| Mine of Operating Name/MSHA Identification Number |   | Section 104 S&S Citations (#) |   |   | Section 104(b) Orders (#) |   |   | Section 104(d) Citations and Orders (#) |   |   | Section 110(b)(2) Violations (#) |   |   | Section 107(a)Orders (#) |   |   | Total Dollar Value of MSHA Assessments Proposed ($) |   |   | Total Number of Mining Related Fatalities (#) |   |   | Received Notice of Pattern of Violations Under Section 104(e) (yes/no) |   |   | Received Notice of Potential to Have Pattern Under Section 104(e) (yes/no) |   |   | Legal Actions Pending as of Last Day of Period (#) |   |   | Legal Actions Initiated During the Period (#) |   |   | Legal Actions Resolved During Period (#) |   |
|--------------------------------------------------------|--------|-----------------------------------|--------|--------|---------------------------|--------|--------|-----------------------------------------|--------|--------|----------------------------------|--------|--------|--------------------------|--------|--------|-----------------------------------------------------|--------|--------|-----------------------------------------------|--------|--------|------------------------------------------------------------------------|--------|--------|----------------------------------------------------------------------------|--------|--------|----------------------------------------------------|--------|--------|-----------------------------------------------|--------|--------|------------------------------------------|--------|
| Alden Resources - Maple Creek - 151914                 |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 1,012                                                                  |   |   |                                                                       | 0      |   |                                               |   | NO     |                                          |   |   | NO                                       |   |   |   | 0 |   |   |   | 9 |   |   |   | 9 |   |
| Alden Resources - Mulberry - 1519687                   |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 0                                                                      |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 0 |   |   |   | 0 |   |
| Alden Resources - Westbourne Lane - 4003337            |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 0                                                                      |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 0 |   |   |   | 0 |   |
| Alden Resources - Mine #3 Bain Branch- 1517691         |   |                              | 12     |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 8,088                                                                  |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 7 |   |   |   | 54 |   |   |   | 52 |   |
| Alden Resources - Gatliff Plant - 1509938              |   |                              | 6      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 3,411                                                                  |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 22 |   |   |   | 28 |   |
| Alden Resources - Catron Branch - 1519245              |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 0                                                                      |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 0 |   |   |   | 0 |   |
| Alden Resources - Elliott Branch - 1519387   |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 0                                                                      |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 1 |   |   |   | 0 |   |   |   | 0 |   |
| Alden Resources - Colonel Hollow - 1519508   |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 540                                                                    |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 0 |   |   |   | 0 |   |
| Alden Resources - Lick Fork - 1519596                  |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 0                                                                      |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 0 |   |   |   | 0 |   |
| ARL Resources - Emlyn Tipple - 1508019                 |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 0                                                                      |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 0 |   |   |   | 0 |   |
| Alabama Sand and Gravel: 01-03461 Miller Pit           |   |                              | 1      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 447.00                                                                 |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 3 |   |   |   | 3 |   |
| Alabama Sand and Gravel: 01-03316 Mims Pit             |   |                              | 2      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 138.00                                                                 |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 2 |   |   |   | 1 |   |   |   | 4 |   |
| Alabama Sand and Gravel: 01-03479 Rail/Washer Pit      |   |                              | 0      |   |                      |   | 0      |                                    |   |   | 0                                |   |   |                     | 0      |   |                                                |   | 0      |                                          |   | $      | 100.00                                                                 |   |   |                                                                       | 0      |   |                                               | NO     |   |                                          | NO     |   |                                     |   | 0 |   |   |   | 1 |   |   |   | 1 |   |

| (A) | The pending legal actions are all contests of citations and orders, which typically are filed prior to an operator’s receipt of a proposed penalty assessment from MSHA or relate to orders for which penalties are not assessed (such as imminent danger orders under Section 107 of the Mine Act).  This category includes: |
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|  | · | contests of citations or orders issued under section 104 of the Mine Act, |
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|  | · | contests of imminent danger withdrawal orders under section 107 of the Mine Act, and |
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|  | · | emergency response plan dispute proceedings (as required under the Mine Improvement and New Emergency Response Act of 2006, Pub.  L. No. 109-236, 120 Stat. 493). |
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