SBLF Transactions Report as of September 30, 2012

Dividends, Interest, and Capital Repayments

Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Bank 1st Enterprise Bank Los Angeles CA 9/1/2011 Preferred Shares 16,400,000 NA - - 16,400,000 Dividend NA 0 136,667 136,667 136,667

Bank Adbanc Inc. Ogallala NE 7/21/2011 Preferred Shares 21,905,000 NA - - 21,905,000 Dividend NA 0 807,854 807,854 807,854

Bank AIM Bancshares, Inc. Levelland TX 9/7/2011 Senior Securities 9,100,000 NA - - 9,100,000 Interest 9/28/2012 34,125 111,475 145,600 145,600

Bank Alerus Financial Corporation Grand Forks ND 8/18/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 313,333 313,333 313,333

Bank Algodon de Calidad Bancshares, Inc. Abilene TX 9/14/2011 Senior Securities 600,000 NA - - 600,000 Interest NA 0 36,832 36,832 36,832

Bank Alma Bank Astoria NY 8/30/2011 Preferred Shares 19,000,000 NA - - 19,000,000 Dividend 9/28/2012 47,500 203,194 250,694 250,694

Bank AMB Financial Corp. Munster IN 9/22/2011 Preferred Shares 3,858,000 NA - - 3,858,000 Dividend 9/28/2012 35,175 147,575 182,750 182,750

Bank AmeriBank Holding Company Collinsville OK 9/15/2011 Preferred Shares 5,347,000 NA - - 5,347,000 Dividend NA 0 116,115 116,115 116,115

Bank AmeriServ Financial, Inc. Johnstown PA 8/11/2011 Preferred Shares 21,000,000 NA - - 21,000,000 Dividend NA 0 933,333 933,333 933,333

Bank Avenue Financial Holdings, Inc. Nashville TN 9/15/2011 Preferred Shares 18,950,000 NA - - 18,950,000 Dividend NA 0 323,066 323,066 323,066

Bank BancIndependent, Incorporated Sheffield AL 7/14/2011 Preferred Shares 30,000,000 NA - - 30,000,000 Dividend NA 0 646,802 646,802 646,802

Bank Bancorp Financial, Inc. Oak Brook IL 8/18/2011 Preferred Shares 14,643,000 NA - - 14,643,000 Dividend NA 0 581,188 581,188 581,188

Bank Bancorp of Montana Holding Company Missoula MT 9/8/2011 Senior Securities 1,460,000 NA - - 1,460,000 Interest 9/24/2012 5,475 29,831 35,306 35,306

Bank Bank of Central Florida Lakeland FL 8/16/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 70,583 70,583 70,583

Bank Bank of Commerce Holdings Redding CA 9/27/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 695,161 695,161 695,161

Bank BankFirst Capital Corporation Macon MS 9/8/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 813,889 813,889 813,889

Bank Banner County Ban Corporation Harrisburg NE 7/28/2011 Preferred Shares 2,427,000 NA - - 2,427,000 Dividend NA 0 41,057 41,057 41,057

Bank Bern Bancshares, Inc. Bern KS 9/1/2011 Preferred Shares 1,500,000 NA - - 1,500,000 Dividend 9/28/2012 18,750 44,481 63,231 63,231

Bank BHCB Holding Company Rapid City SD 9/7/2011 Senior Securities 2,000,000 NA - - 2,000,000 Interest 9/28/2012 7,500 24,500 32,000 32,000

Bank Birmingham Bloomfield Bancshares, Inc. Birmingham MI 7/28/2011 Preferred Shares 4,621,000 NA - - 4,621,000 Dividend NA 0 61,203 61,203 61,203

Bank Blue Ridge Bankshares, Inc. Luray VA 8/18/2011 Preferred Shares 4,500,000 NA - - 4,500,000 Dividend 9/28/2012 56,250 195,625 251,875 251,875

Bank BMC Bancshares, Inc. Dallas TX 9/7/2011 Senior Securities 1,206,000 NA - - 1,206,000 Interest 9/11/2012 4,523 21,439 25,961 25,961

Bank BNC Financial Group, Inc. New Canaan CT 8/4/2011 Preferred Shares 10,980,000 NA - - 10,980,000 Dividend NA 0 121,695 121,695 121,695

Bank BOH Holdings, Inc. Houston TX 7/14/2011 Preferred Shares 23,938,350 NA - - 23,938,350 Dividend NA 0 230,739 230,739 230,739

Bank Brotherhood Bancshares, Inc. Kansas City KS 9/15/2011 Preferred Shares 16,000,000 NA - - 16,000,000 Dividend NA 0 635,556 635,556 635,556

Bank Broward Financial Holdings, Inc. Fort Lauderdale FL 7/21/2011 Preferred Shares 3,134,000 NA - - 3,134,000 Dividend NA 0 29,599 29,599 29,599

Bank Cache Valley Banking Company Logan UT 7/14/2011 Preferred Shares 11,670,000 NA - - 11,670,000 Dividend NA 0 220,109 220,109 220,109

Bank California Bank of Commerce Lafayette CA 9/15/2011 Preferred Shares 11,000,000 NA - - 11,000,000 Dividend NA 0 179,056 179,056 179,056

Bank Capital Bank San Juan Capistrano CA 9/27/2011 Preferred Shares 3,132,000 NA - - 3,132,000 Dividend NA 0 25,926 25,926 25,926

Bank CapitalMark Bank & Trust Chattanooga TN 9/13/2011 Preferred Shares 18,212,000 NA - - 18,212,000 Dividend NA 0 248,038 248,038 248,038

Bank Cardinal Bancorp II, Inc. Washington MO 9/8/2011 Senior Securities 6,251,000 NA - - 6,251,000 Interest NA 0 155,135 155,135 155,135

Bank Carolina Alliance Bank Spartanburg SC 8/23/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 9/28/2012 12,500 42,778 55,278 55,278

Bank Carroll Financial Services, Inc. Huntingdon TN 8/16/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend NA 0 38,053 38,053 38,053

Bank Catskill Hudson Bancorp, Inc. Rock Hill NY 7/21/2011 Preferred Shares 9,681,000 NA - - 9,681,000 Dividend NA 0 178,561 178,561 178,561

Bank CB Bancshares Corp. Weir KS 9/7/2011 Preferred Shares 190,000 NA - - 190,000 Dividend NA 0 3,743 3,743 3,743

Bank CBOS Bankshares, Inc. Merritt Island FL 8/23/2011 Preferred Shares 3,893,000 NA - - 3,893,000 Dividend 9/28/2012 48,663 166,534 215,196 215,196

Bank CBT Financial Corp. Clearfield PA 8/23/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 85,556 85,556 85,556

Bank Center Bancorp, Inc. Union NJ 9/15/2011 Preferred Shares 11,250,000 NA - - 11,250,000 Dividend NA 0 390,625 390,625 390,625

Bank Central Bancorp, Inc. Somerville MA 8/25/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 9/28/2012 125,000 425,000 550,000 550,000

Bank Central Service Corporation Enid OK 9/20/2011 Senior Securities 7,000,000 NA - - 7,000,000 Interest NA 0 251,339 251,339 251,339

Bank Central Valley Community Bancorp Fresno CA 8/18/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 304,306 304,306 304,306

Bank Centric Financial Corporation Harrisburg PA 7/14/2011 Preferred Shares 7,492,000 NA - - 7,492,000 Dividend NA 0 72,215 72,215 72,215

Bank Centrix Bank & Trust Bedford NH 7/28/2011 Preferred Shares 24,500,000 NA - - 24,500,000 Dividend NA 0 281,092 281,092 281,092

Bank CIC Bancshares, Inc. Greenwood Village CO 9/13/2011 Preferred Shares 1,772,000 NA - - 1,772,000 Dividend NA 0 14,176 14,176 14,176

Bank Citizens Community Bank South Hill VA 7/28/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 172,068 172,068 172,068

Bank Citizens South Banking Corporation Gastonia NC 9/22/2011 Preferred Shares 20,500,000 NA - - 20,500,000 Dividend NA 0 397,660 397,660 397,660

Bank CoBiz Financial Inc. Denver CO 9/8/2011 Preferred Shares 57,366,000 NA - - 57,366,000 Dividend NA 0 2,334,478 2,334,478 2,334,478

Bank Codorus Valley Bancorp, Inc. York PA 8/18/2011 Preferred Shares 25,000,000 NA - - 25,000,000 Dividend NA 0 720,788 720,788 720,788

Bank Columbine Capital Corp. Buena Vista CO 9/22/2011 Preferred Shares 6,050,000 NA - - 6,050,000 Dividend NA 0 108,060 108,060 108,060

Bank Columbus First Bancorp, Inc Worthington OH 8/23/2011 Preferred Shares 6,150,000 NA - - 6,150,000 Dividend NA 0 52,617 52,617 52,617

Bank Commercial Financial Corp Storm Lake IA 9/20/2011 Preferred Shares 18,000,000 NA - - 18,000,000 Dividend 9/17/2012 45,000 564,750 609,750 609,750

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Page 1 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Community Bank Delaware Lewes DE 8/9/2011 Preferred Shares 4,500,000 NA - - 4,500,000 Dividend NA 0 66,890 66,890 66,890

Bank Community Bank Shares of Indiana, Inc. New Albany IN 9/15/2011 Preferred Shares 28,000,000 NA - - 28,000,000 Dividend NA 0 815,361 815,361 815,361

Bank Community First Bancorp, Inc. Fairview Heights IL 9/13/2011 Senior Securities 7,000,000 NA - - 7,000,000 Interest NA 0 84,000 84,000 84,000

Bank Community First Bancshares, Inc. Union City TN 8/18/2011 Preferred Shares 30,852,000 NA - - 30,852,000 Dividend NA 0 1,341,205 1,341,205 1,341,205

Bank Community Illinois Corporation Rock Falls IL 8/16/2011 Preferred Shares 4,500,000 NA - - 4,500,000 Dividend NA 0 116,020 116,020 116,020

Bank Community Independent Bancorp Inc. West Salem OH 9/13/2011 Preferred Shares 2,250,000 NA - - 2,250,000 Dividend NA 0 29,223 29,223 29,223

Bank Community Partners Bancorp Middletown NJ 8/11/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend NA 0 467,209 467,209 467,209

Bank Community Southern Bank Lakeland FL 9/20/2011 Preferred Shares 5,700,000 NA - - 5,700,000 Dividend NA 0 92,625 92,625 92,625

Bank Community Trust Financial Corporation Ruston LA 7/6/2011 Preferred Shares 48,260,000 NA - - 48,260,000 Dividend NA 0 963,859 963,859 963,859

Bank Community Valley Bank El Centro CA 9/20/2011 Preferred Shares 2,400,000 NA - - 2,400,000 Dividend NA 0 39,000 39,000 39,000

Bank Continental Bancorporation Salt Lake City UT 9/22/2011 Senior Securities 4,724,000 NA - - 4,724,000 Interest NA 0 281,905 281,905 281,905

Bank County Bancorp, Inc. Manitowoc WI 8/23/2011 Preferred Shares 15,000,000 NA - - 15,000,000 Dividend NA 0 197,500 197,500 197,500

Bank Crest Savings Bancorp, Inc. Wildwood NJ 8/23/2011 Preferred Shares 2,500,000 NA - - 2,500,000 Dividend NA 0 99,803 99,803 99,803

Bank Crestmark Bancorp, Inc. Troy MI 8/9/2011 Preferred Shares 8,250,000 NA - - 8,250,000 Dividend NA 0 73,792 73,792 73,792

Bank D. L. Evans Bancorp Burley ID 9/27/2011 Preferred Shares 29,891,000 NA - - 29,891,000 Dividend NA 0 1,137,519 1,137,519 1,137,519

Bank Deerfield Financial Corporation Deerfield WI 9/8/2011 Senior Securities 3,650,000 NA - - 3,650,000 Interest NA 0 198,211 198,211 198,211

Bank DNB Financial Corporation Downingtown PA 8/4/2011 Preferred Shares 13,000,000 NA - - 13,000,000 Dividend 9/28/2012 32,500 464,610 497,110 497,110

Bank Eagle Bancorp, Inc. Bethesda MD 7/14/2011 Preferred Shares 56,600,000 NA - - 56,600,000 Dividend NA 0 545,561 545,561 545,561

Bank Emclaire Financial Corp. Emlenton PA 8/18/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend 9/25/2012 118,013 430,237 548,250 548,250

Bank Encore Bancshares, Inc. Houston TX 9/27/2011 Preferred Shares 32,914,000 NA - - 32,914,000 Dividend 9/27/2012 82,285 343,768 426,053 426,053

Bank Enterprise Financial Services Group, Inc. Allison Park PA 8/25/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 173,351 173,351 173,351

Bank Equity Bancshares, Inc. Wichita KS 8/11/2011 Preferred Shares 16,372,000 NA - - 16,372,000 Dividend NA 0 453,488 453,488 453,488

Bank Evolve Bancorp, Inc. Cordova TN 8/9/2011 Preferred Shares 4,699,000 NA - - 4,699,000 Dividend NA 0 44,118 44,118 44,118

Bank F & M Bancorporation, Inc. Tulsa OK 9/21/2011 Preferred Shares 38,222,000 NA - - 38,222,000 Dividend 9/28/2012 95,555 297,282 392,837 392,837

Bank Farmers State Bankshares, Inc. Holton KS 7/21/2011 Preferred Shares 700,000 NA - - 700,000 Dividend NA 0 23,135 23,135 23,135

Bank FB BanCorp San Antonio TX 8/25/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend NA 0 370,993 370,993 370,993

Bank FCB Bancorp, Inc. Louisville KY 9/22/2011 Preferred Shares 9,759,000 NA - - 9,759,000 Dividend NA 0 369,449 369,449 369,449

Bank Financial Security Corporation Basin WY 7/21/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend 9/28/2012 12,500 91,111 103,611 103,611

Bank Financial Services of Winger, Inc. Fosston MN 9/1/2011 Senior Securities 4,069,000 NA - - 4,069,000 Interest NA 0 79,417 79,417 79,417

Bank FineMark Holdings, Inc. Fort Myers FL 9/21/2011 Preferred Shares 5,665,000 NA - - 5,665,000 Dividend NA 0 50,356 50,356 50,356

Bank First American Investment, Inc. Hudson WI 9/8/2011 Senior Securities 1,705,710 NA - - 1,705,710 Interest NA 0 22,880 22,880 22,880

Bank First Bancorp Troy NC 9/1/2011 Preferred Shares 63,500,000 NA - - 63,500,000 Dividend NA 0 2,613,123 2,613,123 2,613,123

Bank First Bank of Charleston Charleston WV 7/21/2011 Preferred Shares 3,345,000 NA - - 3,345,000 Dividend NA 0 157,958 157,958 157,958

Bank First Bankers Trustshares, Inc. Quincy IL 9/8/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 87,778 87,778 87,778

Bank First Busey Corporation Champaign IL 8/25/2011 Preferred Shares 72,664,000 NA - - 72,664,000 Dividend NA 0 3,088,220 3,088,220 3,088,220

Bank First California Financial Group, Inc. Westlake Village CA 7/14/2011 Preferred Shares 25,000,000 NA - - 25,000,000 Dividend NA 0 1,204,861 1,204,861 1,204,861

Bank First Colebrook Bancorp, Inc. Colebrook NH 9/22/2011 Preferred Shares 8,623,000 NA - - 8,623,000 Dividend NA 0 201,972 201,972 201,972

Bank First Community Financial Corporation Elgin IL 9/1/2011 Preferred Shares 6,100,000 NA - - 6,100,000 Dividend NA 0 202,777 202,777 202,777

Bank First Eldorado Bancshares, Inc. Eldorado IL 9/7/2011 Senior Securities 3,000,000 NA - - 3,000,000 Interest 9/28/2012 23,250 137,143 160,393 160,393

Bank First Federal Bancorp, Inc. Lake City FL 8/23/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 299,115 355,556 355,556

Bank First Financial Bancshares, Inc. Lawrence KS 9/22/2011 Senior Securities 3,905,000 NA - 3,905,000 - Interest NA 0 265,319 265,319 4,170,319

Bank First Green Bank Eustis FL 9/20/2011 Preferred Shares 4,727,000 NA - - 4,727,000 Dividend NA 0 36,897 36,897 36,897

Bank First Guaranty Bancshares, Inc. Hammond LA 9/22/2011 Preferred Shares 39,435,000 NA - - 39,435,000 Dividend NA 0 1,528,106 1,528,106 1,528,106

Bank First Menasha Bancshares, Inc. Neenah WI 9/15/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 200,944 200,944 200,944

Bank First Merchants Corporation Muncie IN 9/22/2011 Preferred Shares 90,782,940 NA - - 90,782,940 Dividend NA 0 3,517,839 3,517,839 3,517,839

Bank First NBC Bank Holding Company New Orleans LA 8/4/2011 Preferred Shares 37,935,000 NA - - 37,935,000 Dividend NA 0 507,375 507,375 507,375

Bank First Northern Community Bancorp Dixon CA 9/15/2011 Preferred Shares 22,847,000 NA - - 22,847,000 Dividend NA 0 907,534 907,534 907,534

Bank First PacTrust Bancorp, Inc. Chula Vista CA 8/30/2011 Preferred Shares 32,000,000 NA - - 32,000,000 Dividend 9/28/2012 328,440 1,248,222 1,576,662 1,576,662

Bank First Partners Bank (SouthCity Bank) Vestavia Hills AL 7/14/2011 Preferred Shares 5,200,000 NA - - 5,200,000 Dividend NA 0 50,122 50,122 50,122

Bank First Resource Bank Exton PA 9/15/2011 Preferred Shares 5,083,000 NA - - 5,083,000 Dividend NA 0 190,593 190,593 190,593

Bank First Robinson Financial Corporation Robinson IL 8/23/2011 Preferred Shares 4,900,000 NA - - 4,900,000 Dividend NA 0 41,922 41,922 41,922

Bank First Savings Financial Group, Inc. Clarksville IN 8/11/2011 Preferred Shares 17,120,000 NA - - 17,120,000 Dividend NA 0 243,564 243,564 243,564

Bank First Service Bancshares, Inc. Greenbrier AR 9/8/2011 Senior Securities 7,716,000 NA - - 7,716,000 Interest 9/25/2012 148,533 483,557 632,090 632,090

Bank First State Holding Co. (Wilber Co.) Lincoln NE 9/7/2011 Senior Securities 12,000,000 NA - - 12,000,000 Interest NA 0 411,786 411,786 411,786

Bank First Texas BHC, Inc. Fort Worth TX 9/15/2011 Preferred Shares 29,822,000 NA - - 29,822,000 Dividend NA 0 266,834 266,834 266,834

Bank Fisher Bancorp, Inc. Fisher IL 9/15/2011 Senior Securities 1,000,000 NA - 250,000 750,000 Interest NA 0 62,188 62,188 312,188

Bank Florida Business BancGroup, Inc. Tampa FL 9/22/2011 Preferred Shares 15,360,000 NA - - 15,360,000 Dividend NA 0 417,707 417,707 417,707

Page 2 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Florida Community Bankshares, Inc. Ocala FL 9/15/2011 Preferred Shares 17,000,000 NA - - 17,000,000 Dividend NA 0 675,278 675,278 675,278

Bank Florida Shores Bancorp, Inc. Pompano Beach FL 8/18/2011 Preferred Shares 12,750,000 NA - - 12,750,000 Dividend 9/27/2012 31,875 112,271 144,146 144,146

Bank Florida Traditions Bank Dade City FL 7/12/2011 Preferred Shares 8,800,000 NA - - 8,800,000 Dividend NA 0 163,533 163,533 163,533

Bank FNB Bancorp South San Francisco CA 9/15/2011 Preferred Shares 12,600,000 NA - - 12,600,000 Dividend NA 0 500,500 500,500 500,500

Bank Fortune Financial Corporation Arnold MO 9/15/2011 Preferred Shares 3,255,000 NA - - 3,255,000 Dividend NA 0 129,296 129,296 129,296

Bank Founders Bancorp San Luis Obispo CA 7/14/2011 Preferred Shares 4,178,000 NA - - 4,178,000 Dividend NA 0 109,311 109,311 109,311

Bank Franklin Financial Network, Inc. Franklin TN 9/27/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 310,806 310,806 310,806

Bank Franklin Security Bancorp, Inc. Plains PA 9/8/2011 Preferred Shares 6,955,000 NA - - 6,955,000 Dividend NA 0 242,555 242,555 242,555

Bank Freedom Bancshares, Inc. Overland Park KS 7/19/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 39,996 39,996 39,996

Bank Freedom Bank Oradell NJ 9/20/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 42,778 42,778 42,778

Bank Frontier Bancshares, Inc. Austin TX 9/14/2011 Senior Securities 6,184,000 NA - - 6,184,000 Interest NA 0 146,372 146,372 146,372

Bank FVNB Corp. Victoria TX 8/23/2011 Preferred Shares 18,000,000 NA - - 18,000,000 Dividend NA 0 462,000 462,000 462,000

Bank GBC Holdings, Inc. Los Angeles CA 8/25/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 206,579 206,579 206,579

Bank Grand Capital Corporation Tulsa OK 9/8/2011 Preferred Shares 5,200,000 NA - - 5,200,000 Dividend NA 0 211,611 211,611 211,611

Bank GrandSouth Bancorporation Greenville SC 9/8/2011 Preferred Shares 15,422,000 NA - - 15,422,000 Dividend NA 0 185,386 185,386 185,386

Bank Great Southern Bancorp, Inc. Springfield MO 8/18/2011 Preferred Shares 57,943,000 NA - - 57,943,000 Dividend NA 0 1,007,941 1,007,941 1,007,941

Bank Greater Rochester Bancorp, Inc. Rochester NY 7/28/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 64,750 64,750 64,750

Bank Guaranty Bancorp, Inc. Woodsville NH 9/15/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 278,056 278,056 278,056

Bank Gulfstream Bancshares, Inc. Stuart FL 8/18/2011 Preferred Shares 7,500,000 NA - - 7,500,000 Dividend NA 0 326,042 326,042 326,042

Bank Happy Bancshares, Inc. Amarillo TX 9/7/2011 Preferred Shares 31,929,000 NA - - 31,929,000 Dividend NA 0 260,754 260,754 260,754

Bank Harmony Bank Jackson Township NJ 9/15/2011 Preferred Shares 3,500,000 NA - - 3,500,000 Dividend NA 0 27,806 27,806 27,806

Bank Heartland Bancorp, Inc. Bloomington IL 9/21/2011 Senior Securities 25,000,000 NA - - 25,000,000 Interest NA 0 1,449,014 1,449,014 1,449,014

Bank Heartland Financial USA, Inc. Dubuque IA 9/15/2011 Preferred Shares 81,698,000 NA - - 81,698,000 Dividend NA 0 3,245,226 3,245,226 3,245,226

Bank Heritage Bancshares Group, Inc. Willmar MN 9/22/2011 Senior Securities 11,000,000 NA - - 11,000,000 Interest NA 0 656,425 656,425 656,425

Bank Heritage Bankshares, Inc. Norfolk VA 8/11/2011 Preferred Shares 7,800,000 NA - - 7,800,000 Dividend NA 0 140,379 140,379 140,379

Bank Highlands Bancorp, Inc. Vernon NJ 9/22/2011 Preferred Shares 6,853,000 NA - - 6,853,000 Dividend NA 0 59,884 59,884 59,884

Bank HomeBancorp, Inc. Tampa FL 8/25/2011 Preferred Shares 7,398,000 NA - - 7,398,000 Dividend NA 0 314,415 314,415 314,415

Bank Hopewell Valley Community Bank Pennington NJ 7/28/2011 Preferred Shares 11,000,000 NA - - 11,000,000 Dividend NA 0 101,750 101,750 101,750

Bank Horizon Bancorp Michigan City IN 8/25/2011 Preferred Shares 12,500,000 NA - - 12,500,000 Dividend NA 0 387,685 387,685 387,685

Bank Howard Bancorp, Inc. Ellicott City MD 9/22/2011 Preferred Shares 12,562,000 NA - - 12,562,000 Dividend NA 0 486,778 486,778 486,778

Bank Huron Valley State Bank Milford MI 7/19/2011 Preferred Shares 2,597,000 NA - - 2,597,000 Dividend NA 0 28,423 28,423 28,423

Bank Hyde Park Bancorp, Inc. Hyde Park MA 9/22/2011 Preferred Shares 18,724,000 NA - - 18,724,000 Dividend 9/28/2012 229,560 690,625 920,185 920,185

Bank Illinois State Bancorp, Inc. Chicago IL 9/22/2011 Preferred Shares 13,368,000 NA - - 13,368,000 Dividend NA 0 418,180 418,180 418,180

Bank Indebancorp Oak Harbor OH 9/21/2011 Preferred Shares 2,000,000 9/20/2012 2,000,000 2,000,000 - Dividend 9/20/2012 21,944 71,377 93,322 2,093,322

Bank Independent Holdings, Inc. Memphis TN 8/16/2011 Preferred Shares 34,900,000 NA - - 34,900,000 Dividend NA 0 1,453,005 1,453,005 1,453,005

Bank InsCorp, Inc. Nashville TN 9/27/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend 9/28/2012 7,500 32,500 40,000 40,000

Bank Insight Bank Columbus OH 7/19/2011 Preferred Shares 4,250,000 NA - - 4,250,000 Dividend NA 0 40,375 40,375 40,375

Bank Island Bancorp, Inc. Edgartown MA 8/11/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 35,556 35,556 35,556

Bank Jefferson Bank of Florida Oldsmar FL 8/4/2011 Preferred Shares 3,367,000 NA - - 3,367,000 Dividend NA 0 32,173 32,173 32,173

Bank Joaquin Bankshares Inc. Huntington TX 9/13/2011 Senior Securities 3,908,000 NA - - 3,908,000 Interest 9/28/2012 14,655 126,988 141,643 141,643

Bank Jonestown Bank and Trust Company Jonestown PA 8/16/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend 9/26/2012 10,000 35,000 45,000 45,000

Bank Katahdin Bankshares Corp. Houlton ME 8/18/2011 Preferred Shares 11,000,000 NA - - 11,000,000 Dividend NA 0 123,139 123,139 123,139

Bank Kerkhoven Bancshares, Inc Kerkhoven MN 9/13/2011 Senior Securities 1,500,000 NA - - 1,500,000 Interest NA 0 37,858 37,858 37,858

Bank Kinderhook Bank Corp. Kinderhook NY 8/9/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend 9/28/2012 17,500 63,381 80,881 80,881

Bank Landmark Community Bank Collierville TN 9/20/2011 Preferred Shares 8,000,000 NA - - 8,000,000 Dividend 9/25/2012 20,000 62,444 82,444 82,444

Bank LCA Bank Corporation Park City UT 9/1/2011 Preferred Shares 2,727,000 NA - - 2,727,000 Dividend NA 0 106,811 106,811 106,811

Bank Leader Bancorp, Inc. Arlington MA 8/30/2011 Preferred Shares 12,852,000 NA - - 12,852,000 Dividend NA 0 242,366 242,366 242,366

Bank Level One Bancorp, Inc. Farmington Hills MI 6/30/2011 Preferred Shares 11,301,000 NA - - 11,301,000 Dividend NA 0 134,670 134,670 134,670

Bank Liberty Bancorp, Inc. Liberty MO 8/23/2011 Preferred Shares 16,169,000 NA - - 16,169,000 Dividend 9/28/2012 104,733 589,554 694,286 694,286

Bank Liberty Bancshares, Inc. Jonesboro AR 7/21/2011 Preferred Shares 52,500,000 NA - - 52,500,000 Dividend NA 0 2,479,167 2,479,167 2,479,167

Bank Liberty Bancshares, Inc. Springfield MO 8/18/2011 Preferred Shares 22,995,000 NA - - 22,995,000 Dividend NA 0 999,644 999,644 999,644

Bank Liberty Capital Bancshares, Inc. Addison TX 9/15/2011 Senior Securities 1,500,000 NA - - 1,500,000 Interest 9/25/2012 5,625 19,416 25,041 25,041

Bank Liberty Financial Services, Inc. Sioux City IA 9/22/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 172,833 172,833 172,833

Bank Live Oak Bancshares, Inc. Wilmington NC 9/13/2011 Senior Securities 6,800,000 NA - - 6,800,000 Interest NA 0 162,407 162,407 162,407

Bank Lowndes Bancshares, Inc. Valdosta GA 8/25/2011 Preferred Shares 6,000,000 NA - - 6,000,000 Dividend NA 0 69,998 69,998 69,998

Bank Magna Bank Memphis TN 8/18/2011 Preferred Shares 18,350,000 NA - - 18,350,000 Dividend NA 0 337,200 337,200 337,200

Bank Magnolia Bancshares Inc. Hodgenville KY 9/13/2011 Senior Securities 2,000,000 NA - - 2,000,000 Interest NA 0 84,048 84,048 84,048

Page 3 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Marquis Bank Coral Gables FL 9/14/2011 Preferred Shares 3,500,000 NA - - 3,500,000 Dividend NA 0 27,903 27,903 27,903

Bank McLaughlin Bancshares, Inc. Ralls TX 8/11/2011 Preferred Shares 6,600,000 NA - - 6,600,000 Dividend NA 0 95,333 95,333 95,333

Bank McLeod Bancshares, Inc. Shorewood MN 8/18/2011 Preferred Shares 6,000,000 NA - - 6,000,000 Dividend NA 0 260,833 260,833 260,833

Bank Meadows Bank Las Vegas NV 9/22/2011 Preferred Shares 8,500,000 NA - - 8,500,000 Dividend NA 0 82,875 82,875 82,875

Bank Medallion Bank Salt Lake City UT 7/21/2011 Preferred Shares 26,303,000 NA - - 26,303,000 Dividend NA 0 248,417 248,417 248,417

Bank Mercantile Capital Corporation Boston MA 8/4/2011 Preferred Shares 7,000,000 NA - 7,000,000 - Dividend NA 0 73,889 73,889 7,073,889

Bank Merchants and Manufacturers Bank Corporation Joliet IL 9/8/2011 Preferred Shares 6,800,000 NA - - 6,800,000 Dividend NA 0 92,351 92,351 92,351

Bank Merchants and Planters Bancshares, Inc. Bolivar TN 9/8/2011 Preferred Shares 2,000,000 NA - - 2,000,000 Dividend NA 0 29,833 29,833 29,833

Bank MidSouth Bancorp, Inc. Lafayette LA 8/25/2011 Preferred Shares 32,000,000 NA - - 32,000,000 Dividend NA 0 1,339,638 1,339,638 1,339,638

Bank MidWest Bancorporation, Inc. Eden Prairie MN 9/7/2011 Senior Securities 5,115,000 NA - - 5,115,000 Interest 9/28/2012 19,181 76,127 95,308 95,308

Bank MileStone Bank Doylestown PA 9/13/2011 Preferred Shares 5,100,000 NA - - 5,100,000 Dividend NA 0 50,433 50,433 50,433

Bank Moneytree Corporation Lenoir City TN 9/15/2011 Preferred Shares 9,992,000 NA - - 9,992,000 Dividend NA 0 396,904 396,904 396,904

Bank Monument Bank Bethesda MD 8/11/2011 Preferred Shares 11,355,000 NA - - 11,355,000 Dividend NA 0 232,818 232,818 232,818

Bank Monument Bank Doylestown PA 7/19/2011 Preferred Shares 2,970,000 NA - - 2,970,000 Dividend NA 0 28,215 28,215 28,215

Bank Morgan Capital Corporation Fort Morgan CO 8/30/2011 Senior Securities 3,250,000 NA - - 3,250,000 Interest NA 0 40,760 40,760 40,760

Bank MutualFirst Financial, Inc. Muncie IN 8/25/2011 Preferred Shares 28,923,000 NA - - 28,923,000 Dividend NA 0 1,229,228 1,229,228 1,229,228

Bank MVB Financial Corp. Fairmont WV 9/8/2011 Preferred Shares 8,500,000 NA - - 8,500,000 Dividend NA 0 137,535 137,535 137,535

Bank New England Bancorp, Inc. Hyannis MA 8/9/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 38,889 38,889 38,889

Bank New Hampshire Thrift Bancshares, Inc. NEWPORT NH 8/25/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 833,536 833,536 833,536

Bank Nicolet Bankshares, Inc. Green Bay WI 9/1/2011 Preferred Shares 24,400,000 NA - - 24,400,000 Dividend NA 0 1,016,667 1,016,667 1,016,667

Bank Northern Bankshares, Inc. McFarland WI 9/7/2011 Senior Securities 22,000,000 NA - - 22,000,000 Interest NA 0 1,383,433 1,383,433 1,383,433

Bank Northway Financial, Inc. Berlin NH 9/15/2011 Preferred Shares 23,593,000 NA - - 23,593,000 Dividend NA 0 579,018 579,018 579,018

Bank Oak Valley Bancorp Oakdale CA 8/11/2011 Preferred Shares 13,500,000 NA - 6,750,000 6,750,000 Dividend NA 0 545,625 545,625 7,295,625

Bank Osborne Investments, Inc. Osborne KS 9/7/2011 Senior Securities 1,000,000 NA - - 1,000,000 Interest 9/28/2012 3,750 12,250 16,000 16,000

Bank Ouachita Bancshares Corp. Monroe LA 9/8/2011 Senior Securities 17,930,000 NA - - 17,930,000 Interest NA 0 947,112 947,112 947,112

Bank Ovation Holdings, Inc. Naples FL 9/15/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 175,728 175,728 175,728

Bank Pacific Coast Bankers' Bancshares San Francisco CA 7/28/2011 Preferred Shares 11,960,000 NA - - 11,960,000 Dividend NA 0 553,150 553,150 553,150

Bank Partners Bank of California Mission Viejo CA 9/27/2011 Preferred Shares 2,463,000 NA - - 2,463,000 Dividend NA 0 18,746 18,746 18,746

Bank Pathfinder Bancorp, Inc. Oswego NY 9/1/2011 Preferred Shares 13,000,000 NA - - 13,000,000 Dividend NA 0 440,568 440,568 440,568

Bank Penn Liberty Financial Corp. Wayne PA 9/1/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 241,663 241,663 241,663

Bank People First Bancshares, Inc. Pana IL 9/15/2011 Senior Securities 9,198,000 NA - - 9,198,000 Interest NA 0 407,420 407,420 407,420

Bank Peoples Bancorp Lynden / Bellingham WA 8/4/2011 Preferred Shares 18,000,000 NA - 9,000,000 9,000,000 Dividend NA 0 779,365 779,365 9,779,365

Bank PFSB Bancorporation, Inc. Pigeon Falls WI 8/25/2011 Preferred Shares 1,500,000 NA - - 1,500,000 Dividend NA 0 63,750 63,750 63,750

Bank Phoenix Bancorp, Inc. Minersville PA 7/19/2011 Preferred Shares 3,500,000 NA - - 3,500,000 Dividend NA 0 46,636 46,636 46,636

Bank Pioneer Bank, SSB Drippings Springs TX 6/30/2011 Preferred Shares 3,004,000 NA - - 3,004,000 Dividend NA 0 30,169 30,169 30,169

Bank PlainsCapital Corporation Dallas TX 9/27/2011 Preferred Shares 114,068,000 NA - - 114,068,000 Dividend NA 0 2,924,571 2,924,571 2,924,571

Bank Planters Financial Group, Inc. Clarksville TN 9/13/2011 Senior Securities 20,000,000 NA - - 20,000,000 Interest NA 0 550,000 550,000 550,000

Bank Platinum Bancorp, Inc. Oakdale MN 9/21/2011 Senior Securities 4,453,000 NA - - 4,453,000 Interest NA 0 51,952 51,952 51,952

Bank Platinum Bank Holding Co. (Platinum Bank) Brandon FL 9/15/2011 Senior Securities 13,800,000 NA - - 13,800,000 Interest 9/21/2012 236,133 690,951 927,084 927,084

Bank Premara Financial, Inc. Charlotte NC 9/22/2011 Preferred Shares 6,238,000 NA - - 6,238,000 Dividend NA 0 241,723 241,723 241,723

Bank Prime Banc Corp. Dieterich IL 8/25/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 249,564 249,564 249,564

Bank Prime Bank Group Edmond OK 8/30/2011 Senior Securities 4,456,000 NA - - 4,456,000 Interest NA 0 55,886 55,886 55,886

Bank ProAmerica (Promerica Bank) Los Angeles CA 9/27/2011 Preferred Shares 3,750,000 NA - - 3,750,000 Dividend NA 0 28,542 28,542 28,542

Bank Progressive Bancorp, Inc. Monroe LA 7/26/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend NA 0 538,849 538,849 538,849

Bank Providence Bank Rocky Mount NC 9/15/2011 Preferred Shares 4,250,000 NA - - 4,250,000 Dividend NA 0 65,654 65,654 65,654

Bank Provident Bancorp, Inc. Amesbury MA 9/13/2011 Preferred Shares 17,145,000 NA - - 17,145,000 Dividend 9/27/2012 42,863 210,898 253,761 253,761

Bank Puget Sound Bank Bellevue WA 8/11/2011 Preferred Shares 9,886,000 NA - - 9,886,000 Dividend NA 0 87,876 87,876 87,876

Bank QCR Holdings, Inc. Moline IL 9/15/2011 Preferred Shares 40,090,000 NA - 10,223,000 29,867,000 Dividend NA 0 1,589,624 1,589,624 11,812,624

Bank Redwood Capital Bancorp Eureka CA 7/21/2011 Preferred Shares 7,310,000 NA - - 7,310,000 Dividend 9/28/2012 62,707 132,998 195,705 195,705

Bank Redwood Financial, Inc. Redwood Falls MN 8/18/2011 Preferred Shares 6,425,000 NA - - 6,425,000 Dividend NA 0 211,008 211,008 211,008

Bank Regal Bank Livingston NJ 9/7/2011 Preferred Shares 7,000,000 NA - - 7,000,000 Dividend NA 0 57,167 57,167 57,167

Bank Regent Capital Corporation Nowata OK 7/21/2011 Preferred Shares 3,350,000 NA - - 3,350,000 Dividend NA 0 107,776 107,776 107,776

Bank Resurgens Bancorp Atlanta GA 9/8/2011 Senior Securities 2,967,000 NA - - 2,967,000 Interest NA 0 81,189 81,189 81,189

Bank Rock Bancshares, Inc. Little Rock AR 9/7/2011 Senior Securities 6,742,000 NA - - 6,742,000 Interest NA 0 82,590 82,590 82,590

Bank Rockport National Bancorp, Inc. Rockport MA 8/11/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend NA 0 93,888 93,888 93,888

Bank Salisbury Bancorp, Inc. Lakeville CT 8/25/2011 Preferred Shares 16,000,000 NA - - 16,000,000 Dividend NA 0 233,752 233,752 233,752

Bank SBT Bancorp, Inc. Simsbury CT 8/11/2011 Preferred Shares 9,000,000 NA - - 9,000,000 Dividend 9/28/2012 22,500 179,932 202,432 202,432

Page 4 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Seacoast Commerce Bank Chula Vista CA 9/1/2011 Preferred Shares 4,000,000 NA - - 4,000,000 Dividend NA 0 46,667 46,667 46,667

Bank Security Business Bancorp San Diego CA 7/14/2011 Preferred Shares 8,944,500 NA - 8,944,500 - Dividend NA 0 86,464 86,464 9,030,964

Bank Security California Bancorp Riverside CA 9/15/2011 Preferred Shares 7,200,000 NA - - 7,200,000 Dividend NA 0 80,400 80,400 80,400

Bank Security State Bancshares, Inc. Charleston MO 9/22/2011 Preferred Shares 22,000,000 NA - - 22,000,000 Dividend NA 0 498,320 498,320 498,320

Bank Select Bancorp, Inc. Greenville NC 8/9/2011 Preferred Shares 7,645,000 NA - - 7,645,000 Dividend NA 0 68,380 68,380 68,380

Bank Seneca-Cayuga Bancorp, Inc. Seneca Falls NY 9/15/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 58,663 58,663 58,663

Bank Sequatchie Valley Bancshares, Inc. Dunlap TN 9/13/2011 Senior Securities 5,000,000 NA - - 5,000,000 Interest NA 0 308,000 308,000 308,000

Bank ServisFirst Bancshares, Inc. Birmingham AL 6/21/2011 Preferred Shares 40,000,000 NA - - 40,000,000 Dividend NA 0 411,111 411,111 411,111

Bank Signature Bancorporation, Inc. Chicago IL 9/22/2011 Preferred Shares 12,500,000 NA - - 12,500,000 Dividend NA 0 181,455 181,455 181,455

Bank Silvergate Capital Corporation La Jolla CA 8/11/2011 Preferred Shares 12,427,000 NA - - 12,427,000 Dividend NA 0 552,311 552,311 552,311

Bank SmartFinancial, Inc. Pigeon Forge TN 8/4/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend NA 0 109,000 109,000 109,000

Bank Southern Heritage Bancshares, Inc. Cleveland TN 9/8/2011 Preferred Shares 5,105,000 NA - - 5,105,000 Dividend NA 0 105,645 105,645 105,645

Bank Southern Illinois Bancorp, Inc. Carmi IL 8/25/2011 Preferred Shares 9,000,000 NA - - 9,000,000 Dividend NA 0 171,362 171,362 171,362

Bank Southern Missouri Bancorp, Inc. Poplar Bluff MO 7/21/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 397,656 397,656 397,656

Bank Southern National Corporation Andalusia AL 9/20/2011 Senior Securities 6,000,000 NA - - 6,000,000 Interest NA 0 99,933 99,933 99,933

Bank Southern States Bancshares, Inc. Anniston AL 9/22/2011 Preferred Shares 7,492,000 NA - - 7,492,000 Dividend 9/28/2012 18,730 58,063 76,793 76,793

Bank Southwestern Bancorp, Inc. Boerne TX 9/13/2011 Senior Securities 1,500,000 NA - - 1,500,000 Interest NA 0 31,508 31,508 31,508

Bank Sovereign Bancshares, Inc. Dallas TX 9/22/2011 Preferred Shares 24,500,000 NA - - 24,500,000 Dividend NA 0 946,556 946,556 946,556

Bank Steele Holdings, Inc. Tyler TX 9/20/2011 Senior Securities 8,282,000 NA - - 8,282,000 Interest NA 0 490,426 490,426 490,426

Bank Steele Street Bank Corporation Denver CO 9/1/2011 Senior Securities 11,350,000 NA - - 11,350,000 Interest 9/28/2012 42,563 142,030 184,593 184,593

Bank Stewardship Financial Corporation Midland Park NJ 9/1/2011 Preferred Shares 15,000,000 NA - - 15,000,000 Dividend NA 0 162,500 162,500 162,500

Bank StonehamBank, A Co-operative Bank Stoneham MA 9/20/2011 Senior Securities 13,813,000 NA - - 13,813,000 Interest NA 0 161,727 161,727 161,727

Bank Summit State Bank Santa Rosa CA 8/4/2011 Preferred Shares 13,750,000 NA - - 13,750,000 Dividend NA 0 624,479 624,479 624,479

Bank Sumner Bank & Trust Gallatin TN 9/26/2011 Preferred Shares 4,264,000 NA - - 4,264,000 Dividend NA 0 142,739 142,739 142,739

Bank Sword Financial Corporation Horicon WI 9/15/2011 Senior Securities 17,000,000 NA - - 17,000,000 Interest NA 0 1,039,928 1,039,928 1,039,928

Bank TCB Corporation Greenwood SC 9/8/2011 Senior Securities 8,640,000 NA - - 8,640,000 Interest NA 0 522,821 522,821 522,821

Bank Team Capital Bank Bethlehem PA 7/28/2011 Preferred Shares 22,412,000 NA - - 22,412,000 Dividend NA 0 214,213 214,213 214,213

Bank The ANB Corporation Terrell TX 8/25/2011 Preferred Shares 37,000,000 NA - - 37,000,000 Dividend NA 0 1,572,500 1,572,500 1,572,500

Bank The Bank of Santa Barbara Santa Barbara CA 9/22/2011 Preferred Shares 1,882,380 NA - - 1,882,380 Dividend NA 0 17,517 17,517 17,517

Bank The Elmira Savings Bank, FSB Elmira NY 8/25/2011 Preferred Shares 14,063,000 NA - - 14,063,000 Dividend 9/27/2012 175,788 589,105 764,893 764,893

Bank The Landrum Company Columbia MO 8/18/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 869,444 869,444 869,444

Bank The Nashua Bank Nashua NH 9/8/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend NA 0 34,750 34,750 34,750

Bank The Peoples Bank of Talbotton Talbotton GA 9/8/2011 Preferred Shares 890,000 NA - - 890,000 Dividend NA 0 13,780 13,780 13,780

Bank The Private Bank of California Los Angeles CA 9/1/2011 Preferred Shares 10,000,000 NA - - 10,000,000 Dividend NA 0 83,333 83,333 83,333

Bank The State Bank of Bartley Bartley NE 9/22/2011 Senior Securities 2,380,000 NA - - 2,380,000 Interest NA 0 101,448 101,448 101,448

Bank The Victory Bancorp, Inc. Limerick PA 9/22/2011 Preferred Shares 3,431,000 NA - - 3,431,000 Dividend NA 0 26,590 26,590 26,590

Bank Third Coast Bank SSB Humble TX 8/9/2011 Preferred Shares 8,673,000 NA - - 8,673,000 Dividend NA 0 101,667 101,667 101,667

Bank Town and Country Financial Corporation Springfield IL 9/8/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 142,711 142,711 142,711

Bank TowneBank Suffolk VA 9/22/2011 Preferred Shares 76,458,000 NA - - 76,458,000 Dividend NA 0 2,159,102 2,159,102 2,159,102

Bank Triad Bancorp, Inc. Frontenac MO 9/22/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 75,972 75,972 75,972

Bank Tri-County Financial Corporation Waldorf MD 9/22/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 155,000 155,000 155,000

Bank Tri-County Financial Group, Inc. Mendota IL 8/16/2011 Preferred Shares 20,000,000 NA - - 20,000,000 Dividend NA 0 373,754 373,754 373,754

Bank Two Rivers Financial Group, Inc. Burlington IA 9/1/2011 Preferred Shares 23,240,000 NA - - 23,240,000 Dividend NA 0 239,367 239,367 239,367

Bank U&I Financial Corp Lynnwood WA 7/6/2011 Preferred Shares 5,500,000 NA - - 5,500,000 Dividend NA 0 100,681 100,681 100,681

Bank UBT Bancshares, Inc. Marysville KS 8/11/2011 Preferred Shares 16,500,000 NA - - 16,500,000 Dividend NA 0 190,179 190,179 190,179

Bank Union Bank & Trust Company Oxford NC 9/22/2011 Preferred Shares 6,200,000 NA - - 6,200,000 Dividend NA 0 57,260 57,260 57,260

Bank United Community Bancorp, Inc. Chatham IL 9/15/2011 Senior Securities 22,262,000 NA - - 22,262,000 Interest 9/28/2012 315,161 1,057,249 1,372,409 1,372,409

Bank United Financial Banking Companies, Inc. Vienna VA 9/15/2011 Preferred Shares 3,000,000 NA - - 3,000,000 Dividend NA 0 65,583 65,583 65,583

Bank Valley Financial Group, Ltd. Saginaw MI 9/22/2011 Preferred Shares 2,000,000 NA - - 2,000,000 Dividend NA 0 16,500 16,500 16,500

Bank Valley Green Bank Philadelphia PA 8/9/2011 Preferred Shares 5,000,000 NA - - 5,000,000 Dividend NA 0 44,722 44,722 44,722

Bank Veritex Holdings, Inc. Dallas TX 8/25/2011 Preferred Shares 8,000,000 NA - - 8,000,000 Dividend 9/10/2012 20,000 68,000 88,000 88,000

Bank Verus Acquisition Group, Inc. Fort Collins CO 7/14/2011 Preferred Shares 9,740,000 NA - - 9,740,000 Dividend NA 0 93,883 93,883 93,883

Bank Virginia Heritage Bank Fairfax VA 6/30/2011 Preferred Shares 15,300,000 NA - - 15,300,000 Dividend NA 0 289,425 289,425 289,425

Bank W.T.B. Financial Corporation Spokane WA 9/15/2011 Preferred Shares 89,142,000 NA - - 89,142,000 Dividend NA 0 3,540,918 3,540,918 3,540,918

Bank WashingtonFirst Bankshares, Inc. Reston VA 8/4/2011 Preferred Shares 17,796,000 NA - - 17,796,000 Dividend NA 0 161,647 161,647 161,647

Bank Western Alliance Bancorporation Phoenix AZ 9/27/2011 Preferred Shares 141,000,000 NA - - 141,000,000 Dividend NA 0 4,928,453 4,928,453 4,928,453

Bank Western State Agency, Inc. Devils Lake ND 8/23/2011 Preferred Shares 12,000,000 NA - - 12,000,000 Dividend NA 0 264,667 264,667 264,667

Page 5 of 6
Bank or 

CDLF

Name City State Date Instrument Type Amount Date Received Amount Paid in 

Current Period

Total Repayment 

to Date

Payment Type Date Received Amount Received Amount Expected

Amount Received 

[1]

Total Payments 

Received to Date 

(includes Capital 

Repayments)

Institution Initial Investment Capital Repayment Details Amount 

Outstanding as of 

9/30/2012

Dividend/Interest Payments Received in Current Month

Total Dividend/Interest Payments 

(Initial Investment to Date)

Bank Xenith Bankshares, Inc. Richmond VA 9/21/2011 Preferred Shares 8,381,000 NA - - 8,381,000 Dividend 9/27/2012 20,953 70,773 91,725 91,725

Bank York Traditions Bank York PA 7/14/2011 Preferred Shares 5,115,000 NA - - 5,115,000 Dividend NA 0 246,515 246,515 246,515

CDLF Appalachian Community Enterprises, Inc. Cleveland GA 9/21/2011 Equity Equivalent 188,000 NA - - 188,000 Interest NA 0 2,924 2,924 2,924

CDLF Boston Community Loan Fund, Inc. Roxbury MA 9/22/2011 Equity Equivalent 4,410,000 NA - - 4,410,000 Interest NA 0 68,355 68,355 68,355

CDLF Bridgeway Capital, Inc. Pittsburgh PA 9/14/2011 Equity Equivalent 1,820,000 NA - - 1,820,000 Interest 9/27/2012 9,100 29,019 38,119 38,119

CDLF Building Hope... A Charter School Facilities Fund Washington DC 9/21/2011 Equity Equivalent 2,091,000 NA - - 2,091,000 Interest 9/25/2012 10,455 32,527 42,982 42,982

CDLF California Coastal Rural Development Corporation Salinas CA 9/21/2011 Equity Equivalent 870,000 NA - - 870,000 Interest 9/21/2012 4,350 13,533 17,883 17,883

CDLF Capital Link, Inc. Boston MA 9/21/2011 Equity Equivalent 198,000 NA - - 198,000 Interest 9/27/2012 990 3,080 4,070 4,070

CDLF CEN-TEX Certified Development Corporation Austin TX 9/21/2011 Equity Equivalent 489,000 NA - - 489,000 Interest 9/28/2012 2,445 7,607 10,052 10,052

CDLF Charleston Citywide Local Development Corporation Charleston SC 9/20/2011 Equity Equivalent 1,000,000 NA - - 1,000,000 Interest 9/25/2012 5,000 15,611 20,611 20,611

CDLF Citizen Potawatomi Community Development Corporation Shawnee OK 9/21/2011 Equity Equivalent 490,000 NA - - 490,000 Interest 9/27/2012 2,450 7,622 10,072 10,072

CDLF Coastal Enterprises, Inc. Wiscasset ME 9/21/2011 Equity Equivalent 2,316,000 NA - - 2,316,000 Interest 9/27/2012 11,580 36,027 47,607 47,607

CDLF Colorado Enterprise Fund, Inc. Denver CO 9/20/2011 Equity Equivalent 463,000 NA - - 463,000 Interest 9/26/2012 2,315 7,228 9,543 9,543

CDLF Common Capital, Inc. (The Western Massachusetts Enterprise Fund, Inc.) Holyoke MA 9/21/2011 Equity Equivalent 200,000 NA - - 200,000 Interest 9/28/2012 1,000 3,111 4,111 4,111

CDLF Community First Fund Lancaster PA 9/20/2011 Equity Equivalent 862,000 NA - - 862,000 Interest NA 0 13,457 13,457 13,457

CDLF Community Loan Fund of the Capital Region, Inc. Albany NY 9/21/2011 Equity Equivalent 478,000 NA - - 478,000 Interest 9/26/2012 2,390 7,436 9,826 9,826

CDLF Community Reinvestment Fund, Inc. Minneapolis MN 9/22/2011 Equity Equivalent 5,100,000 NA - - 5,100,000 Interest 9/28/2012 25,500 79,050 104,550 104,550

CDLF Community Ventures Corporation Lexington KY 9/26/2011 Equity Equivalent 1,045,000 NA - - 1,045,000 Interest NA 0 15,965 15,965 15,965

CDLF Craft3 (ShoreBank Enterprise Group, Pacific) Ilwaco WA 9/22/2011 Equity Equivalent 1,867,000 NA - - 1,867,000 Interest NA 0 28,939 28,939 28,939

CDLF ECDC Enterprise Development Group Arlington VA 9/20/2011 Equity Equivalent 320,000 NA - - 320,000 Interest 9/28/2012 1,600 4,996 6,596 6,596

CDLF Economic and Community Development Institute, Inc. Columbus OH 9/20/2011 Equity Equivalent 203,000 NA - - 203,000 Interest NA 0 3,169 3,169 3,169

CDLF Enterprise Community Loan Fund, Inc. Columbia MD 9/21/2011 Equity Equivalent 8,817,000 NA - - 8,817,000 Interest NA 0 137,153 137,153 137,153

CDLF Federation of Appalachian Housing Enterprises, Inc. Berea KY 9/15/2011 Equity Equivalent 2,063,000 NA - - 2,063,000 Interest NA 0 32,779 32,779 32,779

CDLF Forward Community Investments, Inc. Madison WI 9/15/2011 Equity Equivalent 470,000 NA - - 470,000 Interest 9/28/2012 2,350 7,468 9,818 9,818

CDLF Greater New Haven Community Loan Fund New Haven CT 9/13/2011 Equity Equivalent 525,000 NA - - 525,000 Interest 9/27/2012 2,625 8,400 11,025 11,025

CDLF IFF Chicago IL 9/15/2011 Equity Equivalent 8,294,000 NA - - 8,294,000 Interest NA 0 131,782 131,782 131,782

CDLF Impact Seven, Incorporated Almena WI 9/26/2011 Equity Equivalent 4,000,000 NA - - 4,000,000 Interest 9/28/2012 20,000 61,111 81,111 81,111

CDLF La Fuerza Unida Community Development Corporation East Norwich NY 9/22/2011 Equity Equivalent 42,000 NA - - 42,000 Interest NA 0 651 651 651

CDLF Leviticus 25:23 Alternative Fund, Inc. Elmsford NY 9/22/2011 Equity Equivalent 750,000 NA - - 750,000 Interest NA 0 11,625 11,625 11,625

CDLF Low Income Investment Fund San Francisco CA 9/15/2011 Equity Equivalent 7,490,000 NA - - 7,490,000 Interest 9/28/2012 37,450 119,008 156,458 156,458

CDLF Lowcountry Housing Trust, Incorporated North Charleston SC 9/21/2011 Equity Equivalent 392,000 NA - - 392,000 Interest NA 0 6,098 6,098 6,098

CDLF Midwest Minnesota Community Development Corporation Detroit Lakes MN 9/14/2011 Equity Equivalent 4,600,000 NA - - 4,600,000 Interest NA 0 73,344 73,344 73,344

CDLF Montana Community Development Corporation Missoula MT 9/15/2011 Equity Equivalent 585,000 NA - - 585,000 Interest 9/28/2012 2,925 9,295 12,220 12,220

CDLF Mountain BizCapital, Inc. Asheville NC 9/26/2011 Equity Equivalent 197,000 NA - - 197,000 Interest 9/20/2012 985 3,010 3,995 3,995

CDLF NCB Capital Impact Arlington VA 9/22/2011 Equity Equivalent 8,218,000 NA - - 8,218,000 Interest 9/26/2012 41,090 127,379 168,469 168,469

CDLF Nebraska Enterprise Fund Oakland NE 9/21/2011 Equity Equivalent 197,000 NA - - 197,000 Interest 9/26/2012 985 3,064 4,049 4,049

CDLF Nonprofits Assistance Fund Minneapolis MN 9/21/2011 Equity Equivalent 686,000 NA - - 686,000 Interest NA 0 10,671 10,671 10,671

CDLF Northeast South Dakota Economic Corporation Sisseton SD 9/21/2011 Equity Equivalent 1,000,000 NA - - 1,000,000 Interest 9/28/2012 5,000 15,556 20,556 20,556

CDLF Northside Community Development Fund Pittsburgh PA 9/22/2011 Equity Equivalent 250,000 NA - - 250,000 Interest NA 0 3,875 3,875 3,875

CDLF OBDC Small Business Finance Oakland CA 9/14/2011 Equity Equivalent 219,000 NA - - 219,000 Interest 9/25/2012 1,095 3,492 4,587 4,587

CDLF Opportunity Fund Northern California San Jose CA 9/20/2011 Equity Equivalent 2,236,000 NA - - 2,236,000 Interest NA 0 34,906 34,906 34,906

CDLF Partners for the Common Good, Inc. Washington DC 9/20/2011 Equity Equivalent 1,009,000 NA - - 1,009,000 Interest NA 0 15,752 15,752 15,752

CDLF PeopleFund Austin TX 9/15/2011 Equity Equivalent 500,000 NA - - 500,000 Interest 9/25/2012 2,500 7,944 10,444 10,444

CDLF Primary Care Development Corporation New York NY 9/21/2011 Equity Equivalent 4,000,000 NA - - 4,000,000 Interest NA 0 62,222 62,222 62,222

CDLF Rural Community Assistance Corporation West Sacramento CA 9/21/2011 Equity Equivalent 4,300,000 NA - - 4,300,000 Interest NA 0 66,889 66,889 66,889

CDLF Rural Electric Economic Development, Inc. Madison SD 9/20/2011 Equity Equivalent 1,230,000 NA - - 1,230,000 Interest 9/27/2012 6,150 19,202 25,352 25,352

CDLF Seedco Financial Services, Inc. New York NY 9/22/2011 Equity Equivalent 2,500,000 NA - - 2,500,000 Interest NA 0 38,750 38,750 38,750

CDLF South Eastern Development Foundation Sioux Falls SD 9/21/2011 Equity Equivalent 240,000 NA - - 240,000 Interest NA 0 3,733 3,733 3,733

CDLF The Progress Fund Greensburg PA 9/21/2011 Equity Equivalent 1,052,000 NA - - 1,052,000 Interest 9/28/2012 5,260 16,364 21,624 21,624

CDLF The Reinvestment Fund, Inc. Philadelphia PA 9/14/2011 Equity Equivalent 11,708,000 NA - - 11,708,000 Interest NA 0 186,678 186,678 186,678

CDLF Valley Economic Development Center, Inc. Van Nuys CA 9/21/2011 Equity Equivalent 661,000 NA - - 661,000 Interest 9/25/2012 3,305 10,282 13,587 13,587

CDLF Vermont Community Loan Fund, Inc. Montpelier VT 9/20/2011 Equity Equivalent 1,247,000 NA - - 1,247,000 Interest NA 0 19,467 19,467 19,467

CDLF Wisconsin Women's Business Initiative Corporation Milwaukee WI 9/21/2011 Equity Equivalent 391,000 NA - - 391,000 Interest NA 0 6,082 6,082 6,082

[1] Reports cash receipts through September 30, 2012, including prepayments of subsequent period dividend and interest payments.

Page 6 of 6