EXHIBIT 1 

 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 1 of 17
IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF TEXAS

WACO DIVISION

WSOU INVESTMENTS, LLC, d/b/a

BRAZOS LICENSING AND 

DEVELOPMENT

Plaintiff,

v. 

MICROSOFT CORPORATION, 

Defendant.

Civil Action No. 6:20-cv-00454 

Civil Action No. 6:20-cv-00455 

Civil Action No. 6:20-cv-00456 

Civil Action No. 6:20-cv-00458 

Civil Action No. 6:20-cv-00459 

Civil Action No. 6:20-cv-00460 

Civil Action No. 6:20-cv-00461 

Civil Action No. 6:20-cv-00462 

Civil Action No. 6:20-cv-00463 

Civil Action No. 6:20-cv-00464 

DEFENDANT MICROSOFT CORPORATION’S NOTICE OF SUBPOENA 

TO THIRD-PARTY WADE & COMPANY (USA), INC. 

TO ALL PARTIES AND THEIR ATTORNEYS OF RECORD:

PLEASE TAKE NOTICE that, pursuant to Rules 34 and 45 of the Federal Rules of Civil 

Procedure, Defendant Microsoft Corporation (“Microsoft”), by and through its undersigned 

counsel, will serve subpoenas on third party Wade & Company (USA), Inc. 

PLEASE TAKE FURTHER NOTICE that Microsoft will require Wade & Company 

(USA), Inc. to produce the documents, tangible things, and items set forth in Exhibit A1 to the 

subpoena, and to testify to the topics as outlined in Exhibit A2. The documents, tangible things, 

and items shall be produced at Sidley Austin LLP, One South Dearborn, Chicago, Illinois, 

60603, on April 30, 2021, or at another date and location upon which counsel and the 

subpoenaed party may jointly agree. The deposition shall take place on May 14 at 9:00 am at 

Sidley Austin LLP, 555 West Fifth Street, Los Angeles, CA 90013 or at another date and 

location upon which counsel and the subpoenaed party may jointly agree. In view of the current 

circumstances related to COVID-19, the deposition may take place remotely by oral examination 

via video conference. 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 2 of 17
Date: April 6, 2021 /s/ Irene Yang

Barry K. Shelton 

Texas State Bar No. 24055029

SHELTON COBURN LLP

311 RR 620 S, Suite 205

Austin, TX 78734

Telephone: (512) 263-2165

Fax: (512) 263-2166

bshelton@sheltoncoburn.com

Of Counsel

Michael J. Bettinger 

Irene Yang 

SIDLEY AUSTIN LLP

555 California St., Suite 2000

San Francisco, CA 94104

Telephone: (415) 772-1200

Fax: (415) 772-7400

mbettinger@sidley.com 

irene.yang@sidley.com 

Richard A. Cederoth

John W. McBride

SIDLEY AUSTIN LLP

1 South Dearborn St.

Chicago, IL 60603

Telephone: (312) 853-7000

Fax: (312) 853-7036

rcederoth@sidley.com 

jwmcbride@sidley.com 

Attorneys for Defendant Microsoft 

Corporation

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 3 of 17
CERTIFICATE OF SERVICE

The undersigned hereby certifies that on April 6, 2021, the foregoing document was 

served via e-mail upon the following counsel of record: 

James L. Etheridge (jim@etheridgelaw.com) 

Travis Lee Richins (travis@etheridgelaw.com) 

Ryan Scott Loveless (ryan@etheridgelaw.com) 

Jeffrey Huang (jhuang@etheridgelaw.com) 

Brett Aaron Mangrum (brett@etheridgelaw.com) 

Brian Matthew Koide (brian@etheridgelaw.com) 

Etheridge Law Group PLLC

2600 East Southlake Blvd., Suite 120-324 

Southlake, TX 76092 

Mark D. Siegmund (mark@waltfairpllc.com) 

Law Firm of Walt Fair, PLLC

1508 N. Valley Mills Drive

Waco, TX 76710 

 /s/ Irene Yang 

Irene Yang

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 4 of 17
AO 88B (Rev. 06/09) Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action

UNITED STATES DISTRICT COURT

for the

__________ District of __________

)

)

)

)

)

)

Plaintiff

v. Civil Action No.

(If the action is pending in another district, state where: 

Defendant __________ District of __________ )

SUBPOENA TO PRODUCE DOCUMENTS, INFORMATION, OR OBJECTS

OR TO PERMIT INSPECTION OF PREMISES IN A CIVIL ACTION 

To:

u Production: YOU ARE COMMANDED to produce at the time, date, and place set forth below the following 

documents, electronically stored information, or objects, and permit their inspection, copying, testing, or sampling of the

material:

Place: Date and Time:

u Inspection of Premises: YOU ARE COMMANDED to permit entry onto the designated premises, land, or 

other property possessed or controlled by you at the time, date, and location set forth below, so that the requesting party

may inspect, measure, survey, photograph, test, or sample the property or any designated object or operation on it.

Place: Date and Time:

The provisions of Fed. R. Civ. P. 45(c), relating to your protection as a person subject to a subpoena, and Rule

45 (d) and (e), relating to your duty to respond to this subpoena and the potential consequences of not doing so, are

attached.

Date:

CLERK OF COURT

OR

Signature of Clerk or Deputy Clerk Attorney’s signature

The name, address, e-mail, and telephone number of the attorney representing (name of party)

, who issues or requests this subpoena, are:

FY

FY

FY

FY

FY

FY

FY

FYFY

 Western District of Texas

WSOU Investments, LLC

Microsoft Corporation

6:20-cv-00462,

WADE & COMPANY (USA), INC., c/o Mark Wade, 1000 Wilshire Boulevard, 19th Floor, Los Angeles CA 90017

✔

See Exhibit A1

Sidley Austin LLP

1 S Dearborn

Chicago, IL 60603 04/30/2021 5:00 pm

04/06/2021

/s/ Irene Yang

Microsoft Corporation

Irene Yang, 555 California Street, Suite 2000, San Francisco, CA 94104, irene.yang@sidley.com, 415-772-1230

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 5 of 17
AO 88B (Rev. 06/09) Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action (Page 2)

Civil Action No.

PROOF OF SERVICE

(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)

This subpoena for (name of individual and title, if any)

was received by me on (date) .

u I served the subpoena by delivering a copy to the named person as follows:

on (date) ; or

u I returned the subpoena unexecuted because:

.

Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also 

tendered to the witness fees for one day’s attendance, and the mileage allowed by law, in the amount of

$ .

My fees are $ for travel and $ for services, for a total of $ .

I declare under penalty of perjury that this information is true.

Date:

Server’s signature

Printed name and title

Server’s address

Additional information regarding attempted service, etc:

FYFYFY

FYFYFY

FY

FYFY

0.00

6:20-cv-00462,

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 6 of 17
AO 88B (Rev. 06/09) Subpoena to Produce Documents, Information, or Objects or to Permit Inspection of Premises in a Civil Action(Page 3)

Federal Rule of Civil Procedure 45 (c), (d), and (e) (Effective 12/1/07)

(c) Protecting a Person Subject to a Subpoena.

 (1) Avoiding Undue Burden or Expense; Sanctions. A party or

attorney responsible for issuing and serving a subpoena must take

reasonable steps to avoid imposing undue burden or expense on a

person subject to the subpoena. The issuing court must enforce this

duty and impose an appropriate sanction — which may include lost

earnings and reasonable attorney’s fees — on a party or attorney

who fails to comply.

 (2) Command to Produce Materials or Permit Inspection.

 (A) Appearance Not Required. A person commanded to produce

documents, electronically stored information, or tangible things, or

to permit the inspection of premises, need not appear in person at the

place of production or inspection unless also commanded to appear

for a deposition, hearing, or trial.

 (B) Objections. A person commanded to produce documents or

tangible things or to permit inspection may serve on the party or

attorney designated in the subpoena a written objection to

inspecting, copying, testing or sampling any or all of the materials or

to inspecting the premises — or to producing electronically stored

information in the form or forms requested. The objection must be

served before the earlier of the time specified for compliance or 14

days after the subpoena is served. If an objection is made, the

following rules apply:

 (i) At any time, on notice to the commanded person, the serving

party may move the issuing court for an order compelling production

or inspection.

 (ii) These acts may be required only as directed in the order, and

the order must protect a person who is neither a party nor a party’s

officer from significant expense resulting from compliance.

 (3) Quashing or Modifying a Subpoena.

 (A) When Required. On timely motion, the issuing court must

quash or modify a subpoena that:

 (i) fails to allow a reasonable time to comply;

 (ii) requires a person who is neither a party nor a party’s officer

to travel more than 100 miles from where that person resides, is

employed, or regularly transacts business in person — except that,

subject to Rule 45(c)(3)(B)(iii), the person may be commanded to

attend a trial by traveling from any such place within the state where

the trial is held;

 (iii) requires disclosure of privileged or other protected matter, if

no exception or waiver applies; or

 (iv) subjects a person to undue burden.

 (B) When Permitted. To protect a person subject to or affected by

a subpoena, the issuing court may, on motion, quash or modify the

subpoena if it requires:

 (i) disclosing a trade secret or other confidential research,

development, or commercial information;

 (ii) disclosing an unretained expert’s opinion or information that

does not describe specific occurrences in dispute and results from

the expert’s study that was not requested by a party; or

 (iii) a person who is neither a party nor a party’s officer to incur

substantial expense to travel more than 100 miles to attend trial.

 (C) Specifying Conditions as an Alternative. In the circumstances

described in Rule 45(c)(3)(B), the court may, instead of quashing or

modifying a subpoena, order appearance or production under

specified conditions if the serving party:

 (i) shows a substantial need for the testimony or material that

cannot be otherwise met without undue hardship; and

 (ii) ensures that the subpoenaed person will be reasonably

compensated.

(d) Duties in Responding to a Subpoena.

 (1) Producing Documents or Electronically Stored Information.

These procedures apply to producing documents or electronically

stored information:

 (A) Documents. A person responding to a subpoena to produce

documents must produce them as they are kept in the ordinary

course of business or must organize and label them to correspond to

the categories in the demand.

 (B) Form for Producing Electronically Stored Information Not

Specified. If a subpoena does not specify a form for producing

electronically stored information, the person responding must

produce it in a form or forms in which it is ordinarily maintained or

in a reasonably usable form or forms.

 (C) Electronically Stored Information Produced in Only One

Form. The person responding need not produce the same

electronically stored information in more than one form.

(D) Inaccessible Electronically Stored Information. The person

responding need not provide discovery of electronically stored

information from sources that the person identifies as not reasonably

accessible because of undue burden or cost. On motion to compel

discovery or for a protective order, the person responding must show

that the information is not reasonably accessible because of undue

burden or cost. If that showing is made, the court may nonetheless

order discovery from such sources if the requesting party shows

good cause, considering the limitations of Rule 26(b)(2)(C). The

court may specify conditions for the discovery.

 (2) Claiming Privilege or Protection.

 (A) Information Withheld. A person withholding subpoenaed

information under a claim that it is privileged or subject to

protection as trial-preparation material must:

 (i) expressly make the claim; and

 (ii) describe the nature of the withheld documents,

communications, or tangible things in a manner that, without

revealing information itself privileged or protected, will enable the

parties to assess the claim.

(B) Information Produced. If information produced in response to a

subpoena is subject to a claim of privilege or of protection as trialpreparation material, the person making the claim may notify any

party that received the information of the claim and the basis for it.

After being notified, a party must promptly return, sequester, or

destroy the specified information and any copies it has; must not use

or disclose the information until the claim is resolved; must take

reasonable steps to retrieve the information if the party disclosed it

before being notified; and may promptly present the information to

the court under seal for a determination of the claim. The person

who produced the information must preserve the information until

the claim is resolved.

(e) Contempt. The issuing court may hold in contempt a person

who, having been served, fails without adequate excuse to obey the

subpoena. A nonparty’s failure to obey must be excused if the

subpoena purports to require the nonparty to attend or produce at a

place outside the limits of Rule 45(c)(3)(A)(ii).

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 7 of 17
AO 88A (Rev. 02/14) Subpoena to Testify at a Deposition in a Civil Action 

UNITED STATES DISTRICT COURT

for the

__________ District of __________

)

)

)

)

)

)

Plaintiff

v. Civil Action No.

Defendant

To:

(Name of person to whom this subpoena is directed)

u Testimony: YOU ARE COMMANDED to appear at the time, date, and place set forth below to testify at a 

deposition to be taken in this civil action. If you are an organization, you must designate one or more officers, directors,

or managing agents, or designate other persons who consent to testify on your behalf about the following matters, or

those set forth in an attachment:

Place: Date and Time:

The deposition will be recorded by this method:

u Production: You, or your representatives, must also bring with you to the deposition the following documents, 

electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the

material:

The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;

Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to

respond to this subpoena and the potential consequences of not doing so.

Date:

CLERK OF COURT

OR

Signature of Clerk or Deputy Clerk Attorney’s signature

The name, address, e-mail address, and telephone number of the attorney representing (name of party)

, who issues or requests this subpoena, are:

Notice to the person who issues or requests this subpoena

If this subpoena commands the production of documents, electronically stored information, or tangible things before

trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to

whom it is directed. Fed. R. Civ. P. 45(a)(4).

FY

FY

FY

FY

FY

FY

FY

FY

SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION

 Western District of Texas

WSOU Investments, LLC

6:20-cv-00460, 6:20-cv-00461,

Microsoft Corporation

WADE & COMPANY (USA), INC., c/o Mark Wade, 1000 Wilshire Boulevard, 19th Floor, Los Angeles CA 90017

✔

See Exhibit A2

Sidley Austin LLP

555 West Fifth Street

Los Angeles, CA 90013 05/14/2021 9:00 am

Video and/or stenographic means

✔

See Exhibit A1

04/06/2021

/s/ Irene Yang

Microsoft Corp.

Irene Yang, 555 California Street, Suite 2000, San Francisco, CA 94104, irene.yang@sidley.com, 415-772-1230

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 8 of 17
AO 88A (Rev. 02/14) Subpoena to Testify at a Deposition in a Civil Action (Page 2)

Civil Action No.

PROOF OF SERVICE

(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)

I received this subpoena for (name of individual and title, if any)

on (date) .

u I served the subpoena by delivering a copy to the named individual as follows:

on (date) ; or

u I returned the subpoena unexecuted because:

.

Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also

tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of

$ .

My fees are $ for travel and $ for services, for a total of $ .

I declare under penalty of perjury that this information is true.

Date:

Server’s signature

Printed name and title

Server’s address

Additional information regarding attempted service, etc.:

FY

FY

FY

FY

FY

6:20-cv-00460, 6:20-cv-00461, FYFYFY

0.00

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 9 of 17
AO 88A (Rev. 02/14) Subpoena to Testify at a Deposition in a Civil Action (Page 3)

Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)

(c) Place of Compliance.

 (1) For a Trial, Hearing, or Deposition. A subpoena may command a

person to attend a trial, hearing, or deposition only as follows:

 (A) within 100 miles of where the person resides, is employed, or

regularly transacts business in person; or

 (B) within the state where the person resides, is employed, or regularly

transacts business in person, if the person

 (i) is a party or a party’s officer; or

 (ii) is commanded to attend a trial and would not incur substantial

expense.

 (2) For Other Discovery. A subpoena may command:

 (A) production of documents, electronically stored information, or

tangible things at a place within 100 miles of where the person resides, is

employed, or regularly transacts business in person; and

 (B) inspection of premises at the premises to be inspected.

(d) Protecting a Person Subject to a Subpoena; Enforcement.

 (1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney

responsible for issuing and serving a subpoena must take reasonable steps

to avoid imposing undue burden or expense on a person subject to the

subpoena. The court for the district where compliance is required must

enforce this duty and impose an appropriate sanction—which may include

lost earnings and reasonable attorney’s fees—on a party or attorney who

fails to comply.

 (2) Command to Produce Materials or Permit Inspection.

(A) Appearance Not Required. A person commanded to produce

documents, electronically stored information, or tangible things, or to

permit the inspection of premises, need not appear in person at the place of

production or inspection unless also commanded to appear for a deposition,

hearing, or trial.

(B) Objections. A person commanded to produce documents or tangible

things or to permit inspection may serve on the party or attorney designated

in the subpoena a written objection to inspecting, copying, testing, or

sampling any or all of the materials or to inspecting the premises—or to

producing electronically stored information in the form or forms requested.

The objection must be served before the earlier of the time specified for

compliance or 14 days after the subpoena is served. If an objection is made,

the following rules apply:

(i) At any time, on notice to the commanded person, the serving party

may move the court for the district where compliance is required for an

order compelling production or inspection.

 (ii) These acts may be required only as directed in the order, and the

order must protect a person who is neither a party nor a party’s officer from

significant expense resulting from compliance.

 (3) Quashing or Modifying a Subpoena.

(A) When Required. On timely motion, the court for the district where

compliance is required must quash or modify a subpoena that:

 (i) fails to allow a reasonable time to comply;

(ii) requires a person to comply beyond the geographical limits

specified in Rule 45(c);

(iii) requires disclosure of privileged or other protected matter, if no

exception or waiver applies; or

(iv) subjects a person to undue burden.

(B) When Permitted. To protect a person subject to or affected by a

subpoena, the court for the district where compliance is required may, on

motion, quash or modify the subpoena if it requires:

(i) disclosing a trade secret or other confidential research, development,

or commercial information; or

(ii) disclosing an unretained expert’s opinion or information that does

not describe specific occurrences in dispute and results from the expert’s

study that was not requested by a party.

(C) Specifying Conditions as an Alternative. In the circumstances

described in Rule 45(d)(3)(B), the court may, instead of quashing or

modifying a subpoena, order appearance or production under specified

conditions if the serving party:

(i) shows a substantial need for the testimony or material that cannot be

otherwise met without undue hardship; and

(ii) ensures that the subpoenaed person will be reasonably compensated.

(e) Duties in Responding to a Subpoena.

 (1) Producing Documents or Electronically Stored Information. These

procedures apply to producing documents or electronically stored

information:

(A) Documents. A person responding to a subpoena to produce documents

must produce them as they are kept in the ordinary course of business or

must organize and label them to correspond to the categories in the demand.

(B) Form for Producing Electronically Stored Information Not Specified.

If a subpoena does not specify a form for producing electronically stored

information, the person responding must produce it in a form or forms in

which it is ordinarily maintained or in a reasonably usable form or forms.

(C) Electronically Stored Information Produced in Only One Form. The

person responding need not produce the same electronically stored

information in more than one form.

(D) Inaccessible Electronically Stored Information. The person

responding need not provide discovery of electronically stored information

from sources that the person identifies as not reasonably accessible because

of undue burden or cost. On motion to compel discovery or for a protective

order, the person responding must show that the information is not

reasonably accessible because of undue burden or cost. If that showing is

made, the court may nonetheless order discovery from such sources if the

requesting party shows good cause, considering the limitations of Rule

26(b)(2)(C). The court may specify conditions for the discovery.

(2) Claiming Privilege or Protection.

(A) Information Withheld. A person withholding subpoenaed information

under a claim that it is privileged or subject to protection as trial-preparation

material must:

(i) expressly make the claim; and

(ii) describe the nature of the withheld documents, communications, or

tangible things in a manner that, without revealing information itself

privileged or protected, will enable the parties to assess the claim.

(B) Information Produced. If information produced in response to a

subpoena is subject to a claim of privilege or of protection as

trial-preparation material, the person making the claim may notify any party

that received the information of the claim and the basis for it. After being

notified, a party must promptly return, sequester, or destroy the specified

information and any copies it has; must not use or disclose the information

until the claim is resolved; must take reasonable steps to retrieve the

information if the party disclosed it before being notified; and may promptly

present the information under seal to the court for the district where

compliance is required for a determination of the claim. The person who

produced the information must preserve the information until the claim is

resolved.

(g) Contempt.

The court for the district where compliance is required—and also, after a

motion is transferred, the issuing court—may hold in contempt a person

who, having been served, fails without adequate excuse to obey the

subpoena or an order related to it.

For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 10 of 17
EXHIBIT A1

INSTRUCTIONS

1. In responding to the following document requests, furnish all available documents 

in Your possession, custody, or control. 

2. Please produce electronically stored information in the native form in which it is 

ordinarily maintained. Paper Documents, if any, may be scanned and produced as PDF files. 

3. Confidential Documents may be produced in accordance with the Protective 

Order in this case, a copy of which is attached as Exhibit B. 

DEFINITIONS

1. “Wade and Company,” “You,” or “Your” refers to Wade & Company 

(USA), Inc., any affiliated entity, its successors, and all Persons acting or purporting to act 

at or under the direction or control of Wade & Company (USA), Inc.

2. “Patents-in-Suit” refers to U.S. Patent Nos. 7,366,160 (“the ’160 Patent”), 

9,814,988 (“the ’988 Patent”), 7,676,550 (“the ’550 Patent”), 7,388,868 (“the ’868 Patent”), 

7,750,286 (“the ’286 Patent”), 8,625,758 (“the ’758 Patent”), 7,106,702 (“the ’702 Patent”), 

7,106,727 (“the ’727 Patent”), 8,226,241 (“the ’241 Patent”), and 7,706,519 (“the ’519 Patent”)

and all related patents or patent applications, whether foreign or domestic. 

3. “This Litigation” shall mean WSOU Investments, LLC, d/b/a Brazos Licensing 

and Development v. Microsoft Corporation, Civil Action Nos. 6:20-cv-454, -455, -456, -458, -

459, -460, -461, -462, -463, and -464, filed in the U.S. District Court for the Western District 

of Texas on June 2, 2020. 

4. “Microsoft” shall mean Microsoft Corporation. 

5. “WSOU” shall mean WSOU Investments LLC d/b/a Brazos Licensing and 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 11 of 17
Development, any affiliated entity, its successors, and all Persons acting or purporting to act at 

or under the direction or control of WSOU, including any attorneys for WSOU. 

6. “Alcatel-Lucent” shall mean Alcatel-Lucent International and all parents, 

subsidiaries, affiliates, predecessors, successors, including but not limited to Alcatel and Lucent 

Technologies. 

7. “Nokia” shall mean Nokia Corporation and all parents, subsidiaries, affiliates, 

predecessors, successors, including but not limited to Nokia Technologies Oy and Nokia 

Solutions and Networks BV. 

8. “Other WSOU Defendants” shall mean any and all companies that WSOU has 

sued in patent litigation matters, including but not limited to ZTE Corporation, ZTE (USA), 

Inc., ZTE (TX), Inc.; Dell Technologies, Inc., Dell Inc., EMC Corporation, VMWare, Inc.; 

Huawei Technologies Co., Ltd., Huawei Technologies USA Inc., Huawei Device Co. Ltd. (f/k/a 

Huawei Device (Dongguan) Co.), Huawei Device (Shenzhen) Co., Ltd. (f/k/a Huawei Device 

Co., Ltd.), Huawei Device USA, Inc., Huawei Investment & Holding Co., Ltd.; Google LLC; 

Hewlett Packard Enterprise Company; Juniper Networks, Inc.; Xilinx, Inc.; NEC Corporation; 

OnePlus Technology (Shenzhen) Co., Ltd.; Canon, Inc.; TP-Link Technology Co., Ltd.; F5

Networks, Inc.; Arista Networks, Inc.; Salesforce.com, Inc.; Cisco Systems, Inc.; Netgear, Inc.

9. “Communication” shall have the broadest possible meaning and shall include 

any transmission or exchange of information by one or more persons or entities and/or 

between two or more persons or entities by any means, including by email, telephone, letter, 

facsimile, or by any other process, electric, electronic or otherwise.

10. “Document” shall be construed under the broadest possible construction and 

shall include electronic media and shall include all documents in Your possession, custody or 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 12 of 17
control. By way of illustration and without limitation, documents include the following: 

originals, drafts and all non-identical copies of memoranda, reports, notes, graphs, laboratory 

notebooks, correspondence, interoffice communications, letters, calendars, sketches, 

drawings, promotional material, technical papers, printed publications, patents, and all other 

writings, as well as all non-paper information storage means such as sound reproductions, 

computer inputs and outputs, computer memory devices, as well as tangible things such as 

models, prototypes, and commercially saleable products. 

11. “Prior Art” shall mean all documentary and non-documentary sources, 

including patents, patent applications, printed publications, and things known, used, offered 

for sale, or sold, that may be used to determine lack of novelty and/or obviousness of the 

claimed subject matter in the Patents-in-Suit. 

12. Any term not specifically defined herein shall be defined in accordance with

its ordinary usage and the Federal Rules of Civil Procedure.

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 13 of 17
4

REQUESTS FOR PRODUCTION OF DOCUMENTS AND THINGS

1. Agreements with the named inventor(s) of any of the Patents-in-Suit, including 

assignment agreements, consulting agreements, employment agreements, and any agreements 

pertaining to litigation involving the Patents-in-Suit. 

2. Compensation, cost sharing, or profit sharing agreements with any of the 

named inventor(s) of the Patents-in-Suit. 

3. Documents regarding the assignment, licensing, acquisition, financial interest, 

security interest, lien, sale, transfer of rights (in whole or in part) and any other disposition of 

or any offers to buy, sell, obtain rights to, or license any of the Patents-in-Suit.

4. Documents sufficient to show the nature and scope of Your rights in each of 

the Patents-in-Suit from the time each alleged invention was conceived through the present, 

including the right to control any portion of litigation, future royalties, payment for licenses, 

or payments depending on the outcome of litigation. 

5. Documents regarding agreements relating to each of the Patents-in-Suit, 

including assurances, covenants not to sue, and understandings not to assert any of the 

Patents-in-Suit against potential licensees.

6. Documents regarding agreements with Nokia, Alcatel-Lucent or Other WSOU 

Defendants. 

7. Communications with any of the named inventors regarding any of the 

Patents-in-Suit, This Litigation, or Microsoft. 

8. Communications with WSOU regarding any of the Patents-in-Suit, This 

Litigation, or Microsoft. 

9. Documents sufficient to show Your relationship with any entity associated 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 14 of 17
5

with Stuart A. Shanus, Marc Wade, or Craig Etchegoyen including without limitation, 

Orange Holdings, WSOU, and Uniloc USA, Inc. 

10. Documents concerning the preparation, drafting, filing, or prosecution of each 

of the Patents-in-Suit, including documents sufficient to show the identity of all persons or 

entities involved in the preparation of each of the Patents-in-Suit.

11. Documents concerning the conception, reduction to practice, and diligence in 

the reduction to practice of any alleged invention of the Patents-in-Suit. 

12. Documents concerning the development, structure, function, implementation, 

and operation of the subject matter described in each of the Patents-in-Suit.

13. Documents relating to any public use, disclosure to third parties, sale or offer 

for sale of the subject matter described in any of the Patents-in-Suit prior to the filing date of 

each application leading to the issuance of a Patent-in-Suit. 

14. Documents concerning any Prior Art to any claim of the Patents-in-Suit. 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 15 of 17
6

EXHIBIT A2

DEFINITIONS AND INSTRUCTIONS

1. In responding to this request for a deposition, please designate one or more 

officers, directors, managing agents, or other Persons who are the most knowledgeable with respect 

to the topics identified below. 

2. The Definitions outlined in Exhibit A1 are incorporated by reference herein and 

apply with equal force to the topics described below. 

DEPOSITION TOPICS

1. Documents produced by You, including authentication of the Documents. 

2. Agreements with the named inventor(s) of any of the Patents-in-Suit, 

including assignment agreements, consulting agreements, employment agreements., and any 

agreements pertaining to litigation involving the Patents-in-Suit. 

3. Compensation, cost sharing, or profit sharing agreements with any of the 

named inventor(s) of the Patents-in-Suit. 

4. The assignment, licensing, acquisition, financial interest, security interest, 

sale, transfer of rights (in whole or in part) and any other disposition of or any offers to buy, 

sell, obtain rights to, or license any of the Patents-in-Suit.

5. The nature and scope of Your rights in each of the Patents-in-Suit from the 

time each alleged invention was conceived through the present, including the right to control 

litigation, future royalties, payment for licenses, or payments depending on the outcome of 

litigation. 

6. Agreements relating to each of the Patents-in-Suit, including assurances, 

covenants not to sue, and understandings not to assert any of the Patents-in-Suit against 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 16 of 17
7

potential licensees.

7. Agreements with Nokia, Alcatel-Lucent or Other WSOU Defendants. 

8. Communications with any of the named inventors regarding any of the 

Patents-in-Suit, This Litigation, or Microsoft. 

9. Communications with WSOU regarding the any of Patents-in-Suit, This 

Litigation, or Microsoft. 

10. Your relationship with any entity associated with Stuart A. Shanus, Marc 

Wade, or Craig Etchegoyen including without limitation, Orange Holdings, WSOU, and 

Uniloc USA, Inc. 

11. The preparation, drafting, filing, or prosecution of each of the Patents-in-Suit.

12. The conception, reduction to practice, and diligence in the reduction to 

practice of any alleged invention of the Patents-in-Suit. 

13. The development, structure, function, implementation, and operation of the 

subject matter described in each of the Patents-in-Suit.

14. Any public use, disclosure to third parties, sale or offer for sale of the subject 

matter described in any of the Patents-in-Suit prior to the filing date of each application 

leading to the issuance of a Patent-in-Suit. 

15. Any Prior Art to any claim of the Patents-in-Suit. 

Case 6:20-cv-00456-ADA Document 72-2 Filed 09/03/21 Page 17 of 17