SBLF Transactions Report as of October 31, 2012

Dividends, Interest, and Capital Repayments

Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Bank 1st Enterprise Bank Los Angeles CA 9/1/2011 Preferred Shares 16,400,000 NA - - 16,400,000 Dividend 10/1/2012 41,000 177,667 177,667 177,667

Bank Adbanc Inc. Ogallala NE 7/21/2011 Preferred Shares 21,905,000 NA - - 21,905,000 Dividend 10/1/2012 273,813 1,081,667 1,081,667 1,081,667

Bank AIM Bancshares, Inc. Levelland TX 9/7/2011 Senior Securities 9,100,000 NA - - 9,100,000 Interest NA 0 145,600 145,600 145,600

Bank Alerus Financial Corporation Grand Forks ND 8/18/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 50,000 363,333 363,333 363,333

Bank Algodon de Calidad Bancshares, Inc. Abilene TX 9/14/2011 Senior Securities 600,000 NA - - 600,000 Interest 10/2/2012 11,550 48,382 48,382 48,382

Bank Alma Bank Astoria NY 8/30/2011 Preferred Shares 19,000,000 NA - - 19,000,000 Dividend NA 0 250,694 250,694 250,694

Bank AMB Financial Corp. Munster IN 9/22/2011 Preferred Shares 3,858,000 NA - - 3,858,000 Dividend NA 0 182,750 182,750 182,750

Bank AmeriBank Holding Company Collinsville OK 9/15/2011 Preferred Shares 5,347,000 NA - - 5,347,000 Dividend 10/1/2012 23,445 139,560 139,560 139,560

Bank AmeriServ Financial, Inc. Johnstown PA 8/11/2011 Preferred Shares 21,000,000 NA - - 21,000,000 Dividend 10/1/2012 250,788 1,184,121 1,184,121 1,184,121

Bank Avenue Financial Holdings, Inc. Nashville TN 9/15/2011 Preferred Shares 18,950,000 NA - - 18,950,000 Dividend 10/1/2012 47,375 370,441 370,441 370,441

Bank BancIndependent, Incorporated Sheffield AL 7/14/2011 Preferred Shares 30,000,000 NA - - 30,000,000 Dividend 10/1/2012 199,875 846,677 846,677 846,677

Bank Bancorp Financial, Inc. Oak Brook IL 8/18/2011 Preferred Shares 14,643,000 NA - - 14,643,000 Dividend 10/1/2012 162,898 744,086 744,086 744,086

Bank Bancorp of Montana Holding Company Missoula MT 9/8/2011 Senior Securities 1,460,000 NA - - 1,460,000 Interest NA 0 35,306 35,306 35,306

Bank Bank of Central Florida Lakeland FL 8/16/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 10/1/2012 17,500 88,083 88,083 88,083

Bank Bank of Commerce Holdings Redding CA 9/27/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 250,000 945,161 945,161 945,161

Bank BankFirst Capital Corporation Macon MS 9/8/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 250,000 1,063,889 1,063,889 1,063,889

Bank Banner County Ban Corporation Harrisburg NE 7/28/2011 Preferred Shares 2,427,000 NA - - 2,427,000 Dividend 10/1/2012 6,068 47,124 47,124 47,124

Bank Bern Bancshares, Inc. Bern KS 9/1/2011 Preferred Shares 1,500,000 NA - - 1,500,000 Dividend NA 0 63,231 63,231 63,231

Bank BHCB Holding Company Rapid City SD 9/7/2011 Senior Securities 2,000,000 NA - - 2,000,000 Interest NA 0 32,000 32,000 32,000

Bank Birmingham Bloomfield Bancshares, Inc. Birmingham MI 7/28/2011 Preferred Shares 4,621,000 NA - - 4,621,000 Dividend 10/1/2012 11,553 72,756 72,756 72,756

Bank Blue Ridge Bankshares, Inc. Luray VA 8/18/2011 Preferred Shares 4,500,000 NA - - 4,500,000 Dividend NA 0 251,875 251,875 251,875

Bank BMC Bancshares, Inc. Dallas TX 9/7/2011 Senior Securities 1,206,000 NA - - 1,206,000 Interest NA 0 25,961 25,961 25,961

Bank BNC Financial Group, Inc. New Canaan CT 8/4/2011 Preferred Shares 10,980,000 NA - - 10,980,000 Dividend 10/1/2012 27,450 149,145 149,145 149,145

Bank BOH Holdings, Inc. Houston TX 7/14/2011 Preferred Shares 23,938,350 NA - - 23,938,350 Dividend 10/1/2012 59,846 290,585 290,585 290,585

Bank Brotherhood Bancshares, Inc. Kansas City KS 9/15/2011 Preferred Shares 16,000,000 NA - - 16,000,000 Dividend 10/1/2012 200,000 835,556 835,556 835,556

Bank Broward Financial Holdings, Inc. Fort Lauderdale FL 7/21/2011 Preferred Shares 3,134,000 NA - - 3,134,000 Dividend 10/1/2012 7,835 37,434 37,434 37,434

Bank Cache Valley Banking Company Logan UT 7/14/2011 Preferred Shares 11,670,000 NA - - 11,670,000 Dividend 10/1/2012 29,175 249,284 249,284 249,284

Bank California Bank of Commerce Lafayette CA 9/15/2011 Preferred Shares 11,000,000 NA - - 11,000,000 Dividend 10/1/2012 27,500 206,556 206,556 206,556

Bank Capital Bank San Juan Capistrano CA 9/27/2011 Preferred Shares 3,132,000 NA - - 3,132,000 Dividend 10/1/2012 7,830 33,756 33,756 33,756

Bank CapitalMark Bank & Trust Chattanooga TN 9/13/2011 Preferred Shares 18,212,000 NA - - 18,212,000 Dividend 10/1/2012 45,530 293,568 293,568 293,568

Bank Cardinal Bancorp II, Inc. Washington MO 9/8/2011 Senior Securities 6,251,000 NA - - 6,251,000 Interest 10/1/2012 23,441 178,576 178,576 178,576

Bank Carolina Alliance Bank Spartanburg SC 8/23/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 55,278 55,278 55,278

Bank Carroll Financial Services, Inc. Huntingdon TN 8/16/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend 10/1/2012 7,500 45,553 45,553 45,553

Bank Catskill Hudson Bancorp, Inc. Rock Hill NY 7/21/2011 Preferred Shares 9,681,000 NA - - 9,681,000 Dividend 10/1/2012 24,203 202,763 202,763 202,763

10/1/2012 1,826 5,569 5,569 NA

10/16/2012 475 5,569 6,044 6,044

Bank CBOS Bankshares, Inc. Merritt Island FL 8/23/2011 Preferred Shares 3,893,000 NA - - 3,893,000 Dividend NA 0 215,196 215,196 215,196

Bank CBT Financial Corp. Clearfield PA 8/23/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 10/1/2012 25,000 110,556 110,556 110,556

Bank Center Bancorp, Inc. Union NJ 9/15/2011 Preferred Shares 11,250,000 NA - - 11,250,000 Dividend 10/1/2012 28,125 418,750 418,750 418,750

Bank Central Bancorp, Inc. Somerville MA 8/25/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 550,000 550,000 550,000

Bank Central Service Corporation Enid OK 9/20/2011 Senior Securities 7,000,000 NA - - 7,000,000 Interest 10/1/2012 26,250 277,589 277,589 277,589

Bank Central Valley Community Bancorp Fresno CA 8/18/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 10/1/2012 87,500 391,806 391,806 391,806

Bank Centric Financial Corporation Harrisburg PA 7/14/2011 Preferred Shares 7,492,000 NA - - 7,492,000 Dividend 10/1/2012 18,730 90,945 90,945 90,945

Bank Centrix Bank & Trust Bedford NH 7/28/2011 Preferred Shares 24,500,000 NA - - 24,500,000 Dividend 10/1/2012 61,250 342,342 342,342 342,342

Bank CIC Bancshares, Inc. Greenwood Village CO 9/13/2011 Preferred Shares 1,772,000 NA - - 1,772,000 Dividend 10/1/2012 4,430 18,606 18,606 18,606

Bank Citizens Community Bank South Hill VA 7/28/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 10/1/2012 50,004 222,072 222,072 222,072

Bank CoBiz Financial Inc. Denver CO 9/8/2011 Preferred Shares 57,366,000 NA - - 57,366,000 Dividend 10/1/2012 717,075 3,051,553 3,051,553 3,051,553

Bank Codorus Valley Bancorp, Inc. York PA 8/18/2011 Preferred Shares 25,000,000 NA - - 25,000,000 Dividend 10/1/2012 62,500 783,288 783,288 783,288

Bank Columbine Capital Corp. Buena Vista CO 9/22/2011 Preferred Shares 6,050,000 NA - - 6,050,000 Dividend 10/1/2012 18,486 126,546 126,546 126,546

Bank Columbus First Bancorp, Inc Worthington OH 8/23/2011 Preferred Shares 6,150,000 NA - - 6,150,000 Dividend 10/1/2012 15,375 67,992 67,992 67,992

Bank Commercial Financial Corp Storm Lake IA 9/20/2011 Preferred Shares 18,000,000 NA - - 18,000,000 Dividend NA 0 609,750 609,750 609,750

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

10/31/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank CB Bancshares Corp. Weir KS 9/7/2011 Preferred Shares 190,000 NA 190,000 Dividend

 - -

Page 1 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

10/31/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Community Bank Delaware Lewes DE 8/9/2011 Preferred Shares 4,500,000 NA - - 4,500,000 Dividend 10/1/2012 11,250 78,140 78,140 78,140

Bank Community Bank Shares of Indiana, Inc. New Albany IN 9/15/2011 Preferred Shares 28,000,000 NA - - 28,000,000 Dividend 10/1/2012 162,610 977,971 977,971 977,971

Bank Community First Bancorp, Inc. Fairview Heights IL 9/13/2011 Senior Securities 7,000,000 NA - - 7,000,000 Interest 10/1/2012 26,250 110,250 110,250 110,250

Bank Community First Bancshares, Inc. Union City TN 8/18/2011 Preferred Shares 30,852,000 NA - - 30,852,000 Dividend 10/1/2012 385,650 1,726,855 1,726,855 1,726,855

Bank Community Illinois Corporation Rock Falls IL 8/16/2011 Preferred Shares 4,500,000 NA - - 4,500,000 Dividend 10/1/2012 34,875 150,895 150,895 150,895

Bank Community Independent Bancorp Inc. West Salem OH 9/13/2011 Preferred Shares 2,250,000 NA - - 2,250,000 Dividend 10/1/2012 5,625 34,848 34,848 34,848

Bank Community Partners Bancorp Middletown NJ 8/11/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend 10/1/2012 30,769 497,978 497,978 497,978

Bank Community Southern Bank Lakeland FL 9/20/2011 Preferred Shares 5,700,000 NA - - 5,700,000 Dividend 10/1/2012 14,250 106,875 106,875 106,875

Bank Community Trust Financial Corporation Ruston LA 7/6/2011 Preferred Shares 48,260,000 NA - - 48,260,000 Dividend 10/1/2012 131,374 1,095,234 1,095,234 1,095,234

Bank Community Valley Bank El Centro CA 9/20/2011 Preferred Shares 2,400,000 NA - - 2,400,000 Dividend 10/1/2012 6,000 45,000 45,000 45,000

Bank Continental Bancorporation Salt Lake City UT 9/22/2011 Senior Securities 4,724,000 NA - - 4,724,000 Interest 10/1/2012 90,937 372,842 372,842 372,842

Bank County Bancorp, Inc. Manitowoc WI 8/23/2011 Preferred Shares 15,000,000 NA - - 15,000,000 Dividend 10/1/2012 75,000 272,500 272,500 272,500

Bank Crest Savings Bancorp, Inc. Wildwood NJ 8/23/2011 Preferred Shares 2,500,000 NA - - 2,500,000 Dividend 10/1/2012 15,853 115,656 115,656 115,656

Bank Crestmark Bancorp, Inc. Troy MI 8/9/2011 Preferred Shares 8,250,000 NA - - 8,250,000 Dividend 10/1/2012 20,625 94,417 94,417 94,417

Bank D. L. Evans Bancorp Burley ID 9/27/2011 Preferred Shares 29,891,000 NA - - 29,891,000 Dividend 10/1/2012 373,638 1,511,156 1,511,156 1,511,156

Bank Deerfield Financial Corporation Deerfield WI 9/8/2011 Senior Securities 3,650,000 NA - - 3,650,000 Interest 10/1/2012 73,160 271,371 271,371 271,371

Bank DNB Financial Corporation Downingtown PA 8/4/2011 Preferred Shares 13,000,000 NA - - 13,000,000 Dividend NA 0 497,110 497,110 497,110

Bank Eagle Bancorp, Inc. Bethesda MD 7/14/2011 Preferred Shares 56,600,000 NA - - 56,600,000 Dividend 10/1/2012 141,500 687,061 687,061 687,061

Bank Emclaire Financial Corp. Emlenton PA 8/18/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 548,250 548,250 548,250

Bank Encore Bancshares, Inc. Houston TX 9/27/2011 Preferred Shares 32,914,000 NA - - 32,914,000 Dividend NA 0 426,053 426,053 426,053

Bank Enterprise Financial Services Group, Inc. Allison Park PA 8/25/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 62,500 235,851 235,851 235,851

Bank Equity Bancshares, Inc. Wichita KS 8/11/2011 Preferred Shares 16,372,000 NA - - 16,372,000 Dividend 10/1/2012 40,930 494,418 494,418 494,418

Bank Evolve Bancorp, Inc. Cordova TN 8/9/2011 Preferred Shares 4,699,000 NA - - 4,699,000 Dividend 10/1/2012 11,748 55,866 55,866 55,866

Bank F & M Bancorporation, Inc. Tulsa OK 9/21/2011 Preferred Shares 38,222,000 NA - - 38,222,000 Dividend NA 0 392,837 392,837 392,837

Bank Farmers State Bankshares, Inc. Holton KS 7/21/2011 Preferred Shares 700,000 NA - - 700,000 Dividend 10/1/2012 5,250 28,385 28,385 28,385

Bank FB BanCorp San Antonio TX 8/25/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend 10/1/2012 30,000 400,993 400,993 400,993

Bank FCB Bancorp, Inc. Louisville KY 9/22/2011 Preferred Shares 9,759,000 NA - - 9,759,000 Dividend 10/1/2012 121,988 491,436 491,436 491,436

Bank Financial Security Corporation Basin WY 7/21/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 103,611 103,611 103,611

Bank Financial Services of Winger, Inc. Fosston MN 9/1/2011 Senior Securities 4,069,000 NA - - 4,069,000 Interest 10/1/2012 15,259 94,676 94,676 94,676

Bank FineMark Holdings, Inc. Fort Myers FL 9/21/2011 Preferred Shares 5,665,000 NA - - 5,665,000 Dividend 10/1/2012 14,163 64,518 64,518 64,518

Bank First American Investment, Inc. Hudson WI 9/8/2011 Senior Securities 1,705,710 NA - - 1,705,710 Interest 10/1/2012 13,219 36,099 36,099 36,099

Bank First Bancorp Troy NC 9/1/2011 Preferred Shares 63,500,000 NA - - 63,500,000 Dividend 10/1/2012 688,303 3,301,427 3,301,427 3,301,427

Bank First Bank of Charleston Charleston WV 7/21/2011 Preferred Shares 3,345,000 NA - - 3,345,000 Dividend 10/1/2012 41,813 199,771 199,771 199,771

Bank First Bankers Trustshares, Inc. Quincy IL 9/8/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 10/1/2012 25,000 112,778 112,778 112,778

Bank First Busey Corporation Champaign IL 8/25/2011 Preferred Shares 72,664,000 NA - - 72,664,000 Dividend 10/1/2012 908,300 3,996,520 3,996,520 3,996,520

Bank First California Financial Group, Inc. Westlake Village CA 7/14/2011 Preferred Shares 25,000,000 NA - - 25,000,000 Dividend 10/1/2012 312,500 1,517,361 1,517,361 1,517,361

Bank First Colebrook Bancorp, Inc. Colebrook NH 9/22/2011 Preferred Shares 8,623,000 NA - - 8,623,000 Dividend 10/1/2012 21,558 223,530 223,530 223,530

Bank First Community Financial Corporation Elgin IL 9/1/2011 Preferred Shares 6,100,000 NA - - 6,100,000 Dividend 10/1/2012 18,470 221,247 221,247 221,247

Bank First Eldorado Bancshares, Inc. Eldorado IL 9/7/2011 Senior Securities 3,000,000 NA - - 3,000,000 Interest NA 0 160,393 160,393 160,393

Bank First Federal Bancorp, Inc. Lake City FL 8/23/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 349,115 355,556 355,556

Bank First Financial Bancshares, Inc. Lawrence KS 9/22/2011 Senior Securities 3,905,000 NA - 3,905,000 - Interest NA 0 265,319 265,319 4,170,319

Bank First Green Bank Eustis FL 9/20/2011 Preferred Shares 4,727,000 NA - - 4,727,000 Dividend 10/1/2012 11,818 48,714 48,714 48,714

Bank First Guaranty Bancshares, Inc. Hammond LA 9/22/2011 Preferred Shares 39,435,000 NA - - 39,435,000 Dividend 10/1/2012 492,938 2,021,044 2,021,044 2,021,044

Bank First Menasha Bancshares, Inc. Neenah WI 9/15/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 10/1/2012 86,480 287,424 287,424 287,424

Bank First Merchants Corporation Muncie IN 9/22/2011 Preferred Shares 90,782,940 NA - - 90,782,940 Dividend 10/1/2012 1,134,787 4,652,626 4,652,626 4,652,626

Bank First NBC Bank Holding Company New Orleans LA 8/4/2011 Preferred Shares 37,935,000 NA - - 37,935,000 Dividend 10/1/2012 94,838 602,213 602,213 602,213

Bank First Northern Community Bancorp Dixon CA 9/15/2011 Preferred Shares 22,847,000 NA - - 22,847,000 Dividend 10/1/2012 285,588 1,193,121 1,193,121 1,193,121

Bank First PacTrust Bancorp, Inc. Chula Vista CA 8/30/2011 Preferred Shares 32,000,000 NA - - 32,000,000 Dividend NA 0 1,576,662 1,576,662 1,576,662

Bank First Partners Bank (SouthCity Bank) Vestavia Hills AL 7/14/2011 Preferred Shares 5,200,000 NA - - 5,200,000 Dividend 10/1/2012 13,000 63,122 63,122 63,122

Bank First Resource Bank Exton PA 9/15/2011 Preferred Shares 5,083,000 NA - - 5,083,000 Dividend 10/1/2012 38,810 229,403 229,403 229,403

Bank First Robinson Financial Corporation Robinson IL 8/23/2011 Preferred Shares 4,900,000 NA - - 4,900,000 Dividend 10/1/2012 12,250 54,172 54,172 54,172

Bank First Savings Financial Group, Inc. Clarksville IN 8/11/2011 Preferred Shares 17,120,000 NA - - 17,120,000 Dividend 10/1/2012 42,800 286,364 286,364 286,364

Bank First Service Bancshares, Inc. Greenbrier AR 9/8/2011 Senior Securities 7,716,000 NA - - 7,716,000 Interest NA 0 632,090 632,090 632,090

Bank First State Holding Co. (Wilber Co.) Lincoln NE 9/7/2011 Senior Securities 12,000,000 NA - - 12,000,000 Interest 10/1/2012 45,000 456,786 456,786 456,786

Bank First Texas BHC, Inc. Fort Worth TX 9/15/2011 Preferred Shares 29,822,000 NA - - 29,822,000 Dividend 10/1/2012 74,555 341,389 341,389 341,389

Bank Fisher Bancorp, Inc. Fisher IL 9/15/2011 Senior Securities 1,000,000 NA - 250,000 750,000 Interest 10/1/2012 14,438 76,626 76,626 326,626

Bank Florida Business BancGroup, Inc. Tampa FL 9/22/2011 Preferred Shares 15,360,000 NA - - 15,360,000 Dividend 10/1/2012 39,040 456,747 456,747 456,747

Page 2 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

10/31/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Florida Community Bankshares, Inc. Ocala FL 9/15/2011 Preferred Shares 17,000,000 NA - - 17,000,000 Dividend 10/1/2012 212,500 887,778 887,778 887,778

Bank Florida Shores Bancorp, Inc. Pompano Beach FL 8/18/2011 Preferred Shares 12,750,000 NA - - 12,750,000 Dividend NA 0 144,146 144,146 144,146

Bank Florida Traditions Bank Dade City FL 7/12/2011 Preferred Shares 8,800,000 NA - - 8,800,000 Dividend 10/1/2012 22,000 185,533 185,533 185,533

Bank FNB Bancorp South San Francisco CA 9/15/2011 Preferred Shares 12,600,000 NA - - 12,600,000 Dividend 10/1/2012 157,500 658,000 658,000 658,000

Bank Fortune Financial Corporation Arnold MO 9/15/2011 Preferred Shares 3,255,000 NA - - 3,255,000 Dividend 10/1/2012 40,688 169,983 169,983 169,983

Bank Founders Bancorp San Luis Obispo CA 7/14/2011 Preferred Shares 4,178,000 NA - - 4,178,000 Dividend 10/1/2012 10,445 119,756 119,756 119,756

Bank Franklin Financial Network, Inc. Franklin TN 9/27/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 10/1/2012 72,710 383,516 383,516 383,516

Bank Franklin Security Bancorp, Inc. Plains PA 9/8/2011 Preferred Shares 6,955,000 NA - - 6,955,000 Dividend 10/1/2012 17,388 259,942 259,942 259,942

Bank Freedom Bancshares, Inc. Overland Park KS 7/19/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 10/1/2012 10,280 50,276 50,276 50,276

Bank Freedom Bank Oradell NJ 9/20/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 10/1/2012 10,000 52,778 52,778 52,778

Bank Frontier Bancshares, Inc. Austin TX 9/14/2011 Senior Securities 6,184,000 NA - - 6,184,000 Interest 10/1/2012 23,190 169,562 169,562 169,562

Bank FVNB Corp. Victoria TX 8/23/2011 Preferred Shares 18,000,000 NA - - 18,000,000 Dividend 10/1/2012 90,000 552,000 552,000 552,000

Bank GBC Holdings, Inc. Los Angeles CA 8/25/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 60,833 267,412 267,412 267,412

Bank Grand Capital Corporation Tulsa OK 9/8/2011 Preferred Shares 5,200,000 NA - - 5,200,000 Dividend 10/1/2012 65,000 276,611 276,611 276,611

Bank GrandSouth Bancorporation Greenville SC 9/8/2011 Preferred Shares 15,422,000 NA - - 15,422,000 Dividend 10/1/2012 38,555 223,941 223,941 223,941

Bank Great Southern Bancorp, Inc. Springfield MO 8/18/2011 Preferred Shares 57,943,000 NA - - 57,943,000 Dividend 10/1/2012 149,978 1,157,918 1,157,918 1,157,918

Bank Greater Rochester Bancorp, Inc. Rochester NY 7/28/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 10/1/2012 17,500 82,250 82,250 82,250

Bank Guaranty Bancorp, Inc. Woodsville NH 9/15/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 10/1/2012 39,425 317,481 317,481 317,481

Bank Gulfstream Bancshares, Inc. Stuart FL 8/18/2011 Preferred Shares 7,500,000 NA - - 7,500,000 Dividend 10/1/2012 93,750 419,792 419,792 419,792

Bank Happy Bancshares, Inc. Amarillo TX 9/7/2011 Preferred Shares 31,929,000 NA - - 31,929,000 Dividend 10/1/2012 79,823 340,576 340,576 340,576

Bank Harmony Bank Jackson Township NJ 9/15/2011 Preferred Shares 3,500,000 NA - - 3,500,000 Dividend 10/1/2012 8,750 36,556 36,556 36,556

Bank Heartland Bancorp, Inc. Bloomington IL 9/21/2011 Senior Securities 25,000,000 NA - - 25,000,000 Interest 10/1/2012 488,620 1,937,634 1,937,634 1,937,634

Bank Heartland Financial USA, Inc. Dubuque IA 9/15/2011 Preferred Shares 81,698,000 NA - - 81,698,000 Dividend 10/1/2012 948,795 4,194,021 4,194,021 4,194,021

Bank Heritage Bancshares Group, Inc. Willmar MN 9/22/2011 Senior Securities 11,000,000 NA - - 11,000,000 Interest 10/1/2012 211,750 868,175 868,175 868,175

Bank Heritage Bankshares, Inc. Norfolk VA 8/11/2011 Preferred Shares 7,800,000 NA - - 7,800,000 Dividend 10/1/2012 19,500 159,879 159,879 159,879

Bank Highlands Bancorp, Inc. Vernon NJ 9/22/2011 Preferred Shares 6,853,000 NA - - 6,853,000 Dividend 10/1/2012 17,133 77,017 77,017 77,017

Bank HomeBancorp, Inc. Tampa FL 8/25/2011 Preferred Shares 7,398,000 NA - - 7,398,000 Dividend 10/1/2012 92,475 406,890 406,890 406,890

Bank Hopewell Valley Community Bank Pennington NJ 7/28/2011 Preferred Shares 11,000,000 NA - - 11,000,000 Dividend 10/1/2012 27,500 129,250 129,250 129,250

Bank Horizon Bancorp Michigan City IN 8/25/2011 Preferred Shares 12,500,000 NA - - 12,500,000 Dividend 10/1/2012 156,250 543,935 543,935 543,935

Bank Howard Bancorp, Inc. Ellicott City MD 9/22/2011 Preferred Shares 12,562,000 NA - - 12,562,000 Dividend 10/1/2012 157,025 643,803 643,803 643,803

Bank Huron Valley State Bank Milford MI 7/19/2011 Preferred Shares 2,597,000 NA - - 2,597,000 Dividend 10/1/2012 6,493 34,915 34,915 34,915

Bank Hyde Park Bancorp, Inc. Hyde Park MA 9/22/2011 Preferred Shares 18,724,000 NA - - 18,724,000 Dividend NA 0 920,185 920,185 920,185

Bank Illinois State Bancorp, Inc. Chicago IL 9/22/2011 Preferred Shares 13,368,000 NA - - 13,368,000 Dividend 10/1/2012 33,420 451,600 451,600 451,600

Bank Indebancorp Oak Harbor OH 9/21/2011 Preferred Shares 2,000,000 NA - 2,000,000 - Dividend NA 0 93,322 93,322 2,093,322

Bank Independent Holdings, Inc. Memphis TN 8/16/2011 Preferred Shares 34,900,000 NA - - 34,900,000 Dividend 10/1/2012 340,940 1,793,945 1,793,945 1,793,945

Bank InsCorp, Inc. Nashville TN 9/27/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend NA 0 40,000 40,000 40,000

Bank Insight Bank Columbus OH 7/19/2011 Preferred Shares 4,250,000 NA - - 4,250,000 Dividend 10/1/2012 10,625 51,000 51,000 51,000

Bank Island Bancorp, Inc. Edgartown MA 8/11/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 10/1/2012 10,000 45,556 45,556 45,556

Bank Jefferson Bank of Florida Oldsmar FL 8/4/2011 Preferred Shares 3,367,000 NA - - 3,367,000 Dividend 10/1/2012 8,418 40,591 40,591 40,591

Bank Joaquin Bankshares Inc. Huntington TX 9/13/2011 Senior Securities 3,908,000 NA - - 3,908,000 Interest NA 0 141,643 141,643 141,643

Bank Jonestown Bank and Trust Company Jonestown PA 8/16/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 45,000 45,000 45,000

Bank Katahdin Bankshares Corp. Houlton ME 8/18/2011 Preferred Shares 11,000,000 NA - - 11,000,000 Dividend 10/1/2012 27,500 150,639 150,639 150,639

Bank Kerkhoven Bancshares, Inc Kerkhoven MN 9/13/2011 Senior Securities 1,500,000 NA - - 1,500,000 Interest 10/1/2012 5,721 43,580 43,580 43,580

Bank Kinderhook Bank Corp. Kinderhook NY 8/9/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 80,881 80,881 80,881

Bank Landmark Community Bank Collierville TN 9/20/2011 Preferred Shares 8,000,000 NA - - 8,000,000 Dividend NA 0 82,444 82,444 82,444

Bank LCA Bank Corporation Park City UT 9/1/2011 Preferred Shares 2,727,000 NA - - 2,727,000 Dividend 10/1/2012 32,138 138,949 138,949 138,949

Bank Leader Bancorp, Inc. Arlington MA 8/30/2011 Preferred Shares 12,852,000 NA - - 12,852,000 Dividend 10/1/2012 32,130 274,496 274,496 274,496

Bank Level One Bancorp, Inc. Farmington Hills MI 6/30/2011 Preferred Shares 11,301,000 NA - - 11,301,000 Dividend 10/1/2012 28,253 162,923 162,923 162,923

Bank Liberty Bancorp, Inc. Liberty MO 8/23/2011 Preferred Shares 16,169,000 NA - - 16,169,000 Dividend NA 0 694,286 694,286 694,286

Bank Liberty Bancshares, Inc. Jonesboro AR 7/21/2011 Preferred Shares 52,500,000 NA - - 52,500,000 Dividend 10/1/2012 656,250 3,135,417 3,135,417 3,135,417

Bank Liberty Bancshares, Inc. Springfield MO 8/18/2011 Preferred Shares 22,995,000 NA - - 22,995,000 Dividend 10/1/2012 287,438 1,287,081 1,287,081 1,287,081

Bank Liberty Capital Bancshares, Inc. Addison TX 9/15/2011 Senior Securities 1,500,000 NA - - 1,500,000 Interest NA 0 25,041 25,041 25,041

Bank Liberty Financial Services, Inc. Sioux City IA 9/22/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 10/1/2012 32,825 205,658 205,658 205,658

Bank Live Oak Bancshares, Inc. Wilmington NC 9/13/2011 Senior Securities 6,800,000 NA - - 6,800,000 Interest 10/1/2012 25,500 187,907 187,907 187,907

Bank Lowndes Bancshares, Inc. Valdosta GA 8/25/2011 Preferred Shares 6,000,000 NA - - 6,000,000 Dividend 10/1/2012 15,000 84,998 84,998 84,998

Bank Magna Bank Memphis TN 8/18/2011 Preferred Shares 18,350,000 NA - - 18,350,000 Dividend 10/1/2012 45,875 383,075 383,075 383,075

Bank Magnolia Bancshares Inc. Hodgenville KY 9/13/2011 Senior Securities 2,000,000 NA - - 2,000,000 Interest 10/1/2012 78,665 162,712 162,712 162,712

Page 3 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

10/31/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Marquis Bank Coral Gables FL 9/14/2011 Preferred Shares 3,500,000 NA - - 3,500,000 Dividend 10/1/2012 8,750 36,653 36,653 36,653

Bank McLaughlin Bancshares, Inc. Ralls TX 8/11/2011 Preferred Shares 6,600,000 NA - - 6,600,000 Dividend 10/1/2012 27,810 123,143 123,143 123,143

Bank McLeod Bancshares, Inc. Shorewood MN 8/18/2011 Preferred Shares 6,000,000 NA - - 6,000,000 Dividend 10/1/2012 75,000 335,833 335,833 335,833

Bank Meadows Bank Las Vegas NV 9/22/2011 Preferred Shares 8,500,000 NA - - 8,500,000 Dividend 10/1/2012 21,250 104,125 104,125 104,125

Bank Medallion Bank Salt Lake City UT 7/21/2011 Preferred Shares 26,303,000 NA - - 26,303,000 Dividend 10/1/2012 65,758 314,175 314,175 314,175

Bank Mercantile Capital Corporation Boston MA 8/4/2011 Preferred Shares 7,000,000 NA - 7,000,000 - Dividend NA 0 73,889 73,889 7,073,889

Bank Merchants and Manufacturers Bank Corporation Joliet IL 9/8/2011 Preferred Shares 6,800,000 NA - - 6,800,000 Dividend 10/1/2012 17,000 109,351 109,351 109,351

Bank Merchants and Planters Bancshares, Inc. Bolivar TN 9/8/2011 Preferred Shares 2,000,000 NA - - 2,000,000 Dividend 10/1/2012 5,000 34,833 34,833 34,833

Bank MidSouth Bancorp, Inc. Lafayette LA 8/25/2011 Preferred Shares 32,000,000 NA - - 32,000,000 Dividend 10/1/2012 400,000 1,739,638 1,739,638 1,739,638

Bank MidWest Bancorporation, Inc. Eden Prairie MN 9/7/2011 Senior Securities 5,115,000 NA - - 5,115,000 Interest NA 0 95,308 95,308 95,308

Bank MileStone Bank Doylestown PA 9/13/2011 Preferred Shares 5,100,000 NA - - 5,100,000 Dividend 10/1/2012 12,750 63,183 63,183 63,183

Bank Moneytree Corporation Lenoir City TN 9/15/2011 Preferred Shares 9,992,000 NA - - 9,992,000 Dividend 10/1/2012 103,580 500,484 500,484 500,484

Bank Monument Bank Bethesda MD 8/11/2011 Preferred Shares 11,355,000 NA - - 11,355,000 Dividend 10/1/2012 41,438 274,255 274,255 274,255

Bank Monument Bank Doylestown PA 7/19/2011 Preferred Shares 2,970,000 NA - - 2,970,000 Dividend 10/1/2012 7,425 35,640 35,640 35,640

Bank Morgan Capital Corporation Fort Morgan CO 8/30/2011 Senior Securities 3,250,000 NA - - 3,250,000 Interest 10/1/2012 12,188 52,948 52,948 52,948

Bank MutualFirst Financial, Inc. Muncie IN 8/25/2011 Preferred Shares 28,923,000 NA - - 28,923,000 Dividend 10/1/2012 361,538 1,590,765 1,590,765 1,590,765

Bank MVB Financial Corp. Fairmont WV 9/8/2011 Preferred Shares 8,500,000 NA - - 8,500,000 Dividend 10/1/2012 21,250 158,785 158,785 158,785

Bank New England Bancorp, Inc. Hyannis MA 8/9/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 10/1/2012 10,000 48,889 48,889 48,889

Bank New Hampshire Thrift Bancshares, Inc. NEWPORT NH 8/25/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 116,780 950,316 950,316 950,316

Bank Nicolet Bankshares, Inc. Green Bay WI 9/1/2011 Preferred Shares 24,400,000 NA - - 24,400,000 Dividend 10/1/2012 305,000 1,321,667 1,321,667 1,321,667

Bank Northern Bankshares, Inc. McFarland WI 9/7/2011 Senior Securities 22,000,000 NA - - 22,000,000 Interest 10/1/2012 423,500 1,806,933 1,806,933 1,806,933

Bank Northway Financial, Inc. Berlin NH 9/15/2011 Preferred Shares 23,593,000 NA - - 23,593,000 Dividend 10/1/2012 187,803 766,821 766,821 766,821

Bank Oak Valley Bancorp Oakdale CA 8/11/2011 Preferred Shares 13,500,000 NA - 6,750,000 6,750,000 Dividend 10/1/2012 84,375 630,000 630,000 7,380,000

Bank Osborne Investments, Inc. Osborne KS 9/7/2011 Senior Securities 1,000,000 NA - - 1,000,000 Interest NA 0 16,000 16,000 16,000

Bank Ouachita Bancshares Corp. Monroe LA 9/8/2011 Senior Securities 17,930,000 NA - - 17,930,000 Interest 10/1/2012 67,238 1,014,350 1,014,350 1,014,350

Bank Ovation Holdings, Inc. Naples FL 9/15/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 29,167 204,895 204,895 204,895

Bank Pacific Coast Bankers' Bancshares San Francisco CA 7/28/2011 Preferred Shares 11,960,000 NA - - 11,960,000 Dividend 10/1/2012 149,500 702,650 702,650 702,650

Bank Park Sterling Corporation (Citizens South Banking Corporation) Charlotte NC 9/22/2011 Preferred Shares 20,500,000 NA - - 20,500,000 Dividend 10/1/2012 51,250 448,910 448,910 448,910

Bank Partners Bank of California Mission Viejo CA 9/27/2011 Preferred Shares 2,463,000 NA - - 2,463,000 Dividend 10/1/2012 6,158 24,904 24,904 24,904

Bank Pathfinder Bancorp, Inc. Oswego NY 9/1/2011 Preferred Shares 13,000,000 NA - - 13,000,000 Dividend 10/1/2012 113,008 553,575 553,575 553,575

Bank Penn Liberty Financial Corp. Wayne PA 9/1/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 50,000 291,663 291,663 291,663

Bank People First Bancshares, Inc. Pana IL 9/15/2011 Senior Securities 9,198,000 NA - - 9,198,000 Interest 10/1/2012 157,359 564,779 564,779 564,779

Bank Peoples Bancorp Lynden / Bellingham WA 8/4/2011 Preferred Shares 18,000,000 NA - 9,000,000 9,000,000 Dividend 10/1/2012 112,500 891,865 891,865 9,891,865

Bank PFSB Bancorporation, Inc. Pigeon Falls WI 8/25/2011 Preferred Shares 1,500,000 NA - - 1,500,000 Dividend 10/1/2012 18,750 82,500 82,500 82,500

Bank Phoenix Bancorp, Inc. Minersville PA 7/19/2011 Preferred Shares 3,500,000 NA - - 3,500,000 Dividend 10/1/2012 8,750 55,386 55,386 55,386

Bank Pioneer Bank, SSB Drippings Springs TX 6/30/2011 Preferred Shares 3,004,000 NA - - 3,004,000 Dividend 10/1/2012 7,510 37,679 37,679 37,679

Bank PlainsCapital Corporation Dallas TX 9/27/2011 Preferred Shares 114,068,000 NA - - 114,068,000 Dividend 10/1/2012 748,780 3,673,351 3,673,351 3,673,351

Bank Planters Financial Group, Inc. Clarksville TN 9/13/2011 Senior Securities 20,000,000 NA - - 20,000,000 Interest 10/1/2012 75,000 625,000 625,000 625,000

Bank Platinum Bancorp, Inc. Oakdale MN 9/21/2011 Senior Securities 4,453,000 NA - - 4,453,000 Interest 10/1/2012 16,699 68,650 68,650 68,650

Bank Platinum Bank Holding Co. (Platinum Bank) Brandon FL 9/15/2011 Senior Securities 13,800,000 NA - - 13,800,000 Interest 10/1/2012 29,517 956,601 956,601 956,601

Bank Premara Financial, Inc. Charlotte NC 9/22/2011 Preferred Shares 6,238,000 NA - - 6,238,000 Dividend 10/1/2012 77,975 319,698 319,698 319,698

Bank Prime Banc Corp. Dieterich IL 8/25/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 10/1/2012 25,000 274,564 274,564 274,564

Bank Prime Bank Group Edmond OK 8/30/2011 Senior Securities 4,456,000 NA - - 4,456,000 Interest 10/1/2012 16,710 72,596 72,596 72,596

Bank ProAmerica (Promerica Bank) Los Angeles CA 9/27/2011 Preferred Shares 3,750,000 NA - - 3,750,000 Dividend 10/1/2012 9,375 37,917 37,917 37,917

Bank Progressive Bancorp, Inc. Monroe LA 7/26/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend 10/1/2012 82,860 621,709 621,709 621,709

Bank Providence Bank Rocky Mount NC 9/15/2011 Preferred Shares 4,250,000 NA - - 4,250,000 Dividend 10/1/2012 10,625 76,279 76,279 76,279

Bank Provident Bancorp, Inc. Amesbury MA 9/13/2011 Preferred Shares 17,145,000 NA - - 17,145,000 Dividend NA 0 253,761 253,761 253,761

Bank Puget Sound Bank Bellevue WA 8/11/2011 Preferred Shares 9,886,000 NA - - 9,886,000 Dividend 10/1/2012 24,715 112,591 112,591 112,591

Bank QCR Holdings, Inc. Moline IL 9/15/2011 Preferred Shares 40,090,000 NA - 10,223,000 29,867,000 Dividend 10/1/2012 373,338 1,962,962 1,962,962 12,185,962

Bank Redwood Capital Bancorp Eureka CA 7/21/2011 Preferred Shares 7,310,000 NA - - 7,310,000 Dividend NA 0 195,705 195,705 195,705

Bank Redwood Financial, Inc. Redwood Falls MN 8/18/2011 Preferred Shares 6,425,000 NA - - 6,425,000 Dividend 10/1/2012 52,668 263,676 263,676 263,676

Bank Regal Bank Livingston NJ 9/7/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 10/1/2012 17,500 74,667 74,667 74,667

Bank Regent Capital Corporation Nowata OK 7/21/2011 Preferred Shares 3,350,000 NA - - 3,350,000 Dividend 10/1/2012 8,375 116,151 116,151 116,151

Bank Resurgens Bancorp Atlanta GA 9/8/2011 Senior Securities 2,967,000 NA - - 2,967,000 Interest 10/1/2012 11,126 92,315 92,315 92,315

Bank Rock Bancshares, Inc. Little Rock AR 9/7/2011 Senior Securities 6,742,000 NA - - 6,742,000 Interest 10/1/2012 25,283 107,872 107,872 107,872

Bank Rockport National Bancorp, Inc. Rockport MA 8/11/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend 10/1/2012 7,500 101,388 101,388 101,388

Bank Salisbury Bancorp, Inc. Lakeville CT 8/25/2011 Preferred Shares 16,000,000 NA - - 16,000,000 Dividend 10/1/2012 46,250 280,002 280,002 280,002

Page 4 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

10/31/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank SBT Bancorp, Inc. Simsbury CT 8/11/2011 Preferred Shares 9,000,000 NA - - 9,000,000 Dividend NA 0 202,432 202,432 202,432

Bank Seacoast Commerce Bank Chula Vista CA 9/1/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 10/1/2012 10,000 56,667 56,667 56,667

Bank Security Business Bancorp San Diego CA 7/14/2011 Preferred Shares 8,944,500 NA - 8,944,500 - Dividend NA 0 86,464 86,464 9,030,964

Bank Security California Bancorp Riverside CA 9/15/2011 Preferred Shares 7,200,000 NA - - 7,200,000 Dividend 10/1/2012 18,000 98,400 98,400 98,400

Bank Security State Bancshares, Inc. Charleston MO 9/22/2011 Preferred Shares 22,000,000 NA - - 22,000,000 Dividend 10/1/2012 226,240 724,560 724,560 724,560

Bank Select Bancorp, Inc. Greenville NC 8/9/2011 Preferred Shares 7,645,000 NA - - 7,645,000 Dividend 10/1/2012 19,113 87,493 87,493 87,493

Bank Seneca-Cayuga Bancorp, Inc. Seneca Falls NY 9/15/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 12,500 71,163 71,163 71,163

Bank Sequatchie Valley Bancshares, Inc. Dunlap TN 9/13/2011 Senior Securities 5,000,000 NA - - 5,000,000 Interest 10/1/2012 96,250 404,250 404,250 404,250

Bank ServisFirst Bancshares, Inc. Birmingham AL 6/21/2011 Preferred Shares 40,000,000 NA - - 40,000,000 Dividend 10/1/2012 100,000 511,111 511,111 511,111

Bank Signature Bancorporation, Inc. Chicago IL 9/22/2011 Preferred Shares 12,500,000 NA - - 12,500,000 Dividend 10/1/2012 31,250 212,705 212,705 212,705

Bank Silvergate Capital Corporation La Jolla CA 8/11/2011 Preferred Shares 12,427,000 NA - - 12,427,000 Dividend 10/1/2012 155,338 707,649 707,649 707,649

Bank SmartFinancial, Inc. Pigeon Forge TN 8/4/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend 10/1/2012 30,000 139,000 139,000 139,000

Bank Southern Heritage Bancshares, Inc. Cleveland TN 9/8/2011 Preferred Shares 5,105,000 NA - - 5,105,000 Dividend 10/1/2012 48,448 154,093 154,093 154,093

Bank Southern Illinois Bancorp, Inc. Carmi IL 8/25/2011 Preferred Shares 9,000,000 NA - - 9,000,000 Dividend 10/1/2012 22,500 193,862 193,862 193,862

Bank Southern Missouri Bancorp, Inc. Poplar Bluff MO 7/21/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 195,115 592,771 592,771 592,771

Bank Southern National Corporation Andalusia AL 9/20/2011 Senior Securities 6,000,000 NA - - 6,000,000 Interest 10/1/2012 22,500 122,433 122,433 122,433

Bank Southern States Bancshares, Inc. Anniston AL 9/22/2011 Preferred Shares 7,492,000 NA - - 7,492,000 Dividend NA 0 76,793 76,793 76,793

Bank Southwestern Bancorp, Inc. Boerne TX 9/13/2011 Senior Securities 1,500,000 NA - - 1,500,000 Interest 10/1/2012 24,821 56,330 56,330 56,330

Bank Sovereign Bancshares, Inc. Dallas TX 9/22/2011 Preferred Shares 24,500,000 NA - - 24,500,000 Dividend 10/1/2012 306,250 1,252,806 1,252,806 1,252,806

Bank Steele Holdings, Inc. Tyler TX 9/20/2011 Senior Securities 8,282,000 NA - - 8,282,000 Interest 10/1/2012 31,069 521,495 521,495 521,495

Bank Steele Street Bank Corporation Denver CO 9/1/2011 Senior Securities 11,350,000 NA - - 11,350,000 Interest NA 0 184,593 184,593 184,593

Bank Stewardship Financial Corporation Midland Park NJ 9/1/2011 Preferred Shares 15,000,000 NA - - 15,000,000 Dividend 10/1/2012 112,500 275,000 275,000 275,000

Bank StonehamBank, A Co-operative Bank Stoneham MA 9/20/2011 Senior Securities 13,813,000 NA - - 13,813,000 Interest 10/1/2012 51,799 213,526 213,526 213,526

Bank Summit State Bank Santa Rosa CA 8/4/2011 Preferred Shares 13,750,000 NA - - 13,750,000 Dividend 10/1/2012 94,393 718,872 718,872 718,872

Bank Sumner Bank & Trust Gallatin TN 9/26/2011 Preferred Shares 4,264,000 NA - - 4,264,000 Dividend 10/1/2012 23,590 166,329 166,329 166,329

Bank Sword Financial Corporation Horicon WI 9/15/2011 Senior Securities 17,000,000 NA - - 17,000,000 Interest 10/1/2012 236,862 1,276,790 1,276,790 1,276,790

Bank TCB Corporation Greenwood SC 9/8/2011 Senior Securities 8,640,000 NA - - 8,640,000 Interest 10/1/2012 39,242 562,063 562,063 562,063

Bank Team Capital Bank Bethlehem PA 7/28/2011 Preferred Shares 22,412,000 NA - - 22,412,000 Dividend 10/1/2012 56,030 270,243 270,243 270,243

Bank The ANB Corporation Terrell TX 8/25/2011 Preferred Shares 37,000,000 NA - - 37,000,000 Dividend 10/1/2012 432,959 2,005,459 2,005,459 2,005,459

Bank The Bank of Santa Barbara Santa Barbara CA 9/22/2011 Preferred Shares 1,882,380 NA - - 1,882,380 Dividend 10/1/2012 4,706 22,223 22,223 22,223

Bank The Elmira Savings Bank, FSB Elmira NY 8/25/2011 Preferred Shares 14,063,000 NA - - 14,063,000 Dividend NA 0 764,893 764,893 764,893

Bank The Landrum Company Columbia MO 8/18/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 250,000 1,119,444 1,119,444 1,119,444

Bank The Nashua Bank Nashua NH 9/8/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend 10/1/2012 7,500 42,250 42,250 42,250

Bank The Peoples Bank of Talbotton Talbotton GA 9/8/2011 Preferred Shares 890,000 NA - - 890,000 Dividend 10/1/2012 2,225 16,005 16,005 16,005

Bank The Private Bank of California Los Angeles CA 9/1/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 10/1/2012 25,000 108,333 108,333 108,333

Bank The State Bank of Bartley Bartley NE 9/22/2011 Senior Securities 2,380,000 NA - - 2,380,000 Interest 10/1/2012 8,105 109,553 109,553 109,553

Bank The Victory Bancorp, Inc. Limerick PA 9/22/2011 Preferred Shares 3,431,000 NA - - 3,431,000 Dividend 10/1/2012 8,578 35,168 35,168 35,168

Bank Third Coast Bank SSB Humble TX 8/9/2011 Preferred Shares 8,673,000 NA - - 8,673,000 Dividend 10/1/2012 21,683 123,349 123,349 123,349

Bank Town and Country Financial Corporation Springfield IL 9/8/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 25,000 167,711 167,711 167,711

Bank TowneBank Suffolk VA 9/22/2011 Preferred Shares 76,458,000 NA - - 76,458,000 Dividend 10/1/2012 191,145 2,350,247 2,350,247 2,350,247

Bank Triad Bancorp, Inc. Frontenac MO 9/22/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 12,500 88,472 88,472 88,472

Bank Tri-County Financial Corporation Waldorf MD 9/22/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 50,000 205,000 205,000 205,000

Bank Tri-County Financial Group, Inc. Mendota IL 8/16/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend 10/1/2012 85,250 459,004 459,004 459,004

Bank Two Rivers Financial Group, Inc. Burlington IA 9/1/2011 Preferred Shares 23,240,000 NA - - 23,240,000 Dividend 10/1/2012 58,100 297,467 297,467 297,467

Bank U&I Financial Corp Lynnwood WA 7/6/2011 Preferred Shares 5,500,000 NA - - 5,500,000 Dividend 10/1/2012 13,750 114,431 114,431 114,431

Bank UBT Bancshares, Inc. Marysville KS 8/11/2011 Preferred Shares 16,500,000 NA - - 16,500,000 Dividend 10/1/2012 41,250 231,429 231,429 231,429

Bank Union Bank & Trust Company Oxford NC 9/22/2011 Preferred Shares 6,200,000 NA - - 6,200,000 Dividend 10/2/2012 15,500 72,760 72,760 72,760

Bank United Community Bancorp, Inc. Chatham IL 9/15/2011 Senior Securities 22,262,000 NA - - 22,262,000 Interest NA 0 1,372,409 1,372,409 1,372,409

Bank United Financial Banking Companies, Inc. Vienna VA 9/15/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend 10/1/2012 7,167 72,750 72,750 72,750

Bank Valley Financial Group, Ltd. Saginaw MI 9/22/2011 Preferred Shares 2,000,000 NA - - 2,000,000 Dividend 10/1/2012 5,000 21,500 21,500 21,500

Bank Valley Green Bank Philadelphia PA 8/9/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 10/1/2012 12,500 57,222 57,222 57,222

Bank Veritex Holdings, Inc. Dallas TX 8/25/2011 Preferred Shares 8,000,000 NA - - 8,000,000 Dividend NA 0 88,000 88,000 88,000

Bank Verus Acquisition Group, Inc. Fort Collins CO 7/14/2011 Preferred Shares 9,740,000 NA - - 9,740,000 Dividend 10/1/2012 24,350 118,233 118,233 118,233

Bank Virginia Heritage Bank Fairfax VA 6/30/2011 Preferred Shares 15,300,000 NA - - 15,300,000 Dividend 10/1/2012 38,250 327,675 327,675 327,675

Bank W.T.B. Financial Corporation Spokane WA 9/15/2011 Preferred Shares 89,142,000 NA - - 89,142,000 Dividend 10/1/2012 1,114,275 4,655,193 4,655,193 4,655,193

Bank WashingtonFirst Bankshares, Inc. Reston VA 8/4/2011 Preferred Shares 17,796,000 NA - - 17,796,000 Dividend 10/1/2012 44,490 206,137 206,137 206,137

Bank Western Alliance Bancorporation Phoenix AZ 9/27/2011 Preferred Shares 141,000,000 NA - - 141,000,000 Dividend 10/1/2012 352,500 5,280,953 5,280,953 5,280,953

Page 5 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

10/31/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Western State Agency, Inc. Devils Lake ND 8/23/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend 10/1/2012 30,000 294,667 294,667 294,667

Bank Xenith Bankshares, Inc. Richmond VA 9/21/2011 Preferred Shares 8,381,000 NA - - 8,381,000 Dividend NA 0 91,725 91,725 91,725

Bank York Traditions Bank York PA 7/14/2011 Preferred Shares 5,115,000 NA - - 5,115,000 Dividend 10/1/2012 63,938 310,452 310,452 310,452

CDLF Appalachian Community Enterprises, Inc. Cleveland GA 9/21/2011 Senior Securities 188,000 NA - - 188,000 Interest 10/1/2012 940 3,864 3,864 3,864

CDLF Boston Community Loan Fund, Inc. Roxbury MA 9/22/2011 Senior Securities 4,410,000 NA - - 4,410,000 Interest 10/1/2012 22,050 90,405 90,405 90,405

CDLF Bridgeway Capital, Inc. Pittsburgh PA 9/14/2011 Senior Securities 1,820,000 NA - - 1,820,000 Interest NA 0 38,119 38,119 38,119

CDLF Building Hope... A Charter School Facilities Fund Washington DC 9/21/2011 Senior Securities 2,091,000 NA - - 2,091,000 Interest NA 0 42,982 42,982 42,982

CDLF California Coastal Rural Development Corporation Salinas CA 9/21/2011 Senior Securities 870,000 NA - - 870,000 Interest NA 0 17,883 17,883 17,883

CDLF Capital Link, Inc. Boston MA 9/21/2011 Senior Securities 198,000 NA - - 198,000 Interest NA 0 4,070 4,070 4,070

CDLF CEN-TEX Certified Development Corporation Austin TX 9/21/2011 Senior Securities 489,000 NA - - 489,000 Interest NA 0 10,052 10,052 10,052

CDLF Charleston Citywide Local Development Corporation Charleston SC 9/20/2011 Senior Securities 1,000,000 NA - - 1,000,000 Interest NA 0 20,611 20,611 20,611

CDLF Citizen Potawatomi Community Development Corporation Shawnee OK 9/21/2011 Senior Securities 490,000 NA - - 490,000 Interest NA 0 10,072 10,072 10,072

CDLF Coastal Enterprises, Inc. Wiscasset ME 9/21/2011 Senior Securities 2,316,000 NA - - 2,316,000 Interest NA 0 47,607 47,607 47,607

CDLF Colorado Enterprise Fund, Inc. Denver CO 9/20/2011 Senior Securities 463,000 NA - - 463,000 Interest NA 0 9,543 9,543 9,543

CDLF Common Capital, Inc. (The Western Massachusetts Enterprise Fund, Inc.) Holyoke MA 9/21/2011 Senior Securities 200,000 NA - - 200,000 Interest NA 0 4,111 4,111 4,111

CDLF Community First Fund Lancaster PA 9/20/2011 Senior Securities 862,000 NA - - 862,000 Interest 10/1/2012 4,310 17,767 17,767 17,767

CDLF Community Loan Fund of the Capital Region, Inc. Albany NY 9/21/2011 Senior Securities 478,000 NA - - 478,000 Interest NA 0 9,826 9,826 9,826

CDLF Community Reinvestment Fund, Inc. Minneapolis MN 9/22/2011 Senior Securities 5,100,000 NA - - 5,100,000 Interest NA 0 104,550 104,550 104,550

CDLF Community Ventures Corporation Lexington KY 9/26/2011 Senior Securities 1,045,000 NA - - 1,045,000 Interest 10/1/2012 5,225 21,190 21,190 21,190

CDLF Craft3 (ShoreBank Enterprise Group, Pacific) Ilwaco WA 9/22/2011 Senior Securities 1,867,000 NA - - 1,867,000 Interest 10/4/2012 9,335 38,274 38,274 38,274

CDLF ECDC Enterprise Development Group Arlington VA 9/20/2011 Senior Securities 320,000 NA - - 320,000 Interest NA 0 6,596 6,596 6,596

CDLF Economic and Community Development Institute, Inc. Columbus OH 9/20/2011 Senior Securities 203,000 NA - - 203,000 Interest 10/2/2012 1,015 4,184 4,184 4,184

CDLF Enterprise Community Loan Fund, Inc. Columbia MD 9/21/2011 Senior Securities 8,817,000 NA - - 8,817,000 Interest 10/1/2012 44,085 181,238 181,238 181,238

CDLF Federation of Appalachian Housing Enterprises, Inc. Berea KY 9/15/2011 Senior Securities 2,063,000 NA - - 2,063,000 Interest 10/1/2012 10,315 43,094 43,094 43,094

CDLF Forward Community Investments, Inc. Madison WI 9/15/2011 Senior Securities 470,000 NA - - 470,000 Interest NA 0 9,818 9,818 9,818

CDLF Greater New Haven Community Loan Fund New Haven CT 9/13/2011 Senior Securities 525,000 NA - - 525,000 Interest NA 0 11,025 11,025 11,025

CDLF IFF Chicago IL 9/15/2011 Senior Securities 8,294,000 NA - - 8,294,000 Interest 10/1/2012 41,470 173,252 173,252 173,252

CDLF Impact Seven, Incorporated Almena WI 9/26/2011 Senior Securities 4,000,000 NA - - 4,000,000 Interest NA 0 81,111 81,111 81,111

CDLF La Fuerza Unida Community Development Corporation East Norwich NY 9/22/2011 Senior Securities 42,000 NA - - 42,000 Interest 10/2/2012 210 861 861 861

CDLF Leviticus 25:23 Alternative Fund, Inc. Elmsford NY 9/22/2011 Senior Securities 750,000 NA - - 750,000 Interest 10/1/2012 3,750 15,375 15,375 15,375

CDLF Low Income Investment Fund San Francisco CA 9/15/2011 Senior Securities 7,490,000 NA - - 7,490,000 Interest NA 0 156,458 156,458 156,458

CDLF Lowcountry Housing Trust, Incorporated North Charleston SC 9/21/2011 Senior Securities 392,000 NA - - 392,000 Interest 10/1/2012 1,960 8,058 8,058 8,058

CDLF Midwest Minnesota Community Development Corporation Detroit Lakes MN 9/14/2011 Senior Securities 4,600,000 NA - - 4,600,000 Interest 10/1/2012 23,000 96,344 96,344 96,344

CDLF Montana Community Development Corporation Missoula MT 9/15/2011 Senior Securities 585,000 NA - - 585,000 Interest NA 0 12,220 12,220 12,220

CDLF Mountain BizCapital, Inc. Asheville NC 9/26/2011 Senior Securities 197,000 NA - - 197,000 Interest NA 0 3,995 3,995 3,995

CDLF NCB Capital Impact Arlington VA 9/22/2011 Senior Securities 8,218,000 NA - - 8,218,000 Interest NA 0 168,469 168,469 168,469

CDLF Nebraska Enterprise Fund Oakland NE 9/21/2011 Senior Securities 197,000 NA - - 197,000 Interest NA 0 4,049 4,049 4,049

CDLF Nonprofits Assistance Fund Minneapolis MN 9/21/2011 Senior Securities 686,000 NA - - 686,000 Interest 10/1/2012 3,430 14,101 14,101 14,101

CDLF Northeast South Dakota Economic Corporation Sisseton SD 9/21/2011 Senior Securities 1,000,000 NA - - 1,000,000 Interest NA 0 20,556 20,556 20,556

CDLF Northside Community Development Fund Pittsburgh PA 9/22/2011 Senior Securities 250,000 NA - - 250,000 Interest 10/1/2012 1,250 5,125 5,125 5,125

CDLF OBDC Small Business Finance Oakland CA 9/14/2011 Senior Securities 219,000 NA - - 219,000 Interest NA 0 4,587 4,587 4,587

CDLF Opportunity Fund Northern California San Jose CA 9/20/2011 Senior Securities 2,236,000 NA - - 2,236,000 Interest 10/2/2012 11,180 46,086 46,086 46,086

CDLF Partners for the Common Good, Inc. Washington DC 9/20/2011 Senior Securities 1,009,000 NA - - 1,009,000 Interest 10/1/2012 5,045 20,797 20,797 20,797

CDLF PeopleFund Austin TX 9/15/2011 Senior Securities 500,000 NA - - 500,000 Interest NA 0 10,444 10,444 10,444

CDLF Primary Care Development Corporation New York NY 9/21/2011 Senior Securities 4,000,000 NA - - 4,000,000 Interest 10/1/2012 20,000 82,222 82,222 82,222

CDLF Rural Community Assistance Corporation West Sacramento CA 9/21/2011 Senior Securities 4,300,000 NA - - 4,300,000 Interest 10/1/2012 21,500 88,389 88,389 88,389

CDLF Rural Electric Economic Development, Inc. Madison SD 9/20/2011 Senior Securities 1,230,000 NA - - 1,230,000 Interest NA 0 25,352 25,352 25,352

CDLF Seedco Financial Services, Inc. New York NY 9/22/2011 Senior Securities 2,500,000 NA - - 2,500,000 Interest 10/3/2012 12,500 51,250 51,250 51,250

CDLF South Eastern Development Foundation Sioux Falls SD 9/21/2011 Senior Securities 240,000 NA - - 240,000 Interest 10/1/2012 1,200 4,933 4,933 4,933

CDLF The Progress Fund Greensburg PA 9/21/2011 Senior Securities 1,052,000 NA - - 1,052,000 Interest NA 0 21,624 21,624 21,624

CDLF The Reinvestment Fund, Inc. Philadelphia PA 9/14/2011 Senior Securities 11,708,000 NA - - 11,708,000 Interest 10/1/2012 58,540 245,218 245,218 245,218

CDLF Valley Economic Development Center, Inc. Van Nuys CA 9/21/2011 Senior Securities 661,000 NA - - 661,000 Interest NA 0 13,587 13,587 13,587

CDLF Vermont Community Loan Fund, Inc. Montpelier VT 9/20/2011 Senior Securities 1,247,000 NA - - 1,247,000 Interest 10/1/2012 6,235 25,702 25,702 25,702

CDLF Wisconsin Women's Business Initiative Corporation Milwaukee WI 9/21/2011 Senior Securities 391,000 NA - - 391,000 Interest 10/1/2012 1,955 8,037 8,037 8,037

[1] Reports cash receipts through October 31, 2012, including prepayments of subsequent period dividend and interest payments.

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