SBLF Investments

$ 1,008,062,850

Institution City State Amount Financial Instrument 

6/21/2011 ServisFirst Bancshares, Inc. Birmingham AL 40,000,000 Preferred Shares 

6/30/2011 Level One Bancorp, Inc. Farmington Hills MI 11,301,000 Preferred Shares 

6/30/2011 Pioneer Bank, SSB Drippings Springs TX 3,004,000 Preferred Shares 

6/30/2011 Virginia Heritage Bank Fairfax VA 15,300,000 Preferred Shares 

7/6/2011 Community Trust Financial Corporation Ruston LA 48,260,000 Preferred Shares 

7/6/2011 U&I Financial Corp Lynnwood WA 5,500,000 Preferred Shares 

7/12/2011 Florida Traditions Bank Dade City FL 8,800,000 Preferred Shares 

7/14/2011 Verus Acquisition Group, Inc Fort Collins CO 9,740,000 Preferred Shares 

7/14/2011 Founders Bancorp San Luis Obispo CA 4 178 000 Preferred Shares 

Transaction

Date

Total aggregate SBLF investment amount as of August 17, 2011:

Issuer Transaction

7/14/2011 Founders Bancorp San Luis Obispo CA 4,178,000 Preferred Shares 

7/14/2011 SouthCity Bank Vestavia Hills AL 5,200,000 Preferred Shares 

7/14/2011 Cache Valley Banking Company Logan UT 11,670,000 Preferred Shares 

7/14/2011 Security Business Bancorp San Diego CA 8,944,500 Preferred Shares 

7/14/2011 BOH Holdings, Inc. Houston TX 23,938,350 Preferred Shares 

7/14/2011 BancIndependent, Incorporated Sheffield AL 30,000,000 Preferred Shares 

7/14/2011 First California Financial Group, Inc Westlake Village CA 25,000,000 Preferred Shares 

7/14/2011 Centric Financial Corporation Harrisburg PA 7,492,000 Preferred Shares 

7/14/2011 Eagle Bancorp, Inc. Bethesda MD 56,600,000 Preferred Shares 

7/14/2011 York Traditions Bank York PA 5,115,000 Preferred Shares 

7/19/2011 Insight Bank Columbus OH 4,250,000 Preferred Shares 7/19/2011 Freedom Bancshares, Inc. Overland Park KS 4,000,000 Preferred Shares 

7/19/2011 Phoenix Bancorp, Inc. Minersville PA 3,500,000 Preferred Shares 

7/19/2011 Huron Valley State Bank Milford MI 2,597,000 Preferred Shares 

7/19/2011 Monument Bank Doylestown PA 2,970,000 Preferred Shares 
7/21/2011 Broward Financial Holdings, Inc. Fort Lauderdale FL 3,134,000 Preferred Shares 

7/21/2011 Catskill Hudson Bancorp, Inc. Rock Hill NY 9,681,000 Preferred Shares 

7/21/2011 Financial Security Corporation Basin WY 5,000,000 Preferred Shares 

7/21/2011 Medallion Bank Salt Lake City UT 26,303,000 Preferred Shares 

7/21/2011 Redwood Capital Bancorp Eureka CA 7,310,000 Preferred Shares 

7/21/2011 Regent Capital Corporation Nowata OK 3,350,000 Preferred Shares 

7/21/2011 Farmers State Bankshares, Inc. Holton KS 700,000 Preferred Shares 

7/21/2011 First Bank of Charleston Charleston WV 3,345,000 Preferred Shares 

7/21/2011 Liberty Bancshares, Inc Jonesboro AR 52,500,000 Preferred Shares 

7/21/2011 Southern Missouri Bancorp, Inc. Poplar Bluff MO 20,000,000 Preferred Shares 

7/21/2011 Adbanc Inc. Ogallala NE 21,905,000 Preferred Shares 

7/26/2011 Progressive Bancorp, Inc. Monroe LA 12,000,000 Preferred Shares 

7/28/2011 Birmingham Bloomfield Bancshares, Inc. Birmingham MI 4,621,000 Preferred Shares 

7/28/2011 Centrix Bank & Trust Bedford NH 24,500,000 Preferred Shares 

7/28/2011 Citizens Community Bank South Hill VA 4,000,000 Preferred Shares 

7/28/2011 Pacific Coast Bankers' Bancshares San Francisco CA 11,960,000 Preferred Shares 

7/28/2011 Banner County Bank Corporation Harrisburg NE 2,427,000 Preferred Shares 

7/28/2011 Greater Rochester Bancorp, Inc. Rochester NY 7,000,000 Preferred Shares 

7/28/2011 Team Capital Bank Bethlehem PA 22,412,000 Preferred Shares 

7/28/2011 7/28/2011 Hopewell Valley Community Community Bank Pennington NJ 11,000,000 Preferred Preferred Shares 

8/4/2011 BNC Financial Group, Inc. New Canaan CT 10,980,000 Preferred Shares 

8/4/2011 Peoples Bancorp Lynden / Bellingham WA 18,000,000 Preferred Shares 

8/4/2011 Mercantile Capital Corporation Boston MA 7,000,000 Preferred Shares 

8/4/2011 WashingtonFirst Bankshares, Inc. Reston VA 17,796,000 Preferred Shares 

8/4/2011 Summit State Bank Santa Rosa CA 13,750,000 Preferred Shares 

8/4/2011 First NBC Bank Holding Company New Orleans LA 37,935,000 Preferred Shares 

8/4/2011 DNB Financial Corporation Downingtown PA 13,000,000 Preferred Shares 

8/4/2011 Jefferson Bank of Florida Oldsmar FL 3,367,000 Preferred Shares 

8/4/2011 SmartFinancial, Inc. Pigeon Forge TN 12,000,000 Preferred Shares 

8/9/2011 Evolve Bancorp, Inc. Cordova TN 4,699,000 Preferred Shares 

8/9/2011 Crestmark Bancorp, Inc. Troy MI 8,250,000 Preferred Shares 

8/9/2011 Valley Green Bank Philadelphia PA 5,000,000 Preferred Shares 

8/9/2011 Kinderhook Bank Corp. Kinderhook NY 7,000,000 Preferred Shares 

8/9/2011 New England Bancorp, Inc. Hyannis MA 4,000,000 Preferred Shares 
8/9/2011 Select Bancorp, Inc. Greenville NC 7,645,000 Preferred Shares 

8/9/2011 Community Bank Delaware Lewes DE 4,500,000 Preferred Shares 

8/9/2011 Third Coast Bank SSB Humble TX 8,673,000 Preferred Shares 

8/11/2011 Heritage Bankshares, Inc. Norfolk VA 7,800,000 Preferred Shares 

8/11/2011 UBT Bancshares, Inc. Marysville KS 16,500,000 Preferred Shares 8/11/2011 Puget Sound Bank Bellevue WA 9,886,000 Preferred Shares 

8/11/2011 Equity Bancshares, Inc. Wichita KS 16,372,000 Preferred Shares 8/11/2011 SBT Bancorp Inc Simsbury CT 9,000,000 Preferred Shares 

8/11/2011 Community Partners Bancorp Middletown NJ 12,000,000 Preferred Shares 8/11/2011 Oak Valley Bancorp Oakdale CA 13,500,000 Preferred Shares 

8/11/2011 Monument Bank Bethesda MD 11,355,000 Preferred Shares 

8/11/2011 AmeriServ Financial, Inc. Johnstown PA 21,000,000 Preferred Shares 

8/11/2011 Silvergate Capital Corporation La Jolla CA 12,427,000 Preferred Shares 

8/11/2011 Island Bancorp, Inc Edgartown MA 4,000,000 Preferred Shares 

8/11/2011 Rockport National Bancorp, Inc. Rockport MA 3,000,000 Preferred Shares 

8/11/2011 First Savings Financial Group, Inc. Clarksville IN 17,120,000 Preferred Shares 

8/11/2011 McLaughlin Bancshares, Inc Ralls TX 6,600,000 Preferred Shares 

8/16/2011 Community Illinois Corporation Rock Falls IL 4,500,000 Preferred Shares 

8/16/2011 Tri‐County Financial Group, Inc. Mendota IL 20,000,000 Preferred Shares 

8/16/2011 8/16/2011 Carroll Carroll Financial Financial Services Services, Inc. Huntin . Huntingdon TN 3,000,000 Preferred Preferred Shares 8/16/2011 Bank of Central Florida Lakeland FL 7,000,000 Preferred Shares 

8/16/2011 Jonestown Bank and Trust Company Jonestown PA 4,000,000 Preferred Shares 

8/16/2011 Independent Holdings, Inc. Memphis TN 34,900,000 Preferred Shares 

1Denotes issuers that participated in the Community Development Capital Initiative (“CDCI”) or the Capital Purchase Program (“CPP”) and applied to redeem the CDCI or CPP inv

16, 2010.
Capital Ratios

Tier 1 Risk‐Based

Capital

Total Risk‐Based

Capital Tier 1 Leverage

6/21/2011 ServisFirst Bancshares, Inc. 10.0% 11.5% 8.0%

6/30/2011 Level One Bancorp, Inc. 18.6% 19.6% 10.3%

6/30/2011 Pioneer Bank, SSB 18.2% 19.1% 11.6%

6/30/2011 Virginia Heritage Bank 10.3% 11.4% 9.1%

7/6/2011 Community Trust Financial Corporation 9.6% 10.8% 8.3%

7/6/2011 U&I Financial Corp 20.3% 21.6% 15.4%

7/12/2011 Florida Traditions Bank 11.9% 13.2% 10.9%

7/14/2011 Verus Acquisition Group, Inc 12.1% 13.4% 10.8%

7/14/2011 Founders Bancorp 12.7% 14.0% 9.5%7/14/2011 SouthCity Bank 11.6% 12.9% 9.5%7/14/2011 Cache Valley Banking Company 14.7% 16.0% 12.7%

7/14/2011 S it B i B 14 3% 15 6% 10 9%

Transaction

Date

Capital Ratios1

Issuer

7/14/2011 Security Business Bancorp 14.3% 15.6% 10.9%7/14/2011 BOH Holdings, Inc. 13.0% 14.1% 10.5%7/14/2011 BancIndependent, Incorporated 11.9% 13.9% 9.6%

7/14/2011 First California Financial Group, Inc 15.8% 17.1% 10.6%

7/14/2011 Centric Financial Corporation 11.5% 12.8% 9.1%7/14/2011 Eagle Bancorp, Inc. 10.0% 11.8% 9.4%

7/14/2011 York Traditions Bank 12.5% 13.5% 10.2%7/19/2011 Insight Bank 15.6% 16.8% 12.0%7/19/2011 Freedom Bancshares, Inc. 10.0% 11.3% 7.8%

7/19/2011 Phoenix Bancorp, Inc. 11.7% 12.9% 8.1%

7/19/2011 Huron Valley State Bank 11.2% 12.5% 9.7%

7/19/2011 Monument Bank 14.8% 15.7% 9.9%7/21/2011 Broward Financial Holdings, Inc. 16.5% 17.8% 11.3%

7/21/2011 Catskill Hudson Bancorp, Inc. 11.4% 13.6% 7.0%

7/21/2011 Financial Security Corporation 14.3% 15.5% 9.1%
7/21/2011 Medallion Bank 16.8% 18.1% 16.7%

7/21/2011 Redwood Capital Bancorp 11.8% 13.1% 8.2%7/21/2011 Regent Capital Corporation 12.6% 13.9% 9.3%7/21/2011 Farmers State Bankshares, Inc. 14.6% 15.5% 9.4%

7/21/2011 First Bank of Charleston 14.6% 15.9% 10.5%7/21/2011 Liberty Bancshares, Inc 14.7% 16.0% 10.8%7/21/2011 Southern Missouri Bancorp, Inc. 10.7% 11.9% 8.1%

7/21/2011 Adbanc Inc. 14.7% 16.0% 12.2%7/26/2011 Progressive Bancorp, Inc. 12.4% 13.6% 9.3%7/28/2011 Birmingham Bloomfield Bancshares, Inc. 10.1% 11.3% 8.3%7/28/2011 Centrix Bank & Trust 9.5% 11.8% 7.2%

7/28/2011 Citizens Community Bank 15.4% 16.6% 12.7%7/28/2011 Pacific Coast Bankers' Bancshares 25.9% 28.8% 10.6%7/28/2011 Banner County Bank Corporation 11.1% 12.1% 11.8%

7/28/2011 Greater Rochester Bancorp, Inc. 10.5% 11.4% 7.0%

7/28/2011 Team Capital Bank 11.2% 12.4% 7.7%

7/28/2011 Hopewell Valley Community Bank 11.3% 12.5% 7.9%

8/4/2011 BNC Financial Group, Inc. 10.8% 12.1% 7.8%

8/4/2011 Peoples Bancorp Inc. 13.6% 14.9% 10.5%

8/4/2011 8/4/2011 Mercantile Mercantile Capital Corporation poration 12.5% 13.6% 10.7%8/4/2011 WashingtonFirst Bankshares, Inc. 10.0% 11.0% 8.7%

8/4/2011 Summit State Bank 17.4% 18.6% 14.5%

8/4/2011 First NBC Bank Holding Company 11.1% 12.1% 9.4%

8/4/2011 DNB Financial Corporation 13.3% 14.6% 9.5%

8/4/2011 Jefferson Bank of Florida 20.4% 21.7% 12.9%

8/4/2011 SmartFinancial, Inc. 13.5% 14.7% 10.8%

8/9/2011 Evolve Bancorp, Inc. 11.9% 13.0% 8.4%

8/9/2011 Crestmark Bancorp, Inc. 10.5% 11.8% 10.7%

8/9/2011 Valley Green Bank 10.6% 11.6% 9.1%

8/9/2011 Kinderhook Bank Corp. 12.5% 13.6% 7.9%

8/9/2011 New England Bancorp, Inc. 12.3% 13.4% 10.7%

8/9/2011 Select Bancorp, Inc. 11.7% 13.0% 9.1%

8/9/2011 Community Bank Delaware 11.3% 12.6% 9.6%

8/9/2011 Third Coast Bank SSB 12.1% 13.2% 10.7%
8/11/2011 Heritage Bankshares, Inc. 15.0% 15.9% 12.5%

8/11/2011 UBT Bancshares, Inc. 13.4% 14.7% 9.5%8/11/2011 Puget Sound Bank 13.4% 14.6% 12.5%8/11/2011 Equity Bancshares, Inc. 17.4% 18.7% 12.1%8/11/2011 SBT Bancorp Inc 11.3% 12.6% 6.6%8/11/2011 Community Partners Bancorp 11.2% 12.4% 9.9%8/11/2011 Oak Valley Bancorp 14.4% 15.6% 11.6%8/11/2011 Monument Bank 12.2% 13.3% 8.8%

8/11/2011 AmeriServ Financial Inc. 15.6% 16.9% 11.4%

8/11/2011 Silvergate Capital Corporation 16.7% 18.0% 11.2%

8/11/2011 Island Bancorp Inc 13.6% 14.7% 9.5%8/11/2011 Rockport National Bancorp, Inc. 11.3% 12.5% 7.5%

8/11/2011 First Savings Financial Group, Inc. 11.9% 13.0% 8.3%

8/11/2011 McLaughlin Bancshares, Inc 11.6% 12.5% 7.1%

8/16/2011 Community Illinois Corporation 10.5% 11.7% 6.5%

8/16/2011 Tri‐County Financial Group, Inc. 10.5% 11.7% 6.3%8/16/2011 Carroll Financial Services, Inc. 13.4% 14.1% 8.6%

8/16/2011 Bank of Central Florida 13.4% 14.6% 10.3%

8/16/2011 Jonestown Bank and Trust Company of Jonestown, Pennsylvania 9.8% 11.0% 8.6%

8/16/2011 Independent Holdings, Inc. 9.3% 10.4% 5.6%

1 Capital ratios reported as of March 31, 2011. Tier 1 risk‐based capital as defined by FFIEC RC‐R, line 32.