SBLF Investments

$ 1,184,731,000

Institution City State Amount Financial Instrument 

8/4/2011 BNC Financial Group, Inc. New Canaan CT 10,980,000 Preferred Shares 

8/4/2011 Peoples Bancorp Lynden / Bellingham WA 18,000,000 Preferred Shares 

8/4/2011 Mercantile Capital Corporation Boston MA 7,000,000 Preferred Shares 

8/4/2011 WashingtonFirst Bankshares, Inc. Reston VA 17,796,000 Preferred Shares 

8/4/2011 Summit State Bank Santa Rosa CA 13,750,000 Preferred Shares 8/4/2011 First NBC Bank Holding Company New Orleans LA 37,935,000 Preferred Shares 

8/4/2011 DNB Financial Corporation Downingtown PA 13,000,000 Preferred Shares 

8/4/2011 Jefferson Bank of Florida Oldsmar FL 3,367,000 Preferred Shares 

8/4/2011 SmartFinancial Inc Pigeon Forge TN 12 000 000 Preferred Shares 

Transaction

Date

Total aggregate SBLF investment amount in August 2011:

Issuer Transaction

8/4/2011 SmartFinancial, Inc. Pigeon Forge TN 12,000,000 Preferred Shares 

8/9/2011 Evolve Bancorp, Inc. Cordova TN 4,699,000 Preferred Shares 

8/9/2011 Crestmark Bancorp, Inc. Troy MI 8,250,000 Preferred Shares 

8/9/2011 Valley Green Bank Philadelphia PA 5,000,000 Preferred Shares 

8/9/2011 Kinderhook Bank Corp. Kinderhook NY 7,000,000 Preferred Shares 

8/9/2011 New England Bancorp, Inc. Hyannis MA 4,000,000 Preferred Shares 

8/9/2011 Select Bancorp, Inc. Greenville NC 7,645,000 Preferred Shares 

8/9/2011 Community Bank Delaware Lewes DE 4,500,000 Preferred Shares 8/9/2011 Third Coast Bank SSB Humble TX 8,673,000 Preferred Shares 

8/11/2011 Heritage Bankshares, Inc. Norfolk VA 7,800,000 Preferred Shares 

8/11/2011 UBT Bancshares, Inc. Marysville KS 16,500,000 Preferred Shares 

8/11/2011 Puget Sound Bank Bellevue WA 9,886,000 Preferred Shares 8/11/2011 Equity Bancshares, Inc. Wichita KS 16,372,000 Preferred Shares 

8/11/2011 SBT Bancorp Inc Simsbury CT 9,000,000 Preferred Shares 

8/11/2011 Community Partners Bancorp Middletown NJ 12,000,000 Preferred Shares 
8/11/2011 Oak Valley Bancorp Oakdale CA 13,500,000 Preferred Shares 

8/11/2011 Monument Bank Bethesda MD 11,355,000 Preferred Shares 8/11/2011 AmeriServ Financial, Inc. Johnstown PA 21,000,000 Preferred Shares 8/11/2011 Silvergate Capital Corporation La Jolla CA 12,427,000 Preferred Shares 

8/11/2011 Island Bancorp, Inc. Edgartown MA 4,000,000 Preferred Shares 8/11/2011 Rockport National Bancorp, Inc. Rockport MA 3,000,000 Preferred Shares 

8/11/2011 First Savings Financial Group, Inc. Clarksville IN 17,120,000 Preferred Shares 

8/11/2011 McLaughlin Bancshares, Inc Ralls TX 6,600,000 Preferred Shares 

8/16/2011 Community Illinois Corporation Rock Falls IL 4,500,000 Preferred Shares 

8/16/2011 Tri‐County Financial Group, Inc. Mendota IL 20,000,000 Preferred Shares 8/16/2011 Carroll Financial Services, Inc. Huntingdon TN 3,000,000 Preferred Shares 

8/16/2011 Bank of Central Florida Lakeland FL 7,000,000 Preferred Shares 

8/16/2011 Jonestown Bank and Trust Company Jonestown PA 4,000,000 Preferred Shares 

8/16/2011 Independent Holdings, Inc. Memphis TN 34,900,000 Preferred Shares 8/18/2011 Great Southern Bancorp, Inc. Springfield MO 57,943,000 Preferred Shares 8/18/2011 Gulfstream Bancshares, Inc. Stuart FL 7,500,000 Preferred Shares 8/18/2011 McLeod Bancshares, Inc. Shorewood MN 6,000,000 Preferred Shares 

8/18/2011 Florida Shores Bancorp, Inc. Pompano Beach FL 12,750,000 Preferred Shares 

8/18/2011 Alerus Financial Corporation Grand Forks ND 20,000,000 Preferred Shares 

8/18/2011 8/18/2011 Blue Ridge Bankshares Bankshares, Inc. Luray VA 4,500,000 Preferred Preferred Shares 8/18/2011 Bancorp Financial, Inc. Oak Brook IL 14,643,000 Preferred Shares 

8/18/2011 Liberty Bancshares, Inc. Springfield MO 22,995,000 Preferred Shares 8/18/2011 The Landrum Company Columbia MO 20,000,000 Preferred Shares 8/18/2011 Codorus Valley Bancorp, Inc. York PA 25,000,000 Preferred Shares 

8/18/2011 Central Valley Community Bancorp Fresno CA 7,000,000 Preferred Shares 

8/18/2011 Magna Bank Memphis TN 18,350,000 Preferred Shares 8/18/2011 Redwood Financial, Inc. Redwood Falls MN 6,425,000 Preferred Shares 8/18/2011 Katahdin Bankshares Corp. Houlton ME 11,000,000 Preferred Shares 8/18/2011 Community First Bancshares, Inc. Union City TN 30,852,000 Preferred Shares 

8/18/2011 Emclaire Financial Corp. Emlenton PA 10,000,000 Preferred Shares 8/23/2011 Liberty Bancorp, Inc. Liberty MO 16,169,000 Preferred Shares 

8/23/2011 FVNB Corp. Victoria TX 18,000,000 Preferred Shares 8/23/2011 First Federal Bancorp, Inc. Lake City FL 20,000,000 Preferred Shares 

8/23/2011 Carolina Alliance Bank Spartanburg SC 5,000,000 Preferred Shares 
8/23/2011 First Robinson Financial Corporation Robinson IL 4,900,000 Preferred Shares 

8/23/2011 County Bancorp, Inc. Manitowoc WI 15,000,000 Preferred Shares 

8/23/2011 CBOS Bankshares, Inc. Merritt Island FL 3,893,000 Preferred Shares 

8/23/2011 CBT Financial Corp. Clearfield PA 10,000,000 Preferred Shares 

8/23/2011 Western State Agency, Inc. Devils Lake ND 12,000,000 Preferred Shares 

8/23/2011 Columbus First Bancorp, Inc Worthington OH 6,150,000 Preferred Shares 

8/23/2011 Crest Savings Bancorp, Inc. Wildwood NJ 2,500,000 Preferred Shares 

8/25/2011 Veritex Holdings, Inc. Dallas TX 8,000,000 Preferred Shares 

8/25/2011 Horizon Bancorp Michigan City IN 12,500,000 Preferred Shares 

8/25/2011 The ANB Corporation Terrell TX 37,000,000 Preferred Shares 

8/25/2011 New Hampshire Thrift Bancshares, Inc. NEWPORT NH 20,000,000 Preferred Shares 

8/25/2011 The Elmira Savings Bank, FSB Elmira NY 14,063,000 Preferred Shares 

8/25/2011 MutualFirst Financial, Inc. Muncie IN 28,923,000 Preferred Shares 

8/25/2011 MidSouth Bancorp, Inc. LaFayette LA 32,000,000 Preferred Shares 

8/25/2011 Salisbury Bancorp, Inc. Lakeville CT 16,000,000 Preferred Shares 

8/25/2011 First Busey Corporation Champaign IL 72,664,000 Preferred Shares 

8/25/2011 PFSB Bancorporation, Inc. Pigeon Falls WI 1,500,000 Preferred Shares 8/25/2011 Southern Illinois Bancorp, Inc. Carmi IL 9,000,000 Preferred Shares 

8/25/2011 Central Bancorp, Inc. Somerville MA 10,000,000 Preferred Shares 

8/25/2011 8/25/2011 Enterprise Financial Financial Services Services Group, Inc. Allison Allison Park PA 5 Park PA 5,000,000 Preferred Preferred Shares 8/25/2011 GBC Holdings, Inc. Los Angeles CA 5,000,000 Preferred Shares 

8/25/2011 HomeBancorp, Inc. Tampa FL 7,398,000 Preferred Shares 8/25/2011 FB BanCorp San Antonio TX 12,000,000 Preferred Shares 

8/25/2011 Lowndes Bancshares, Inc. Valdosta GA 6,000,000 Preferred Shares 

8/25/2011 Prime Banc Corp. Dieterich IL 10,000,000 Preferred Shares 8/30/2011 Leader Bancorp, Inc. Arlington MA 12,852,000 Preferred Shares 

8/30/2011 First PacTrust Bancorp, Inc. Chula Vista CA 32,000,000 Preferred Shares 

8/30/2011 Alma Bank Astoria NY 19,000,000 Preferred Shares 8/30/2011 Prime Bank Group Edmond OK 4,456,000 Subordinated Debt 

8/30/2011 Morgan Capital Corporation Fort Morgan CO 3,250,000 Subordinated Debt 

1Denotes issuers that participated in the Community Development Capital Initiative (“CDCI”) or the Capital Purchase Program (“CPP”) and applied to redeem the CDCI or CPP inv

2010.
Capital Ratios

Tier 1 Risk‐Based

Capital

Total Risk‐Based

Capital Tier 1 Lever

8/4/2011 BNC Financial Group, Inc. 10.8% 12.1% 7.8%

8/4/2011 Peoples Bancorp Inc. 13.6% 14.9% 10.5%

8/4/2011 Mercantile Capital Corporation 12.5% 13.6% 10.7%8/4/2011 WashingtonFirst Bankshares, Inc. 10.0% 11.0% 8.7%

8/4/2011 Summit State Bank 17.4% 18.6% 14.5%

8/4/2011 First NBC Bank Holding Company 11.1% 12.1% 9.4%

8/4/2011 DNB Financial Corporation 13.3% 14.6% 9.5%

8/4/2011 Jefferson Bank of Florida 20.4% 21.7% 12.9%8/4/2011 SmartFinancial, Inc. 13.5% 14.7% 10.8%8/9/2011 Evolve Bancorp, Inc. 11.9% 13.0% 8.4%

8/9/2011 Crestmark Bancorp, Inc. 10.5% 11.8% 10.7%

8/9/2011 Valley Green Bank 10 6% 11 6% 9 1%

Transaction

Date

Capital Ratios1

Issuer

8/9/2011 Valley Green Bank 10.6% 11.6% 9.1%

8/9/2011 Kinderhook Bank Corp. 12.5% 13.6% 7.9%

8/9/2011 New England Bancorp, Inc. 12.3% 13.4% 10.7%

8/9/2011 Select Bancorp, Inc. 11.7% 13.0% 9.1%

8/9/2011 Community Bank Delaware 11.3% 12.6% 9.6%

8/9/2011 Third Coast Bank SSB 12.1% 13.2% 10.7%

8/11/2011 Heritage Bankshares, Inc. 15.0% 15.9% 12.5%

8/11/2011 UBT Bancshares, Inc. 13.4% 14.7% 9.5%

8/11/2011 Puget Sound Bank 13.4% 14.6% 12.5%

8/11/2011 Equity Bancshares, Inc. 17.4% 18.7% 12.1%

8/11/2011 SBT Bancorp Inc. 11.3% 12.6% 6.6%

8/11/2011 Community Partners Bancorp 11.2% 12.4% 9.9%

8/11/2011 Oak Valley Bancorp 14.4% 15.6% 11.6%

8/11/2011 Monument Bank 12.2% 13.3% 8.8%8/11/2011 AmeriServ Financial Inc. 15.6% 16.9% 11.4%
8/11/2011 Silvergate Capital Corporation 16.7% 18.0% 11.2%

8/11/2011 Island Bancorp Inc. 13.6% 14.7% 9.5%

8/11/2011 Rockport National Bancorp, Inc. 11.3% 12.5% 7.5%

8/11/2011 First Savings Financial Group, Inc. 11.9% 13.0% 8.3%

8/11/2011 McLaughlin Bancshares, Inc. 11.6% 12.5% 7.1%8/16/2011 Community Illinois Corporation 10.5% 11.7% 6.5%

8/16/2011 Tri‐County Financial Group, Inc. 10.5% 11.7% 6.3%

8/16/2011 Carroll Financial Services, Inc. 13.4% 14.1% 8.6%

8/16/2011 Bank of Central Florida 13.4% 14.6% 10.3%8/16/2011 Jonestown Bank and Trust Company of Jonestown, Pennsylvania 9.8% 11.0% 8.6%

8/16/2011 Independent Holdings, Inc. 9.3% 10.4% 5.6%

8/18/2011 Great Southern Bancorp, Inc. 16.9% 18.2% 9.4%

8/18/2011 Gulfstream Bancshares, Inc. 14.2% 15.5% 10.7%

8/18/2011 McLeod Bancshares, Inc. 24.3% 25.5% 12.4%8/18/2011 Florida Shores Bancorp, Inc. 11.2% 12.5% 9.1%8/18/2011 Alerus Financial Corporation 10.2% 11.5% 7.7%

8/18/2011 Blue Ridge Bankshares, Inc. 12.6% 13.9% 7.9%

8/18/2011 Bancorp Financial, Inc. 13.1% 14.4% 9.5%

8/18/2011 Liberty Bancshares, Inc. 12.9% 14.2% 10.6%

8/18/2011 The Landrum Company 11.3% 12.7% 8.5%8/18/2011 Codorus Valley Bancorp, Inc. 12.6% 13.7% 9.0%

8/18/2011 Central Valley Community Bancorp 14.8% 16.1% 9.9%

8/18/2011 Magna Bank 15.2% 16.5% 12.9%8/18/2011 Redwood Financial, Inc. 11.7% 12.9% 9.2%

8/18/2011 Katahdin Bankshares Corp. 13.4% 14.6% 10.7%8/18/2011 Community First Bancshares, Inc. 13.9% 15.1% 9.5%

8/18/2011 Emclaire Financial Corp. 14.8% 16.0% 8.5%8/23/2011 Liberty Bancorp, Inc. 14.0% 15.2% 10.5%

8/23/2011 FVNB Corp. 9.9% 11.5% 7.7%

8/23/2011 First Federal Bancorp, Inc. 22.3% 23.6% 10.1%

8/23/2011 Carolina Alliance Bank 12.5% 13.7% 10.1%

8/23/2011 First Robinson Financial Corporation 11.4% 12.4% 6.6%8/23/2011 County Bancorp, Inc. 11.5% 12.8% 10.0%8/23/2011 CBOS Bankshares, Inc. 13.8% 15.1% 9.1%
8/23/2011 CBT Financial Corp. 11.2% 12.5% 7.3%

8/23/2011 Western State Agency, Inc. 11.8% 13.0% 9.5%

8/23/2011 Columbus First Bancorp, Inc 12.6% 13.9% 9.5%

8/23/2011 Crest Savings Bancorp, Inc. 13.2% 14.1% 7.2%

8/25/2011 Veritex Holdings, Inc. 14.4% 14.5% 18.1%8/25/2011 Horizon Bancorp 15.3% 16.5% 9.8%8/25/2011 The ANB Corporation 12.1% 13.3% 7.6%

8/25/2011 New Hampshire Thrift Bancshares, Inc. 12.0% 12.7% 8.5%

8/25/2011 The Elmira Savings Bank, FSB 15.7% 16.7% 9.2%8/25/2011 MutualFirst Financial, Inc. 12.9% 14.1% 8.9%8/25/2011 MidSouth Bancorp, Inc. 21.1% 22.2% 13.9%

8/25/2011 Salisbury Bancorp, Inc. 12.9% 14.0% 8.6%

8/25/2011 First Busey Corporation 17.7% 19.0% 11.4%

8/25/2011 PFSB Bancorporation, Inc. 12.0% 13.2% 10.3%8/25/2011 Southern Illinois Bancorp, Inc. 11.2% 12.2% 7.5%

8/25/2011 Central Bancorp, Inc. 17.2% 18.5% 10.7%8/25/2011 Enterprise Financial Services Group, Inc. 10.6% 11.7% 8.4%8/25/2011 GBC Holdings, Inc. 12.3% 13.8% 8.6%8/25/2011 HomeBancorp, Inc. 20.3% 21.1% 8.6%

8/25/2011 8/25/2011 FB BanCorp 10.1% 11.4% 8.5% 10.1% 11.4% 8.5%8/25/2011 Lowndes Bancshares, Inc. 13.6% 14.8% 8.6%8/25/2011 Prime Banc Corp. 13.7% 14.5% 8.4%8/30/2011 Leader Bancorp, Inc. 17.7% 21.3% 12.3%

8/30/2011 First PacTrust Bancorp, Inc. 16.0% 17.3% 12.1%

8/30/2011 Alma Bank 17.4% 18.6% 12.6%

8/30/2011 Prime Bank Group 10.4% 11.6% 9.5%8/30/2011 Morgan Capital Corporation 11.0% 12.2% 9.0%

1 Capital ratios reported as of March 31, 2011. Tier 1 risk‐based capital as defined by FFIEC RC‐R, line 32.2 Community Development Financial Institutions (CDFIs) do not report capital ratios.