SBLF Transactions Report as of August 31, 2013

Dividends, Interest, and Capital Repayments

Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Bank 1st Enterprise Bank Los Angeles CA 9/1/2011 Preferred Shares 16,400,000 N/A - - 16,400,000 Dividend N/A 0 300,667 300,667 300,667

Bank Adbanc Inc. Ogallala NE 7/21/2011 Preferred Shares 21,905,000 N/A - - 21,905,000 Dividend N/A 0 1,245,954 1,245,954 1,245,954

Bank AIM Bancshares, Inc. Levelland TX 9/7/2011 Senior Securities 9,100,000 N/A - - 9,100,000 Interest N/A 0 247,975 247,975 247,975

Bank Alerus Financial Corporation Grand Forks ND 8/18/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A 0 513,333 513,333 513,333

Bank Algodon de Calidad Bancshares, Inc. Abilene TX 9/14/2011 Senior Securities 600,000 N/A - 600,000 - Interest N/A 0 50,632 50,632 650,632

Bank Alma Bank Astoria NY 8/30/2011 Preferred Shares 19,000,000 N/A - - 19,000,000 Dividend N/A 0 393,194 393,194 393,194

Bank AMB Financial Corp. Munster IN 9/22/2011 Preferred Shares 3,858,000 N/A - - 3,858,000 Dividend N/A 0 314,742 314,742 314,742

Bank AmeriBank Holding Company Collinsville OK 9/15/2011 Preferred Shares 5,347,000 N/A - - 5,347,000 Dividend N/A 0 237,741 237,741 237,741

Bank AmeriServ Financial, Inc. Johnstown PA 8/11/2011 Preferred Shares 21,000,000 N/A - - 21,000,000 Dividend N/A 0 1,341,023 1,341,023 1,341,023

Bank Avenue Financial Holdings, Inc. Nashville TN 9/15/2011 Preferred Shares 18,950,000 N/A - - 18,950,000 Dividend N/A 0 512,566 512,566 512,566

Bank Banc of California, Inc. (First PacTrust Bancorp, Inc.) [4] Irvine CA 8/30/2011 Preferred Shares 32,000,000 N/A - - 42,000,000 Dividend N/A 0 1,983,652 2,181,622 2,181,622

Bank BancIndependent, Incorporated Sheffield AL 7/14/2011 Preferred Shares 30,000,000 N/A - - 30,000,000 Dividend N/A 0 1,071,677 1,071,677 1,071,677

Bank Bancorp Financial, Inc. Oak Brook IL 8/18/2011 Preferred Shares 14,643,000 N/A - - 14,643,000 Dividend N/A 0 1,231,559 1,231,559 1,231,559

Bank Bancorp of Montana Holding Company Missoula MT 9/8/2011 Senior Securities 1,460,000 N/A - - 1,460,000 Interest N/A 0 51,731 51,731 51,731

Bank Bank of Central Florida Lakeland FL 8/16/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 140,583 140,583 140,583

Bank Bank of Commerce Holdings Redding CA 9/27/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A 0 1,240,896 1,240,896 1,240,896

Bank BankFirst Capital Corporation Macon MS 9/8/2011 Preferred Shares 20,000,000 8/28/2013 10,000,000 15,000,000 5,000,000 Dividend 8/28/2013 70,194 1,746,119 1,746,119 16,746,119

Bank Banner County Ban Corporation [2] Harrisburg NE 7/28/2011 Senior Securities 2,427,000 N/A - - 2,427,000 Interest N/A 0 72,473 72,473 72,473

Bank Bern Bancshares, Inc. Bern KS 9/1/2011 Preferred Shares 1,500,000 N/A - - 1,500,000 Dividend N/A 0 119,314 119,314 119,314

Bank BHCB Holding Company Rapid City SD 9/7/2011 Senior Securities 2,000,000 N/A - - 2,000,000 Interest N/A 0 54,500 54,500 54,500

Bank Birmingham Bloomfield Bancshares, Inc. Birmingham MI 7/28/2011 Preferred Shares 4,621,000 N/A - - 4,621,000 Dividend N/A 0 107,413 107,413 107,413

Bank Blue Ridge Bankshares, Inc. Luray VA 8/18/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A 0 330,925 330,925 330,925

Bank BMC Bancshares, Inc. Dallas TX 9/7/2011 Senior Securities 1,206,000 N/A - - 1,206,000 Interest N/A 0 39,529 39,529 39,529

Bank BNC Financial Group, Inc. New Canaan CT 8/4/2011 Preferred Shares 10,980,000 N/A - - 10,980,000 Dividend N/A 0 232,715 232,715 232,715

Bank BOH Holdings, Inc. Houston TX 7/14/2011 Preferred Shares 23,938,350 N/A - - 23,938,350 Dividend N/A 0 472,782 472,782 472,782

Bank Brotherhood Bancshares, Inc. Kansas City KS 9/15/2011 Preferred Shares 16,000,000 N/A - - 16,000,000 Dividend N/A 0 1,435,556 1,435,556 1,435,556

Bank Broward Financial Holdings, Inc. Fort Lauderdale FL 7/21/2011 Preferred Shares 3,134,000 N/A - - 3,134,000 Dividend N/A 0 60,939 60,939 60,939

Bank Cache Valley Banking Company Logan UT 7/14/2011 Preferred Shares 11,670,000 N/A - - 11,670,000 Dividend N/A 0 336,809 336,809 336,809

Bank Cadence Financial Corporation (Encore Bancshares, Inc.) Starkville MS 9/27/2011 Preferred Shares 32,914,000 N/A - - 32,914,000 Dividend N/A 0 998,391 998,391 998,391

Bank California Bank of Commerce Lafayette CA 9/15/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend N/A 0 289,056 289,056 289,056

Bank Capital Bank San Juan Capistrano CA 9/27/2011 Preferred Shares 3,132,000 N/A - - 3,132,000 Dividend N/A 0 57,246 57,246 57,246

Bank CapitalMark Bank & Trust Chattanooga TN 9/13/2011 Preferred Shares 18,212,000 N/A - - 18,212,000 Dividend N/A 0 430,158 430,158 430,158

Bank Cardinal Bancorp II, Inc. Washington MO 9/8/2011 Senior Securities 6,251,000 N/A - - 6,251,000 Interest N/A 0 248,900 248,900 248,900

Bank Carolina Alliance Bank Spartanburg SC 8/23/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 92,778 92,778 92,778

Bank Carroll Financial Services, Inc. Huntingdon TN 8/16/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend N/A 0 68,053 68,053 68,053

Bank Catskill Hudson Bancorp, Inc. Rock Hill NY 7/21/2011 Preferred Shares 9,681,000 N/A - - 9,681,000 Dividend N/A 0 276,446 276,446 276,446

Bank CB Bancshares Corp. Weir KS 9/7/2011 Preferred Shares 190,000 N/A - - 190,000 Dividend N/A 0 7,414 7,414 7,414

Bank CBOS Bankshares, Inc. Merritt Island FL 8/23/2011 Preferred Shares 3,893,000 N/A - - 3,893,000 Dividend N/A 0 361,184 361,184 361,184

Bank CBT Financial Corp. Clearfield PA 8/23/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 251,111 251,111 251,111

Bank Center Bancorp, Inc. Union NJ 9/15/2011 Preferred Shares 11,250,000 N/A - - 11,250,000 Dividend N/A 0 531,250 531,250 531,250

Bank Central Bancorp, Inc. Somerville MA 8/25/2011 Preferred Shares 10,000,000 N/A - 10,000,000 - Dividend N/A 0 602,778 602,778 10,602,778

Bank Central Service Corporation Enid OK 9/20/2011 Senior Securities 7,000,000 N/A - - 7,000,000 Interest N/A 0 384,339 384,884 384,884

Bank Central Valley Community Bancorp Fresno CA 8/18/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 654,306 654,306 654,306

Bank Centric Financial Corporation Harrisburg PA 7/14/2011 Preferred Shares 7,492,000 N/A - - 7,492,000 Dividend N/A 0 147,135 147,135 147,135

Bank Centrix Bank & Trust Bedford NH 7/28/2011 Preferred Shares 24,500,000 N/A - - 24,500,000 Dividend N/A 0 526,092 526,092 526,092

Bank CIC Bancshares, Inc. Denver CO 9/13/2011 Preferred Shares 1,772,000 N/A - - 1,772,000 Dividend N/A 0 32,093 32,093 32,093

Bank Citizens Community Bank South Hill VA 7/28/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 269,677 269,677 269,677

Bank CoBiz Financial Inc. Denver CO 9/8/2011 Preferred Shares 57,366,000 N/A - - 57,366,000 Dividend N/A 0 4,373,058 4,373,058 4,373,058

Bank Codorus Valley Bancorp, Inc. York PA 8/18/2011 Preferred Shares 25,000,000 N/A - - 25,000,000 Dividend N/A 0 970,788 970,788 970,788

Bank Columbine Capital Corp. Buena Vista CO 9/22/2011 Preferred Shares 6,050,000 N/A - - 6,050,000 Dividend N/A 0 171,921 171,921 171,921

Bank Columbus First Bancorp, Inc Worthington OH 8/23/2011 Preferred Shares 6,150,000 N/A - - 6,150,000 Dividend N/A 0 114,117 114,117 114,117

Bank Commercial Financial Corp Storm Lake IA 9/20/2011 Preferred Shares 18,000,000 N/A - - 18,000,000 Dividend N/A 0 744,750 744,750 744,750

Bank Community Bank Delaware Lewes DE 8/9/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A 0 111,890 111,890 111,890

Bank Community Bank Shares of Indiana, Inc. New Albany IN 9/15/2011 Preferred Shares 28,000,000 N/A - - 28,000,000 Dividend N/A 0 1,616,963 1,617,621 1,617,621

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

8/31/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Page 1 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

8/31/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Community First Bancorp, Inc. Fairview Heights IL 9/13/2011 Senior Securities 7,000,000 N/A - - 7,000,000 Interest N/A 0 189,000 189,000 189,000

Bank Community First Bancshares, Inc. Union City TN 8/18/2011 Preferred Shares 30,852,000 N/A - - 30,852,000 Dividend N/A 0 2,883,805 2,883,805 2,883,805

Bank Community Illinois Corporation Rock Falls IL 8/16/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A 0 232,130 232,130 232,130

Bank Community Independent Bancorp Inc. West Salem OH 9/13/2011 Preferred Shares 2,250,000 N/A - - 2,250,000 Dividend N/A 0 51,723 51,723 51,723

Bank Community Southern Bank Lakeland FL 9/20/2011 Preferred Shares 5,700,000 N/A - - 5,700,000 Dividend N/A 0 149,625 149,625 149,625

Bank Community Trust Financial Corporation Ruston LA 7/6/2011 Preferred Shares 48,260,000 N/A - - 48,260,000 Dividend N/A 0 1,457,184 1,457,184 1,457,184

Bank Community Valley Bank El Centro CA 9/20/2011 Preferred Shares 2,400,000 N/A - - 2,400,000 Dividend N/A 0 63,000 63,000 63,000

Bank Continental Bancorporation Salt Lake City UT 9/22/2011 Senior Securities 4,724,000 N/A - 4,724,000 - Interest N/A 0 554,716 554,716 5,278,716

Bank County Bancorp, Inc. Manitowoc WI 8/23/2011 Preferred Shares 15,000,000 N/A - - 15,000,000 Dividend N/A 0 385,000 385,000 385,000

Bank Crest Savings Bancorp, Inc. Wildwood NJ 8/23/2011 Preferred Shares 2,500,000 N/A - - 2,500,000 Dividend N/A 0 184,726 184,726 184,726

Bank Crestmark Bancorp, Inc. Troy MI 8/9/2011 Preferred Shares 8,250,000 N/A - - 8,250,000 Dividend N/A 0 156,292 156,292 156,292

Bank D. L. Evans Bancorp Burley ID 9/27/2011 Preferred Shares 29,891,000 N/A - 7,500,000 22,391,000 Dividend N/A 0 2,434,152 2,434,152 9,934,152

Bank Deerfield Financial Corporation Deerfield WI 9/8/2011 Senior Securities 3,650,000 N/A - - 3,650,000 Interest N/A 0 321,571 321,571 321,571

Bank DNB Financial Corporation Downingtown PA 8/4/2011 Preferred Shares 13,000,000 N/A - - 13,000,000 Dividend N/A 0 594,610 594,610 594,610

Bank Eagle Bancorp, Inc. Bethesda MD 7/14/2011 Preferred Shares 56,600,000 N/A - - 56,600,000 Dividend N/A 0 1,111,561 1,111,561 1,111,561

Bank Elmira Savings Bank (The Elmira Savings Bank, FSB) Elmira NY 8/25/2011 Preferred Shares 14,063,000 N/A - 10,548,000 3,515,000 Dividend N/A 0 1,160,405 1,160,405 11,708,405

Bank Emclaire Financial Corp. Emlenton PA 8/18/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 923,250 923,250 923,250

Bank Enterprise Financial Services Group, Inc. Allison Park PA 8/25/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 375,886 375,886 375,886

Bank Equity Bancshares, Inc. Wichita KS 8/11/2011 Preferred Shares 16,372,000 N/A - - 16,372,000 Dividend N/A 0 617,208 617,208 617,208

Bank Evolve Bancorp, Inc. Cordova TN 8/9/2011 Preferred Shares 4,699,000 N/A - - 4,699,000 Dividend N/A 0 91,108 91,108 91,108

Bank F & M Bancorporation, Inc. Tulsa OK 9/21/2011 Preferred Shares 38,222,000 N/A - - 38,222,000 Dividend N/A 0 679,502 679,502 679,502

Bank Farmers State Bankshares, Inc. Holton KS 7/21/2011 Preferred Shares 700,000 N/A - 700,000 - Dividend N/A 0 53,712 53,712 753,712

Bank FB BanCorp San Antonio TX 8/25/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A 0 492,279 492,279 492,279

Bank FCB Bancorp, Inc. Louisville KY 9/22/2011 Preferred Shares 9,759,000 N/A - - 9,759,000 Dividend N/A 0 857,399 857,399 857,399

Bank Financial Security Corporation Basin WY 7/21/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 141,111 141,111 141,111

Bank Financial Services of Winger, Inc. Fosston MN 9/1/2011 Senior Securities 4,069,000 N/A - - 4,069,000 Interest N/A 0 140,452 140,452 140,452

Bank FineMark Holdings, Inc. Fort Myers FL 9/21/2011 Preferred Shares 5,665,000 N/A - - 5,665,000 Dividend N/A 0 107,006 107,006 107,006

Bank First American Investment, Inc. Hudson WI 9/8/2011 Senior Securities 1,705,710 N/A - - 1,705,710 Interest N/A 0 57,933 57,933 57,933

Bank First Bancorp Troy NC 9/1/2011 Preferred Shares 63,500,000 N/A - - 63,500,000 Dividend N/A 0 4,119,584 4,119,584 4,119,584

Bank First Bank of Charleston Inc. Charleston WV 7/21/2011 Preferred Shares 3,345,000 N/A - - 3,345,000 Dividend N/A 0 224,858 224,858 224,858

Bank First Bankers Trustshares, Inc. Quincy IL 9/8/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 187,778 187,778 187,778

Bank First Busey Corporation Champaign IL 8/25/2011 Preferred Shares 72,664,000 N/A - - 72,664,000 Dividend N/A 0 6,721,420 6,721,420 6,721,420

Bank First California Financial Group, Inc. Westlake Village CA 7/14/2011 Preferred Shares 25,000,000 N/A - 25,000,000 - Dividend N/A 0 2,288,044 2,288,741 27,288,741

Bank First Colebrook Bancorp, Inc. Colebrook NH 9/22/2011 Preferred Shares 8,623,000 N/A - - 8,623,000 Dividend N/A 0 297,783 297,783 297,783

Bank First Community Financial Corporation Elgin IL 9/1/2011 Preferred Shares 6,100,000 N/A - - 6,100,000 Dividend N/A 0 308,877 308,877 308,877

Bank First Eldorado Bancshares, Inc. Eldorado IL 9/7/2011 Senior Securities 3,000,000 N/A - - 3,000,000 Interest N/A 0 194,143 194,143 194,143

Bank First Federal Bancorp, Inc. Lake City FL 8/23/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A 0 400,244 400,244 20,400,244

Bank First Financial Bancshares, Inc. Lawrence KS 9/22/2011 Senior Securities 3,905,000 N/A - 3,905,000 - Interest N/A 0 265,319 265,319 4,170,319

Bank First Green Bancorp, Inc. (First Green Bank) Eustis FL 9/20/2011 Preferred Shares 4,727,000 N/A - - 4,727,000 Dividend N/A 0 84,167 84,167 84,167

Bank First Guaranty Bancshares, Inc. Hammond LA 9/22/2011 Preferred Shares 39,435,000 N/A - - 39,435,000 Dividend N/A 0 3,001,696 3,001,696 3,001,696

Bank First Menasha Bancshares, Inc. Neenah WI 9/15/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 554,079 554,079 554,079

Bank First Merchants Corporation Muncie IN 9/22/2011 Preferred Shares 90,782,940 N/A - 56,739,940 34,043,000 Dividend N/A 0 7,495,892 7,500,620 64,240,560

Bank First NBC Bank Holding Company New Orleans LA 8/4/2011 Preferred Shares 37,935,000 N/A - - 37,935,000 Dividend N/A 0 854,591 854,591 854,591

Bank First Northern Community Bancorp Dixon CA 9/15/2011 Preferred Shares 22,847,000 N/A - 10,000,000 12,847,000 Dividend N/A 0 1,851,273 1,851,273 11,851,273

Bank First Partners Bank (SouthCity Bank) Vestavia Hills AL 7/14/2011 Preferred Shares 5,200,000 N/A - - 5,200,000 Dividend N/A 0 102,122 102,122 102,122

Bank First Resource Bank Exton PA 9/15/2011 Preferred Shares 5,083,000 N/A - - 5,083,000 Dividend N/A 0 267,616 267,616 267,616

Bank First Robinson Financial Corporation Robinson IL 8/23/2011 Preferred Shares 4,900,000 N/A - - 4,900,000 Dividend N/A 0 90,922 90,922 90,922

Bank First Savings Financial Group, Inc. Clarksville IN 8/11/2011 Preferred Shares 17,120,000 N/A - - 17,120,000 Dividend N/A 0 414,764 414,764 414,764

Bank First Service Bancshares, Inc. Greenbrier AR 9/8/2011 Senior Securities 7,716,000 N/A - - 7,716,000 Interest N/A 0 1,077,689 1,077,689 1,077,689

Bank First State Holding Co. (Wilber Co.) Lincoln NE 9/7/2011 Senior Securities 12,000,000 N/A - - 12,000,000 Interest N/A 0 591,786 591,786 591,786

Bank First Texas BHC, Inc. Fort Worth TX 9/15/2011 Preferred Shares 29,822,000 N/A - - 29,822,000 Dividend N/A 0 565,054 565,054 565,054

Bank Fisher Bancorp, Inc. Fisher IL 9/15/2011 Senior Securities 1,000,000 N/A - 500,000 500,000 Interest N/A 0 83,209 83,209 583,209

Bank Florida Business BancGroup, Inc. Tampa FL 9/22/2011 Preferred Shares 15,360,000 N/A - - 15,360,000 Dividend N/A 0 629,437 629,437 629,437

Bank Florida Community Bankshares, Inc. Ocala FL 9/15/2011 Preferred Shares 17,000,000 N/A - - 17,000,000 Dividend N/A 0 1,525,278 1,525,278 1,525,278

Bank Florida Shores Bancorp, Inc. Pompano Beach FL 8/18/2011 Preferred Shares 12,750,000 N/A - - 12,750,000 Dividend N/A 0 239,771 239,771 239,771

Bank Florida Traditions Bank Dade City FL 7/12/2011 Preferred Shares 8,800,000 N/A - - 8,800,000 Dividend N/A 0 251,533 251,533 251,533

Bank FNB Bancorp South San Francisco CA 9/15/2011 Preferred Shares 12,600,000 N/A - 3,150,000 9,450,000 Dividend N/A 0 1,106,438 1,106,438 4,256,438

Bank Fortune Financial Corporation Arnold MO 9/15/2011 Preferred Shares 3,255,000 N/A - - 3,255,000 Dividend N/A 0 292,046 292,046 292,046

Bank Founders Bancorp San Luis Obispo CA 7/14/2011 Preferred Shares 4,178,000 N/A - - 4,178,000 Dividend N/A 0 152,484 152,484 152,484

Bank Franklin Financial Network, Inc. Franklin TN 9/27/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 516,466 516,466 516,466

Page 2 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

8/31/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Franklin Security Bancorp, Inc. Wilkes-Barre PA 9/8/2011 Preferred Shares 6,955,000 N/A - - 6,955,000 Dividend N/A 0 273,229 273,229 273,229

Bank Freedom Bancshares, Inc. Overland Park KS 7/19/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 80,276 80,276 80,276

Bank Freedom Bank Oradell NJ 9/20/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 82,778 82,778 82,778

Bank Frontier Bancshares, Inc. Austin TX 9/14/2011 Senior Securities 6,184,000 N/A - - 6,184,000 Interest N/A 0 239,132 239,132 239,132

Bank FVNB Corp. Victoria TX 8/23/2011 Preferred Shares 18,000,000 N/A - - 18,000,000 Dividend N/A 0 687,000 687,000 687,000

Bank GBC Holdings, Inc. Los Angeles CA 8/25/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 304,912 304,912 304,912

Bank Grand Capital Corporation Tulsa OK 9/8/2011 Preferred Shares 5,200,000 N/A - 5,200,000 - Dividend N/A 0 303,333 303,333 5,503,333

Bank GrandSouth Bancorporation Greenville SC 9/8/2011 Preferred Shares 15,422,000 N/A - - 15,422,000 Dividend N/A 0 339,606 339,606 339,606

Bank Great Southern Bancorp, Inc. Springfield MO 8/18/2011 Preferred Shares 57,943,000 N/A - - 57,943,000 Dividend N/A 0 1,615,831 1,615,831 1,615,831

Bank Greater Rochester Bancorp, Inc. Rochester NY 7/28/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 134,750 134,750 134,750

Bank Guaranty Bancorp, Inc. Woodsville NH 9/15/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 389,588 389,588 389,588

Bank Gulfstream Bancshares, Inc. Stuart FL 8/18/2011 Preferred Shares 7,500,000 N/A - - 7,500,000 Dividend N/A 0 701,042 701,042 701,042

Bank Happy Bancshares, Inc. Amarillo TX 9/7/2011 Preferred Shares 31,929,000 N/A - - 31,929,000 Dividend N/A 0 580,044 580,044 580,044

Bank Harmony Bank Jackson NJ 9/15/2011 Preferred Shares 3,500,000 N/A - - 3,500,000 Dividend N/A 0 63,194 63,194 63,194

Bank Heartland Bancorp, Inc. Bloomington IL 9/21/2011 Senior Securities 25,000,000 N/A - - 25,000,000 Interest N/A 0 3,096,421 3,096,421 3,096,421

Bank Heartland Financial USA, Inc. Dubuque IA 9/15/2011 Preferred Shares 81,698,000 N/A - - 81,698,000 Dividend N/A 0 5,215,246 5,215,246 5,215,246

Bank Heritage Bancshares Group, Inc. Willmar MN 9/22/2011 Senior Securities 11,000,000 N/A - - 11,000,000 Interest N/A 0 1,309,446 1,309,458 1,309,458

Bank Heritage Bankshares, Inc. Norfolk VA 8/11/2011 Preferred Shares 7,800,000 N/A - - 7,800,000 Dividend N/A 0 276,069 276,069 276,069

Bank Highlands Bancorp, Inc. Vernon NJ 9/22/2011 Preferred Shares 6,853,000 N/A - - 6,853,000 Dividend N/A 0 128,414 128,414 128,414

Bank Hilltop Holdings, Inc. (PlainsCapital Corporation) Dallas TX 9/27/2011 Preferred Shares 114,068,000 N/A - - 114,068,000 Dividend N/A 0 6,303,551 6,303,551 6,303,551

Bank HomeBancorp, Inc. Tampa FL 8/25/2011 Preferred Shares 7,398,000 N/A - - 7,398,000 Dividend N/A 0 670,425 670,425 670,425

Bank Hopewell Valley Community Bank Pennington NJ 7/28/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend N/A 0 211,750 211,750 211,750

Bank Horizon Bancorp Michigan City IN 8/25/2011 Preferred Shares 12,500,000 N/A - - 12,500,000 Dividend N/A 0 851,463 851,463 851,463

Bank Howard Bancorp, Inc. Ellicott City MD 9/22/2011 Preferred Shares 12,562,000 N/A - - 12,562,000 Dividend N/A 0 890,756 890,756 890,756

Bank Huron Valley State Bank Milford MI 7/19/2011 Preferred Shares 2,597,000 N/A - - 2,597,000 Dividend N/A 0 54,393 54,393 54,393

Bank Hyde Park Bancorp, Inc. Hyde Park MA 9/22/2011 Preferred Shares 18,724,000 N/A - - 18,724,000 Dividend N/A 0 1,466,445 1,466,445 1,466,445

Bank Illinois State Bancorp, Inc. Chicago IL 9/22/2011 Preferred Shares 13,368,000 N/A - - 13,368,000 Dividend N/A 0 551,860 551,860 551,860

Bank Indebancorp Oak Harbor OH 9/21/2011 Preferred Shares 2,000,000 N/A - 2,000,000 - Dividend N/A 0 93,322 93,322 2,093,322

Bank Independent Holdings, Inc. Memphis TN 8/16/2011 Preferred Shares 34,900,000 N/A - - 34,900,000 Dividend N/A 0 2,497,435 2,497,435 2,497,435

Bank InsCorp, Inc. Nashville TN 9/27/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend N/A 0 62,500 62,500 62,500

Bank Insight Bank Columbus OH 7/19/2011 Preferred Shares 4,250,000 N/A - - 4,250,000 Dividend N/A 0 82,875 82,875 82,875

Bank Island Bancorp, Inc. Edgartown MA 8/11/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 75,556 75,556 75,556

Bank Jefferson Bank of Florida Oldsmar FL 8/4/2011 Preferred Shares 3,367,000 N/A - - 3,367,000 Dividend N/A 0 65,843 65,843 65,843

Bank Joaquin Bankshares Inc. Huntington TX 9/13/2011 Senior Securities 3,908,000 N/A - - 3,908,000 Interest N/A 0 185,608 185,608 185,608

Bank Jonestown Bank and Trust Company Jonestown PA 8/16/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 75,000 75,000 75,000

Bank Katahdin Bankshares Corp. Houlton ME 8/18/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend N/A 0 246,278 246,278 246,278

Bank Kerkhoven Bancshares, Inc Kerkhoven MN 9/13/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest N/A 0 60,455 60,455 60,455

Bank Kinderhook Bank Corp. Kinderhook NY 8/9/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 138,351 138,351 138,351

Bank Landmark Community Bank Collierville TN 9/20/2011 Preferred Shares 8,000,000 N/A - - 8,000,000 Dividend N/A 0 142,444 142,444 142,444

Bank LCA Bank Corporation Park City UT 9/1/2011 Preferred Shares 2,727,000 N/A - - 2,727,000 Dividend N/A 0 197,751 197,751 197,751

Bank Leader Bancorp, Inc. Arlington MA 8/30/2011 Preferred Shares 12,852,000 N/A - - 12,852,000 Dividend N/A 0 370,886 370,886 370,886

Bank Level One Bancorp, Inc. Farmington Hills MI 6/30/2011 Preferred Shares 11,301,000 N/A - - 11,301,000 Dividend N/A 0 247,680 247,680 247,680

Bank Liberty Bancorp, Inc. Liberty MO 8/23/2011 Preferred Shares 16,169,000 N/A - - 16,169,000 Dividend N/A 0 874,146 874,146 874,146

Bank Liberty Bancshares, Inc. Springfield MO 8/18/2011 Preferred Shares 22,995,000 N/A - 22,995,000 - Dividend N/A 0 1,564,938 1,564,938 24,559,938

Bank Liberty Bancshares, Inc. Jonesboro AR 7/21/2011 Preferred Shares 52,500,000 N/A - - 52,500,000 Dividend N/A 0 5,042,919 5,042,919 5,042,919

Bank Liberty Capital Bancshares, Inc. Addison TX 9/15/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest N/A 0 41,916 41,916 41,916

Bank Liberty Financial Services, Inc. Sioux City IA 9/22/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 258,158 258,158 258,158

Bank Live Oak Bancshares, Inc. Wilmington NC 9/13/2011 Senior Securities 6,800,000 N/A - - 6,800,000 Interest N/A 0 277,289 277,289 277,289

Bank Lowndes Bancshares, Inc. Valdosta GA 8/25/2011 Preferred Shares 6,000,000 N/A - - 6,000,000 Dividend N/A 0 129,998 129,998 129,998

Bank Magna Bank Memphis TN 8/18/2011 Preferred Shares 18,350,000 N/A - - 18,350,000 Dividend N/A 0 676,710 676,710 676,710

Bank Magnolia Bancshares Inc. Hodgenville KY 9/13/2011 Senior Securities 2,000,000 N/A - - 2,000,000 Interest N/A 0 275,306 275,306 275,306

Bank Marquis Bank Coral Gables FL 9/14/2011 Preferred Shares 3,500,000 N/A - - 3,500,000 Dividend N/A 0 62,903 62,903 62,903

Bank McLaughlin Bancshares, Inc. Ralls TX 8/11/2011 Preferred Shares 6,600,000 N/A - - 6,600,000 Dividend N/A 0 172,643 172,643 172,643

Bank McLeod Bancshares, Inc. Shorewood MN 8/18/2011 Preferred Shares 6,000,000 N/A - - 6,000,000 Dividend N/A 0 560,833 560,833 560,833

Bank Meadows Bank Las Vegas NV 9/22/2011 Preferred Shares 8,500,000 N/A - - 8,500,000 Dividend N/A 0 167,875 167,875 167,875

Bank Medallion Bank Salt Lake City UT 7/21/2011 Preferred Shares 26,303,000 N/A - - 26,303,000 Dividend N/A 0 511,447 511,447 511,447

Bank Mercantile Capital Corporation Boston MA 8/4/2011 Preferred Shares 7,000,000 N/A - 7,000,000 - Dividend N/A 0 73,889 73,889 7,073,889

Bank Merchants and Manufacturers Bank Corporation Joliet IL 9/8/2011 Preferred Shares 6,800,000 N/A - - 6,800,000 Dividend N/A 0 160,351 160,351 160,351

Bank Merchants and Planters Bancshares, Inc. Bolivar TN 9/8/2011 Preferred Shares 2,000,000 N/A - - 2,000,000 Dividend N/A 0 49,833 49,833 49,833

Bank MidSouth Bancorp, Inc. LaFayette LA 8/25/2011 Preferred Shares 32,000,000 N/A - - 32,000,000 Dividend N/A 0 2,591,355 2,591,355 2,591,355

Page 3 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

8/31/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank MidWest Bancorporation, Inc. Eden Prairie MN 9/7/2011 Senior Securities 5,115,000 N/A - - 5,115,000 Interest N/A 0 152,852 152,852 152,852

Bank MileStone Bank Doylestown PA 9/13/2011 Preferred Shares 5,100,000 N/A - - 5,100,000 Dividend N/A 0 101,433 101,433 101,433

Bank Moneytree Corporation Lenoir City TN 9/15/2011 Preferred Shares 9,992,000 N/A - - 9,992,000 Dividend N/A 0 729,819 729,819 729,819

Bank Monument Bank Bethesda MD 8/11/2011 Preferred Shares 11,355,000 N/A - 2,840,000 8,515,000 Dividend N/A 0 383,910 385,330 3,225,330

Bank Monument Bank Doylestown PA 7/19/2011 Preferred Shares 2,970,000 N/A - - 2,970,000 Dividend N/A 0 58,245 58,245 58,245

Bank Morgan Capital Corporation Fort Morgan CO 8/30/2011 Senior Securities 3,250,000 N/A - - 3,250,000 Interest N/A 0 89,510 89,510 89,510

Bank MutualFirst Financial, Inc. Muncie IN 8/25/2011 Preferred Shares 28,923,000 N/A - 7,231,000 21,692,000 Dividend N/A 0 2,592,020 2,592,020 9,823,020

Bank MVB Financial Corp. Fairmont WV 9/8/2011 Preferred Shares 8,500,000 N/A - - 8,500,000 Dividend N/A 0 222,535 222,535 222,535

Bank New England Bancorp, Inc. Hyannis MA 8/9/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 79,333 79,333 79,333

Bank New Hampshire Thrift Bancshares, Inc. [3] Newport NH 8/25/2011 Preferred Shares 20,000,000 N/A - - 23,000,000 Dividend N/A 0 1,194,852 1,194,852 1,194,852

Bank Nicolet Bankshares, Inc. Green Bay WI 9/1/2011 Preferred Shares 24,400,000 N/A - - 24,400,000 Dividend N/A 0 2,236,667 2,236,667 2,236,667

Bank Northern Bankshares, Inc. McFarland WI 9/7/2011 Senior Securities 22,000,000 N/A - - 22,000,000 Interest N/A 0 2,572,833 2,572,833 2,572,833

Bank Northway Financial, Inc. Berlin NH 9/15/2011 Preferred Shares 23,593,000 N/A - - 23,593,000 Dividend N/A 0 1,030,008 1,030,008 1,030,008

Bank Oak Valley Bancorp Oakdale CA 8/11/2011 Preferred Shares 13,500,000 N/A - 13,500,000 - Dividend N/A 0 781,875 781,875 14,281,875

Bank Osborne Investments, Inc. Osborne KS 9/7/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest N/A 0 27,250 27,250 27,250

Bank Ouachita Bancshares Corp. Monroe LA 9/8/2011 Senior Securities 17,930,000 N/A - - 17,930,000 Interest N/A 0 1,216,062 1,216,062 1,216,062

Bank Ovation Holdings, Inc. Naples FL 9/15/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 248,857 248,857 248,857

Bank Pacific Coast Bankers' Bancshares San Francisco CA 7/28/2011 Preferred Shares 11,960,000 N/A - - 11,960,000 Dividend N/A 0 1,151,150 1,151,150 1,151,150

Bank Park Sterling Corporation (Citizens South Banking Corporation) Charlotte NC 9/22/2011 Preferred Shares 20,500,000 N/A - - 20,500,000 Dividend N/A 0 680,886 680,886 680,886

Bank Partners Bank of California Mission Viejo CA 9/27/2011 Preferred Shares 2,463,000 N/A - - 2,463,000 Dividend N/A 0 43,376 43,376 43,376

Bank Pathfinder Bancorp, Inc. Oswego NY 9/1/2011 Preferred Shares 13,000,000 N/A - - 13,000,000 Dividend N/A 0 532,952 636,625 636,625

Bank Penn Liberty Financial Corp. Wayne PA 9/1/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A 0 445,050 445,050 445,050

Bank People First Bancshares, Inc. Pana IL 9/15/2011 Senior Securities 9,198,000 N/A - - 9,198,000 Interest N/A 0 668,257 668,257 668,257

Bank Peoples Bancorp Lynden WA 8/4/2011 Preferred Shares 18,000,000 N/A - 18,000,000 - Dividend N/A 0 1,050,615 1,050,615 19,050,615

Bank PFSB Bancorporation, Inc. Pigeon Falls WI 8/25/2011 Preferred Shares 1,500,000 N/A - - 1,500,000 Dividend N/A 0 101,250 101,250 101,250

Bank Phoenix Bancorp, Inc. Minersville PA 7/19/2011 Preferred Shares 3,500,000 N/A - 875,000 2,625,000 Dividend N/A 0 79,619 79,619 954,619

Bank Pioneer Bank, SSB Drippings Springs TX 6/30/2011 Preferred Shares 3,004,000 N/A - - 3,004,000 Dividend N/A 0 60,209 60,209 60,209

Bank Planters Financial Group, Inc. Clarksville TN 9/13/2011 Senior Securities 20,000,000 N/A - - 20,000,000 Interest N/A 0 996,424 996,424 996,424

Bank Platinum Bancorp, Inc. Oakdale MN 9/21/2011 Senior Securities 4,453,000 N/A - - 4,453,000 Interest N/A 0 118,747 118,747 118,747

Bank Platinum Bank Holding Co. (Platinum Bank) Brandon FL 9/15/2011 Senior Securities 13,800,000 N/A - - 13,800,000 Interest N/A 0 1,316,819 1,316,819 1,316,819

Bank Premara Financial, Inc. Charlotte NC 9/22/2011 Preferred Shares 6,238,000 N/A - - 6,238,000 Dividend N/A 0 480,317 480,317 480,317

Bank Prime Banc Corp. Dieterich IL 8/25/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 349,564 349,564 349,564

Bank Prime Bank Group Edmond OK 8/30/2011 Senior Securities 4,456,000 N/A - - 4,456,000 Interest N/A 0 122,726 122,726 122,726

Bank ProAmérica Bank (Promérica Bank) Los Angeles CA 9/27/2011 Preferred Shares 3,750,000 N/A - - 3,750,000 Dividend N/A 0 75,417 75,417 75,417

Bank Progressive Bancorp, Inc. Monroe LA 7/26/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A 0 718,059 718,059 718,059

Bank Providence Bank Rocky Mount NC 9/15/2011 Preferred Shares 4,250,000 N/A - - 4,250,000 Dividend N/A 0 113,784 113,784 113,784

Bank Provident Bancorp, Inc. Amesbury MA 9/13/2011 Preferred Shares 17,145,000 N/A - - 17,145,000 Dividend N/A 0 382,348 382,348 382,348

Bank Puget Sound Bank Bellevue WA 8/11/2011 Preferred Shares 9,886,000 N/A - - 9,886,000 Dividend N/A 0 186,736 186,736 186,736

Bank QCR Holdings, Inc. Moline IL 9/15/2011 Preferred Shares 40,090,000 N/A - 10,223,000 29,867,000 Dividend N/A 0 3,082,974 3,082,974 13,305,974

Bank Redwood Capital Bancorp Eureka CA 7/21/2011 Preferred Shares 7,310,000 N/A - - 7,310,000 Dividend N/A 0 304,343 304,343 304,343

Bank Redwood Financial, Inc. Redwood Falls MN 8/18/2011 Preferred Shares 6,425,000 N/A - - 6,425,000 Dividend N/A 0 275,000 296,598 296,598

Bank Regal Bank Livingston NJ 9/7/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend N/A 0 127,167 127,167 127,167

Bank Regent Capital Corporation Nowata OK 7/21/2011 Preferred Shares 3,350,000 N/A - - 3,350,000 Dividend N/A 0 142,021 142,021 142,021

Bank Resurgens Bancorp Atlanta GA 9/8/2011 Senior Securities 2,967,000 N/A - - 2,967,000 Interest N/A 0 125,694 125,694 125,694

Bank Rock Bancshares, Inc. Little Rock AR 9/7/2011 Senior Securities 6,742,000 N/A - - 6,742,000 Interest N/A 0 183,720 183,720 183,720

Bank Rockport National Bancorp, Inc. Rockport MA 8/11/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend N/A 0 123,888 123,888 123,888

Bank Salisbury Bancorp, Inc. Lakeville CT 8/25/2011 Preferred Shares 16,000,000 N/A - - 16,000,000 Dividend N/A 0 401,022 401,022 401,022

Bank SBT Bancorp, Inc. Simsbury CT 8/11/2011 Preferred Shares 9,000,000 N/A - - 9,000,000 Dividend N/A 0 269,932 269,932 269,932

Bank Seacoast Commerce Bank Chula Vista CA 9/1/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 86,667 86,667 86,667

Bank Security Business Bancorp San Diego CA 7/14/2011 Preferred Shares 8,944,500 N/A - 8,944,500 - Dividend N/A 0 86,464 86,464 9,030,964

Bank Security California Bancorp Riverside CA 9/15/2011 Preferred Shares 7,200,000 N/A - - 7,200,000 Dividend N/A 0 152,400 152,400 152,400

Bank Security State Bancshares, Inc. Charleston MO 9/22/2011 Preferred Shares 22,000,000 N/A - - 22,000,000 Dividend N/A 0 904,040 904,040 904,040

Bank Select Bancorp, Inc. Greenville NC 8/9/2011 Preferred Shares 7,645,000 N/A - - 7,645,000 Dividend N/A 0 144,830 144,830 144,830

Bank Seneca-Cayuga Bancorp, Inc. Seneca Falls NY 9/15/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 108,663 108,663 108,663

Bank Sequatchie Valley Bancshares, Inc. Dunlap TN 9/13/2011 Senior Securities 5,000,000 N/A - 2,500,000 2,500,000 Interest N/A 0 681,771 681,771 3,181,771

Bank ServisFirst Bancshares, Inc. Birmingham AL 6/21/2011 Preferred Shares 40,000,000 N/A - - 40,000,000 Dividend N/A 0 811,111 811,111 811,111

Bank Signature Bancorporation, Inc. Chicago IL 9/22/2011 Preferred Shares 12,500,000 N/A - - 12,500,000 Dividend N/A 0 306,455 306,455 306,455

Bank Silvergate Capital Corporation La Jolla CA 8/11/2011 Preferred Shares 12,427,000 N/A - - 12,427,000 Dividend N/A 0 1,098,572 1,098,572 1,098,572

Bank SmartFinancial, Inc. Pigeon Forge TN 8/4/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A 0 229,000 229,000 229,000

Bank Southern Heritage Bancshares, Inc. Cleveland TN 9/8/2011 Preferred Shares 5,105,000 N/A - - 5,105,000 Dividend N/A 0 192,380 192,380 192,380

Page 4 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

8/31/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Southern Illinois Bancorp, Inc. Carmi IL 8/25/2011 Preferred Shares 9,000,000 N/A - - 9,000,000 Dividend N/A 0 260,426 260,426 260,426

Bank Southern Missouri Bancorp, Inc. Poplar Bluff MO 7/21/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A 0 742,771 742,771 742,771

Bank Southern National Corporation Andalusia AL 9/20/2011 Senior Securities 6,000,000 N/A - 1,500,000 4,500,000 Interest N/A 0 179,496 179,496 1,679,496

Bank Southern States Bancshares, Inc. Anniston AL 9/22/2011 Preferred Shares 7,492,000 N/A - - 7,492,000 Dividend N/A 0 132,983 132,983 132,983

Bank Southwestern Bancorp, Inc. Boerne TX 9/13/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest N/A 0 96,889 96,889 96,889

Bank Sovereign Bancshares, Inc. Dallas TX 9/22/2011 Preferred Shares 24,500,000 N/A - - 24,500,000 Dividend N/A 0 2,171,556 2,171,556 2,171,556

Bank Steele Holdings, Inc. Tyler TX 9/20/2011 Senior Securities 8,282,000 N/A - - 8,282,000 Interest N/A 0 614,667 614,667 614,667

Bank Steele Street Bank Corporation Denver CO 9/1/2011 Senior Securities 11,350,000 N/A - - 11,350,000 Interest N/A 0 312,280 312,280 312,280

Bank Stewardship Financial Corporation Midland Park NJ 9/1/2011 Preferred Shares 15,000,000 N/A - - 15,000,000 Dividend N/A 0 695,110 695,110 695,110

Bank StonehamBank, A Co-operative Bank Stoneham MA 9/20/2011 Senior Securities 13,813,000 N/A - - 13,813,000 Interest N/A 0 368,922 368,922 368,922

Bank Summit State Bank Santa Rosa CA 8/4/2011 Preferred Shares 13,750,000 N/A - - 13,750,000 Dividend N/A 0 985,939 985,939 985,939

Bank Sumner Bank & Trust GALLATIN TN 9/26/2011 Preferred Shares 4,264,000 N/A - - 4,264,000 Dividend N/A 0 235,168 235,168 235,168

Bank Sword Financial Corporation Horicon WI 9/15/2011 Senior Securities 17,000,000 N/A - - 17,000,000 Interest N/A 0 1,479,751 1,479,751 1,479,751

Bank TCB Corporation Greenwood SC 9/8/2011 Senior Securities 8,640,000 N/A - - 8,640,000 Interest N/A 0 659,263 659,263 659,263

Bank Team Capital Bank Bethlehem PA 7/28/2011 Preferred Shares 22,412,000 N/A - - 22,412,000 Dividend N/A 0 438,333 438,333 438,333

Bank The ANB Corporation Terrell TX 8/25/2011 Preferred Shares 37,000,000 N/A - - 37,000,000 Dividend N/A 0 2,282,959 2,282,959 2,282,959

Bank The Bank of Santa Barbara Santa Barbara CA 9/22/2011 Preferred Shares 1,882,380 N/A - - 1,882,380 Dividend N/A 0 38,641 38,641 38,641

Bank The Landrum Company Columbia MO 8/18/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A 0 1,653,431 1,653,431 21,653,431

Bank The Nashua Bank [3] Nashua NH 9/8/2011 Preferred Shares 3,000,000 N/A - - - Dividend N/A 0 56,333 56,333 56,333

Bank The Peoples Bank of Talbotton Talbotton GA 9/8/2011 Preferred Shares 890,000 N/A - - 890,000 Dividend N/A 0 22,680 22,680 22,680

Bank The Private Bank of California [4] Los Angeles CA 9/1/2011 Preferred Shares 10,000,000 N/A - - - Dividend N/A 0 183,333 183,333 183,333

Bank The State Bank of Bartley Bartley NE 9/22/2011 Senior Securities 2,380,000 N/A - - 2,380,000 Interest N/A 0 136,328 136,328 136,328

Bank The Victory Bancorp, Inc. Limerick PA 9/22/2011 Preferred Shares 3,431,000 N/A - - 3,431,000 Dividend N/A 0 60,900 60,900 60,900

Bank Third Coast Bancshares, Inc. (Third Coast Bank SSB) Humble TX 8/9/2011 Preferred Shares 8,673,000 N/A - - 8,673,000 Dividend N/A 0 188,397 188,397 188,397

Bank Town and Country Financial Corporation Springfield IL 9/8/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 205,211 205,211 205,211

Bank TowneBank Portsmouth VA 9/22/2011 Preferred Shares 76,458,000 N/A - - 76,458,000 Dividend N/A 0 2,923,682 2,923,682 2,923,682

Bank Triad Bancorp, Inc. Frontenac MO 9/22/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 125,972 125,972 125,972

Bank Tri-County Financial Corporation Waldorf MD 9/22/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A 0 355,000 355,000 355,000

Bank Tri-County Financial Group, Inc. Mendota IL 8/16/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend N/A 0 625,834 625,834 625,834

Bank Two River Bancorp (Community Partners Bancorp) Middletown NJ 8/11/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend 8/1/2013 35,456 828,452 828,452 828,452

Bank Two Rivers Financial Group, Inc. Burlington IA 9/1/2011 Preferred Shares 23,240,000 8/28/2013 17,430,000 23,240,000 - Dividend 8/28/2013 137,988 2,104,022 2,104,022 25,344,022

Bank U&I Financial Corp Lynnwood WA 7/6/2011 Preferred Shares 5,500,000 N/A - - 5,500,000 Dividend N/A 0 155,681 155,681 155,681

Bank UBT Bancshares, Inc. Marysville KS 8/11/2011 Preferred Shares 16,500,000 N/A - - 16,500,000 Dividend N/A 0 355,179 355,179 355,179

Bank Union Bank & Trust Company Oxford NC 9/22/2011 Preferred Shares 6,200,000 N/A - - 6,200,000 Dividend N/A 0 119,260 119,260 119,260

Bank United Community Bancorp, Inc. Chatham IL 9/15/2011 Senior Securities 22,262,000 N/A - - 22,262,000 Interest N/A 0 2,463,838 2,463,838 2,463,838

Bank United Financial Banking Companies, Inc. Vienna VA 9/15/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend N/A 0 113,917 113,917 113,917

Bank Valley Financial Group, Ltd. Saginaw MI 9/22/2011 Preferred Shares 2,000,000 N/A - - 2,000,000 Dividend N/A 0 36,500 36,500 36,500

Bank Valley Green Bank Philadelphia PA 8/9/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 94,722 94,722 94,722

Bank Veritex Holdings, Inc. Dallas TX 8/25/2011 Preferred Shares 8,000,000 N/A - - 8,000,000 Dividend N/A 0 148,000 148,000 148,000

Bank Verus Acquisition Group, Inc. Fort Collins CO 7/14/2011 Preferred Shares 9,740,000 N/A - - 9,740,000 Dividend N/A 0 191,283 191,283 191,283

Bank Virginia Heritage Bank Fairfax VA 6/30/2011 Preferred Shares 15,300,000 N/A - - 15,300,000 Dividend N/A 0 442,425 442,425 442,425

Bank W.T.B. Financial Corporation Spokane WA 9/15/2011 Preferred Shares 89,142,000 N/A - 44,571,000 44,571,000 Dividend N/A 0 7,047,050 7,047,050 51,618,050

Bank WashingtonFirst Bankshares, Inc. Reston VA 8/4/2011 Preferred Shares 17,796,000 N/A - - 17,796,000 Dividend N/A 0 339,607 339,607 339,607

Bank Western Alliance Bancorporation Phoenix AZ 9/27/2011 Preferred Shares 141,000,000 N/A - - 141,000,000 Dividend N/A 0 6,338,453 6,338,453 6,338,453

Bank Western State Agency, Inc. Devils Lake ND 8/23/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend N/A 0 384,667 384,667 384,667

Bank Xenith Bankshares, Inc. Richmond VA 9/21/2011 Preferred Shares 8,381,000 N/A - - 8,381,000 Dividend N/A 0 154,583 154,583 154,583

Bank York Traditions Bank York PA 7/14/2011 Preferred Shares 5,115,000 N/A - - 5,115,000 Dividend N/A 0 348,815 348,815 348,815

CDLF Access to Capital for Entrepreneurs, Inc. (Appalachian Community Enterprises, Inc.) Cleveland GA 9/21/2011 Senior Securities 188,000 N/A - - 188,000Interest

N/A 0 6,684 6,684 6,684

CDLF Boston Community Loan Fund, Inc. Roxbury MA 9/22/2011 Senior Securities 4,410,000 N/A - - 4,410,000 Interest N/A 0 156,555 156,555 156,555

CDLF Bridgeway Capital, Inc. Pittsburgh PA 9/14/2011 Senior Securities 1,820,000 N/A - - 1,820,000 Interest N/A 0 65,419 65,419 65,419

CDLF Building Hope... A Charter School Facilities Fund Washington DC 9/21/2011 Senior Securities 2,091,000 N/A - - 2,091,000 Interest N/A 0 74,347 74,347 74,347

CDLF California Coastal Rural Development Corporation Salinas CA 9/21/2011 Senior Securities 870,000 N/A - - 870,000 Interest N/A 0 30,933 30,933 30,933

CDLF Capital Link, Inc. Boston MA 9/21/2011 Senior Securities 198,000 N/A - - 198,000 Interest N/A 0 7,040 7,040 7,040

CDLF CEN-TEX Certified Development Corporation Austin TX 9/21/2011 Senior Securities 489,000 N/A - - 489,000 Interest N/A 0 17,387 17,387 17,387

CDLF Charleston Citywide Local Development Corporation Charleston SC 9/20/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest N/A 0 35,611 35,611 35,611

CDLF Citizen Potawatomi Community Development Corporation Shawnee OK 9/21/2011 Senior Securities 490,000 N/A - - 490,000 Interest N/A 0 17,422 17,422 17,422

CDLF Coastal Enterprises, Inc. Wiscasset ME 9/21/2011 Senior Securities 2,316,000 N/A - - 2,316,000 Interest N/A 0 82,347 82,347 82,347

CDLF Colorado Enterprise Fund, Inc. Denver CO 9/20/2011 Senior Securities 463,000 N/A - - 463,000 Interest N/A 0 16,488 16,488 16,488

CDLF Common Capital, Inc. (The Western Massachusetts Enterprise Fund, Inc.) Holyoke MA 9/21/2011 Senior Securities 200,000 N/A - - 200,000 Interest N/A 0 7,111 7,111 7,111

Page 5 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

8/31/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

CDLF Community First Fund Lancaster PA 9/20/2011 Senior Securities 862,000 N/A - - 862,000 Interest N/A 0 30,697 30,697 30,697

CDLF Community Loan Fund of the Capital Region, Inc. Albany NY 9/21/2011 Senior Securities 478,000 N/A - 478,000 - Interest N/A 0 12,216 12,216 490,216

CDLF Community Reinvestment Fund, Inc. Minneapolis MN 9/22/2011 Senior Securities 5,100,000 N/A - - 5,100,000 Interest N/A 0 181,050 181,050 181,050

CDLF Community Ventures Corporation Lexington KY 9/26/2011 Senior Securities 1,045,000 N/A - - 1,045,000 Interest N/A 0 36,865 36,865 36,865

CDLF Craft3 (ShoreBank Enterprise Group, Pacific) Ilwaco WA 9/22/2011 Senior Securities 1,867,000 N/A - - 1,867,000 Interest N/A 0 66,279 66,279 66,279

CDLF ECDC Enterprise Development Group Arlington VA 9/20/2011 Senior Securities 320,000 N/A - - 320,000 Interest N/A 0 11,396 11,396 11,396

CDLF Economic and Community Development Institute, Inc. Columbus OH 9/20/2011 Senior Securities 203,000 N/A - - 203,000 Interest N/A 0 7,229 7,229 7,229

CDLF Enterprise Community Loan Fund, Inc. Columbia MD 9/21/2011 Senior Securities 8,817,000 N/A - - 8,817,000 Interest N/A 0 313,493 313,493 313,493

CDLF Federation of Appalachian Housing Enterprises, Inc. Berea KY 9/15/2011 Senior Securities 2,063,000 N/A - - 2,063,000 Interest N/A 0 74,039 74,039 74,039

CDLF Forward Community Investments, Inc. Madison WI 9/15/2011 Senior Securities 470,000 N/A - - 470,000 Interest N/A 0 16,868 16,868 16,868

CDLF Greater New Haven Community Loan Fund New Haven CT 9/13/2011 Senior Securities 525,000 N/A - - 525,000 Interest N/A 0 18,900 18,900 18,900

CDLF IFF Chicago IL 9/15/2011 Senior Securities 8,294,000 N/A - - 8,294,000 Interest N/A 0 297,662 297,662 297,662

CDLF Impact Seven, Incorporated Almena WI 9/26/2011 Senior Securities 4,000,000 N/A - - 4,000,000 Interest N/A 0 141,111 141,111 141,111

CDLF La Fuerza Unida Community Development Corporation East Norwich NY 9/22/2011 Senior Securities 42,000 N/A - - 42,000 Interest N/A 0 1,491 1,491 1,491

CDLF Leviticus 25:23 Alternative Fund, Inc. Elmsford NY 9/22/2011 Senior Securities 750,000 N/A - - 750,000 Interest N/A 0 26,625 26,625 26,625

CDLF Low Income Investment Fund San Francisco CA 9/15/2011 Senior Securities 7,490,000 N/A - - 7,490,000 Interest N/A 0 268,808 268,808 268,808

CDLF Lowcountry Housing Trust, Incorporated North Charleston SC 9/21/2011 Senior Securities 392,000 N/A - - 392,000 Interest N/A 0 13,938 13,938 13,938

CDLF Midwest Minnesota Community Development Corporation Detroit Lakes MN 9/14/2011 Senior Securities 4,600,000 N/A - - 4,600,000 Interest N/A 0 165,344 165,344 165,344

CDLF Montana Community Development Corporation Missoula MT 9/15/2011 Senior Securities 585,000 N/A - - 585,000 Interest N/A 0 20,995 20,995 20,995

CDLF Mountain BizCapital, Inc. Asheville NC 9/26/2011 Senior Securities 197,000 N/A - - 197,000 Interest N/A 0 6,950 6,950 6,950

CDLF NCB Capital Impact Arlington VA 9/22/2011 Senior Securities 8,218,000 N/A - - 8,218,000 Interest N/A 0 291,739 291,739 291,739

CDLF Nebraska Enterprise Fund Oakland NE 9/21/2011 Senior Securities 197,000 N/A - - 197,000 Interest N/A 0 7,004 7,004 7,004

CDLF Nonprofits Assistance Fund Minneapolis MN 9/21/2011 Senior Securities 686,000 N/A - - 686,000 Interest N/A 0 24,391 24,391 24,391

CDLF Northeast South Dakota Economic Corporation Sisseton SD 9/21/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest N/A 0 35,556 35,556 35,556

CDLF Northside Community Development Fund Pittsburgh PA 9/22/2011 Senior Securities 250,000 N/A - - 250,000 Interest N/A 0 8,875 8,875 8,875

CDLF OBDC Small Business Finance Oakland CA 9/14/2011 Senior Securities 219,000 N/A - - 219,000 Interest N/A 0 7,872 7,872 7,872

CDLF Opportunity Fund Northern California San Jose CA 9/20/2011 Senior Securities 2,236,000 N/A - - 2,236,000 Interest N/A 0 79,626 79,626 79,626

CDLF Partners for the Common Good, Inc. Washington DC 9/20/2011 Senior Securities 1,009,000 N/A - - 1,009,000 Interest N/A 0 35,932 35,932 35,932

CDLF PeopleFund Austin TX 9/15/2011 Senior Securities 500,000 N/A - - 500,000 Interest N/A 0 17,944 17,944 17,944

CDLF Primary Care Development Corporation New York NY 9/21/2011 Senior Securities 4,000,000 N/A - - 4,000,000 Interest N/A 0 142,222 142,222 142,222

CDLF Rural Community Assistance Corporation West Sacramento CA 9/21/2011 Senior Securities 4,300,000 N/A - - 4,300,000 Interest N/A 0 152,889 152,889 152,889

CDLF Rural Electric Economic Development, Inc. Madison SD 9/20/2011 Senior Securities 1,230,000 N/A - - 1,230,000 Interest N/A 0 43,802 43,802 43,802

CDLF South Eastern Development Foundation Sioux Falls SD 9/21/2011 Senior Securities 240,000 N/A - - 240,000 Interest N/A 0 8,533 8,533 8,533

CDLF The Progress Fund Greensburg PA 9/21/2011 Senior Securities 1,052,000 N/A - - 1,052,000 Interest N/A 0 37,404 37,404 37,404

CDLF The Reinvestment Fund, Inc. Philadelphia PA 9/14/2011 Senior Securities 11,708,000 N/A - - 11,708,000 Interest N/A 0 420,838 420,838 420,838

CDLF TruFund Financial Services (Seedco Financial Services, Inc.) New York NY 9/22/2011 Senior Securities 2,500,000 N/A - - 2,500,000 Interest N/A 0 88,750 88,750 88,750

CDLF Valley Economic Development Center, Inc. Van Nuys CA 9/21/2011 Senior Securities 661,000 N/A - - 661,000 Interest N/A 0 23,502 23,502 23,502

CDLF Vermont Community Loan Fund, Inc. Montpelier VT 9/20/2011 Senior Securities 1,247,000 N/A - - 1,247,000 Interest N/A 0 44,407 44,407 44,407

CDLF Wisconsin Women's Business Initiative Corporation Milwaukee WI 9/21/2011 Senior Securities 391,000 N/A - - 391,000 Interest N/A 0 13,902 13,902 13,902

[4] The investment amount outstanding for Banc of California, Inc. increased from $32,000,000 to $42,000,000 as the result of a merger with The Private Bank of California. The amount outstanding for The Private Bank of California decreased from $10,000,000 to $0. 

[3] The investment amount outstanding for New Hampshire Thrift Bancshares, Inc. increased from $20,000,000 to $23,000,000 as the result of a merger with The Nashua Bank. The amount outstanding for The Nashua Bank decreased from $3,000,000 to $0. 

[2] Treasury exchanged its Preferred Shares for Senior Securities in connection with the institution's election to become a subchapter S corporation.

[1] Reports cash receipts through August 31, 2013, including prepayments of subsequent period dividend and interest payments.

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