1 

Filed 11/26/14 Brown v. Anderson CA4/2 

NOT TO BE PUBLISHED IN OFFICIAL REPORTS 

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115. 

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA 

FOURTH APPELLATE DISTRICT 

DIVISION TWO 

MARLENE BROWN, 

 Plaintiff and Respondent, 

v. 

JOHN ANDERSON, 

 Defendant and Appellant. 

 E058508 

 (Super.Ct.No. CIVRS1111098) 

 O P I N I O N 

 APPEAL from the Superior Court of San Bernardino County. Keith D. Davis, 

Judge. Affirmed. 

 Ritchie, Klinkert & McCallion, James E. Klinkert and Paul J. Gutierrez for 

Defendant and Appellant. 

 Prenovost, Normandin, Bergh & Dawe, Tom R. Normandin and Nichole M. Wong 

for Plaintiff and Respondent. 
2 

I. INTRODUCTION 

 Defendant and appellant, John Anderson (Anderson), appeals from the trial court’s 

order denying his motion to set aside default and default judgment entered in favor of 

plaintiff and respondent, Marlene Brown (Brown). Anderson contends: (1) the default 

judgment was entered as a result of mistake, inadvertence, surprise, or excusable neglect 

and the trial court abused its discretion by denying his motion to set aside the default 

judgment under Code of Civil Procedure section 473, subdivision (b);1 (2) the service of 

the summons did not result in actual notice to Anderson and the trial court abused its 

discretion by denying his motion to set aside the default judgment under section 473.5; 

(3) the default judgment was void for Brown’s failure to serve a statement of damages as 

required by sections 425.11 and 425.115; (4) the amended default judgment improperly 

authorizes self-help, granting Brown the power to act outside the law; and (5) the 

amended default judgment is fatally vague. We reject these arguments and affirm the 

court’s order. 

II. STATEMENT OF FACTS 

 Brown and Anderson are tenants in common of certain commercial real property 

located in Upland (the Property). Anderson has allegedly occupied and used a portion of 

the Property to stockpile tractor trailers, vehicles, mechanical equipment, oils, chemicals, 

and rubbish. According to Brown, such use violates certain provisions of the Upland 

 1 All further statutory references are to the Code of Civil Procedure unless 

otherwise indicated. 
3 

Municipal Code and constitutes a nuisance. In February 2008, Brown received a notice 

of the code violations from the Upland Police Department. 

 On November 22, 2011, Brown’s attorney, Nichole M. Wong, sent Anderson a 

letter informing him that his storage of vehicles, equipment, oils, chemicals, and rubbish 

on the Property constituted a nuisance, and that the City of Upland had demanded that the 

items be cleared. Wong also demanded that Anderson remove all illegally stored items 

from the Property. She further stated that a lawsuit would be filed if there was no 

response to her letter within 30 days. The letter was addressed to Anderson at the 

Property and sent certified mail, return receipt requested. Anderson signed the undated 

receipt. 

 Brown filed a verified complaint commencing the underlying action on December 

29, 2011. The complaint includes a single cause of action described as “Damages 

Preliminary and Permanent Injunction (Nuisance).” Brown alleged she and Anderson 

were tenants in common of the Property, Anderson’s unlawful use of the Property, the 

City of Upland’s notice of code violations, her demand that Anderson abate the nuisance 

he had caused on the Property, and Anderson’s refusal to do so. Brown’s prayer for relief 

included: (1) “a preliminary and a permanent injunction enjoining Anderson . . . from 

maintaining any items on the premises”; (2) general damages; (3) punitive damages; (4) 

attorney fees and costs of suit; and (5) “such other and further relief as the Court may 

deem proper.” 
4 

 On January 12, 2012, Attorney James E. Klinkert sent a letter to Wong stating that 

he represented Anderson and had received Wong’s November 22 letter. Klinkert stated 

that Anderson “undertook clean-up activities at his own expense” in response to an 

earlier notice of violation in 2008 and that there were no code enforcement actions 

pending. Klinkert further stated that Anderson had requested that further 

communications be sent to Klinkert. 

 Wong contacted Klinkert to discuss the matter and asked if he would accept 

service of the complaint on behalf of Anderson. Klinkert refused, but asked Wong to email a copy of the complaint to him. 

 On March 20, 2012, Wong sent Klinkert an e-mail attaching the summons and 

complaint, and asking if he would accept service on Anderson’s behalf by notice and 

acknowledgment. Klinkert did not respond. 

 Between February 28, 2012 and April 13, 2012, a process server made 17 

unsuccessful attempts to personally serve the summons and complaint on Anderson at the 

Property. The efforts included a three-hour stakeout at the Property on April 7, 2012, and 

a two-hour stakeout on April 13, 2012. A skip tracer conducted an investigation to locate 

another address for Anderson. The skip tracer concluded that Anderson’s only address 

was the address for the Property. 

 Brown applied for an order permitting service by publication. The court granted 

the application on May 24, 2012. Service on Anderson by publication was completed on 

July 4, 2012. Anderson did not file a response to the complaint. 
5 

 On August 20, 2012, the trial court granted Brown’s request to enter Anderson’s 

default. 

 A default prove-up hearing was held on January 11, 2013. Following the hearing, 

judgment was entered in favor of Brown and against Anderson. The judgment provided 

that Anderson was “required to remove all items of any kind including but not limited to: 

trailers, vehicles, scrap metal, building material, etc. from all unpaved areas on the 

[Property].” It further required Anderson “to maintain all unpaved areas of the Property 

in a condition that is clear of all items of any kind including but not limited to: trailers, 

vehicles, scrap metal, building material, etc., at all times henceforward.” The judgment 

did not provide for an award of damages. 

 On January 22, 2013, Klinkert filed on Anderson’s behalf a motion to set aside the 

default and judgment. In addition to relying on sections 473, subdivision (b), and 473.5, 

Anderson argued that the judgment was void because Brown never served a statement of 

damages pursuant to sections 425.11 and 425.115. In support of his motion, Anderson 

submitted a declaration stating: “Even though I have been generally available at the 

address of the subject property during this past year, I was never served with any 

summons and complaint, statement of damages or any other papers in connection with 

this matter. Likewise, I was not aware of any service by publication until after I received 

the Request for Entry of Default.” Klinkert submitted his own declaration stating that the 

“delay in bringing this motion is my fault . . . .” However, he did not indicate that the 
6 

entry of default or the default judgment was due to his mistake, inadvertence, surprise, or 

neglect. 

 Three days after the set-aside motion was filed, Wong filed a declaration in 

support of an amended judgment. According to Wong, “additional relief was needed in 

the judgment in order to ensure that the items creating the violation of the City of 

Upland’s Municipal Code were removed from the unpaved areas of the [Property].” 

Rather than seeking a contempt order against Anderson for failure to remove the items, 

Wong believed “it would be best to provide for notice and a specific time for Mr. 

Anderson to remove the items, the expiration of which would create a right in [Brown] to 

have the items removed . . . .” Wong submitted a proposed amended judgment adding a 

provision that would permit Brown to “use any means necessary to remove and dispose 

of all items from the unpaved areas of the Property” if Anderson is served with the 

amended judgment and fails to remove “all of his items from all unpaved areas of the 

Property within ninety (90) days . . . .” The court signed and entered the amended 

judgment as proposed on January 28, 2013. 

 Anderson’s motion to set aside the default and judgment was heard on March 6, 

2013. At the hearing, the court stated that Anderson’s statement of general availability 

did “not seem . . . to comport” with the numerous attempts to serve Anderson at the 

Property.2 The court also observed that Anderson’s declaration was silent as to where 

 2 The court stated that the process server went out to the Property to serve 

Anderson on 20 different occasions. Although the process server’s declaration includes 

20 events, three of them refer to a single, three-hour stakeout and two refer to a different, 

[footnote continued on next page] 
7 

Anderson might have been on the dates the process server appeared at the Property to 

serve him. Anderson, in short, failed to satisfy his burden under sections 473, 

subdivision (b), and 473.5 of demonstrating that his lack of actual notice was a result of 

mistake, inadvertence, surprise, or excusable neglect. 

 The court also rejected Anderson’s argument, under section 473, subdivision (d), 

that the judgment was void for failure to serve a statement of damages, stating: “This is 

not a matter in which damages were sought either in reviewing the initial complaint or 

the matter in which ultimately damages were awarded.” 

 At the hearing, Klinkert raised another “problem with the judgment.” He asserted 

that the language added in the amended judgment suggested that Brown could unlawfully 

engage in self-help by removing items from the Property herself. The court declined to 

address the argument because it had not been raised in Anderson’s moving papers.3

 The record is silent as to whether Brown has begun enforcement of the judgment. 

 [footnote continued from previous page] 

two-hour stakeout. The declaration actually refers to 17 different occasions when the 

process server went to the Property. 

3 At the time Anderson filed his motion, the amended judgment with the offensive 

self-help provision had not yet been proposed or filed. Anderson could not, therefore, 

have raised the argument at that time. After the amended judgment was filed, Anderson 

did not file a new or supplemental motion alleging self-help as a ground for relief. 
8 

III. DISCUSSION 

A. Anderson’s Motion to Set Aside the Default Judgment Was Properly Denied Under 

Sections 473, Subdivision (b) and 473.5 

 Anderson contends the court erred in denying his motion to set aside the judgment 

under sections 473, subdivision (b) and 473.5. Because the trial court’s ruling was not an 

abuse of discretion, we reject his arguments. 

 Section 473, subdivision (b) provides, in pertinent part: “The court may, upon any 

terms as may be just, relieve a party or his or her legal representative from a judgment, 

dismissal, order, or other proceeding taken against him or her through his or her mistake, 

inadvertence, surprise, or excusable neglect.” “‘The only occasion for the application of 

section 473 is where a party is unexpectedly placed in a situation to his injury without 

fault or negligence of his own and against which ordinary prudence could not have 

guarded.’ [Citation.]” (Hearn v. Howard, supra, 177 Cal.App.4th at p. 1206, italics 

added.) Under section 473.5, a default judgment may be set aside when the service of the 

summons did not result in actual notice to a party (§ 473.5, subd. (a)); the party seeking 

relief must “provide an affidavit showing under oath that his or her lack of actual notice 

in time to defend was not caused by inexcusable neglect or avoidance of service.” 

(Anastos v. Lee, supra, 118 Cal.App.4th at p. 1319.) 

 While the requirements to set aside a default judgment under section 473, 

subdivision (b) vary somewhat from that required under section 473.5, we address them 
9 

together because the basic showing by Anderson under both statutes is one of “excusable 

neglect.” 

“‘[B]ecause the law strongly favors trial and disposition on the merits, any doubts 

. . . must be resolved in favor of the party seeking relief from default [citations].’ 

[Citations.] For that reason, ‘a trial court order denying relief is scrutinized more 

carefully than an order permitting trial on the merits.’ [Citation].” (Huh v. Wang (2007) 

158 Cal.App.4th 1406, 1419-1420.) Both statutes are to be liberally applied to carry out 

the policy of permitting trial on the merits. (8 Witkin, Cal. Procedure (5th ed. 2008) 

Attack on Judgment in Trial Court, § 144, pp. 735-737; Ramos v. Homeward Residential, 

Inc. (2014) 223 Cal.App.4th 1434, 1444.) 

The party seeking relief bears the burden of proof in establishing a right to relief. 

(Hearn v. Howard (2009) 177 Cal.App.4th 1193, 1205; see Ramos v. Homeward 

Residential, Inc., supra, 223 Cal.App.4th at p. 1444 [noting that when a party in default 

moves promptly to seek relief under § 473.5, very slight evidence is required to justify a 

trial court’s order setting aside a default].) Under section 473, subdivision (b), the 

moving party “‘“must show a satisfactory excuse for his default . . . .”’” (Huh v. Wang, 

supra, 158 Cal.App.4th at p. 1420.) Under section 473.5, the moving party must show 

“that his or her lack of actual notice in time to defend was not caused by inexcusable 

neglect or avoidance of service.” (Anastos v. Lee (2004) 118 Cal.App.4th 1314, 1319.) 

Whether the moving party has successfully carried his burden under the two 

statutes is a question entrusted in the first instance to the discretion of the trial court; its 
10 

ruling will not be disturbed in the absence of a demonstrated abuse of that discretion. 

(Rodriguez v. Henard (2009) 174 Cal.App.4th 529, 534-535; Shapiro v. Clark (2008) 164 

Cal.App.4th 1128, 1139-1140.) “The appropriate test for abuse of discretion is whether 

the trial court exceeded the bounds of reason. When two or more inferences can 

reasonably be deduced from the facts, the reviewing court has no authority to substitute 

its decision for that of the trial court.” (Shamblin v. Brattain (1988) 44 Cal.3d 474, 478-

479.) 

Clearly, one who avoids service cannot claim excusable neglect. In Khourie, 

Crew & Jaeger v. Sabek, Inc. (1990) 220 Cal.App.3d 1009, the court affirmed the trial 

court’s denial of relief under section 473 for a party that avoided service by refusing to 

allow the process server through a locked door. The court stated: “It is established that a 

defendant will not be permitted to defeat service by rendering physical service 

impossible.” (Id. at p. 1013.) 

 Here, the trial court did not abuse its discretion in determining that Anderson 

failed to demonstrate excusable neglect or that his lack of actual knowledge of the 

pending litigation was not the result of his avoiding service of process. The service by 

publication was supported by 17 specific instances of attempted personal service on 

Anderson at the Property, including two instances of multiple hour stakeouts. These 

attempts occurred over a 10-week time span. As the trial court indicated, the evidence 

demonstrated a pattern of not responding to or answering the process server. As the trial 

court also stated, Anderson failed to specifically address why he was unavailable on the 
11 

occasions when the process server attempted service despite being “generally available at 

the address” during that period of time. Based on the evidence of the process server’s 

numerous attempts and Anderson’s failure to explain his unavailability during that time 

span, the court could reasonably conclude that Anderson failed to meet his burden to 

obtain relief under sections 473, subdivision (b), and 473.5. The court did not, therefore, 

abuse its discretion in denying Anderson’s motion. 

B. Anderson’s Motion to Set Aside the Default Judgment Under Section 473, Subdivision 

(d) Was Properly Denied

Anderson contends that both the judgment and amended default judgment are void 

because he was not notified prior to the entry of default of the amount of damages being 

sought by Brown. We reject the argument. 

“The court may, upon motion of the injured party, or its own motion, . . . set aside 

any void judgment or order.” (§ 473, subd. (d).) “[A] default judgment greater than the 

amount specifically demanded is void as beyond the [trial] court’s jurisdiction.” 

(Greenup v. Rodman (1986) 42 Cal.3d 822, 826.) Not only is a default judgment for an 

amount greater than that specifically demanded void, but when a statement of damages is 

required but not served, the underlying entry of default is invalid and subject to being set 

aside. (See Schwab v. Rondel Homes, Inc. (1991) 53 Cal.3d 428, 434.) 

Generally, the amount of damages must be stated in a complaint. (Code Civ. 

Proc., § 425.10, subd. (a).) However, in a complaint for personal injury or wrongful 

death, the amount of actual or punitive damages must not be stated. (Code Civ. Proc., 
12 

§ 425.10, subd. (b); Civ. Code, § 3295, subd. (e); Van Sickle v. Gilbert (2011) 196 

Cal.App.4th 1495, 1521.) In that case, the plaintiff must provide a statement of damages 

upon the defendant’s request or by serving the statement before the defendant’s default is 

taken. (Code Civ. Proc., § 425.11, subd. (c).) The plaintiff’s right to punitive damages 

can be preserved by serving a statement of such right prior to taking the defendant’s 

default. (Code Civ. Proc., § 425.115, subds. (b), (f).) 

If a defendant fails to answer the complaint, “[t]he relief granted to the plaintiff 

. . . cannot exceed that demanded in the complaint, in the statement required by [Code of 

Civil Procedure] Section 425.11, or in the statement provided for by [Code of Civil 

Procedure] Section 425.115 . . . .” (Code Civ. Proc., § 580, subd. (a); Van Sickle v. 

Gilbert, supra, 196 Cal.App.4th at p. 1521.) 

As Anderson points out, the complaint was titled “Damages Preliminary and 

Permanent Injunction (Nuisance)” and contained a prayer for general and punitive 

damages. However, no damages were awarded by the trial court or reflected in the 

default judgment. In rejecting Anderson’s argument, the trial court stated: “This is not a 

matter in which damages were sought either in reviewing the initial complaint or the 

matter in which ultimately damages were awarded. What was granted by the court after 

default prove-up hearing was injunctive relie[f]. What was awarded to Plaintiff was 

nothing more than Plaintiff’s costs. No sort of compensatory or general damages or 

special damages in any fashion. So, to the extent that is being used as a basis sought to 

have the court vacate to set aside the default and the default judgment, I don’t think that 
13 

argument has any merit.” Because the issue is a matter of applying law to undisputed 

facts, we review the trial court’s ruling de novo. (See Aryeh v. Canon Business Solutions, 

Inc. (2013) 55 Cal.4th 1185, 1191.) 

The trial court was correct. Section 580, subdivision (a) provides that “[t]he relief 

granted to the plaintiff, if there is no answer, cannot exceed that demanded in the 

complaint, in the statement required by Section 425.11, or in the statement provided for 

by Section 425.115 . . . .” First, the present matter does not involve personal injuries or 

wrongful death. As such, section 425.11 is inapplicable. (Electronic Funds Solutions, 

LLC v. Murphy (2005) 134 Cal.App.4th 1161, 1176-1177.) Second, section 580 

addresses the “relief granted.” Here, the relief granted by the trial court did not include 

any award of damages. Thus, the fact that damages were sought in the prayer is of no 

moment; the relief granted did not include money damages. Therefore, the judgment is 

not void.4

 C. Self-help, Illegality, and Vagueness

 Anderson contends the language of the amended judgment authorizing Brown to 

“use any means necessary to remove and dispose of all items from the unpaved areas of 

the Property” improperly authorizes self-help and grants Brown authority to act outside 

 4 Although the complaint includes a prayer for punitive damages, there is no 

requirement that all of the relief prayed for in the complaint be sought in the motion for 

default judgment or in the judgment. (See § 585, subd. (c).) Here, neither the original 

judgment nor the amended judgment includes any award of punitive damages. 

Presumably, no such damages were sought at the time of Brown’s default prove-up 

hearing. Therefore, Brown was not required to serve the section 425.115 statement. 
14 

the law in enforcing the judgment. Anderson further contends the amended default 

judgment is fatally vague. We reject these arguments. 

1. Anderson’s Contention That the Amended Default Judgment Is Improper 

Because It Authorizes Self-help Is Waived for Lack of Legal Argument or Citation to 

Authority 

 When a brief on appeal fails to contain legal argument with citation of authorities 

on points made, the court may treat any claimed error in the decision of the court as 

waived or abandoned. (Ellenberger v. Espinosa (1994) 30 Cal.App.4th 943, 948 [Fourth 

Dist., Div. Two].) 

Here, Anderson fails to make a legal argument regarding his self-help contention. 

Instead, he makes only a conclusory assertion that the amended default judgment 

“improperly authorizes Brown to take matters into her own hands as far as enforcement 

of the Amended Default Judgment goes.” Anderson refers to the Enforcement of 

Judgments Law at section 680.010 et seq., but fails to cite a specific section that prohibits 

self-help. Furthermore, Anderson fails to explain how the Enforcement of Judgments 

Law is relevant to his argument. Therefore, in the absence of legal argument and citation 

of authorities on point, Anderson’s self-help contention is deemed waived or abandoned. 

 Furthermore, the amended judgment does not authorize self-help. Statutes 

prohibiting self-help “reflect a policy, with deep roots in English law, barring the use of 

forceful self-help to enforce a right to possession of real property and requiring instead 

the use of judicial process to gain possession.” (Glass v. Najafi (2000) 78 Cal.App.4th 
15 

45, 48-49.) Here, Brown has used the judicial process to obtain the judgment. Her 

lawful efforts to enforce the judgment cannot constitute self-help because the judgment 

was obtained pursuant to the use of judicial process, not in lieu of it. 

 2. Anderson’s Contention That the Amended Default Judgment Grants Brown 

Authority to Exceed the Bounds of the Law Is Not Ripe for Review 

 Anderson contends the amended default judgment is invalid because it allows 

Brown to use “any means necessary” to remove Anderson’s property. He appears to 

suggest that Brown may rely on this language to engage in unlawful means of removing 

his property. He does not assert that Brown has begun enforcing the judgment. 

 A “‘controversy is “ripe” when it has reached . . . the point that the facts have 

sufficiently congealed to permit an intelligent and useful decision to be made.’” 

(Vandermost v. Bowen (2012) 53 Cal.4th 421, 452.) Here, our record does not indicate 

whether Brown has undertaken enforcement of the amended default judgment by any 

means, lawful or otherwise. This court need not entertain a hypothetical possibility of a 

party’s future unlawful conduct. If Brown acts unlawfully in enforcing the amended 

default judgment, Anderson may seek a remedy at that time. Because the issue is not 

ripe, we will not address it. 

3. The Amended Default Judgment Is Not Void for Vagueness 

 Anderson contends the amended default judgment is fatally vague. He relies on a 

concurrence in Shriver v. Superior Court (1920) 48 Cal.App. 576, 585, and the opinion in 

Johnson v. Farmer (1940) 41 Cal.App.2d 874, 882, for the proposition that a judgment 
16 

must be sufficiently certain to permit enforcement, and serious uncertainty may be 

reversible error. Shriver involved a money judgment that failed to indicate from whom 

or to whom the judgment was to be paid. (Shriver v. Superior Court, supra, at p. 584.) 

Johnson involved a judgment that required a party to follow the Unfair Practices Act 

(Bus. & Prof. Code, § 17000 et seq.) generally and limited the price at which sales of 

photographic engravings could be made based upon an indeterminate scale (Johnson v. 

Farmer, supra, at pp. 881-882). 

 Here, the amended default judgment requires Anderson to “remove all items of 

any kind . . . from all unpaved areas on the [identified] real property” and “maintain all 

unpaved areas of the Property in a condition that is clear of all items of any kind . . . .” 

Unlike Shriver, the judgment is certain as to whom it applies, identifying Anderson by 

name under each order. The instant case is also distinguishable from Johnson because 

the judgment is certain as to what conduct is required. Anderson need not ascertain what 

items to remove or from where the items are to be removed because he is required to 

remove all items from all unpaved areas on the Property. 

 Anderson’s contentions regarding uncertainty as to what Brown is required to do 

in the event Anderson fails to remove his property from the unpaved areas need not be 

addressed for the same reason listed above in part III.C.2. This court need not entertain a 

hypothetical possibility of a party’s future unlawful conduct until such conduct has 

occurred. If Anderson fails to comply with the amended default judgment by removing 

items from the unpaved areas within 90 days of being served with the judgment, Brown 
17 

may remove Anderson’s property. If Brown then engages in unlawful conduct to remove 

Anderson’s property, Anderson may then seek a remedy at that time. 

IV. DISPOSITION 

 The order denying Anderson’s motion to set aside default and default judgment is 

affirmed. Respondent shall recover her costs on appeal. 

 NOT TO BE PUBLISHED IN OFFICIAL REPORTS 

KING 

 J. 

We concur: 

RAMIREZ 

 P. J. 

RICHLI 

 J.