Record for the Final Section 316(b) Phase II Existing Facilities Rule

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A B

Author: Abt Associates Inc.

Date Created:

Date Modified: 3/17/2011

Purpose: This file generates cost estimates used in various economic analyses. Original costs are discounted to either promulgation year, 

compliance year, or analysis year, annualized over appropriate number of years, and adjusted for taxes.

File Contents:

Worksheet Contents

Tables Contains a summary of pre-tax and after-tax annualized discounted technology and administrative cost values for all industry sectors.

Summary_PreTax Summary of pre-tax compliance costs by NERC, plant type, and ownership type.

Summary_PreTax_EX Summary of pre-tax compliance costs by NERC, plant type, and ownership type excluding baseline closure facilities.

Summary_AfterTax Summary of after-tax compliance costs by NERC, plant type, and ownership type.

Summary AfterTax_EX Summary of after-tax compliance costs by NERC, plant type, and ownership type excluding baseline closure facilities.

AveCostPerFacility Calculates average compliance cost per facility.

Private_Cost_Calcs

Contains calculations for discounting technology and administrative cost values to a given compliance year (i.e., 2015), annualization of 

all cost components except for those that recur on an annual basis over the appropriate time period, and adjustment for taxes. These 

caclulations use cost estimates as of compliance year (i.e., 2015) stated in 2009 dollars. These cost estimates are used for the facility-level 

and firm-level cost-to-revenue and RFA analysis.

Private Cost_Calcs_EX Same calculations that occur in Private_Cost_Calcs but excludes baseline closure facilities. 

Assumptions Contains GDP deflator and Employment Cost Index (ECI) used to bring administrative cost values to a given compliance year and state 

them in 2007 dollars.

Input Files:

External data used in calculations/analysis:

ECI.xls

GDP_Deflator.xls

Man_Cost_Control.xls

Man_Facility_Data.xls

Man_Permit_Costs.xls

Tax_Rates.xls

The original version of this file contains, or is linked to a file that contains, confidential business information (CBI), or information that could be used to reveal CBI. As a 

result, the values for any variables determined by EPA to be CBI, or that could be used to reveal CBI, have been concealed.

February 13, 2004 Page 1 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - File Info
vlookup - do not delete Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

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2 3 4 6 7 8 9 10

Annualized Weighted Compliance Costs by Sector (in millions, $2009), Excluding Baseline Closures

Capital 

Technology

Connection 

Outage

Initial Permit 

Application O&M

Monitoring, 

Record 

Keeping, & 

Reporting

Energy 

Penalty

Permit 

Renewal In Scope

Baseline 

Closures Analyzed In Scope

Baseline 

Closures Analyzed

nerc_pt_Aluminum Aluminum $0.31 $0.04 $0.06 $0.68 $0.54 $0.00 $0.05 $1.68 9 1 8 26 3 22

nerc_pt_Chemicals Chemicals $8.73 $0.00 $0.44 $6.13 $6.85 $0.00 $0.42 $22.57 49 1 48 179 4 175

nerc_pt_Food Food $1.50 $0.01 $0.08 $1.16 $1.26 $0.00 $0.07 $4.08 12 2 10 37 7 31

nerc_pt_Other Other $0.43 $0.03 $0.04 $0.71 $0.64 $0.00 $0.03 $1.89 13 3 10 17 3 14

nerc_pt_Paper Paper $6.26 $1.26 $0.49 $5.97 $7.95 $0.00 $0.47 $22.38 94 12 82 225 30 195

nerc_pt_Petroleum Petroleum $1.96 $0.00 $0.08 $2.46 $1.56 $0.00 $0.08 $6.14 29 5 24 39 5 34

nerc_pt_Steel Steel $3.57 $0.00 $0.12 $4.80 $1.91 $0.00 $0.11 $10.51 29 8 21 68 21 47

nerc_pt_Retired Retired $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0 0 0 0 0 0

pt_Total Total $22.76 $1.34 $1.31 $21.91 $20.71 $0.00 $1.24 $69.26 235 32 203 592 73 518

nerc_at_Aluminum Aluminum $0.20 $0.03 $0.04 $0.44 $0.34 $0.00 $0.03 $1.07 9 1 8 26 3 22

nerc_at_Chemicals Chemicals $5.37 $0.00 $0.27 $3.77 $4.18 $0.00 $0.25 $13.84 49 1 48 179 4 175

nerc_at_Food Food $0.87 $0.01 $0.05 $0.67 $0.74 $0.00 $0.04 $2.39 12 2 10 37 7 31

nerc_at_Other Other $0.26 $0.02 $0.02 $0.42 $0.39 $0.00 $0.02 $1.13 13 3 10 17 3 14

nerc_at_Paper Paper $3.76 $0.75 $0.30 $3.59 $4.80 $0.00 $0.28 $13.48 94 12 82 225 30 195

nerc_at_Petroleum Petroleum $1.17 $0.00 $0.05 $1.47 $0.94 $0.00 $0.05 $3.68 29 5 24 39 5 34

nerc_at_Steel Steel $2.16 $0.00 $0.07 $2.88 $1.14 $0.00 $0.07 $6.32 29 8 21 68 21 47

nerc_at_Retired Retired $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0 0 0 0 0 0

at_Total Total $13.79 $0.80 $0.79 $13.25 $12.53 $0.00 $0.75 $41.92 235 32 203 592 73 518

Facility Counts-Unweighted Facility Counts-Weighted

Total Costs

After-Tax National Costs

Pre-Tax National Costs

Sector

One-Time Costs Recurring Costs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

1 2 3 4 5 6 7 8 9 10 11

As of Promulgation Year (2012), Totals in Millions, Average in Dollars, $2009

Weighted Pre-Tax National Costs by Sector, Including Baseline Closures

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & 

Reporting

Energy 

Penalty

Permit 

Renewal

Aluminum $0.40 $0.04 $0.06 $0.00 $0.71 $0.71 $0.00 $0.06 $1.98 $1.68 26

Chemicals $9.03 $0.00 $0.45 $0.00 $6.39 $7.10 $0.00 $0.43 $23.40 $22.57 179

Food $1.68 $0.01 $0.09 $0.00 $1.39 $1.65 $0.00 $0.09 $4.92 $4.08 37

Other $0.52 $0.08 $0.04 $0.00 $0.77 $0.81 $0.00 $0.04 $2.26 $1.89 17

Paper $6.87 $1.28 $0.57 $0.00 $6.59 $9.06 $0.00 $0.54 $24.90 $22.38 225

Petroleum $2.15 $0.00 $0.10 $0.00 $2.94 $1.73 $0.00 $0.09 $7.02 $6.14 39

Steel $4.29 $0.00 $0.17 $0.00 $5.67 $2.52 $0.00 $0.16 $12.82 $10.51 68

Retired $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0

Total $24.95 $1.42 $1.49 $0.00 $24.46 $23.57 $0.00 $1.41 $77.30 $69.26 592

Minimum $0.40 $0.00 $0.04 $0.00 $0.71 $0.71 $0.00 $0.04 $1.98 $1.68

Maximum $9.03 $1.28 $0.57 $0.00 $6.59 $9.06 $0.00 $0.54 $24.90 $22.57

Average Weighted Pre-Tax National Costs per Facility by Sector

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & 

Reporting

Energy 

Penalty

Permit 

Renewal

Aluminum $15,457 $1,709 $2,522 $0 $27,657 $27,583 $0 $2,386 $77,314 $65,736 26

Chemicals $50,333 $0 $2,522 $0 $35,621 $39,576 $0 $2,386 $130,438 $125,770 179

Food $45,137 $348 $2,522 $0 $37,323 $44,192 $0 $2,386 $131,908 $109,412 37

Other $30,475 $4,678 $2,522 $0 $44,716 $47,047 $0 $2,386 $131,825 $110,307 17

Paper $30,528 $5,675 $2,522 $0 $29,249 $40,225 $0 $2,386 $110,584 $99,399 225

Petroleum $55,364 $66 $2,522 $0 $75,636 $44,437 $0 $2,386 $180,411 $157,848 39

Steel $63,024 $0 $2,522 $0 $83,244 $37,048 $0 $2,386 $188,225 $154,321 68

Retired $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 0

Total $42,177 $2,395 $2,522 $0 $41,336 $39,841 $0 $2,386 $130,657 $117,055 592

Minimum $15,457 $0 $2,522 $0 $27,657 $27,583 $0 $2,386 $77,314 $65,736

Maximum $63,024 $5,675 $2,522 $0 $83,244 $47,047 $0 $2,386 $188,225 $157,848

Number of 

Sector Facilities

One-Time Costs Recurring Costs

Total Costs

Total Costs 

Excluding 

Baseline 

Closures

Total Costs

Number of 

Sector Facilities

One-Time Costs Recurring Costs Total Costs 

Excluding 

Baseline 

Closures

February 13, 2004 Page 3 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Summary_PreTax
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

1 2 3 4 5 6 7 8 9 10 11

As of Promulgation Year (2012), Totals in Millions, Average in Dollars, $2009

Weighted Pre-Tax National Costs by Sector, Excluding Baseline Closures

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & 

Reporting Energy Penalty Permit Renewal

Aluminum $0.31 $0.04 $0.06 $0.00 $0.68 $0.54 $0.00 $0.05 $1.68 $1.68 26

Chemicals $8.73 $0.00 $0.44 $0.00 $6.13 $6.85 $0.00 $0.42 $22.57 $22.57 179

Food $1.50 $0.01 $0.08 $0.00 $1.16 $1.26 $0.00 $0.07 $4.08 $4.08 37

Other $0.43 $0.03 $0.04 $0.00 $0.71 $0.64 $0.00 $0.03 $1.89 $1.89 17

Paper $6.26 $1.26 $0.49 $0.00 $5.97 $7.95 $0.00 $0.47 $22.38 $22.38 225

Petroleum $1.96 $0.00 $0.08 $0.00 $2.46 $1.56 $0.00 $0.08 $6.14 $6.14 39

Steel $3.57 $0.00 $0.12 $0.00 $4.80 $1.91 $0.00 $0.11 $10.51 $10.51 68

Retired $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0

Total $22.76 $1.34 $1.31 $0.00 $21.91 $20.71 $0.00 $1.24 $69.26 $69.26 592

Minimum $0.31 $0.00 $0.04 $0.00 $0.68 $0.54 $0.00 $0.03 $1.68 $1.68

Maximum $8.73 $1.26 $0.49 $0.00 $6.13 $7.95 $0.00 $0.47 $22.57 $22.57

Average Weighted Pre-Tax National Costs per Facility by Sector

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & 

Reporting Energy Penalty Permit Renewal

Aluminum $12,117 $1,709 $2,213 $0 $26,410 $21,194 $0 $2,094 $65,736 $65,736 26

Chemicals $48,634 $0 $2,462 $0 $34,151 $38,195 $0 $2,329 $125,770 $125,770 179

Food $40,297 $348 $2,064 $0 $31,048 $33,703 $0 $1,952 $109,412 $109,412 37

Other $25,235 $1,780 $2,080 $0 $41,657 $37,586 $0 $1,968 $110,307 $110,307 17

Paper $27,777 $5,575 $2,188 $0 $26,500 $35,289 $0 $2,070 $99,399 $99,399 225

Petroleum $50,303 $0 $2,179 $0 $63,276 $40,029 $0 $2,061 $157,848 $157,848 39

Steel $52,436 $0 $1,741 $0 $70,511 $27,987 $0 $1,647 $154,321 $154,321 68

Retired $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 0

Total $38,461 $2,269 $2,209 $0 $37,027 $34,999 $0 $2,090 $117,055 $117,055 592

Minimum $12,117 $0 $1,741 $0 $26,410 $21,194 $0 $1,647 $65,736 $65,736

Maximum $52,436 $5,575 $2,462 $0 $70,511 $40,029 $0 $2,329 $157,848 $157,848

Total Costs

Number of 

Sector Facilities

One-Time Costs Recurring Costs Total Costs 

Excluding 

Baseline 

Closures

Number of 

Sector Facilities

One-Time Costs Recurring Costs

Total Costs

Total Costs 

Excluding 

Baseline 

Closures

February 13, 2004 Page 4 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Summary_PreTax_EX
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

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As of Promulgation Year (2012), Totals in Millions, Averege in Dollars, $2009

Weighted After-Tax National Costs by NERC Region, Including Baseline Closures

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & Reporting Energy Penalty

Permit 

Renewal

Aluminum $0.25 $0.03 $0.04 $0.00 $0.46 $0.44 $0.00 $0.04 $1.25 $1.07 26

Chemicals $5.56 $0.00 $0.28 $0.00 $3.94 $4.33 $0.00 $0.26 $14.37 $13.84 179

Food $0.98 $0.01 $0.06 $0.00 $0.81 $0.98 $0.00 $0.05 $2.89 $2.39 37

Other $0.31 $0.05 $0.03 $0.00 $0.46 $0.49 $0.00 $0.02 $1.35 $1.13 17

Paper $4.14 $0.76 $0.34 $0.00 $3.97 $5.47 $0.00 $0.32 $15.01 $13.48 225

Petroleum $1.29 $0.00 $0.06 $0.00 $1.76 $1.04 $0.00 $0.06 $4.21 $3.68 39

Steel $2.58 $0.00 $0.10 $0.00 $3.39 $1.51 $0.00 $0.10 $7.68 $6.32 68

Retired $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0

Total $15.11 $0.85 $0.90 $0.00 $14.79 $14.25 $0.00 $0.85 $46.76 $41.92 592

Minimum $0.25 $0.00 $0.03 $0.00 $0.46 $0.44 $0.00 $0.02 $1.25

Maximum $5.56 $0.76 $0.34 $0.00 $3.97 $5.47 $0.00 $0.32 $15.01

Average Weighted After-Tax National Costs per Facility by NERC Region

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & Reporting Energy Penalty

Permit 

Renewal

Aluminum $9,763 $1,111 $1,560 $0 $17,823 $17,225 $0 $1,476 $48,957 $41,920 26

Chemicals $30,999 $0 $1,536 $0 $21,960 $24,135 $0 $1,453 $80,081 $77,153 179

Food $26,259 $209 $1,498 $0 $21,762 $26,161 $0 $1,417 $77,305 $63,907 37

Other $18,232 $2,746 $1,523 $0 $26,610 $28,431 $0 $1,441 $78,982 $66,191 17

Paper $18,379 $3,389 $1,524 $0 $17,636 $24,291 $0 $1,441 $66,659 $59,868 225

Petroleum $33,069 $42 $1,520 $0 $45,224 $26,797 $0 $1,437 $108,089 $94,459 39

Steel $37,917 $0 $1,507 $0 $49,821 $22,133 $0 $1,426 $112,805 $92,845 68

Retired $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 0

Total $25,542 $1,433 $1,525 $0 $24,995 $24,092 $0 $1,443 $79,030 $70,843 592

Minimum $9,763 $0 $1,498 $0 $17,636 $17,225 $0 $1,417 $48,957

Maximum $37,917 $3,389 $1,560 $0 $49,821 $28,431 $0 $1,476 $112,805

Sector

Sector

One-Time Costs Recurring Costs

One-Time Costs Recurring Costs Total Costs 

Excluding 

Baseline Closures

Total Costs 

Excluding 

Baseline Closures

Number of 

Total Costs Facilities

Total Costs

Number of 

Facilities

February 13, 2004 Page 5 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Summary_AfterTax
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

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As of Promulgation Year (2012), Totals in Millions, Averege in Dollars, $2009

Weighted After-Tax National Costs by NERC Region, Excluding Baseline Closures

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & Reporting Energy Penalty

Permit 

Renewal

Aluminum $0.20 $0.03 $0.04 $0.00 $0.44 $0.34 $0.00 $0.03 $1.07 $1.07 26

Chemicals $5.37 $0.00 $0.27 $0.00 $3.77 $4.18 $0.00 $0.25 $13.84 $13.84 179

Food $0.87 $0.01 $0.05 $0.00 $0.67 $0.74 $0.00 $0.04 $2.39 $2.39 37

Other $0.26 $0.02 $0.02 $0.00 $0.42 $0.39 $0.00 $0.02 $1.13 $1.13 17

Paper $3.76 $0.75 $0.30 $0.00 $3.59 $4.80 $0.00 $0.28 $13.48 $13.48 225

Petroleum $1.17 $0.00 $0.05 $0.00 $1.47 $0.94 $0.00 $0.05 $3.68 $3.68 39

Steel $2.16 $0.00 $0.07 $0.00 $2.88 $1.14 $0.00 $0.07 $6.32 $6.32 68

Retired $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 $0.00 0

Total $13.79 $0.80 $0.79 $0.00 $13.25 $12.53 $0.00 $0.75 $41.92 $41.92 592

Minimum $0.20 $0.00 $0.02 $0.00 $0.42 $0.34 $0.00 $0.02 $1.07

Maximum $5.37 $0.75 $0.30 $0.00 $3.77 $4.80 $0.00 $0.28 $13.84

Average Weighted After-Tax National Costs per Facility by NERC Region

Capital Technology

Connection 

Outage

Initial Permit 

Application Pilot Study O&M

Monitoring, Record 

Keeping, & Reporting Energy Penalty

Permit 

Renewal

Aluminum $7,733 $1,111 $1,372 $0 $17,064 $13,342 $0 $1,298 $41,920 $41,920 26

Chemicals $29,933 $0 $1,498 $0 $21,038 $23,269 $0 $1,417 $77,153 $77,153 179

Food $23,375 $209 $1,225 $0 $18,024 $19,915 $0 $1,158 $63,907 $63,907 37

Other $15,119 $1,047 $1,259 $0 $24,803 $22,773 $0 $1,191 $66,191 $66,191 17

Paper $16,709 $3,329 $1,321 $0 $15,958 $21,302 $0 $1,249 $59,868 $59,868 225

Petroleum $30,008 $0 $1,314 $0 $37,760 $24,134 $0 $1,243 $94,459 $94,459 39

Steel $31,696 $0 $1,045 $0 $42,306 $16,808 $0 $989 $92,845 $92,845 68

Retired $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 0

Total $23,306 $1,359 $1,337 $0 $22,400 $21,178 $0 $1,264 $70,843 $70,843 592

Minimum $7,733 $0 $1,045 $0 $15,958 $13,342 $0 $989 $41,920

Maximum $31,696 $3,329 $1,498 $0 $42,306 $24,134 $0 $1,417 $94,459

Total Costs 

Excluding 

Baseline Closures

Total Costs 

Excluding 

Baseline Closures

Number of 

Total Costs Facilities

Total Costs

Number of 

Facilities

Sector

Sector

One-Time Costs Recurring Costs

One-Time Costs Recurring Costs

February 13, 2004 Page 6 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Summary_AfterTax_EX
Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Discounting Year Compliance Year Pre-Tax After-Tax

Total Costs $24,456,809 $14,788,411

Number of Facilities 592 592

Average Cost per Facility $41,336 $24,995

From Private_Costs_ComplYr

EIA Plant 

Code Plant Name

Capital Costs 

Assigned? Sample Weights Pre-Tax After-Tax

Weighted as of Compliance Year

Weighted as of Compliance Year
From Private_Costs_ComplYr

EIA Plant 

Code Plant Name

Capital Costs 

Assigned? Sample Weights Pre-Tax After-Tax

Weighted as of Compliance Year
From Private_Costs_ComplYr

EIA Plant 

Code Plant Name

Capital Costs 

Assigned? Sample Weights Pre-Tax After-Tax

Weighted as of Compliance Year
From Private_Costs_ComplYr

EIA Plant 

Code Plant Name

Capital Costs 

Assigned? Sample Weights Pre-Tax After-Tax

Weighted as of Compliance Year
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Discounting Year 2012

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EIA Plant Code Plant Name State Sector Benefits 

Region

Initial ICR 

Category

Ownership 

Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

Weights

February 13, 2004 Page 11 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
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O P Q R S T U V W X

15 16 17 18 19 20 21 22 23 24

Capital Costs

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope? Baseline Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life

February 13, 2004 Page 12 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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Y Z AA AB AC AD AE AF

5

10 11 12 13

25 26 27 28 29 30 31 32

Facility One-Time Costs - Total (2009$)

Initial Permitting Costs

Total One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 1 

Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 3 

Years Prior to 

Compliance

Incurred Over 3 Years, 3 

Years Prior to 

Compliance

Total Initial Permitting 

Costs Pilot Study

February 13, 2004 Page 13 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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54

55

56

57

58

AG AH AI AJ AK AL AM AN AO AP

15 21 21 16

33 34 35 36 37 38 39 40 41 42

Initial Entr Study Costs Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Over 3 years Annual; Every 3 yrs

Repermitting Costs Annual Entrainment 

Study (O&M)

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

February 13, 2004 Page 14 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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50

51

52

53

54

55

56

57

58

AQ AR AS AT AU AV AW AX AY

43 44 45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

February 13, 2004 Page 15 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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47

48

49

50

51

52

53

54

55

56

57

58

AZ BA BB BC BD BE BF BG BH BI BJ

52 53 54 55 56 57 58 59 60 61 62

Facility Recurring Costs (2009$) One-Time Costs

Initial Follow-up O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs

Entrainment Study (O&M)

February 13, 2004 Page 16 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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46

47

48

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50

51

52

53

54

55

56

57

58

BK BL BM BN BO BP BQ BR BS

63 64 65 66 67 68 69 70 71

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

One-Time Loss Due 

to Downtime

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

February 13, 2004 Page 17 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

BT BU BV BW BX BY BZ CA CB CC

72 73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Other Costs Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

February 13, 2004 Page 18 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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21

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38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

February 13, 2004 Page 19 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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5

6

7

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11

12

13

14

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17

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20

21

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42

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45

46

47

48

49

50

51

52

53

54

55

56

57

58

CN CO CP CQ CR CS CT CU CV CW

CTs Non-CTs

Total $0 $853,472

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

February 13, 2004 Page 20 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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49

50

51

52

53

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55

56

57

58

CX CY CZ DA DB DC DD DE

None CTs Non-CTs None CTs Non-CTs None CTs

$46,758,802 $41,915,190 $0 $37,748,621 $907,286 $0 $22,853,541 $543,642

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline Closures CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

February 13, 2004 Page 21 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

DF DG DH DI DJ DK DL DM DN

Non-CTs None

$0 $75,272,208

110 111

CTs Non-CTs None CTs Non-CTs None In Scope Baseline Closure In Scope & Not 

Closed

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

February 13, 2004 Page 22 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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11

A B C D E F G H I J K L M N

1 2 3 4 5 6 7 8 9 10 11 12 13 14

EIA Plant Code Plant Name State Sector Benefits 

Region

Initial ICR 

Category

Ownership 

Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

Weights

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

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96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

February 13, 2004 Page 23 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

O P Q R S T U V W X

15 16 17 18 19 20 21 22 23 24

Capital Costs

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope? Baseline Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

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91

92

93

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100

101

102

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109

110

111

112

February 13, 2004 Page 24 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

Y Z AA AB AC AD AE AF

25 26 27 28 29 30 31 32

Facility One-Time Costs - Total (2009$)

Initial Permitting Costs

Total One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 1 

Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 3 

Years Prior to 

Compliance

Incurred Over 3 Years, 3 

Years Prior to 

Compliance

Total Initial Permitting 

Costs Pilot Study

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

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84

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91

92

93

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97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

February 13, 2004 Page 25 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AG AH AI AJ AK AL AM AN AO AP

33 34 35 36 37 38 39 40 41 42

Initial Entr Study Costs Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Over 3 years Annual; Every 3 yrs

Repermitting Costs Annual Entrainment 

Study (O&M)

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

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91

92

93

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97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

February 13, 2004 Page 26 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AQ AR AS AT AU AV AW AX AY

43 44 45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

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90

91

92

93

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97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

February 13, 2004 Page 27 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AZ BA BB BC BD BE BF BG BH BI BJ

52 53 54 55 56 57 58 59 60 61 62

Facility Recurring Costs (2009$) One-Time Costs

Initial Follow-up O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs

Entrainment Study (O&M)

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

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92

93

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101

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February 13, 2004 Page 28 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

BK BL BM BN BO BP BQ BR BS

63 64 65 66 67 68 69 70 71

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

One-Time Loss Due 

to Downtime

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

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91

92

93

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100

101

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110

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February 13, 2004 Page 29 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

BT BU BV BW BX BY BZ CA CB CC

72 73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Other Costs Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

59

60

61

62

63

64

65

66

67

68

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71

72

73

74

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76

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78

79

80

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February 13, 2004 Page 30 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

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84

85

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91

92

93

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100

101

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103

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105

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107

108

109

110

111

112

February 13, 2004 Page 31 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

February 13, 2004 Page 32 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CX CY CZ DA DB DC DD DE

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline Closures CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

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97

98

99

100

101

102

103

104

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110

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112

February 13, 2004 Page 33 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

DF DG DH DI DJ DK DL DM DN

110 111

CTs Non-CTs None CTs Non-CTs None In Scope Baseline Closure In Scope & Not 

Closed

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

February 13, 2004 Page 34 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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8

9

10

11

A B C D E F G H I J K L M N

1 2 3 4 5 6 7 8 9 10 11 12 13 14

EIA Plant Code Plant Name State Sector Benefits 

Region

Initial ICR 

Category

Ownership 

Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

Weights

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

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130

131

132

133

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136

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139

140

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146

147

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February 13, 2004 Page 35 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

O P Q R S T U V W X

15 16 17 18 19 20 21 22 23 24

Capital Costs

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope? Baseline Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

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February 13, 2004 Page 36 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

Y Z AA AB AC AD AE AF

25 26 27 28 29 30 31 32

Facility One-Time Costs - Total (2009$)

Initial Permitting Costs

Total One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 1 

Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 3 

Years Prior to 

Compliance

Incurred Over 3 Years, 3 

Years Prior to 

Compliance

Total Initial Permitting 

Costs Pilot Study

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

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151

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157

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163

164

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February 13, 2004 Page 37 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AG AH AI AJ AK AL AM AN AO AP

33 34 35 36 37 38 39 40 41 42

Initial Entr Study Costs Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Over 3 years Annual; Every 3 yrs

Repermitting Costs Annual Entrainment 

Study (O&M)

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

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149

150

151

152

153

154

155

156

157

158

159

160

161

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164

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February 13, 2004 Page 38 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AQ AR AS AT AU AV AW AX AY

43 44 45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

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160

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164

165

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February 13, 2004 Page 39 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AZ BA BB BC BD BE BF BG BH BI BJ

52 53 54 55 56 57 58 59 60 61 62

Facility Recurring Costs (2009$) One-Time Costs

Initial Follow-up O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs

Entrainment Study (O&M)

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

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159

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161

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February 13, 2004 Page 40 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

BK BL BM BN BO BP BQ BR BS

63 64 65 66 67 68 69 70 71

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

One-Time Loss Due 

to Downtime

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

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155

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157

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February 13, 2004 Page 41 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

BT BU BV BW BX BY BZ CA CB CC

72 73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Other Costs Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

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146

147

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February 13, 2004 Page 42 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

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144

145

146

147

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February 13, 2004 Page 43 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

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150

151

152

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February 13, 2004 Page 44 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CX CY CZ DA DB DC DD DE

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline Closures CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

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157

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February 13, 2004 Page 45 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

DF DG DH DI DJ DK DL DM DN

110 111

CTs Non-CTs None CTs Non-CTs None In Scope Baseline Closure In Scope & Not 

Closed

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

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151

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154

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February 13, 2004 Page 46 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

A B C D E F G H I J K L M N

1 2 3 4 5 6 7 8 9 10 11 12 13 14

EIA Plant Code Plant Name State Sector Benefits 

Region

Initial ICR 

Category

Ownership 

Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

Weights

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

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205

206

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February 13, 2004 Page 47 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

O P Q R S T U V W X

15 16 17 18 19 20 21 22 23 24

Capital Costs

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope? Baseline Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

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217

218

219

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February 13, 2004 Page 48 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

Y Z AA AB AC AD AE AF

25 26 27 28 29 30 31 32

Facility One-Time Costs - Total (2009$)

Initial Permitting Costs

Total One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 1 

Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 3 

Years Prior to 

Compliance

Incurred Over 3 Years, 3 

Years Prior to 

Compliance

Total Initial Permitting 

Costs Pilot Study

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

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February 13, 2004 Page 49 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AG AH AI AJ AK AL AM AN AO AP

33 34 35 36 37 38 39 40 41 42

Initial Entr Study Costs Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Over 3 years Annual; Every 3 yrs

Repermitting Costs Annual Entrainment 

Study (O&M)

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

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205

206

207

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218

219

220

February 13, 2004 Page 50 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AQ AR AS AT AU AV AW AX AY

43 44 45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

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205

206

207

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February 13, 2004 Page 51 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

AZ BA BB BC BD BE BF BG BH BI BJ

52 53 54 55 56 57 58 59 60 61 62

Facility Recurring Costs (2009$) One-Time Costs

Initial Follow-up O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs

Entrainment Study (O&M)

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

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205

206

207

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February 13, 2004 Page 52 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

BK BL BM BN BO BP BQ BR BS

63 64 65 66 67 68 69 70 71

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

One-Time Loss Due 

to Downtime

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

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213

214

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217

218

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February 13, 2004 Page 53 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

BT BU BV BW BX BY BZ CA CB CC

72 73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Other Costs Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

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February 13, 2004 Page 54 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

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205

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February 13, 2004 Page 55 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

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205

206

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February 13, 2004 Page 56 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

CX CY CZ DA DB DC DD DE

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline Closures CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

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February 13, 2004 Page 57 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs
Record for the Final Section 316(b) Phase II Existing Facilities Rule

7

8

9

10

11

DF DG DH DI DJ DK DL DM DN

110 111

CTs Non-CTs None CTs Non-CTs None In Scope Baseline Closure In Scope & Not 

Closed

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

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A B C D E F G H I J K L M N

1 2 3 4 5 6 7 8 9 10 11 12 13 14

EIA Plant Code Plant Name State Sector Benefits 

Region

Initial ICR 

Category

Ownership 

Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Proxy 

Compliance 

Year

Weights

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O P Q R S T U V W X

15 16 17 18 19 20 21 22 23 24

Capital Costs

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope? Baseline Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life

221

222

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225

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Y Z AA AB AC AD AE AF

25 26 27 28 29 30 31 32

Facility One-Time Costs - Total (2009$)

Initial Permitting Costs

Total One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 1 

Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 3 

Years Prior to 

Compliance

Incurred Over 3 Years, 3 

Years Prior to 

Compliance

Total Initial Permitting 

Costs Pilot Study

221

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225

226

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AG AH AI AJ AK AL AM AN AO AP

33 34 35 36 37 38 39 40 41 42

Initial Entr Study Costs Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Over 3 years Annual; Every 3 yrs

Repermitting Costs Annual Entrainment 

Study (O&M)

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

221

222

223

224

225

226

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AQ AR AS AT AU AV AW AX AY

43 44 45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

221

222

223

224

225

226

227

228

229

230

231

232

233

234

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9

10

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AZ BA BB BC BD BE BF BG BH BI BJ

52 53 54 55 56 57 58 59 60 61 62

Facility Recurring Costs (2009$) One-Time Costs

Initial Follow-up O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs

Entrainment Study (O&M)

221

222

223

224

225

226

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229

230

231

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233

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9

10

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BK BL BM BN BO BP BQ BR BS

63 64 65 66 67 68 69 70 71

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

One-Time Loss Due 

to Downtime

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

221

222

223

224

225

226

227

228

229

230

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232

233

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9

10

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BT BU BV BW BX BY BZ CA CB CC

72 73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Other Costs Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

221

222

223

224

225

226

227

228

229

230

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8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

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9

10

11

CN CO CP CQ CR CS CT CU CV CW

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

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237

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241

242

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9

10

11

CX CY CZ DA DB DC DD DE

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline Closures CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

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237

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9

10

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DF DG DH DI DJ DK DL DM DN

110 111

CTs Non-CTs None CTs Non-CTs None In Scope Baseline Closure In Scope & Not 

Closed

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

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56

57

58

A B C D E F G H I J K L M

Discount Rate 7%

Option IM Only Everywhere (2+MGD)

Weights P3-Survey

Discounting Year 2012

1 2 3 4 5 6 7 8 9 10 11 12 13

EIA Plant Code Plant Name State Sector Benefits 

Region ICR Category Ownership Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Weights

February 13, 2004 Page 71 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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38

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42

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49

50

51

52

53

54

55

56

57

58

N O P Q R S T U V W X

14 15 16 17 18 19 20 21 22 23 24

Capital Costs

Proxy 

Compliance 

Year

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope?

Baseline 

Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr 

Life Capital - 25-yr Life Capital - 30-yr Life

February 13, 2004 Page 72 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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51

52

53

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55

56

57

58

Y Z AA AB AC AD AE AF AG AH

5

10 11 12 13 15 21

25 26 27 28 29 30 31 32 33 34

Facility One-Time Costs - Total (2009$) Initial Entr Study Costs

Initial Permitting Costs Over 3 years

Total One-Time Loss 

Due to Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

Annual Entrainment 

Study (O&M)

February 13, 2004 Page 73 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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48

49

50

51

52

53

54

55

56

57

58

AI AJ AK AL AM AN AO AP AQ AR

21 16

35 36 37 38 39 40 41 42 43 44

Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Annual; Every 3 yrs

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

February 13, 2004 Page 74 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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42

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45

46

47

48

49

50

51

52

53

54

55

56

57

58

AS AT AU AV AW AX AY AZ BA

45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs Initial Follow-up

Entrainment Study (O&M)

February 13, 2004 Page 75 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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43

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45

46

47

48

49

50

51

52

53

54

55

56

57

58

BB BC BD BE BF BG BH BI BJ BK

54 55 56 57 58 59 60 61 62 63

Facility Recurring Costs (2009$) One-Time Costs

O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs One-Time Loss Due to Downtime

February 13, 2004 Page 76 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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38

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42

43

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45

46

47

48

49

50

51

52

53

54

55

56

57

58

BL BM BN BO BP BQ BR BS BT

64 65 66 67 68 69 70 71 72

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

Other Costs

February 13, 2004 Page 77 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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6

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38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

BU BV BW BX BY BZ CA CB CC

73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

February 13, 2004 Page 78 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

CD CE CF CG CH CI CJ CK CL CM

O

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

February 13, 2004 Page 79 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
Record for the Final Section 316(b) Phase II Existing Facilities Rule

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

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29

30

31

32

33

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38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

CN CO CP CQ CR CS CT CU CV CW

CTs Non-CTs

Total $0 $748,081

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

February 13, 2004 Page 80 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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20

21

22

23

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38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

CX CY CZ DA DB DC DD DE

None CTs Non-CTs None CTs Non-CTs None CTs

$41,915,190 $41,915,190 $0 $33,801,451 $868,022 $0 $20,480,987 $520,054

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline 

Closures

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

February 13, 2004 Page 81 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

DF DG DH DI DJ DK

Non-CTs None

$0 $67,324,396

110 111

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

February 13, 2004 Page 82 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
Record for the Final Section 316(b) Phase II Existing Facilities Rule

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6

7

8

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10

11

A B C D E F G H I J K L M

Discounting Year 2012

1 2 3 4 5 6 7 8 9 10 11 12 13

EIA Plant Code Plant Name State Sector Benefits 

Region ICR Category Ownership Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Weights

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

February 13, 2004 Page 83 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Private_Costs_Calcs_EX
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8

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10

11

N O P Q R S T U V W X

14 15 16 17 18 19 20 21 22 23 24

Capital Costs

Proxy 

Compliance 

Year

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope?

Baseline 

Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr 

Life Capital - 25-yr Life Capital - 30-yr Life

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Y Z AA AB AC AD AE AF AG AH

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Facility One-Time Costs - Total (2009$) Initial Entr Study Costs

Initial Permitting Costs Over 3 years

Total One-Time Loss 

Due to Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

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Permitting Costs Pilot Study Repermitting Costs

Annual Entrainment 

Study (O&M)

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AI AJ AK AL AM AN AO AP AQ AR

21 16

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Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Annual; Every 3 yrs

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

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11

AS AT AU AV AW AX AY AZ BA

45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs Initial Follow-up

Entrainment Study (O&M)

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8

9

10

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BB BC BD BE BF BG BH BI BJ BK

54 55 56 57 58 59 60 61 62 63

Facility Recurring Costs (2009$) One-Time Costs

O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs One-Time Loss Due to Downtime

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8

9

10

11

BL BM BN BO BP BQ BR BS BT

64 65 66 67 68 69 70 71 72

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

Other Costs

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6

7

8

9

10

11

BU BV BW BX BY BZ CA CB CC

73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

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7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

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5

6

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

CTs Non-CTs

Total $0 $748,081

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

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5

6

7

8

9

10

11

CX CY CZ DA DB DC DD DE

None CTs Non-CTs None CTs Non-CTs None CTs

$41,915,190 $41,915,190 $0 $33,801,451 $868,022 $0 $20,480,987 $520,054

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline 

Closures

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

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7

8

9

10

11

DF DG DH DI DJ DK

Non-CTs None

$0 $67,324,396

110 111

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

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A B C D E F G H I J K L M

Discounting Year 2012

1 2 3 4 5 6 7 8 9 10 11 12 13

EIA Plant Code Plant Name State Sector Benefits 

Region ICR Category Ownership Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Weights

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8

9

10

11

N O P Q R S T U V W X

14 15 16 17 18 19 20 21 22 23 24

Capital Costs

Proxy 

Compliance 

Year

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope?

Baseline 

Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr 

Life Capital - 25-yr Life Capital - 30-yr Life

110

111

112

113

114

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7

8

9

10

11

Y Z AA AB AC AD AE AF AG AH

10 11 12 13 15 21

25 26 27 28 29 30 31 32 33 34

Facility One-Time Costs - Total (2009$) Initial Entr Study Costs

Initial Permitting Costs Over 3 years

Total One-Time Loss 

Due to Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

Annual Entrainment 

Study (O&M)

110

111

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113

114

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6

7

8

9

10

11

AI AJ AK AL AM AN AO AP AQ AR

21 16

35 36 37 38 39 40 41 42 43 44

Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Annual; Every 3 yrs

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

110

111

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113

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122

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7

8

9

10

11

AS AT AU AV AW AX AY AZ BA

45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs Initial Follow-up

Entrainment Study (O&M)

110

111

112

113

114

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117

118

119

120

121

122

123

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5

6

7

8

9

10

11

BB BC BD BE BF BG BH BI BJ BK

54 55 56 57 58 59 60 61 62 63

Facility Recurring Costs (2009$) One-Time Costs

O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs One-Time Loss Due to Downtime

110

111

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113

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121

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6

7

8

9

10

11

BL BM BN BO BP BQ BR BS BT

64 65 66 67 68 69 70 71 72

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

Other Costs

110

111

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113

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115

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119

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5

6

7

8

9

10

11

BU BV BW BX BY BZ CA CB CC

73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

110

111

112

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114

115

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5

6

7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

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133

134

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4

5

6

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

CTs Non-CTs

Total $0 $748,081

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

132

133

134

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140

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4

5

6

7

8

9

10

11

CX CY CZ DA DB DC DD DE

None CTs Non-CTs None CTs Non-CTs None CTs

$41,915,190 $41,915,190 $0 $33,801,451 $868,022 $0 $20,480,987 $520,054

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline 

Closures

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

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4

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6

7

8

9

10

11

DF DG DH DI DJ DK

Non-CTs None

$0 $67,324,396

110 111

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

110

111

112

113

114

115

116

117

118

119

120

121

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A B C D E F G H I J K L M

Discounting Year 2012

1 2 3 4 5 6 7 8 9 10 11 12 13

EIA Plant Code Plant Name State Sector Benefits 

Region ICR Category Ownership Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Weights

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9

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N O P Q R S T U V W X

14 15 16 17 18 19 20 21 22 23 24

Capital Costs

Proxy 

Compliance 

Year

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope?

Baseline 

Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr 

Life Capital - 25-yr Life Capital - 30-yr Life

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8

9

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11

Y Z AA AB AC AD AE AF AG AH

10 11 12 13 15 21

25 26 27 28 29 30 31 32 33 34

Facility One-Time Costs - Total (2009$) Initial Entr Study Costs

Initial Permitting Costs Over 3 years

Total One-Time Loss 

Due to Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

Annual Entrainment 

Study (O&M)

161

162

163

164

165

166

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8

9

10

11

AI AJ AK AL AM AN AO AP AQ AR

21 16

35 36 37 38 39 40 41 42 43 44

Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Annual; Every 3 yrs

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

161

162

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164

165

166

167

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173

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4

5

6

7

8

9

10

11

AS AT AU AV AW AX AY AZ BA

45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs Initial Follow-up

Entrainment Study (O&M)

161

162

163

164

165

166

167

168

169

170

171

172

173

174

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4

5

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7

8

9

10

11

BB BC BD BE BF BG BH BI BJ BK

54 55 56 57 58 59 60 61 62 63

Facility Recurring Costs (2009$) One-Time Costs

O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs One-Time Loss Due to Downtime

161

162

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4

5

6

7

8

9

10

11

BL BM BN BO BP BQ BR BS BT

64 65 66 67 68 69 70 71 72

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

Other Costs

161

162

163

164

165

166

167

168

169

170

171

172

173

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176

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4

5

6

7

8

9

10

11

BU BV BW BX BY BZ CA CB CC

73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

161

162

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166

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4

5

6

7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

161

162

163

164

165

166

167

168

169

170

171

172

173

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175

176

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4

5

6

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

CTs Non-CTs

Total $0 $748,081

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

161

162

163

164

165

166

167

168

169

170

171

172

173

174

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4

5

6

7

8

9

10

11

CX CY CZ DA DB DC DD DE

None CTs Non-CTs None CTs Non-CTs None CTs

$41,915,190 $41,915,190 $0 $33,801,451 $868,022 $0 $20,480,987 $520,054

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline 

Closures

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

161

162

163

164

165

166

167

168

169

170

171

172

173

174

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4

5

6

7

8

9

10

11

DF DG DH DI DJ DK

Non-CTs None

$0 $67,324,396

110 111

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

161

162

163

164

165

166

167

168

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4

5

6

7

8

9

10

11

A B C D E F G H I J K L M

Discounting Year 2012

1 2 3 4 5 6 7 8 9 10 11 12 13

EIA Plant Code Plant Name State Sector Benefits 

Region ICR Category Ownership Type

Ownership Type 

(Excl. Retired)

Private/ Public/ 

Non-Profit

Facility Annual 

Tax Shield

Tech 

Weight

Econ 

Weight

Benefits 

Weight

Weights

212

213

214

215

216

217

218

219

220

221

222

223

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4

5

6

7

8

9

10

11

N O P Q R S T U V W X

14 15 16 17 18 19 20 21 22 23 24

Capital Costs

Proxy 

Compliance 

Year

Weeks of 

Downtime

CT=1, non-CT=0, 

rec=2, no costs=3)

Rec System in 

Baseline? In Scope?

Baseline 

Closure?

CT Capital - 30-yr Life Capital - 10-yr Life Capital - 20-yr 

Life Capital - 25-yr Life Capital - 30-yr Life

212

213

214

215

216

217

218

219

220

221

222

223

224

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4

5

6

7

8

9

10

11

Y Z AA AB AC AD AE AF AG AH

10 11 12 13 15 21

25 26 27 28 29 30 31 32 33 34

Facility One-Time Costs - Total (2009$) Initial Entr Study Costs

Initial Permitting Costs Over 3 years

Total One-Time Loss 

Due to Downtime

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior 

to Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs

Annual Entrainment 

Study (O&M)

212

213

214

215

216

217

218

219

220

221

222

223

224

225

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4

5

6

7

8

9

10

11

AI AJ AK AL AM AN AO AP AQ AR

21 16

35 36 37 38 39 40 41 42 43 44

Final Entr Study Costs Facility Annually Recurring Costs (2009$)

Annual; Every 3 yrs

Annual Entrainment 

Study (O&M) Total O&M Costs Monitoring Costs

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

CT Capital - 30-yr 

Life

Capital - 10-yr 

Life 

Capital - 20-yr 

Life

Capital - 25-yr 

Life

Capital - 30-yr 

Life

One-Time Loss Due to 

Downtime

212

213

214

215

216

217

218

219

220

221

222

223

224

225

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4

5

6

7

8

9

10

11

AS AT AU AV AW AX AY AZ BA

45 46 47 48 49 50 51

Present Value as of Promulgation Year --2012 (2009$)

One-Time Costs

Incurred Over 1 Year, 

1 Year Prior to 

Compliance

Incurred Over 1 Year, 

Compliance Year

Incurred Over 1 Year, 

3 Years Prior to 

Compliance

Incurred Over 3 

Years, 3 Years Prior to 

Compliance

Total Initial 

Permitting Costs Pilot Study Repermitting Costs Initial Follow-up

Entrainment Study (O&M)

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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4

5

6

7

8

9

10

11

BB BC BD BE BF BG BH BI BJ BK

54 55 56 57 58 59 60 61 62 63

Facility Recurring Costs (2009$) One-Time Costs

O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

CT Capital - 30-

yr Life

Capital - 10-yr 

Life Capital - 20-yr Life Capital - 25-yr Life Capital - 30-yr Life Total Capital Costs One-Time Loss Due to Downtime

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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4

5

6

7

8

9

10

11

BL BM BN BO BP BQ BR BS BT

64 65 66 67 68 69 70 71 72

Unweighted Annualized Pre-Tax Costs (2009$)

Facility Recurring Costs (2009$)

Initial Permitting 

Costs Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Total Annualized 

Unweighted Pre-Tax 

Cost

Total Annualized Unweighted 

Pre-Tax Cost (Excl. Baseline 

Closures)

Other Costs

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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4

5

6

7

8

9

10

11

BU BV BW BX BY BZ CA CB CC

73 74 75 76 77 78 79 80 81

Unweighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Capital's Share Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study Repermitting Costs O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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4

5

6

7

8

9

10

11

CD CE CF CG CH CI CJ CK CL CM

82 83 84 85 86 87 88 89 90 91

Weighted Annualized Pre-Tax Costs (2009$)

One-Time Costs

Total Annualized Unweighted 

After-Tax Cost

Total Annualized Unweighted 

After-Tax Cost (Excl. 

Baseline Closures)

Total Capital Cost Downtime Cost Initial Permitting 

Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure 

and Auxilliary 

Requirements Penalty

Repermitting Costs

Recurring Costs

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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Record for the Final Section 316(b) Phase II Existing Facilities Rule

4

5

6

7

8

9

10

11

CN CO CP CQ CR CS CT CU CV CW

CTs Non-CTs

Total $0 $748,081

92 93 94 95 96 97 98 99 100 101

Weighted Annualized After-Tax Costs (2009$)

One-Time Costs Recurring Costs

Total National 

Pre-Tax Cost

Total National PreTax Cost Excl. 

Retired

Total Capital Cost Downtime Cost Initial Permitting Cost Pilot Study O&M Costs Monitoring Cost

Turbine Backpressure and 

Auxilliary Requirements 

Penalty

Repermitting Costs

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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4

5

6

7

8

9

10

11

CX CY CZ DA DB DC DD DE

None CTs Non-CTs None CTs Non-CTs None CTs

$41,915,190 $41,915,190 $0 $33,801,451 $868,022 $0 $20,480,987 $520,054

102 103 104 105 106 107 108 109

Total National Post-Tax 

Cost

Total National Post-Tax 

Cost Excl. baseline 

Closures

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Non-Weighted Costs ($2009) After-Tax Non-Weighted Costs ($2009)

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

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4

5

6

7

8

9

10

11

DF DG DH DI DJ DK

Non-CTs None

$0 $67,324,396

110 111

CTs Non-CTs None CTs Non-CTs None

Pre-Tax Weighted Costs ($2009) After-Tax Weighted Costs ($2009)

212

213

214

215

216

217

218

219

220

221

222

223

224

225

226

227

228

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A B C D E F G H I J K

Discount_Rate_3 3% GDP Deflator Employment Cost Index (ECI)

Discount_Rate_7 7% vlookup--do not delete vlookup--do not delete

Useful_Life_5 5 2010 GDP_Adjustment_2010_to_2009 0.98 2010 ECI_2009_to_2010 1.03

Useful_Life_10 10 2011 GDP_Adjustment_2011_to_2009 0.95 2011 ECI_2009_to_2011 1.07

Useful_Life_20 20 2012 GDP_Adjustment_2012_to_2009 0.93 2012 ECI_2009_to_2012 1.11

Useful_Life_25 25 2013 GDP_Adjustment_2013_to_2009 0.91 2013 ECI_2009_to_2013 1.14

Useful_Life_30 30 2014 GDP_Adjustment_2014_to_2009 0.89 2014 ECI_2009_to_2014 1.18

2015 GDP_Adjustment_2015_to_2009 0.87 2015 ECI_2009_to_2015 1.22

Discounting Year 2012 2016 GDP_Adjustment_2016_to_2009 0.85 2016 ECI_2009_to_2016 1.26

promulgation_year 2012 2017 GDP_Adjustment_2017_to_2009 0.83 2017 ECI_2009_to_2017 1.31

compliance_year_1 2011 2018 GDP_Adjustment_2018_to_2009 0.81 2018 ECI_2009_to_2018 1.35

compliance_year_2 2012 2019 GDP_Adjustment_2019_to_2009 0.79 2019 ECI_2009_to_2019 1.40

compliance_year_3 2013 2020 GDP_Adjustment_2020_to_2009 0.77 2020 ECI_2009_to_2020 1.45

compliance_year_4 2014 2021 GDP_Adjustment_2021_to_2010 0.75 2021 ECI_2009_to_2021 1.50

compliance_year_5 2015 2022 GDP_Adjustment_2022_to_2011 0.74 2022 ECI_2009_to_2022 1.55

compliance_year_6 2016 2023 GDP_Adjustment_2023_to_2012 0.72 2023 ECI_2009_to_2023 1.60

compliance_year_7 2017 2024 GDP_Adjustment_2024_to_2013 0.70 2024 ECI_2009_to_2024 1.65

compliance_year_8 2018 2025 GDP_Adjustment_2025_to_2014 0.69 2025 ECI_2009_to_2025 1.71

compliance_year_9 2019 2026 GDP_Adjustment_2026_to_2015 0.67 2026 ECI_2009_to_2026 1.77

analysis_year 2015 2027 GDP_Adjustment_2027_to_2016 0.65 2027 ECI_2009_to_2027 1.83

2028 GDP_Adjustment_2028_to_2017 0.64 2028 ECI_2009_to_2028 1.89

Tax Rates 2029 GDP_Adjustment_2029_to_2018 0.62 2029 ECI_2009_to_2029 1.96

Federal Corporate Income Tax Rate 35% 2030 GDP_Adjustment_2030_to_2019 0.61 2030 ECI_2009_to_2030 2.02

State

Combined 

Federal & 

State Tax 

Rates

AK 41% Cost Adjustment 2

AL 39% Cost Adjustment Year 2015

AR 39%

AZ 40% Baseline Closure Treatment 2

CA 41%

CO 38%

CT 40%

DC 41%

DE 41%

FL 39%

GA 39%

HI 39%

IA 43%

ID 40%

IL 40%

IN 41%

KS 38%

KY 39%

LA 40%

MA 41%

MD 40%

ME 41%

MI 38%

MN 41%

MO 39%

MS 38%

MT 39%

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State

Combined 

Federal & 

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Rates

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67

68

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NC 39%

ND 39%

NE 40%

NH 41%

NJ 41%

NM 40%

NV 35%

NY 40%

OH 41%

OK 39%

OR 39%

PA 41%

RI 41%

SC 38%

SD 35%

TN 39%

TX 35%

UT 38%

VA 39%

VT 41%

WA 35%

WI 40%

WV 41%

WY 35%

VI 37%

February 13, 2004 Page 132 of 132 EPA-HQ-OW-2008-0667-DRAFT-1542.xls - Assumptions