EX-10.1





 Exhibit 10.1 

SECURITIES PURCHASE AGREEMENT 

THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”) is made as of the
26th day of March, 2019, by and among Syndax Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the investors set forth on the signature pages hereto
(the “Investors”). 
 THE PARTIES HEREBY AGREE AS FOLLOWS: 

1.    Purchase and Sale of Securities. 

1.1    Sale and Issuance. Subject to the terms and conditions of this Agreement, each Investor, severally and
not jointly, agrees to purchase at the Closing and the Company agrees to sell and issue to such Investor at the Closing (i) the number of shares of the Company’s common stock, $0.0001 par value (the “Common Stock”) set
forth on such Investor’s signature page hereof at a purchase price of $6.00 per share (the “Shares”); provided, however, that, at the option of the Investor, in lieu of purchasing Common Stock, such Investor may
elect to purchase pre-funded warrants to purchase shares of Common Stock with an exercise price of $0.0001 per share (the “Pre-Funded Warrants”) at a
purchase price of $6.00 minus the $0.0001 per share, and (ii) (x) a warrant to purchase a number of shares of Common Stock equal to fifty percent (50%) of the aggregate number of Shares and shares underlying the
Pre-Funded Warrants, if any, purchased by such Investor, as indicated below such Purchaser’s name on the signature page to this Agreement (each, a “Series 1 Warrant”) with an initial
exercise price of $12.00 per share and (y) a warrant to purchase a number of shares of Common Stock equal to fifty percent (50%) of the number of Shares and shares underlying the Pre-Funded Warrants, if
any, purchased by such Investor, as indicated below such Purchaser’s name on the signature page to this Agreement (each, a “Series 2 Warrant” and, together with the Series 1 Warrant, the “Series
Warrants”) with an initial exercise price of $18.00 per share (the Series Warrants together with the Shares and the Pre-Funded Warrants, the “Securities”). The shares of Common
Stock issuable upon exercise of the Series Warrants and the Pre-Funded Warrants are collectively are referred to herein as the “Warrant Shares.” 

1.2    Closing. The purchase and sale of the Securities shall take place at the offices of Cooley LLP
located at 3175 Hanover Street, Palo Alto, California 94304 at 10:00 A.M. Pacific Time, on March 29, 2019, or at such other time and place as the Company and the Investors may mutually agree upon in writing (which time and place are designated
as the “Closing”). At the Closing, the Company shall (a) cause its transfer agent to deliver to each Investor, via electronic book-entry, the Shares, (b) deliver to each investor the Series Warrants and, if applicable, the
Pre-Funded Warrants, in each case that such Investor is purchasing against payment of the purchase price therefor by wire transfer of immediately available funds to an account specified by the Company in
writing to the Investors, and (c) cause its outside legal counsel, Cooley LLP, to deliver to each Investor a legal opinion in a form to be agreed to between the Company and the Investors. 

  
 1 













 2.    Representations and Warranties of the Company. The Company hereby
represents and warrants to each Investor that: 
 2.1    The Company meets the requirements for use of Form S-3 under the Securities Act of 1933, as amended (the “Securities Act”), and has filed with the Securities and Exchange Commission (the “Commission”) a registration statement on
such Form (Registration File No. 333-217172), which became effective as of April 20, 2017, for the registration under the Securities Act of the Securities and the Warrant Shares. Such registration
statement meets the requirements set forth in Rule 415(a)(1)(x) under the Securities Act and complies with said Rule. The Company will file with the Commission pursuant to Rule 424(b) under the Securities Act, and the rules and regulations (the
“Rules and Regulations”) of the Commission promulgated thereunder, a supplement to the form of prospectus filed with the Commission on April 6, 2017. Such registration statement, including the exhibits thereto, as amended at
the date of this Agreement, is hereinafter called the “Registration Statement”; such prospectus in the form filed with the Commission on April 6, 2017, is hereinafter called the “Base Prospectus”; and the form
of prospectus supplement, in the form in which it will be filed with the Commission pursuant to Rule 424(b) (including the Base Prospectus as so supplemented) is hereinafter called the “Prospectus Supplement.” Any reference herein
to the Registration Statement, the Base Prospectus or the Prospectus Supplement shall be deemed to refer to and include the documents incorporated by reference therein (the “Incorporated Documents”) pursuant to Item 12 of Form S-3 which were filed under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), on or before the date of this Agreement, or the issue date of the Base Prospectus or the Prospectus
Supplement, as the case may be; and any reference herein to the terms “amend,” “amendment” or “supplement” with respect to the Registration Statement, the Base Prospectus or the Prospectus Supplement shall be deemed to
refer to and include the filing of any document under the Exchange Act after the date of this Agreement, or the issue date of the Base Prospectus or the Prospectus Supplement, as the case may be, deemed to be incorporated therein by reference. All
references in this Agreement to financial statements and schedules and other information which is “contained,” “included,” “described,” “set forth” or “stated” in the Registration Statement, the Base
Prospectus or the Prospectus Supplement (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is or is deemed to be incorporated by reference in the
Registration Statement, the Base Prospectus or the Prospectus Supplement, as the case may be. No stop order suspending the effectiveness of the Registration Statement or the use of the Base Prospectus or the Prospectus Supplement has been issued,
and no proceeding for any such purpose is pending or has been initiated or, to the Company’s knowledge, is threatened by the Commission. 

2.2    The Registration Statement contains all exhibits and schedules as required by the Securities Act. Each of
the Registration Statement and any post-effective amendment thereto, at the time it became effective, complied in all material respects with the Securities Act and the Exchange Act and the applicable Rules and Regulations and did not and, as amended
or supplemented, if applicable, will not, contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading. The Base Prospectus and the
Prospectus Supplement, each as of its respective date, complied in all material respects with the Securities Act and the Exchange Act and the applicable 

  
 2 













 
Rules and Regulations. Each of the Base Prospectus and the Prospectus Supplement, as amended or supplemented, did not and will not contain as of the date thereof any untrue statement of a
material fact or omit to state a material fact necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading. The Incorporated Documents, when they were filed with the Commission,
conformed in all material respects to the requirements of the Exchange Act and the applicable Rules and Regulations and none of such Incorporated Documents, when they were filed with the Commission, contained any untrue statement of a material fact
or omitted to state a material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading; and any further documents so filed and incorporated by reference in the Base Prospectus or
Prospectus Supplement, when such documents are filed with the Commission, will conform in all material respects to the requirements of the Exchange Act and the applicable Rules and Regulations, as applicable, and will not contain any untrue
statement of a material fact or omit to state a material fact necessary to make the statements therein, in light of the circumstances under which they were made, not misleading. Notwithstanding the foregoing, the Company makes no representations or
warranties as to information, if any, contained in or omitted from the Prospectus Supplement or any amendment thereof or supplement thereto in reliance upon and in conformity with information furnished in writing to the Company by or on behalf of
any Investor specifically for use in the Registration Statement or the Prospectus Supplement. No post-effective amendment to the Registration Statement reflecting any facts or events arising after the date thereof which represent, individually or in
the aggregate, a fundamental change in the information set forth therein is required to be filed with the Commission. There are no documents required to be filed with the Commission in connection with the transaction contemplated hereby that have
not been filed as required pursuant to the Securities Act or will not be filed within the requisite time period. 

2.3    Neither the Company nor any of its directors and officers has distributed and none of them will distribute,
prior to the Closing, any offering material in connection with the offering and sale of the Securities other than the Base Prospectus, the Prospectus Supplement, the Registration Statement, copies of the documents incorporated by reference therein
and any other materials permitted by the Securities Act. 
 2.4    The Company has been duly organized and is
validly existing as a corporation and is in good standing under the laws of the State of Delaware as of the date hereof, and is duly qualified to do business and as in good standing in each other jurisdiction in which its ownership or lease of
property or the conduct of business requires such qualification, except where the failure to qualify, singularly or in the aggregate, would not have or reasonably be expected to result in a material adverse effect on the business, properties,
operations, condition (financial or otherwise) or results of operations of the Company taken as a whole, or in its ability to perform its obligations under this Agreement (a “Material Adverse Effect”). All direct and indirect
subsidiaries of the Company (“Subsidiaries”) are duly organized and in good standing under the laws of the place of organization or incorporation, and each Subsidiary is in good standing in each jurisdiction in which its ownership
or lease of property or the conduct of business requires such qualification, except where the failure to qualify would not have a Material Adverse Effect on the assets, business or operations of the Company taken as a whole. 

  
 3 













 2.5    The Company has the requisite corporate power and
authority to enter into and to consummate the transactions contemplated by the Agreement and otherwise to carry out its obligations hereunder. The execution and delivery of the Agreement to which it is a party by the Company and the consummation by
it of the transactions contemplated hereby have been duly authorized by all necessary corporate action on the part of the Company and no further corporate consent or action is required to be obtained by the Company, its Board of Directors or its
stockholders in connection therewith other than in connection with the listing applications with respect to the listing of the Shares. The Agreement has been (or upon delivery will have been) duly executed by the Company and, when delivered in
accordance with the terms hereof, will constitute the legally valid and binding obligation of the Company enforceable against the Company in accordance with its terms except (i) as limited by general equitable principles and applicable
bankruptcy, insolvency, reorganization, moratorium and other laws of general application affecting enforcement of creditors’ rights generally, (ii) as limited by laws relating to the availability of specific performance, injunctive relief
or other equitable remedies and (iii) insofar as indemnification and contribution provisions may be limited by applicable law. 

2.6    The Securities have been duly authorized for issuance and sale pursuant to this Agreement and, when issued
and delivered by the Company pursuant to this Agreement, will be validly issued, fully paid and non-assessable, and free and clear of all liens imposed by the Company. The Warrant Shares have been duly
authorized and reserved for issuance and sale pursuant to the terms of the Series Warrant or Pre-Funded Warrant, as applicable, and when issued against payment therefor pursuant to the terms of such warrant,
will be validly issued, fully paid and non-assessable, and free and clear of all liens imposed by the Company. 

2.7    The Company and its Board of Directors have taken all necessary action, if any, in order to render
inapplicable any control share acquisition, business combination, poison pill (including any distribution under a rights agreement), or other similar anti-takeover provision pursuant to the Amended and Restated Certificate of Incorporation, the
Amended and Restated Bylaws or the laws of its state of incorporation that is or could become applicable to the Investors as a result of the Investors and the Company fulfilling their obligations or exercising their rights pursuant to the Agreement
and the transactions contemplated hereby, including without limitation, as a result of the Company’s issuance of the Securities and the Investors’ ownership of the Securities. All such anti-takeover provisions in effect as of the date
hereof are summarized generally in the Base Prospectus under the caption, “Description of Capital Stock – Anti-Takeover Provisions.” 

2.8    All issued and outstanding securities of the Company issued prior to the transactions contemplated by this
Agreement have been duly authorized and validly issued and are fully paid and non-assessable; the holders thereof have no rights of rescission with respect thereto, and are not subject to personal liability by
reason of being such holders; and none of such securities were issued in violation of the preemptive rights of any holders of any security of the Company or similar contractual rights granted by the Company. 

2.9    The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of
1934, as amended (the “Exchange Act”), and the Company has taken no action designed to, or which to its knowledge is likely to have the effect of, terminating 

  
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the registration of the Common Stock pursuant to the Exchange Act nor has the Company received any notification that the Commission is currently contemplating terminating such
registration. The Company is currently in compliance with all applicable Nasdaq listing and maintenance requirements and, except as disclosed in its filings with the Commission, the Company has not, in the 12 months preceding the date hereof,
received notice from Nasaq to the effect that the Company is not in compliance with such listing or maintenance requirements. 

3.      Representations and Warranties of the Investor. Each Investor hereby represents and warrants to the
Company that the Investor has full right, power and authority to enter into this Agreement and to consummate the transactions contemplated hereby and has taken all necessary action to authorize the execution, delivery and performance of this
Agreement. This Agreement constitutes a valid and binding obligation of the Investor enforceable against the Investor in accordance with its terms, except as enforceability may be limited by applicable bankruptcy, insolvency, reorganization,
moratorium or similar laws affecting creditors’ and contracting parties’ rights generally and except as enforceability may be subject to general principles of equity (regardless of whether such enforceability is considered in a proceeding
in equity or at law). 
  

	4.	 Miscellaneous. 



4.1    Integration. After this transaction, the Company shall not sell, offer for sale or solicit offers to
buy or otherwise negotiate in respect of any security (as defined in Section 2 of the Securities Act) that would be integrated with the offer or sale of the Securities such that the rules of The Nasdaq Stock Market would require stockholder
approval of this transaction prior to the closing of such other transaction unless stockholder approval is obtained before the closing of such subsequent transaction. 

4.2    Successors and Assigns. Except as otherwise provided herein, the terms and conditions of this
Agreement shall inure to the benefit of and be binding upon the respective successors and assigns of the parties. Nothing in this Agreement, express or implied, is intended to confer upon any party other than the parties hereto or their respective
successors and assigns any rights, remedies, obligations, or liabilities under or by reason of this Agreement, except as expressly provided in this Agreement. 

4.3    Governing Law. This Agreement shall be governed by and construed under the laws of the State of New
York as applied to agreements among New York residents entered into and to be performed entirely within New York. 

4.4    Execution. This Agreement may be executed in two (2) or more counterparts, all of which when
taken together shall be considered one and the same agreement and shall become effective when counterparts have been signed by each party and delivered to each other party, it being understood that the parties need not sign the same counterpart. In
the event that any signature on this Agreement or any instrument pursuant to Section 4.8 hereof is delivered by facsimile transmission or by e-mail delivery of a “.pdf” format data file, such
signature shall create a legally valid and binding obligation of the party executing (or on whose behalf such signature is executed) with the same force and effect as if such facsimile or “.pdf” signature page were an original thereof.


  
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 4.5    Titles and Subtitles. The titles and subtitles used
in this Agreement are used for convenience only and are not to be considered in construing or interpreting this Agreement. 

4.6    Notices. Unless otherwise provided, any notice required or permitted under this Agreement shall be
given in writing and shall be deemed effectively given upon personal delivery to the party to be notified or upon deposit with the United States Post Office, by registered or certified mail, postage prepaid and addressed to the party to be notified
at the address indicated for such party on the signature page hereof, or at such other address as such party may designate by ten (10) days’ advance written notice to the other parties. 

4.7    Finder’s Fee. Each party represents that it neither is nor will be obligated for any
finders’ fee or commission in connection with this transaction. Each Investor agrees to indemnify and to hold harmless the Company from any liability for any commission or compensation in the nature of a finders’ fee (and the costs and
expenses of defending against such liability or asserted liability) for which such Investor or any of its officers, partners, employees, or representatives is responsible. The Company agrees to indemnify and hold harmless each Investor from any
liability for any commission or compensation in the nature of a finders’ fee (and the costs and expenses of defending against such liability or asserted liability) for which the Company or any of its officers, employees or representatives is
responsible. 
 4.8    Amendments and Waivers. Any term of this Agreement may be amended and the
observance of any term of this Agreement may be waived (either generally or in a particular instance and either retroactively or prospectively), only with the written consent of the Company and each Investor. 

4.9    Severability. If one or more provisions of this Agreement are held to be unenforceable under
applicable law, such provision shall be excluded from this Agreement and the balance of the Agreement shall be interpreted as if such provision were so excluded and shall be enforceable in accordance with its terms. 

4.10    Entire Agreement. This Agreement and the other documents referred to herein constitute the entire
agreement among the parties and no party shall be liable or bound to any other party in any manner by any warranties, representations, or covenants except as specifically set forth herein or therein. 

4.11    Indemnification. Subject to the provisions of this Section 4.11, the Company will indemnify and
hold each Investor and its directors, officers, shareholders, members, partners, employees and agents (and any other persons with a functionally equivalent role of a person holding such titles notwithstanding a lack of such title or any other
title), each person who controls such Investor (within the meaning of Section 15 of the Securities Act and Section 20 of the Exchange Act), and the directors, officers, shareholders, agents, members, partners or employees (and any other
persons with a functionally equivalent role of a person holding such titles notwithstanding a lack of such title or any other title) of such controlling persons (each, a “Investor Party”) harmless from any and all losses,
liabilities, obligations, claims, contingencies, damages, costs and expenses, including all judgments, amounts paid in settlements, court costs and reasonable attorneys’ fees and costs of investigation that any such Investor Party may suffer or
incur as a result of or relating to (a) any breach of any of the 

  
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representations, warranties, covenants or agreements made by the Company in this Agreement or (b) any action instituted against an Investor, or any of them or their respective affiliates, by
any stockholder of the Company who is not an affiliate of such Investor or any governmental or regulatory agency, with respect to any of the transactions contemplated by this Agreement (unless such action is based upon a material breach of such
Investor’s representations, warranties or covenants in this Agreement or any material violations by the Investor of state or federal securities laws or any conduct by such Investor which constitutes fraud, gross negligence, willful misconduct
or malfeasance). If any action shall be brought against any Investor Party in respect of which indemnity may be sought pursuant to this Agreement, such Investor Party shall promptly notify the Company in writing, and the Company shall have the right
to assume the defense thereof with counsel of its own choosing reasonably acceptable to the Investor Party. Any Investor Party shall have the right to engage separate counsel in any such action and participate in the defense thereof, but the fees
and expenses of such counsel shall be at the expense of such Investor Party except to the extent that (i) the engagement thereof has been specifically authorized by the Company in writing, (ii) the Company has failed after a reasonable
period of time to assume such defense and to employ counsel or (iii) in such action there is, in the reasonable opinion of such separate counsel, a material conflict on any material issue between the position of the Company and the position of
such Investor Party, in which case the Company shall be responsible for the reasonable fees and expenses of no more than one such separate counsel. The Company will not be liable to any Investor Party under this Agreement (i) for any settlement
by a Investor Party effected without the Company’s prior written consent, which shall not be unreasonably withheld or delayed or (ii) to the extent, but only to the extent, that a loss, claim, damage or liability is attributable to any
Investor Party’s breach of any of the representations, warranties, covenants or agreements made by such Investor Party in this Agreement. To the extent that an Investor Party wishes to seek indemnification under this Section 4.11, such
Investor Party must provide the Company with written notice asserting a claim under this Section 4.11, with such notice to be provided within one year from the Closing. If an Investor Party fails to provide such written notice within this one
year period, the Investor Party shall no longer be entitled to indemnification by the Company hereunder. 

4.12    Expenses. Each party shall pay the fees and expenses of its advisers, counsel, accountants and other
experts, if any, and all other expenses incurred by such party incident to the negotiation, preparation, execution, delivery and performance of this Agreement; provided, however, that the Company shall pay the Investors’
reasonable legal fees and expenses incurred in connection with the transactions contemplated by this Agreement (including any post-Closing expenses) up to an aggregate amount of $25,000. The Company shall pay all transfer agent fees, stamp taxes and
other taxes and duties levied in connection with the delivery of the Securities to the Investors. 

4.13    Construction. The parties agree that each of them and/or their respective counsel has reviewed and
had an opportunity to revise the Agreement and, therefore, the normal rule of construction to the effect that any ambiguities are to be resolved against the drafting party shall not be employed in the interpretation of the Agreement or any
amendments hereto. 
 [Signature Pages Follow] 

  
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 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
  

			
	SYNDAX PHARMACEUTICALS, INC.
		
	By:	 	 /s/ Luke J. Albrecht

		
	Name:	 	 Luke J. Albrecht

		
	Title:	 	 General Counsel and Corporate Secretary

		
	Address:	 	35 Gatehouse Drive, Building D, Floor 3
		 	Waltham, Massachusetts


  
 [Company Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Biotechnology Value Fund, L.P. 

 

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Mark Lampert                
        


 Name of Authorized Signatory: Mark Lampert 

Title of Authorized Signatory: President of BVF, Inc., itself GP of BVF Partners L.P., itself GP of Biotechnology Value Fund, L.P. 

Email Address of Authorized Signatory:
[                        ] 
 Address
for Notice of Investor: 44 Montgomery Street, 40th Floor, San Francisco, CA 94104 
 Telephone: (415) 525-8890 

With a copy to (which shall not constitute notice): 
 Gibson,
Dunn & Crutcher, LLP 
 555 Mission Street, Suite 3000 

San Francisco, CA 94105 
 Attn: Ryan A. Murr 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

[                          
      ] 
 Number of Shares to Be Purchased: 0 

Number of Pre-Funded Warrants: 1,066,499 

Number of Series 1 Warrants: 533,249 
 Number of Series
2 Warrants: 533,250 
 Total Purchase Price: $6,398,994 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Biotechnology Value Fund II, L.P.

  

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Mark Lampert                
        


 Name of Authorized Signatory: Mark Lampert 

Title of Authorized Signatory: President of BVF, Inc., itself GP of BVF Partners L.P., itself GP of Biotechnology Value Fund II, L.P. 

Email Address of Authorized Signatory:
[                        ] 
 Address
for Notice of Investor: 44 Montgomery Street, 40th Floor, San Francisco, CA 94104 
 Telephone: (415) 525-8890 

With a copy to (which shall not constitute notice): 
 Gibson,
Dunn & Crutcher, LLP 
 555 Mission Street, Suite 3000 

San Francisco, CA 94105 
 Attn: Ryan A. Murr 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

[                          
      ] 
 Number of Shares to Be Purchased: 0 

Number of Pre-Funded Warrants: 1,034,645 

Number of Series 1 Warrants: 517,322 
 Number of Series
2 Warrants: 517,323 
 Total Purchase Price: $6,207,870 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Biotechnology Value Trading Fund OS,
L.P.     
  

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Mark Lampert                
        


 Name of Authorized Signatory: Mark Lampert 
  

			
	Title of Authorized Signatory:	 	President of BVF, Inc., itself GP of BVF Partners L.P., itself Sole Member of BVF Partners OS, Ltd., itself GP of Biotechnology Value Trading Fund OS, L.P.

 Email Address of Authorized Signatory:
[                            ] 

Address for Notice of Investor: 44 Montgomery Street, 40th Floor, San Francisco, CA 94104 

Telephone: (415) 525-8890 

With a copy to (which shall not constitute notice): 
 Gibson,
Dunn & Crutcher, LLP 
 555 Mission Street, Suite 3000 

San Francisco, CA 94105 
 Attn: Ryan A. Murr 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

[                          
      ] 
 Number of Shares to Be Purchased: 0 

Number of Pre-Funded Warrants: 118,521 

Number of Series 1 Warrants: 59,260 
 Number of Series 2
Warrants: 59,261 
 Total Purchase Price: $711,126 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: MSI BVF SPV, L.L.C. 

 

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Mark Lampert                
        


 Name of Authorized Signatory: Mark Lampert 

Title of Authorized Signatory: President of BVF, Inc., itself GP of BVF Partners L.P., itself
attorney-in-fact for MSI BVF SPV, L.L.C. 
 Email Address of Authorized
Signatory: [                        ] 

Address for Notice of Investor: 44 Montgomery Street, 40th Floor, San Francisco, CA 94104 

Telephone: (415) 525-8890 

With a copy to (which shall not constitute notice): 
 Gibson,
Dunn & Crutcher, LLP 
 555 Mission Street, Suite 3000 

San Francisco, CA 94105 
 Attn: Ryan A. Murr 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

[                          
      ] 
 Number of Shares to Be Purchased: 0 

Number of Pre-Funded Warrants: 280,335 

Number of Series 1 Warrants: 140,167 
 Number of Series
2 Warrants: 140,168 
 Total Purchase Price: $1,682,010 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Sandia Capital,
LLC     
  

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Elena Cimador                
        


 Name of Authorized Signatory: Elena Cimador     

Title of Authorized Signatory: CFO 
 Email Address of Authorized
Signatory: [                            ] 

Address for Notice of Investor: 55 Railroad Avenue, Greenwich CT 06830 

Telephone: 203-295-7732 

With a copy to (which shall not constitute notice): 
 Morgan
Stanley Prime Brokerage 
 Attn: Vincent Lisanti 
 1585
Broadway, 15th Floor 
 New York, NY 10036 
 PhoneL +1 212 296-4033 
 Vincent.Lisanti@morganstanley.com 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

[                          
      ] 
 Number of Shares to Be Purchased: 416,666 

Number of Pre-Funded Warrants: 0 

Number of Series 1 Warrants: 208,333 
 Number of Series
2 Warrants: 208,333 
 Total Purchase Price: $2,499,996 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Adage Capital Partners
LP     
  

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Dan Lehan                 
       


 Name of Authorized Signatory: Dan Lehan     

Title of Authorized Signatory: Chief Operating Officer 
 Email
Address of Authorized Signatory: [                            ] 

Address for Notice of Investor: 200 Clarendon St # 52, Boston, MA 02116 

Telephone: (617) 867-2800 

With a copy to (which shall not constitute notice): 
  

	
	  

	  


 Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

[                          
      ] 
 Number of Shares to Be Purchased: 1,250,000 

Number of Pre-Funded Warrants: 0 

Number of Series 1 Warrants: 625,000 
 Number of Series
2 Warrants: 625,000 
 Total Purchase Price: $7,500,000 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Warwick Capital Partners
     
  

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Edgar D Jannotta Jr.             
           


 Name of Authorized Signatory: Edgar D Jannotta Jr. 

Title of Authorized Signatory: Manager 
 Email Address of
Authorized Signatory: [                            ] 

Address for Notice of Investor: PO Box 504, 7455 N Granite Creek Rd, Teton Village, WY 83025 

Telephone: 307 733-3526 

With a copy to (which shall not constitute notice): 
 Genesis
Guanga 
 Thornapple River Capital 
 600 1st Ave #116 
 Seattle, WA 98104 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

Same 
 Attn: Edgar D Jannotta Jr 

Number of Shares to Be Purchased: 33,334 

Number of Pre-Funded Warrants: 0 

Number of Series 1 Warrants: 16,667 
 Number of Series 2
Warrants: 16,667 
 Total Purchase Price: $200,004 

  
 [Investor Signature
Page to Purchase Agreement] 













 IN WITNESS WHEREOF, the parties hereto
have executed this Securities Purchase Agreement as of the day and year first above written. 
 Name of Investor: Edgar D Jannotta Jr Exempt Family
Trust 
  

			
	Signature of Authorized Signatory of Investor:	 	
/s/ Erika Pearsal                
                    


 Name of Authorized Signatory: Erika Pearsal 

Title of Authorized Signatory: Trustee 
 Email Address of
Authorized Signatory: [                                ] 

Address for Notice of Investor: PO Box 504, 7455 N Granite Creek Rd, Teton Village, WY 83025 

Telephone: 307 733-3526 

With a copy to (which shall not constitute notice): 
 Genesis
Guanga 
 Thornapple River Capital 
 600 1st Ave #116 
 Seattle, WA 98104 

Address for delivery of Shares via electronic book entry for Investor (if not same as address for notice): 

Same 
 Attn: Erika Pearsall 

Number of Shares to Be Purchased: 166,666 

Number of Pre-Funded Warrants: 0 

Number of Series 1 Warrants: 83,333 
 Number of Series 2
Warrants: 83,333 
 Total Purchase Price: $999,996 

  
 [Investor Signature
Page to Purchase Agreement]