Inc. (PlainsCapital Corporation) Dallas TX 09/27/2011 Preferred Shares 114,068,000 N/A - 114,068,000 - Dividend N/A - 16,335,779 16,335,779 130,403,779

Bank HomeBancorp, Inc. Tampa FL 08/25/2011 Preferred Shares 7,398,000 N/A - - 7,398,000 Dividend N/A - 880,875 880,875 880,875

Bank Hopewell Valley Community Bank Pennington NJ 07/28/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend N/A - 431,750 431,750 431,750

Bank Horizon Bancorp Michigan City IN 08/25/2011 Preferred Shares 12,500,000 N/A - - 12,500,000 Dividend N/A - 1,141,046 1,141,046 1,141,046

Bank Howard Bancorp, Inc. Ellicott City MD 09/22/2011 Preferred Shares 12,562,000 N/A - - 12,562,000 Dividend N/A - 1,141,996 1,141,996 1,141,996

Bank Huron Valley Bancorp, Inc. (Huron Valley State Bank) Milford MI 07/19/2011 Preferred Shares 2,597,000 N/A - - 2,597,000 Dividend N/A - 108,930 108,930 108,930

Bank Hyde Park Bancorp, Inc. Hyde Park MA 09/22/2011 Preferred Shares 18,724,000 N/A - 18,724,000 - Dividend N/A - 2,117,482 2,117,482 20,841,482

Bank Illinois State Bancorp, Inc. Chicago IL 09/22/2011 Preferred Shares 13,368,000 N/A - 3,342,000 10,026,000 Dividend N/A - 813,650 813,650 4,155,650

Bank Indebancorp Oak Harbor OH 09/21/2011 Preferred Shares 2,000,000 N/A - 2,000,000 - Dividend N/A - 93,322 93,322 2,093,322

Bank Independent Bank Group, Inc. (BOH Holdings, Inc.) McKinney TX 07/14/2011 Preferred Shares 23,938,350 N/A - - 23,938,350 Dividend 09/30/2015 59,846 951,549 1,011,395 1,011,395

Bank Independent Holdings, Inc. Memphis TN 08/16/2011 Preferred Shares 34,900,000 N/A - - 34,900,000 Dividend N/A - 3,301,785 3,301,785 3,301,785

Bank InsCorp, Inc. Nashville TN 09/27/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend 09/29/2015 7,500 125,500 133,000 133,000

Bank Insight Bank Columbus OH 07/19/2011 Preferred Shares 4,250,000 N/A - 4,250,000 - Dividend N/A - 121,361 121,361 4,371,361

Bank Island Bancorp, Inc. Edgartown MA 08/11/2011 Preferred Shares 4,000,000 N/A - 2,000,000 2,000,000 Dividend N/A - 146,111 146,111 2,146,111

Bank Jefferson Bankshares, Inc. (Jefferson Bank of Florida) Oldsmar FL 08/04/2011 Preferred Shares 3,367,000 N/A - - 3,367,000 Dividend N/A - 133,183 133,183 133,183

Bank Joaquin Bankshares Inc. Huntington TX 09/13/2011 Senior Securities 3,908,000 N/A - - 3,908,000 Interest N/A - 302,848 302,848 302,848

Bank Jonestown Bank and Trust Company Jonestown PA 08/16/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 09/30/2015 10,000 159,000 169,000 169,000

Bank Katahdin Bankshares Corp. Houlton ME 08/18/2011 Preferred Shares 11,000,000 N/A - 11,000,000 - Dividend N/A - 446,722 446,722 11,446,722

Bank Kerkhoven Bancshares, Inc Kerkhoven MN 09/13/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest N/A - 105,455 105,455 105,455

Bank Kinderhook Bank Corp. Kinderhook NY 08/09/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 09/30/2015 17,500 278,351 295,851 295,851

Bank Lake Sunapee Bank Group (New Hampshire Thrift Bancshares, Inc.) [3] Newport NH 08/25/2011 Preferred Shares 20,000,000 N/A - 15,000,000 8,000,000 Dividend N/A - 1,579,019 1,579,019 16,579,019

Bank Landmark Community Bank Collierville TN 09/20/2011 Preferred Shares 8,000,000 N/A - - 8,000,000 Dividend 09/24/2015 20,000 302,444 322,444 322,444

Bank LCA Bank Corporation Park City UT 09/01/2011 Preferred Shares 2,727,000 N/A - - 2,727,000 Dividend N/A - 253,591 253,591 253,591

Bank Leader Bancorp, Inc. Arlington MA 08/30/2011 Preferred Shares 12,852,000 N/A - - 12,852,000 Dividend N/A - 627,926 627,926 627,926

Bank Level One Bancorp, Inc. Farmington Hills MI 06/30/2011 Preferred Shares 11,301,000 N/A - - 11,301,000 Dividend N/A - 473,700 473,700 473,700

Bank Liberty Bancorp, Inc. Liberty MO 08/23/2011 Preferred Shares 16,169,000 N/A - - 16,169,000 Dividend 09/30/2015 40,423 1,198,356 1,238,779 1,238,779

Bank Liberty Bancshares, Inc. Springfield MO 08/18/2011 Preferred Shares 22,995,000 N/A - 22,995,000 - Dividend N/A - 1,564,938 1,564,938 24,559,938

Bank Liberty Bancshares, Inc. Jonesboro AR 07/21/2011 Preferred Shares 52,500,000 N/A - 52,500,000 - Dividend N/A - 5,874,169 5,874,169 58,374,169

Bank Liberty Capital Bancshares, Inc. Addison TX 09/15/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest 09/30/2015 5,625 86,916 92,541 92,541

Bank Liberty Financial Services, Inc. Sioux City IA 09/22/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A - 398,158 398,158 398,158

Bank Live Oak Bancshares, Inc. Wilmington NC 09/13/2011 Senior Securities 6,800,000 N/A - - 6,800,000 Interest N/A - 481,289 481,289 481,289

Bank Lowndes Bancshares, Inc. Valdosta GA 08/25/2011 Preferred Shares 6,000,000 N/A - - 6,000,000 Dividend N/A - 249,998 249,998 249,998

Bank Magna Bank Memphis TN 08/18/2011 Preferred Shares 18,350,000 N/A - 18,350,000 - Dividend N/A - 1,080,410 1,080,410 19,430,410

Bank Magnolia Bancshares Inc. Hodgenville KY 09/13/2011 Senior Securities 2,000,000 N/A - - 2,000,000 Interest N/A - 369,840 369,840 369,840

Bank Marquis Bank Coral Gables FL 09/14/2011 Preferred Shares 3,500,000 N/A - - 3,500,000 Dividend N/A - 132,903 132,903 132,903

Bank McLeod Bancshares, Inc. Shorewood MN 08/18/2011 Preferred Shares 6,000,000 N/A - 2,000,000 4,000,000 Dividend N/A - 1,378,333 1,378,333 3,378,333

Bank Meadows Bank Las Vegas NV 09/22/2011 Preferred Shares 8,500,000 N/A - - 8,500,000 Dividend N/A - 337,875 337,875 337,875

Bank Medallion Bank Salt Lake City UT 07/21/2011 Preferred Shares 26,303,000 N/A - - 26,303,000 Dividend 09/30/2015 65,758 1,037,507 1,103,265 1,103,265

Bank Mercantile Capital Corporation Boston MA 08/04/2011 Preferred Shares 7,000,000 N/A - 7,000,000 - Dividend N/A - 73,889 73,889 7,073,889
Bank Merchants and Manufacturers Bank Corporation Joliet IL 09/08/2011 Preferred Shares 6,800,000 N/A - - 6,800,000 Dividend N/A - 296,351 296,351 296,351

Bank Merchants and Planters Bancshares, Inc. Bolivar TN 09/08/2011 Preferred Shares 2,000,000 N/A - 1,000,000 1,000,000 Dividend N/A - 79,806 79,806 1,079,806

Bank Mid Penn Bancorp, Inc. (Phoenix Bancorp, Inc.) Millersburg PA 07/19/2011 Preferred Shares 3,500,000 N/A - 1,750,000 1,750,000 Dividend N/A - 123,539 123,539 1,873,539

Bank MidSouth Bancorp, Inc. LaFayette LA 08/25/2011 Preferred Shares 32,000,000 N/A - - 32,000,000 Dividend N/A - 3,519,083 3,519,083 3,519,083

Bank MidWest Bancorporation, Inc. Eden Prairie MN 09/07/2011 Senior Securities 5,115,000 N/A - 3,615,000 1,500,000 Interest N/A - 324,533 324,533 3,939,533

Bank Monument Bank (MD) Bethesda MD 08/11/2011 Preferred Shares 11,355,000 N/A - 5,680,000 5,675,000 Dividend 09/30/2015 14,188 537,722 551,909 6,231,909

Bank Monument Bank (PA) Doylestown PA 07/19/2011 Preferred Shares 2,970,000 N/A - - 2,970,000 Dividend N/A - 117,645 117,645 117,645

Bank Morgan Capital Corporation Fort Morgan CO 08/30/2011 Senior Securities 3,250,000 N/A - - 3,250,000 Interest N/A - 211,637 211,637 211,637

Bank MutualFirst Financial, Inc. Muncie IN 08/25/2011 Preferred Shares 28,923,000 N/A - 28,923,000 - Dividend N/A - 3,209,037 3,209,037 32,132,037

Bank MVB Financial Corp. Fairmont WV 09/08/2011 Preferred Shares 8,500,000 N/A - - 8,500,000 Dividend N/A - 392,535 392,535 392,535

Bank New England Bancorp, Inc. Hyannis MA 08/09/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A - 159,333 159,333 159,333

Bank Nicolet Bankshares, Inc. Green Bay WI 09/01/2011 Preferred Shares 24,400,000 9/28/2015 12,200,000 12,200,000 12,200,000 Dividend 09/28/2015 29,483 2,998,150 2,998,150 15,198,150

Bank Northern Bankshares, Inc. McFarland WI 09/07/2011 Senior Securities 22,000,000 N/A - - 22,000,000 Interest N/A - 3,277,768 3,277,768 3,277,768

Bank Northway Financial, Inc. Berlin NH 09/15/2011 Preferred Shares 23,593,000 N/A - - 23,593,000 Dividend N/A - 1,501,868 1,501,868 1,501,868

Bank Oak Valley Bancorp Oakdale CA 08/11/2011 Preferred Shares 13,500,000 N/A - 13,500,000 - Dividend N/A - 781,875 781,875 14,281,875

Bank Osborne Investments, Inc. Osborne KS 09/07/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest 09/30/2015 3,750 57,250 61,000 61,000

Bank Ouachita Bancshares Corp. Monroe LA 09/08/2011 Senior Securities 17,930,000 N/A - 17,930,000 - Interest N/A - 1,753,962 1,753,962 19,683,962

Bank Ovation Holdings, Inc. Naples FL 09/15/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A - 348,857 348,857 348,857

Bank Pacific Coast Bankers' Bancshares Walnut Creek CA 07/28/2011 Preferred Shares 11,960,000 N/A - 11,960,000 - Dividend N/A - 1,596,660 1,596,660 13,556,660

Bank Park Sterling Corporation (Citizens South Banking Corporation) Charlotte NC 09/22/2011 Preferred Shares 20,500,000 N/A - 20,500,000 - Dividend N/A - 838,619 838,619 21,338,619

Bank Partners Bank of California Mission Viejo CA 09/27/2011 Preferred Shares 2,463,000 N/A - - 2,463,000 Dividend N/A - 172,684 172,684 172,684

Bank Pathfinder Bancorp, Inc. Oswego NY 09/01/2011 Preferred Shares 13,000,000 N/A - - 13,000,000 Dividend N/A - 796,934 796,934 796,934

Bank Penn Liberty Financial Corp. Wayne PA 09/01/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A - 845,650 845,650 845,650

Bank People First Bancshares, Inc. Pana IL 09/15/2011 Senior Securities 9,198,000 N/A - - 9,198,000 Interest N/A - 944,197 944,197 944,197

Bank Peoples Bancorp Lynden WA 08/04/2011 Preferred Shares 18,000,000 N/A - 18,000,000 - Dividend N/A - 1,050,615 1,050,615 19,050,615

Bank PFSB Bancorporation, Inc. Pigeon Falls WI 08/25/2011 Preferred Shares 1,500,000 N/A - 1,500,000 - Dividend N/A - 140,380 140,380 1,640,380

Bank Pioneer Bancshares, Inc. (Pioneer Bank, SSB) Dripping Springs TX 06/30/2011 Preferred Shares 3,004,000 N/A - - 3,004,000 Dividend N/A - 120,289 120,289 120,289

Bank Planters Financial Group, Inc. Clarksville TN 09/13/2011 Senior Securities 20,000,000 N/A - - 20,000,000 Interest N/A - 2,189,012 2,189,012 2,189,012

Bank Platinum Bancorp, Inc. Oakdale MN 09/21/2011 Senior Securities 4,453,000 N/A - - 4,453,000 Interest 09/29/2015 16,699 252,337 269,035 269,035

Bank Platinum Bank Holding Co. (Platinum Bank) Brandon FL 09/15/2011 Senior Securities 13,800,000 N/A - - 13,800,000 Interest N/A - 1,730,819 1,730,819 1,730,819

Bank Premara Financial, Inc. Charlotte NC 09/22/2011 Preferred Shares 6,238,000 N/A - - 6,238,000 Dividend N/A - 605,077 605,077 605,077

Bank Prime Banc Corp. Dieterich IL 08/25/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A - 549,564 549,564 549,564

Bank Prime Bank Group Edmond OK 08/30/2011 Senior Securities 4,456,000 N/A - - 4,456,000 Interest N/A - 256,406 256,406 256,406

Bank ProAmérica Bank (Promérica Bank) Los Angeles CA 09/27/2011 Preferred Shares 3,750,000 N/A - - 3,750,000 Dividend 09/30/2015 9,375 150,417 159,792 159,792

Bank Progressive Bancorp, Inc. Monroe LA 07/26/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A - 955,286 955,286 955,286

Bank Providence Bank Rocky Mount NC 09/15/2011 Preferred Shares 4,250,000 N/A - - 4,250,000 Dividend N/A - 198,784 198,784 198,784

Bank Provident Bancorp, Inc. Amesbury MA 09/13/2011 Preferred Shares 17,145,000 N/A - - 17,145,000 Dividend N/A - 725,248 725,248 725,248

Bank Puget Sound Bank Bellevue WA 08/11/2011 Preferred Shares 9,886,000 N/A - - 9,886,000 Dividend N/A - 384,456 384,456 384,456

Bank QCR Holdings, Inc. Moline IL 09/15/2011 Preferred Shares 40,090,000 N/A - 40,090,000 - Dividend N/A - 4,832,447 4,832,447 44,922,447

Bank Redwood Capital Bancorp Eureka CA 07/21/2011 Preferred Shares 7,310,000 N/A - - 7,310,000 Dividend N/A - 450,543 450,543 450,543

Bank Redwood Financial, Inc. Redwood Falls MN 08/18/2011 Preferred Shares 6,425,000 N/A - - 6,425,000 Dividend N/A - 403,500 403,500 403,500

Bank Regal Bank Livingston NJ 09/07/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A - 268,333 268,333 268,333

Bank Regent Capital Corporation Nowata OK 07/21/2011 Preferred Shares 3,350,000 N/A - - 3,350,000 Dividend N/A - 209,021 209,021 209,021

Bank Resurgens Bancorp Atlanta GA 09/08/2011 Senior Securities 2,967,000 N/A - - 2,967,000 Interest N/A - 214,704 214,704 214,704

Bank Rock Bancshares, Inc. Little Rock AR 09/07/2011 Senior Securities 6,742,000 N/A - - 6,742,000 Interest N/A - 385,980 385,980 385,980

Bank Rockport National Bancorp, Inc. Rockport MA 08/11/2011 Preferred Shares 3,000,000 N/A - 3,000,000 - Dividend N/A - 158,722 158,722 3,158,722

Bank Salisbury Bancorp, Inc. Lakeville CT 08/25/2011 Preferred Shares 16,000,000 N/A - - 16,000,000 Dividend N/A - 727,124 727,124 727,124

Bank SBT Bancorp, Inc. Simsbury CT 08/11/2011 Preferred Shares 9,000,000 N/A - - 9,000,000 Dividend 09/29/2015 22,500 462,349 484,849 484,849

Bank Seacoast Commerce Banc Holdings (Seacoast Commerce Bank) San Diego CA 09/01/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A - 166,667 166,667 166,667

Bank Security Business Bancorp San Diego CA 07/14/2011 Preferred Shares 8,944,500 N/A - 8,944,500 - Dividend N/A - 86,464 86,464 9,030,964

Bank Security California Bancorp Riverside CA 09/15/2011 Preferred Shares 7,200,000 N/A - - 7,200,000 Dividend N/A - 296,400 296,400 296,400

Bank Security State Bancshares, Inc. [2] Charleston MO 09/22/2011 Senior Securities 22,000,000 N/A - - 22,000,000 Interest N/A - 1,509,040 1,509,040 1,509,040

Bank Select Bancorp, Inc. Dunn NC 08/09/2011 Preferred Shares 7,645,000 N/A - - 7,645,000 Dividend N/A - 299,004 299,004 299,004

Bank Seneca-Cayuga Bancorp, Inc. Seneca Falls NY 09/15/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A - 221,163 221,163 221,163

Bank Sequatchie Valley Bancshares, Inc. Dunlap TN 09/13/2011 Senior Securities 5,000,000 N/A - 5,000,000 - Interest N/A - 759,840 759,840 5,759,840

Bank ServisFirst Bancshares, Inc. Birmingham AL 06/21/2011 Preferred Shares 40,000,000 N/A - 40,000,000 - Dividend N/A - 1,644,444 1,644,444 41,644,444

Bank Signature Bancorporation, Inc. Chicago IL 09/22/2011 Preferred Shares 12,500,000 N/A - - 12,500,000 Dividend N/A - 556,455 556,455 556,455

Bank Silvergate Capital Corporation La Jolla CA 08/11/2011 Preferred Shares 12,427,000 N/A - 5,000,000 7,427,000 Dividend N/A - 1,520,513 1,520,513 6,520,513

Bank Simmons First National Corporation (Community First Bancshares, Inc.) Little Rock AR 08/18/2011 Preferred Shares 30,852,000 N/A - - 30,852,000 Dividend N/A - 4,117,885 4,117,885 4,117,885

Bank SmartFinancial, Inc. Knoxville TN 08/04/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A - 469,000 469,000 469,000

Bank Southern Heritage Bancshares, Inc. Cleveland TN 09/08/2011 Preferred Shares 5,105,000 N/A - 5,105,000 - Dividend N/A - 251,655 251,655 5,356,655

Bank Southern Illinois Bancorp, Inc. Carmi IL 08/25/2011 Preferred Shares 9,000,000 N/A - 2,250,000 6,750,000 Dividend N/A - 412,315 412,315 2,662,315

Bank Southern Missouri Bancorp, Inc. Poplar Bluff MO 07/21/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A - 1,142,771 1,142,771 1,142,771

Bank Southern National Corporation Andalusia AL 09/20/2011 Senior Securities 6,000,000 N/A - 6,000,000 - Interest N/A - 297,621 297,621 6,297,621

Bank Southern States Bancshares, Inc. Anniston AL 09/22/2011 Preferred Shares 7,492,000 N/A - - 7,492,000 Dividend 09/30/2015 18,730 282,823 301,553 301,553

Bank Southwestern Bancorp, Inc. Boerne TX 09/13/2011 Senior Securities 1,500,000 N/A - 1,500,000 - Interest N/A - 131,695 131,695 1,631,695

Bank Sovereign Bancshares, Inc. Dallas TX 09/22/2011 Preferred Shares 24,500,000 N/A - - 24,500,000 Dividend N/A - 2,887,861 2,887,861 2,887,861

Bank Steele Holdings, Inc. Tyler TX 09/20/2011 Senior Securities 8,282,000 N/A - - 8,282,000 Interest 09/30/2015 31,058 863,127 894,185 894,185

Bank Steele Street Bank Corporation Denver CO 09/01/2011 Senior Securities 11,350,000 N/A - 11,350,000 - Interest N/A - 557,367 557,367 11,907,367

Bank Stewardship Financial Corporation Midland Park NJ 09/01/2011 Preferred Shares 15,000,000 9/1/2015 15,000,000 15,000,000 - Dividend 09/01/2015 113,882 2,173,539 2,173,539 17,173,539

Bank Stockmens Bank (The State Bank of Bartley) Colorado Springs CO 09/22/2011 Senior Securities 2,380,000 N/A - - 2,380,000 Interest 09/30/2015 8,925 207,728 216,653 216,653

Bank Stonegate Bank (Florida Shores Bancorp, Inc.) Ft. Lauderdale FL 08/18/2011 Preferred Shares 12,750,000 N/A - 12,750,000 - Dividend N/A - 489,104 489,104 13,239,104

Bank StonehamBank, A Co-operative Bank Stoneham MA 09/20/2011 Senior Securities 13,813,000 N/A - 6,906,500 6,906,500 Interest N/A - 745,183 745,183 7,651,683

Bank Summit State Bank Santa Rosa CA 08/04/2011 Preferred Shares 13,750,000 N/A - 13,750,000 - Dividend N/A - 1,283,856 1,283,856 15,033,856

Bank Sumner Bank & Trust Gallatin TN 09/26/2011 Preferred Shares 4,264,000 N/A - 3,330,000 934,000 Dividend N/A - 588,688 588,688 3,918,688

Bank Sunshine Bancorp, Inc. (Community Southern Bank) Plant City FL 09/20/2011 Preferred Shares 5,700,000 9/30/2015 5,700,000 5,700,000 - Dividend 09/30/2015 14,092 277,717 277,717 5,977,717

Bank Sword Financial Corporation Horicon WI 09/15/2011 Senior Securities 17,000,000 N/A - 4,250,000 12,750,000 Interest N/A - 1,978,417 1,978,417 6,228,417

Bank TCB Corporation Greenwood SC 09/08/2011 Senior Securities 8,640,000 N/A - - 8,640,000 Interest 09/30/2015 32,400 918,463 950,863 950,863

Bank Team Capital Bank Bethlehem PA 07/28/2011 Preferred Shares 22,412,000 N/A - 22,412,000 - Dividend N/A - 643,154 643,154 23,055,154

Bank The ANB Corporation Terrell TX 08/25/2011 Preferred Shares 37,000,000 N/A - - 37,000,000 Dividend N/A - 3,022,959 3,022,959 3,022,959

Bank The Bank of Santa Barbara Santa Barbara CA 09/22/2011 Preferred Shares 1,882,380 N/A - - 1,882,380 Dividend N/A - 76,289 76,289 76,289

Bank The Community Financial Corporation (Tri-County Financial Corporation) Waldorf MD 09/22/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A - 678,333 678,333 20,678,333

Bank The Landrum Company Columbia MO 08/18/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A - 1,653,431 1,653,431 21,653,431

Bank The Nashua Bank [3] Nashua NH 09/08/2011 Preferred Shares 3,000,000 N/A Dividend N/A 56,333 56,333 56,333

Bank The Peoples Bank of Talbotton Talbotton GA 09/08/2011 Preferred Shares 890,000 N/A - - 890,000 Dividend N/A - 40,480 40,480 40,480

Bank The Private Bank of California [4] Los Angeles CA 09/01/2011 Preferred Shares 10,000,000 N/A Dividend N/A 183,333 183,333 183,333

Bank The Victory Bancorp, Inc. Limerick PA 09/22/2011 Preferred Shares 3,431,000 N/A - - 3,431,000 Dividend N/A - 129,520 129,520 129,520

Bank Third Coast Bancshares, Inc. (Third Coast Bank SSB) Humble TX 08/09/2011 Preferred Shares 8,673,000 N/A - - 8,673,000 Dividend N/A - 361,857 361,857 361,857

Bank Town and Country Financial Corporation Springfield IL 09/08/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A - 305,211 305,211 305,211
Bank TowneBank Portsmouth VA 09/22/2011 Preferred Shares 76,458,000 N/A - 76,458,000 - Dividend N/A - 4,083,295 4,083,295 80,541,295

Bank Triad Bancorp, Inc. Frontenac MO 09/22/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A - 225,972 225,972 225,972

Bank Tri-County Financial Group, Inc. Mendota IL 08/16/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A - 1,023,565 1,023,565 1,023,565

Bank Two River Bancorp (Community Partners Bancorp) Tinton Falls NJ 08/11/2011 Preferred Shares 12,000,000 N/A - 6,000,000 6,000,000 Dividend N/A - 1,035,785 1,035,785 7,035,785

Bank Two Rivers Financial Group, Inc. Burlington IA 09/01/2011 Preferred Shares 23,240,000 N/A - 23,240,000 - Dividend N/A - 2,104,022 2,104,022 25,344,022

Bank U&I Financial Corp Lynnwood WA 07/06/2011 Preferred Shares 5,500,000 N/A - 5,500,000 - Dividend N/A - 270,264 270,264 5,770,264

Bank UBT Bancshares, Inc. Marysville KS 08/11/2011 Preferred Shares 16,500,000 N/A - - 16,500,000 Dividend N/A - 685,179 685,179 685,179

Bank Union Bank & Trust Company Oxford NC 09/22/2011 Preferred Shares 6,200,000 N/A - - 6,200,000 Dividend N/A - 249,460 249,460 249,460

Bank United Community Bancorp, Inc. Chatham IL 09/15/2011 Senior Securities 22,262,000 N/A - - 22,262,000 Interest N/A - 3,331,942 3,331,942 3,331,942

Bank United Community Banks, Inc. (Moneytree Corporation) Blairsville GA 09/15/2011 Preferred Shares 9,992,000 N/A - - 9,992,000 Dividend N/A - 938,909 938,909 938,909

Bank United Financial Banking Companies, Inc. Vienna VA 09/15/2011 Preferred Shares 3,000,000 N/A - 3,000,000 - Dividend N/A - 130,083 130,083 3,130,083

Bank Valley Financial Group, Ltd. Saginaw MI 09/22/2011 Preferred Shares 2,000,000 9/21/2015 1,000,000 2,000,000 - Dividend 09/21/2015 2,222 72,694 72,694 2,072,694

Bank Valley Green Bank Philadelphia PA 08/09/2011 Preferred Shares 5,000,000 N/A - 5,000,000 - Dividend N/A - 106,667 106,667 5,106,667

Bank Veritex Holdings, Inc. Dallas TX 08/25/2011 Preferred Shares 8,000,000 N/A - - 8,000,000 Dividend N/A - 308,000 308,000 308,000

Bank Verus Acquisition Group, Inc. Fort Collins CO 07/14/2011 Preferred Shares 9,740,000 N/A - - 9,740,000 Dividend N/A - 390,593 390,593 390,593

Bank Virginia Heritage Bank [5] Fairfax VA 06/30/2011 Preferred Shares 15,300,000 N/A Dividend N/A - 646,425 646,425 646,425

Bank Vista Bancshares, Inc. (McLaughlin Bancshares, Inc.) Ralls TX 08/11/2011 Preferred Shares 6,600,000 N/A - - 6,600,000 Dividend N/A - 304,643 304,643 304,643

Bank W.T.B. Financial Corporation Spokane WA 09/15/2011 Preferred Shares 89,142,000 9/21/2015 19,571,000 89,142,000 - Dividend 09/21/2015 43,491 8,052,038 8,052,038 97,194,038

Bank WashingtonFirst Bankshares, Inc. Reston VA 08/04/2011 Preferred Shares 17,796,000 N/A - 8,898,000 8,898,000 Dividend N/A - 640,285 640,285 9,538,285

Bank Western Alliance Bancorporation Phoenix AZ 09/27/2011 Preferred Shares 141,000,000 N/A - 70,500,000 70,500,000 Dividend 09/30/2015 176,250 8,852,953 9,029,203 79,529,203

Bank Western State Agency, Inc. Devils Lake ND 08/23/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A - 624,667 624,667 624,667

Bank Xenith Bankshares, Inc. Richmond VA 09/21/2011 Preferred Shares 8,381,000 N/A - 8,381,000 - Dividend N/A - 321,970 321,970 8,702,970

Bank York Traditions Bank York PA 07/14/2011 Preferred Shares 5,115,000 N/A - 5,115,000 - Dividend N/A - 438,327 438,327 5,553,327

Bank Your Community Bankshares Inc. (Community Bank Shares of Indiana, Inc.) New Albany IN 09/15/2011 Preferred Shares 28,000,000 N/A - - 28,000,000 Dividend N/A - 2,568,903 2,568,903 2,568,903

CDLF Access to Capital for Entrepreneurs, Inc. (Appalachian Community Enterprises, Inc.) Cleveland GA 09/21/2011 Senior Securities 188,000 N/A - - 188,000 Interest 09/28/2015 940 14,204 15,144 15,144

CDLF Boston Community Loan Fund, Inc. Roxbury MA 09/22/2011 Senior Securities 4,410,000 N/A - - 4,410,000 Interest N/A - 332,955 332,955 332,955

CDLF Bridgeway Capital, Inc. Pittsburgh PA 09/14/2011 Senior Securities 1,820,000 N/A - - 1,820,000 Interest 09/28/2015 9,100 138,219 147,319 147,319

CDLF BUILDING HOPE...A CHARTER SCHOOL FACILITIES FUND Washington DC 09/21/2011 Senior Securities 2,091,000 N/A - - 2,091,000 Interest 09/28/2015 10,455 157,987 168,442 168,442

CDLF California Coastal Rural Development Corporation Salinas CA 09/21/2011 Senior Securities 870,000 N/A - - 870,000 Interest N/A - 65,733 65,733 65,733

CDLF Capital Impact Partners (NCB Capital Impact) Arlington VA 09/22/2011 Senior Securities 8,218,000 N/A - - 8,218,000 Interest 09/28/2015 41,090 620,459 661,549 661,549

CDLF CEN-TEX Certified Development Corporation Austin TX 09/21/2011 Senior Securities 489,000 N/A - - 489,000 Interest N/A - 36,947 36,947 36,947

CDLF Charleston Citywide Local Development Corporation Charleston SC 09/20/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest 09/25/2015 5,000 75,611 80,611 80,611

CDLF Citizen Potawatomi Community Development Corporation Shawnee OK 09/21/2011 Senior Securities 490,000 N/A - - 490,000 Interest 09/22/2015 2,450 37,022 39,472 39,472

CDLF Coastal Enterprises, Inc. Wiscasset ME 09/21/2011 Senior Securities 2,316,000 N/A - - 2,316,000 Interest N/A - 174,987 174,987 174,987

CDLF Colorado Enterprise Fund, Inc. Denver CO 09/20/2011 Senior Securities 463,000 N/A - - 463,000 Interest 09/28/2015 2,315 35,008 37,323 37,323

CDLF Common Capital, Inc. (The Western Massachusetts Enterprise Fund, Inc.) Holyoke MA 09/21/2011 Senior Securities 200,000 N/A - - 200,000 Interest 09/30/2015 1,000 15,111 16,111 16,111

CDLF Community First Fund Lancaster PA 09/20/2011 Senior Securities 862,000 N/A - - 862,000 Interest N/A - 65,177 65,177 65,177

CDLF Community Health Center Capital Fund, Inc. (Capital Link, Inc.) Boston MA 09/21/2011 Senior Securities 198,000 N/A - - 198,000 Interest N/A - 14,960 14,960 14,960

CDLF Community Loan Fund of the Capital Region, Inc. Albany NY 09/21/2011 Senior Securities 478,000 N/A - 478,000 - Interest N/A - 12,216 12,216 490,216

CDLF Community Reinvestment Fund, Inc. Minneapolis MN 09/22/2011 Senior Securities 5,100,000 N/A - - 5,100,000 Interest 09/30/2015 25,500 385,050 410,550 410,550

CDLF Community Ventures Corporation Lexington KY 09/26/2011 Senior Securities 1,045,000 N/A - - 1,045,000 Interest 09/25/2015 5,225 78,665 83,890 83,890

CDLF Craft3 (ShoreBank Enterprise Group, Pacific) Ilwaco WA 09/22/2011 Senior Securities 1,867,000 N/A - - 1,867,000 Interest 09/23/2015 9,335 140,959 150,294 150,294

CDLF ECDC Enterprise Development Group Arlington VA 09/20/2011 Senior Securities 320,000 N/A - - 320,000 Interest 09/29/2015 1,600 24,196 25,796 25,796

CDLF Economic and Community Development Institute, Inc. Columbus OH 09/20/2011 Senior Securities 203,000 N/A - - 203,000 Interest N/A - 15,349 15,349 15,349

CDLF Enterprise Community Loan Fund, Inc. Columbia MD 09/21/2011 Senior Securities 8,817,000 N/A - - 8,817,000 Interest N/A - 666,173 666,173 666,173

CDLF Federation of Appalachian Housing Enterprises, Inc. Berea KY 09/15/2011 Senior Securities 2,063,000 N/A - - 2,063,000 Interest N/A - 156,559 156,559 156,559

CDLF Forward Community Investments, Inc. Madison WI 09/15/2011 Senior Securities 470,000 N/A - - 470,000 Interest N/A - 35,668 35,668 35,668

CDLF Greater New Haven Community Loan Fund New Haven CT 09/13/2011 Senior Securities 525,000 N/A - - 525,000 Interest 09/29/2015 2,625 39,900 42,525 42,525

CDLF IFF Chicago IL 09/15/2011 Senior Securities 8,294,000 N/A - - 8,294,000 Interest N/A - 629,422 629,422 629,422

CDLF Impact Seven, Incorporated Almena WI 09/26/2011 Senior Securities 4,000,000 N/A - - 4,000,000 Interest 09/30/2015 20,000 301,111 321,111 321,111

CDLF La Fuerza Unida Community Development Corporation East Norwich NY 09/22/2011 Senior Securities 42,000 N/A - 42,000 - Interest N/A - 2,315 2,315 44,315

CDLF Leviticus 25:23 Alternative Fund, Inc. Elmsford NY 09/22/2011 Senior Securities 750,000 N/A - - 750,000 Interest N/A - 56,625 56,625 56,625

CDLF Low Income Investment Fund San Francisco CA 09/15/2011 Senior Securities 7,490,000 N/A - - 7,490,000 Interest N/A - 568,408 568,408 568,408

CDLF Midwest Minnesota Community Development Corporation Detroit Lakes MN 09/14/2011 Senior Securities 4,600,000 N/A - 4,600,000 - Interest N/A - 289,289 289,289 4,889,289

CDLF Montana Community Development Corporation Missoula MT 09/15/2011 Senior Securities 585,000 N/A - 585,000 - Interest N/A - 42,900 42,900 627,900

CDLF Mountain BizCapital, Inc. Asheville NC 09/26/2011 Senior Securities 197,000 N/A - - 197,000 Interest N/A - 14,830 14,830 14,830

CDLF Nebraska Enterprise Fund Oakland NE 09/21/2011 Senior Securities 197,000 N/A - - 197,000 Interest 09/28/2015 985 14,884 15,869 15,869

CDLF Nonprofits Assistance Fund Minneapolis MN 09/21/2011 Senior Securities 686,000 N/A - - 686,000 Interest N/A - 51,831 51,831 51,831

CDLF Northeast South Dakota Economic Corporation Sisseton SD 09/21/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest 09/30/2015 5,000 75,556 80,556 80,556

CDLF Northside Community Development Fund Pittsburgh PA 09/22/2011 Senior Securities 250,000 N/A - - 250,000 Interest 09/30/2015 1,250 18,875 20,125 20,125

CDLF OBDC Small Business Finance Oakland CA 09/14/2011 Senior Securities 219,000 N/A - - 219,000 Interest 09/17/2015 1,095 16,632 17,727 17,727

CDLF Opportunity Fund Northern California San Jose CA 09/20/2011 Senior Securities 2,236,000 N/A - - 2,236,000 Interest 09/28/2015 11,180 169,066 180,246 180,246

CDLF Partners for the Common Good, Inc. Washington DC 09/20/2011 Senior Securities 1,009,000 N/A - - 1,009,000 Interest N/A - 76,292 76,292 76,292

CDLF PeopleFund Austin TX 09/15/2011 Senior Securities 500,000 N/A - - 500,000 Interest 09/30/2015 2,500 37,944 40,444 40,444

CDLF Primary Care Development Corporation New York NY 09/21/2011 Senior Securities 4,000,000 N/A - - 4,000,000 Interest N/A - 302,222 302,222 302,222

CDLF Rural Community Assistance Corporation West Sacramento CA 09/21/2011 Senior Securities 4,300,000 N/A - - 4,300,000 Interest N/A - 324,889 324,889 324,889

CDLF Rural Electric Economic Development, Inc. Madison SD 09/20/2011 Senior Securities 1,230,000 N/A - - 1,230,000 Interest 09/30/2015 6,150 93,002 99,152 99,152

CDLF South Carolina Community Loan Fund (Lowcountry Housing Trust, Incorporated) North Charleston SC 09/21/2011 Senior Securities 392,000 N/A - - 392,000 Interest N/A - 29,618 29,618 29,618

CDLF South Eastern Development Foundation Sioux Falls SD 09/21/2011 Senior Securities 240,000 N/A - - 240,000 Interest N/A - 18,133 18,133 18,133

CDLF The Progress Fund Greensburg PA 09/21/2011 Senior Securities 1,052,000 N/A - - 1,052,000 Interest 09/30/2015 5,260 79,484 84,744 84,744

CDLF The Reinvestment Fund, Inc. Philadelphia PA 09/14/2011 Senior Securities 11,708,000 N/A - - 11,708,000 Interest 09/30/2015 58,540 889,158 947,698 947,698

CDLF TruFund Financial Services (Seedco Financial Services, Inc.) New York NY 09/22/2011 Senior Securities 2,500,000 N/A - - 2,500,000 Interest 09/24/2015 12,500 188,750 201,250 201,250

CDLF Valley Economic Development Center, Inc. Van Nuys CA 09/21/2011 Senior Securities 661,000 N/A - - 661,000 Interest N/A - 49,942 49,942 49,942

CDLF Vermont Community Loan Fund, Inc. Montpelier VT 09/20/2011 Senior Securities 1,247,000 N/A - - 1,247,000 Interest N/A - 94,287 94,287 94,287

CDLF Wisconsin Women's Business Initiative Corporation Milwaukee WI 09/21/2011 Senior Securities 391,000 N/A - - 391,000 Interest N/A - 29,542 29,542 29,542

[1] Reports cash receipts through September 30, 2015, including prepayments of subsequent period dividend and interest payments.

[2] Treasury exchanged its Preferred Shares for Senior Securities in connection with the institution's election to become a subchapter S corporation.

[3] The investment amount outstanding for New Hampshire Thrift Bancshares, Inc. increased from $20,000,000 to $23,000,000 as the result of a merger with The Nashua Bank. The amount outstanding for The Nashua Bank decreased from $3,000,000 to $0. 

[4] The investment amount outstanding for Banc of California, Inc. increased from $32,000,000 to $42,000,000 as the result of a merger with The Private Bank of California. The amount outstanding for The Private Bank of California decreased from $10,000,000 to $0. 

[5] The investment amount outstanding for Eagle Bancorp, Inc. increased from $56,600,000 to $71,900,000 as the result of a merger with Virgina Heritage Bank. The amount outstanding for Virignia Heritage Bank decreased from $15,300,000 to $0.