# Official Journal L 413/2021

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 413 |
| | |
| English edition | Legislation | Volume 6419 November 2021 |

ISSN 1977-0677

Official Journal

of the European Union

L 413

English edition

Legislation

Volume 6419 November 2021

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | DECISIONS |
| | * | Council Decision (EU) 2021/2018 of 15 November 2021 amending Decision 1999/70/EC concerning the external auditors of the national central banks, as regards the external auditors of Banc Ceannais na hÉireann/the Central Bank of Ireland | 1 |
| | * | Commission Implementing Decision (EU) 2021/2019 of 17 November 2021 excluding from European Union financing certain expenditure incurred by the United Kingdom under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)
  (notified under document C(2021) 8164) | 3 |
| | * | Commission Implementing Decision (EU) 2021/2020 of 17 November 2021 excluding from European Union financing certain expenditure incurred by the Member States under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)
  (notified under document C(2021) 8168) | 10 |
| | * | Commission Implementing Decision (EU) 2021/2021 of 18 November 2021 concerning certain emergency measures relating to African swine fever in Germany
  (notified under document C(2021) 8468)

   (
  1
  ) | 34 |
| | | RECOMMENDATIONS |
| | * | Council Recommendation (EU) 2021/2022 of 18 November 2021 amending Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction | 37 |
| | | RULES OF PROCEDURE |
| | * | Management Board Decision on internal rules concerning restrictions of certain rights of data subjects in relation to processing of personal data in the framework of the functioning of the European Union Agency for Fundamental Rights, repealing Executive Board Decision 2019/05 of 27 September 2019 | 41 |

Contents

II   Non-legislative acts

page

DECISIONS

*

Council Decision (EU) 2021/2018 of 15 November 2021 amending Decision 1999/70/EC concerning the external auditors of the national central banks, as regards the external auditors of Banc Ceannais na hÉireann/the Central Bank of Ireland

1

*

Commission Implementing Decision (EU) 2021/2019 of 17 November 2021 excluding from European Union financing certain expenditure incurred by the United Kingdom under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)
  (notified under document C(2021) 8164)

(notified under document C(2021) 8164)

3

*

Commission Implementing Decision (EU) 2021/2020 of 17 November 2021 excluding from European Union financing certain expenditure incurred by the Member States under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)
  (notified under document C(2021) 8168)

(notified under document C(2021) 8168)

10

*

Commission Implementing Decision (EU) 2021/2021 of 18 November 2021 concerning certain emergency measures relating to African swine fever in Germany
  (notified under document C(2021) 8468)

   (
  1
  )

(notified under document C(2021) 8468)

1

34

RECOMMENDATIONS

*

Council Recommendation (EU) 2021/2022 of 18 November 2021 amending Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction

37

RULES OF PROCEDURE

*

Management Board Decision on internal rules concerning restrictions of certain rights of data subjects in relation to processing of personal data in the framework of the functioning of the European Union Agency for Fundamental Rights, repealing Executive Board Decision 2019/05 of 27 September 2019

41

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

---

II Non-legislative acts

DECISIONS

| 19.11.2021 | EN | Official Journal of the European Union | L 413/1 |
| --- | --- | --- | --- |

19.11.2021

EN

Official Journal of the European Union

L 413/1

---

COUNCIL DECISION (EU) 2021/2018

of 15 November 2021

amending Decision 1999/70/EC concerning the external auditors of the national central banks, as regards the external auditors of Banc Ceannais na hÉireann/the Central Bank of Ireland

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to Protocol No 4 on the Statute of the European System of Central Banks and of the European Central Bank, annexed to the Treaty on European Union and the Treaty on the Functioning of the European Union, and in particular Article 27.1 thereof,

Having regard to the Recommendation of the European Central Bank of 29 September 2021 to the Council of the European Union on the external auditors of the Central Bank of Ireland (ECB/2021/44) (1),

Whereas:

| (1) | The accounts of the European Central Bank (ECB) and of the national central banks of the Member States whose currency is the euro are to be audited by independent external auditors recommended by the Governing Council of the ECB and approved by the Council of the European Union. |
| --- | --- |

(1)

The accounts of the European Central Bank (ECB) and of the national central banks of the Member States whose currency is the euro are to be audited by independent external auditors recommended by the Governing Council of the ECB and approved by the Council of the European Union.

| (2) | In 2016, Banc Ceannais na hÉireann/the Central Bank of Ireland selected Mazars as its external auditors for the financial years 2016 to 2020. |
| --- | --- |

(2)

In 2016, Banc Ceannais na hÉireann/the Central Bank of Ireland selected Mazars as its external auditors for the financial years 2016 to 2020.

| (3) | The mandate of Banc Ceannais na hÉireann/the Central Bank of Ireland’s current external auditors, Mazars, ended after the audit for the financial year 2020. It is therefore necessary to appoint external auditors for the financial years 2021 and 2022. |
| --- | --- |

(3)

The mandate of Banc Ceannais na hÉireann/the Central Bank of Ireland’s current external auditors, Mazars, ended after the audit for the financial year 2020. It is therefore necessary to appoint external auditors for the financial years 2021 and 2022.

| (4) | Banc Ceannais na hÉireann/the Central Bank of Ireland intends to extend the mandate of Mazars for the financial years 2021 and 2022. |
| --- | --- |

(4)

Banc Ceannais na hÉireann/the Central Bank of Ireland intends to extend the mandate of Mazars for the financial years 2021 and 2022.

| (5) | The Governing Council of the ECB recommended that Mazars be appointed as the external auditors of Banc Ceannais na hÉireann/the Central Bank of Ireland for the financial years 2021 to 2022. |
| --- | --- |

(5)

The Governing Council of the ECB recommended that Mazars be appointed as the external auditors of Banc Ceannais na hÉireann/the Central Bank of Ireland for the financial years 2021 to 2022.

| (6) | Following the recommendation of the Governing Council of the ECB, Council Decision 1999/70/EC (2) should be amended accordingly, |
| --- | --- |

(6)

Following the recommendation of the Governing Council of the ECB, Council Decision 1999/70/EC (2) should be amended accordingly,

HAS ADOPTED THIS DECISION:

Article 1

In Article 1 of Decision 1999/70/EC, paragraph 5 is replaced by the following:

‘5.   Mazars are hereby approved as the external auditors of Banc Ceannais na hÉireann/the Central Bank of Ireland for the financial years 2021 to 2022.’.

Article 2

This Decision shall take effect on the date of its notification.

Article 3

This Decision is addressed to the European Central Bank.

Done at Brussels, 15 November 2021.

For the Council

The President

J. PODGORŠEK

---

(1)  OJ C 403, 6.10.2021, p. 1.

1

(2)  Council Decision 1999/70/EC of 25 January 1999 concerning the external auditors of the national central banks (OJ L 22, 29.1.1999, p. 69).

2

---

| 19.11.2021 | EN | Official Journal of the European Union | L 413/3 |
| --- | --- | --- | --- |

19.11.2021

EN

Official Journal of the European Union

L 413/3

---

COMMISSION IMPLEMENTING DECISION (EU) 2021/2019

of 17 November 2021

excluding from European Union financing certain expenditure incurred by the United Kingdom under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)

(notified under document C(2021) 8164)

(Only the English text is authentic)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (1), and in particular Article 52 thereof, in conjunction with Articles 131 and 138 of the Agreement on the withdrawal of the United Kingdom of Great Britain and Northern Ireland from the European Union and the European Atomic Energy Community,

After consulting the Committee on the Agricultural Funds,

Whereas:

| (1) | In accordance with Article 52 of Regulation (EU) No 1306/2013, the Commission is to carry out the necessary verifications, communicate to the United Kingdom the results of those verifications, take note of the comments provided by the United Kingdom, initiate a bilateral discussion so that an agreement may be reached and formally communicate its conclusions to the United Kingdom. |
| --- | --- |

(1)

In accordance with Article 52 of Regulation (EU) No 1306/2013, the Commission is to carry out the necessary verifications, communicate to the United Kingdom the results of those verifications, take note of the comments provided by the United Kingdom, initiate a bilateral discussion so that an agreement may be reached and formally communicate its conclusions to the United Kingdom.

| (2) | The United Kingdom has had an opportunity to request the launch of a conciliation procedure, but did not request it. |
| --- | --- |

(2)

The United Kingdom has had an opportunity to request the launch of a conciliation procedure, but did not request it.

| (3) | In accordance with Regulation (EU) No 1306/2013, only agricultural expenditure, which has been incurred in a way that has not infringed Union law may be financed. |
| --- | --- |

(3)

In accordance with Regulation (EU) No 1306/2013, only agricultural expenditure, which has been incurred in a way that has not infringed Union law may be financed.

| (4) | In the light of the verifications carried out and the outcome of the bilateral discussion, part of the expenditure declared by the United Kingdom does not fulfil this requirement and cannot therefore be financed under the EAGF and the EAFRD. |
| --- | --- |

(4)

In the light of the verifications carried out and the outcome of the bilateral discussion, part of the expenditure declared by the United Kingdom does not fulfil this requirement and cannot therefore be financed under the EAGF and the EAFRD.

| (5) | The amounts that are not recognised as being chargeable to the EAGF and the EAFRD should be indicated. Those amounts do not relate to expenditure incurred more than 24 months before the Commission’s written notification of the results of the verifications to the United Kingdom. |
| --- | --- |

(5)

The amounts that are not recognised as being chargeable to the EAGF and the EAFRD should be indicated. Those amounts do not relate to expenditure incurred more than 24 months before the Commission’s written notification of the results of the verifications to the United Kingdom.

| (6) | The amounts excluded from Union financing by this Decision should also take into account any reductions or suspensions in accordance with Article 41 of Regulation (EU) No 1306/2013 due to the fact that such reductions or suspensions are of a provisional nature and without prejudice to decisions taken pursuant to Articles 51 or 52 of that Regulation. |
| --- | --- |

(6)

The amounts excluded from Union financing by this Decision should also take into account any reductions or suspensions in accordance with Article 41 of Regulation (EU) No 1306/2013 due to the fact that such reductions or suspensions are of a provisional nature and without prejudice to decisions taken pursuant to Articles 51 or 52 of that Regulation.

| (7) | As regards the cases covered by this Decision, the assessment of the amounts to be excluded on grounds of non-compliance with Union law was notified by the Commission to the United Kingdom in a summary report on the subject (2). |
| --- | --- |

(7)

As regards the cases covered by this Decision, the assessment of the amounts to be excluded on grounds of non-compliance with Union law was notified by the Commission to the United Kingdom in a summary report on the subject (2).

| (8) | This Decision is without prejudice to any financial conclusions that the Commission may draw from the judgments of the Court of Justice of the European Union in cases pending on 31 May 2021, |
| --- | --- |

(8)

This Decision is without prejudice to any financial conclusions that the Commission may draw from the judgments of the Court of Justice of the European Union in cases pending on 31 May 2021,

HAS ADOPTED THIS DECISION:

Article 1

The amounts set out in the Annex and related to expenditure incurred by the United Kingdom’s accredited paying agencies and declared under the EAGF and the EAFRD shall be excluded from Union financing.

Article 2

This Decision is addressed to the United Kingdom of Great Britain and Northern Ireland.

Done at Brussels, 17 November 2021.

For the Commission

Janusz WOJCIECHOWSKI

Member of the Commission

---

(1)  OJ L 347, 20.12.2013, p. 549.

1

(2)  Ares(2021)6573344

2

---

ANNEX

Decision: 67 - UK only

Budget Item: 6200

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| GB | Clearance of Accounts - Financial Clearance | 2019 | Late recovery orders - EAGF | ONE OFF | | EUR | - 342,95 | 0,00 | - 342,95 |
| | Clearance of Accounts - Financial Clearance | 2019 | Random error EAGF Non-IACS | ONE OFF | | EUR | - 313 022,77 | -15 651,14 | - 297 371,63 |
| | Decoupled Direct Aids | 2018 | Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2017 GP | FLAT RATE | 10,00 % | EUR | -5 247 160,51 | 0,00 | -5 247 160,51 |
| | Decoupled Direct Aids | 2019 | Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2017 GP | FLAT RATE | 10,00 % | EUR | -37 486,29 | 0,00 | -37 486,29 |
| | Decoupled Direct Aids | 2019 | Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2018 GP | FLAT RATE | 10,00 % | EUR | -4 902 353,40 | 0,00 | -4 902 353,40 |
| | Decoupled Direct Aids | 2020 | Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2019 GP | FLAT RATE | 10,00 % | EUR | -3 833 815,60 | 0,00 | -3 833 815,60 |
| | Decoupled Direct Aids | 2020 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification)- CY 2019 BPS | ONE OFF | | EUR | -3 313,00 | 0,00 | -3 313,00 |
| | Decoupled Direct Aids | 2020 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification) - CY 2019 GP | ONE OFF | | EUR | -1 036,00 | 0,00 | -1 036,00 |
| | Decoupled Direct Aids | 2018 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries )- CY 2017 BPS | ONE OFF | | EUR | -4 519 391,39 | 0,00 | -4 519 391,39 |
| | Decoupled Direct Aids | 2019 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries )- CY 2017 BPS | ONE OFF | | EUR | -28 342,61 | 0,00 | -28 342,61 |
| | Decoupled Direct Aids | 2018 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2017 GP | ONE OFF | | EUR | -1 249 445,83 | 0,00 | -1 249 445,83 |
| | Decoupled Direct Aids | 2019 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2017 GP | ONE OFF | | EUR | -8 926,17 | 0,00 | -8 926,17 |
| | Decoupled Direct Aids | 2019 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2018 BPS | ONE OFF | | EUR | -1 202 579,00 | 0,00 | -1 202 579,00 |
| | Decoupled Direct Aids | 2019 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2018 GP | ONE OFF | | EUR | - 339 001,00 | 0,00 | - 339 001,00 |
| | Decoupled Direct Aids | 2020 | Weaknesses in Key control ‘Performance of cross-checks to establish eligibility of the parcel declared’ CY2019 GP | ONE OFF | | EUR | -1 125 353,00 | 0,00 | -1 125 353,00 |
| | Decoupled Direct Aids | 2016 | Weaknesses in LPIS, payment entitlements etc. - open recoveries - claim years 2015 - 2017 | ONE OFF | | EUR | -1 150 143,07 | 0,00 | -1 150 143,07 |
| | Decoupled Direct Aids | 2017 | Weaknesses in LPIS, payment entitlements etc. - open recoveries - claim years 2015 - 2017 | ONE OFF | | EUR | -1 152 217,27 | 0,00 | -1 152 217,27 |
| | Decoupled Direct Aids | 2018 | Weaknesses in LPIS, payment entitlements etc. - open recoveries - claim years 2015 - 2017 | ONE OFF | | EUR | -1 154 637,16 | 0,00 | -1 154 637,16 |
| | Decoupled Direct Aids | 2018 | Weaknesses in the check of the active farmer condition - claim year 2017 - EAGF | ONE OFF | | EUR | -2 372 363,90 | 0,00 | -2 372 363,90 |
| | Decoupled Direct Aids | 2020 | Weaknesses in the checks of certain eligibility conditions - claim year 2019 | ONE OFF | | EUR | -2 126,80 | 0,00 | -2 126,80 |
| | Decoupled Direct Aids | 2016 | Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018 | ONE OFF | | EUR | -2 581,08 | 0,00 | -2 581,08 |
| | Decoupled Direct Aids | 2017 | Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018 | ONE OFF | | EUR | -2 800,79 | 0,00 | -2 800,79 |
| | Decoupled Direct Aids | 2018 | Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018 | ONE OFF | | EUR | -3 012,37 | 0,00 | -3 012,37 |
| | Decoupled Direct Aids | 2019 | Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018 | ONE OFF | | EUR | -3 223,57 | 0,00 | -3 223,57 |
| | Decoupled Direct Aids | 2017 | Weaknesses in the checks of the minimum size of the holding - claim years 2016 and 2017 | ONE OFF | | EUR | -1 832,47 | 0,00 | -1 832,47 |
| | Decoupled Direct Aids | 2018 | Weaknesses in the checks of the minimum size of the holding - claim years 2016 and 2017 | ONE OFF | | EUR | -1 380,40 | 0,00 | -1 380,40 |
| | Decoupled Direct Aids | 2016 | Weaknesses in the use of the reserve - claim years 2015 - 2018 | ONE OFF | | EUR | - 124 824,32 | 0,00 | - 124 824,32 |
| | Decoupled Direct Aids | 2017 | Weaknesses in the use of the reserve - claim years 2015 - 2018 | ONE OFF | | EUR | -93 618,24 | 0,00 | -93 618,24 |
| | Decoupled Direct Aids | 2018 | Weaknesses in the use of the reserve - claim years 2015 - 2018 | ONE OFF | | EUR | -62 412,16 | 0,00 | -62 412,16 |
| | Decoupled Direct Aids | 2019 | Weaknesses in the use of the reserve - claim years 2015 - 2018 | ONE OFF | | EUR | -31 206,09 | 0,00 | -31 206,09 |
| | Decoupled Direct Aids | 2018 | Weakness in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CY 2017 YFS | ONE OFF | | EUR | -20 580,17 | 0,00 | -20 580,17 |
| | Decoupled Direct Aids | 2019 | Weakness in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CY 2017 YFS | ONE OFF | | EUR | - 169,83 | 0,00 | - 169,83 |
| | Decoupled Direct Aids | 2019 | Weakness in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CY 2018 YFS | ONE OFF | | EUR | -9 081,00 | 0,00 | -9 081,00 |
| | Total GB: | EUR | -28 999 780,21 | -15 651,14 | -28 984 129,07 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

GB

Clearance of Accounts - Financial Clearance

2019

Late recovery orders - EAGF

ONE OFF

EUR

- 342,95

0,00

- 342,95

Clearance of Accounts - Financial Clearance

2019

Random error EAGF Non-IACS

ONE OFF

EUR

- 313 022,77

-15 651,14

- 297 371,63

Decoupled Direct Aids

2018

Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2017 GP

FLAT RATE

10,00 %

EUR

-5 247 160,51

0,00

-5 247 160,51

Decoupled Direct Aids

2019

Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2017 GP

FLAT RATE

10,00 %

EUR

-37 486,29

0,00

-37 486,29

Decoupled Direct Aids

2019

Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2018 GP

FLAT RATE

10,00 %

EUR

-4 902 353,40

0,00

-4 902 353,40

Decoupled Direct Aids

2020

Weaknesses in Key control ‘Administrative checks in respect of the aid claimed ’ (LLF) - CY 2019 GP

FLAT RATE

10,00 %

EUR

-3 833 815,60

0,00

-3 833 815,60

Decoupled Direct Aids

2020

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification)- CY 2019 BPS

ONE OFF

EUR

-3 313,00

0,00

-3 313,00

Decoupled Direct Aids

2020

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification) - CY 2019 GP

ONE OFF

EUR

-1 036,00

0,00

-1 036,00

Decoupled Direct Aids

2018

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries )- CY 2017 BPS

ONE OFF

EUR

-4 519 391,39

0,00

-4 519 391,39

Decoupled Direct Aids

2019

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries )- CY 2017 BPS

ONE OFF

EUR

-28 342,61

0,00

-28 342,61

Decoupled Direct Aids

2018

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2017 GP

ONE OFF

EUR

-1 249 445,83

0,00

-1 249 445,83

Decoupled Direct Aids

2019

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2017 GP

ONE OFF

EUR

-8 926,17

0,00

-8 926,17

Decoupled Direct Aids

2019

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2018 BPS

ONE OFF

EUR

-1 202 579,00

0,00

-1 202 579,00

Decoupled Direct Aids

2019

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (cross notification/recoveries) - CY 2018 GP

ONE OFF

EUR

- 339 001,00

0,00

- 339 001,00

Decoupled Direct Aids

2020

Weaknesses in Key control ‘Performance of cross-checks to establish eligibility of the parcel declared’ CY2019 GP

ONE OFF

EUR

-1 125 353,00

0,00

-1 125 353,00

Decoupled Direct Aids

2016

Weaknesses in LPIS, payment entitlements etc. - open recoveries - claim years 2015 - 2017

ONE OFF

EUR

-1 150 143,07

0,00

-1 150 143,07

Decoupled Direct Aids

2017

Weaknesses in LPIS, payment entitlements etc. - open recoveries - claim years 2015 - 2017

ONE OFF

EUR

-1 152 217,27

0,00

-1 152 217,27

Decoupled Direct Aids

2018

Weaknesses in LPIS, payment entitlements etc. - open recoveries - claim years 2015 - 2017

ONE OFF

EUR

-1 154 637,16

0,00

-1 154 637,16

Decoupled Direct Aids

2018

Weaknesses in the check of the active farmer condition - claim year 2017 - EAGF

ONE OFF

EUR

-2 372 363,90

0,00

-2 372 363,90

Decoupled Direct Aids

2020

Weaknesses in the checks of certain eligibility conditions - claim year 2019

ONE OFF

EUR

-2 126,80

0,00

-2 126,80

Decoupled Direct Aids

2016

Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018

ONE OFF

EUR

-2 581,08

0,00

-2 581,08

Decoupled Direct Aids

2017

Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018

ONE OFF

EUR

-2 800,79

0,00

-2 800,79

Decoupled Direct Aids

2018

Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018

ONE OFF

EUR

-3 012,37

0,00

-3 012,37

Decoupled Direct Aids

2019

Weaknesses in the checks of certain eligibility conditions - claim years 2015 - 2018

ONE OFF

EUR

-3 223,57

0,00

-3 223,57

Decoupled Direct Aids

2017

Weaknesses in the checks of the minimum size of the holding - claim years 2016 and 2017

ONE OFF

EUR

-1 832,47

0,00

-1 832,47

Decoupled Direct Aids

2018

Weaknesses in the checks of the minimum size of the holding - claim years 2016 and 2017

ONE OFF

EUR

-1 380,40

0,00

-1 380,40

Decoupled Direct Aids

2016

Weaknesses in the use of the reserve - claim years 2015 - 2018

ONE OFF

EUR

- 124 824,32

0,00

- 124 824,32

Decoupled Direct Aids

2017

Weaknesses in the use of the reserve - claim years 2015 - 2018

ONE OFF

EUR

-93 618,24

0,00

-93 618,24

Decoupled Direct Aids

2018

Weaknesses in the use of the reserve - claim years 2015 - 2018

ONE OFF

EUR

-62 412,16

0,00

-62 412,16

Decoupled Direct Aids

2019

Weaknesses in the use of the reserve - claim years 2015 - 2018

ONE OFF

EUR

-31 206,09

0,00

-31 206,09

Decoupled Direct Aids

2018

Weakness in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CY 2017 YFS

ONE OFF

EUR

-20 580,17

0,00

-20 580,17

Decoupled Direct Aids

2019

Weakness in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CY 2017 YFS

ONE OFF

EUR

- 169,83

0,00

- 169,83

Decoupled Direct Aids

2019

Weakness in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CY 2018 YFS

ONE OFF

EUR

-9 081,00

0,00

-9 081,00

Total GB:

EUR

-28 999 780,21

-15 651,14

-28 984 129,07

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | -28 999 780,21 | -15 651,14 | -28 984 129,07 |

Currency

Amount

Deductions

Financial Impact

EUR

-28 999 780,21

-15 651,14

-28 984 129,07

Budget Item: 6201

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| GB | Clearance of Accounts - Financial Clearance | 2019 | Known error EAFRD IACS | ONE OFF | | EUR | -20 000,00 | 0,00 | -20 000,00 |
| | Clearance of Accounts - Financial Clearance | 2019 | Late recovery orders EAFRD 2007-2013 | ONE OFF | | EUR | -32 067,30 | 0,00 | -32 067,30 |
| | Clearance of Accounts - Financial Clearance | 2019 | Late recovery orders EAFRD 2014-2020 | ONE OFF | | EUR | -21 454,91 | 0,00 | -21 454,91 |
| | Clearance of Accounts - Financial Clearance | 2019 | Random errors EAFRD Non-IACS | ONE OFF | | EUR | -42 967,38 | 0,00 | -42 967,38 |
| | Rural Development EAFRD measures subject to IACS | 2018 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CYs 2017-2018 EAFRD M10 CS | ONE OFF | | EUR | -31 583,90 | 0,00 | -31 583,90 |
| | Rural Development EAFRD measures subject to IACS | 2019 | Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CYs 2017-2018 EAFRD M10 CS | ONE OFF | | EUR | -36 775,10 | 0,00 | -36 775,10 |
| | Rural Development EAFRD measures subject to IACS | 2018 | Weaknesses in the check of the active farmer condition - claim year 2017 - EAFRD | ONE OFF | | EUR | - 313 994,82 | 0,00 | - 313 994,82 |
| | Total GB: | EUR | - 498 843,41 | 0,00 | - 498 843,41 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

GB

Clearance of Accounts - Financial Clearance

2019

Known error EAFRD IACS

ONE OFF

EUR

-20 000,00

0,00

-20 000,00

Clearance of Accounts - Financial Clearance

2019

Late recovery orders EAFRD 2007-2013

ONE OFF

EUR

-32 067,30

0,00

-32 067,30

Clearance of Accounts - Financial Clearance

2019

Late recovery orders EAFRD 2014-2020

ONE OFF

EUR

-21 454,91

0,00

-21 454,91

Clearance of Accounts - Financial Clearance

2019

Random errors EAFRD Non-IACS

ONE OFF

EUR

-42 967,38

0,00

-42 967,38

Rural Development EAFRD measures subject to IACS

2018

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CYs 2017-2018 EAFRD M10 CS

ONE OFF

EUR

-31 583,90

0,00

-31 583,90

Rural Development EAFRD measures subject to IACS

2019

Weaknesses in Key control ‘Correct calculation of the aid including administrative reductions and penalties’ (recoveries) - CYs 2017-2018 EAFRD M10 CS

ONE OFF

EUR

-36 775,10

0,00

-36 775,10

Rural Development EAFRD measures subject to IACS

2018

Weaknesses in the check of the active farmer condition - claim year 2017 - EAFRD

ONE OFF

EUR

- 313 994,82

0,00

- 313 994,82

Total GB:

EUR

- 498 843,41

0,00

- 498 843,41

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | - 498 843,41 | 0,00 | - 498 843,41 |

Currency

Amount

Deductions

Financial Impact

EUR

- 498 843,41

0,00

- 498 843,41

---

| 19.11.2021 | EN | Official Journal of the European Union | L 413/10 |
| --- | --- | --- | --- |

19.11.2021

EN

Official Journal of the European Union

L 413/10

---

COMMISSION IMPLEMENTING DECISION (EU) 2021/2020

of 17 November 2021

excluding from European Union financing certain expenditure incurred by the Member States under the European Agricultural Guarantee Fund (EAGF) and under the European Agricultural Fund for Rural Development (EAFRD)

(notified under document C(2021) 8168)

(Only the Croatian, Czech, Dutch, Estonian, French, German, Greek, Hungarian, Italian, Lithuanian, Portuguese, Romanian, Slovene, and Spanish texts are authentic)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 1306/2013 of the European Parliament and of the Council of 17 December 2013 on the financing, management and monitoring of the common agricultural policy and repealing Council Regulations (EEC) No 352/78, (EC) No 165/94, (EC) No 2799/98, (EC) No 814/2000, (EC) No 1290/2005 and (EC) No 485/2008 (1), and in particular Article 52 thereof,

After consulting the Committee on the Agricultural Funds,

Whereas:

| (1) | In accordance with Article 52 of Regulation (EU) No 1306/2013, the Commission is to carry out the necessary verifications, communicate to the Member States the results of those verifications, take note of the comments of the Member States, initiate a bilateral discussion so that an agreement may be reached with the Member States in question and formally communicate its conclusions to them. |
| --- | --- |

(1)

In accordance with Article 52 of Regulation (EU) No 1306/2013, the Commission is to carry out the necessary verifications, communicate to the Member States the results of those verifications, take note of the comments of the Member States, initiate a bilateral discussion so that an agreement may be reached with the Member States in question and formally communicate its conclusions to them.

| (2) | The Member States have had an opportunity to request the launch of a conciliation procedure. That opportunity has been used in some cases and the reports issued on the outcome have been examined by the Commission. |
| --- | --- |

(2)

The Member States have had an opportunity to request the launch of a conciliation procedure. That opportunity has been used in some cases and the reports issued on the outcome have been examined by the Commission.

| (3) | In accordance with Regulation (EU) No 1306/2013, only agricultural expenditure, which has been incurred in a way that has not infringed Union law may be financed. |
| --- | --- |

(3)

In accordance with Regulation (EU) No 1306/2013, only agricultural expenditure, which has been incurred in a way that has not infringed Union law may be financed.

| (4) | In the light of the verifications carried out, the outcome of the bilateral discussions and the conciliation procedures, part of the expenditure declared by the Member States does not fulfil this requirement and cannot therefore be financed under the EAGF and the EAFRD. |
| --- | --- |

(4)

In the light of the verifications carried out, the outcome of the bilateral discussions and the conciliation procedures, part of the expenditure declared by the Member States does not fulfil this requirement and cannot therefore be financed under the EAGF and the EAFRD.

| (5) | The amounts that are not recognised as being chargeable to the EAGF and the EAFRD should be indicated. Those amounts do not relate to expenditure incurred more than 24 months before the Commission’s written notification of the results of the verifications to the Member States. |
| --- | --- |

(5)

The amounts that are not recognised as being chargeable to the EAGF and the EAFRD should be indicated. Those amounts do not relate to expenditure incurred more than 24 months before the Commission’s written notification of the results of the verifications to the Member States.

| (6) | The amounts excluded from Union financing by the present Decision should also take into account any reductions or suspensions in accordance with Article 41 of Regulation (EU) No 1306/2013 due to the fact that such reductions or suspensions are of a provisional nature and without prejudice to decisions taken pursuant to Articles 51 or 52 of that Regulation. |
| --- | --- |

(6)

The amounts excluded from Union financing by the present Decision should also take into account any reductions or suspensions in accordance with Article 41 of Regulation (EU) No 1306/2013 due to the fact that such reductions or suspensions are of a provisional nature and without prejudice to decisions taken pursuant to Articles 51 or 52 of that Regulation.

| (7) | As regards the cases covered by this decision, the assessment of the amounts to be excluded on grounds of non-compliance with Union law was notified by the Commission to the Member States in a summary report on the subject (2). |
| --- | --- |

(7)

As regards the cases covered by this decision, the assessment of the amounts to be excluded on grounds of non-compliance with Union law was notified by the Commission to the Member States in a summary report on the subject (2).

| (8) | This Decision is without prejudice to any financial conclusions that the Commission may draw from the judgments of the Court of Justice of the European Union in cases pending on 31 May 2021, |
| --- | --- |

(8)

This Decision is without prejudice to any financial conclusions that the Commission may draw from the judgments of the Court of Justice of the European Union in cases pending on 31 May 2021,

HAS ADOPTED THIS DECISION:

Article 1

The amounts set out in the Annex and related to expenditure incurred by the Member States’ accredited paying agencies and declared under the EAGF or the EAFRD shall be excluded from Union financing.

Article 2

This Decision is addressed to the Kingdom of Belgium, the Czech Republic, the Federal Republic of Germany, the Republic of Estonia, the Hellenic Republic, the Kingdom of Spain, the French Republic, the Republic of Croatia, the Italian Republic, the Republic of Lithuania, Hungary, the Republic of Austria, the Portuguese Republic, Romania and the Republic of Slovenia.

Done at Brussels, 17 November 2021.

For the Commission

Janusz WOJCIECHOWSKI

Member of the Commission

---

(1)  OJ L 347, 20.12.2013, p. 549.

1

(2)  Ares(2021)6573344.

2

---

ANNEX

Decision: 67

Budget Item: 6200

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| AT | Voluntary Coupled Support | 2018 | Measure 01. One-off. CY 2017 | ONE OFF | | EUR | - 148 672,12 | 0,00 | - 148 672,12 |
| | Voluntary Coupled Support | 2019 | Measure 01. One-off. CY 2018 | ONE OFF | | EUR | - 140 535,46 | 0,00 | - 140 535,46 |
| | Voluntary Coupled Support | 2018 | Measure 02. One-off. CY 2017 | ONE OFF | | EUR | - 105 859,49 | 0,00 | - 105 859,49 |
| | Voluntary Coupled Support | 2019 | Measure 02. One-off. CY 2018 | ONE OFF | | EUR | -96 428,32 | 0,00 | -96 428,32 |
| | Voluntary Coupled Support | 2018 | Measure 03. One-off. CY2017 | ONE OFF | | EUR | -6 546,18 | 0,00 | -6 546,18 |
| | Voluntary Coupled Support | 2018 | Measure 04. One-off. CY2017 | ONE OFF | | EUR | - 547,84 | 0,00 | - 547,84 |
| | Voluntary Coupled Support | 2020 | Measures 01 and 02. One-off. CY 2019. Upload | ONE OFF | | EUR | - 240 525,66 | 0,00 | - 240 525,66 |
| | Voluntary Coupled Support | 2018 | Measures 03 and 04. FR 5%. CY2017 | FLAT RATE | 5,00 % | EUR | -32 490,49 | 0,00 | -32 490,49 |
| | Voluntary Coupled Support | 2019 | Measures 03 and 04. FR 5%. CY2018 | FLAT RATE | 5,00 % | EUR | -33 713,03 | 0,00 | -33 713,03 |
| | Voluntary Coupled Support | 2020 | Measures 03 and 04. FR 5%. CY2019. Upload | FLAT RATE | 5,00 % | EUR | -33 800,06 | 0,00 | -33 800,06 |
| | Voluntary Coupled Support | 2021 | Measures 03 and 04. FR 5%. CY2020. Upload | FLAT RATE | 5,00 % | EUR | -33 162,69 | 0,00 | -33 162,69 |
| | | | | | Total AT: | EUR | - 872 281,34 | 0,00 | - 872 281,34 |
| BE | Promotion Measures | 2020 | FY2020 for VLAM 2016/15, VLAM 2016/16 and VLAM 2016/18.
  Selection of implementing bodies (eligibility). | ONE OFF | | EUR | -27 549,36 | 0,00 | -27 549,36 |
| | Voluntary Coupled Support | 2018 | M01. KC1.1 and 1.3 - Oneoff - CY2017 | ONE OFF | | EUR | - 800 789,64 | 0,00 | - 800 789,64 |
| | Voluntary Coupled Support | 2019 | M01. KC1.1 - Oneoff - CY2018 | ONE OFF | | EUR | - 921 976,67 | 0,00 | - 921 976,67 |
| | Voluntary Coupled Support | 2018 | M01-M02-M03. KC 1.1.1 and 1.2.2 - Flat rate 5%on5% - CY2017-CY2018 | FLAT RATE | 5,00 % | EUR | - 140 923,03 | 0,00 | - 140 923,03 |
| | Voluntary Coupled Support | 2019 | M01-M02-M03. KC 1.1.1 and 1.2.2 - Flat rate 5%on5% - CY2017-CY2018 | FLAT RATE | 5,00 % | EUR | - 139 353,41 | 0,00 | - 139 353,41 |
| | Voluntary Coupled Support | 2020 | M01-M02-M03. KC1.2.2 - Flat rate 5%on5% - CY2019 | FLAT RATE | 5,00 % | EUR | - 138 701,45 | 0,00 | - 138 701,45 |
| | Voluntary Coupled Support | 2018 | M02. KC1.1 - Oneoff - CY2017 | ONE OFF | | EUR | -36 040,37 | 0,00 | -36 040,37 |
| | Voluntary Coupled Support | 2019 | M02. KC1.1 - Oneoff - CY2018 | ONE OFF | | EUR | -43 234,37 | 0,00 | -43 234,37 |
| | Voluntary Coupled Support | 2018 | M03. KC1.1 and 1.3 - Oneoff - CY2017 | ONE OFF | | EUR | -44 201,42 | 0,00 | -44 201,42 |
| | Voluntary Coupled Support | 2019 | M03. KC1.1-Oneoff-CY2018 | ONE OFF | | EUR | -47 210,27 | 0,00 | -47 210,27 |
| | Voluntary Coupled Support | 2018 | M04. All KCs - Flat rate 10% - CY2017-CY2018 | FLAT RATE | 10,00 % | EUR | -57 569,28 | 0,00 | -57 569,28 |
| | Voluntary Coupled Support | 2019 | M04. All KCs - Flat rate 10% - CY2017-CY2018 | FLAT RATE | 10,00 % | EUR | -58 496,64 | 0,00 | -58 496,64 |
| | Voluntary Coupled Support | 2020 | M04. All KCs - Flat rate 10% - CY2019 | FLAT RATE | 10,00 % | EUR | -57 896,04 | 0,00 | -57 896,04 |
| | Clearance of Accounts - Financial Clearance | 2019 | Non respect des procédures de marché public pour les programmes sociaux (lait et F&V) | ONE OFF | | EUR | - 279 096,07 | 0,00 | - 279 096,07 |
| | Promotion Measures | 2018 | Processed Potatoes and European Poultry VLAM 2016/15
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -17 142,57 | 0,00 | -17 142,57 |
| | Promotion Measures | 2019 | Processed Potatoes and European Poultry VLAM 2016/15
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -15 640,59 | 0,00 | -15 640,59 |
| | Clearance of Accounts - Financial Clearance | 2019 | Programme pour les écoles, non respect des délais de paiement | ONE OFF | | EUR | - 150 308,82 | 0,00 | - 150 308,82 |
| | Promotion Measures | 2017 | Taste Of Europe_Brazil VLAM 2016/16
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -3 461,05 | 0,00 | -3 461,05 |
| | Promotion Measures | 2018 | Taste Of Europe_Brazil VLAM 2016/16
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -5 456,97 | 0,00 | -5 456,97 |
| | Promotion Measures | 2019 | Taste Of Europe_Brazil VLAM 2016/16
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -9 480,10 | 0,00 | -9 480,10 |
| | Promotion Measures | 2017 | Taste of Europe_Canada VLAM 2016/18
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -4 597,61 | 0,00 | -4 597,61 |
| | Promotion Measures | 2018 | Taste of Europe_Canada VLAM 2016/18
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -9 597,73 | 0,00 | -9 597,73 |
| | Promotion Measures | 2019 | Taste of Europe_Canada VLAM 2016/18
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -10 116,22 | 0,00 | -10 116,22 |
| | Promotion Measures | 2017 | Taste Of Europe_India VLAM 2016/17
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -3 923,58 | 0,00 | -3 923,58 |
| | Promotion Measures | 2018 | Taste Of Europe_India VLAM 2016/17
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -4 048,52 | 0,00 | -4 048,52 |
| | Promotion Measures | 2019 | Taste Of Europe_India VLAM 2016/17
  Selection of implementing bodies (eligibility) | ONE OFF | | EUR | -1 005,18 | 0,00 | -1 005,18 |
| | | | | | Total BE: | EUR | -3 027 816,96 | 0,00 | -3 027 816,96 |
| CZ | Decoupled Direct Aids | 2016 | Active farmer 2015-2017 SAPS | FLAT RATE | 5,00 % | EUR | -2 251 440,51 | -5 645,44 | -2 245 795,07 |
| | Decoupled Direct Aids | 2017 | Active farmer 2015-2017 SAPS | FLAT RATE | 5,00 % | EUR | -2 251 007,60 | -6 312,60 | -2 244 695,00 |
| | Decoupled Direct Aids | 2018 | Active farmer 2015-2017 SAPS | FLAT RATE | 5,00 % | EUR | -2 246 387,17 | 0,00 | -2 246 387,17 |
| | Voluntary Coupled Support | 2016 | Active farmer 2015-2017 VCS | FLAT RATE | 5,00 % | EUR | - 615 232,86 | - 445,61 | - 614 787,25 |
| | Voluntary Coupled Support | 2017 | Active farmer 2015-2017 VCS | FLAT RATE | 5,00 % | EUR | -1 811,76 | 0,00 | -1 811,76 |
| | Reimbursement of direct aids in relation to financial discipline | 2017 | All weaknesses 2015-2017 | FLAT RATE | 2,00 % | EUR | - 220 820,29 | 0,00 | - 220 820,29 |
| | Reimbursement of direct aids in relation to financial discipline | 2018 | All weaknesses 2015-2017 | FLAT RATE | 2,00 % | EUR | - 215 209,82 | 0,00 | - 215 209,82 |
| | Reimbursement of direct aids in relation to financial discipline | 2019 | All weaknesses 2015-2017 | FLAT RATE | 2,00 % | EUR | - 218 667,84 | 0,00 | - 218 667,84 |
| | Decoupled Direct Aids | 2016 | Artificial conditions SAPS 2015 | FLAT RATE | 5,00 % | EUR | - 164 449,24 | - 513,12 | - 163 936,12 |
| | Decoupled Direct Aids | 2017 | Artificial conditions SAPS 2016 | FLAT RATE | 5,00 % | EUR | - 166 906,58 | - 582,23 | - 166 324,35 |
| | Decoupled Direct Aids | 2018 | Artificial conditions SAPS 2017 | FLAT RATE | 5,00 % | EUR | - 186 108,22 | -28 689,78 | - 157 418,44 |
| | Decoupled Direct Aids | 2016 | Greening - PG determination 2015-2017 & all other findings affecting greening population | FLAT RATE | 2,00 % | EUR | -4 939 856,04 | 0,00 | -4 939 856,04 |
| | Decoupled Direct Aids | 2017 | Greening - PG determination 2015-2017 & all other findings affecting greening population | FLAT RATE | 2,00 % | EUR | -4 998 868,96 | 0,00 | -4 998 868,96 |
| | Decoupled Direct Aids | 2018 | Greening - PG determination 2015-2017 & all other findings affecting greening population | FLAT RATE | 2,00 % | EUR | -4 960 352,47 | 0,00 | -4 960 352,47 |
| | Decoupled Direct Aids | 2019 | Greening - PG determination 2015-2017 & all other findings affecting greening population | FLAT RATE | 2,00 % | EUR | -24 707,00 | 0,00 | -24 707,00 |
| | Decoupled Direct Aids | 2016 | Late lodging SAPS 2015-2017 | ONE OFF | | EUR | - 310 744,86 | - 779,19 | - 309 965,67 |
| | Decoupled Direct Aids | 2017 | Late lodging SAPS 2015-2017 | ONE OFF | | EUR | - 310 685,11 | - 869,69 | - 309 815,42 |
| | Decoupled Direct Aids | 2018 | Late lodging SAPS 2015-2017 | ONE OFF | | EUR | - 291 151,42 | 0,00 | - 291 151,42 |
| | Decoupled Direct Aids | 2019 | Late lodging SAPS 2015-2017 | ONE OFF | | EUR | 0,00 | 0,00 | 0,00 |
| | Decoupled Direct Aids | 2018 | OTSC insufficient number SAPS 2017 (Yellow card) | ONE OFF | | EUR | -18 808,71 | 0,00 | -18 808,71 |
| | Decoupled Direct Aids | 2019 | OTSC insufficient number SAPS 2017 (Yellow card) | ONE OFF | | EUR | -24,53 | 0,00 | -24,53 |
| | Decoupled Direct Aids | 2016 | Recoveries SAPS 2015-2017 | ESTIMATED BY AMOUNT | | EUR | -5 970 817,09 | -14 971,71 | -5 955 845,38 |
| | Decoupled Direct Aids | 2017 | Recoveries SAPS 2015-2017 | ESTIMATED BY AMOUNT | | EUR | -5 969 669,02 | -16 710,64 | -5 952 958,38 |
| | Decoupled Direct Aids | 2018 | Recoveries SAPS 2015-2017 | ESTIMATED BY AMOUNT | | EUR | -5 938 606,93 | 0,00 | -5 938 606,93 |
| | Decoupled Direct Aids | 2019 | Recoveries SAPS 2015-2017 | ESTIMATED BY AMOUNT | | EUR | -8 473,72 | 0,00 | -8 473,72 |
| | Decoupled Direct Aids | 2016 | YFS Artificial condition 2015-2017 & all other weaknesses | FLAT RATE | 2,00 % | EUR | -43 876,31 | 0,00 | -43 876,31 |
| | Decoupled Direct Aids | 2017 | YFS Artificial condition 2015-2017 & all other weaknesses | FLAT RATE | 2,00 % | EUR | -47 606,01 | 0,00 | -47 606,01 |
| | Decoupled Direct Aids | 2018 | YFS Artificial condition 2015-2017 & all other weaknesses | FLAT RATE | 2,00 % | EUR | -48 425,99 | 0,00 | -48 425,99 |
| | Decoupled Direct Aids | 2019 | YFS Artificial condition 2015-2017 & all other weaknesses | FLAT RATE | 2,00 % | EUR | - 147,18 | 0,00 | - 147,18 |
| | | | | | Total CZ: | EUR | -42 420 863,24 | -75 520,01 | -42 345 343,23 |
| DE | Clearance of Accounts - Financial Clearance | 2019 | EAFRD IACS and EAFRD Non-IACS - financial errors
  EAGF Non-IACS - known error
  EAGF - unexplained differences in reconciliation
  EAGF - unjustified payment entitlements | ONE OFF | | EUR | -26 952,10 | 0,00 | -26 952,10 |
| | Clearance of Accounts - Financial Clearance | 2019 | EAGF Non-IACS - projected incompliance rate | ESTIMATED BY AMOUNT | | EUR | - 528 153,92 | 0,00 | - 528 153,92 |
| | | | | | Total DE: | EUR | - 555 106,02 | 0,00 | - 555 106,02 |
| EE | Voluntary Coupled Support | 2019 | Animal replacement and late notification – CY 2018 | ONE OFF | | EUR | - 231 180,98 | 0,00 | - 231 180,98 |
| | Voluntary Coupled Support | 2019 | Animal replacement and late notification – CY 2019 | ONE OFF | | EUR | - 197 711,03 | 0,00 | - 197 711,03 |
| | Voluntary Coupled Support | 2018 | Animal replacement – CY 2017 | ONE OFF | | EUR | - 207 088,41 | 0,00 | - 207 088,41 |
| | | | | | Total EE: | EUR | - 635 980,42 | 0,00 | - 635 980,42 |
| ES | Clearance of Accounts - Financial Clearance | 2019 | Financial clearance FY2019 - Errors in EAGF and EAFRD | ONE OFF | | EUR | -9 374,90 | 0,00 | -9 374,90 |
| | Clearance of Accounts - Financial Clearance | 2019 | Financial errors in EAGF and EAFRD | ONE OFF | | EUR | -12 378,41 | 0,00 | -12 378,41 |
| | Wine - Promotion in third countries | 2017 | Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in CCAA Valencia | FLAT RATE | 5,00 % | EUR | - 123 779,85 | 0,00 | - 123 779,85 |
| | Wine - Promotion in third countries | 2018 | Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in CCAA Valencia | FLAT RATE | 5,00 % | EUR | - 116 347,25 | 0,00 | - 116 347,25 |
| | Wine - Promotion in third countries | 2019 | Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in CCAA Valencia | FLAT RATE | 5,00 % | EUR | - 129 768,51 | 0,00 | - 129 768,51 |
| | Wine - Promotion in third countries | 2020 | Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in Valencia | FLAT RATE | 5,00 % | EUR | -30 237,64 | 0,00 | -30 237,64 |
| | Wine - Promotion in third countries | 2018 | Promotion in third countries - overpayment of expenditure - ineligible expenditure related to the audit certificates in FY 2018 for 5 CCAA | ONE OFF | | EUR | -29 374,50 | 0,00 | -29 374,50 |
| | Wine - Restructuring and conversion of vineyards | 2020 | Restructuring - deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020 | FLAT RATE | 3,00 % | EUR | -4 304,88 | 0,00 | -4 304,88 |
| | Wine - Restructuring and conversion of vineyards | 2017 | Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020 | FLAT RATE | 3,00 % | EUR | -93 006,88 | 0,00 | -93 006,88 |
| | Wine - Restructuring and conversion of vineyards | 2018 | Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020 | FLAT RATE | 3,00 % | EUR | -73 157,76 | 0,00 | -73 157,76 |
| | Wine - Restructuring and conversion of vineyards | 2019 | Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020 | FLAT RATE | 3,00 % | EUR | -36 705,28 | 0,00 | -36 705,28 |
| | Wine - Restructuring and conversion of vineyards | 2020 | Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020 | FLAT RATE | 3,00 % | EUR | -21 946,09 | 0,00 | -21 946,09 |
| | Wine - Restructuring and conversion of vineyards | 2017 | Restructuring - deficiencies in the methodology for the calculation of the unit cost for in-kind contribution and its implementation in CCAA Valencia in FY2017-FY2018 | ONE OFF | | EUR | - 268 155,85 | 0,00 | - 268 155,85 |
| | Wine - Restructuring and conversion of vineyards | 2018 | Restructuring - deficiencies in the methodology for the calculation of the unit cost for in-kind contribution and its implementation in CCAA Valencia in FY2017-FY2018 | ONE OFF | | EUR | - 354 284,88 | 0,00 | - 354 284,88 |
| | | | | | Total ES: | EUR | -1 302 822,68 | 0,00 | -1 302 822,68 |
| FR | Clearance of Accounts - Financial Clearance | 2018 | Créances | ONE OFF | | EUR | -4 981,39 | 0,00 | -4 981,39 |
| | Clearance of Accounts - Financial Clearance | 2018 | FEAGA erreur connue | ONE OFF | | EUR | - 262,04 | 0,00 | - 262,04 |
| | | | | | Total FR: | EUR | -5 243,43 | 0,00 | -5 243,43 |
| GR | Voluntary Coupled Support | 2017 | Administrative checks, including cross-checks, to establish the eligibility of the aid– bovine sector | ONE OFF | | EUR | - 588 722,93 | 0,00 | - 588 722,93 |
| | Voluntary Coupled Support | 2018 | Administrative checks, including cross-checks, to establish the eligibility of the aid– bovine sector | ONE OFF | | EUR | -2 122,56 | 0,00 | -2 122,56 |
| | Voluntary Coupled Support | 2017 | Checks on the correctness of the calculation of the aid including application of administrative penalties - identification/sanctioning of late notifications in the bovine database | ONE OFF | | EUR | - 163 006,50 | 0,00 | - 163 006,50 |
| | Voluntary Coupled Support | 2018 | Checks on the correctness of the calculation of the aid including application of administrative penalties - identification/sanctioning of late notifications in the bovine database | ONE OFF | | EUR | - 217 026,50 | 0,00 | - 217 026,50 |
| | Other Direct Aid - POSEI (2014+) | 2018 | Penalties following administrative and on-the-spot checks - FY 2018 | ONE OFF | | EUR | -13 461,22 | 0,00 | -13 461,22 |
| | Other Direct Aid - POSEI (2014+) | 2019 | Penalties following administrative and on-the-spot checks - FY 2019 | ONE OFF | | EUR | -30 338,96 | 0,00 | -30 338,96 |
| | Other Direct Aid - POSEI (2014+) | 2020 | Penalties following administrative and on-the-spot checks - FY 2020 | ONE OFF | | EUR | -24 873,20 | 0,00 | -24 873,20 |
| | Voluntary Coupled Support | 2017 | Performance of on-the-spot checks in the number required- minimum control rate not achieved | ONE OFF | | EUR | -1 116,66 | 0,00 | -1 116,66 |
| | Olive Oil - Work programmes of operators' organisations | 2018 | Severe deficiencies in the operation of the key control "Appropriate performance of the administrative checks to establish the eligibility of work programmes and the aid applications". | FLAT RATE | 10,00 % | EUR | - 589 465,15 | 0,00 | - 589 465,15 |
| | | | | | Total GR: | EUR | -1 630 133,68 | 0,00 | -1 630 133,68 |
| HR | Decoupled Direct Aids | 2019 | BPS - Calculated error following the deficiencies identified by the Certification Body | ONE OFF | | EUR | -37 355,27 | 0,00 | -37 355,27 |
| | EU School Scheme | 2018 | Fruit and Vegetable School schemes - flat rate correction on part of the FY2018 population | FLAT RATE | 10,00 % | EUR | -56 033,61 | 0,00 | -56 033,61 |
| | EU School Scheme | 2019 | Fruit and Vegetable School schemes - key control severe deficiency | FLAT RATE | 10,00 % | EUR | - 172 061,23 | 0,00 | - 172 061,23 |
| | EU School Scheme | 2020 | Fruit and Vegetable School schemes - key control severe deficiency | FLAT RATE | 10,00 % | EUR | - 151 344,08 | 0,00 | - 151 344,08 |
| | Fruit and Vegetables - Exceptional support measures | 2017 | Fruit & Vegetable Exceptional support measures – Checks to establish the access to the aid claimed | ONE OFF | | EUR | -27 785,92 | 0,00 | -27 785,92 |
| | Fruit and Vegetables - Exceptional support measures | 2018 | Fruit & Vegetable Exceptional support measures – Checks to establish the access to the aid claimed | ONE OFF | | EUR | - 199 630,41 | 0,00 | - 199 630,41 |
| | Decoupled Direct Aids | 2019 | Greening - error calculated following the deficiencies identified by the CB | ONE OFF | | EUR | -11 009,88 | 0,00 | -11 009,88 |
| | EU School Scheme | 2019 | Milk School Schemes - calculated error | ONE OFF | | EUR | -4 574,64 | 0,00 | -4 574,64 |
| | EU School Scheme | 2020 | Milk School Schemes - calculated error | ONE OFF | | EUR | - 672,64 | 0,00 | - 672,64 |
| | Voluntary coupled support | 2019 | Voluntary Coupled Support - error calculated following the deficiencies identified by the CB | ONE OFF | | EUR | -2 770,25 | 0,00 | -2 770,25 |
| | Wine - Investment | 2017 | Wine Investment – eligibility of the preparatory costs | ONE OFF | | EUR | -16 141,87 | 0,00 | -16 141,87 |
| | Wine - Investment | 2018 | Wine Investment – eligibility of the preparatory costs | ONE OFF | | EUR | -13 830,09 | 0,00 | -13 830,09 |
| | Decoupled Direct Aids | 2019 | Young Farmer Schemes -error calculated following the deficiencies identified by the CB | ONE OFF | | EUR | - 109,49 | 0,00 | - 109,49 |
| | | | | | Total HR: | EUR | - 693 319,38 | 0,00 | - 693 319,38 |
| HU | Fruit and Vegetables - Operational programmes incl withdrawals | 2016 | Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2016 to FY2018 | FLAT RATE | 5,00 % | EUR | - 100 894,28 | 0,00 | - 100 894,28 |
| | Fruit and Vegetables - Operational programmes incl withdrawals | 2017 | Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2016 to FY2018 | FLAT RATE | 5,00 % | EUR | - 198 303,49 | -5,59 | - 198 297,90 |
| | Fruit and Vegetables - Operational programmes incl withdrawals | 2018 | Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2016 to FY2018 | FLAT RATE | 5,00 % | EUR | - 211 811,13 | 0,00 | - 211 811,13 |
| | Fruit and Vegetables - Operational programmes incl withdrawals | 2019 | Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2019 | FLAT RATE | 5,00 % | EUR | - 267 765,50 | 0,00 | - 267 765,50 |
| | | | | | Total HU: | EUR | - 778 774,40 | -5,59 | - 778 768,81 |
| IT | Clearance of Accounts - Financial Clearance | 2018 | Financial errors in substantive testing - EAGF Non IACS | ONE OFF | | EUR | -36 841,08 | 0,00 | -36 841,08 |
| | Clearance of Accounts - Financial Clearance | 2018 | Irregularities cancelled and charged to the EAGF | ONE OFF | | EUR | - 305 111,11 | 0,00 | - 305 111,11 |
| | | | | | Total IT: | EUR | - 341 952,19 | 0,00 | - 341 952,19 |
| PT | Other Direct Aid - POSEI (2014+) | 2017 | Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2017 | FLAT RATE | 10,00 % | EUR | -38 688,60 | - 773,76 | -37 914,84 |
| | Other Direct Aid - POSEI (2014+) | 2018 | Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2018 | FLAT RATE | 10,00 % | EUR | - 488 404,07 | 0,00 | - 488 404,07 |
| | Other Direct Aid - POSEI (2014+) | 2019 | Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2019 | FLAT RATE | 10,00 % | EUR | - 415 352,42 | 0,00 | - 415 352,42 |
| | Other Direct Aid - POSEI (2014+) | 2020 | Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2020 | FLAT RATE | 10,00 % | EUR | - 401 640,11 | 0,00 | - 401 640,11 |
| | | | | | Total PT: | EUR | -1 344 085,20 | - 773,76 | -1 343 311,44 |
| RO | Decoupled Direct Aids | 2018 | All weaknesesses combined | FLAT RATE | 5,00 % | EUR | -76 550 223,95 | -25 760,36 | -76 524 463,59 |
| | Decoupled Direct Aids | 2019 | All weaknesesses combined | FLAT RATE | 5,00 % | EUR | -80 582 556,68 | 0,00 | -80 582 556,68 |
| | Voluntary Coupled Support | 2018 | All weaknesses combined VCS 2017-2018 | FLAT RATE | 5,00 % | EUR | -3 757 811,89 | -73 980,35 | -3 683 831,54 |
| | Voluntary Coupled Support | 2019 | All weaknesses combined VCS 2017-2018 | FLAT RATE | 5,00 % | EUR | -3 702 774,72 | 0,00 | -3 702 774,72 |
| | Clearance of Accounts - Financial Clearance | 2019 | PIR EAGF NON IACS | ESTIMATED BY AMOUNT | | EUR | - 636 890,69 | 0,00 | - 636 890,69 |
| | | | | | Total RO: | EUR | - 165 230 257,93 | -99 740,71 | - 165 130 517,22 |
| SI | Decoupled Direct Aids | 2017 | BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2015 & 2016 | ONE OFF | | EUR | -1 492 952,60 | -11,64 | -1 492 940,96 |
| | Decoupled Direct Aids | 2018 | BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2015 & 2016 | ONE OFF | | EUR | - 719,67 | 0,00 | - 719,67 |
| | Decoupled Direct Aids | 2019 | BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2015 & 2016 | ONE OFF | | EUR | - 291,33 | 0,00 | - 291,33 |
| | Decoupled Direct Aids | 2018 | BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2017 | ONE OFF | | EUR | - 871 960,53 | -3,18 | - 871 957,35 |
| | Decoupled Direct Aids | 2019 | BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2017 | ONE OFF | | EUR | -36,44 | 0,00 | -36,44 |
| | Decoupled Direct Aids | 2019 | BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2018 | ONE OFF | | EUR | - 771 009,02 | 0,00 | - 771 009,02 |
| | Decoupled Direct Aids | 2017 | Greening payment /Administrative checks on PEs when setting up the BPS
  Recovery of PEs
  Claim year 2015 & 2016 | ONE OFF | | EUR | - 843 450,46 | -6,72 | - 843 443,74 |
| | Decoupled Direct Aids | 2018 | Greening payment /Administrative checks on PEs when setting up the BPS
  Recovery of PEs
  Claim year 2015 & 2016 | ONE OFF | | EUR | - 389,30 | 0,00 | - 389,30 |
| | Decoupled Direct Aids | 2019 | Greening payment /Administrative checks on PEs when setting up the BPS
  Recovery of PEs
  Claim year 2015 & 2016 | ONE OFF | | EUR | - 152,97 | 0,00 | - 152,97 |
| | Decoupled Direct Aids | 2018 | Greening payment /Administrative checks on PEs when setting up the BPS
  Recovery of PEs
  Claim year 2017 | ONE OFF | | EUR | - 493 784,89 | -1,59 | - 493 783,30 |
| | Decoupled Direct Aids | 2019 | Greening payment /Administrative checks on PEs when setting up the BPS
  Recovery of PEs
  Claim year 2017 | ONE OFF | | EUR | -20,60 | 0,00 | -20,60 |
| | Decoupled Direct Aids | 2019 | Greening payment /Administrative checks on PEs when setting up the BPS
  Recovery of PEs
  Claim year 2018 | ONE OFF | | EUR | - 427 634,98 | 0,00 | - 427 634,98 |
| | Decoupled Direct Aids | 2017 | YFS /Administrative checks on PEs when setting up the BPS
  Recovery of PEs - NR
  Claim year 2016 | ONE OFF | | EUR | -31 761,42 | 0,00 | -31 761,42 |
| | Decoupled Direct Aids | 2018 | YFS /Administrative checks on PEs when setting up the BPS
  Recovery of PEs - NR
  Claim year 2017 | ONE OFF | | EUR | -30 395,57 | 0,00 | -30 395,57 |
| | Decoupled Direct Aids | 2019 | YFS /Administrative checks on PEs when setting up the BPS
  Recovery of PEs - NR
  Claim year 2018 | ONE OFF | | EUR | -9 776,00 | 0,00 | -9 776,00 |
| | | | | | Total SI: | EUR | -4 974 335,78 | -23,13 | -4 974 312,65 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

AT

Voluntary Coupled Support

2018

Measure 01. One-off. CY 2017

ONE OFF

EUR

- 148 672,12

0,00

- 148 672,12

Voluntary Coupled Support

2019

Measure 01. One-off. CY 2018

ONE OFF

EUR

- 140 535,46

0,00

- 140 535,46

Voluntary Coupled Support

2018

Measure 02. One-off. CY 2017

ONE OFF

EUR

- 105 859,49

0,00

- 105 859,49

Voluntary Coupled Support

2019

Measure 02. One-off. CY 2018

ONE OFF

EUR

-96 428,32

0,00

-96 428,32

Voluntary Coupled Support

2018

Measure 03. One-off. CY2017

ONE OFF

EUR

-6 546,18

0,00

-6 546,18

Voluntary Coupled Support

2018

Measure 04. One-off. CY2017

ONE OFF

EUR

- 547,84

0,00

- 547,84

Voluntary Coupled Support

2020

Measures 01 and 02. One-off. CY 2019. Upload

ONE OFF

EUR

- 240 525,66

0,00

- 240 525,66

Voluntary Coupled Support

2018

Measures 03 and 04. FR 5%. CY2017

FLAT RATE

5,00 %

EUR

-32 490,49

0,00

-32 490,49

Voluntary Coupled Support

2019

Measures 03 and 04. FR 5%. CY2018

FLAT RATE

5,00 %

EUR

-33 713,03

0,00

-33 713,03

Voluntary Coupled Support

2020

Measures 03 and 04. FR 5%. CY2019. Upload

FLAT RATE

5,00 %

EUR

-33 800,06

0,00

-33 800,06

Voluntary Coupled Support

2021

Measures 03 and 04. FR 5%. CY2020. Upload

FLAT RATE

5,00 %

EUR

-33 162,69

0,00

-33 162,69

Total AT:

EUR

- 872 281,34

0,00

- 872 281,34

BE

Promotion Measures

2020

FY2020 for VLAM 2016/15, VLAM 2016/16 and VLAM 2016/18.

Selection of implementing bodies (eligibility).

ONE OFF

EUR

-27 549,36

0,00

-27 549,36

Voluntary Coupled Support

2018

M01. KC1.1 and 1.3 - Oneoff - CY2017

ONE OFF

EUR

- 800 789,64

0,00

- 800 789,64

Voluntary Coupled Support

2019

M01. KC1.1 - Oneoff - CY2018

ONE OFF

EUR

- 921 976,67

0,00

- 921 976,67

Voluntary Coupled Support

2018

M01-M02-M03. KC 1.1.1 and 1.2.2 - Flat rate 5%on5% - CY2017-CY2018

FLAT RATE

5,00 %

EUR

- 140 923,03

0,00

- 140 923,03

Voluntary Coupled Support

2019

M01-M02-M03. KC 1.1.1 and 1.2.2 - Flat rate 5%on5% - CY2017-CY2018

FLAT RATE

5,00 %

EUR

- 139 353,41

0,00

- 139 353,41

Voluntary Coupled Support

2020

M01-M02-M03. KC1.2.2 - Flat rate 5%on5% - CY2019

FLAT RATE

5,00 %

EUR

- 138 701,45

0,00

- 138 701,45

Voluntary Coupled Support

2018

M02. KC1.1 - Oneoff - CY2017

ONE OFF

EUR

-36 040,37

0,00

-36 040,37

Voluntary Coupled Support

2019

M02. KC1.1 - Oneoff - CY2018

ONE OFF

EUR

-43 234,37

0,00

-43 234,37

Voluntary Coupled Support

2018

M03. KC1.1 and 1.3 - Oneoff - CY2017

ONE OFF

EUR

-44 201,42

0,00

-44 201,42

Voluntary Coupled Support

2019

M03. KC1.1-Oneoff-CY2018

ONE OFF

EUR

-47 210,27

0,00

-47 210,27

Voluntary Coupled Support

2018

M04. All KCs - Flat rate 10% - CY2017-CY2018

FLAT RATE

10,00 %

EUR

-57 569,28

0,00

-57 569,28

Voluntary Coupled Support

2019

M04. All KCs - Flat rate 10% - CY2017-CY2018

FLAT RATE

10,00 %

EUR

-58 496,64

0,00

-58 496,64

Voluntary Coupled Support

2020

M04. All KCs - Flat rate 10% - CY2019

FLAT RATE

10,00 %

EUR

-57 896,04

0,00

-57 896,04

Clearance of Accounts - Financial Clearance

2019

Non respect des procédures de marché public pour les programmes sociaux (lait et F&V)

ONE OFF

EUR

- 279 096,07

0,00

- 279 096,07

Promotion Measures

2018

Processed Potatoes and European Poultry VLAM 2016/15

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-17 142,57

0,00

-17 142,57

Promotion Measures

2019

Processed Potatoes and European Poultry VLAM 2016/15

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-15 640,59

0,00

-15 640,59

Clearance of Accounts - Financial Clearance

2019

Programme pour les écoles, non respect des délais de paiement

ONE OFF

EUR

- 150 308,82

0,00

- 150 308,82

Promotion Measures

2017

Taste Of Europe_Brazil VLAM 2016/16

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-3 461,05

0,00

-3 461,05

Promotion Measures

2018

Taste Of Europe_Brazil VLAM 2016/16

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-5 456,97

0,00

-5 456,97

Promotion Measures

2019

Taste Of Europe_Brazil VLAM 2016/16

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-9 480,10

0,00

-9 480,10

Promotion Measures

2017

Taste of Europe_Canada VLAM 2016/18

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-4 597,61

0,00

-4 597,61

Promotion Measures

2018

Taste of Europe_Canada VLAM 2016/18

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-9 597,73

0,00

-9 597,73

Promotion Measures

2019

Taste of Europe_Canada VLAM 2016/18

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-10 116,22

0,00

-10 116,22

Promotion Measures

2017

Taste Of Europe_India VLAM 2016/17

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-3 923,58

0,00

-3 923,58

Promotion Measures

2018

Taste Of Europe_India VLAM 2016/17

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-4 048,52

0,00

-4 048,52

Promotion Measures

2019

Taste Of Europe_India VLAM 2016/17

Selection of implementing bodies (eligibility)

ONE OFF

EUR

-1 005,18

0,00

-1 005,18

Total BE:

EUR

-3 027 816,96

0,00

-3 027 816,96

CZ

Decoupled Direct Aids

2016

Active farmer 2015-2017 SAPS

FLAT RATE

5,00 %

EUR

-2 251 440,51

-5 645,44

-2 245 795,07

Decoupled Direct Aids

2017

Active farmer 2015-2017 SAPS

FLAT RATE

5,00 %

EUR

-2 251 007,60

-6 312,60

-2 244 695,00

Decoupled Direct Aids

2018

Active farmer 2015-2017 SAPS

FLAT RATE

5,00 %

EUR

-2 246 387,17

0,00

-2 246 387,17

Voluntary Coupled Support

2016

Active farmer 2015-2017 VCS

FLAT RATE

5,00 %

EUR

- 615 232,86

- 445,61

- 614 787,25

Voluntary Coupled Support

2017

Active farmer 2015-2017 VCS

FLAT RATE

5,00 %

EUR

-1 811,76

0,00

-1 811,76

Reimbursement of direct aids in relation to financial discipline

2017

All weaknesses 2015-2017

FLAT RATE

2,00 %

EUR

- 220 820,29

0,00

- 220 820,29

Reimbursement of direct aids in relation to financial discipline

2018

All weaknesses 2015-2017

FLAT RATE

2,00 %

EUR

- 215 209,82

0,00

- 215 209,82

Reimbursement of direct aids in relation to financial discipline

2019

All weaknesses 2015-2017

FLAT RATE

2,00 %

EUR

- 218 667,84

0,00

- 218 667,84

Decoupled Direct Aids

2016

Artificial conditions SAPS 2015

FLAT RATE

5,00 %

EUR

- 164 449,24

- 513,12

- 163 936,12

Decoupled Direct Aids

2017

Artificial conditions SAPS 2016

FLAT RATE

5,00 %

EUR

- 166 906,58

- 582,23

- 166 324,35

Decoupled Direct Aids

2018

Artificial conditions SAPS 2017

FLAT RATE

5,00 %

EUR

- 186 108,22

-28 689,78

- 157 418,44

Decoupled Direct Aids

2016

Greening - PG determination 2015-2017 & all other findings affecting greening population

FLAT RATE

2,00 %

EUR

-4 939 856,04

0,00

-4 939 856,04

Decoupled Direct Aids

2017

Greening - PG determination 2015-2017 & all other findings affecting greening population

FLAT RATE

2,00 %

EUR

-4 998 868,96

0,00

-4 998 868,96

Decoupled Direct Aids

2018

Greening - PG determination 2015-2017 & all other findings affecting greening population

FLAT RATE

2,00 %

EUR

-4 960 352,47

0,00

-4 960 352,47

Decoupled Direct Aids

2019

Greening - PG determination 2015-2017 & all other findings affecting greening population

FLAT RATE

2,00 %

EUR

-24 707,00

0,00

-24 707,00

Decoupled Direct Aids

2016

Late lodging SAPS 2015-2017

ONE OFF

EUR

- 310 744,86

- 779,19

- 309 965,67

Decoupled Direct Aids

2017

Late lodging SAPS 2015-2017

ONE OFF

EUR

- 310 685,11

- 869,69

- 309 815,42

Decoupled Direct Aids

2018

Late lodging SAPS 2015-2017

ONE OFF

EUR

- 291 151,42

0,00

- 291 151,42

Decoupled Direct Aids

2019

Late lodging SAPS 2015-2017

ONE OFF

EUR

0,00

0,00

0,00

Decoupled Direct Aids

2018

OTSC insufficient number SAPS 2017 (Yellow card)

ONE OFF

EUR

-18 808,71

0,00

-18 808,71

Decoupled Direct Aids

2019

OTSC insufficient number SAPS 2017 (Yellow card)

ONE OFF

EUR

-24,53

0,00

-24,53

Decoupled Direct Aids

2016

Recoveries SAPS 2015-2017

ESTIMATED BY AMOUNT

EUR

-5 970 817,09

-14 971,71

-5 955 845,38

Decoupled Direct Aids

2017

Recoveries SAPS 2015-2017

ESTIMATED BY AMOUNT

EUR

-5 969 669,02

-16 710,64

-5 952 958,38

Decoupled Direct Aids

2018

Recoveries SAPS 2015-2017

ESTIMATED BY AMOUNT

EUR

-5 938 606,93

0,00

-5 938 606,93

Decoupled Direct Aids

2019

Recoveries SAPS 2015-2017

ESTIMATED BY AMOUNT

EUR

-8 473,72

0,00

-8 473,72

Decoupled Direct Aids

2016

YFS Artificial condition 2015-2017 & all other weaknesses

FLAT RATE

2,00 %

EUR

-43 876,31

0,00

-43 876,31

Decoupled Direct Aids

2017

YFS Artificial condition 2015-2017 & all other weaknesses

FLAT RATE

2,00 %

EUR

-47 606,01

0,00

-47 606,01

Decoupled Direct Aids

2018

YFS Artificial condition 2015-2017 & all other weaknesses

FLAT RATE

2,00 %

EUR

-48 425,99

0,00

-48 425,99

Decoupled Direct Aids

2019

YFS Artificial condition 2015-2017 & all other weaknesses

FLAT RATE

2,00 %

EUR

- 147,18

0,00

- 147,18

Total CZ:

EUR

-42 420 863,24

-75 520,01

-42 345 343,23

DE

Clearance of Accounts - Financial Clearance

2019

EAFRD IACS and EAFRD Non-IACS - financial errors

EAGF Non-IACS - known error

EAGF - unexplained differences in reconciliation

EAGF - unjustified payment entitlements

ONE OFF

EUR

-26 952,10

0,00

-26 952,10

Clearance of Accounts - Financial Clearance

2019

EAGF Non-IACS - projected incompliance rate

ESTIMATED BY AMOUNT

EUR

- 528 153,92

0,00

- 528 153,92

Total DE:

EUR

- 555 106,02

0,00

- 555 106,02

EE

Voluntary Coupled Support

2019

Animal replacement and late notification – CY 2018

ONE OFF

EUR

- 231 180,98

0,00

- 231 180,98

Voluntary Coupled Support

2019

Animal replacement and late notification – CY 2019

ONE OFF

EUR

- 197 711,03

0,00

- 197 711,03

Voluntary Coupled Support

2018

Animal replacement – CY 2017

ONE OFF

EUR

- 207 088,41

0,00

- 207 088,41

Total EE:

EUR

- 635 980,42

0,00

- 635 980,42

ES

Clearance of Accounts - Financial Clearance

2019

Financial clearance FY2019 - Errors in EAGF and EAFRD

ONE OFF

EUR

-9 374,90

0,00

-9 374,90

Clearance of Accounts - Financial Clearance

2019

Financial errors in EAGF and EAFRD

ONE OFF

EUR

-12 378,41

0,00

-12 378,41

Wine - Promotion in third countries

2017

Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in CCAA Valencia

FLAT RATE

5,00 %

EUR

- 123 779,85

0,00

- 123 779,85

Wine - Promotion in third countries

2018

Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in CCAA Valencia

FLAT RATE

5,00 %

EUR

- 116 347,25

0,00

- 116 347,25

Wine - Promotion in third countries

2019

Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in CCAA Valencia

FLAT RATE

5,00 %

EUR

- 129 768,51

0,00

- 129 768,51

Wine - Promotion in third countries

2020

Promotion in third countries - deficiencies in the administrative checks in FY2017-FY2020 in Valencia

FLAT RATE

5,00 %

EUR

-30 237,64

0,00

-30 237,64

Wine - Promotion in third countries

2018

Promotion in third countries - overpayment of expenditure - ineligible expenditure related to the audit certificates in FY 2018 for 5 CCAA

ONE OFF

EUR

-29 374,50

0,00

-29 374,50

Wine - Restructuring and conversion of vineyards

2020

Restructuring - deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020

FLAT RATE

3,00 %

EUR

-4 304,88

0,00

-4 304,88

Wine - Restructuring and conversion of vineyards

2017

Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020

FLAT RATE

3,00 %

EUR

-93 006,88

0,00

-93 006,88

Wine - Restructuring and conversion of vineyards

2018

Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020

FLAT RATE

3,00 %

EUR

-73 157,76

0,00

-73 157,76

Wine - Restructuring and conversion of vineyards

2019

Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020

FLAT RATE

3,00 %

EUR

-36 705,28

0,00

-36 705,28

Wine - Restructuring and conversion of vineyards

2020

Restructuring- deficiencies in methodology used for establishing the national maximum levels of support affecting whole Spain - FY2017-FY2020

FLAT RATE

3,00 %

EUR

-21 946,09

0,00

-21 946,09

Wine - Restructuring and conversion of vineyards

2017

Restructuring - deficiencies in the methodology for the calculation of the unit cost for in-kind contribution and its implementation in CCAA Valencia in FY2017-FY2018

ONE OFF

EUR

- 268 155,85

0,00

- 268 155,85

Wine - Restructuring and conversion of vineyards

2018

Restructuring - deficiencies in the methodology for the calculation of the unit cost for in-kind contribution and its implementation in CCAA Valencia in FY2017-FY2018

ONE OFF

EUR

- 354 284,88

0,00

- 354 284,88

Total ES:

EUR

-1 302 822,68

0,00

-1 302 822,68

FR

Clearance of Accounts - Financial Clearance

2018

Créances

ONE OFF

EUR

-4 981,39

0,00

-4 981,39

Clearance of Accounts - Financial Clearance

2018

FEAGA erreur connue

ONE OFF

EUR

- 262,04

0,00

- 262,04

Total FR:

EUR

-5 243,43

0,00

-5 243,43

GR

Voluntary Coupled Support

2017

Administrative checks, including cross-checks, to establish the eligibility of the aid– bovine sector

ONE OFF

EUR

- 588 722,93

0,00

- 588 722,93

Voluntary Coupled Support

2018

Administrative checks, including cross-checks, to establish the eligibility of the aid– bovine sector

ONE OFF

EUR

-2 122,56

0,00

-2 122,56

Voluntary Coupled Support

2017

Checks on the correctness of the calculation of the aid including application of administrative penalties - identification/sanctioning of late notifications in the bovine database

ONE OFF

EUR

- 163 006,50

0,00

- 163 006,50

Voluntary Coupled Support

2018

Checks on the correctness of the calculation of the aid including application of administrative penalties - identification/sanctioning of late notifications in the bovine database

ONE OFF

EUR

- 217 026,50

0,00

- 217 026,50

Other Direct Aid - POSEI (2014+)

2018

Penalties following administrative and on-the-spot checks - FY 2018

ONE OFF

EUR

-13 461,22

0,00

-13 461,22

Other Direct Aid - POSEI (2014+)

2019

Penalties following administrative and on-the-spot checks - FY 2019

ONE OFF

EUR

-30 338,96

0,00

-30 338,96

Other Direct Aid - POSEI (2014+)

2020

Penalties following administrative and on-the-spot checks - FY 2020

ONE OFF

EUR

-24 873,20

0,00

-24 873,20

Voluntary Coupled Support

2017

Performance of on-the-spot checks in the number required- minimum control rate not achieved

ONE OFF

EUR

-1 116,66

0,00

-1 116,66

Olive Oil - Work programmes of operators' organisations

2018

Severe deficiencies in the operation of the key control "Appropriate performance of the administrative checks to establish the eligibility of work programmes and the aid applications".

FLAT RATE

10,00 %

EUR

- 589 465,15

0,00

- 589 465,15

Total GR:

EUR

-1 630 133,68

0,00

-1 630 133,68

HR

Decoupled Direct Aids

2019

BPS - Calculated error following the deficiencies identified by the Certification Body

ONE OFF

EUR

-37 355,27

0,00

-37 355,27

EU School Scheme

2018

Fruit and Vegetable School schemes - flat rate correction on part of the FY2018 population

FLAT RATE

10,00 %

EUR

-56 033,61

0,00

-56 033,61

EU School Scheme

2019

Fruit and Vegetable School schemes - key control severe deficiency

FLAT RATE

10,00 %

EUR

- 172 061,23

0,00

- 172 061,23

EU School Scheme

2020

Fruit and Vegetable School schemes - key control severe deficiency

FLAT RATE

10,00 %

EUR

- 151 344,08

0,00

- 151 344,08

Fruit and Vegetables - Exceptional support measures

2017

Fruit & Vegetable Exceptional support measures – Checks to establish the access to the aid claimed

ONE OFF

EUR

-27 785,92

0,00

-27 785,92

Fruit and Vegetables - Exceptional support measures

2018

Fruit & Vegetable Exceptional support measures – Checks to establish the access to the aid claimed

ONE OFF

EUR

- 199 630,41

0,00

- 199 630,41

Decoupled Direct Aids

2019

Greening - error calculated following the deficiencies identified by the CB

ONE OFF

EUR

-11 009,88

0,00

-11 009,88

EU School Scheme

2019

Milk School Schemes - calculated error

ONE OFF

EUR

-4 574,64

0,00

-4 574,64

EU School Scheme

2020

Milk School Schemes - calculated error

ONE OFF

EUR

- 672,64

0,00

- 672,64

Voluntary coupled support

2019

Voluntary Coupled Support - error calculated following the deficiencies identified by the CB

ONE OFF

EUR

-2 770,25

0,00

-2 770,25

Wine - Investment

2017

Wine Investment – eligibility of the preparatory costs

ONE OFF

EUR

-16 141,87

0,00

-16 141,87

Wine - Investment

2018

Wine Investment – eligibility of the preparatory costs

ONE OFF

EUR

-13 830,09

0,00

-13 830,09

Decoupled Direct Aids

2019

Young Farmer Schemes -error calculated following the deficiencies identified by the CB

ONE OFF

EUR

- 109,49

0,00

- 109,49

Total HR:

EUR

- 693 319,38

0,00

- 693 319,38

HU

Fruit and Vegetables - Operational programmes incl withdrawals

2016

Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2016 to FY2018

FLAT RATE

5,00 %

EUR

- 100 894,28

0,00

- 100 894,28

Fruit and Vegetables - Operational programmes incl withdrawals

2017

Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2016 to FY2018

FLAT RATE

5,00 %

EUR

- 198 303,49

-5,59

- 198 297,90

Fruit and Vegetables - Operational programmes incl withdrawals

2018

Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2016 to FY2018

FLAT RATE

5,00 %

EUR

- 211 811,13

0,00

- 211 811,13

Fruit and Vegetables - Operational programmes incl withdrawals

2019

Deficiencies in the functioning of the key controls "Checks to establish the access to the aid claimed" and "Correct calculation of the aid including administrative reductions and penalties" affecting FY 2019

FLAT RATE

5,00 %

EUR

- 267 765,50

0,00

- 267 765,50

Total HU:

EUR

- 778 774,40

-5,59

- 778 768,81

IT

Clearance of Accounts - Financial Clearance

2018

Financial errors in substantive testing - EAGF Non IACS

ONE OFF

EUR

-36 841,08

0,00

-36 841,08

Clearance of Accounts - Financial Clearance

2018

Irregularities cancelled and charged to the EAGF

ONE OFF

EUR

- 305 111,11

0,00

- 305 111,11

Total IT:

EUR

- 341 952,19

0,00

- 341 952,19

PT

Other Direct Aid - POSEI (2014+)

2017

Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2017

FLAT RATE

10,00 %

EUR

-38 688,60

- 773,76

-37 914,84

Other Direct Aid - POSEI (2014+)

2018

Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2018

FLAT RATE

10,00 %

EUR

- 488 404,07

0,00

- 488 404,07

Other Direct Aid - POSEI (2014+)

2019

Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2019

FLAT RATE

10,00 %

EUR

- 415 352,42

0,00

- 415 352,42

Other Direct Aid - POSEI (2014+)

2020

Weakness in the exhaustive administrative checks to establish the access to the aid claimed : LPIS is not reliable FY2020

FLAT RATE

10,00 %

EUR

- 401 640,11

0,00

- 401 640,11

Total PT:

EUR

-1 344 085,20

- 773,76

-1 343 311,44

RO

Decoupled Direct Aids

2018

All weaknesesses combined

FLAT RATE

5,00 %

EUR

-76 550 223,95

-25 760,36

-76 524 463,59

Decoupled Direct Aids

2019

All weaknesesses combined

FLAT RATE

5,00 %

EUR

-80 582 556,68

0,00

-80 582 556,68

Voluntary Coupled Support

2018

All weaknesses combined VCS 2017-2018

FLAT RATE

5,00 %

EUR

-3 757 811,89

-73 980,35

-3 683 831,54

Voluntary Coupled Support

2019

All weaknesses combined VCS 2017-2018

FLAT RATE

5,00 %

EUR

-3 702 774,72

0,00

-3 702 774,72

Clearance of Accounts - Financial Clearance

2019

PIR EAGF NON IACS

ESTIMATED BY AMOUNT

EUR

- 636 890,69

0,00

- 636 890,69

Total RO:

EUR

- 165 230 257,93

-99 740,71

- 165 130 517,22

SI

Decoupled Direct Aids

2017

BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2015 & 2016

ONE OFF

EUR

-1 492 952,60

-11,64

-1 492 940,96

Decoupled Direct Aids

2018

BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2015 & 2016

ONE OFF

EUR

- 719,67

0,00

- 719,67

Decoupled Direct Aids

2019

BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2015 & 2016

ONE OFF

EUR

- 291,33

0,00

- 291,33

Decoupled Direct Aids

2018

BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2017

ONE OFF

EUR

- 871 960,53

-3,18

- 871 957,35

Decoupled Direct Aids

2019

BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2017

ONE OFF

EUR

-36,44

0,00

-36,44

Decoupled Direct Aids

2019

BPS/Administrative checks on PEs when setting up the BPS, Recovery of PE - CY 2018

ONE OFF

EUR

- 771 009,02

0,00

- 771 009,02

Decoupled Direct Aids

2017

Greening payment /Administrative checks on PEs when setting up the BPS

Recovery of PEs

Claim year 2015 & 2016

ONE OFF

EUR

- 843 450,46

-6,72

- 843 443,74

Decoupled Direct Aids

2018

Greening payment /Administrative checks on PEs when setting up the BPS

Recovery of PEs

Claim year 2015 & 2016

ONE OFF

EUR

- 389,30

0,00

- 389,30

Decoupled Direct Aids

2019

Greening payment /Administrative checks on PEs when setting up the BPS

Recovery of PEs

Claim year 2015 & 2016

ONE OFF

EUR

- 152,97

0,00

- 152,97

Decoupled Direct Aids

2018

Greening payment /Administrative checks on PEs when setting up the BPS

Recovery of PEs

Claim year 2017

ONE OFF

EUR

- 493 784,89

-1,59

- 493 783,30

Decoupled Direct Aids

2019

Greening payment /Administrative checks on PEs when setting up the BPS

Recovery of PEs

Claim year 2017

ONE OFF

EUR

-20,60

0,00

-20,60

Decoupled Direct Aids

2019

Greening payment /Administrative checks on PEs when setting up the BPS

Recovery of PEs

Claim year 2018

ONE OFF

EUR

- 427 634,98

0,00

- 427 634,98

Decoupled Direct Aids

2017

YFS /Administrative checks on PEs when setting up the BPS

Recovery of PEs - NR

Claim year 2016

ONE OFF

EUR

-31 761,42

0,00

-31 761,42

Decoupled Direct Aids

2018

YFS /Administrative checks on PEs when setting up the BPS

Recovery of PEs - NR

Claim year 2017

ONE OFF

EUR

-30 395,57

0,00

-30 395,57

Decoupled Direct Aids

2019

YFS /Administrative checks on PEs when setting up the BPS

Recovery of PEs - NR

Claim year 2018

ONE OFF

EUR

-9 776,00

0,00

-9 776,00

Total SI:

EUR

-4 974 335,78

-23,13

-4 974 312,65

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | - 223 812 972,65 | - 176 063,20 | - 223 636 909,45 |

Currency

Amount

Deductions

Financial Impact

EUR

- 223 812 972,65

- 176 063,20

- 223 636 909,45

Budget Item: 6201

| Member State | Measure | FY | Reason | Type | Correction % | Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| BE | Clearance of Accounts - Financial Clearance | 2019 | EAFRD IACS : known error for the measure "mating disruption in fruit crops" | ONE OFF | | EUR | -27 251,70 | 0,00 | -27 251,70 |
| | Clearance of Accounts - Financial Clearance | 2019 | EAFRD NON-IACS : projected incompliance rate | ONE OFF | | EUR | - 158 317,69 | 0,00 | - 158 317,69 |
| | Clearance of Accounts - Financial Clearance | 2019 | Feader Hors SIGC : correction forfaitaire de 5% sur les mesures investissement - évaluation du coût raisonnable | FLAT RATE | 5,00 % | EUR | - 603 594,87 | 0,00 | - 603 594,87 |
| | Clearance of Accounts - Financial Clearance | 2019 | Feader SIGC : erreur connue - mesure 10 | ONE OFF | | EUR | - 824,00 | 0,00 | - 824,00 |
| | Clearance of Accounts - Financial Clearance | 2019 | Mesure 6.4 - controle de la raisonnabilité des coûts insuffisant | FLAT RATE | 5,00 % | EUR | -2 084,92 | 0,00 | -2 084,92 |
| | Clearance of Accounts - Financial Clearance | 2019 | Taux de non-conformité | ESTIMATED BY AMOUNT | | EUR | - 134 698,47 | 0,00 | - 134 698,47 |
| | | | | | Total BE: | EUR | - 926 771,65 | 0,00 | - 926 771,65 |
| CZ | Rural Development EAFRD measures subject to IACS | 2016 | Active farmer EAFRD | FLAT RATE | 5,00 % | EUR | - 533 764,12 | 0,00 | - 533 764,12 |
| | Rural Development EAFRD measures subject to IACS | 2017 | Active farmer EAFRD | FLAT RATE | 5,00 % | EUR | - 596 040,96 | 43,59 | - 596 084,55 |
| | Rural Development EAFRD measures subject to IACS | 2018 | Active farmer EAFRD | FLAT RATE | 5,00 % | EUR | - 623 339,60 | 39,20 | - 623 378,80 |
| | | | | | Total CZ: | EUR | -1 753 144,68 | 82,79 | -1 753 227,47 |
| DE | Clearance of Accounts - Financial Clearance | 2019 | EAFRD 2007-2013 - unexplained difference in reconciliation | ONE OFF | | EUR | -15,15 | 0,00 | -15,15 |
| | Clearance of Accounts - Financial Clearance | 2019 | EAFRD 2013-2020 - unexplained difference in reconciliation | ONE OFF | | EUR | -2 052,96 | 0,00 | -2 052,96 |
| | Clearance of Accounts - Financial Clearance | 2019 | EAFRD IACS and EAFRD Non-IACS - financial errors
  EAGF Non-IACS - known error
  EAGF - unexplained differences in reconciliation
  EAGF - unjustified payment entitlements | ONE OFF | | EUR | -42 977,42 | 0,00 | -42 977,42 |
| | | | | | Total DE: | EUR | -45 045,53 | 0,00 | -45 045,53 |
| ES | Clearance of Accounts - Financial Clearance | 2018 | EAFRD – Deficiencies in key controls in Non-IACS
  in CB report for year 2019. | FLAT RATE | 5,00 % | EUR | -81 588,53 | 0,00 | -81 588,53 |
| | Clearance of Accounts - Financial Clearance | 2019 | EAFRD – Deficiencies in key controls in Non-IACS
  in CB report for year 2019. | FLAT RATE | 5,00 % | EUR | - 346 800,11 | 0,00 | - 346 800,11 |
| | Clearance of Accounts - Financial Clearance | 2019 | Enquiry CEB/2020/026/ES - CB findings | ESTIMATED BY AMOUNT | | EUR | - 101 680,00 | 0,00 | - 101 680,00 |
| | Clearance of Accounts - Financial Clearance | 2018 | Financial clearance FY2019 - Errors in EAGF and EAFRD | ONE OFF | | EUR | -1 105,85 | 0,00 | -1 105,85 |
| | Clearance of Accounts - Financial Clearance | 2019 | Financial errors in EAGF and EAFRD | ONE OFF | | EUR | -62 092,21 | 0,00 | -62 092,21 |
| | | | | | Total ES: | EUR | - 593 266,70 | 0,00 | - 593 266,70 |
| FR | Clearance of Accounts - Financial Clearance | 2018 | EPP dans FEADER HSIGC | ESTIMATED BY AMOUNT | | EUR | -13 880 021,16 | 0,00 | -13 880 021,16 |
| | Rural Development EAFRD measures subject to IACS | 2018 | EPP dans Feader SIGC | ESTIMATED BY AMOUNT | | EUR | - 193 978,19 | 0,00 | - 193 978,19 |
| | Rural Development EAFRD forestry measures | 2018 | Feader erreurs connues | ONE OFF | | EUR | -83 312,03 | 0,00 | -83 312,03 |
| | Rural Development EAFRD investment - private beneficiaries | 2018 | Feader erreurs connues | ONE OFF | | EUR | -5 471,21 | 0,00 | -5 471,21 |
| | Rural Development EAFRD investment - public beneficiaries | 2018 | Feader erreurs connues | ONE OFF | | EUR | -2 567,71 | 0,00 | -2 567,71 |
| | Rural Development EAFRD Knowledge and innovation | 2018 | Feader erreurs connues | ONE OFF | | EUR | -52 232,10 | 0,00 | -52 232,10 |
| | Rural Development EAFRD Leader | 2019 | RD1-2019-805-FR - Reference cost (cost reasonableness) FY2019 - M19.2 | ONE OFF | | EUR | -4 425,25 | 0,00 | -4 425,25 |
| | Rural Development EAFRD investment - private beneficiaries | 2019 | RD1-2019-805-FR - Reference cost (reasonableness of the cost) FY2019 - M4.2 | ONE OFF | | EUR | - 165 241,49 | 0,00 | - 165 241,49 |
| | Rural Development EAFRD investment - private beneficiaries | 2018 | RD1-2019-805-FR - Reference cost (reasonableness of the costs) FY2018 M4.2 | ONE OFF | | EUR | -11 126,83 | 0,00 | -11 126,83 |
| | | | | | Total FR: | EUR | -14 398 375,97 | 0,00 | -14 398 375,97 |
| HR | Rural Development EAFRD investment - private beneficiaries | 2017 | Deficiencies in the checks on the reasonableness of costs | FLAT RATE | 5,00 % | EUR | -1 377 659,97 | 0,00 | -1 377 659,97 |
| | Rural Development EAFRD investment - private beneficiaries | 2018 | Deficiencies in the checks on the reasonableness of costs | FLAT RATE | 5,00 % | EUR | -3 096 765,72 | 0,00 | -3 096 765,72 |
| | Rural Development EAFRD investment - private beneficiaries | 2019 | Deficiencies in the checks on the reasonableness of costs | FLAT RATE | 5,00 % | EUR | - 796 642,20 | 0,00 | - 796 642,20 |
| | Rural Development EAFRD investment - private beneficiaries | 2020 | Deficiencies in the checks on the reasonableness of costs | FLAT RATE | 5,00 % | EUR | -50 094,28 | 0,00 | -50 094,28 |
| | Clearance of Accounts - Financial Clearance | 2019 | Incompliance rate for the EAFRD IACS | ESTIMATED BY AMOUNT | | EUR | -1 484 730,84 | 0,00 | -1 484 730,84 |
| | | | | | Total HR: | EUR | -6 805 893,01 | 0,00 | -6 805 893,01 |
| IT | Clearance of Accounts - Financial Clearance | 2016 | LAR/2018/012/IT known errors on EAFRD population | ONE OFF | | EUR | -1 469 700,84 | 0,00 | -1 469 700,84 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - AGEA IT01 | ONE OFF | | EUR | -48 472,57 | -11 459,18 | -37 013,39 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - AGREA IT08 | ONE OFF | | EUR | -20 282,08 | 0,00 | -20 282,08 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - APPAG IT25 | ONE OFF | | EUR | -11 103,94 | 0,00 | -11 103,94 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - ARCEA IT26 | ONE OFF | | EUR | -5 024,30 | 0,00 | -5 024,30 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - ARPEA IT10 | ONE OFF | | EUR | -43 006,87 | 0,00 | -43 006,87 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - AVEPA IT05 | ONE OFF | | EUR | -21 661,98 | -67,56 | -21 594,42 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M10 - CY2017 - OPRLO IT23 | ONE OFF | | EUR | -17 522,23 | -20,55 | -17 501,68 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - AGEA IT01 | ONE OFF | | EUR | -69 117,37 | -22 919,09 | -46 198,28 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - AGREA IT08 | ONE OFF | | EUR | -17 872,04 | 0,00 | -17 872,04 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - APPAG IT25 | ONE OFF | | EUR | -13 944,62 | -16,19 | -13 928,43 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - ARCEA IT26 | ONE OFF | | EUR | -4 807,36 | 0,00 | -4 807,36 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - ARPEA IT10 | ONE OFF | | EUR | -5 869,23 | 0,00 | -5 869,23 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - ARTEA IT07 | ONE OFF | | EUR | -2,35 | 0,00 | -2,35 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - AVEPA IT05 | ONE OFF | | EUR | - 656,11 | -0,21 | - 655,90 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M11 - CY2017 - OPRLO IT23 | ONE OFF | | EUR | -5 581,78 | -38,81 | -5 542,97 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M12 - CY2017 - AGEA IT01 | ONE OFF | | EUR | -8 781,07 | -60,68 | -8 720,39 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M12 - CY2017 - ARPEA IT10 | ONE OFF | | EUR | -2,70 | 0,00 | -2,70 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - AGEA IT01 | ONE OFF | | EUR | -50 655,21 | -17 186,69 | -33 468,52 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - AGREA IT08 | ONE OFF | | EUR | -8 173,09 | -2,19 | -8 170,90 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - APPAG IT25 | ONE OFF | | EUR | -27 384,68 | -4,06 | -27 380,62 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - ARCEA IT26 | ONE OFF | | EUR | -3 666,41 | 0,00 | -3 666,41 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - ARPEA IT10 | ONE OFF | | EUR | -11 845,39 | 0,00 | -11 845,39 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - AVEPA IT05 | ONE OFF | | EUR | -7 347,20 | -0,66 | -7 346,54 |
| | Rural Development EAFRD measures subject to IACS | 2018 | MEA - the existence of a shift in LPIS - M13 - CY2017 - OPRLO IT23 | ONE OFF | | EUR | -10 040,80 | -45,74 | -9 995,06 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M15 - CY2017 - AGEA IT01 | ONE OFF | | EUR | -1 536,66 | 0,00 | -1 536,66 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - AGEA IT01 | ONE OFF | | EUR | -3 282,02 | -89,95 | -3 192,07 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - AGREA IT08 | ONE OFF | | EUR | -1 228,07 | 0,00 | -1 228,07 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - ARCEA IT26 | ONE OFF | | EUR | - 106,57 | 0,00 | - 106,57 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - ARPEA IT10 | ONE OFF | | EUR | -5,20 | 0,00 | -5,20 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - ARTEA IT07 | ONE OFF | | EUR | -2 004,05 | 0,00 | -2 004,05 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - AVEPA IT05 | ONE OFF | | EUR | -1 064,99 | 0,00 | -1 064,99 |
| | Rural Development EAFRD forestry measures | 2018 | MEA - the existence of a shift in LPIS - M8 - CY2017 - OPRLO IT23 | ONE OFF | | EUR | -5 997,96 | -0,11 | -5 997,85 |
| | | | | | Total IT: | EUR | -1 897 747,74 | -51 911,67 | -1 845 836,07 |
| LT | Rural Development EAFRD Measures with flat-rate support | 2018 | Key control - Eligibility criteria | FLAT RATE | 5,00 % | EUR | -51 849,38 | 0,00 | -51 849,38 |
| | Rural Development EAFRD Measures with flat-rate support | 2019 | Key control - Eligibility criteria | FLAT RATE | 5,00 % | EUR | - 335 396,39 | 0,00 | - 335 396,39 |
| | Rural Development EAFRD investment - private beneficiaries | 2017 | Key control - Reasonableness of costs | ONE OFF | | EUR | - 170 905,02 | 0,00 | - 170 905,02 |
| | Rural Development EAFRD investment - private beneficiaries | 2018 | Key control - Reasonableness of costs | ONE OFF | | EUR | -26 362,98 | 0,00 | -26 362,98 |
| | | | | | Total LT: | EUR | - 584 513,77 | 0,00 | - 584 513,77 |
| PT | Rural Development EAFRD Measures with flat-rate support | 2021 | Ineligible beneficiaries | ONE OFF | | EUR | -16 031,25 | 0,00 | -16 031,25 |
| | Rural Development EAFRD Measures with flat-rate support | 2016 | Ineligible beneficiaries | ONE OFF | | EUR | -17 718,75 | 0,00 | -17 718,75 |
| | Rural Development EAFRD Measures with flat-rate support | 2017 | Ineligible beneficiaries | ONE OFF | | EUR | -50 625,00 | 0,00 | -50 625,00 |
| | Rural Development EAFRD Measures with flat-rate support | 2018 | Ineligible beneficiaries | ONE OFF | | EUR | -28 687,50 | 0,00 | -28 687,50 |
| | Rural Development EAFRD Measures with flat-rate support | 2019 | Ineligible beneficiaries | ONE OFF | | EUR | -23 625,00 | 0,00 | -23 625,00 |
| | Rural Development EAFRD Leader | 2020 | ineligible expenditure | ONE OFF | | EUR | -3 740,00 | 0,00 | -3 740,00 |
| | Rural Development EAFRD Leader | 2018 | ineligible expenditure | ONE OFF | | EUR | -5 884,80 | 0,00 | -5 884,80 |
| | Rural Development EAFRD Leader | 2019 | ineligible expenditure | ONE OFF | | EUR | -10 361,93 | 0,00 | -10 361,93 |
| | Rural Development EAFRD Risk management | 2018 | Ineligible expenditure | ONE OFF | | EUR | -1 799,98 | 0,00 | -1 799,98 |
| | Rural Development EAFRD Risk management | 2019 | Ineligible expenditure | ONE OFF | | EUR | -3 198,72 | 0,00 | -3 198,72 |
| | Rural Development EAFRD investment - private beneficiaries | 2020 | Ineligible expenditure and increase of aid support rate | ONE OFF | | EUR | -18 159,77 | 0,00 | -18 159,77 |
| | Rural Development EAFRD investment - private beneficiaries | 2017 | Ineligible expenditure and increase of aid support rate | ONE OFF | | EUR | -24 447,02 | 0,00 | -24 447,02 |
| | Rural Development EAFRD investment - private beneficiaries | 2018 | Ineligible expenditure and increase of aid support rate | ONE OFF | | EUR | -90 201,04 | 0,00 | -90 201,04 |
| | Rural Development EAFRD investment - private beneficiaries | 2019 | Ineligible expenditure and increase of aid support rate | ONE OFF | | EUR | -76 139,49 | 0,00 | -76 139,49 |
| | | | | | Total PT: | EUR | - 370 620,25 | 0,00 | - 370 620,25 |
| RO | Rural Development EAFRD measures subject to IACS | 2018 | Weaknesses in LPIS | FLAT RATE | 2,00 % | EUR | -6 784 086,25 | -2 542,90 | -6 781 543,35 |
| | Rural Development EAFRD measures subject to IACS | 2019 | Weaknesses in LPIS | FLAT RATE | 2,00 % | EUR | -7 044 940,97 | 0,00 | -7 044 940,97 |
| | | | | | Total RO: | EUR | -13 829 027,22 | -2 542,90 | -13 826 484,32 |

Member State

Measure

FY

Reason

Type

Correction %

Currency

Amount

Deductions

Financial Impact

BE

Clearance of Accounts - Financial Clearance

2019

EAFRD IACS : known error for the measure "mating disruption in fruit crops"

ONE OFF

EUR

-27 251,70

0,00

-27 251,70

Clearance of Accounts - Financial Clearance

2019

EAFRD NON-IACS : projected incompliance rate

ONE OFF

EUR

- 158 317,69

0,00

- 158 317,69

Clearance of Accounts - Financial Clearance

2019

Feader Hors SIGC : correction forfaitaire de 5% sur les mesures investissement - évaluation du coût raisonnable

FLAT RATE

5,00 %

EUR

- 603 594,87

0,00

- 603 594,87

Clearance of Accounts - Financial Clearance

2019

Feader SIGC : erreur connue - mesure 10

ONE OFF

EUR

- 824,00

0,00

- 824,00

Clearance of Accounts - Financial Clearance

2019

Mesure 6.4 - controle de la raisonnabilité des coûts insuffisant

FLAT RATE

5,00 %

EUR

-2 084,92

0,00

-2 084,92

Clearance of Accounts - Financial Clearance

2019

Taux de non-conformité

ESTIMATED BY AMOUNT

EUR

- 134 698,47

0,00

- 134 698,47

Total BE:

EUR

- 926 771,65

0,00

- 926 771,65

CZ

Rural Development EAFRD measures subject to IACS

2016

Active farmer EAFRD

FLAT RATE

5,00 %

EUR

- 533 764,12

0,00

- 533 764,12

Rural Development EAFRD measures subject to IACS

2017

Active farmer EAFRD

FLAT RATE

5,00 %

EUR

- 596 040,96

43,59

- 596 084,55

Rural Development EAFRD measures subject to IACS

2018

Active farmer EAFRD

FLAT RATE

5,00 %

EUR

- 623 339,60

39,20

- 623 378,80

Total CZ:

EUR

-1 753 144,68

82,79

-1 753 227,47

DE

Clearance of Accounts - Financial Clearance

2019

EAFRD 2007-2013 - unexplained difference in reconciliation

ONE OFF

EUR

-15,15

0,00

-15,15

Clearance of Accounts - Financial Clearance

2019

EAFRD 2013-2020 - unexplained difference in reconciliation

ONE OFF

EUR

-2 052,96

0,00

-2 052,96

Clearance of Accounts - Financial Clearance

2019

EAFRD IACS and EAFRD Non-IACS - financial errors

EAGF Non-IACS - known error

EAGF - unexplained differences in reconciliation

EAGF - unjustified payment entitlements

ONE OFF

EUR

-42 977,42

0,00

-42 977,42

Total DE:

EUR

-45 045,53

0,00

-45 045,53

ES

Clearance of Accounts - Financial Clearance

2018

EAFRD – Deficiencies in key controls in Non-IACS

in CB report for year 2019.

FLAT RATE

5,00 %

EUR

-81 588,53

0,00

-81 588,53

Clearance of Accounts - Financial Clearance

2019

EAFRD – Deficiencies in key controls in Non-IACS

in CB report for year 2019.

FLAT RATE

5,00 %

EUR

- 346 800,11

0,00

- 346 800,11

Clearance of Accounts - Financial Clearance

2019

Enquiry CEB/2020/026/ES - CB findings

ESTIMATED BY AMOUNT

EUR

- 101 680,00

0,00

- 101 680,00

Clearance of Accounts - Financial Clearance

2018

Financial clearance FY2019 - Errors in EAGF and EAFRD

ONE OFF

EUR

-1 105,85

0,00

-1 105,85

Clearance of Accounts - Financial Clearance

2019

Financial errors in EAGF and EAFRD

ONE OFF

EUR

-62 092,21

0,00

-62 092,21

Total ES:

EUR

- 593 266,70

0,00

- 593 266,70

FR

Clearance of Accounts - Financial Clearance

2018

EPP dans FEADER HSIGC

ESTIMATED BY AMOUNT

EUR

-13 880 021,16

0,00

-13 880 021,16

Rural Development EAFRD measures subject to IACS

2018

EPP dans Feader SIGC

ESTIMATED BY AMOUNT

EUR

- 193 978,19

0,00

- 193 978,19

Rural Development EAFRD forestry measures

2018

Feader erreurs connues

ONE OFF

EUR

-83 312,03

0,00

-83 312,03

Rural Development EAFRD investment - private beneficiaries

2018

Feader erreurs connues

ONE OFF

EUR

-5 471,21

0,00

-5 471,21

Rural Development EAFRD investment - public beneficiaries

2018

Feader erreurs connues

ONE OFF

EUR

-2 567,71

0,00

-2 567,71

Rural Development EAFRD Knowledge and innovation

2018

Feader erreurs connues

ONE OFF

EUR

-52 232,10

0,00

-52 232,10

Rural Development EAFRD Leader

2019

RD1-2019-805-FR - Reference cost (cost reasonableness) FY2019 - M19.2

ONE OFF

EUR

-4 425,25

0,00

-4 425,25

Rural Development EAFRD investment - private beneficiaries

2019

RD1-2019-805-FR - Reference cost (reasonableness of the cost) FY2019 - M4.2

ONE OFF

EUR

- 165 241,49

0,00

- 165 241,49

Rural Development EAFRD investment - private beneficiaries

2018

RD1-2019-805-FR - Reference cost (reasonableness of the costs) FY2018 M4.2

ONE OFF

EUR

-11 126,83

0,00

-11 126,83

Total FR:

EUR

-14 398 375,97

0,00

-14 398 375,97

HR

Rural Development EAFRD investment - private beneficiaries

2017

Deficiencies in the checks on the reasonableness of costs

FLAT RATE

5,00 %

EUR

-1 377 659,97

0,00

-1 377 659,97

Rural Development EAFRD investment - private beneficiaries

2018

Deficiencies in the checks on the reasonableness of costs

FLAT RATE

5,00 %

EUR

-3 096 765,72

0,00

-3 096 765,72

Rural Development EAFRD investment - private beneficiaries

2019

Deficiencies in the checks on the reasonableness of costs

FLAT RATE

5,00 %

EUR

- 796 642,20

0,00

- 796 642,20

Rural Development EAFRD investment - private beneficiaries

2020

Deficiencies in the checks on the reasonableness of costs

FLAT RATE

5,00 %

EUR

-50 094,28

0,00

-50 094,28

Clearance of Accounts - Financial Clearance

2019

Incompliance rate for the EAFRD IACS

ESTIMATED BY AMOUNT

EUR

-1 484 730,84

0,00

-1 484 730,84

Total HR:

EUR

-6 805 893,01

0,00

-6 805 893,01

IT

Clearance of Accounts - Financial Clearance

2016

LAR/2018/012/IT known errors on EAFRD population

ONE OFF

EUR

-1 469 700,84

0,00

-1 469 700,84

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - AGEA IT01

ONE OFF

EUR

-48 472,57

-11 459,18

-37 013,39

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - AGREA IT08

ONE OFF

EUR

-20 282,08

0,00

-20 282,08

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - APPAG IT25

ONE OFF

EUR

-11 103,94

0,00

-11 103,94

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - ARCEA IT26

ONE OFF

EUR

-5 024,30

0,00

-5 024,30

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - ARPEA IT10

ONE OFF

EUR

-43 006,87

0,00

-43 006,87

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - AVEPA IT05

ONE OFF

EUR

-21 661,98

-67,56

-21 594,42

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M10 - CY2017 - OPRLO IT23

ONE OFF

EUR

-17 522,23

-20,55

-17 501,68

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - AGEA IT01

ONE OFF

EUR

-69 117,37

-22 919,09

-46 198,28

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - AGREA IT08

ONE OFF

EUR

-17 872,04

0,00

-17 872,04

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - APPAG IT25

ONE OFF

EUR

-13 944,62

-16,19

-13 928,43

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - ARCEA IT26

ONE OFF

EUR

-4 807,36

0,00

-4 807,36

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - ARPEA IT10

ONE OFF

EUR

-5 869,23

0,00

-5 869,23

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - ARTEA IT07

ONE OFF

EUR

-2,35

0,00

-2,35

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - AVEPA IT05

ONE OFF

EUR

- 656,11

-0,21

- 655,90

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M11 - CY2017 - OPRLO IT23

ONE OFF

EUR

-5 581,78

-38,81

-5 542,97

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M12 - CY2017 - AGEA IT01

ONE OFF

EUR

-8 781,07

-60,68

-8 720,39

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M12 - CY2017 - ARPEA IT10

ONE OFF

EUR

-2,70

0,00

-2,70

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - AGEA IT01

ONE OFF

EUR

-50 655,21

-17 186,69

-33 468,52

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - AGREA IT08

ONE OFF

EUR

-8 173,09

-2,19

-8 170,90

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - APPAG IT25

ONE OFF

EUR

-27 384,68

-4,06

-27 380,62

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - ARCEA IT26

ONE OFF

EUR

-3 666,41

0,00

-3 666,41

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - ARPEA IT10

ONE OFF

EUR

-11 845,39

0,00

-11 845,39

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - AVEPA IT05

ONE OFF

EUR

-7 347,20

-0,66

-7 346,54

Rural Development EAFRD measures subject to IACS

2018

MEA - the existence of a shift in LPIS - M13 - CY2017 - OPRLO IT23

ONE OFF

EUR

-10 040,80

-45,74

-9 995,06

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M15 - CY2017 - AGEA IT01

ONE OFF

EUR

-1 536,66

0,00

-1 536,66

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - AGEA IT01

ONE OFF

EUR

-3 282,02

-89,95

-3 192,07

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - AGREA IT08

ONE OFF

EUR

-1 228,07

0,00

-1 228,07

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - ARCEA IT26

ONE OFF

EUR

- 106,57

0,00

- 106,57

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - ARPEA IT10

ONE OFF

EUR

-5,20

0,00

-5,20

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - ARTEA IT07

ONE OFF

EUR

-2 004,05

0,00

-2 004,05

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - AVEPA IT05

ONE OFF

EUR

-1 064,99

0,00

-1 064,99

Rural Development EAFRD forestry measures

2018

MEA - the existence of a shift in LPIS - M8 - CY2017 - OPRLO IT23

ONE OFF

EUR

-5 997,96

-0,11

-5 997,85

Total IT:

EUR

-1 897 747,74

-51 911,67

-1 845 836,07

LT

Rural Development EAFRD Measures with flat-rate support

2018

Key control - Eligibility criteria

FLAT RATE

5,00 %

EUR

-51 849,38

0,00

-51 849,38

Rural Development EAFRD Measures with flat-rate support

2019

Key control - Eligibility criteria

FLAT RATE

5,00 %

EUR

- 335 396,39

0,00

- 335 396,39

Rural Development EAFRD investment - private beneficiaries

2017

Key control - Reasonableness of costs

ONE OFF

EUR

- 170 905,02

0,00

- 170 905,02

Rural Development EAFRD investment - private beneficiaries

2018

Key control - Reasonableness of costs

ONE OFF

EUR

-26 362,98

0,00

-26 362,98

Total LT:

EUR

- 584 513,77

0,00

- 584 513,77

PT

Rural Development EAFRD Measures with flat-rate support

2021

Ineligible beneficiaries

ONE OFF

EUR

-16 031,25

0,00

-16 031,25

Rural Development EAFRD Measures with flat-rate support

2016

Ineligible beneficiaries

ONE OFF

EUR

-17 718,75

0,00

-17 718,75

Rural Development EAFRD Measures with flat-rate support

2017

Ineligible beneficiaries

ONE OFF

EUR

-50 625,00

0,00

-50 625,00

Rural Development EAFRD Measures with flat-rate support

2018

Ineligible beneficiaries

ONE OFF

EUR

-28 687,50

0,00

-28 687,50

Rural Development EAFRD Measures with flat-rate support

2019

Ineligible beneficiaries

ONE OFF

EUR

-23 625,00

0,00

-23 625,00

Rural Development EAFRD Leader

2020

ineligible expenditure

ONE OFF

EUR

-3 740,00

0,00

-3 740,00

Rural Development EAFRD Leader

2018

ineligible expenditure

ONE OFF

EUR

-5 884,80

0,00

-5 884,80

Rural Development EAFRD Leader

2019

ineligible expenditure

ONE OFF

EUR

-10 361,93

0,00

-10 361,93

Rural Development EAFRD Risk management

2018

Ineligible expenditure

ONE OFF

EUR

-1 799,98

0,00

-1 799,98

Rural Development EAFRD Risk management

2019

Ineligible expenditure

ONE OFF

EUR

-3 198,72

0,00

-3 198,72

Rural Development EAFRD investment - private beneficiaries

2020

Ineligible expenditure and increase of aid support rate

ONE OFF

EUR

-18 159,77

0,00

-18 159,77

Rural Development EAFRD investment - private beneficiaries

2017

Ineligible expenditure and increase of aid support rate

ONE OFF

EUR

-24 447,02

0,00

-24 447,02

Rural Development EAFRD investment - private beneficiaries

2018

Ineligible expenditure and increase of aid support rate

ONE OFF

EUR

-90 201,04

0,00

-90 201,04

Rural Development EAFRD investment - private beneficiaries

2019

Ineligible expenditure and increase of aid support rate

ONE OFF

EUR

-76 139,49

0,00

-76 139,49

Total PT:

EUR

- 370 620,25

0,00

- 370 620,25

RO

Rural Development EAFRD measures subject to IACS

2018

Weaknesses in LPIS

FLAT RATE

2,00 %

EUR

-6 784 086,25

-2 542,90

-6 781 543,35

Rural Development EAFRD measures subject to IACS

2019

Weaknesses in LPIS

FLAT RATE

2,00 %

EUR

-7 044 940,97

0,00

-7 044 940,97

Total RO:

EUR

-13 829 027,22

-2 542,90

-13 826 484,32

| Currency | Amount | Deductions | Financial Impact |
| --- | --- | --- | --- |
| EUR | -41 204 406,52 | -54 371,78 | -41 150 034,74 |

Currency

Amount

Deductions

Financial Impact

EUR

-41 204 406,52

-54 371,78

-41 150 034,74

---

| 19.11.2021 | EN | Official Journal of the European Union | L 413/34 |
| --- | --- | --- | --- |

19.11.2021

EN

Official Journal of the European Union

L 413/34

---

COMMISSION IMPLEMENTING DECISION (EU) 2021/2021

of 18 November 2021

concerning certain emergency measures relating to African swine fever in Germany

(notified under document C(2021) 8468)

(Only the German text is authentic)

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) 2016/429 of the European Parliament and of the Council of 9 March 2016 on transmissible animal diseases and amending and repealing certain acts in the area of animal health (‘Animal Health Law’) (1), and in particular Article 259(1) thereof,

Whereas:

| (1) | African swine fever is an infectious viral disease affecting kept and wild porcine animals and can have a severe impact on the concerned animal population and the profitability of farming causing disturbance to movements of consignments of those animals and products thereof within the Union and exports to third countries. |
| --- | --- |

(1)

African swine fever is an infectious viral disease affecting kept and wild porcine animals and can have a severe impact on the concerned animal population and the profitability of farming causing disturbance to movements of consignments of those animals and products thereof within the Union and exports to third countries.

| (2) | In the event of an outbreak of African swine fever in kept porcine animals, there is a serious risk of the spread of that disease to other establishments of kept porcine animals. |
| --- | --- |

(2)

In the event of an outbreak of African swine fever in kept porcine animals, there is a serious risk of the spread of that disease to other establishments of kept porcine animals.

| (3) | Commission Delegated Regulation 2020/687 (2) supplements the rules for the control of the listed diseases referred to in Article 9(1)(a), (b) and (c) of Regulation (EU) 2016/429, and defined as category A, B and C diseases in Commission Implementing Regulation (EU) 2018/1882 (3). In particular, Articles 21 and 22 of Delegated Regulation (EU) 2020/687 provide for the establishment of a restricted zone in the event of an outbreak of a category A disease, including African swine fever, and for certain measures to be applied therein. In addition, Article 21(1) of that Delegated Regulation provides that the restricted zone is to comprise a protection zone, a surveillance zone, and if necessary further restricted zones around or adjacent to the protection and surveillance zones. |
| --- | --- |

(3)

Commission Delegated Regulation 2020/687 (2) supplements the rules for the control of the listed diseases referred to in Article 9(1)(a), (b) and (c) of Regulation (EU) 2016/429, and defined as category A, B and C diseases in Commission Implementing Regulation (EU) 2018/1882 (3). In particular, Articles 21 and 22 of Delegated Regulation (EU) 2020/687 provide for the establishment of a restricted zone in the event of an outbreak of a category A disease, including African swine fever, and for certain measures to be applied therein. In addition, Article 21(1) of that Delegated Regulation provides that the restricted zone is to comprise a protection zone, a surveillance zone, and if necessary further restricted zones around or adjacent to the protection and surveillance zones.

| (4) | Commission Implementing Regulation (EU) 2021/605 (4) lays down special disease control measures regarding African swine fever. In particular, Article 3, point (a), of that Implementing Regulation provides for the establishment of a restricted zone in the case of an outbreak of African swine fever in kept porcine animals, in accordance with Article 21(1) of Delegated Regulation (EU) 2020/687. |
| --- | --- |

(4)

Commission Implementing Regulation (EU) 2021/605 (4) lays down special disease control measures regarding African swine fever. In particular, Article 3, point (a), of that Implementing Regulation provides for the establishment of a restricted zone in the case of an outbreak of African swine fever in kept porcine animals, in accordance with Article 21(1) of Delegated Regulation (EU) 2020/687.

| (5) | Germany has informed the Commission of the current African swine fever situation on its territory, following an outbreak of that disease in the state of Mecklenburg - Western Pomerania confirmed on 15 November, and, in accordance with Delegated Regulation (EU) 2020/687 and Implementing Regulation (EU) 2021/605, it has established a restricted zone, which comprises protection and surveillance zones, where the general disease control measures laid down in Delegated Regulation (EU) 2020/687 are applied, in order to prevent the further spread of that disease. |
| --- | --- |

(5)

Germany has informed the Commission of the current African swine fever situation on its territory, following an outbreak of that disease in the state of Mecklenburg - Western Pomerania confirmed on 15 November, and, in accordance with Delegated Regulation (EU) 2020/687 and Implementing Regulation (EU) 2021/605, it has established a restricted zone, which comprises protection and surveillance zones, where the general disease control measures laid down in Delegated Regulation (EU) 2020/687 are applied, in order to prevent the further spread of that disease.

| (6) | In order to prevent any unnecessary disturbance to trade within the Union and to avoid unjustified barriers to trade by third countries, it is necessary to rapidly identify at Union level the restricted zone for African swine fever, which comprises protection and surveillance zones, in Germany in collaboration with that Member State. |
| --- | --- |

(6)

In order to prevent any unnecessary disturbance to trade within the Union and to avoid unjustified barriers to trade by third countries, it is necessary to rapidly identify at Union level the restricted zone for African swine fever, which comprises protection and surveillance zones, in Germany in collaboration with that Member State.

| (7) | Given the urgency of the epidemiological situation in the Union as regards the spread of African swine fever, it is important that the measures laid down in this Implementing Decision apply as soon as possible. |
| --- | --- |

(7)

Given the urgency of the epidemiological situation in the Union as regards the spread of African swine fever, it is important that the measures laid down in this Implementing Decision apply as soon as possible.

| (8) | The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
| --- | --- |

(8)

The measures provided for in this Decision are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,

HAS ADOPTED THIS DECISION:

Article 1

Germany shall ensure that the restricted zone established by that Member State, where the measures provided for protection and surveillance zones in Delegated Regulation (EU) 2020/687 apply, comprises at least the areas listed in the Annex to this Implementing Decision.

Article 2

This Decision shall apply until 15 February 2022.

Article 3

This Decision is addressed to the Federal Republic of Germany.

Done at Brussels, 18 November 2021.

For the Commission

Stella KYRIAKIDES

Member of the Commission

---

(1)  OJ L 84, 31.3.2016, p. 1.

1

(2)  Commission Delegated Regulation (EU) 2020/687 of 17 December 2019 supplementing Regulation (EU) 2016/429 of the European Parliament and the Council, as regards rules for the prevention and control of certain listed diseases (OJ L 174, 3.6.2020, p. 64).

2

(3)  Commission Implementing Regulation (EU) 2018/1882 of 3 December 2018 on the application of certain disease prevention and control rules to categories of listed diseases and establishing a list of species and groups of species posing a considerable risk for the spread of those listed diseases (OJ L 308, 4.12.2018, p. 21).

3

(4)  Commission Implementing Regulation (EU) 2021/605 of 7 April 2021 laying down special control measures for African swine fever (OJ L 129, 15.4.2021, p. 1).

4

---

ANNEX

| Areas established as the restricted zone in Germany as referred to in Article 1 | Date until applicable |
| --- | --- |
| Protection zone

  Landkreis Rostock:







  — | Gemeinde Lalendorf mit den Ortsteilen Vogelsang, Raden, Lalendorf, Mamerow und Bergfeld. |

Areas established as the restricted zone in Germany as referred to in Article 1

Date until applicable

Protection zone

Landkreis Rostock:

—

Gemeinde Lalendorf mit den Ortsteilen Vogelsang, Raden, Lalendorf, Mamerow und Bergfeld.

15 February 2022

Surveillance zone

Landkreis Rostock

| — | Gemeinde Dahmen mit den Ortsteilen Barz, Bockholt und Neu Ziddorf, |
| --- | --- |

—

Gemeinde Dahmen mit den Ortsteilen Barz, Bockholt und Neu Ziddorf,

| — | Gemeinde Dalkendorf mit den Ortsteilen Amalienhof, Appelhagen, Bartelshagen, Dalkendorf, |
| --- | --- |

—

Gemeinde Dalkendorf mit den Ortsteilen Amalienhof, Appelhagen, Bartelshagen, Dalkendorf,

| — | Gemeinde Dobbin-Linstow mit dem Hallaliter Forst, |
| --- | --- |

—

Gemeinde Dobbin-Linstow mit dem Hallaliter Forst,

| — | Gemeinde Groß Roge mit den Ortsteilen Groß Roge, Klein Roge, Mieckow, Neu Rachow, Rachow, Wotrum und Zierstorf, |
| --- | --- |

—

Gemeinde Groß Roge mit den Ortsteilen Groß Roge, Klein Roge, Mieckow, Neu Rachow, Rachow, Wotrum und Zierstorf,

| — | Gemeinde Groß Wokern mit den Ortsteilen Groß Wokern, Klein Wokern, Neu Wokern, Nienhagen, Uhlenhof und Waldschmidt, |
| --- | --- |

—

Gemeinde Groß Wokern mit den Ortsteilen Groß Wokern, Klein Wokern, Neu Wokern, Nienhagen, Uhlenhof und Waldschmidt,

| — | Gemeinde Hohen Demzin mit den Ortsteilen Burg Schlitz, Görzhausen, Grambzow, Groß Köthel, Hohen Demzin, Karstorf und Klein Köthel, |
| --- | --- |

—

Gemeinde Hohen Demzin mit den Ortsteilen Burg Schlitz, Görzhausen, Grambzow, Groß Köthel, Hohen Demzin, Karstorf und Klein Köthel,

| — | Gemeinde Hoppenrade mit den Ortsteilen Koppelow, Schwiggerow und Striggow, |
| --- | --- |

—

Gemeinde Hoppenrade mit den Ortsteilen Koppelow, Schwiggerow und Striggow,

| — | Gemeinde Kuchelmiß mit den Ortsteilen Ahrenshagen nördlich der L11, Hinzenhagen, Kuchelmiß und Wilsen, |
| --- | --- |

—

Gemeinde Kuchelmiß mit den Ortsteilen Ahrenshagen nördlich der L11, Hinzenhagen, Kuchelmiß und Wilsen,

| — | Stadt Laage mit dem Ortsteil Pölitz, |
| --- | --- |

—

Stadt Laage mit dem Ortsteil Pölitz,

| — | Gemeinde Lalendorf mit den Ortsteilen Bansow, Carlsdorf, Dersentin, Friedrichshagen, Gremmelin, Klaber, Krassow, Krevtsee, Langhagen, Lübsee, Neu Krassow, Neu Zierhagen, Niegleve, Nienhagen, Reinshagen, Roggow, Rothspalk, Schlieffenberg, Tolzin, Vietgest und Wattmannshagen, |
| --- | --- |

—

Gemeinde Lalendorf mit den Ortsteilen Bansow, Carlsdorf, Dersentin, Friedrichshagen, Gremmelin, Klaber, Krassow, Krevtsee, Langhagen, Lübsee, Neu Krassow, Neu Zierhagen, Niegleve, Nienhagen, Reinshagen, Roggow, Rothspalk, Schlieffenberg, Tolzin, Vietgest und Wattmannshagen,

| — | Stadt Teterow – Stadtgebiet bis Bergringstadion/Malchiner Straße, |
| --- | --- |

—

Stadt Teterow – Stadtgebiet bis Bergringstadion/Malchiner Straße,

| — | Gemeinde Warnkenhagen mit den Ortsteilen Hessenstein und Warnkenhagen, |
| --- | --- |

—

Gemeinde Warnkenhagen mit den Ortsteilen Hessenstein und Warnkenhagen,

Landkreis Mecklenburgische Seenplatte

| — | Gemeinde Vollrathsruhe, Ortsteil Klein Luckow. |
| --- | --- |

—

Gemeinde Vollrathsruhe, Ortsteil Klein Luckow.

---

RECOMMENDATIONS

| 19.11.2021 | EN | Official Journal of the European Union | L 413/37 |
| --- | --- | --- | --- |

19.11.2021

EN

Official Journal of the European Union

L 413/37

---

COUNCIL RECOMMENDATION (EU) 2021/2022

of 18 November 2021

amending Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction

THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty on the Functioning of the European Union, and in particular Article Article 77(2)(b) and (e) and Article 292, first and second sentence thereof,

Whereas:

| (1) | On 30 June 2020, the Council adopted a Recommendation on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction (1) (‘Council Recommendation’). |
| --- | --- |

(1)

On 30 June 2020, the Council adopted a Recommendation on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction (1) (‘Council Recommendation’).

| (2) | Since then, the Council adopted Recommendations (EU) 2020/1052 (2), (EU) 2020/1144 (3), (EU) 2020/1186 (4), (EU) 2020/1551 (5), (EU) 2020/2169 (6), (EU) 2021/89 (7), (EU) 2021/132 (8), (EU) 2021/767 (9), (EU) 2021/892 (10), (EU) 2021/992 (11), (EU) 2021/1085 (12), (EU) 2021/1170 (13), (EU) 2021/1346 (14), (EU) 2021/1459 (15), (EU) 2021/1712 (16), (EU) 2021/1782 (17), (EU) 2021/1896 (18) and (EU) 2021/1945 (19) amending Council Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction. |
| --- | --- |

(2)

Since then, the Council adopted Recommendations (EU) 2020/1052 (2), (EU) 2020/1144 (3), (EU) 2020/1186 (4), (EU) 2020/1551 (5), (EU) 2020/2169 (6), (EU) 2021/89 (7), (EU) 2021/132 (8), (EU) 2021/767 (9), (EU) 2021/892 (10), (EU) 2021/992 (11), (EU) 2021/1085 (12), (EU) 2021/1170 (13), (EU) 2021/1346 (14), (EU) 2021/1459 (15), (EU) 2021/1712 (16), (EU) 2021/1782 (17), (EU) 2021/1896 (18) and (EU) 2021/1945 (19) amending Council Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction.

| (3) | On 20 May 2021, the Council adopted Recommendation 2021/816 amending Council Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction (20) in order to update the criteria used to assess whether non-essential travel from third countries is safe and should be allowed. |
| --- | --- |

(3)

On 20 May 2021, the Council adopted Recommendation 2021/816 amending Council Recommendation (EU) 2020/912 on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction (20) in order to update the criteria used to assess whether non-essential travel from third countries is safe and should be allowed.

| (4) | The Council Recommendation provides that Member States should gradually lift the temporary restriction on non-essential travel to the EU as from 1 July 2020 in a coordinated manner with regard to the residents of the third countries listed in Annex I to the Council Recommendation. Every two weeks, the list of third countries referred to in Annex I should be reviewed, and as the case may be updated, by the Council, after close consultation with the Commission and the relevant EU agencies and services following an overall assessment based on the methodology, criteria and information referred to in the Council Recommendation. |
| --- | --- |

(4)

The Council Recommendation provides that Member States should gradually lift the temporary restriction on non-essential travel to the EU as from 1 July 2020 in a coordinated manner with regard to the residents of the third countries listed in Annex I to the Council Recommendation. Every two weeks, the list of third countries referred to in Annex I should be reviewed, and as the case may be updated, by the Council, after close consultation with the Commission and the relevant EU agencies and services following an overall assessment based on the methodology, criteria and information referred to in the Council Recommendation.

| (5) | Discussions have since then taken place within the Council, in close consultation with the Commission and the relevant EU agencies and services, on the review of the list of third countries set out in Annex I to the Council Recommendation and in application of the criteria and methodology laid down in the Council Recommendation, as amended by Recommendation 2021/816. As a result of these discussions, the list of third countries set out in Annex I should be amended. In particular, Indonesia should be added to the list. |
| --- | --- |

(5)

Discussions have since then taken place within the Council, in close consultation with the Commission and the relevant EU agencies and services, on the review of the list of third countries set out in Annex I to the Council Recommendation and in application of the criteria and methodology laid down in the Council Recommendation, as amended by Recommendation 2021/816. As a result of these discussions, the list of third countries set out in Annex I should be amended. In particular, Indonesia should be added to the list.

| (6) | Border control is in the interest not only of the Member State at whose external borders it is carried out but of all Member States which have abolished internal border control. Member States should therefore ensure that measures taken at the external borders are coordinated in order to ensure a well functioning Schengen area. To that end, as of 18 November 2021, Member States should continue lifting the temporary restriction on non-essential travel into the EU in a coordinated manner with regard to the residents of the third countries, Special Administrative Regions and other entities and territorial authorities listed in Annex I of the Council Recommendation as amended by this Recommendation. |
| --- | --- |

(6)

Border control is in the interest not only of the Member State at whose external borders it is carried out but of all Member States which have abolished internal border control. Member States should therefore ensure that measures taken at the external borders are coordinated in order to ensure a well functioning Schengen area. To that end, as of 18 November 2021, Member States should continue lifting the temporary restriction on non-essential travel into the EU in a coordinated manner with regard to the residents of the third countries, Special Administrative Regions and other entities and territorial authorities listed in Annex I of the Council Recommendation as amended by this Recommendation.

| (7) | In accordance with Articles 1 and 2 of Protocol No 22 on the Position of Denmark annexed to the Treaty on European Union and to the TFEU, Denmark is not taking part in the adoption of this Recommendation and is not bound by it or subject to its application. Given that this Recommendation builds upon the Schengen acquis, Denmark shall, in accordance with Article 4 of the said Protocol, decide within a period of six months after the Council has decided on this Recommendation whether it will implement it. |
| --- | --- |

(7)

In accordance with Articles 1 and 2 of Protocol No 22 on the Position of Denmark annexed to the Treaty on European Union and to the TFEU, Denmark is not taking part in the adoption of this Recommendation and is not bound by it or subject to its application. Given that this Recommendation builds upon the Schengen acquis, Denmark shall, in accordance with Article 4 of the said Protocol, decide within a period of six months after the Council has decided on this Recommendation whether it will implement it.

| (8) | This Recommendation constitutes a development of the provisions of the Schengen acquis in which Ireland does not take part, in accordance with Council Decision 2002/192/EC (21); Ireland is therefore not taking part in its adoption and is not bound by it or subject to its application. |
| --- | --- |

(8)

This Recommendation constitutes a development of the provisions of the Schengen acquis in which Ireland does not take part, in accordance with Council Decision 2002/192/EC (21); Ireland is therefore not taking part in its adoption and is not bound by it or subject to its application.

| (9) | As regards Iceland and Norway, this Recommendation constitutes a development of the provisions of the Schengen acquis within the meaning of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the latter's association with the implementation, application and development of the Schengen acquis which fall within the area referred to in Article 1, point A, of Council Decision 1999/437/EC (22). |
| --- | --- |

(9)

As regards Iceland and Norway, this Recommendation constitutes a development of the provisions of the Schengen acquis within the meaning of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the latter's association with the implementation, application and development of the Schengen acquis which fall within the area referred to in Article 1, point A, of Council Decision 1999/437/EC (22).

| (10) | As regards Switzerland, this Recommendation constitutes a development of the provisions of the Schengen acquis within the meaning of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen acquis which fall within the area referred to in Article 1, point A, of Decision 1999/437/EC (23) read in conjunction with Article 3 of Council Decision 2008/146/EC (24). |
| --- | --- |

(10)

As regards Switzerland, this Recommendation constitutes a development of the provisions of the Schengen acquis within the meaning of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen acquis which fall within the area referred to in Article 1, point A, of Decision 1999/437/EC (23) read in conjunction with Article 3 of Council Decision 2008/146/EC (24).

| (11) | As regards Liechtenstein, this Recommendation constitutes a development of provisions of the Schengen acquis within the meaning of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation's association with the implementation, application and development of the Schengen acquis which fall within the area referred to in Article 1 point A, of Decision 1999/437/EC (25) read in conjunction with Article 3 of Decision 2011/350/EU (26), |
| --- | --- |

(11)

As regards Liechtenstein, this Recommendation constitutes a development of provisions of the Schengen acquis within the meaning of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation's association with the implementation, application and development of the Schengen acquis which fall within the area referred to in Article 1 point A, of Decision 1999/437/EC (25) read in conjunction with Article 3 of Decision 2011/350/EU (26),

HAS ADOPTED THIS RECOMMENDATION:

Council Recommendation (EU) 2020/912, as amended by Recommendations (EU) 2020/1052, (EU) 2020/1144, (EU) 2020/1186, (EU) 2020/1551, (EU) 2020/2169, (EU) 2021/89, (EU) 2021/132, (EU) 2021/767, (EU) 2021/816, (EU) 2021/892, (EU) 2021/992, (EU) 2021/1085, (EU) 2021/1170, (EU) 2021/1346, (EU) 2021/1459, (EU) 2021/1712, (EU) 2021/1782, (EU) 2021/1896 and (EU) 2021/1945, on the temporary restriction on non-essential travel into the EU and the possible lifting of such restriction is amended as follows:

| (1) | the first paragraph of point 1 of the Council Recommendation is replaced by the following:






  ‘1. | As from 18 November 2021, Member States should gradually lift the temporary restriction on non-essential travel to the EU in a coordinated manner with regard to the residents of the third countries listed in Annex I. ’; |
| --- | --- | --- |

(1)

the first paragraph of point 1 of the Council Recommendation is replaced by the following:

‘1.

As from 18 November 2021, Member States should gradually lift the temporary restriction on non-essential travel to the EU in a coordinated manner with regard to the residents of the third countries listed in Annex I. ’;

| (2) | Annex I to the Recommendation is replaced by the following:


  ‘ANNEX I
  Third countries, Special Administrative Regions and other entities and territorial authorities whose residents should not be affected by temporary external borders restriction on non-essential travel into the EU:
  I.   STATES






  1. | ARGENTINA |
| --- | --- | --- |

(2)

Annex I to the Recommendation is replaced by the following:

‘ANNEX I

Third countries, Special Administrative Regions and other entities and territorial authorities whose residents should not be affected by temporary external borders restriction on non-essential travel into the EU:

I.   STATES

1.

ARGENTINA

| 2. | AUSTRALIA |
| --- | --- |

2.

AUSTRALIA

| 3. | BAHRAIN |
| --- | --- |

3.

BAHRAIN

| 4. | CANADA |
| --- | --- |

4.

CANADA

| 5. | CHILE |
| --- | --- |

5.

CHILE

| 6. | COLOMBIA |
| --- | --- |

6.

COLOMBIA

| 7. | INDONESIA |
| --- | --- |

7.

INDONESIA

| 8. | JORDAN |
| --- | --- |

8.

JORDAN

| 9. | KUWAIT |
| --- | --- |

9.

KUWAIT

| 10. | NAMIBIA |
| --- | --- |

10.

NAMIBIA

| 11. | NEW ZEALAND |
| --- | --- |

11.

NEW ZEALAND

| 12. | PERU |
| --- | --- |

12.

PERU

| 13. | QATAR |
| --- | --- |

13.

QATAR

| 14. | RWANDA |
| --- | --- |

14.

RWANDA

| 15. | SAUDI ARABIA |
| --- | --- |

15.

SAUDI ARABIA

| 16. | SOUTH KOREA |
| --- | --- |

16.

SOUTH KOREA

| 17. | UNITED ARAB EMIRATES |
| --- | --- |

17.

UNITED ARAB EMIRATES

| 18. | URUGUAY |
| --- | --- |

18.

URUGUAY

| 19. | CHINA (*1) |
| --- | --- |

19.

CHINA (*1)

II.   SPECIAL ADMINISTRATIVE REGIONS OF THE PEOPLE'S REPUBLIC OF CHINA

| Hong Kong SAR |
| --- |

Hong Kong SAR

| Macao SAR |
| --- |

Macao SAR

III.   ENTITIES AND TERRITORIAL AUTHORITIES THAT ARE NOT RECOGNISED AS STATES BY AT LEAST ONE MEMBER STATE

| Taiwan |
| --- |

Taiwan

(*1)  subject to confirmation of reciprocity"

*1

Done at Brussels, 18 November 2021.

For the Council

The President

Z. ČERNAČ

---

(1)  OJ L 208 I, 1.7.2020, p. 1.

1

(2)  OJ L 230, 17.7.2020, p. 26.

2

(3)  OJ L 248, 31.7.2020, p. 26.

3

(4)  OJ L 261, 11.8.2020, p. 83.

4

(5)  OJ L 354, 26.10.2020, p. 19.

5

(6)  OJ L 431, 21.12.2020, p. 75.

6

(7)  OJ L 33, 29.1.2021, p. 1.

7

(8)  OJ L 41, 4.2.2021, p. 1.

8

(9)  OJ L 165 I, 11.5.2021, p. 66.

9

(10)  OJ L 198, 4.6.2021, p. 1.

10

(11)  OJ L 221, 21.6.2021, p. 12.

11

(12)  OJ L 235, 2.7.2021, p. 27.

12

(13)  OJ L 255, 16.7.2021, p.3.

13

(14)  OJ L 306, 31.8.2021, p. 4.

14

(15)  OJ L 320, 10.9.2021, p. 1.

15

(16)  OJ L 341, 24.9.2021, p. 1.

16

(17)  OJ L 360, 11.10.2021, p. 128.

17

(18)  OJ L 388, 3.11.2021, p. 1.

18

(19)  OJ L 397, 10.11.2021, p. 28.

19

(20)  OJ L 182, 21.5.2021, p. 1.

20

(21)  Council Decision 2002/192/EC of 28 February 2002 concerning Ireland’s request to take part in some of the provisions of the Schengen acquis (OJ L 64, 7.3.2002, p. 20).

21

acquis

(22)  OJ L 176, 10.7.1999, p. 31.

22

(23)  OJ L 53, 27.2.2008, p. 52.

23

(24)  Council Decision 2008/146/EC of 28 January 2008 on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen acquis (OJ L 53, 27.2.2008, p. 1).

24

acquis

(25)  OJ L 160, 18.6.2011, p. 21.

25

(26)  Council Decision 2011/350/EU of 7 March 2011 on the conclusion, on behalf of the European Union, of the Protocol between the European Union, the European Community, the Swiss Confederation and the Principality of Liechtenstein on the accession of the Principality of Liechtenstein to the Agreement between the European Union, the European Community and the Swiss Confederation on the Swiss Confederation’s association with the implementation, application and development of the Schengen acquis, relating to the abolition of checks at internal borders and movement of persons (OJ L 160, 18.6.2011, p. 19).

26

acquis

---

RULES OF PROCEDURE

| 19.11.2021 | EN | Official Journal of the European Union | L 413/41 |
| --- | --- | --- | --- |

19.11.2021

EN

Official Journal of the European Union

L 413/41

---

MANAGEMENT BOARD DECISION

on internal rules concerning restrictions of certain rights of data subjects in relation to processing of personal data in the framework of the functioning of the European Union Agency for Fundamental Rights, repealing Executive Board Decision 2019/05 of 27 September 2019

THE MANAGEMENT BOARD OF THE EUROPEAN UNION AGENCY FOR FUNDAMENTAL RIGHTS,

Having regard:

To the Treaty on the Functioning of the European Union,

To Regulation (EU) 2018/1725 of the European Parliament and of the Council of 23 October 2018 on the protection of natural persons with regard to the processing of personal data by the Union institutions, bodies, offices and agencies and on the free movement of such data, and repealing Regulation (EC) No 45/2001 and Decision No 1247/2002/EC (1) (‘Regulation (EU) 2018/1725’), and in particular Article 25 thereof,

To Council Regulation (EC) No 168/2007 of 15 February 2007 establishing the European Union Agency for Fundamental Rights (2) and in particular Article 13 thereof,

Having regard to the opinion of the EDPS of 19 May 2019 and to the EDPS Guidance on Article 25 of the new Regulation and internal rules,

Whereas:

| (1) | The European Union Agency for Fundamental Rights (hereinafter referred to as the ‘FRA’ or ‘the Agency’) carries out its activities in accordance with Regulation (EC) No 168/2007. |
| --- | --- |

(1)

The European Union Agency for Fundamental Rights (hereinafter referred to as the ‘FRA’ or ‘the Agency’) carries out its activities in accordance with Regulation (EC) No 168/2007.

| (2) | In accordance with Article 25(1) of Regulation (EU) 2018/1725 restrictions of the application of Articles 14 to 22, 35 and 36, as well as Article 4 of that Regulation in so far as its provisions correspond to the rights and obligations provided for in Articles 14 to 22 should be based on internal rules to be adopted by the FRA, where these are not based on legal acts adopted on the basis of the Treaties. |
| --- | --- |

(2)

In accordance with Article 25(1) of Regulation (EU) 2018/1725 restrictions of the application of Articles 14 to 22, 35 and 36, as well as Article 4 of that Regulation in so far as its provisions correspond to the rights and obligations provided for in Articles 14 to 22 should be based on internal rules to be adopted by the FRA, where these are not based on legal acts adopted on the basis of the Treaties.

| (3) | These internal rules, including its provisions on the assessment of the necessity and proportionality of a restriction, should not apply where a legal act adopted on the basis of the Treaties provides for a restriction of data subject rights. |
| --- | --- |

(3)

These internal rules, including its provisions on the assessment of the necessity and proportionality of a restriction, should not apply where a legal act adopted on the basis of the Treaties provides for a restriction of data subject rights.

| (4) | Where the FRA performs its duties with respect to data subjects’ rights under Regulation (EU) 2018/1725, it shall consider whether any of the exemptions laid down in that Regulation apply. |
| --- | --- |

(4)

Where the FRA performs its duties with respect to data subjects’ rights under Regulation (EU) 2018/1725, it shall consider whether any of the exemptions laid down in that Regulation apply.

| (5) | Within the framework of its administrative functioning, the FRA may conduct administrative inquiries, disciplinary proceedings, carry out activities related to cases of potential irregularities reported to OLAF, process whistleblowing cases, process (formal and informal) procedures of harassment, process internal and external complaints, conduct internal/external audits, carry out investigations by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725 and internal (IT) security investigations. |
| --- | --- |

(5)

Within the framework of its administrative functioning, the FRA may conduct administrative inquiries, disciplinary proceedings, carry out activities related to cases of potential irregularities reported to OLAF, process whistleblowing cases, process (formal and informal) procedures of harassment, process internal and external complaints, conduct internal/external audits, carry out investigations by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725 and internal (IT) security investigations.

| (6) | The FRA might be involved in cases before the Court of Justice of the European Union when it either refers a matter to the Court, defends a decision it has taken and which has been challenged before the Court, or intervenes in cases relevant to its tasks. In this context, the FRA might need to preserve the confidentiality of personal data contained in documents obtained by the parties or the interveners. |
| --- | --- |

(6)

The FRA might be involved in cases before the Court of Justice of the European Union when it either refers a matter to the Court, defends a decision it has taken and which has been challenged before the Court, or intervenes in cases relevant to its tasks. In this context, the FRA might need to preserve the confidentiality of personal data contained in documents obtained by the parties or the interveners.

| (7) | The FRA processes several categories of personal data, including hard data (‘objective’ data such as identification data, contact data, professional data, administrative details, data received from specific sources, electronic communications and traffic data) and/or soft data (‘subjective’ data related to the case such as reasoning, behavioural data, appraisals, performance and conduct data and data related to or brought forward in connection with the subject matter of the procedure or activity). |
| --- | --- |

(7)

The FRA processes several categories of personal data, including hard data (‘objective’ data such as identification data, contact data, professional data, administrative details, data received from specific sources, electronic communications and traffic data) and/or soft data (‘subjective’ data related to the case such as reasoning, behavioural data, appraisals, performance and conduct data and data related to or brought forward in connection with the subject matter of the procedure or activity).

| (8) | The FRA, represented by its Director, acts as the data controller irrespective of further delegations of the controller role within the FRA to reflect operational responsibilities for specific personal data processing operations. |
| --- | --- |

(8)

The FRA, represented by its Director, acts as the data controller irrespective of further delegations of the controller role within the FRA to reflect operational responsibilities for specific personal data processing operations.

| (9) | The personal data are stored securely in an electronic environment or on paper preventing unlawful access or transfer of data to persons who do not have a need to know. The personal data processed are retained for no longer than necessary and appropriate for the purposes for which the data are processed for the period specified in the data protection notices, privacy statements or records of the FRA. |
| --- | --- |

(9)

The personal data are stored securely in an electronic environment or on paper preventing unlawful access or transfer of data to persons who do not have a need to know. The personal data processed are retained for no longer than necessary and appropriate for the purposes for which the data are processed for the period specified in the data protection notices, privacy statements or records of the FRA.

| (10) | The internal rules should apply to all processing operations carried out by the FRA in the performance of administrative inquiries, disciplinary proceedings, activities related to cases of potential irregularities reported to OLAF, whistleblowing procedures, (formal and informal) procedures for cases of harassment, processing internal and external complaints, internal/external audits, the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725, (IT) security investigations handled internally or with external involvement (e.g. CERT-EU). |
| --- | --- |

(10)

The internal rules should apply to all processing operations carried out by the FRA in the performance of administrative inquiries, disciplinary proceedings, activities related to cases of potential irregularities reported to OLAF, whistleblowing procedures, (formal and informal) procedures for cases of harassment, processing internal and external complaints, internal/external audits, the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725, (IT) security investigations handled internally or with external involvement (e.g. CERT-EU).

| (11) | They should apply to processing operations carried out prior to the opening of the procedures referred to above, during these procedures and during the monitoring of the follow-up to the outcome of these procedures. It should also include assistance and cooperation provided by the FRA to national authorities and international organisations outside of its administrative investigations. |
| --- | --- |

(11)

They should apply to processing operations carried out prior to the opening of the procedures referred to above, during these procedures and during the monitoring of the follow-up to the outcome of these procedures. It should also include assistance and cooperation provided by the FRA to national authorities and international organisations outside of its administrative investigations.

| (12) | In the cases where these internal rules apply the FRA has to give justifications explaining why the restrictions are strictly necessary and proportionate in a democratic society and respect the essence of the fundamental rights and freedoms. |
| --- | --- |

(12)

In the cases where these internal rules apply the FRA has to give justifications explaining why the restrictions are strictly necessary and proportionate in a democratic society and respect the essence of the fundamental rights and freedoms.

| (13) | Within this framework the FRA is bound to respect, to the maximum extent possible, the fundamental rights of the data subjects during the above procedures, in particular, those relating to the right of provision of information, access and rectification, right to erasure, restriction of processing, right of communication of a personal data breach to the data subject or confidentiality of communication as enshrined in Regulation (EU) 2018/1725. |
| --- | --- |

(13)

Within this framework the FRA is bound to respect, to the maximum extent possible, the fundamental rights of the data subjects during the above procedures, in particular, those relating to the right of provision of information, access and rectification, right to erasure, restriction of processing, right of communication of a personal data breach to the data subject or confidentiality of communication as enshrined in Regulation (EU) 2018/1725.

| (14) | However, the FRA may be obliged to restrict the information to data subject and other data subjects’ rights to protect, in particular, its own investigations, the investigations and proceedings of other public authorities, as well as the rights of other persons related to its investigations or other procedures. |
| --- | --- |

(14)

However, the FRA may be obliged to restrict the information to data subject and other data subjects’ rights to protect, in particular, its own investigations, the investigations and proceedings of other public authorities, as well as the rights of other persons related to its investigations or other procedures.

| (15) | The FRA may thus restrict the information for the purpose of protecting the investigation and the fundamental rights and freedoms of other data subjects. |
| --- | --- |

(15)

The FRA may thus restrict the information for the purpose of protecting the investigation and the fundamental rights and freedoms of other data subjects.

| (16) | The FRA should periodically monitor that the conditions that justify the restriction apply and lift the restriction as far as they do no longer apply. |
| --- | --- |

(16)

The FRA should periodically monitor that the conditions that justify the restriction apply and lift the restriction as far as they do no longer apply.

| (17) | To guarantee utmost protection of the rights and freedoms of data subjects and in accordance with Article 44(1) of the Regulation, the Data Protection Officer (the DPO) should be consulted in due time of any restrictions that may be applied and verify their compliance with this Decision, |
| --- | --- |

(17)

To guarantee utmost protection of the rights and freedoms of data subjects and in accordance with Article 44(1) of the Regulation, the Data Protection Officer (the DPO) should be consulted in due time of any restrictions that may be applied and verify their compliance with this Decision,

HAS DECIDED AS FOLLOWS:

Article 1

Subject-matter and scope

1.   This Decision lays down rules relating to the conditions under which the FRA in the framework of its procedures set out paragraph 2 may restrict the application of the rights enshrined in Articles 14 to 21, 35 and 36, as well as Article 4 thereof, following Article 25 of the Regulation (EU) 2018/1725.

2.   Within the framework of the administrative functioning of the FRA, this Decision applies to the processing operations on personal data by the Agency for the purposes of: conducting administrative inquiries, pre-disciplinary proceedings, disciplinary proceedings, suspensions under Annex IX of the Staff Regulations activities related to cases of potential irregularities reported to OLAF, processing whistleblowing cases, (formal and informal) procedures of harassment, processing internal and external complaints, conducting internal/external audits, investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725 and (IT) security investigations handled internally or with external involvement (e.g. CERT-EU).

3.   This Decision also applies to the processing operations on personal data when FRA is involved in cases before the Court of Justice of the European Union when it either refers a matter to the Court, defends a decision it has taken and which has been challenged before the Court, or intervenes in cases relevant to its tasks. In this context, the FRA might need to preserve the confidentiality of personal data contained in documents obtained by the parties or the interveners.

4.   The categories of data concerned are hard data (‘objective’ data such as identification data, contact data, professional data, administrative details, data received from specific sources, electronic communications and traffic data) and/or soft data (‘subjective’ data related to the case such as reasoning, behavioural data, appraisals, performance and conduct data and data related to or brought forward in connection with the subject matter of the procedure or activity).

5.   Where the FRA performs its duties with respect to data subjects’ rights under Regulation (EU) 2018/1725, it shall consider whether any of the exemptions laid down in that Regulation apply.

6.   Subject to the conditions set out in this Decision, the restrictions may apply to the following rights: provision of information to data subjects, right of access, rectification, erasure, restriction of processing, communication of a personal data breach to the data subject or confidentiality of communication.

Article 2

Specification of the controller and safeguards

1.   The safeguards in place to avoid data breaches, leakages or unauthorised disclosure are the following:

| (a) | Paper documents shall be kept in secured cupboards and only accessible to authorized staff; |
| --- | --- |

(a)

Paper documents shall be kept in secured cupboards and only accessible to authorized staff;

| (b) | All electronic data shall be stored in a secure IT application according to the FRA’s security standards, as well as in specific electronic folders accessible only to authorised staff. Appropriate levels of access shall be granted individually; |
| --- | --- |

(b)

All electronic data shall be stored in a secure IT application according to the FRA’s security standards, as well as in specific electronic folders accessible only to authorised staff. Appropriate levels of access shall be granted individually;

| (c) | The database shall be password-protected under a single sign-on system and connected automatically to the user’s ID and password. Replacing users is strictly prohibited. E-records shall be held securely to safeguard the confidentiality and privacy of the data therein; |
| --- | --- |

(c)

The database shall be password-protected under a single sign-on system and connected automatically to the user’s ID and password. Replacing users is strictly prohibited. E-records shall be held securely to safeguard the confidentiality and privacy of the data therein;

| (d) | All persons having access to the data are bound by the obligation of confidentiality. |
| --- | --- |

(d)

All persons having access to the data are bound by the obligation of confidentiality.

2.   The controller of the processing operations is the FRA, represented by its Director, who may delegate the function of the controller. Data subjects shall be informed of the delegated controller by way of the data protection notices or records published on the website and/or the intranet of the FRA.

3.   The retention period of the personal data referred to in Article 1(3) shall be no longer than necessary and appropriate for the purposes for which the data are processed. It shall in any event not be longer than the retention period specified in the data protection notices, privacy statements or records referred to in Article 5(1).

4.   Where the Agency considers to apply a restriction, the risk to the rights and freedoms of the data subject shall be weighed, in particular, against the risk to the rights and freedoms of other data subjects and the risk of cancelling the effect of the FRA’s investigations or procedures for example by destroying evidence. The risks to the rights and freedoms of the data subject concern primarily, but are not limited to, reputational risks and risks to the right of defence and the right to be heard.

Article 3

Restrictions

1.   Any restriction shall only be applied by the FRA:

| (a) | pursuant to Article 25(1)(b), (c), (f), (g) and (h) of the Regulation, when conducting administrative inquiries, pre-disciplinary proceedings, disciplinary proceedings, suspensions under Annex IX of the Staff Regulations and activities related to cases of potential irregularities reported to OLAF; |
| --- | --- |

(a)

pursuant to Article 25(1)(b), (c), (f), (g) and (h) of the Regulation, when conducting administrative inquiries, pre-disciplinary proceedings, disciplinary proceedings, suspensions under Annex IX of the Staff Regulations and activities related to cases of potential irregularities reported to OLAF;

| (b) | pursuant to Article 25(1)(h) of the Regulation, when processing whistleblowing cases and (formal and informal) procedures of harassment, in accordance with its respective internal rules; |
| --- | --- |

(b)

pursuant to Article 25(1)(h) of the Regulation, when processing whistleblowing cases and (formal and informal) procedures of harassment, in accordance with its respective internal rules;

| (c) | pursuant to Article 25(1)(c), (d) and (h), when processing internal and external complaints and conducting internal/external audits in relation to activities or departments of FRA, investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725 and (IT) security investigations handled internally or with external involvement (e.g. CERT-EU); |
| --- | --- |

(c)

pursuant to Article 25(1)(c), (d) and (h), when processing internal and external complaints and conducting internal/external audits in relation to activities or departments of FRA, investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725 and (IT) security investigations handled internally or with external involvement (e.g. CERT-EU);

| (d) | pursuant to Article 25(1)(e) of the Regulation, when processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union. |
| --- | --- |

(d)

pursuant to Article 25(1)(e) of the Regulation, when processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union.

2.   As a specific application of the purposes described in paragraph 1 above, the FRA may apply restrictions in relation to personal data exchanged with Commission services or other Union institutions, bodies, agencies and offices, competent authorities of Member States or third countries or international organisations, in the following circumstances:

| (a) | where the exercise of those rights and obligations could be restricted by Commission services or other Union institutions, bodies, agencies and offices on the basis of other acts provided for in Article 25 of Regulation (EU) 2018/1725 or in accordance with Chapter IX of that Regulation or with the founding acts of other Union institutions, bodies, agencies and offices; |
| --- | --- |

(a)

where the exercise of those rights and obligations could be restricted by Commission services or other Union institutions, bodies, agencies and offices on the basis of other acts provided for in Article 25 of Regulation (EU) 2018/1725 or in accordance with Chapter IX of that Regulation or with the founding acts of other Union institutions, bodies, agencies and offices;

| (b) | where the exercise of those rights and obligations could be restricted by competent authorities of Member States on the basis of acts referred to in Article 23 of Regulation (EU) 2016/679 of the European Parliament and of the Council (3), or under national measures transposing Articles 13(3), 15(3) or 16(3) of Directive (EU) 2016/680 of the European Parliament and of the Council (4); |
| --- | --- |

(b)

where the exercise of those rights and obligations could be restricted by competent authorities of Member States on the basis of acts referred to in Article 23 of Regulation (EU) 2016/679 of the European Parliament and of the Council (3), or under national measures transposing Articles 13(3), 15(3) or 16(3) of Directive (EU) 2016/680 of the European Parliament and of the Council (4);

| (c) | where the exercise of those rights and obligations could jeopardise the FRA’s cooperation with third countries or international organisations in the conduct of its tasks. |
| --- | --- |

(c)

where the exercise of those rights and obligations could jeopardise the FRA’s cooperation with third countries or international organisations in the conduct of its tasks.

Before applying restrictions in the circumstances referred to in points (a) and (b) of the first subparagraph, the FRA shall consult the relevant Commission services, Union institutions, bodies, agencies, offices or the competent authorities of Member States unless it is clear to the FRA that the application of a restriction is provided for by one of the acts referred to in those points.

3.   Any restriction shall be necessary and proportionate taking into account the risks to the rights and freedoms of data subjects and respect the essence of the fundamental rights and freedoms in a democratic society.

4.   If the application of restriction is considered, a necessity and proportionality test shall be carried out based on the present rules. It shall be documented through an internal assessment note for accountability purposes on a case by case basis.

5.   Restrictions shall be lifted as soon as the circumstances that justify them no longer apply. In particular, where it is considered that the exercise of the restricted right would no longer cancel the effect of the restriction imposed or adversely affect the rights or freedoms of other data subjects.

Article 4

Involvement of the Data Protection Officer

1.   The FRA shall, without undue delay, involve the DPO throughout all the relevant procedures established by this Decision and shall ensure that the DPO’s involvement is documented. This shall include documenting in writing any relevant assessments and opinions rendered by the DPO regarding the applicability of a restriction to a given case.

2.   In particular, the Agency shall, without undue delay, inform the DPO whenever the controller restricts the application of data subjects’ rights, or extends the restriction, in accordance with this Decision. The controller shall provide the DPO access to the record containing the assessment of the necessity and proportionality of the restriction and document the date of informing the DPO in the record.

3.   The DPO may request the controller in writing to review the application of the restrictions. The controller shall inform the DPO in writing about the outcome of the requested review.

4.   The controller shall inform the DPO when the restriction has been lifted.

Article 5

Provision of information to data subject

1.   In duly justified cases and under the conditions stipulated in this decision, the right to information may be restricted by the controller in the context of the following processing operations:

| (a) | the performance of administrative inquiries and disciplinary proceedings; |
| --- | --- |

(a)

the performance of administrative inquiries and disciplinary proceedings;

| (b) | activities related to cases of potential irregularities reported to OLAF; |
| --- | --- |

(b)

activities related to cases of potential irregularities reported to OLAF;

| (c) | whistleblowing procedures; |
| --- | --- |

(c)

whistleblowing procedures;

| (d) | (formal and informal) procedures for cases of harassment; |
| --- | --- |

(d)

(formal and informal) procedures for cases of harassment;

| (e) | processing internal and external complaints; |
| --- | --- |

(e)

processing internal and external complaints;

| (f) | internal and external audits; |
| --- | --- |

(f)

internal and external audits;

| (g) | the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725; |
| --- | --- |

(g)

the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725;

| (h) | (IT) security investigations handled internally or with external involvement (e.g. CERT-EU); |
| --- | --- |

(h)

(IT) security investigations handled internally or with external involvement (e.g. CERT-EU);

| (i) | processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union. |
| --- | --- |

(i)

processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union.

The FRA shall include in the data protection notices, privacy statements or records in the sense of Article 31 of Regulation (EU) 2018/1725, published on its website and/or on the intranet informing data subjects of their rights in the framework of a given procedure, information relating to the potential restriction of these rights. The information shall cover which rights may be restricted, the reasons and the potential duration.

2.   Without prejudice to the provisions of paragraph 3, the FRA, where proportionate, shall also inform individually all data subjects, which are considered persons concerned in the specific processing operation, of their rights concerning present or future restrictions without undue delay and in a written form.

3.   Where the FRA restricts, wholly or partly, the provision of information to the data subjects referred to in paragraph 2, it shall record the reasons for the restriction, the legal ground in accordance with Article 3 of this Decision, including an assessment of the necessity and proportionality of the restriction.

The record and, where applicable, the documents containing underlying factual and legal elements shall be registered. They shall be made available to the European Data Protection Supervisor on request.

4.   The restriction referred to in paragraph 3 shall continue to apply as long as the reasons justifying it remain applicable.

Where the reasons for the restriction no longer apply, the FRA shall provide information to the data subject on the principal reasons on which the application of a restriction is based. At the same time, the FRA shall inform the data subject of the right of lodging a complaint with the European Data Protection Supervisor at any time or of seeking a judicial remedy in the Court of Justice of the European Union.

The FRA shall review the application of the restriction every 6 months from its adoption and at the closure of the relevant inquiry, procedure or investigation. Thereafter, the controller shall monitor the need to maintain any restriction on an annual basis.

Article 6

Right of access by data subject

1.   In duly justified cases and under the conditions stipulated in this decision, the right to access may be restricted by the controller in the context of the following processing operations, where necessary and proportionate:

| (a) | the performance of administrative inquiries and disciplinary proceedings; |
| --- | --- |

(a)

the performance of administrative inquiries and disciplinary proceedings;

| (b) | activities related to cases of potential irregularities reported to OLAF; |
| --- | --- |

(b)

activities related to cases of potential irregularities reported to OLAF;

| (c) | whistleblowing procedures; |
| --- | --- |

(c)

whistleblowing procedures;

| (d) | (formal and informal) procedures for cases of harassment; |
| --- | --- |

(d)

(formal and informal) procedures for cases of harassment;

| (e) | processing internal and external complaints; |
| --- | --- |

(e)

processing internal and external complaints;

| (f) | internal and external audits; |
| --- | --- |

(f)

internal and external audits;

| (g) | the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725; |
| --- | --- |

(g)

the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725;

| (h) | (IT) security investigations handled internally or with external involvement (e.g. CERT-EU); |
| --- | --- |

(h)

(IT) security investigations handled internally or with external involvement (e.g. CERT-EU);

| (i) | processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union. |
| --- | --- |

(i)

processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union.

Where data subjects request access to their personal data processed in the context of one or more specific cases or to a particular processing operation, in accordance with Article 17 of Regulation (EU) 2018/1725, the FRA shall limit its assessment of the request to such personal data only.

2.   Where the FRA restricts, wholly or partly, the right of access, referred to in Article 17 of Regulation (EU) 2018/1725, it shall take the following steps:

| (a) | it shall inform the data subject concerned, in its reply to the request, of the restriction applied and of the principal reasons thereof, and of the possibility of lodging a complaint with the European Data Protection Supervisor or of seeking a judicial remedy in the Court of Justice of the European Union; |
| --- | --- |

(a)

it shall inform the data subject concerned, in its reply to the request, of the restriction applied and of the principal reasons thereof, and of the possibility of lodging a complaint with the European Data Protection Supervisor or of seeking a judicial remedy in the Court of Justice of the European Union;

| (b) | it shall document in an internal assessment note the reasons for the restriction, including an assessment of the necessity, proportionality of the restriction and its duration. |
| --- | --- |

(b)

it shall document in an internal assessment note the reasons for the restriction, including an assessment of the necessity, proportionality of the restriction and its duration.

The provision of information referred to in point (a) may be deferred, omitted or denied if it would cancel the effect of the restriction in accordance with Article 25(8) of Regulation (EU) 2018/1725.

The FRA shall review the application of the restriction every 6 months from its adoption and at the closure of the relevant investigation. Thereafter, the controller shall monitor the need to maintain any restriction on an annual basis.

3.   The record and, where applicable, the documents containing underlying factual and legal elements shall be registered. They shall be made available to the European Data Protection Supervisor on request.

Article 7

Right of rectification, erasure and restriction of processing

1.   In duly justified cases and under the conditions stipulated in this decision, the right to rectification, erasure and restriction may be restricted by the controller in the context of the following processing operations, where necessary and appropriate:

| (a) | the performance of administrative inquiries and disciplinary proceedings; |
| --- | --- |

(a)

the performance of administrative inquiries and disciplinary proceedings;

| (b) | activities related to cases of potential irregularities reported to OLAF; |
| --- | --- |

(b)

activities related to cases of potential irregularities reported to OLAF;

| (c) | whistleblowing procedures; |
| --- | --- |

(c)

whistleblowing procedures;

| (d) | (formal and informal) procedures for cases of harassment; |
| --- | --- |

(d)

(formal and informal) procedures for cases of harassment;

| (e) | processing internal and external complaints; |
| --- | --- |

(e)

processing internal and external complaints;

| (f) | internal and external audits; |
| --- | --- |

(f)

internal and external audits;

| (g) | the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725; |
| --- | --- |

(g)

the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725;

| (h) | (IT) security investigations handled internally or with external involvement (e.g. CERT-EU); |
| --- | --- |

(h)

(IT) security investigations handled internally or with external involvement (e.g. CERT-EU);

| (i) | processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union. |
| --- | --- |

(i)

processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union.

2.   Where the FRA restricts, wholly or partly, the application of the right to rectification, erasure and restriction of processing referred to in Articles 18, 19(1) and 20(1) of Regulation (EU) 2018/1725, it shall take the steps set out in Article 6(2) of this Decision and register the record in accordance with Article 6(3) thereof.

Article 8

Communication of a personal data breach to the data subject and confidentiality of electronic communications

1.   In duly justified cases and under the conditions stipulated in this decision, the right to the communication of a personal data breach may be restricted by the controller in the context of the following processing operations, where necessary and appropriate:

| (a) | the performance of administrative inquiries and disciplinary proceedings; |
| --- | --- |

(a)

the performance of administrative inquiries and disciplinary proceedings;

| (b) | activities related to cases of potential irregularities reported to OLAF; |
| --- | --- |

(b)

activities related to cases of potential irregularities reported to OLAF;

| (c) | whistleblowing procedures; |
| --- | --- |

(c)

whistleblowing procedures;

| (d) | (formal and informal) procedures for cases of harassment; |
| --- | --- |

(d)

(formal and informal) procedures for cases of harassment;

| (e) | processing internal and external complaints; |
| --- | --- |

(e)

processing internal and external complaints;

| (f) | internal and external audits; |
| --- | --- |

(f)

internal and external audits;

| (g) | the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725; |
| --- | --- |

(g)

the investigations carried out by the Data Protection Officer in line with Article 45(2) of Regulation (EU) 2018/1725;

| (h) | (IT) security investigations handled internally or with external involvement (e.g. CERT-EU); |
| --- | --- |

(h)

(IT) security investigations handled internally or with external involvement (e.g. CERT-EU);

| (i) | processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union. |
| --- | --- |

(i)

processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union.

2.   In duly justified cases and under the conditions stipulated in this decision, the right to confidentiality of electronic communications may be restricted by the controller in the context of the following processing operations, where necessary and appropriate:

| (a) | the performance of administrative inquiries and disciplinary proceedings; |
| --- | --- |

(a)

the performance of administrative inquiries and disciplinary proceedings;

| (b) | activities related to cases of potential irregularities reported to OLAF; |
| --- | --- |

(b)

activities related to cases of potential irregularities reported to OLAF;

| (c) | whistleblowing procedures; |
| --- | --- |

(c)

whistleblowing procedures;

| (d) | formal procedures for cases of harassment; |
| --- | --- |

(d)

formal procedures for cases of harassment;

| (e) | processing internal and external complaints; |
| --- | --- |

(e)

processing internal and external complaints;

| (f) | (IT) security investigations handled internally or with external involvement (e.g. CERT-EU); |
| --- | --- |

(f)

(IT) security investigations handled internally or with external involvement (e.g. CERT-EU);

| (g) | processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union. |
| --- | --- |

(g)

processing personal data in documents obtained by the parties or interveners in the context of proceedings before the Court of Justice of the European Union.

3.   Where the FRA restricts the communication of a personal data breach to the data subject or the confidentiality of electronic communications referred to in Articles 35 and 36 of Regulation (EU) 2018/1725, it shall record and register the reasons for the restriction in accordance with Article 5(3) of this decision. Article 5(4) of this Decision shall apply.

Article 9

Final provision

FRA’s Executive Board Decision 2019/05 of 27 September 2019 on internal rules concerning restrictions of certain rights of data subjects in relation to processing of personal data in the framework of the functioning of the European Union Agency for Fundamental Rights (2019/C 371/06) is hereby repealed.

Article 10

Entry into force

This Decision shall enter into force on the third day following that of its publication in the Official Journal of the European Union.

Done at Vienna, on 24 September 2021.

For the European Union Agency

for Fundamental Rights

Elise BARBÉ

Chairperson of the Management Board

---

(1)  OJ L 295, 21.11.2018, p. 39.

1

(2)  OJ L 53, 22.2.2007, p. 1.

2

(3)  Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation) (Text with (OJ L 119, 4.5.2016, p. 1).

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(4)  Directive (EU) 2016/680 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data by competent authorities for the purposes of the prevention, investigation, detection or prosecution of criminal offences or the execution of criminal penalties, and on the free movement of such data, and repealing Council Framework Decision 2008/977/JHA (OJ L 119, 4.5.2016, p. 89).

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