Department of the Treasury

FY2021 Freedom of Information Act Annual Report
2

FY2021 Freedom of Information Act Annual Report

to the Attorney General of the United States

TABLE OF CONTENTS

I. Basic Information Regarding this Report...................................................................................3

II. Making a FOIA Request..........................................................................................................4

III. Acronyms, Definitions, and Exemptions....................................................................................6

IV. Exemption 3 Statutes...........................................................................................................10

V. FOIA Requests....................................................................................................................12

VI. Administrative Appeals........................................................................................................16

VII. Processed and Pending FOIA Requests...................................................................................24

VIII. Requests for Expedited Processing and Fee Waiver..................................................................32

IX. FOIA Personnel and Costs.....................................................................................................34

X. Fees Collected for Processing Requests..................................................................................35

XI. Use of Subsection (c) Exclusions and Proactive Disclosures........................................................36

XII. Backlogs, Consultations, and Comparisions.............................................................................38
3

I. Basic Information Regarding this Report

1. Questions regarding this report may be directed to:

Mark Bittner

Director for FOIA & Transparency

Privacy, Transparency, and Records

Department of the Treasury

(202) 622-0930 Phone

(202) 622-3895 Fax

FOIA@treasury.gov

Address:

FOIA and Transparency

Department of the Treasury

Washington, DC 20220

2. This report is publicly available and can be downloaded from Treasury’s Freedom of 

Information Act website.

3. Paper copies of this report may be obtained by contacting the Office of Privacy, 

Transparency, and Records at the address above.
4

II. Making a FOIA Request

1. Contact Information

The current names, addresses, and contact information for Treasury’s FOIA Officers can be 

found on Treasury’s Freedom of Information Act website.

Departmental Offices (DO)

Mr. Mark Bittner

Director for FOIA and Transparency

Privacy, Transparency, and Records

Department of the Treasury

(202) 622-0930 Phone

(202) 622-3895 Fax

Alcohol and Tobacco Tax and Trade 

Bureau (TTB)

Mr. Quinton Mason

1310 G Street, N.W., Box 12

Washington, DC 20005

(202) 882-9904 Phone

(202) 453-2331 Fax

Bureau of Engraving and Printing (BEP)

Ms. Leslie Rivera Pagán

Office of the Chief Counsel

FOIA and Transparency

14th & C Streets, S.W., Room 419A

Washington, DC 20228

(202) 874-2500 Phone

(202) 874-2951 Fax

Bureau of the Fiscal Service (Fiscal 

Service)

Ms. Cynthia Sydnor/Ms. Denise Nelson

Disclosure Office

401 14th Street, S.W., Room 508B

Washington, DC 20227

(202) 874-5602 Phone

(202) 874-5484 Fax

Office of the Comptroller of the Currency (OCC)

Mr. Frank Vance

Disclosure Services

400 7th Street, S.W.

Suite 3E-218, Mail Stop 6W-11

Washington, DC 20219

(202) 649-6758 Phone

Financial Crimes Enforcement Network 

(FinCEN)

Ms. Terri Robertson

ATTN: FOIA Request

P.O. Box 39

Vienna, VA 22183

(703) 905-5034 Phone

Internal Revenue Service (IRS)

HQ Stop 211

P.O. Box 621506

Atlanta, GA 30362-3006

(312) 292-3297 Phone

United States Mint (Mint)

Ms. Lateau Jones

ATTN: FOIA Request

801 9th Street, N.W., 8th Floor

Washington, DC 20220

(202) 354-4600 Phone

(202) 756-6153 Fax
5

Treasury Inspector General for Tax Administration (TIGTA)

Ms. Amy Jones

ATTN: FOIA Request

TIGTA Chief Counsel

1401 H Street, N.W., Suite 469

Washington, DC 20005

(202) 622-4068 Phone

(202) 622-3339 Fax

2. Brief description of why requests are not granted

The Treasury Department may not grant full access to records because of several reasons. Some 

records are classified. Others are specifically exempt from disclosure pursuant to statute, such 

as records that contain Bank Secrecy Act information or certain tax return information. This 

information falls within the scope of Exemption 3. Still other records and information that are 

obtained from private businesses and submitted in confidence or that contain proprietary 

information fall within the scope of Exemption 4. Internal agency communications representing 

the deliberative process, attorney work product, or attorney-client records fall within the scope 

of Exemption 5. Private information obtained from individuals may fall within the scope of 

Exemptions 6 and/or 7(C). Treasury also relies on Exemption 7(E) to protect information that 

would disclose techniques and procedures for law enforcement investigations or prosecutions or 

would disclose guidelines for law enforcement investigations or prosecutions if such disclosure 

could be expected to risk circumvention of the law. Finally, Treasury protects information and 

records contained in or related to the examination or the supervision of financial institutions 

under the authority of Exemption 8.

3. FOIA Regulations

Treasury’s FOIA regulations are codified at 31 CFR Part 1, Subpart A.

The Financial Stability Oversight Council (FSOC) FOIA regulations are codified at 12 CFR Part 

1301.
6

III. Acronyms, Definitions, and Exemptions

1. Agency–specific acronyms used in this Report:

Component Abbreviation Component Name

BEP Bureau of Engraving and Printing

DO1 Departmental Offices

FinCEN Financial Crimes Enforcement Network

Fiscal Service Bureau of the Fiscal Service

IRS Internal Revenue Service

MINT United States Mint

OCC Office of the Comptroller of the Currency

TIGTA Treasury Inspector General for Tax Administration

TTB Alcohol Tobacco Tax and Trade Bureau

2. Basic terms used in this Report

a. Administrative Appeal – a request to a federal agency asking that it review at a higher 

administrative level a FOIA determination made by the agency at the initial request level.

b. Average Number – the number obtained by dividing the sum of a group of numbers by the 

quantity of numbers in the group. For example, of 3, 7, and 14, the average number is 8.

c. Backlog – the number of requests or administrative appeals that are pending at an agency 

at the end of the fiscal year that are beyond the statutory time period for a response.

d. Component – for agencies that process requests on a decentralized basis, a “component” is 

an entity, also sometimes referred to as an Office, Division, Bureau, Center, or Directorate, 

within the agency that processes FOIA requests. The FOIA now requires that agencies 

include in their Annual FOIA Report data for both the agency overall and for each principal 

component of the agency.

1 DO includes the Offices of Domestic Finance, Economic Policy, Financial Research, General Counsel, International Affairs, 

Legislative Affairs, Management, Public Affairs, Tax Policy, Terrorism and Financial Intelligence, and the Treasurer of the 

United States. DO statistics in this report also include requests made to the Financial Stability Oversight Council, an entity 

chaired by the Secretary of the Treasury, the Treasury Office of the Inspector General, the Office of the Special Inspector 

General for the Troubled Asset Relief Program, and the Office of the Special Inspector General for Pandemic Recovery.
7

e. Consultation – the procedure whereby the agency responding to a FOIA request first 

forwards a record to another agency for its review because that other agency has an 

interest in the document. Once the agency in receipt of the consultation finishes its review 

of the record, it responds back to the agency that forwarded it. That agency, in turn, will 

then respond to the FOIA requester.

f. Exemption 3 Statute – a federal statute that exempts information from disclosure and 

which the agency relies on to withhold information under subsection (b)(3) of the FOIA.

g. FOIA Request – a FOIA request is generally a request to a federal agency for access to 

records concerning another person (i.e., a “third-party” request), or concerning an 

organization, or a particular topic of interest. FOIA requests also include requests made by 

requesters seeking records concerning themselves (i.e., “first-party” requests) when those 

requesters are not subject to the Privacy Act, such as non-U.S. citizens. Moreover, because 

all first-party requesters should be afforded the benefit of both the access provisions of the 

FOIA as well as those of the Privacy Act, FOIA requests also include any first-party requests 

where an agency determines that it must search beyond its Privacy Act “systems of records” 

or where a Privacy Act exemption applies, and the agency looks to FOIA to afford the 

greatest possible access. All requests which require the agency to utilize the FOIA in 

responding to the requester are included in this Report. Additionally, a FOIA request 

includes records referred to the agency for processing and direct response to the requester. 

It does not however, include records for which the agency has received a consultation from 

another agency (Consultations are reported separately in Section XII of this Report).

h. Full Grant – an agency decision to disclose all records in full in response to a FOIA request.

i. Full Denial – an agency decision not to release any records in response to a FOIA request 

because the records are exempt in their entireties under one or more of the FOIA 

exemptions, or because of a procedural reason, such as when no records could be located.

j. Median Number – the middle, not average, number. For example, of 3, 7, and 14, the 

median number is 7.

i. Multi‐track processing – a system in which simple requests requiring relatively minimal 

review are placed in one processing track and more voluminous and complex requests are 

placed in one or more other tracks. Requests granted expedited processing are placed in yet 

another track. Requests in each track are processed on a first in/first out basis.

ii. Expedited processing – an agency will process a FOIA request on an expedited basis 

when a requester satisfies the requirements for expedited processing as set forth in 

the statute and in agency regulations.

iii. Simple request – a FOIA request that an agency using multi-track processing places 

in its fastest (non-expedited) track based on the low volume and/or simplicity of 

the records requested.
8

iv. Complex request – a FOIA request that an agency using multi-track processing 

places in a slower track based on the high volume and/or complexity of the records 

requested.

k. Partial Grant/Partial Denial – in response to a FOIA request, an agency decision to disclose 

portions of the records and to withhold other portions that are exempt under the FOIA, or 

to otherwise deny a portion of the request for a procedural reason.

l. Pending Request or Pending Administrative Appeal – a request or administrative appeal 

for which an agency has not taken final action in all respects.

m. Perfected Request – a request for records which reasonably describes such records and is 

made in accordance with published rules stating the time, place, fees (if any) and 

procedures to be followed.

n. Processed Request or Processed Administrative Appeal – a request or administrative 

appeal for which an agency has taken final action in all respects.

o. Range in Number of Days – the lowest and highest number of days to process requests or 

administrative appeals.

p. Time Limits – the time period in the statute for an agency to respond to a FOIA request 

(ordinarily 20 working days from receipt of a "perfected" FOIA request).
9

3. Descriptions of the nine FOIA Exemptions:

a. Exemption 1: classified national defense and foreign relations information

b. Exemption 2: information that is related solely to the internal rules and practices of an 

agency

c. Exemption 3: information that is prohibited from disclosure by another federal law

d. Exemption 4: trade secrets and other confidential business information

e. Exemption 5: inter-agency or intra-agency communications that are protected by legal 

privileges

f. Exemption 6: information involving matters of personal privacy

g. Exemption 7: records or information compiled for law enforcement purposes, to the 

extent that the production of those records (A) could reasonably be expected to 

interfere with enforcement proceedings, (B) would deprive a person of a right to a fair 

trial or an impartial adjudication, (C) could reasonably be expected to constitute an 

unwarranted invasion of personal privacy, (D) could reasonably be expected to disclose 

the identity of a confidential source, (E) would disclose techniques and procedures for 

law enforcement investigations or prosecutions, or would disclose guidelines for law 

enforcement investigations or prosecutions, or (F) could reasonably be expected to 

endanger the life or physical safety of any individual

h. Exemption 8: information relating to the regulation or supervision of financial 

institutions

i. Exemption 9: geological information on wells
10

IV. Exemption 3 Statutes

Statute Type of Information

Withheld Case Citation Agency / 

Component

Number of 

Times

Relied 

upon

by Agency / 

Component

Total 

Number of

Times Relied 

upon

by Agency 

Overall

21 U.S.C. § 

1904(e)(3)

Investigative information N/A DO 2 2

31 U.S.C. § 5319 Reports pertaining to monetary 

instruments transactions filed 

under subchapter II of chapter 53 

of title 31 and records of those 

reports

Turner v. Dep't of Treasury, No. 15-00007, 

2017 WL 1106030 at *7 (E.D. Cal. Mar. 23, 

2017); Yunes v. DOJ, 263 F. Supp. 3d 82, 87 

(D.D.C. 2017); Council on Am.-Islamic Rels., 

Cal. v. FBI, 749 F. Supp. 2d 1104, 1117 (S.D. 

Cal. 2010); Berger v. IRS, 487 F. Supp. 2d 

482, 496-97 (D.N.J. 2007), aff'd on other 

grounds, 288 F. App'x 829 (3d Cir. 2008).

FinCEN 57

182

IRS 124

Fiscal 

Service

1

50 U.S.C. § 3507 Intelligence sources and methods; 

certain information pertaining to 

Agency employees, specifically: 

"the organization, functions, 

names, official titles, salaries, or 

numbers of personnel employed 

by the Agency

Assassination Archives & Rsch. Ctr. v. CIA, 

No. 18-5280, 2019 WL 691517 (D.C. Cir. 

Feb. 15, 2019) (per curiam); ACLU v. DOJ, 

681 F.3d 61, 72-75 (2d Cir. 2012); Berman 

v. CIA, 501 F.3d 1136, 1137-38, 1140 (9th 

Cir. 2007); Makky v. Chertoff, 489 F. Supp. 

2d 421, 442 (D.N.J. 2007), aff’d on other 

grounds, 541 F. 3d 205 (3d Cir. 2008).

DO

3 3

26 U.S.C. §§ 6103, 

6105

Certain tax return information, to 

include Taxpayer Identification 

Numbers of third parties, and 

certain tax convention information

Church of Scientology v. IRS, 484 U.S. 9, 15 

(1987) (26 U.S.C. § 6103); Elec. Priv. Info. 

Ctr. v. IRS, 910 F.3d 1232 (D.C. Cir. 2018); 

Leonard v. U.S. Dep't of Treasury, 590 F. 

App'x. 141, 143-44 (3d Cir. 2014) (per 

curiam); Pac. Fisheries, Inc. v. IRS, 395 F. 

App'x. 438, 440 (9th Cir. 2010) 

(unpublished disposition) (26 U.S.C. §§ 

TIGTA 26

1599

IRS

1573
11

6103, 6105); Tax Analysts v. IRS, 217 F. 

Supp. 2d 23, 27-29 (D.D.C. 2002) (26 U.S.C. 

§ 6105).

Fed. R. Crim. P. 

6(e), enacted by 

Act of July 30, 

1977, Pub. L. No. 

95-78, 91 Stat. 

319

Certain records that would reveal 

some secret aspect pertaining to 

grand jury proceedings

Sussman v. USMS, 494 F.3d 1106, 1113 

(D.C. Cir. 2007); Sorin v. DOJ, No. 18-99, 

2018 WL 6431027 (2d Cir. Dec. 6, 2018) 

(per curium); Widi v. McNeil, No. 12-CV00188, 2016 WL 4394724, at *23 (D. Me. 

Aug 16, 2016); Durhamv. U.S. Att'y Gen., 

No. 06-843, 2008 WL 620744, at *2 (E.D. 

Tex. Mar. 3, 2008); Cozen O'Connor v. U.S. 

Dep't of Treasury, 570 F. Supp. 2d 749, 776 

(E.D. Pa. 2008).

TIGTA 1

4

IRS

3

49 U.S.C. § 114(r) 

(formerly at 49 

U.S.C. § 114(s))

Information obtained or 

developed in carrying out security 

under the authority of the 

Aviation and Transportation 

Security Act or under chapter 449 

of this title

Skurow v. DHS, 892 F. Supp. 2d 319, 329-

30 (D.D.C. 2012); Gordon v. FBI, 390 F. 

Supp. 2d 897, 900 (N.D. Cal. 2004).

TIGTA

1 1

5 U.S.C. § 574(j) Dispute resolution 

communications

N/A TIGTA 1 1

18 U.S.C. § 701 Likeness of any badge, 

identification card, or other 

insignia, of the design prescribed 

by the head of any department or 

agency of the United States for 

use by any officer or employee 

thereof, or any colorable imitation 

thereof

Jones v. IRS, No. 06-CV-322, 2008 WL 

1901208, at *3-4 (W.D. Mich. Apr. 25, 

2008).

IRS

2 2

41 U.S.C. § 4702 

(formerly at 41 

Contractor proposals that are in 

the possession or control of an 

executive agency and that have 

Sinkfield v. HUD, No. 10- 885, 2012 U.S. 

Dist. LEXIS 35233, at *13-15 (S.D. Ohio 

Mar. 15, 2012); Hornbostel v. U.S. Dep't of 

the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 

IRS

4 4
12

U.S.C. § 

253b(m)(1))

not been set forth or incorporated 

by reference into contracts

2003), summary affirmance granted, No. 

03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 

25, 2004).

21 U.S.C. § 

387f(c)

Certain information reported to or 

obtained by the Secretary which is 

exempt from discourse under 

Exemption 4 of the FOIA

Rozema v. HHS, 167 F. Supp. 3d 324, 341 

(N.D.N.Y 2016).

DO

2 2

V.A. FOIA REQUESTS --RECEIVED, PROCESSED AND PENDING FOIA REQUES

Agency / Component

Number of 

Requests

Pending as of 

Start

of Fiscal Year

Number of

Requests 

Received

in Fiscal Year

Number of

Requests 

Processed

in Fiscal Year

Number of 

Requests

Pending as of 

End

of Fiscal Year

BEP 22 50 46 26

DO 1383 767 805 1345

FinCEN 53 198 217 34

Fiscal Service 39 260 284 15

MINT 8 83 53 38

TTB 3 67 67 3

OCC 137 1450 1511 76

TIGTA 13 245 246 12

IRS 1214 7700 7526 1388
13

AGENCY OVERALL 2872 10820 10755 2937

After reviewing its database, Treasury updated the number of requests pending at the start 

of the Fiscal Year for the following components: BEP, DO, FinCEN, Fiscal Service, IRS, and OCC.

V.B.(1). DISPOSITION OF FOIA REQUESTS --ALL PROCESSED REQUES

Agency / 

Component

Number 

of Full 

Grants

Number 

of Partial 

Grants / 

Partial 

Denials

Number of 

Full Denials 

Based on 

Exemptions

Number of Full Denials Based on Reasons Other than Exemptions

No 

Records

All Records 

Referred to 

Another 

Component 

or Agency

Request 

Withdrawn

FeeRelated 

Reason

Records not 

Reasonably 

Described

Improper 

FOIA 

Request 

for Other 

Reason

Not 

Agency 

Record

Duplicate 

Request

Other 

*Explain in 

Chart 

Below

TOTAL

BEP 5 16 0 6 1 1 0 6 8 1 2 0 46

DO 88 122 16 82 127 70 9 50 18 42 121 60 805

FinCEN 13 28 56 20 0 25 0 3 33 26 13 0 217

Fiscal Service 40 138 9 28 6 4 14 4 19 20 2 0 284

MINT 0 5 1 2 0 2 0 1 41 0 1 0 53

TTB 18 21 8 9 1 2 3 0 0 5 0 0 67

OCC 1142 112 38 60 0 75 3 18 23 37 3 0 1511

TIGTA 10 72 6 9 39 9 0 1 62 36 2 0 246

IRS 1711 1820 226 433 38 358 40 109 1705 40 1037 9 7526
14

AGENCY 

OVERALL 3027 2334 360 649 212 546 69 192 1909 207 1181 69 10755

V.B.(2). DISPOSITION OF FOIA REQUESTS - "OTHER" REASONS FOR "FULL DENIALS BASED ON REASONS OTHER THAN EXEMPTION

Agency / Component Description of "Other" Reasons for Denials from 

Chart B(1)

Number of Times 

"Other" Reason Was 

Relied Upon

TOTAL

DO Litigation 47

60

Unable to Locate Requester 13

OCC N/A 0 0

IRS Litigation 9 9

BEP N/A 0 0

FinCEN N/A 0 0

Fiscal Service N/A 0 0

MINT N/A 0 0

TTB N/A 0 0

TIGTA N/A 0 0

AGENCY OVERALL 69
15

V.B.(3). DISPOSITION OF FOIA REQUESTS --NUMBER OF TIMES EXEMPTIONS APPLI

Agency / 

Component Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6 Ex. 

7(A)

Ex. 

7(B)

Ex. 

7(C)

Ex. 

7(D)

Ex. 

7(E)

Ex. 

7(F) Ex. 8 Ex. 9

BEP 0 0 0 0 5 13 1 0 1 0 1 0 0 0

DO 4 0 5 22 57 118 12 0 19 4 14 1 0 0

FinCEN 0 0 57 0 7 10 0 0 5 0 11 0 1 0

Fiscal Service 0 0 1 3 0 15 0 0 0 0 1 0 0 0

MINT 0 1 0 1 2 1 0 0 0 0 0 0 0 0

TTB 0 0 0 7 3 13 0 0 0 0 2 0 0 0

OCC 0 17 0 37 47 107 0 1 2 0 0 0 53 0

TIGTA 0 0 29 6 15 68 2 0 62 1 26 2 0 0

IRS 0 13 1706 120 218 454 295 0 634 5 702 3 0 0

AGENCY 

OVERALL 4 31 1798 196 354 799 310 1 723 10 757 6 54 0
16

VI.A. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA REQUESTS --RECEIVED, PROCESSED, AND PENDING ADMINISTRATIV

APPEALS

Agency / Component

Number of Appeals

Pending as of Start

of Fiscal Year

Number of

Appeals Received

in Fiscal Year

Number of

Appeals Processed

in Fiscal Year

Number of Appeals

Pending as of End

of Fiscal Year

BEP 0 0 0 0

DO 45 19 28 36

FinCEN 2 0 2 0

Fiscal Service 1 6 7 0

MINT 1 1 1 1

TTB 0 1 0 1

OCC 2 11 12 1

TIGTA 1 6 6 1

IRS 6 85 85 6

AGENCY OVERALL 58 129 141 46

After reviewing its database, Treasury updated the number of appeals pending at the start of 

the Fiscal Year for the following components: DO, Fiscal Service, and MINT.
17

VI.B. DISPOSITION OF ADMINISTRATIVE APPEALS --ALL PROCESSED APPEA

Agency / 

Component

Number Affirmed 

on Appeal

Number Partially 

Affirmed & Partially 

Reversed/Remanded on 

Appeal

Number Completely 

Reversed/Remanded on 

Appeal

Number of 

Appeals Closed 

for Other 

Reasons

TOTAL

BEP 0 0 0 0 0

DO 14 2 1 11 28

FinCEN 1 1 0 0 2

Fiscal Service 3 3 1 0 7

MINT 1 0 0 0 1

TTB 0 0 0 0 0

OCC 5 4 0 3 12

TIGTA 4 1 0 1 6

IRS 79 0 1 5 85

AGENCY OVERALL 107 11 3 20 141
18

VI.C.(1). REASONS FOR DENIAL ON APPEAL --NUMBER OF TIMES EXEMPTIONS APPLI

Agency / 

Component Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6 Ex. 

7(A)

Ex. 

7(B)

Ex. 

7(C)

Ex. 

7(D)

Ex. 

7(E)

Ex. 

7(F) Ex. 8 Ex. 9

BEP 0 0 0 0 0 0 0 0 0 0 0 0 0 0

DO 1 0 4 1 2 6 3 0 3 0 0 0 0 0

FinCEN 0 1 1 0 0 1 1 0 0 0 0 0 0 0

Fiscal Service 0 0 1 0 1 4 0 0 0 0 2 0 0 0

MINT 0 0 0 0 0 0 0 0 0 0 0 0 0 0

TTB 0 0 0 0 0 0 0 0 0 0 0 0 0 0

OCC 0 2 0 1 2 5 0 0 2 0 0 0 5 0

TIGTA 0 0 0 0 1 4 0 0 4 0 0 0 0 0

IRS 0 0 33 0 9 4 11 0 3 0 9 0 0 0

AGENCY OVERALL 1 3 39 2 15 24 15 0 12 0 11 0 5 0
19

VI.C.(2). REASONS FOR DENIAL ON APPEAL --REASONS OTHER THAN EXEMPTIO

Agency / 

Component

No 

Records

Records 

Referred 

at Initial 

Request 

Level

Request 

Withdrawn

FeeRelated 

Reason

Records 

not 

Reasonably 

Described

Improper 

Request 

for Other 

Reasons

Not 

Agency 

Record

Duplicate 

Request 

or Appeal

Request 

in 

Litigation

Appeal 

Based 

Solely on 

Denial of 

Request 

for 

Expedited 

Processing

Other 

*Explain 

in chart 

below

BEP 0 0 0 0 0 0 0 0 0 0 0

DO 2 0 4 0 0 0 1 1 0 1 2

FinCEN 0 0 0 0 0 0 0 0 0 0 0

Fiscal Service 0 0 0 0 0 0 0 0 0 0 0

MINT 0 0 0 0 0 0 0 0 0 0 0

TTB 0 0 0 0 0 0 0 0 0 0 0

OCC 1 0 2 0 0 0 0 0 0 0 0

TIGTA 0 0 0 0 0 0 0 0 0 0 0

IRS 26 0 0 0 3 5 1 0 0 0 11

AGENCY 

OVERALL 29 0 6 0 3 5 2 1 0 1 13
20

VI.C.(3). REASONS FOR DENIAL ON APPEAL - "OTHER" REASO

Agency / Component Description of "Other" Reasons for Denial on Appeal from Chart 

C(2)

Number of 

Times "Other" 

Reason Was 

Relied Upon

TOTAL

DO Request in Litigation 2 2

IRS Agency Performed Adequate Search 6

11

Improper Appeal 5

BEP N/A 0 0

FinCEN N/A 0 0

Fiscal Service N/A 0 0

MINT N/A 0 0

TTB N/A 0 0

OCC N/A 0 0

TIGTA N/A 0 0

AGENCY OVERALL 13
21

VI.C.(4). RESPONSE TIME FOR ADMINISTRATIVE APPEALS

Agency / Component Median Number of 

Days

Average Number of 

Days

Lowest Number of 

Days

Highest Number of 

Days

BEP <1 <1 <1 <1

DO 413 508 <1 1229

FinCEN <1 556.00 <1 2361

Fiscal Service 97.00 83.25 <1 118

MINT <1 67.67 <1 203

TTB <1 <1 <1 <1

OCC 26.50 29.50 <1 327

TIGTA <1 4.50 <1 18

IRS 16 15 6 21

AGENCY OVERALL 40.50 247.97 <1 2361
22

VI.C.(5). TEN OLDEST PENDING ADMINISTRATIVE APPEALS

Agency / 

Component

10th 

Oldest 

Appeal

9th 8th 7th 6th 5th 4th 3rd 2nd Oldest 

Appeal

BEP

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 0

DO

Date of Appeal 2019-07-

16

2019-

06-20

2018-

10-04

2018-

07-25

2018-

07-09

2018-

01-16

2017-

12-20

2017-

10-04

2015-

11-13

2015-10-

01

Number of Days 

Pending 553 570 746 796 808 929 945 997 1471 1500

FinCEN

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 0

Fiscal Service

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 0

MINT

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A

2021-09-

14

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 13
23

TTB

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A

2021-09-

20

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 9

OCC

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A

2021-05-

24

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 91

TIGTA

Date of Appeal N/A N/A N/A N/A N/A N/A N/A N/A N/A

2021-09-

13

Number of Days 

Pending 0 0 0 0 0 0 0 0 0 14

IRS

Date of Appeal N/A N/A N/A N/A

2021-

09-15

2021-

09-15

2021-

09-14

2021-

09-13

2021-

09-13

2021-09-

08

Number of Days 

Pending 0 0 0 0 12 12 13 14 14 17

AGENCY 

OVERALL

Date of Appeal 2019-07-

16

2019-

06-20

2018-

10-04

2018-

07-25

2018-

07-09

2018-

01-16

2017-

12-20

2017-

10-04

2015-

11-13

2015-10-

01

Number of Days 

Pending 553 570 746 796 808 929 945 997 1471 1500
24

VII.A. FOIA REQUESTS --RESPONSE TIME FOR ALL PROCESSED PERFECTED REQUES

Agency / 

Component

SIMPLE COMPLEX EXPEDITED PROCESSING

Median 

Number 

of Days

Average 

Number 

of Days

Lowest 

Number 

of Days

Highest 

Number 

of Days

Median 

Number 

of Days

Average 

Number 

of Days

Lowest 

Number 

of Days

Highest 

Number 

of Days

Median 

Number 

of Days

Average 

Number 

of Days

Lowest 

Number 

of Days

Highest 

Number 

of Days

BEP 25.00 46.44 <1 171 339.50 352.50 5 783 15.00 15.00 15 15

DO <1 10.67 <1 830 272.00 707.45 <1 3262 89.00 300.40 <1 787

FinCEN 6.00 58.05 <1 1008 320.00 375.85 27 1183 N/A N/A N/A N/A

Fiscal Service 13.50 16.28 <1 126 30.00 301.31 3 792 N/A N/A N/A N/A

MINT 18.00 24.75 <1 124 N/A N/A N/A N/A N/A N/A N/A N/A

TTB 7.50 15.00 1 50 19.50 23.57 1 118 N/A N/A N/A N/A

OCC 1.00 18.14 <1 911 42.00 217.29 <1 1291 75.50 75.50 5 146

TIGTA 2.00 2.72 <1 11 16.00 17.41 <1 159 13.00 13.00 13 13

IRS N/A N/A N/A N/A 17 45 <1 1596 32 34 2 101

AGENCY 

OVERALL 2.00 19.81 <1 1008 76.50 464.02 <1 3262 15.00 186.78 <1 787
25

VII.B. PROCESSED REQUESTS --RESPONSE TIME FOR PERFECTED REQUESTS IN WHICH INFORMATION WAS GRANT

Agency / 

Component

SIMPLE COMPLEX EXPEDITED PROCESSING

Median 

Number 

of Days

Average 

Number 

of Days

Lowest 

Number 

of Days

Highest 

Number 

of Days

Median 

Number 

of Days

Average 

Number 

of Days

Lowest 

Number 

of Days

Highest 

Number 

of Days

Median 

Number 

of Days

Average 

Number 

of Days

Lowest 

Number 

of Days

Highest 

Number 

of Days

BEP 27.00 56.84 2 171 472.00 472.00 472 472 15.00 15.00 15 15

DO 3.00 18.64 <1 149 183.00 340.33 1 1721 353.00 375.50 9 787

FinCEN 8.50 47.47 <1 262 230.00 280.60 31 568 N/A N/A N/A N/A

Fiscal Service 14.00 17.38 2 126 78.00 358.06 7 792 N/A N/A N/A N/A

MINT 15.00 25.00 10 66 N/A N/A N/A N/A N/A N/A N/A N/A

TTB 25.00 25.25 1 50 19.00 26.60 4 118 N/A N/A N/A N/A

OCC 1.00 12.15 <1 911 176.00 321.57 64 899 146.00 146.00 146 146

TIGTA 7.50 7.50 4 11 20.00 23.58 2 159 13.00 13.00 13 13

IRS N/A N/A N/A N/A 28 29 <1 1596 40 47 14 101

AGENCY 

OVERALL 2.00 14.30 <1 911 58.00 235.19 <1 1721 89.00 239.43 9 787

According to the DOJ FOIA Annual Guide, the majority of IRS cases are identified as complex, 

so most IRS cases are recorded as complex.
26

VII.C. PROCESSED SIMPLE REQUESTS --RESPONSE TIME IN DAY INCREMEN

Agency / 

Component

<1-20

Days

21-40

Days

41-60

Days

61-80

Days

81-

100 

Days

101-

120 

Days

121-

140 

Days

141-

160 

Days

161-

180 

Days

181-

200 

Days

201-

300 

Days

301-

400 

Days

401+

Days TOTAL

BEP 12 5 3 1 1 1 2 0 2 0 0 0 0 27

DO 243 10 1 8 3 1 1 1 0 0 1 1 1 271

FinCEN 102 16 11 4 3 2 3 2 0 1 5 0 5 154

Fiscal Service 165 31 3 1 1 1 1 0 0 0 0 0 0

203

MINT 9 0 0 1 0 1 0 0 0 0 0 0 0 11

TTB 9 1 2 0 0 0 0 0 0 0 0 0 0 12

OCC 1236 88 36 23 7 8 5 5 5 2 11 5 14 1445

TIGTA 54 0 0 0 0 0 0 0 0 0 0 0 0 54

IRS 0 0 0 0 0 0 0 0 0 0 0 0 0 0

AGENCY 

OVERALL 1830 151 56 38 15 14 12 8 7 3 17 6 20 2177
27

VII.C. PROCESSED COMPLEX REQUESTS --RESPONSE TIME IN DAY INCREMEN

Agency / 

Component

<1-20

Days

21-40

Days

41-60

Days

61-80

Days

81-

100 

Days

101-

120 

Days

121-

140 

Days

141-

160 

Days

161-

180 

Days

181-

200 

Days

201-

300 

Days

301-

400 

Days

401+

Days TOTAL

BEP 0 0 0 0 0 0 0 0 0 0 1 0 3 4

DO 76 13 18 23 10 8 10 10 11 9 25 30 218 461

FinCEN 0 2 1 0 1 0 0 1 0 0 4 2 8 19

Fiscal Service 13 18 1 1 0 0 0 1 0 0 0 0 23 57

IRS 3328 697 363 307 192 182 136 115 87 68 159 35 26 5695

MINT 0 0 0 0 0 0 0 0 0 0 0 0 0 0

OCC 12 0 0 1 2 0 0 1 1 0 0 1 5 23

TIGTA 102 18 4 2 1 0 0 1 0 0 0 0 0 128

TTB 30 15 5 2 0 1 0 0 0 0 0 0 0 53

AGENCY 

OVERALL 3561 763 392 336 206 191 146 129 99 77 189 68 283 6440
28

VII.C. PROCESSED REQUESTS GRANTED EXPEDITED PROCESSING --RESPONSE TIME IN DAY INCREMEN

Agency / 

Component

<1-20

Days

21-40

Days

41-60

Days

61-80

Days

81-

100 

Days

101-

120 

Days

121-

140 

Days

141-

160 

Days

161-

180 

Days

181-

200 

Days

201-

300 

Days

301-

400 

Days

401+

Days TOTAL

BEP 1 0 0 0 0 0 0 0 0 0 0 0 0 1

DO 2 0 0 0 1 0 0 0 0 0 0 0 2 5

FinCEN 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Fiscal Service 0 0 0 0 0 0 0 0 0 0 0 0 0 0

MINT 0 0 0 0 0 0 0 0 0 0 0 0 0 0

TTB 0 0 0 0 0 0 0 0 0 0 0 0 0 0

OCC 1 0 0 0 0 0 0 1 0 0 0 0 0 2

TIGTA 1 0 0 0 0 0 0 0 0 0 0 0 0 1

IRS 5 8 2 0 1 1 0 0 0 0 0 0 0 17

AGENCY 

OVERALL 10 8 2 0 2 1 0 1 0 0 0 0 2 26
29

VII.D. PENDING REQUESTS --ALL PENDING PERFECTED REQUES

Agency / 

Component

SIMPLE COMPLEX EXPEDITED PROCESSING

Number 

Pending

Median 

Number of 

Days

Average 

Number of 

Days

Number 

Pending

Median 

Number of 

Days

Average 

Number of 

Days

Number 

Pending

Median 

Number of 

Days

Average 

Number of 

Days

BEP 9 35 49 10 582 596 0 N/A N/A

DO 19 176 236 1302 543.5 600 3 182 175

FinCEN 20 88 93 13 296 394 0 N/A N/A

Fiscal Service 10 7 66 3 914 646 0 N/A N/A

MINT 36 47.5 92 1 584 584 0 N/A N/A

TTB 0 N/A N/A 3 90 85 0 N/A N/A

OCC 63 297 309 11 191 213 0 N/A N/A

TIGTA 0 N/A N/A 3 14 25 0 N/A N/A

IRS 0 N/A N/A 1312 63 119 4 92 100

AGENCY 

OVERALL 157 105.00 201.05 2658 533.00 591.65 7 88 232.00

According to the DOJ FOIA Annual Guide, the majority of IRS cases are identified as complex, 

so most IRS cases are recorded as complex.
30

VII.E. PENDING REQUESTS --TEN OLDEST PENDING PERFECTED REQUES

Agency / 

Component

10th 

Oldest 

Request

9th 8th 7th 6th 5th 4th 3rd 2nd Oldest 

Request

BEP

Date of Receipt 2020-05-

26

2019-

10-31

2019-

10-31

2019-

06-26

2019-

06-12

2019-

06-04

2019-

06-04

2019-

01-09

2018-

06-18

2018-06-

08

Number of Days 

Pending 338 478 478 566 576 582 582 683 822 828

DO

Date of Receipt 2014-06-

25

2014-

06-25

2014-

06-19

2014-

06-17

2014-

06-12

2014-

05-09

2014-

03-21

2013-

08-22

2012-

05-22

2011-02-

09

Number of Days 

Pending 1819 1819 1823 1825 1828 1851 1886 2029 2344 2667

FinCEN

Date of Receipt 2020-09-

23

2020-

09-22

2020-

08-13

2020-

07-28

2020-

06-12

2020-

05-26

2020-

04-17

2018-

03-23

2018-

01-10

2017-05-

09

Number of Days 

Pending 254 255 282 294 325 338 364 882 932 1100

Fiscal Service

Date of Receipt 2021-09-

23

2021-

09-20

2021-

09-20

2021-

09-07

2021-

08-02

2021-

05-25

2020-

08-07

2020-

07-23

2018-

02-12

2018-01-

10

Number of Days 

Pending 6 8 8 18 43 89 286 297 910 932

MINT

Date of Receipt 2021-02-

24

2021-

02-10

2020-

11-03

2020-

10-06

2020-

10-06

2020-

09-30

2020-

09-28

2020-

07-16

2020-

06-04

2019-06-

05

Number of Days 

Pending 153 162 226 245 245 249 251 302 331 581
31

TTB

Date of Receipt N/A N/A N/A N/A N/A N/A N/A

2021-

09-21

2021-

05-24

2021-02-

17

Number of Days 

Pending 0 0 0 0 0 0 0 8 90 158

OCC

Date of Receipt 2018-07-

12

2018-

09-26

2018-

09-06

2018-

01-26

2018-

01-19

2017-

11-28

2017-

10-23

2017-

10-10

2017-

07-07

2016-11-

30

Number of Days 

Pending 708 757 771 926 931 966 990 999 1064 1215

TIGTA

Date of Receipt N/A N/A N/A N/A N/A N/A N/A

2021-

09-30

2021-

09-10

2021-07-

01

Number of Days 

Pending 0 0 0 0 0 0 0 0 15 64

IRS

Date of Receipt 2018-05-

09

2018-

05-09

2018-

02-27

2018-

03-15

2017-

04-17

2016-

12-20

2017-

03-07

2016-

03-18

2016-

03-15

2015-12-

15

Number of Days 

Pending 851 851 902 910 1118 1130 1147 1389 1392 1453

AGENCY 

OVERALL

Date of Receipt 2014-06-

25

2014-

06-25

2014-

06-19

2014-

06-17

2014-

06-12

2014-

05-09

2014-

03-21

2013-

08-22

2012-

05-22

2011-02-

09

Number of Days 

Pending 1819 1819 1823 1825 1828 1851 1886 2029 2344 2667
32

VIII.A. REQUESTS FOR EXPEDITED PROCESSING

Agency / Component Number Granted Number Denied Median Number of 

Days to Adjudicate

Average Number of 

Days to Adjudicate

Number 

Adjudicated Within 

Ten Calendar Days

BEP 1 3 63.5 133 1

DO 7 111 2 43.66 104

FinCEN 0 15 13 60.27 7

Fiscal Service 0 25 1114 617.32 2

MINT 0 5 37 33.4 0

TTB 0 8 2 4.5 6

OCC 4 15 2 23.58 16

TIGTA 1 8 2 3 9

IRS 21 87 2 3 100

AGENCY OVERALL 34 277 3.00 111.82 245
33

VIII.B. Requests for Fee Waiver

Agency / Component Number Granted Number Denied Median Number of Days 

to Adjudicate

Average Number of Days 

to Adjudicate

BEP 1 9 <1 2

DO 0 536 <1 <1

FinCEN 0 39 <1 <1

Fiscal Service 0 127 <1 <1

IRS 90 8 3 3

MINT 0 18 <1 <1

OCC 15 0 <1 5

TIGTA 2 0 <1 <1

TTB 0 26 <1 <1

AGENCY OVERALL

108 763 1 3
34

IX. FOIA Personnel and Costs

Agency / 

Component

PERSONNEL COSTS

Number of "FullTime FOIA 

Employees"

Number of 

"Equivalent FullTime FOIA 

Employees"

Total 

Number of 

"Full-Time 

FOIA Staff"

Processing Costs LitigationRelated Costs Total Costs

BEP 0 1.15 1.15 232600.00 62242.00 294842.00

DO 28 4.50 32.50 3902462.01 722115.00 4624577.01

FinCEN 2 5.00 7.00 345258.10 123000.00 468258.10

Fiscal Service 2 5.00 7.00 750000.00 0.00 750000.00

MINT 1 0.00 1.00 110455.00 0.00 110455.00

TTB 1 0.43 1.43 217924.16 0.00 217924.16

OCC 9 0.63 9.63 13530.00 0.00 13530.00

TIGTA 0 4.32 4.32 644847.40 2784.77 647632.17

IRS 12 75.38 87.38 8482146.30 574841.90 9056988.20

AGENCY OVERALL

55 96.41 151.41 14699222.97 1484983.67 16184206.64
35

X. Fees Collected for Processing Requests

Agency / Component Total Amount of Fees 

Collected Percentage of Total Costs

BEP 0.00 0.0000

DO 792.00 0.0200

FinCEN 0.00 0.0000

Fiscal Service 24055.23 3.2100

MINT 0.00 0.0000

TTB 997.00 0.4600

OCC 17910.00 132.3700

TIGTA 1101.33 0.1700

IRS 21406.80 0.2500

AGENCY OVERALL 66262.36 0.4500
36

XI.A. Number of Times Subsection (C) Used

Agency / Component Number of Times Subsection Used

BEP 0

DO 0

FinCEN 0

Fiscal Service 0

MINT 0

TTB 0

OCC 0

TIGTA 1

IRS 0

AGENCY OVERALL 1
37

XI.B. Number of Subsection (A)(2) Postings

Agency / Component

Number of Records 

Posted by the FOIA 

Office

Number of Records 

Posted by Program 

Offices

BEP 3 10

DO 7 1467

FinCEN 3 0

Fiscal Service 5 0

MINT 0 3

TTB 4 1

OCC 216 0

TIGTA 3 170

IRS 1 2669

AGENCY OVERALL 242 4320
38

XII.A. Backlogs of FOIA Requests and Administrative Appeals

Agency / Component

Number of Backlogged 

Requests as of End of 

Fiscal Year

Number of Backlogged 

Appeals as of End of 

Fiscal Year

BEP 19 0

DO 1307 34

FinCEN 25 0

Fiscal Service 6 0

MINT 28 0

TTB 2 0

OCC 61 1

TIGTA 1 0

IRS 831 0

AGENCY OVERALL

2280 35
39

XII.B. CONSULTATIONS ON FOIA REQUESTS --RECEIVED, PROCESSED, AND PENDING CONSULTATIO

Agency / Component

Number of 

Consultations Received 

from Other Agencies 

that were Pending at 

the Agency as of Start

of the Fiscal Year

Number of

Consultations Received

from Other Agencies 

During the Fiscal Year

Number of 

Consultations Received 

from Other Agencies 

that were Processedby 

the Agency During the 

Fiscal Year

Number of 

Consultations Received 

from Other Agencies 

that were Pending at 

the Agency as of End

of the Fiscal Year

BEP 0 0 0 0

DO 20 80 70 30

FinCEN 0 1 1 0

Fiscal Service 0 2 1 1

MINT 0 1 0 1

TTB 0 0 0 0

OCC 0 1 1 0

TIGTA 0 8 8 0

IRS 2 64 58 8

AGENCY OVERALL 22 157 139 40

After reviewing its database, Treasury adjusted the number of consults pending as of 

the start of the Fiscal Year for the following components: BEP, DO, FinCEN, and IRS.
40

XII.C. CONSULTATIONS ON FOIA REQUESTS --TEN OLDEST CONSULTATIONS RECEIVED FROM OTHER AGENCIES AND PENDING AT THE AGEN

Agency / 

Component

10th Oldest 

Consultation 9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Consultation

BEP

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of 

Days 0 0 0 0 0 0 0 0 0 0

DO

Date 2020-03-30

2019-

10-25

2019-

06-21

2019-

05-16

2019-

04-26

2018-

10-16

2018-

07-31

2018-

07-02

2017-

12-01 2014-08-05

Number of 

Days 378 482 569 594 608 739 792 812 958 1791

FinCEN

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of 

Days 0 0 0 0 0 0 0 0 0 0

Fiscal Service

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A 2021-09-09

Number of 

Days 0 0 0 0 0 0 0 0 0 16

MINT

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A 2021-07-09

Number of 

Days 0 0 0 0 0 0 0 0 0 59

TTB

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of 

Days 0 0 0 0 0 0 0 0 0 0
41

OCC

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of 

Days 0 0 0 0 0 0 0 0 0 0

TIGTA

Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A

Number of 

Days 0 0 0 0 0 0 0 0 0 0

IRS

Date N/A N/A

2021-

09-30

2021-

09-30

2021-

09-27

2021-

09-20

2021-

09-08

2021-

09-08

2021-

09-07 2021-09-02

Number of 

Days 0 0 1 1 4 9 17 17 18 20

AGENCY 

OVERALL

Date 2020-03-30

2019-

10-25

2019-

06-21

2019-

05-16

2019-

04-26

2018-

10-16

2018-

07-31

2018-

07-02

2017-

12-01 2014-08-05

Number of 

Days 378 482 569 594 608 739 792 812 958 1791

XII.D.(1). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT --REQUESTS RECEIVED AN

PROCESSED

Agency / Component

NUMBER OF REQUESTS RECEIVED NUMBER OF REQUESTS PROCESSED

Number Received 

During Fiscal Year from 

Number Received 

During Fiscal Year from 

Current Annual Report

Number Processed 

During Fiscal Year from 

Number Processed 

During Fiscal Year from 

Current Annual Report
42

Last Year's Annual 

Report

Last Year's Annual 

Report

BEP 37 50 41 46

DO 1368 767 1121 805

FinCEN 211 198 187 217

Fiscal Service 382 260 401 284

MINT 113 83 109 53

TTB 91 67 91 67

OCC 1349 1450 1325 1511

TIGTA 209 245 212 246

IRS 8156 7700 7773 7526

AGENCY OVERALL 11916 10820 11260 10755

XII.D.(2). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT --BACKLOGGED REQUES

Agency / Component

Number of Backlogged 

Requests as of End of the 

Fiscal Year from Previous 

Annual Report

Number of Backlogged 

Requests as of End of the 

Fiscal Year from Current 

Annual Report
43

BEP 16 19

DO 1224 1307

FinCEN 39 25

Fiscal Service 28 6

MINT 2 28

TTB 0 2

OCC 93 61

TIGTA 2 1

IRS 719 831

AGENCY OVERALL 2123 2280

XII.E.(1). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT ANNUAL REPORT --APPEALS RECEIVE

AND PROCESSED

Agency / Component

NUMBER OF APPEALS RECEIVED NUMBER OF APPEALS PROCESSED

Number Received 

During Fiscal Year 

from Last Year's 

Annual Report

Number Received 

During Fiscal Year 

from Current Annual 

Report

Number Processed 

During Fiscal Year 

from Last Year's 

Annual Report

Number Processed 

During Fiscal Year 

from Current Annual 

Report

BEP 1 0 1 0
44

DO 24 19 71 28

FinCEN 0 0 0 2

Fiscal Service 8 6 10 7

MINT 1 1 1 1

TTB 0 1 0 0

OCC 20 11 18 12

TIGTA 14 6 13 6

IRS 98 85 98 85

AGENCY OVERALL 166 129 212 141

XII.E.(2). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT ANNUAL REPORT --BACKLOGGE

APPEALS

Agency / Component

Number of Backlogged 

Appeals as of End of the Fiscal 

Year from Previous Annual 

Report

Number of Backlogged 

Appeals as of End of the Fiscal 

Year from Current Annual 

Report
45

BEP 0 0

DO 43 34

FinCEN 2 0

Fiscal Service 3 0

MINT 0 0

TTB 0 0

OCC 1 1

TIGTA 0 0

IRS 0 0

AGENCY OVERALL 49 35