Government’s Exhibit List – Page 1 of 16 

IN THE UNITED STATES DISTRICT COURT 

FOR THE NORTHERN DISTRICT OF TEXAS 

DALLAS DIVISION 

UNITED STATES OF AMERICA

v.

CRIMINAL NO. 3:22-CR-378-N 

RAYNALDO RIVERA ORTIZ, JR. 

GOVERNMENT’S SECOND AMENDED EXHIBIT LIST 

 The United States of America submits this Exhibit List: 

Exhibit 

No.

Description Offered Admitted 

August 4, 2022

1 

Surveillance Clip 1 

(Channel 2: Actual Time 

7:56 and Video Time 

8:58) 

2 

Surveillance Clip 2

(Channel 2: Actual Time 

9:35 and Video Time 

10:37)

3 

Surveillance Clip 3

(Channel 2: Actual Time 

11:33 – 11:34 and Video 

Time 12:35 – 12:36) 

4 

Surveillance Clip 4

(Channel 2: Actual Time 

11:36 – 11:37 and Video 

Time 12:38 – 12:39)

5 

Surveillance Clip 5

(Channel 2: Actual Time 

11:46 – 11:47 and Video 

Time 12:48 – 12:49)

6 

Surveillance Clip 6

(Channel 2: Actual Time 

11:33 – 12:09 and Video 

Time 12:35 – 13:11)

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 1 of 16 PageID 1338
Government’s Exhibit List – Page 2 of 16

7

Surveillance Clip 7

(Channel 2: Actual Time 

12:09 and Video Time 

13:11)

8

Surveillance Clip 8

(Channel 2: Actual Time 

12:50-12:51 and Video 

Time 13:52-13:53)

9

Surveillance Clip 9 

(Channel 5: Actual Time 

13:09 and Video Time 

14:11)

10

Surveillance Clip 10

(Channel 5: Actual Time 

13:15 – 13:17 and Video 

Time 14:17 – 14:19)

11

August 4, 2022 -

Surveillance Video CH2 

0800 - 0900

12

August 4, 2022 -

Surveillance Video CH2 

1200 - 1300

13

August 4, 2022 -

Surveillance Video CH2 

1300 - 1400

14

August 4, 2022 -

Surveillance Video CH5 

1400 - 1500

August 9, 2022

15

Surveillance Clip 1 

(Channel 2: Actual Time 

8:00 – 8:01 and Video 

Time 9:02 – 9:03)

16

Surveillance Clip 2 

(Channel 2: Actual Time 

10:19 and Video Time 

11:21)

17

Surveillance Clip 3 

(Channel 2: Actual Time 

10:19 – 10:54 and Video 

Time 11:21 – 11:56)

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Government’s Exhibit List – Page 3 of 16

18

Surveillance Clip 4 

(Channel 2: Actual Time 

10:54 and Video Time 

11:56)

19

Surveillance Clip 5 

(Channel 7: Actual Time 

10:56 and Video Time 

11:58)

20

Surveillance Clip 6 

(Channel 2: Actual Time 

11:03 – 11:04 and Video 

Time 12:05 – 12:06)

21

Surveillance Clip 7 

(Channel 2: Actual Time 

11:18 and Video Time 

12:20)

22

Surveillance Clip 8 

(Channel 2: Actual Time 

11:23 – 11:25 and Video 

Time 12:25 – 12:27)

23

Surveillance Clip 9 

(Channel 4: Actual Time 

11:31 and Video Time 

12:33)

24

August 9, 2022 

Surveillance Video CH2 

0900 - 1000

25

August 9, 2022 -

Surveillance Video CH2 

1100 - 1200

26

August 9, 2022 -

Surveillance Video CH2 

1200- 1300

27

August 9, 2022 -

Surveillance Video CH4 

1200 - 1300

28

August 9, 2022 -

Surveillance Video CH7 

1100 - 1200

August 16, 2022

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 3 of 16 PageID 1340
Government’s Exhibit List – Page 4 of 16

29

Surveillance Clip 1 

(Channel 2: Actual Time 

8:00 and Video Time 

9:02) 

30

Surveillance Clip 2 

(Channel 2: Actual Time 

9:17 and Video Time 

10:19) 

31

Surveillance Clip 3 

(Channel 2: Actual Time 

9:18 and Video Time 

10:20) 

32

Surveillance Clip 4 

(Channel 5: Actual Time 

9:21 – 9:23 and Video 

Time 10:23 – 10:25) 

33

Surveillance Clip 5 

(Channel 2: Actual Time 

10:51 and Video Time 

11:53) 

34

Surveillance Clip 6 

(Channel 2: Actual Time 

10:51 – 11:11 and Video 

Time 11:53 – 12:13) 

35

Surveillance Clip 7 

(Channel 2: Actual Time 

11:11 and Video Time 

12:13) 

36

August 16, 2022 -

Surveillance Video CH2 

0900 - 1000

37

August 16, 2022 -

Surveillance Video CH2 

1100 - 1200

38

August 16, 2022 -

Surveillance Video CH2 

1200 - 1300

39

August 16, 2022 -

Surveillance Video CH5 

1000 - 1100

August 18, 2022

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 4 of 16 PageID 1341
Government’s Exhibit List – Page 5 of 16

40

Surveillance Clip 1 

(Channel 2: Actual Time 

5:30 – 5:34 and Video 

Time 6:32 – 6:36) 

41

Surveillance Clip 2 

(Channel 5: Actual Time 

9:03 and Video Time 

10:05) 

42

Surveillance Clip 3 

(Channel 2: Actual Time 

9:03 and Video Time 

10:05) 

43

August 18, 2022 -

Surveillance Video CH2 

0600 - 0700

44

August 18, 2022 -

Surveillance Video CH2 

1000 - 1100

45

August 18, 2022 -

Surveillance Video CH5 

1000 - 1100

August 19, 2022

46

Surveillance Clip 1 

(Channel 2: Actual Time 

8:22 and Video Time 

9:24) 

47

Surveillance Clip 2 

(Channel 2: Actual Time 

10:34 and Video Time 

11:36) 

48

Surveillance Clip 3 

(Channel 2: Actual Time 

10:34 – 10:41 and Video 

Time 11:36 – 11:43) 

49

Surveillance Clip 4 

(Channel 2: Actual Time 

10:41 and Video Time 

11:43) 

50

Surveillance Clip 5 

(Channel 2: Actual Time 

11:12 and Video Time 

12:14) 

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 5 of 16 PageID 1342
Government’s Exhibit List – Page 6 of 16

51

Surveillance Clip 6 

(Channel 1: Actual Time 

11:13 and Video Time 

12:15) 

52

Surveillance Clip 7 

(Channel 6: Actual Time 

12:57 and Video Time 

13:59) 

53

Surveillance Clip 8 

(Channel 6: Actual Time 

13:02 and Video Time 

14:04) 

54

August 19, 2022 -

Surveillance Video CH1 

1200 - 1300

55

August 19, 2022 -

Surveillance Video CH2 

0900 - 1000

56

August 19, 2022 -

Surveillance Video CH2 

1100 - 1200

57

August 19, 2022 -

Surveillance Video CH2 

1200 - 1300

58

August 19, 2022 -

Surveillance Video CH6 

1300 - 1400

59

August 19, 2022 -

Surveillance Video CH6 

1400 - 1500

August 23, 2022

60

Surveillance Clip 1 

(Channel 2: Actual Time 

7:54 and Video Time 

8:56)

61

Surveillance Clip 2 

(Channel 5: Actual Time 

8:19 – 8:23 and Video 

Time 9:21 – 9:25)

62

Surveillance Clip 3 

(Channel 8: Actual Time

8:23 – 8:24 and Video 

Time 9:25 – 9:26)

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Government’s Exhibit List – Page 7 of 16

63

Surveillance Clip 4 

(Channel 5: Actual Time 

8:24 and Video Time 

9:26)

64

Surveillance Clip 5 

(Channel 2: Actual Time 

8:25 and Video Time 

9:27)

65

Surveillance Clip 6 

(Channel 2: Actual Time 

8:26 and Video Time 

9:28)

66

Surveillance Clip 7 

(Channel 5: Actual Time 

8:27 and Video Time 

9:29)

67

Surveillance Clip 8 

(Channel 2: Actual Time 

8:28 and Video Time 

9:30)

68

Surveillance Clip 9 

(Channel 2: Actual Time 

8:30 – 8:31 and Video 

Time 9:32 – 9:33)

69

Surveillance Clip 10 

(Channel 2: Actual Time 

8:34 and Video Time 

9:36)

70

August 23, 2022 -

Surveillance Video CH2 

0800 - 0900

71

August 23, 2022 -

Surveillance Video CH2 

0900 - 1000

72

August 23, 2022 -

Surveillance Video CH8

0900 - 1000

73

August 23, 2022 -

Surveillance Video CH5 

0900 - 1000

August 24, 2022

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 7 of 16 PageID 1344
Government’s Exhibit List – Page 8 of 16

74

Surveillance Clip 1 

(Channel 2: Actual Time 

9:31 – 9:32 and Video 

Time 10:33 – 10:34)

75

Surveillance Clip 2 

(Channel 5: Actual Time 

10:04 and Video Time 

11:06)

76

Surveillance Clip 3 

(Channel 5: Actual Time 

10:14 and Video Time 

11:16)

77

Surveillance Clip 4 

(Channel 5: Actual Time 

10:59 – 11:00 and Video 

Time 12:01 – 12:02)

78

August 24, 2022 –

Surveillance Video CH2 

1000 - 1100

79

August 24, 2022 –

Surveillance Video CH5 

1100 - 1200

80

August 24, 2022 –

Surveillance Video CH5 

1200 - 1300

81 RESERVED

82 RESERVED

83 RESERVED

84 RESERVED

85 RESERVED

86 RESERVED

87 RESERVED

88 RESERVED

89 RESERVED

90 RESERVED

91 RESERVED

92 RESERVED

93 RESERVED

94 RESERVED

95 RESERVED

96 RESERVED

97 RESERVED

98 RESERVED

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 8 of 16 PageID 1345
Government’s Exhibit List – Page 9 of 16

99 RESERVED

100

Photograph of Baylor 

Scott & White Surgicare 

North Dallas (BSW ND) 

101 Business Clock

102 Photograph of PACU at 

BSW ND

103 Photograph of O.R. Hall 

at BSW ND

104 Photograph of Bath Hall 

at BSW ND

105 Photograph of PACU at 

BSW ND

106 Photograph of O.R. 

Storage at BSW ND

107 Photograph of Pre-Op at 

BSW ND

108 Photograph of Materials

Hall at BSW ND

109 Photograph of Entry Hall 

at BSW ND

110 Photograph of Business 

Hall at BSW ND

111 Photograph of Dictation 

Room at BSW ND

112 Photograph of Business 

Hall at BSW ND

113

Photograph of med 

cabinet (both doors) at 

BSW ND

114

Photograph of posters on 

the med cabinet at BSW 

ND

115 Photograph of med 

cabinet at BSW ND

116 Photograph of med 

cabinet at BSW ND

117 Photograph of poster at 

BSW ND 

118 Photograph of IV stand in 

operating room at BSW 

ND

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Government’s Exhibit List – Page 10 of 16

119 Photograph of operating 

room at BSW ND

120 Photographs of anesthesia 

cart in operating room at 

BSW ND

121 Photograph of Hallway 

by OR #2

122 Photograph of hallway by 

OR #4 at BSW ND

123 Photograph of interior of 

the operating room at 

BSW ND

124 Photograph of warming 

bin (warmer) at BSW ND

125 Photograph of warming 

bin (warmer) at BSW ND

126 Photograph of back 

hallway at BSW ND

127 Photograph of back 

hallway at BSW ND

128

Photograph of the 

hallway looking towards 

Recovery at BSW ND

129 Photographs of the PreOp at BSW ND

130 SWIFS records - J.A.

131 Medical City records -

J.A.

132 BSW ND records - J.A.

133 Medical City records -

J.A. 

134 Root Cause Analysis 

BSW ND - J.A. 

135 Photographs of IV Bag 

136 Photographs of IV Bag 

Sleeve 

137 Photographs of IV Bag 

Sleeve 

138 Photographs of J.A. at 

hospital 

139 Video of J.A. postincident

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Government’s Exhibit List – Page 11 of 16

140 Video of J.A. postincident

141 Photograph of J.A. postincident

142 Toxicology Analysis Test 

Report – J.A.

143 BSW ND records - J.E.

144 Texas Health Resources 

records - J.E. 

145 BSW ND records - K.P.

146 SWIFS records - K.P.

147 Medical City Heart and 

Spine records - K.P.

148 Photographs of blood 

sample – K.P.

149 Medical City Heart and 

Spine records - K.P.

150 Root Cause Analysis 

BSW ND - K.P. 

151 Dallas Co. Medical 

Examiners records - M.K.

152 Photographs at M.K. 

Residence 

153 Toxicology Analysis Test 

Report – M.K.

154 Text regarding M.K.’s 

schedule 

155 Medical City Heart and 

Spine records - T.Y.

156 BSW ND records - T.Y.

157 Root Cause Analysis 

BSW ND - T.Y. 

158

Baylor Scott & White 

Surgicare North Garland 

(BSW NG) peer review 

records

159 Texas Medical Board 

records concerning Ortiz

160 BSW ND Case by 

Surgeon Summary Report 

161 Photograph of IV bags (4) 

162 Calendar denoting 

transfers 

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Government’s Exhibit List – Page 12 of 16

163

BSW ND purchase order 

with Medline Industries, 

Inc. 

164 Medline shipping 

documents, BSW ND

165 Medline shipping 

documents, BSW ND

166 Peer Review 

Communication 

167 Medications released for 

testing 

168 Photographs of 

medications 

169 Complaint, dated 

3/8/2018 

170 Agreed Order, dated 

10/19/2018

171 Agreed Order, dated 

8/19/2022

172

Order of Temporary 

Suspension, dated 

9/9/2022

173 BSW ND records 

concerning peer review

174 Ortiz cases, May through 

August 2022

175 Anesthesia analysis (daily 

schedule)

176 Staff calendar 

177 Ortiz May to August 

2022 calendar 

178 2022 Calendar and Root 

Cause Analysis BSW ND

179 Lactated Ringer’s 

Injection USP label 

180

Lactated Ringer’s 

Injection, USP 

Description 

181

Financial account records, 

JPMorgan Chase Bank, 

N.A.

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 12 of 16 PageID 1349
Government’s Exhibit List – Page 13 of 16

182

Financial account records, 

JPMorgan Chase Bank, 

N.A.

183

Financial account records, 

JPMorgan Chase Bank, 

N.A.

184

Financial account records, 

JPMorgan Chase Bank, 

N.A.

185

Financial account records, 

JPMorgan Chase Bank, 

N.A.

186 Financial account records, 

American Express

187 Financial account records, 

Bank of America, N.A., 

188 Financial account records, 

Bank of America, N.A.

189

IRS federal tax returns 

and tax information

concerning Ortiz and 

businesses

190 IV Bag from J.A. 

procedure 

191 IV Shell from J.A. 

procedure 

192 IV bags (2) from warmer 

193 K.P. blood samples 

194 J.A. blood samples 

195 DVR from BSW ND

196

Hard drive copy of 

surveillance from BSW 

ND

197

Comparison Chart - Gross 

Receipts vs Distributions, 

Garland Anesthesia 

(2016-2021)

198

Comparison Chart -

Ordinary Income vs 

Distributions, Garland 

Anesthesia (2016-2021)

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Government’s Exhibit List – Page 14 of 16

199

Comparison Chart –

Distributions, Assured vs 

Garland 

200

Comparison Chart - Gross 

Receipts, Assured vs 

Garland 

201

Comparison Chart -

Ordinary Income (Loss), 

Assured vs Garland 

202 Texan Security Services 

Invoice

203 RESERVED

204 RESERVED

205 IV Bag (demonstrative)

206 Syringe (demonstrative)

207 Medicine Vial(s) 

(demonstrative)

208 Patient records, M.N.

209 Patient records, J.R.

210 Patient records, M.A.

211 Patient records, A.H.

212 Patient records, K.G.

213 Patient records, L.S.

214 Patient records, F.L.

215 Patient records, M.D.

216 Floor plan of BSW ND 

with camera angles

217 NMS Toxicology Report 

– J.A.

218 NMS Toxicology Report 

- J.A.

219 Root Cause Analysis 

BSW ND - J.E.

220 Toxicology Analysis Test 

Report – K.P.

221 NMS Toxicology Report 

– K.P.

222 NMS Toxicology Report 

– K.P.

223 NMS Toxicology Report 

– K.P.

224 NMS Toxicology Report 

-M.K.

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Government’s Exhibit List – Page 15 of 16

225 BSW ND purchase order 

with Medline Industries, 

Inc.

226

First Amended 

Complaint, dated 

6/15/2018

227 SWIFS records, 22-IFS12341

228 SWIFS records, 22-IFS17256

229 SWIFS records, 22-IFS17336

230 Ortiz call (to be 

excerpted)

231 Ortiz call (to be 

excerpted)

232 Ortiz call (to be 

excerpted)

233 Timeline (7 days)

234 NMS Labs records

235 Notice of Federal Tax 

Lien

236 Notice of Federal Tax 

Lien

237 Certification

238

Articles of Incorporation, 

and Public Information 

Report, Assured Medical 

Billing, Inc.

239 Certification

240

Articles of Incorporation, 

and Public Information 

Report, Garland 

Anesthesia Consultants 

P.A.

241 Transcript of Ortiz call

(to be excerpted)

242 Transcript of Ortiz call 

(to be excerpted)

243 Transcript of Ortiz call

(to be excerpted)

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 15 of 16 PageID 1352
Government’s Exhibit List – Page 16 of 16 

244 Verbeck Report 

 

Respectfully submitted,

LEIGHA SIMONTON 

UNITED STATES ATTORNEY

/s/ John J. de la Garza III

JOHN J. DE LA GARZA III

Assistant United States Attorney

Texas Bar No. 00796455 

1100 Commerce Street, Third Floor 

Dallas, Texas 75242-1699 

Tel: (214) 659.8682; Fax: (214) 659.8812 

Email: john.delagarza@usdoj.gov

PATRICK R. RUNKLE 

Senior Litigation Counsel 

RACHEL BARON

Trial Attorney 

Consumer Protection Branch 

U.S. Department of Justice 

P.O. Box 386 

Washington, DC 20044-0386 

Tel: 202.532.4723 

Email: patrick.runkle@usdoj.gov 

Email: rachel.e.baron@usdoj.gov

Certificate of Service 

I certify that on March 31, 2024 I electronically filed this document with the Clerk 

for the United States District Court for the Northern District of Texas pursuant to its 

electronic filing system (ECF). 

/s/ John J. de la Garza III 

JOHN J. DE LA GARZA III 

Assistant United States Attorney 

Case 3:22-cr-00378-N Document 148 Filed 04/01/24 Page 16 of 16 PageID 1353