SBLF Transactions Report as of April 30, 2013

Dividends, Interest, and Capital Repayments

Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Bank 1st Enterprise Bank Los Angeles CA 9/1/2011 Preferred Shares 16,400,000 N/A - - 16,400,000 Dividend 4/1/2013 41,000 259,667 259,667 259,667

Bank Adbanc Inc. Ogallala NE 7/21/2011 Preferred Shares 21,905,000 N/A - - 21,905,000 Dividend 4/1/2013 54,763 1,191,192 1,191,192 1,191,192

Bank AIM Bancshares, Inc. Levelland TX 9/7/2011 Senior Securities 9,100,000 N/A - - 9,100,000 Interest N/A 0 213,850 213,850 213,850

Bank Alerus Financial Corporation Grand Forks ND 8/18/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend 4/1/2013 50,000 463,333 463,333 463,333

Bank Algodon de Calidad Bancshares, Inc. Abilene TX 9/14/2011 Senior Securities 600,000 N/A - 600,000 - Interest N/A 0 50,632 50,632 650,632

Bank Alma Bank Astoria NY 8/30/2011 Preferred Shares 19,000,000 N/A - - 19,000,000 Dividend N/A 0 345,694 345,694 345,694

Bank AMB Financial Corp. Munster IN 9/22/2011 Preferred Shares 3,858,000 N/A - - 3,858,000 Dividend N/A 0 266,517 266,517 266,517

Bank AmeriBank Holding Company Collinsville OK 9/15/2011 Preferred Shares 5,347,000 N/A - - 5,347,000 Dividend 4/1/2013 13,368 219,621 219,621 219,621

Bank AmeriServ Financial, Inc. Johnstown PA 8/11/2011 Preferred Shares 21,000,000 N/A - - 21,000,000 Dividend 4/1/2013 51,903 1,288,523 1,288,523 1,288,523

Bank Avenue Financial Holdings, Inc. Nashville TN 9/15/2011 Preferred Shares 18,950,000 N/A - - 18,950,000 Dividend 4/1/2013 47,375 465,191 465,191 465,191

Bank BancIndependent, Incorporated Sheffield AL 7/14/2011 Preferred Shares 30,000,000 N/A - - 30,000,000 Dividend 4/1/2013 75,000 996,677 996,677 996,677

Bank Bancorp Financial, Inc. Oak Brook IL 8/18/2011 Preferred Shares 14,643,000 N/A - - 14,643,000 Dividend 4/1/2013 162,148 1,068,241 1,068,241 1,068,241

Bank Bancorp of Montana Holding Company Missoula MT 9/8/2011 Senior Securities 1,460,000 N/A - - 1,460,000 Interest N/A 0 46,256 46,256 46,256

Bank Bank of Central Florida Lakeland FL 8/16/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 17,500 123,083 123,083 123,083

Bank Bank of Commerce Holdings Redding CA 9/27/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend 4/1/2013 50,000 1,190,896 1,190,896 1,190,896

Bank BankFirst Capital Corporation Macon MS 9/8/2011 Preferred Shares 20,000,000 N/A - 5,000,000 15,000,000 Dividend 4/1/2013 187,500 1,530,556 1,530,556 6,530,556

Bank Banner County Ban Corporation [2] Harrisburg NE 7/28/2011 Senior Securities 2,427,000 N/A - - 2,427,000 Interest 4/1/2013 9,101 63,372 63,372 63,372

Bank Bern Bancshares, Inc. Bern KS 9/1/2011 Preferred Shares 1,500,000 N/A - - 1,500,000 Dividend 4/1/2013 18,750 100,731 100,731 100,731

Bank BHCB Holding Company Rapid City SD 9/7/2011 Senior Securities 2,000,000 N/A - - 2,000,000 Interest N/A 0 47,000 47,000 47,000

Bank Birmingham Bloomfield Bancshares, Inc. Birmingham MI 7/28/2011 Preferred Shares 4,621,000 N/A - - 4,621,000 Dividend N/A 0 95,861 95,861 95,861

Bank Blue Ridge Bankshares, Inc. Luray VA 8/18/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend N/A 0 311,545 311,545 311,545

Bank BMC Bancshares, Inc. Dallas TX 9/7/2011 Senior Securities 1,206,000 N/A - - 1,206,000 Interest 4/1/2013 4,523 35,006 35,006 35,006

Bank BNC Financial Group, Inc. New Canaan CT 8/4/2011 Preferred Shares 10,980,000 N/A - - 10,980,000 Dividend 4/1/2013 27,450 204,045 204,045 204,045

Bank BOH Holdings, Inc. Houston TX 7/14/2011 Preferred Shares 23,938,350 N/A - - 23,938,350 Dividend 4/1/2013 59,846 410,277 410,277 410,277

Bank Brotherhood Bancshares, Inc. Kansas City KS 9/15/2011 Preferred Shares 16,000,000 N/A - - 16,000,000 Dividend 4/1/2013 200,000 1,235,556 1,235,556 1,235,556

Bank Broward Financial Holdings, Inc. Fort Lauderdale FL 7/21/2011 Preferred Shares 3,134,000 N/A - - 3,134,000 Dividend 4/1/2013 7,835 53,104 53,104 53,104

Bank Cache Valley Banking Company Logan UT 7/14/2011 Preferred Shares 11,670,000 N/A - - 11,670,000 Dividend 4/1/2013 29,175 307,634 307,634 307,634

Bank Cadence Financial Corporation (Encore Bancshares, Inc.) Starkville MS 9/27/2011 Preferred Shares 32,914,000 N/A - - 32,914,000 Dividend N/A 0 590,623 590,623 590,623

Bank California Bank of Commerce Lafayette CA 9/15/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend 4/1/2013 27,500 261,556 261,556 261,556

Bank Capital Bank San Juan Capistrano CA 9/27/2011 Preferred Shares 3,132,000 N/A - - 3,132,000 Dividend 4/1/2013 7,830 49,416 49,416 49,416

Bank CapitalMark Bank & Trust Chattanooga TN 9/13/2011 Preferred Shares 18,212,000 N/A - - 18,212,000 Dividend 4/1/2013 45,530 384,628 384,628 384,628

Bank Cardinal Bancorp II, Inc. Washington MO 9/8/2011 Senior Securities 6,251,000 N/A - - 6,251,000 Interest 4/1/2013 23,441 225,459 225,459 225,459

Bank Carolina Alliance Bank Spartanburg SC 8/23/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend N/A 0 80,278 80,278 80,278

Bank Carroll Financial Services, Inc. Huntingdon TN 8/16/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend 4/1/2013 7,500 60,553 60,553 60,553

Bank Catskill Hudson Bancorp, Inc. Rock Hill NY 7/21/2011 Preferred Shares 9,681,000 N/A - - 9,681,000 Dividend 4/1/2013 24,203 251,168 251,168 251,168

Bank CB Bancshares Corp. Weir KS 9/7/2011 Preferred Shares 190,000 N/A - - 190,000 Dividend 4/1/2013 705 6,939 6,939 6,939

Bank CBOS Bankshares, Inc. Merritt Island FL 8/23/2011 Preferred Shares 3,893,000 N/A - - 3,893,000 Dividend 4/1/2013 48,663 312,521 312,521 312,521

Bank CBT Financial Corp. Clearfield PA 8/23/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend 4/1/2013 25,000 160,556 160,556 160,556

Bank Center Bancorp, Inc. Union NJ 9/15/2011 Preferred Shares 11,250,000 N/A - - 11,250,000 Dividend 4/1/2013 56,250 503,125 503,125 503,125

Bank Central Bancorp, Inc. Somerville MA 8/25/2011 Preferred Shares 10,000,000 N/A - 10,000,000 - Dividend N/A 0 602,778 602,778 10,602,778

Bank Central Service Corporation Enid OK 9/20/2011 Senior Securities 7,000,000 N/A - - 7,000,000 Interest 4/1/2013 26,250 330,089 330,089 330,089

Bank Central Valley Community Bancorp Fresno CA 8/18/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 87,500 566,806 566,806 566,806

Bank Centric Financial Corporation Harrisburg PA 7/14/2011 Preferred Shares 7,492,000 N/A - - 7,492,000 Dividend 4/1/2013 18,730 128,405 128,405 128,405

Bank Centrix Bank & Trust Bedford NH 7/28/2011 Preferred Shares 24,500,000 N/A - - 24,500,000 Dividend 4/1/2013 61,250 464,842 464,842 464,842

Bank CIC Bancshares, Inc. Denver CO 9/13/2011 Preferred Shares 1,772,000 N/A - - 1,772,000 Dividend 4/1/2013 4,430 27,466 27,466 27,466

Bank Citizens Community Bank South Hill VA 7/28/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 4/1/2013 10,000 259,677 259,677 259,677

Bank CoBiz Financial Inc. Denver CO 9/8/2011 Preferred Shares 57,366,000 N/A - - 57,366,000 Dividend 4/1/2013 513,885 4,229,643 4,229,643 4,229,643

Bank Codorus Valley Bancorp, Inc. York PA 8/18/2011 Preferred Shares 25,000,000 N/A - - 25,000,000 Dividend 4/1/2013 62,500 908,288 908,288 908,288

Bank Columbine Capital Corp. Buena Vista CO 9/22/2011 Preferred Shares 6,050,000 N/A - - 6,050,000 Dividend 4/1/2013 15,125 156,796 156,796 156,796

Bank Columbus First Bancorp, Inc Worthington OH 8/23/2011 Preferred Shares 6,150,000 N/A - - 6,150,000 Dividend 4/1/2013 15,375 98,742 98,742 98,742

Bank Commercial Financial Corp Storm Lake IA 9/20/2011 Preferred Shares 18,000,000 N/A - - 18,000,000 Dividend 4/1/2013 45,000 699,750 699,750 699,750

Bank Community Bank Delaware Lewes DE 8/9/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend 4/1/2013 11,250 100,640 100,640 100,640

Bank Community Bank Shares of Indiana, Inc. New Albany IN 9/15/2011 Preferred Shares 28,000,000 N/A - - 28,000,000 Dividend 4/1/2013 221,225 1,329,906 1,329,906 1,329,906

Bank Community First Bancorp, Inc. Fairview Heights IL 9/13/2011 Senior Securities 7,000,000 N/A - - 7,000,000 Interest 4/1/2013 26,250 162,750 162,750 162,750

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

4/30/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Page 1 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

4/30/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Community First Bancshares, Inc. Union City TN 8/18/2011 Preferred Shares 30,852,000 N/A - - 30,852,000 Dividend 4/1/2013 385,650 2,498,155 2,498,155 2,498,155

Bank Community Illinois Corporation Rock Falls IL 8/16/2011 Preferred Shares 4,500,000 N/A - - 4,500,000 Dividend 4/1/2013 22,500 220,880 220,880 220,880

Bank Community Independent Bancorp Inc. West Salem OH 9/13/2011 Preferred Shares 2,250,000 N/A - - 2,250,000 Dividend 4/2/2013 5,625 46,098 46,098 46,098

Bank Community Partners Bancorp Middletown NJ 8/11/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend 4/1/2013 105,330 732,996 732,996 732,996

Bank Community Southern Bank Lakeland FL 9/20/2011 Preferred Shares 5,700,000 N/A - - 5,700,000 Dividend 4/1/2013 14,250 135,375 135,375 135,375

Bank Community Trust Financial Corporation Ruston LA 7/6/2011 Preferred Shares 48,260,000 N/A - - 48,260,000 Dividend 4/1/2013 120,650 1,336,534 1,336,534 1,336,534

Bank Community Valley Bank El Centro CA 9/20/2011 Preferred Shares 2,400,000 N/A - - 2,400,000 Dividend 4/1/2013 6,000 57,000 57,000 57,000

Bank Continental Bancorporation Salt Lake City UT 9/22/2011 Senior Securities 4,724,000 4/1/2013 4,724,000 4,724,000 - Interest 4/1/2013 90,937 554,716 554,716 5,278,716

Bank County Bancorp, Inc. Manitowoc WI 8/23/2011 Preferred Shares 15,000,000 N/A - - 15,000,000 Dividend 4/1/2013 37,500 347,500 347,500 347,500

Bank Crest Savings Bancorp, Inc. Wildwood NJ 8/23/2011 Preferred Shares 2,500,000 N/A - - 2,500,000 Dividend 4/1/2013 31,250 153,476 153,476 153,476

Bank Crestmark Bancorp, Inc. Troy MI 8/9/2011 Preferred Shares 8,250,000 N/A - - 8,250,000 Dividend 4/1/2013 20,625 135,667 135,667 135,667

Bank D. L. Evans Bancorp Burley ID 9/27/2011 Preferred Shares 29,891,000 N/A - 7,500,000 22,391,000 Dividend 4/1/2013 279,888 2,154,264 2,154,264 9,654,264

Bank Deerfield Financial Corporation Deerfield WI 9/8/2011 Senior Securities 3,650,000 N/A - - 3,650,000 Interest 4/1/2013 13,688 307,883 307,883 307,883

Bank DNB Financial Corporation Downingtown PA 8/4/2011 Preferred Shares 13,000,000 N/A - - 13,000,000 Dividend N/A 0 562,110 562,110 562,110

Bank Eagle Bancorp, Inc. Bethesda MD 7/14/2011 Preferred Shares 56,600,000 N/A - - 56,600,000 Dividend 4/1/2013 141,500 970,061 970,061 970,061

Bank Elmira Savings Bank (The Elmira Savings Bank, FSB) Elmira NY 8/25/2011 Preferred Shares 14,063,000 4/1/2013 10,548,000 10,548,000 3,515,000 Dividend 4/1/2013 131,850 1,116,468 1,116,468 11,664,468

Bank Emclaire Financial Corp. Emlenton PA 8/18/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend N/A 0 798,250 798,250 798,250

Bank Enterprise Financial Services Group, Inc. Allison Park PA 8/25/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 38,775 337,126 337,126 337,126

Bank Equity Bancshares, Inc. Wichita KS 8/11/2011 Preferred Shares 16,372,000 N/A - - 16,372,000 Dividend 4/1/2013 40,930 576,278 576,278 576,278

Bank Evolve Bancorp, Inc. Cordova TN 8/9/2011 Preferred Shares 4,699,000 N/A - - 4,699,000 Dividend 4/1/2013 11,748 79,361 79,361 79,361

Bank F & M Bancorporation, Inc. Tulsa OK 9/21/2011 Preferred Shares 38,222,000 N/A - - 38,222,000 Dividend N/A 0 583,947 583,947 583,947

Bank Farmers State Bankshares, Inc. Holton KS 7/21/2011 Preferred Shares 700,000 N/A - - 700,000 Dividend 4/1/2013 8,750 44,962 44,962 44,962

Bank FB BanCorp San Antonio TX 8/25/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend 4/1/2013 30,000 462,279 462,279 462,279

Bank FCB Bancorp, Inc. Louisville KY 9/22/2011 Preferred Shares 9,759,000 N/A - - 9,759,000 Dividend 4/1/2013 121,988 735,411 735,411 735,411

Bank Financial Security Corporation Basin WY 7/21/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 128,611 128,611 128,611

Bank Financial Services of Winger, Inc. Fosston MN 9/1/2011 Senior Securities 4,069,000 N/A - - 4,069,000 Interest 4/1/2013 15,259 125,193 125,193 125,193

Bank FineMark Holdings, Inc. Fort Myers FL 9/21/2011 Preferred Shares 5,665,000 N/A - - 5,665,000 Dividend 4/1/2013 14,163 92,843 92,843 92,843

Bank First American Investment, Inc. Hudson WI 9/8/2011 Senior Securities 1,705,710 N/A - - 1,705,710 Interest 4/1/2013 6,396 48,892 48,892 48,892

Bank First Bancorp Troy NC 9/1/2011 Preferred Shares 63,500,000 N/A - - 63,500,000 Dividend 4/1/2013 186,680 3,961,734 3,961,734 3,961,734

Bank First Bank of Charleston Charleston WV 7/21/2011 Preferred Shares 3,345,000 N/A - - 3,345,000 Dividend 4/1/2013 8,363 216,496 216,496 216,496

Bank First Bankers Trustshares, Inc. Quincy IL 9/8/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend 4/1/2013 25,000 162,778 162,778 162,778

Bank First Busey Corporation Champaign IL 8/25/2011 Preferred Shares 72,664,000 N/A - - 72,664,000 Dividend 4/1/2013 908,300 5,813,120 5,813,120 5,813,120

Bank First California Financial Group, Inc. Westlake Village CA 7/14/2011 Preferred Shares 25,000,000 N/A - - 25,000,000 Dividend 4/1/2013 312,500 2,142,361 2,142,361 2,142,361

Bank First Colebrook Bancorp, Inc. Colebrook NH 9/22/2011 Preferred Shares 8,623,000 N/A - - 8,623,000 Dividend N/A 0 266,645 266,645 266,645

Bank First Community Financial Corporation Elgin IL 9/1/2011 Preferred Shares 6,100,000 N/A - - 6,100,000 Dividend 4/1/2013 26,280 277,957 277,957 277,957

Bank First Eldorado Bancshares, Inc. Eldorado IL 9/7/2011 Senior Securities 3,000,000 N/A - - 3,000,000 Interest N/A 0 182,893 182,893 182,893

Bank First Federal Bancorp, Inc. Lake City FL 8/23/2011 Preferred Shares 20,000,000 N/A - 20,000,000 - Dividend N/A 0 400,244 400,244 20,400,244

Bank First Financial Bancshares, Inc. Lawrence KS 9/22/2011 Senior Securities 3,905,000 N/A - 3,905,000 - Interest N/A 0 265,319 265,319 4,170,319

Bank First Green Bancorp, Inc. (First Green Bank) Eustis FL 9/20/2011 Preferred Shares 4,727,000 N/A - - 4,727,000 Dividend 4/1/2013 6,040 72,349 72,349 72,349

Bank First Guaranty Bancshares, Inc. Hammond LA 9/22/2011 Preferred Shares 39,435,000 N/A - - 39,435,000 Dividend 4/1/2013 283,128 2,797,109 2,797,109 2,797,109

Bank First Menasha Bancshares, Inc. Neenah WI 9/15/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend 4/1/2013 47,040 359,464 359,464 359,464

Bank First Merchants Corporation Muncie IN 9/22/2011 Preferred Shares 90,782,940 N/A - 22,695,940 68,087,000 Dividend 4/1/2013 851,088 6,644,804 6,644,804 29,340,744

Bank First NBC Bank Holding Company New Orleans LA 8/4/2011 Preferred Shares 37,935,000 N/A - - 37,935,000 Dividend 4/1/2013 94,838 791,888 791,888 791,888

Bank First Northern Community Bancorp Dixon CA 9/15/2011 Preferred Shares 22,847,000 N/A - 10,000,000 12,847,000 Dividend 4/1/2013 160,588 1,690,685 1,690,685 11,690,685

Bank First PacTrust Bancorp, Inc. Irvine CA 8/30/2011 Preferred Shares 32,000,000 N/A - - 32,000,000 Dividend N/A 0 2,181,622 2,181,622 2,181,622

Bank First Partners Bank (SouthCity Bank) Vestavia Hills AL 7/14/2011 Preferred Shares 5,200,000 N/A - - 5,200,000 Dividend 4/1/2013 13,000 89,122 89,122 89,122

Bank First Resource Bank Exton PA 9/15/2011 Preferred Shares 5,083,000 N/A - - 5,083,000 Dividend 4/1/2013 12,708 254,908 254,908 254,908

Bank First Robinson Financial Corporation Robinson IL 8/23/2011 Preferred Shares 4,900,000 N/A - - 4,900,000 Dividend 4/1/2013 12,250 78,672 78,672 78,672

Bank First Savings Financial Group, Inc. Clarksville IN 8/11/2011 Preferred Shares 17,120,000 N/A - - 17,120,000 Dividend 4/1/2013 42,800 371,964 371,964 371,964

Bank First Service Bancshares, Inc. Greenbrier AR 9/8/2011 Senior Securities 7,716,000 N/A - - 7,716,000 Interest N/A 0 929,156 929,156 929,156

Bank First State Holding Co. (Wilber Co.) Lincoln NE 9/7/2011 Senior Securities 12,000,000 N/A - - 12,000,000 Interest 4/1/2013 45,000 546,786 546,786 546,786

Bank First Texas BHC, Inc. Fort Worth TX 9/15/2011 Preferred Shares 29,822,000 N/A - - 29,822,000 Dividend 4/1/2013 74,555 490,499 490,499 490,499

Bank Fisher Bancorp, Inc. Fisher IL 9/15/2011 Senior Securities 1,000,000 N/A - 500,000 500,000 Interest 4/1/2013 1,875 81,334 81,334 581,334

Bank Florida Business BancGroup, Inc. Tampa FL 9/22/2011 Preferred Shares 15,360,000 N/A - - 15,360,000 Dividend 4/1/2013 63,820 591,037 591,037 591,037

Bank Florida Community Bankshares, Inc. Ocala FL 9/15/2011 Preferred Shares 17,000,000 N/A - - 17,000,000 Dividend 4/1/2013 212,500 1,312,778 1,312,778 1,312,778

Bank Florida Shores Bancorp, Inc. Pompano Beach FL 8/18/2011 Preferred Shares 12,750,000 N/A - - 12,750,000 Dividend 4/1/2013 31,875 207,896 207,896 207,896

Bank Florida Traditions Bank Dade City FL 7/12/2011 Preferred Shares 8,800,000 N/A - - 8,800,000 Dividend 4/1/2013 22,000 229,533 229,533 229,533

Bank FNB Bancorp South San Francisco CA 9/15/2011 Preferred Shares 12,600,000 N/A - - 12,600,000 Dividend 4/1/2013 157,500 973,000 973,000 973,000

Bank Fortune Financial Corporation Arnold MO 9/15/2011 Preferred Shares 3,255,000 N/A - - 3,255,000 Dividend 4/1/2013 40,688 251,358 251,358 251,358

Bank Founders Bancorp San Luis Obispo CA 7/14/2011 Preferred Shares 4,178,000 N/A - - 4,178,000 Dividend 4/1/2013 10,445 140,646 140,646 140,646

Page 2 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

4/30/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Franklin Financial Network, Inc. Franklin TN 9/27/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend 4/1/2013 25,000 491,466 491,466 491,466

Bank Franklin Security Bancorp, Inc. Wilkes-Barre PA 9/8/2011 Preferred Shares 6,955,000 N/A - - 6,955,000 Dividend N/A 0 255,841 259,942 259,942

Bank Freedom Bancshares, Inc. Overland Park KS 7/19/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 4/1/2013 10,000 70,276 70,276 70,276

Bank Freedom Bank Oradell NJ 9/20/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 4/1/2013 10,000 72,778 72,778 72,778

Bank Frontier Bancshares, Inc. Austin TX 9/14/2011 Senior Securities 6,184,000 N/A - - 6,184,000 Interest 4/1/2013 23,190 215,942 215,942 215,942

Bank FVNB Corp. Victoria TX 8/23/2011 Preferred Shares 18,000,000 N/A - - 18,000,000 Dividend 4/1/2013 45,000 642,000 642,000 642,000

Bank GBC Holdings, Inc. Los Angeles CA 8/25/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 292,412 292,412 292,412

Bank Grand Capital Corporation Tulsa OK 9/8/2011 Preferred Shares 5,200,000 N/A - 5,200,000 - Dividend N/A 0 303,333 303,333 5,503,333

Bank GrandSouth Bancorporation Greenville SC 9/8/2011 Preferred Shares 15,422,000 N/A - - 15,422,000 Dividend 4/1/2013 38,555 301,051 301,051 301,051

Bank Great Southern Bancorp, Inc. Springfield MO 8/18/2011 Preferred Shares 57,943,000 N/A - - 57,943,000 Dividend 4/1/2013 144,858 1,470,973 1,470,973 1,470,973

Bank Greater Rochester Bancorp, Inc. Rochester NY 7/28/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 17,500 117,250 117,250 117,250

Bank Guaranty Bancorp, Inc. Woodsville NH 9/15/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 17,500 372,088 372,088 372,088

Bank Gulfstream Bancshares, Inc. Stuart FL 8/18/2011 Preferred Shares 7,500,000 N/A - - 7,500,000 Dividend 4/1/2013 93,750 607,292 607,292 607,292

Bank Happy Bancshares, Inc. Amarillo TX 9/7/2011 Preferred Shares 31,929,000 N/A - - 31,929,000 Dividend 4/1/2013 79,823 500,221 500,221 500,221

Bank Harmony Bank Jackson NJ 9/15/2011 Preferred Shares 3,500,000 N/A - - 3,500,000 Dividend 4/1/2013 8,750 54,056 54,056 54,056

Bank Heartland Bancorp, Inc. Bloomington IL 9/21/2011 Senior Securities 25,000,000 N/A - - 25,000,000 Interest 4/1/2013 414,751 2,808,186 2,808,186 2,808,186

Bank Heartland Financial USA, Inc. Dubuque IA 9/15/2011 Preferred Shares 81,698,000 N/A - - 81,698,000 Dividend 4/1/2013 408,490 5,011,001 5,011,001 5,011,001

Bank Heritage Bancshares Group, Inc. Willmar MN 9/22/2011 Senior Securities 11,000,000 N/A - - 11,000,000 Interest 4/1/2013 188,283 1,268,208 1,268,208 1,268,208

Bank Heritage Bankshares, Inc. Norfolk VA 8/11/2011 Preferred Shares 7,800,000 N/A - - 7,800,000 Dividend 4/1/2013 46,088 256,569 256,569 256,569

Bank Highlands Bancorp, Inc. Vernon NJ 9/22/2011 Preferred Shares 6,853,000 N/A - - 6,853,000 Dividend 4/1/2013 17,133 111,282 111,282 111,282

Bank Hilltop Holdings, Inc. (PlainsCapital Corporation) Dallas TX 9/27/2011 Preferred Shares 114,068,000 N/A - - 114,068,000 Dividend 4/1/2013 703,743 5,155,656 5,155,656 5,155,656

Bank HomeBancorp, Inc. Tampa FL 8/25/2011 Preferred Shares 7,398,000 N/A - - 7,398,000 Dividend 4/1/2013 91,295 590,660 590,660 590,660

Bank Hopewell Valley Community Bank Pennington NJ 7/28/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend 4/1/2013 27,500 184,250 184,250 184,250

Bank Horizon Bancorp Michigan City IN 8/25/2011 Preferred Shares 12,500,000 N/A - - 12,500,000 Dividend 4/1/2013 95,670 785,773 785,773 785,773

Bank Howard Bancorp, Inc. Ellicott City MD 9/22/2011 Preferred Shares 12,562,000 N/A - - 12,562,000 Dividend 4/1/2013 69,410 857,955 857,955 857,955

Bank Huron Valley State Bank Milford MI 7/19/2011 Preferred Shares 2,597,000 N/A - - 2,597,000 Dividend 4/1/2013 6,493 47,900 47,900 47,900

Bank Hyde Park Bancorp, Inc. Hyde Park MA 9/22/2011 Preferred Shares 18,724,000 N/A - - 18,724,000 Dividend N/A 0 1,310,625 1,310,625 1,310,625

Bank Illinois State Bancorp, Inc. Chicago IL 9/22/2011 Preferred Shares 13,368,000 N/A - - 13,368,000 Dividend 4/1/2013 33,420 518,440 518,440 518,440

Bank Indebancorp Oak Harbor OH 9/21/2011 Preferred Shares 2,000,000 N/A - 2,000,000 - Dividend N/A 0 93,322 93,322 2,093,322

Bank Independent Holdings, Inc. Memphis TN 8/16/2011 Preferred Shares 34,900,000 N/A - - 34,900,000 Dividend 4/1/2013 254,530 2,348,595 2,348,595 2,348,595

Bank InsCorp, Inc. Nashville TN 9/27/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend N/A 0 55,000 55,000 55,000

Bank Insight Bank Columbus OH 7/19/2011 Preferred Shares 4,250,000 N/A - - 4,250,000 Dividend 4/1/2013 10,625 72,250 72,250 72,250

Bank Island Bancorp, Inc. Edgartown MA 8/11/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 4/1/2013 10,000 65,556 65,556 65,556

Bank Jefferson Bank of Florida Oldsmar FL 8/4/2011 Preferred Shares 3,367,000 N/A - - 3,367,000 Dividend 4/1/2013 8,418 57,426 57,426 57,426

Bank Joaquin Bankshares Inc. Huntington TX 9/13/2011 Senior Securities 3,908,000 N/A - - 3,908,000 Interest N/A 0 170,953 170,953 170,953

Bank Jonestown Bank and Trust Company Jonestown PA 8/16/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend N/A 0 65,000 65,000 65,000

Bank Katahdin Bankshares Corp. Houlton ME 8/18/2011 Preferred Shares 11,000,000 N/A - - 11,000,000 Dividend 4/1/2013 27,500 218,778 218,778 218,778

Bank Kerkhoven Bancshares, Inc Kerkhoven MN 9/13/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest 4/1/2013 5,625 54,830 54,830 54,830

Bank Kinderhook Bank Corp. Kinderhook NY 8/9/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 17,500 120,851 120,851 120,851

Bank Landmark Community Bank Collierville TN 9/20/2011 Preferred Shares 8,000,000 N/A - - 8,000,000 Dividend N/A 0 122,444 122,444 122,444

Bank LCA Bank Corporation Park City UT 9/1/2011 Preferred Shares 2,727,000 N/A - - 2,727,000 Dividend 4/1/2013 17,458 182,364 182,364 182,364

Bank Leader Bancorp, Inc. Arlington MA 8/30/2011 Preferred Shares 12,852,000 N/A - - 12,852,000 Dividend 4/1/2013 32,130 338,756 338,756 338,756

Bank Level One Bancorp, Inc. Farmington Hills MI 6/30/2011 Preferred Shares 11,301,000 N/A - - 11,301,000 Dividend 4/1/2013 28,253 219,428 219,428 219,428

Bank Liberty Bancorp, Inc. Liberty MO 8/23/2011 Preferred Shares 16,169,000 N/A - - 16,169,000 Dividend N/A 0 819,351 819,351 819,351

Bank Liberty Bancshares, Inc. Springfield MO 8/18/2011 Preferred Shares 22,995,000 N/A - 22,995,000 - Dividend N/A 0 1,564,938 1,564,938 24,559,938

Bank Liberty Bancshares, Inc. Jonesboro AR 7/21/2011 Preferred Shares 52,500,000 N/A - - 52,500,000 Dividend 4/1/2013 656,250 4,386,824 4,386,824 4,386,824

Bank Liberty Capital Bancshares, Inc. Addison TX 9/15/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest N/A 0 36,291 36,291 36,291

Bank Liberty Financial Services, Inc. Sioux City IA 9/22/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 17,500 240,658 240,658 240,658

Bank Live Oak Bancshares, Inc. Wilmington NC 9/13/2011 Senior Securities 6,800,000 N/A - - 6,800,000 Interest 4/1/2013 25,500 238,907 238,907 238,907

Bank Lowndes Bancshares, Inc. Valdosta GA 8/25/2011 Preferred Shares 6,000,000 N/A - - 6,000,000 Dividend 4/1/2013 15,000 114,998 114,998 114,998

Bank Magna Bank Memphis TN 8/18/2011 Preferred Shares 18,350,000 N/A - - 18,350,000 Dividend 4/1/2013 170,615 630,835 630,835 630,835

Bank Magnolia Bancshares Inc. Hodgenville KY 9/13/2011 Senior Securities 2,000,000 N/A - - 2,000,000 Interest 4/1/2013 38,500 239,712 239,712 239,712

Bank Marquis Bank Coral Gables FL 9/14/2011 Preferred Shares 3,500,000 N/A - - 3,500,000 Dividend 4/1/2013 8,750 54,153 54,153 54,153

Bank McLaughlin Bancshares, Inc. Ralls TX 8/11/2011 Preferred Shares 6,600,000 N/A - - 6,600,000 Dividend 4/1/2013 16,500 156,143 156,143 156,143

Bank McLeod Bancshares, Inc. Shorewood MN 8/18/2011 Preferred Shares 6,000,000 N/A - - 6,000,000 Dividend 4/1/2013 75,000 485,833 485,833 485,833

Bank Meadows Bank Las Vegas NV 9/22/2011 Preferred Shares 8,500,000 N/A - - 8,500,000 Dividend 4/1/2013 21,250 146,625 146,625 146,625

Bank Medallion Bank Salt Lake City UT 7/21/2011 Preferred Shares 26,303,000 N/A - - 26,303,000 Dividend 4/1/2013 65,758 445,690 445,690 445,690

Bank Mercantile Capital Corporation Boston MA 8/4/2011 Preferred Shares 7,000,000 N/A - 7,000,000 - Dividend N/A 0 73,889 73,889 7,073,889

Bank Merchants and Manufacturers Bank Corporation Joliet IL 9/8/2011 Preferred Shares 6,800,000 N/A - - 6,800,000 Dividend 4/1/2013 17,000 143,351 143,351 143,351

Bank Merchants and Planters Bancshares, Inc. Bolivar TN 9/8/2011 Preferred Shares 2,000,000 N/A - - 2,000,000 Dividend 4/1/2013 5,000 44,833 44,833 44,833

Page 3 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

4/30/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank MidSouth Bancorp, Inc. LaFayette LA 8/25/2011 Preferred Shares 32,000,000 N/A - - 32,000,000 Dividend 4/1/2013 191,965 2,299,425 2,299,425 2,299,425

Bank MidWest Bancorporation, Inc. Eden Prairie MN 9/7/2011 Senior Securities 5,115,000 N/A - - 5,115,000 Interest 4/1/2013 19,181 133,671 133,671 133,671

Bank MileStone Bank Doylestown PA 9/13/2011 Preferred Shares 5,100,000 N/A - - 5,100,000 Dividend 4/2/2013 12,750 88,683 88,683 88,683

Bank Moneytree Corporation Lenoir City TN 9/15/2011 Preferred Shares 9,992,000 N/A - - 9,992,000 Dividend 4/1/2013 77,763 652,912 652,912 652,912

Bank Monument Bank Bethesda MD 8/11/2011 Preferred Shares 11,355,000 N/A - - 11,355,000 Dividend 4/1/2013 28,388 355,522 355,522 355,522

Bank Monument Bank Doylestown PA 7/19/2011 Preferred Shares 2,970,000 N/A - - 2,970,000 Dividend 4/1/2013 7,425 50,490 50,490 50,490

Bank Morgan Capital Corporation Fort Morgan CO 8/30/2011 Senior Securities 3,250,000 N/A - - 3,250,000 Interest 4/1/2013 12,188 77,323 77,323 77,323

4/1/2013 361,538 2,313,840 2,313,840 N/A

4/8/2013 7,030 2,313,840 2,320,870 9,551,870

Bank MVB Financial Corp. Fairmont WV 9/8/2011 Preferred Shares 8,500,000 N/A - - 8,500,000 Dividend 4/1/2013 21,250 201,285 201,285 201,285

Bank New England Bancorp, Inc. Hyannis MA 8/9/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 4/1/2013 10,000 68,889 68,889 68,889

Bank New Hampshire Thrift Bancshares, Inc. [3] Newport NH 8/25/2011 Preferred Shares 20,000,000 N/A - - 23,000,000 Dividend 4/1/2013 134,481 1,134,797 1,134,797 1,134,797

Bank Nicolet Bankshares, Inc. Green Bay WI 9/1/2011 Preferred Shares 24,400,000 N/A - - 24,400,000 Dividend 4/1/2013 305,000 1,931,667 1,931,667 1,931,667

Bank Northern Bankshares, Inc. McFarland WI 9/7/2011 Senior Securities 22,000,000 N/A - - 22,000,000 Interest 4/1/2013 299,760 2,405,269 2,405,269 2,405,269

Bank Northway Financial, Inc. Berlin NH 9/15/2011 Preferred Shares 23,593,000 N/A - - 23,593,000 Dividend 4/1/2013 71,683 971,026 971,026 971,026

Bank Oak Valley Bancorp Oakdale CA 8/11/2011 Preferred Shares 13,500,000 N/A - 13,500,000 - Dividend N/A 0 781,875 781,875 14,281,875

Bank Osborne Investments, Inc. Osborne KS 9/7/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest N/A 0 23,500 23,500 23,500

Bank Ouachita Bancshares Corp. Monroe LA 9/8/2011 Senior Securities 17,930,000 N/A - - 17,930,000 Interest 4/1/2013 67,238 1,148,825 1,148,825 1,148,825

Bank Ovation Holdings, Inc. Naples FL 9/15/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 236,357 236,357 236,357

Bank Pacific Coast Bankers' Bancshares San Francisco CA 7/28/2011 Preferred Shares 11,960,000 N/A - - 11,960,000 Dividend 4/1/2013 149,500 1,001,650 1,001,650 1,001,650

Bank Park Sterling Corporation (Citizens South Banking Corporation) Charlotte NC 9/22/2011 Preferred Shares 20,500,000 N/A - - 20,500,000 Dividend 4/1/2013 51,250 551,410 551,410 551,410

Bank Partners Bank of California Mission Viejo CA 9/27/2011 Preferred Shares 2,463,000 N/A - - 2,463,000 Dividend 4/1/2013 6,158 37,219 37,219 37,219

Bank Pathfinder Bancorp, Inc. Oswego NY 9/1/2011 Preferred Shares 13,000,000 N/A - - 13,000,000 Dividend N/A 0 500,452 636,625 636,625

Bank Penn Liberty Financial Corp. Wayne PA 9/1/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend 4/1/2013 50,000 391,663 391,663 391,663

Bank People First Bancshares, Inc. Pana IL 9/15/2011 Senior Securities 9,198,000 N/A - - 9,198,000 Interest 4/1/2013 34,493 633,764 633,764 633,764

Bank Peoples Bancorp Lynden WA 8/4/2011 Preferred Shares 18,000,000 N/A - 18,000,000 - Dividend N/A 0 1,050,615 1,050,615 19,050,615

Bank PFSB Bancorporation, Inc. Pigeon Falls WI 8/25/2011 Preferred Shares 1,500,000 N/A - - 1,500,000 Dividend 4/1/2013 11,250 97,500 97,500 97,500

4/1/2013 8,750 72,886 72,886 N/A

4/8/2013 170 72,886 73,056 948,056

Bank Pioneer Bank, SSB Drippings Springs TX 6/30/2011 Preferred Shares 3,004,000 N/A - - 3,004,000 Dividend 4/1/2013 7,510 52,699 52,699 52,699

Bank Planters Financial Group, Inc. Clarksville TN 9/13/2011 Senior Securities 20,000,000 N/A - - 20,000,000 Interest 4/1/2013 224,299 924,299 924,299 924,299

Bank Platinum Bancorp, Inc. Oakdale MN 9/21/2011 Senior Securities 4,453,000 N/A - - 4,453,000 Interest 4/1/2013 16,699 102,048 102,048 102,048

Bank Platinum Bank Holding Co. (Platinum Bank) Brandon FL 9/15/2011 Senior Securities 13,800,000 N/A - - 13,800,000 Interest 4/1/2013 117,795 1,262,692 1,262,692 1,262,692

Bank Premara Financial, Inc. Charlotte NC 9/22/2011 Preferred Shares 6,238,000 N/A - - 6,238,000 Dividend 4/1/2013 77,975 462,643 462,643 462,643

Bank Prime Banc Corp. Dieterich IL 8/25/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend 4/1/2013 25,000 324,564 324,564 324,564

Bank Prime Bank Group Edmond OK 8/30/2011 Senior Securities 4,456,000 N/A - - 4,456,000 Interest 4/1/2013 16,710 106,016 106,016 106,016

Bank ProAmérica Bank (Promérica Bank) Los Angeles CA 9/27/2011 Preferred Shares 3,750,000 N/A - - 3,750,000 Dividend N/A 0 56,667 56,667 56,667

Bank Progressive Bancorp, Inc. Monroe LA 7/26/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend 4/1/2013 30,470 688,059 688,059 688,059

Bank Providence Bank Rocky Mount NC 9/15/2011 Preferred Shares 4,250,000 N/A - - 4,250,000 Dividend 4/1/2013 16,255 103,159 103,159 103,159

Bank Provident Bancorp, Inc. Amesbury MA 9/13/2011 Preferred Shares 17,145,000 N/A - - 17,145,000 Dividend N/A 0 339,486 339,486 339,486

Bank Puget Sound Bank Bellevue WA 8/11/2011 Preferred Shares 9,886,000 N/A - - 9,886,000 Dividend 4/1/2013 24,715 162,021 162,021 162,021

Bank QCR Holdings, Inc. Moline IL 9/15/2011 Preferred Shares 40,090,000 N/A - 10,223,000 29,867,000 Dividend 4/1/2013 373,338 2,709,637 2,709,637 12,932,637

Bank Redwood Capital Bancorp Eureka CA 7/21/2011 Preferred Shares 7,310,000 N/A - - 7,310,000 Dividend N/A 0 286,068 286,068 286,068

Bank Redwood Financial, Inc. Redwood Falls MN 8/18/2011 Preferred Shares 6,425,000 N/A - - 6,425,000 Dividend N/A 0 258,937 296,598 296,598

Bank Regal Bank Livingston NJ 9/7/2011 Preferred Shares 7,000,000 N/A - - 7,000,000 Dividend 4/1/2013 17,500 109,667 109,667 109,667

Bank Regent Capital Corporation Nowata OK 7/21/2011 Preferred Shares 3,350,000 N/A - - 3,350,000 Dividend 4/1/2013 8,375 132,901 132,901 132,901

Bank Resurgens Bancorp Atlanta GA 9/8/2011 Senior Securities 2,967,000 N/A - - 2,967,000 Interest 4/1/2013 11,126 114,567 114,567 114,567

Bank Rock Bancshares, Inc. Little Rock AR 9/7/2011 Senior Securities 6,742,000 N/A - - 6,742,000 Interest 4/2/2013 25,283 158,437 158,437 158,437

Bank Rockport National Bancorp, Inc. Rockport MA 8/11/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend 4/1/2013 7,500 116,388 116,388 116,388

Bank Salisbury Bancorp, Inc. Lakeville CT 8/25/2011 Preferred Shares 16,000,000 N/A - - 16,000,000 Dividend 4/1/2013 41,020 361,022 361,022 361,022

Bank SBT Bancorp, Inc. Simsbury CT 8/11/2011 Preferred Shares 9,000,000 N/A - - 9,000,000 Dividend 4/1/2013 22,500 247,432 247,432 247,432

Bank Seacoast Commerce Bank Chula Vista CA 9/1/2011 Preferred Shares 4,000,000 N/A - - 4,000,000 Dividend 4/1/2013 10,000 76,667 76,667 76,667

Bank Security Business Bancorp San Diego CA 7/14/2011 Preferred Shares 8,944,500 N/A - 8,944,500 - Dividend N/A 0 86,464 86,464 9,030,964

Bank Security California Bancorp Riverside CA 9/15/2011 Preferred Shares 7,200,000 N/A - - 7,200,000 Dividend 4/1/2013 18,000 134,400 134,400 134,400

Bank Security State Bancshares, Inc. Charleston MO 9/22/2011 Preferred Shares 22,000,000 N/A - - 22,000,000 Dividend 4/1/2013 55,000 848,920 848,920 848,920

Bank Select Bancorp, Inc. Greenville NC 8/9/2011 Preferred Shares 7,645,000 N/A - - 7,645,000 Dividend 4/1/2013 19,113 125,718 125,718 125,718

Bank Seneca-Cayuga Bancorp, Inc. Seneca Falls NY 9/15/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 96,163 96,163 96,163

Bank Sequatchie Valley Bancshares, Inc. Dunlap TN 9/13/2011 Senior Securities 5,000,000 N/A - - 5,000,000 Interest 4/1/2013 96,250 596,750 596,750 596,750

Bank ServisFirst Bancshares, Inc. Birmingham AL 6/21/2011 Preferred Shares 40,000,000 N/A - - 40,000,000 Dividend 4/1/2013 100,000 711,111 711,111 711,111

Bank Signature Bancorporation, Inc. Chicago IL 9/22/2011 Preferred Shares 12,500,000 N/A - - 12,500,000 Dividend 4/1/2013 31,250 275,205 275,205 275,205

Bank MutualFirst Financial, Inc. Muncie IN 8/25/2011 Preferred Shares 28,923,000 4/8/2013 7,231,000 7,231,000 21,692,000 Dividend

Bank Phoenix Bancorp, Inc. Minersville PA 7/19/2011 Preferred Shares 3,500,000 4/8/2013 875,000 875,000 2,625,000 Dividend

Page 4 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

4/30/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Silvergate Capital Corporation La Jolla CA 8/11/2011 Preferred Shares 12,427,000 N/A - - 12,427,000 Dividend N/A 0 977,604 977,604 977,604

Bank SmartFinancial, Inc. Pigeon Forge TN 8/4/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend 4/1/2013 30,000 199,000 199,000 199,000

Bank Southern Heritage Bancshares, Inc. Cleveland TN 9/8/2011 Preferred Shares 5,105,000 N/A - - 5,105,000 Dividend 4/1/2013 12,763 179,618 179,618 179,618

Bank Southern Illinois Bancorp, Inc. Carmi IL 8/25/2011 Preferred Shares 9,000,000 N/A - - 9,000,000 Dividend 4/1/2013 21,564 237,926 237,926 237,926

Bank Southern Missouri Bancorp, Inc. Poplar Bluff MO 7/21/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend 4/1/2013 50,000 692,771 692,771 692,771

Bank Southern National Corporation Andalusia AL 9/20/2011 Senior Securities 6,000,000 N/A - 1,500,000 4,500,000 Interest 4/1/2013 16,875 162,621 162,621 1,662,621

Bank Southern States Bancshares, Inc. Anniston AL 9/22/2011 Preferred Shares 7,492,000 N/A - - 7,492,000 Dividend N/A 0 114,253 114,253 114,253

Bank Southwestern Bancorp, Inc. Boerne TX 9/13/2011 Senior Securities 1,500,000 N/A - - 1,500,000 Interest 4/1/2013 5,625 79,639 79,639 79,639

Bank Sovereign Bancshares, Inc. Dallas TX 9/22/2011 Preferred Shares 24,500,000 N/A - - 24,500,000 Dividend 4/1/2013 306,250 1,865,306 1,865,306 1,865,306

Bank Steele Holdings, Inc. Tyler TX 9/20/2011 Senior Securities 8,282,000 N/A - - 8,282,000 Interest 4/1/2013 31,058 583,610 583,610 583,610

Bank Steele Street Bank Corporation Denver CO 9/1/2011 Senior Securities 11,350,000 N/A - - 11,350,000 Interest N/A 0 269,718 269,718 269,718

Bank Stewardship Financial Corporation Midland Park NJ 9/1/2011 Preferred Shares 15,000,000 N/A - - 15,000,000 Dividend 4/1/2013 166,380 568,365 568,365 568,365

Bank StonehamBank, A Co-operative Bank Stoneham MA 9/20/2011 Senior Securities 13,813,000 N/A - - 13,813,000 Interest 4/1/2013 51,799 317,123 317,123 317,123

Bank Summit State Bank Santa Rosa CA 8/4/2011 Preferred Shares 13,750,000 N/A - - 13,750,000 Dividend 4/1/2013 76,525 941,404 941,404 941,404

Bank Sumner Bank & Trust GALLATIN TN 9/26/2011 Preferred Shares 4,264,000 N/A - - 4,264,000 Dividend 4/1/2013 19,880 197,749 197,749 197,749

Bank Sword Financial Corporation Horicon WI 9/15/2011 Senior Securities 17,000,000 N/A - - 17,000,000 Interest 4/1/2013 63,750 1,404,290 1,404,290 1,404,290

Bank TCB Corporation Greenwood SC 9/8/2011 Senior Securities 8,640,000 N/A - - 8,640,000 Interest N/A 0 626,863 626,863 626,863

Bank Team Capital Bank Bethlehem PA 7/28/2011 Preferred Shares 22,412,000 N/A - - 22,412,000 Dividend 4/1/2013 56,030 382,303 382,303 382,303

Bank The ANB Corporation Terrell TX 8/25/2011 Preferred Shares 37,000,000 N/A - - 37,000,000 Dividend 4/1/2013 92,500 2,190,459 2,190,459 2,190,459

Bank The Bank of Santa Barbara Santa Barbara CA 9/22/2011 Preferred Shares 1,882,380 N/A - - 1,882,380 Dividend 4/1/2013 4,706 31,634 31,634 31,634

4/1/2013 250,000 1,619,444 1,619,444 N/A

4/15/2013 33,987 1,619,444 1,653,431 21,653,431

Bank The Nashua Bank [3] Nashua NH 9/8/2011 Preferred Shares 3,000,000 N/A - - - Dividend N/A 0 56,333 56,333 56,333

Bank The Peoples Bank of Talbotton Talbotton GA 9/8/2011 Preferred Shares 890,000 N/A - - 890,000 Dividend N/A 0 20,455 20,455 20,455

Bank The Private Bank of California Los Angeles CA 9/1/2011 Preferred Shares 10,000,000 N/A - - 10,000,000 Dividend 4/1/2013 25,000 158,333 158,333 158,333

Bank The State Bank of Bartley Bartley NE 9/22/2011 Senior Securities 2,380,000 N/A - - 2,380,000 Interest N/A 0 127,403 127,403 127,403

Bank The Victory Bancorp, Inc. Limerick PA 9/22/2011 Preferred Shares 3,431,000 N/A - - 3,431,000 Dividend 4/1/2013 8,578 52,323 52,323 52,323

Bank Third Coast Bank SSB Humble TX 8/9/2011 Preferred Shares 8,673,000 N/A - - 8,673,000 Dividend 4/1/2013 21,683 166,714 166,714 166,714

Bank Town and Country Financial Corporation Springfield IL 9/8/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 192,711 192,711 192,711

Bank TowneBank Portsmouth VA 9/22/2011 Preferred Shares 76,458,000 N/A - - 76,458,000 Dividend 4/1/2013 191,145 2,732,537 2,732,537 2,732,537

Bank Triad Bancorp, Inc. Frontenac MO 9/22/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 113,472 113,472 113,472

Bank Tri-County Financial Corporation Waldorf MD 9/22/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend 4/1/2013 50,000 305,000 305,000 305,000

Bank Tri-County Financial Group, Inc. Mendota IL 8/16/2011 Preferred Shares 20,000,000 N/A - - 20,000,000 Dividend 4/1/2013 50,000 575,834 575,834 575,834

4/1/2013 93,045 1,748,159 573,283 N/A

4/12/2013 1,174,876 1,748,159 1,748,159 7,558,159

Bank U&I Financial Corp Lynnwood WA 7/6/2011 Preferred Shares 5,500,000 N/A - - 5,500,000 Dividend 4/1/2013 13,750 141,931 141,931 141,931

Bank UBT Bancshares, Inc. Marysville KS 8/11/2011 Preferred Shares 16,500,000 N/A - - 16,500,000 Dividend 4/1/2013 41,250 313,929 313,929 313,929

Bank Union Bank & Trust Company Oxford NC 9/22/2011 Preferred Shares 6,200,000 N/A - - 6,200,000 Dividend 4/1/2013 15,500 103,760 103,760 103,760

Bank United Community Bancorp, Inc. Chatham IL 9/15/2011 Senior Securities 22,262,000 N/A - - 22,262,000 Interest 4/1/2013 390,040 2,166,246 2,166,246 2,166,246

Bank United Financial Banking Companies, Inc. Vienna VA 9/15/2011 Preferred Shares 3,000,000 N/A - - 3,000,000 Dividend 4/1/2013 22,500 102,750 102,750 102,750

Bank Valley Financial Group, Ltd. Saginaw MI 9/22/2011 Preferred Shares 2,000,000 N/A - - 2,000,000 Dividend 4/1/2013 5,000 31,500 31,500 31,500

Bank Valley Green Bank Philadelphia PA 8/9/2011 Preferred Shares 5,000,000 N/A - - 5,000,000 Dividend 4/1/2013 12,500 82,222 82,222 82,222

Bank Veritex Holdings, Inc. Dallas TX 8/25/2011 Preferred Shares 8,000,000 N/A - - 8,000,000 Dividend N/A 0 128,000 128,000 128,000

Bank Verus Acquisition Group, Inc. Fort Collins CO 7/14/2011 Preferred Shares 9,740,000 N/A - - 9,740,000 Dividend 4/1/2013 24,350 166,933 166,933 166,933

Bank Virginia Heritage Bank Fairfax VA 6/30/2011 Preferred Shares 15,300,000 N/A - - 15,300,000 Dividend 4/1/2013 38,250 404,175 404,175 404,175

Bank W.T.B. Financial Corporation Spokane WA 9/15/2011 Preferred Shares 89,142,000 N/A - 44,571,000 44,571,000 Dividend 4/1/2013 557,138 6,530,890 6,530,890 51,101,890

Bank WashingtonFirst Bankshares, Inc. Reston VA 8/4/2011 Preferred Shares 17,796,000 N/A - - 17,796,000 Dividend 4/1/2013 44,490 295,117 295,117 295,117

Bank Western Alliance Bancorporation Phoenix AZ 9/27/2011 Preferred Shares 141,000,000 N/A - - 141,000,000 Dividend 4/1/2013 352,500 5,985,953 5,985,953 5,985,953

Bank Western State Agency, Inc. Devils Lake ND 8/23/2011 Preferred Shares 12,000,000 N/A - - 12,000,000 Dividend 4/1/2013 30,000 354,667 354,667 354,667

Bank Xenith Bankshares, Inc. Richmond VA 9/21/2011 Preferred Shares 8,381,000 N/A - - 8,381,000 Dividend N/A 0 133,630 133,630 133,630

Bank York Traditions Bank York PA 7/14/2011 Preferred Shares 5,115,000 N/A - - 5,115,000 Dividend 4/1/2013 12,788 336,027 336,027 336,027

CDLF Access to Capital for Entrepreneurs, Inc. (Appalachian Community Enterprises, Inc.) Cleveland GA 9/21/2011 Senior Securities 188,000 N/A - - 188,000 Interest 4/1/2013 940 5,744 5,744 5,744

CDLF Boston Community Loan Fund, Inc. Roxbury MA 9/22/2011 Senior Securities 4,410,000 N/A - - 4,410,000 Interest 4/1/2013 22,050 134,505 134,505 134,505

CDLF Bridgeway Capital, Inc. Pittsburgh PA 9/14/2011 Senior Securities 1,820,000 N/A - - 1,820,000 Interest N/A 0 56,319 56,319 56,319

CDLF Building Hope... A Charter School Facilities Fund Washington DC 9/21/2011 Senior Securities 2,091,000 N/A - - 2,091,000 Interest N/A 0 63,892 63,892 63,892

CDLF California Coastal Rural Development Corporation Salinas CA 9/21/2011 Senior Securities 870,000 N/A - - 870,000 Interest N/A 0 26,583 26,583 26,583

CDLF Capital Link, Inc. Boston MA 9/21/2011 Senior Securities 198,000 N/A - - 198,000 Interest N/A 0 6,050 6,050 6,050

CDLF CEN-TEX Certified Development Corporation Austin TX 9/21/2011 Senior Securities 489,000 N/A - - 489,000 Interest N/A 0 14,942 14,942 14,942

CDLF Charleston Citywide Local Development Corporation Charleston SC 9/20/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest N/A 0 30,611 30,611 30,611

CDLF Citizen Potawatomi Community Development Corporation Shawnee OK 9/21/2011 Senior Securities 490,000 N/A - - 490,000 Interest N/A 0 14,972 14,972 14,972

Bank The Landrum Company Columbia MO 8/18/2011 Preferred Shares 20,000,000 4/15/2013 20,000,000 20,000,000 - Dividend

Bank Two Rivers Financial Group, Inc. Burlington IA 9/1/2011 Preferred Shares 23,240,000 N/A - 5,810,000 17,430,000 Dividend

Page 5 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

4/30/2013

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

CDLF Coastal Enterprises, Inc. Wiscasset ME 9/21/2011 Senior Securities 2,316,000 N/A - - 2,316,000 Interest N/A 0 70,767 70,767 70,767

CDLF Colorado Enterprise Fund, Inc. Denver CO 9/20/2011 Senior Securities 463,000 N/A - - 463,000 Interest N/A 0 14,173 14,173 14,173

CDLF Common Capital, Inc. (The Western Massachusetts Enterprise Fund, Inc.) Holyoke MA 9/21/2011 Senior Securities 200,000 N/A - - 200,000 Interest 4/2/2013 1,000 6,111 6,111 6,111

CDLF Community First Fund Lancaster PA 9/20/2011 Senior Securities 862,000 N/A - - 862,000 Interest 4/1/2013 4,310 26,387 26,387 26,387

CDLF Community Loan Fund of the Capital Region, Inc. Albany NY 9/21/2011 Senior Securities 478,000 N/A - 478,000 - Interest N/A 0 12,216 12,216 490,216

CDLF Community Reinvestment Fund, Inc. Minneapolis MN 9/22/2011 Senior Securities 5,100,000 N/A - - 5,100,000 Interest N/A 0 155,550 155,550 155,550

CDLF Community Ventures Corporation Lexington KY 9/26/2011 Senior Securities 1,045,000 N/A - - 1,045,000 Interest N/A 0 31,640 31,640 31,640

CDLF Craft3 (ShoreBank Enterprise Group, Pacific) Ilwaco WA 9/22/2011 Senior Securities 1,867,000 N/A - - 1,867,000 Interest N/A 0 56,944 56,944 56,944

CDLF ECDC Enterprise Development Group Arlington VA 9/20/2011 Senior Securities 320,000 N/A - - 320,000 Interest 4/1/2013 1,600 9,796 9,796 9,796

CDLF Economic and Community Development Institute, Inc. Columbus OH 9/20/2011 Senior Securities 203,000 N/A - - 203,000 Interest N/A 0 6,214 6,214 6,214

CDLF Enterprise Community Loan Fund, Inc. Columbia MD 9/21/2011 Senior Securities 8,817,000 N/A - - 8,817,000 Interest 4/1/2013 44,085 269,408 269,408 269,408

CDLF Federation of Appalachian Housing Enterprises, Inc. Berea KY 9/15/2011 Senior Securities 2,063,000 N/A - - 2,063,000 Interest 4/1/2013 10,315 63,724 63,724 63,724

CDLF Forward Community Investments, Inc. Madison WI 9/15/2011 Senior Securities 470,000 N/A - - 470,000 Interest 4/2/2013 2,350 14,518 14,518 14,518

CDLF Greater New Haven Community Loan Fund New Haven CT 9/13/2011 Senior Securities 525,000 N/A - - 525,000 Interest N/A 0 16,275 16,275 16,275

CDLF IFF Chicago IL 9/15/2011 Senior Securities 8,294,000 N/A - - 8,294,000 Interest 4/2/2013 41,470 256,192 256,192 256,192

CDLF Impact Seven, Incorporated Almena WI 9/26/2011 Senior Securities 4,000,000 N/A - - 4,000,000 Interest N/A 0 121,111 121,111 121,111

CDLF La Fuerza Unida Community Development Corporation East Norwich NY 9/22/2011 Senior Securities 42,000 N/A - - 42,000 Interest 4/2/2013 210 1,281 1,281 1,281

CDLF Leviticus 25:23 Alternative Fund, Inc. Elmsford NY 9/22/2011 Senior Securities 750,000 N/A - - 750,000 Interest 4/2/2013 3,750 22,875 22,875 22,875

CDLF Low Income Investment Fund San Francisco CA 9/15/2011 Senior Securities 7,490,000 N/A - - 7,490,000 Interest 4/1/2013 37,450 231,358 231,358 231,358

CDLF Lowcountry Housing Trust, Incorporated North Charleston SC 9/21/2011 Senior Securities 392,000 N/A - - 392,000 Interest 4/1/2013 1,960 11,978 11,978 11,978

CDLF Midwest Minnesota Community Development Corporation Detroit Lakes MN 9/14/2011 Senior Securities 4,600,000 N/A - - 4,600,000 Interest 4/1/2013 23,000 142,344 142,344 142,344

CDLF Montana Community Development Corporation Missoula MT 9/15/2011 Senior Securities 585,000 N/A - - 585,000 Interest N/A 0 18,070 18,070 18,070

CDLF Mountain BizCapital, Inc. Asheville NC 9/26/2011 Senior Securities 197,000 N/A - - 197,000 Interest N/A 0 5,965 5,965 5,965

CDLF NCB Capital Impact Arlington VA 9/22/2011 Senior Securities 8,218,000 N/A - - 8,218,000 Interest N/A 0 250,649 250,649 250,649

CDLF Nebraska Enterprise Fund Oakland NE 9/21/2011 Senior Securities 197,000 N/A - - 197,000 Interest N/A 0 6,019 6,019 6,019

CDLF Nonprofits Assistance Fund Minneapolis MN 9/21/2011 Senior Securities 686,000 N/A - - 686,000 Interest 4/1/2013 3,430 20,961 20,961 20,961

CDLF Northeast South Dakota Economic Corporation Sisseton SD 9/21/2011 Senior Securities 1,000,000 N/A - - 1,000,000 Interest 4/1/2013 5,000 30,556 30,556 30,556

CDLF Northside Community Development Fund Pittsburgh PA 9/22/2011 Senior Securities 250,000 N/A - - 250,000 Interest N/A 0 7,625 7,625 7,625

CDLF OBDC Small Business Finance Oakland CA 9/14/2011 Senior Securities 219,000 N/A - - 219,000 Interest N/A 0 6,777 6,777 6,777

CDLF Opportunity Fund Northern California San Jose CA 9/20/2011 Senior Securities 2,236,000 N/A - - 2,236,000 Interest 4/1/2013 11,180 68,446 68,446 68,446

CDLF Partners for the Common Good, Inc. Washington DC 9/20/2011 Senior Securities 1,009,000 N/A - - 1,009,000 Interest 4/1/2013 5,045 30,887 30,887 30,887

CDLF PeopleFund Austin TX 9/15/2011 Senior Securities 500,000 N/A - - 500,000 Interest N/A 0 15,444 15,444 15,444

CDLF Primary Care Development Corporation New York NY 9/21/2011 Senior Securities 4,000,000 N/A - - 4,000,000 Interest 4/1/2013 20,000 122,222 122,222 122,222

CDLF Rural Community Assistance Corporation West Sacramento CA 9/21/2011 Senior Securities 4,300,000 N/A - - 4,300,000 Interest N/A 0 131,389 131,389 131,389

CDLF Rural Electric Economic Development, Inc. Madison SD 9/20/2011 Senior Securities 1,230,000 N/A - - 1,230,000 Interest 4/1/2013 6,150 37,652 37,652 37,652

CDLF Seedco Financial Services, Inc. New York NY 9/22/2011 Senior Securities 2,500,000 N/A - - 2,500,000 Interest N/A 0 76,250 76,250 76,250

CDLF South Eastern Development Foundation Sioux Falls SD 9/21/2011 Senior Securities 240,000 N/A - - 240,000 Interest 4/1/2013 1,200 7,333 7,333 7,333

CDLF The Progress Fund Greensburg PA 9/21/2011 Senior Securities 1,052,000 N/A - - 1,052,000 Interest N/A 0 32,144 32,144 32,144

CDLF The Reinvestment Fund, Inc. Philadelphia PA 9/14/2011 Senior Securities 11,708,000 N/A - - 11,708,000 Interest 4/1/2013 58,540 362,298 362,298 362,298

CDLF Valley Economic Development Center, Inc. Van Nuys CA 9/21/2011 Senior Securities 661,000 N/A - - 661,000 Interest N/A 0 20,197 20,197 20,197

CDLF Vermont Community Loan Fund, Inc. Montpelier VT 9/20/2011 Senior Securities 1,247,000 N/A - - 1,247,000 Interest 4/1/2013 6,235 38,172 38,172 38,172

CDLF Wisconsin Women's Business Initiative Corporation Milwaukee WI 9/21/2011 Senior Securities 391,000 N/A - - 391,000 Interest 4/1/2013 1,955 11,947 11,947 11,947

[1] Reports cash receipts through April 30, 2013, including prepayments of subsequent period dividend and interest payments.

[3] The investment amount outstanding for New Hampshire Thrift Bancshares, Inc. increased from $20,000,000 to $23,000,000 as the result of a merger with The Nashua Bank. The amount outstanding for The Nashua Bank decreased from $3,000,000 to $0. 

[2] Treasury exchanged its Preferred Shares for Senior Securities in connection with the institution's election to become a subchapter S corporation.

Page 6 of 6