1 

IN THE UNITED STATES DISTRICT COURT 

FOR THE WESTERN DISTRICT OF TEXAS 

WACO DIVISION 

WSOU INVESTMENTS, LLC d/b/a 

BRAZOS LICENSING AND 

DEVELOPMENT, 

 Plaintiff, 

 v. 

MICROSOFT CORPORATION, 

 Defendant. 

 

Civil Action No. 6:20-cv-454 

Civil Action No. 6:20-cv-461 

Civil Action No. 6:20-cv-465 

DEFENDANT MICROSOFT CORPORATION’S 

NOTICE PURSUANT TO 35 U.S.C. § 282 

Pursuant to 35 U.S.C. § 282, Defendant Microsoft Corporation (“Microsoft”) hereby 

provides this notice to Plaintiff WSOU Investments, LLC. Subject to the Court’s orders and in 

addition to the materials listed below, Microsoft provides notice of its intent to rely on: any 

materials considered by or relied upon by any expert or any materials mentioned in any expert 

report, both for non-infringement and invalidity of U.S. Patent Nos. 7,106,702, 7,366,160, and 

8,274,902 (the “Patents-in-Suit”), any appendix, or any document used in any expert deposition; 

any materials referred to in substantive responses provided in response to any written discovery 

response or Rule 26 disclosure; any materials discussed by any witness in any deposition in these 

cases; any exhibits used in any deposition in these cases; any exhibit listed on any trial exhibit 

list or amended trial exhibit list; any reference cited by or referred to, or any document generated 

during the prosecution of the Patents-in-Suit, including their file histories; any materials or 

witness disclosed in any way throughout the course of these cases; and any other materials 

produced or disclosed that Plaintiff could reasonably consider may be relied upon by Microsoft. 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 1 of 42
2 

Microsoft may also rely on the invalidity contentions served in this matter, including all 

supplements and amendments, as well as any exhibit or document cited therein or relied upon in 

those contentions. Microsoft may rely on its responses to Plaintiff’s interrogatories. 

Subject to the above, Microsoft, without limitation, may rely on the following prior art 

references, including the country, number date and name of the patentee of any patent and the 

title, date, and page numbers of any publication to be relied upon in support of Microsoft’s 

positions regarding the invalidity of the Patents-in-Suit or as showing the state of the art: 

 U.S. Patent No. 7,366,160 (April 29, 2008), Marilly et al., Method of determining 

service trends, PX001-0001 - PX001-0010 

 U.S. Patent No. 7,106,702 (Sept. 12, 2006), Hua et al., On-demand dynamically 

updated user database and AAA function for high reliability networks, PX002-

0001 - PX002-0007 

 U.S. Patent No. 8,274,902 (Sept. 25, 2012), Bu et al., Estimation method for loss 

rates in a packetized network, PX003-0001 - PX003-0013 

 File history for U.S. Patent No. 7,366,160, PX004-0001 - PX004-0523 

 File history for U.S. Patent No. 7,106,702, PX005-0001 - PX005-0124 

 File history for U.S. Patent No. 8,274,902, PX006-0001 - PX006-0248 

 PATROL® DashBoard, Version 6, User’s Manual (May 23, 2001), BMC-000116 

- BMC-000275 

 BMC Software, PATROL® DashBoard User Guide, Version 6.4 (Nov. 1, 2001), 

BMC-004137 - BMC-004384 

 BMC Software, PATROL® DashBoard, Release Notes Version 6.4.00 (Nov. 1, 

2001), BMC-004385 - BMC-004397 

 Response to First Office Action (June 12, 2007), '160 Patent File History, 

WSOU_454_7366160-0000521 - WSOU_454_7366160-0000529 

 Response to Second Office Action (November 19, 2007), '160 Patent File History, 

WSOU_454_7366160-0000550 - WSOU_454_7366160-0000554 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 2 of 42
3 

 U.S. Patent No. 6,961,315 (Nov. 1, 2005), Amster et al., Technique for 

monitoring conversational voice over packet, 

Microsoft_Azure_WSOU000089424 - Microsoft_Azure_WSOU000089432 

 WO 01/80492 A2 (Oct. 25, 2001), Clark, Quality of service monitor for 

multimedia communications system, WSOU_454_7366160-0000477 - 

WSOU_454_7366160-0000502 

 U.S. Patent No. 5,615,323 (Mar. 25, 1997), Engel et al. Displaying resource 

performance and utilization information, Microsoft_Azure_WSOU000089454 - 

Microsoft_Azure_WSOU000089471 

 U.S. Patent No. 6,370,120 (Apr. 9, 2002), Hardy, Method and system for 

evaluating the quality of packet-switched voice signals, 

Microsoft_Azure_WSOU000089472 - Microsoft_Azure_WSOU000089487 

 U.S. Patent No. 6,876,988 (Apr. 5, 2005), Helsper et al., Enhanced computer 

performance forecasting system, Microsoft_Azure_WSOU000089488 - 

Microsoft_Azure_WSOU000089517 

 U.S. Patent Application Pub. No. 2002/0049687 (Apr. 25, 2002), Helsper et al., 

Enhanced computer performance forecasting system, 

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 U.S. Patent No. 6,272,110 (Aug. 7, 2001), Tunnicliffe et al., Method and 

apparatus for managing at least part of a communications network, 

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 R. Kearney et al., IBM Research Report Electronic Service Level Agreement 

(eSLA) for Application Hosting, RC 22071 (99002) (2001), 

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 Affidavit of Duncan Hall, dated August 31, 2021, 

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 Exhibit A to Affidavit of Duncan Hall, dated August 31, 2021, 

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 Exhibit B to Affidavit of Duncan Hall, dated August 31, 2021, 

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 Cisco Systems, Inc., Getting Started with IPM (2001), 

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 Cisco Systems, Inc., Getting Started with IPM, Chapter 2 (2005), 

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Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 3 of 42
4 

 Cisco Systems, Inc., Modifying IPM Components (2001), 

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 Cisco Systems, Inc., Modifying IPM Components (2005), 

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 Cisco Systems, Inc., Overview of IPM (2001), 

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 Cisco Systems, Inc., Using IPM to Measure Network Performance (2001), 

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 Cisco Systems, Inc., Using IPM to Measure Network Performance, Chapter 3 

(2006), Microsoft_Azure_WSOU000076799 - 

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 Cisco Systems, Inc., Internetwork Performance Monitor (1999), 

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 Micromuse Inc., Netcool ISMs v2.0, Monitoring the Availability of Internet 

Services and Protocols in Realtime (2000), Microsoft_Azure_WSOU000076751 - 

Microsoft_Azure_WSOU000076755 

 Micromuse Inc., Netcool Product Overview, Netcool®/ReporterTM Version 1.2.1 

(2000), Microsoft_Azure_WSOU000076718 - 

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(2000), Microsoft_Azure_WSOU000076728 - 

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 Ricciato et al., Bottleneck Detection via Aggregate Rate Analysis: A Real Case in 

a 3G Network, IEEE/IFIP Network Operations and Management Symposium 

NOMS (2006), Microsoft_Azure_WSOU000026390 - 

Microsoft_Azure_WSOU000026393 

 Ricciato et al., Passive Tomography of a 3G Network: Challenges and 

Opportunities, IEEE INFOCOM (2006), Microsoft_Azure_WSOU000029848 - 

Microsoft_Azure_WSOU000029850 

 Affidavit of Elizabeth Rosenberg, dated November 2, 2020, 

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Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 4 of 42
5 

 Exhibit A - Affidavit of Elizabeth Rosenberg, dated November 2, 2020, 

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 Exhibit B - Affidavit of Elizabeth Rosenberg, dated November 2, 2020, 

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 Adams et al., The Use of End- to-End Multicast Measurements for Characterizing 

Internal Network Behavior, IEEE Communications Magazine (May 2000), 

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 Caceres et al., Multicast- Based Inference of Network-Internal Loss 

Characteristics, IEEE Transactions on Information Theory (Nov. 1999), 

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 Caceres et al., Loss-Based Inference of Multicast Network Topology, Proceedings 

of the 38th Conference on Decision & Control, Phoenix, Arizona (Dec. 1999), 

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 Caceres et al., Inference of Internal Loss Rates in the MBONE, Global 

Telecommunications Conference – Globecom ’99 (1999), 

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http://gaia.cs.umass.edu/mint2000/, archived February 4, 2005, 

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Inference of Network-Internal Characteristics, Webpage, 

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13, 2005, Microsoft_Azure_WSOU000076692 - 

Microsoft_Azure_WSOU000076693 

 Adams et al., The Use of End-to-End Multicast Measurements for Characterizing 

Internal Network Behavior, Webpage, http://gaia.cs.umass.edu/minc/minccomm/index.html, archived March 9, 2005, Microsoft_Azure_WSOU000076680 

- Microsoft_Azure_WSOU000076686 

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 MINC, Multicast-Based Inference of Network-Internal Characteristics, Webpage, 

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Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 5 of 42
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 Cisco System, Inc.’s Internetwork Performance Monitor system as described in 

the Expert Report of Mark Coates Ph.D. Regarding the Invalidity of U.S. Patent 

Nos. 7,366,160 

 Netcool’s Internet Service Monitors system as described in the Expert Report of 

Mark Coates Ph.D. Regarding the Invalidity of U.S. Patent Nos. 7,366,160 

 BMC Software, Inc.’s Patrol Dashboard system as described in the Expert 

Reports of Mark Coates Ph.D. Regarding the Invalidity of U.S. Patent Nos. 

7,366,160 and 8,274,902 

 Microsoft Corporation’s Windows 2000 Advanced Server system as described in 

the Opening Expert Report of Alan DeKok 

 Microsoft Corporation’s Internet Authentication Service system as described in 

the Opening Expert Report of Alan DeKok 

 The FreeRadius system as described in the Opening Expert Report of Alan 

DeKok 

 CMG Market Research & Insights, Networking Drilldown - Wave 4 Report -

FINAL Microsoft_WinServer_WSOU000099107 

 Windows 2000 Advanced Server 5 10 client licenses.iso, 

Microsoft_WinServer_Native_WSOU_000000006 

 FreeRADIUS – A multi-protocol policy server, all source code available at 

https://github.com/FreeRADIUS/freeradius-server, 

Microsoft_WinServer_Native_WSOU_000000007 

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 Microsoft Windows 2000 Advanced Documentation - Active Directory, 

03/01/2000 (retrieved from web.archive.org), 

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Service, Microsoft, 04/24/2001 (retrieved from web.archive.org), 

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 Microsoft Windows 2000 Advanced Documentation - Windows Clustering, 

Microsoft, 04/24/2001 (retrieved from web.archive.org), 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 6 of 42
7 

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 Photos of CD ROM Windows2000 Advanced Server, 

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 Photo of CD ROM Windows2000 Advanced Server, 

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 Photo of CD ROM Windows2000 Advanced Server, 

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Advanced Server, Microsoft_WinServer_WSOU_000079875 

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 Overview: ICS for Microsoft RAS, Commercial Edition, Microsoft Internet 

Services Network, 01/04/2001 [from Internet Archive], 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 7 of 42
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Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 8 of 42
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for Comments 2607 (June 1999), Microsoft_WinServer_WSOU000101832 - 

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Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 11 of 42
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24 

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Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 37 of 42
38 

 T. Hiller et al., CDMA2000 Wireless Data Requirements for AAA, Request for 

Comments 3141 (June 2001), Microsoft_WinServer_WSOU000101847 - 

Microsoft_WinServer_WSOU000101862 

 J. Postel et al., File Transfer Protocol (FTP), Request for Comments 959 (October 

1985), https://datatracker.ietf.org/doc/html/rfc959, 

Microsoft_WinServer_WSOU000101863 - 

Microsoft_WinServer_WSOU000101931 

 Oracle® Database Advanced Replication, 10g Release 1 (10.1), Part Number 

B10732-01 (Dec. 2003) 

(https://docs.oracle.com/cd/B12037_01/server.101/b10732.pdf), 

Microsoft_WinServer_WSOU000102735 - 

Microsoft_WinServer_WSOU000103076 

 RADIUS Data Replication, https://community.rsa.com/t5/securid-authenticationmanager/radius-data-replication/ta-p/568471, 

Microsoft_WinServer_WSOU000103077 - 

Microsoft_WinServer_WSOU000103079 

 Data Replication Between Two Different or Remote SSR Clusters (Aug. 23, 

2019) (excerpt from “Steel-Belted Radius Carrier 8.6.0 Administration and 

Configuration Guide”), https://www.juniper.net/documentation/en_US/sbrcarrier8.6.0/information-products/topic-collections/sbr-admin-guide10/jd0e38420.html, Microsoft_WinServer_WSOU000103108 - 

Microsoft_WinServer_WSOU000103112 

 Jonathan Hassell, RADIUS: Securing Public Access to Private Resources. 

O’Reilly Media (2003), Microsoft_WinServer_WSOU000103116 - 

Microsoft_WinServer_WSOU000103322 

 Affidavit of Duncan Hall, with Internet Archive.Org, 11/08/2021, 

Microsoft_Azure_WSOU000092256 - Microsoft_Azure_WSOU000092258 

 Exhibit A to Affidavit of Duncan Hall, with Internet Archive.Org, 11/08/2021, 

Microsoft_Azure_WSOU000091939 - Microsoft_Azure_WSOU000092232 

 Exhibit B to Affidavit of Duncan Hall, with Internet Archive.Org, 11/08/2021, 

(TelORB.pps), Microsoft_Azure_WSOU000092233 - 

Microsoft_Azure_WSOU000092233 

 Exhibit B.02 to Affidavit of Duncan Hall, with Internet Archive.Org, 11/08/2021, 

(rc22071.pdf), Microsoft_Azure_WSOU000092234 - 

Microsoft_Azure_WSOU000092255 

 Source Code Printouts, MSFT_WSOU_WSRV_SC_PRT_00000001 - 

MSFT_WSOU_WSRV_SC_PRT_00000194 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 38 of 42
39 

 Physical copy of media identified in DX-0052 

 Physical copy of media identified in DX-0053 

 Physical copy of media identified in DX-0054 

 Physical copy of media identified in DX-0055 

 Physical copy of media identified in DX-0056 

 Physical copy of media identified in DX-1111 

 Physical copy of media identified in DX-1112 

 Physical copy of media identified in DX-1113 

 Physical copy of media identified in DX-1114 

 Physical copy of media identified in DX-1115 

 Physical copy of manual identified in DX-1117 

 Physical copy of manual identified in DX-1118 

 Physical copy of manual identified in DX-1119 

 Physical copy of media identified in DX-1227 

 Physical copy of media identified in DX-1228 

 Physical copy of manual identified in DX-1230 

 Physical copy of manual identified in DX-1231 

 Physical copy of media identified in DX-1233 

 Physical copy of media identified in DX-1234 

Subject to the above, Microsoft, without limitation, may rely on the following individuals 

as being a prior inventor, or as having knowledge of or as having previously used or offered for 

sale the claimed subject matter of one or more of the Patents-in-Suit: 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 39 of 42
40 

 Bernard Aboba (contact through counsel for Microsoft) with respect to Microsoft 

Corporation’s Windows 2000 Advanced Server and Microsoft Corporation’s 

Internet Authentication Service. 

 Alan DeKok (contact through counsel for Microsoft) with respect to Microsoft 

Corporation’s Windows 2000 Advanced Server, Microsoft Corporation’s Internet 

Authentication Service, and FreeRADIUS. 

Microsoft also reserves the right to challenge the extension of a patent term or any 

portion thereof under 35 U.S.C. 154(b) should such challenge be deemed appropriate. Microsoft 

reserves the right to amend or supplement this notice as appropriate or required. 

DATED: May 20, 2022 Respectfully submitted, 

 

 /s/ Richard M. Chen 

Melissa R. Smith, Bar No. 24001351 

melissa@gillamsmithlaw.com 

James “Travis” Underwood, Bar No. 

24102587 

travis@gillamsmithlaw.com

GILLAM & SMITH, LLP 

303 South Washington Avenue 

Marshall, Texas 75670 

Tel: (903) 934-8450 

Fax: (903) 934-9257 

Michael J. Bettinger 

mbettinger@sidley.com 

Irene Yang 

irene.yang@sidley.com 

Brooke S. Boll 

brooke.boll@sidley.com 

SIDLEY AUSTIN LLP 

555 California Street, Suite 2000 

San Francisco, CA 94104 

Tel: (415) 772-1200 

Fax: (415) 772-7400 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 40 of 42
41 

Richard A. Cederoth 

rcederoth@sidley.com 

John W. McBride 

jwmcbride@sidley.com 

Richard M. Chen 

rchen@sidley.com 

SIDLEY AUSTIN LLP 

1 South Dearborn St. 

Chicago, IL 60603 

Tel: (312) 853-7000 

Fax: (312) 853-7036 

ATTORNEYS FOR MICROSOFT 

CORPORATION 

 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 41 of 42
42 

CERTIFICATE OF SERVICE 

I certify that on May 20, 2022 that this document was filed with the Clerk of Court via 

the Court’s CM/ECF system which provides notice of this filing to all counsel of record. 

DATED: May 20, 2022 /s/ Richard M. Chen

Richard M. Chen 

rchen@sidley.com 

SIDLEY AUSTIN LLP 

1 South Dearborn St. 

Chicago, IL 60603 

Tel: (312) 853-7000 

Fax: (312) 853-7036 

ATTORNEY FOR MICROSOFT 

CORPORATION 

Case 6:20-cv-00461-ADA Document 168 Filed 05/20/22 Page 42 of 42