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Filed 9/ 2 /15 Uwadiale v. Makiyama CA1/5

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as spec ified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT

DIVISION FIVE

GRACE UWADIALE,

Plaintiff and A ppellant, A1 43567

v. (Contra Costa County Super. Ct. No. MSC0903497) TODD MAKIYAMA,

Defendant and Respondent. _____________________________________/

The tr ial court sanctioned plaintiff Grace Uwadiale’s former attorney, Alfred O.
Any ia, $6, 178.26 for not attend ing a pretrial issue conference and failing t o file pretrial

documents in violation of Contra Co sta Superior Court Local Rules ( former local rule 5 )

. Anyia appeals. He contends Code of Civil Procedure section 575.2 d oes not au thorize
the imposition of monetary sanctions, he was denied due process, and the amount

awarded was excessive. 1

We affirm.

FACTUAL AND PROCEDURAL BACKGROUND
We incorporate the factual and procedural history from our opinion in plaintiff’s
prior appeal ( Uwadiale v. Makiyama (Mar. 24, 2014, A137521) [nonpub. opn.] )

, and
provide only a brief overview here

.

1 All statutory references are to the Code of Civil Procedure. Plai ntiff is not a party to this appeal and is mentioned only where necessary.2

The trial court dismissed plaintiff’s dental malpractice action against Dr. Todd
Makiyama , DDS because plaintiff and her then attorney, Anyia, did no t attend the pretrial
issue conference and failed to file pretrial documents in violation of former local rule 5. 2

The court later denied plaintiff’s motion to set aside the dismissal pursuant to section
473, subdivision (b). Plaintiff appealed and we re versed. We concluded, among other
things, the court erred by dismissing the action because there was no evidence less severe

sanctions would be ineffective. We directed the c ourt to vacate the orders and to consider
whether to hold a hearing on the possi ble imposition of sanctions

, other than terminating
sanctions, for plaintiff’s coun sel’s failure to comply with local rules

. ( Uwadiale v.
Makiyama , supra, A137521.)
Following remittitur, Dr. Makiyama moved for $6,178.26 in sanctions against
Anyia pursuan t to section 575.2 and former local rule 25

. According to Dr. Makiyama

, Anyia violated former local rule 5 b y failing to file mandatory pre trial documents and

attend the issue conference. Dr. Makiyama supported the motion with attorney

declarations detai ling the time spent preparing for and attending the issue conference and
moving for sanctions. In opposition, Anyia admitted he did not comply with former local

rule 5 and that section 575.2 authorized the imposition of monetary sanctions. He
argued , how ever, th at th e amount of sanctions requested was excessive because it was

“ unreasonable ” for two attorneys to attend the issue conference and because defense

counsel spent too long travel ing to and from the conference.
Following a hearing, the court part ially granted Dr. Makiyama’s motion and
sanctioned Anyia $6,178.26. The court determined “ Anyia was responsible for the local
rules violation. He failed to file and serve mandatory pre

- trial documents and failed to

2 All “local rule” references are to the Contra Costa Superior Court Local Rules. In 2015, local rule 3.11 replaced former rule 5 without substantive change. As relevant here, fo rmer local rule 5 required trial counsel and clients to attend an issue conference 14 days before the trial date. It also required parties to file issue conference statements, motions in limine, a settlement statement, and jury questionnaires before the c onference. (See former local rule 5K(1)

- (4).) Former local rule 25 described the penalties for local rule violations. In 2015, local rule 2.60 replaced former local rule 25 without substantive change.3

appear at the . . . issue conference.” The court determined Dr. Makiyama incurred
$3, 738 .26 in preparing and filing the pretrial documents and appearing at the issue

conference, and $2,440 in preparing the sanctions motion. Finally, the court rejected
Anyia’s claim that the fees and costs Dr. Makiyama requested were unreasonable.

DISCUSSION

Section 575.2 authorizes trial “courts to provide by local rule for sanctions,
including monetary sanctions in the form of reasonable attorney fees, for failure to
comply with any of the requirements of p roperly promulgated local rules .” ( Vidrio v.

Hernandez (200 9) 172 Cal.App.4th 1443, 1455 ; see also Rietveld v. Rosebud Storage

Partners (2004) 121 Cal.App.4th 250 , 255 ( Rietveld ) .) As we have stated, former local
rule 5 require d trial counsel and client s to attend a pretrial issue conference and to file

various documents before th at conference. Pursuant to former l ocal rule 25, a “violation
of these rules may result in sanctions and penalties including but not limited to

. . . a ctual
expenses and counsel fees

. . . arising as a result of such violation payable to opposing

counsel.” We review the order imposing “ monetary sanctions under the deferential abuse

of discretion standard

. ” ( Martorana v. Marlin & Saltzman (2009) 175 Cal.App.4th 685,

698

. )
Anyia contends section 575.2 does not authorize monetary sanctions. This
argument is foreclosed by Rietveld , where the court rejected the same argument and
upheld an award of monetary sanctions pursuant to section 575.2 and local rules.

( Rietveld, supra, 121 C al.App.4th at p. 257.) As the court explained, s ection 575.2,
subdivision (a) “ allows, as a penalty for violation of local rules, striking of pleadings,
dismissal of part or all of an action, or ‘ penalties of a lesser nature as otherwise provided
by law ’” and “allows the moving party to recover fees and costs incurred in making the

motion for sanctions . [Citation.] Monetary sanctions are penalties of a lesser nature than

dismissal. And

, [the] Local Rule [ ] provides for monetary sanctions to recompense fees

and costs. ” ( Rietveld

, at p. 257.) T h e same is true here. As in Rietveld , the sanctions

award “was based on the fees and costs” Dr. Makiyama incurred in preparing for and
attending the issue conference where Anyia did not appear in violation of for mer local4

rule 5 , and “in making the motion for sanctions. Thus, the award was provided for by”

section 575.2 and former local rule 25. ( Rietveld, at p. 257

. )

Next, Anyia claim s h e was denied due process because the c ourt apparently did

not permit him to appear telephonically at the hearing on the sanctions motion

. “The
imposition of sanctions always requires procedural due process,” which includes “fair
warning and an opportunity to be heard.” ( Youngworth v. Stark (1991) 232 Cal.App.3d
395, 406.) Here

, Anyia received notice the court might impose monetary sanctions and
an opportunity to be heard on Dr. Makiyama’s motion. He opposed the motion in
writing, but chose not to appear in person at the hearing. That the court did not allow
Anyia to appear at the hearing by telephone does not demonstrate a denial of due process.
Anyia’s final contention is the court awarded an “unfair and unreasonable”

amount of sanctions. Without citing any authority, Anyia reiterates the claims he made in

the trial court: defense counsel’s travel time to the issue conference w as “ excessive and

unreasonable ” and one attorney, not two, should have attended the conference. The trial
court was not persuaded by these arguments and neither are we. Under the

circumstances, the amount of sanctions awarded was not excessive. ( R i e tveld, supra, 121
Cal.App.4th at p. 257.)

DISPOSITION

The order imposing monetary sanctions against Anyia is affirmed. Dr. Makiyama
shall recover costs on appeal from Anyia. ( Cal. Rules of Court, rule 8.278(a) (2) .)5 _________________________ Jones, P.J.

We concur:

_________________________ Needham , J.

_________________________ Bruiniers, J.

A1 43567