Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 1 

### Appendix A to Part 127 **[ DRAFT FOR SUPPLEMENTAL NOTICE** 
**– REDLINE/STRIKEOUT VERSION**  **]** The following two tables identify the minimum set of data that states, tribes, territories, and NPDES
-regulated entities must electronically

report to the designated initial recipient (NPDES authorized program or EPA) [see 40 CFR 127.2(b)]. Use of these two tables ensure s that there is consistent and complete reporting nationwide, and expeditious collection and processing of the data, thereb y making it more accurate and timely. Taken together, these data standardizations and the corresponding electronic reporting requirements in 40 CFR 3, 1 22, 123, 127, 403, and 503 are designed to save the NPDES authorized programs considerable resources, make reporting easier for NPDES
-regulated entities, streamline permit renewals (as permit writers typically review previous noncompliance events during permit renewal), ensure full exchange of NPDES program data between states and EPA to the public, improve environmental decision
-making, and protect human health and the environment. **Instructions:** Table 1 provides the list of data sources and minimum submission frequencies for the ten different NPDES Data Groups. Table 2 provides the data that must be electronically reported for each of these NPDES Data Groups
. The use of each data element is determined b y identifying the number(s) in the column labeled “NPDES Data Group Number” in Table 2 and finding the corresponding “NPDES Data Group Number” in Tabl e 1. For example, a value of “ 1” in Table 2 means that this data element is required in the transmission of data from the NPDES program to EPA ( Core NPDES Permitting, Compliance, and Enforcement Data)
. Likewise, a value of “1 through 10 ” in Table 2 means that this data element is required in all ten NPDES data groups.Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 2 **Table 1 : Data Sources and Regulatory Citations**  **1 NPDES**  **Data Group**  **Number 2**  **NPDES Data Group Program** **Area Data Provider**  **Minim um** **Frequency 3** 

1 Core NPDES Permitting, Compliance, and Enforcement Data [40 CFR 122, 123, 403, 503] All NPDES Program Sectors Authorized NPDES Program Within 30 days of the completed activity

or within 30 days of receipt of a report from a regulated entity [ see 127.23(a)(1) ]
. However, the frequency associated with any particular permittee may be considerably less [e.g., once every five years for most permit information]
. 2 General Permit Reports [Notice s of Intent to discharge (NOI s); Notice s of Termination (NOT s); No Exposure Certifications (NECs); Lo w Erosivity Waivers (LEWs)] [40 CFR 122.28 and 124.5 ] All NPDES Program Sectors NPDES Permittee Prior to General Permit Issuance , Consideration for Permit Exclusion or Waiver from Permitting , and Permit Coverage Termination 3 Discharge Monitoring Reports [40 CFR 122.41(l)(4)] Most NPDES Program Sectors NPDES Permittee At least annual, although a more frequent submission required in the permit would

apply 4 Biosolids Annual Program Reports [40 CFR 503] Biosolids NPDES Regulated Biosolids Generator and Handler Annual 5 Concentrated Animal Feeding Operation (CAFO) Annual Program Reports [40 CFR 122.42(e)(4)] CAFO CAFO Annual 6 Municipal Separate Storm Sewer System (MS4) Program Reports [40 CFR 122.34(g)(3) and 122.42(c)] MS4 NPDES Permittee Year two and year four of permit coverage (Small MS4), Annual (Medium and Large

MS4) 7 POTW Pretreatment Program Annual Reports [40 CFR 403.12(i)] Pretreatment POTW Pretreatment Control Authority AnnualDraft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 3 **Table 1 : Data Sources and Regulatory Citations**  **1 NPDES**  **Data Group**  **Number 2**  **NPDES Data Group Program** **Area Data Provider**  **Minim um** **Frequency 3** 

8 Significant Industrial User Compliance Reports in Municipalities Without Approved Pretreatment Programs [40 CFR 403.12(e) and (h)] Pretreatment Significant Industrial User Bi
-Annual

9 Sewer Overflow Event Reports [40 CFR 122.41(l)(6) and (7)] Sewer Overflows NPDES Permittee Within 5 days of the time the permittee becomes aware of the se wer overflow event (health or environment endangerment), Monitoring report frequency specific in permit (all other sewer overflow events) 10 CWA 316(b) Annual Reports [40 CFR 125 Subparts I, J and N] CWA Section 316(b) NPDES Permittee Annual
**Note 1:** NPDES regulated entities regulated by a NPDES permit will comply with all reporting requirements in their respective NPDES permit. 2 **Note 2**  **:** Use the “NPDES Data Group Number” in this table and the “NPDES Data Group Number” column in Table 2 to identify the source of the required data entry . EPA notes that electronic systems may use additional data to facilitate electronic reporting as we ll as management and reporting of electronic data
. For example, NPDES permittees may be required to enter their NPDES permit number (“NPDES ID ”

– NPDES Data Group 1 and 2 ) into the applicable electronic reporting system in order to identify their permit and submit a Discharge Monitoring Report (DMR - NPDES Data Group 3 ). Additionally, NPDES regulated entities may be required to enter and submit data to update or correct erroneous data. For example, NPDES permittees may be required to enter new data regarding the Facility Individual First Name and Last Name (NPDES Data Group 1 and 2 ) with their DMR submission when there is a facility personnel change
. **Not e**  **3:** The applicable reporting frequency is specified in the NPDES permit or control mechanism, which may be more frequent than the minimum frequenc y specified in Table 1. **Note 4:**  NPDES regulated entities that have no historical record (e.g., “greenfield” facilities) do not need to provide data elements that rely on historical data elements
. For example, the following data element relies on historical data: Biosolids or Sewage Sludge Amount (Permit)
- The amount of biosolids (in dry metric tons) produced by the permitted facility in the preceding 365
- day period for each different type of biosolids and sewage sludge generated by the facility.Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 4 **Note 5:** For the purposes of this Appendix, biosolids refers to treated or processed domestic sewage sludge. **Note 6:** Authorized states will be the data provider in the event an event where the regulated entity is covered by a waiver from electronic reporting.Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 5 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  **Basic Facility Inform ation**  (Note: As indicated in the “CWA, Regulatory, or Other Citation” column, some of these data elements apply to Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority). Facility T ype of Ownership The code/description identifying the ty pe of facility (e.g., state government, m unicipal or water district, Federal f acility, tribal facility). This data element is used by the EPA data system

to populate the Permit F acility T ype data element (i.e., POTW, Private, Non-POTW, and Federal). 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7
Facility Site Name The name of the facility. This data element includes facilities that are S ignificant Industrial Users (SIU s) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTW s and to facilities or locations that generate or receive biosolids or sewage sludge
. 122.21 , 122.21(j)(6), 122.21(q), 122.28(b)(2)(ii) , 122.44(j) , 403.8(f), 403.10, 403.12(i), 503.18, 503. 2 8 , 503. 4 8 1,2, 4, and 7

Facility Site Address The address of the physical facility location. This data element includes facilities that are Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTWs and to facilities or locations that generate or receive biosolids or sewage sludge
. 122.21 , 122.21(j)(6), 122.21(q), 122.28(b)(2)(ii), 122.44(j) , 403.8(f) , 403.10 , 403.12(i) , 503.18, 503.28, 503.48 1,2, 4, and 7

Facility Site City The name of the city, town, village, or other locality, when identifiable, within who se boundaries (the majority of) the facility site is located. This is not always the same as the city used for USPS mail delivery. This data element includes facilities that are Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTWs and to facilities or locations that generate or receive biosolids or sewage sludge
. 122.21 , 122.21(j)(6), 122.21(q), 122.28(b)(2)(ii), 122.44(j) , 403.8(f) , 403.10, 403.12(i) , 503.18, 503.28, 503.48 1,2, 4, and 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 6 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Facility Site State The U.S. Postal Service (USPS) abbreviation that represents the state or state equivalent for the U.S. where the facility is located
. This data element includes facilities that are Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTWs and to facilities or locations that generate or receive biosolids or sewage sludge
. 122.21 , 122.21(j)(6), 122.21(q), 122.28(b)(2)(ii), 122.44(j) , 403.8(f), 403.10, 403.12(i) , 503.18, 503.28, 503.48 1,2, 4, and 7

Facility Site Zip Code The combination of the 5 - digit Zone Improvement Plan (ZIP) code and the 4
- digit extension code (if available) where the facility is located
. This data element includes facilities that are Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTWs and to facilities or locations that generate or receive biosolids or sewage sludge
. 122.21 , 122.21(j)(6), 122.21(q), 122.28(b)(2)(ii), 122.44(j) , 403.8(f), 403.10, 403.12(i) , 503.18, 503.28, 503.48 1,2, 4, and 7 Facility Site Tribal Land Indicator The Bureau of Indian Affairs code for every unit of land trust allotment (“tribal land”) within Indian Country. This code will identify whether the facility is on tribal l and and the name of the American Indian tribe or Alaskan Native entity (if applicable). 122.21 , 122.28(b)(2)(ii) 1,2 , and 4

Facility Site Longitude The measure of the angular distance on a meridian east or we st of the prime meridian for the f acility. Entered in either Decimal Degrees or in Degrees Minutes Seconds; stored in decimal degrees ( e.g., - 77.029289 ) and in accordance with Environmental Data S tandards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. This data element includes facilities that are Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTWs and to facilities or locations that generate or receive biosolids or sewage sludge
. This data element will also be used to describe the two - dimensional area (polygon) regulated by a municipal storm sewer system (M S4 ) NP DES permit through use of multiple latitude and longitude coordinates
. 122.21 , 122.21(q), 122.28(b)(2)(ii) , 503.18, 503.28, 503.48 1,2 , and 4Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 7 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Facility Site Latitude The measure of the angular distance on a meridian north or south of the equator for the f acility. Entered in either Decimal Degrees or in Degrees Minutes Seconds; stored in decimal degrees (e.g., 38.893829 ) and in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. This data element includes facilities that are Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) that discharge (including truck transportation) to one or more POTWs and to facilities or locations that generate or receive biosolids or sewage sludge
. This data element will also be used to describe the two - dimensional area (polygon) regulated by a municipal storm sewer system (MS4) NPDES permit through use of multiple latitude and longitude coordinates 122.21 , 122.21 (q), 122.28(b)(2)(ii) , 503.18, 503.28, 503.48 1,2, and 4

Facility Site Source Map Scale Number The proportional distance on the ground for one unit of measure on the map or photo for the facility
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1,2 Facility Site Horizontal Accuracy Measure The measure of the accuracy ( in meters) of the facility’s latitude and longitude coordinates. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1,2 Facility Site Horizontal Collection Method Description of the method used to determine the latitude and longitude coordinates for the facility. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1,2 Facility Site Horizontal Reference Datum The code/description for the reference datum used in determining latitude and longitude coordinates for the facility
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 8 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Facility Site Reference Point The code/description for the place for which geographic coordinates were established. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1,2 Facility Individual Affiliation Type Code The way that the contact or address is affiliated with the facility (e.g., "Ow ner," “Operator,” or "Main Contact"). This is a unique code that identifies the nature of the individual's affiliation to the facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i), 1,2, 4, and 7 Facility Individual First Name The given name of an individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual Last Name The surname of an individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual Title The title held by an individual in an organization affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual Organization The legal, formal name of an organization that is affiliated with the individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual Street Address The physical address of the individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual City The name of the city, town, village, or other locality for the individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 9 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Facility Individual State The U.S. Postal Service (USPS) abbreviation that represents the state or state equivalent for the U.S. for the individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual Zip Code The combination of the 5 - digit Zone Improvement Plan (ZIP) code and the 4
- digit extension code (if available) that represents the geographic segment that is a sub unit of the ZIP Code assigned by the U.S. Postal Service to a geographic location for the individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Individual E
-Mail Address The e
-mail address of the designated individual affiliated with this facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Organization Formal Name The legal, formal name of an organization that is affiliated with the facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Organization Street Address The physical address of the organization affiliated with the facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Organization City The name of the city of the organization that is affiliated with the facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 Facility Organization State The U.S. Postal Service abbreviation that represents the state or state equivalent for the organization affiliated with the facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 10 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Facility Organization Zip Code The combination of the 5 - digit Zone Improvement Plan (ZIP) code and the 4
- digit extension code (if available) that represents the geographic segment that is a sub unit of the ZIP Code assigned by the U.S. Postal Service to a geographic location for the organization affiliated with the facility. 122.21 , 122.28(b)(2)(ii) , 403.8(f), 403.10, 403.12(i) 1,2, 4, and 7 **Basic Perm** **it Inform** **ation** (Note : As indi cated in the “CWA, Regulatory, or Other Citation” column, some of these data elements apply to Significant Industrial Users ( SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority)
. NPDES ID This is the unique number for the NPDES permit or control mechanism for NPDES regulated entiti es or Unpermitted ID for an unpermitted facility
. 403.10 1,2 Master General Permit Number The unique identifier of the master general permit, which is linked to a General Permit Covered Facility. This data element applies to facilities regulated by a master general permit. 403.1 0 1,2 Permit T ype The unique code/description identifying the type of permit. 122.2 , 403.10 1,2 Permit Com

ponent This will identify one or more applicable NPDES subprograms (e.g., pretreatment,

CAFO, CSO, POTW, biosolids, stormwater) for the permit record
. This field is only required w

hen the permit includes one or more NPDES subprograms. 122.2, 403.10 1,2 Permit Issue Date This is the date the permit was issued. The date mu st be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.46 , 403.10 1 Permit Effective Date This is the date on which the permit is effective. The date must be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.46 , 403.1 0 1 Permit Modification/Amendment Date This is the date on which the permit wa s mo dified or amended. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.62, 122.63 , 403.1 0 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 11 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Permit Expiration Date This is the date the permit will expire. The date mu st be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.46 , 403.10 1
Permit Termination Date This is the date the permit was terminated. The date mu st be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. This data element can be system generated when the permittee does not file a permit renewal application. 122.64 , 403.10 1 Permit Major/Minor Status Indicator The flag to indicate if the permit is a major or non-major (“minor”)
. This data element is initially system generated (defaults to “Minor”) and updatable only by EPA O ECA Headquarters
. 122.2 1 Permit Major/Minor Status Start Date The date that the Permit became its current Major/Minor status. Initially systemgenerated to match effective date and updatable only by EPA OECA Headquarters
. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 122.2 1
Permit Application Total Design Flow This is the total flow that a permitted facility wa s designed to accommodate, in millions of gallons per day

(MGD ), as stated on its NPDES application. This data element does not apply to regulated entities that do not discharge (e.g., some biosolids generators) and entities that only discharge stormwater. 122.21 , 122.28(b)(2)(ii) , 403.10(f), 1,2
Permit Application Total Actual Average Flow This is the average total flow that a permitted facility will actually discharge at the start of its permit term, in MGD, as stated on its NPDES application
. This data element does not apply to regulated entities that do not discharge (e.g., some biosolids generators) and entities that only discharge stormwater. 122.21, 122.28(b)(2)(ii) , 122.41 , 403.10(f) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 12 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Com plete Permit Application/NOI Received Date This is the date on which the complete application for a NPDES permit was received or a complete Notice of Intent (NOI) for coverage under a master general permit was received
. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. This data element can be system generated when the com

plete NPDES permit application or complete NOI is electronically received by the NPDES program
. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1

Permit Application/NOI Received Date This is the date on which the application for a NPDES permit was received or a Notice of Intent (NOI) for coverage under a master general permit was received
. The date mu st be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. This data element can be system generated when the NPDES permit application or NOI is electronically received by the NPDES program. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1

Permit Status This is a code/description that indicates whether the permit is Effective, Expired, Administratively Continued, Pending, Not Needed, Retired, or Terminated. 122.64, 122.46 , 403.10(f) 1 Master General Permit Industrial Category This code/description identifies the industrial category covered by the master general permit. This field is system
-required for master general permits only. 122.28(b)(2)(ii), 403.10(f) 1 Permit Issuing Organization Type This is the type of organization issuing or granting a permit. 12 3 .4 1 , 403.10(f) 1 DMR Non- Receipt Turns non-receipt tracking fo r discharge mo nitoring reports (DMRs) “on” or “off ” for non-major permits (a.k.a. “minors”)
. This field is always “on” for major permits. This field is initially set to “o n.” This data element is system generated and can be mo dified by EPA Headquarters. 123.45 1 Reportable Noncompliance Tracking Turns reportable noncompliance (RNC) tracking “on” or “off ” for non-major permits (a.k.a. “minors”)
. This field is always “o n” for major permits. This field is initially set to “on.” This data element is system generated and can be mo dified by EPA Headquarters. 123.45 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 13 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Applicable Effluent Limitations Guideline s The applicable effluent limitations guideline s and new source performance standards for the NPDES permit (e.g., Part 414
- Organic chemicals, plastics, and synthetic fibers point source category)
. 122.44 , 403.10(f) 1 Permit Com

pliance Tracking Status This is a code/description that indicates whether the permit is currently “on” or “off ” for compliance tracking purposes. Initially system
- generated to match effective date. 123.45 , 403.10(f) 1 Permit Com

pliance Tracking Status Start Date This is the date on which the permit’s “on” or “of f ” period for compliance tracking status began. Initially system- generated to match effective date. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 123.45 , 403.10(f) 1 RNC Status Quarter The quarter of the p ermit reportable noncompliance (RNC) status. 123.45 , 403.10(f) 1 RNC Status Year The year of the p ermit reportable noncompliance (RNC) status. 123.45 , 403.10(f) 1 RNC Status (Manual) The status of reportable noncompliance (RNC) as it was entered by the regulatory authority before the official Quarterly Noncompliance Report (QNCR) or NPDES Noncompliance Report (NNCR) for the RNC quarter for the permit. 123.45 , 403.10(f) 1
Associated NPDES ID Numbers If applicable, the unique identifier for a NPDES Permit that is related to another NPDES Permit or other NPDES ID number. For example, this data element could be used to identify the receiving POTW’s permit number for an industrial user, the recipient POTW’s permit num ber for a satellite collection system, and NPDES IDs for other permitted operators at the same construction site or industrial facility
. This data element does not apply to municipal storm sewer systems (MS4s). 403.10(f) 1 through 5 , 7, 8, 9
SIC Codes The four
- digit Standard Industrial Classification (SIC) code/description that represents the economic activity of the facility
. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1 ,2, and 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 14 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  SIC Code Primary Indicator This data element will identify the primary economic activity, SIC code, of the facility
. This data element is required for electronic data transfer between state and EPA systems. 122.21, 122.28(b)(2)(ii), 403.10(f) 1,2, and 7

NAICS Codes The six
- digit North American Industry Classification System (NAICS) code/description that represents the economic activity of the facility
. EPA SIC/NAICS Data Standard, Satndard No. EX000022.2, 6 January 2006 , O ffice o f Management and Budget, Executive Office of the President, Final Decision on North American Industry Classification System (62 FR 17288) , 403.10(f) 403.10(f) , 1,2, and 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 15 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

NAICS Code Primary Indicator This data element will identify the primary economic activity, NAICS code, of the facility . This data element is required for electronic data transfer between state and EPA systems. EPA SIC/NAICS Data Standard, Satndard No. EX000022.2, 6 January 2006, Offi ce of Management and Budget, Executive Office of the President, Final Decision on North American Industry Classification System (62 FR 17288), 403.10(f) 403.10(f), 1,2, and 7

Permittee Street Address The mailing street address of the permit holder. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1,2 Permittee Organization Formal Name The legal, formal name of the organization that holds the permit. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1,2 Permittee City The name of the city, town, or village where the mail is delivered for the permit holder
. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1,2 Permittee State The U.S. Postal Service abbreviation that represents the state or state equivalent for the U.S. for the permit holder. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1,2
Permittee Zip Code The combination of the 5 - digit Zone Improvement Plan (ZIP) code and the 4
- digit extension code (if available) that represents the geographic segment that is a sub unit of the ZIP Code assigned by the U.S. Postal Service to a geographic location for the permit holder. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 16 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  NPDES Data Group Number This is the unique code/ description that identifies the ty pes of NPDES program data that are required to be reported by the facility
. This corresponds to Table 1 in this Appendix {e.g., 3 = Discharge Monitoring Report [40 CFR 122.41(l)(4)] }. 122.21, 122.21(j)(6), 122.21(q), 122.28(b)(2)(ii), 122.44(j), 403.8(f), 403.10, 403.12(i), 503.18, 503.28, 503.48 1

Electronic Submission Ty pe This is the unique code/description for each NPDES program data submitted by the facility (“NPDES Data Group Number”) that describes how the data wa s electronically collecte d or processed. These unique codes/descriptions include: (1) NPDES regulated entity submits NPDES program data using an EPA

e lectronic reporting system; (2) NPDES regulated entity submits NPDES program data using an authorized NPDES program electronic reporting system ; (3) NPDES regulated entity has temporary waiver from electronic reporting and submits NPDES program data on paper to the authorized NPDES program who then electronically uses manual data entry to electronically process these data; (4) NPDES regulated entity has a permanent waiver from electronic reporting and submits NPDES program data on paper to the authorized NPDES program who then electronically uses manual data entry to electronically process these data ; (5) NPDES regulated entity submits NPDES program data on paper in a form that allows the authorized NPDES program to use of automatic identification and data capture technology to electronically process these data; (6) NPDES regulated entity submits NPDES program data using another electronic reporting system (e.g., third
party). This data element could be system generated for NPDES program data electronically reported by NPDES regulated entities. 123.26, 123.41(a) and CWA 308 1

**Narrative Condition s**  **and Permit Schedules** (Note: As indicated in the “CWA, Regulatory, or Other Citation” column, some of these data elements apply to Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority).Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 17 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Description The unique code/ description that identifies the type of narrative condition. 122.47 , 403.10(f) 1 Narrative Condition Number This identifies a narrative condition and its elements uniquely for a permit. 122.47 , 403.10(f) 1 Schedule Date The date on which a schedule event is due to be completed and against which compliance will be measured. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.47 , 403.10(f) 1 Actual Date The date on which the permittee achieved the schedule event. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.47 , 403.10(f) 1 Report Received Date The date on which the regulatory authority receives a report from the permittee indicating that a Schedule Event was com pleted (e.g., Start Construction) or the required report wa s enclosed. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.47 , 403.10(f) 1

Event The code (s) or description(s) indicating the particular event(s) with which the permittee is scheduled to com

ply
. This include s program reports including the Cooling Water Yearly Status Report, which all new facilities subject to 125 Subpart I or N must submit
. 122.47 , 403.10(f) 1 **Perm itted Feature**  (Note: These ‘ Permitted Feature ’ data elements are only required to be submitted for permits that require outfall monitoring for stationary point sources
. Additionally, as indicated in the “CWA, Regulatory, or Other Citation” column, some of these data elements apply to Significant Industrial U sers (SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority). Application Design Flow (MGD) The flow that a permitted feature wa s designed to accommodate, in MGD. This data element does not apply to regulated entities that do not discharge (e.g., some biosolids generators) and entities that only discharge stormwater. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1 ,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 18 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Application Actual Average Flow

(MGD) The average flow that a permitted feature will actually discharge or transmit, in MGD,

at the start of its permit term, as stated on its NPDES application
. . This data element does not apply to regulated entities that do not discharge (e.g., some biosolids generators) and entities that only discharge stormwater. 122.21 , 122.28(b )(2)(ii) , 403.10(f) 1 ,2
Permitted Feature ID The identifier assigned for each location at which conditions are being applied. 122.21 , 122.28(b)(2)(ii) , 403.10(f) 1 ,2 Ty pe The code/description indicating the ty pe of permitted feature (e.g. External Outfall, Sum, Intake Structure). 122.21 , 122.28(b)(2)(ii) , 4 03.10(f) 1 ,2 Receiving Waterbody Name for Permitted Feature The name of the waterbody that is or will likely receive the discharge from each permitted feature. 122.21 , 122.28(b)(2)(ii) 1 ,2
Permitted Feature Longitude The measure of the angular distance on a meridian east or we st of the prime meridian for the permitted feature
. Entered in either Decimal Degrees or in Degrees Minutes Seconds; stored in decimal degrees (e.g.,
- 77.029289 ) and in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. 122.21 , 122.28(b)(2)(ii) 1 ,2

Permitted Feature Latitude The measure of the angular distance on a meridian north or south of the equator for the f permitted feature
. Entered in either Decimal Degrees or in Degrees Minutes Seconds; stored in decimal degrees (e.g., 38.893829 ) and in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. 122.21 , 122.28(b)(2)(ii) 1 ,2

Permitted Feature Source Map Scale Number The number that represents the proportional distance on the ground for one unit of measure on the map or photo for the permitted feature
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1 ,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 19 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Permitted Feature Horizontal Accuracy Measure The measure of the accuracy ( in meters) of the permitted feature ’s latitude and longitude coordinates. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1 ,2 Permitted Feature Horizontal Collection Method The text that describes the method used to determine the latitude and longitude coordinates for the permitted feature
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1 ,2 Permitted Feature Horizontal Reference Datum The code/description that represents the reference datum used in determining latitude and longitude coordinates for the permitted feature
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1 ,2
Permitted Feature Reference Point The code/description for the place for which geographic coordinates were established. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. EPA National Geospatial Data Policy

– CIO Policy Transmittal 05
- 002 1 ,2 POTW Wastewater Treatment Technology Level Description This data element describes the level of waste water treatment technology (e.g., primary equivalent to secondary, secondary, advanced, other) at each outfall. This data element only applies to POTWs. 122.21(j)(3)(iii) and CWA 516 1,2 POTW Wastewater Treatment Technology Unit Operations The code/description of the wa stewater treatment technology unit operations (e.g, grit removal, flow

e qualization, complete mix activated sludge secondary treatment, biological nitrification) at each outfall
. This data element is required for POTWs that discharge above 10 MGD and is optional below 10 MGD
. 122.21(j)(2)(ii)(A) and CWA 516 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 20 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  **Limit Set** (Note: These ‘ Limit Set ’ data elements are only required to be submitted for permits that require effluent limits and outfall monitoring for stationary point sources . Additionally, as indicated in the “CWA, Regulatory, or Other Citation” column, some of these data elements apply to Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority). Limit Set Designator The alphan umeric field that is used to designate a particular grouping of parameters within a limit set. 122.45 , 403.10(f) 1 Ty pe The unique code/description identifying the ty pe of limit set (i.e. Scheduled, Unscheduled). 122.45 , 403.10(f) 1 Months Limit Set Applies The default months that the limit set applies. Defaults to all 12 months. 122.45 , 403.10(f) 1 Initial Monitoring Date The date on which monitoring starts for the first monitoring period for the limit set; this date will be blank for Unscheduled Limit Sets. The date must be provided in YYYY MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.45 , 403.10(f) 1 Initial DMR Due Date The date that the first DMR for the limit set is due to the regulatory authority; this date will be blank for Unscheduled Limit Sets. The date must be provided in YYYY -MM DD format where YYYY is the year, MM is the month, and DD is the day
. 122.45 , 403.10(f) 1 Number of Report Units The number of mo nths covered in each DMR mo nitoring period (e.g., monthly = 1, semi
- annually = 6, quarterly = 3). For example, if the permittee was required to provide reports for each month, the number of report units would be one. 122.45 , 403.10(f) 1
Number of Submission Units The number of months between DMR submissions (e.g., monthly = 1, semi
- annually = 6, quarterly = 3); this data element will be blank for Unscheduled Limit Sets. For example, if the permittee wa s required to submit mo nthly reports every quarter, the number of report units would be one (=monthly) and the number of submission units would be three (=three months of information in each submission). 122.45 , 403.10(f) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 21 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Status The status of the Limit Set (i.e., Active or Inactive); Limit Sets will not have violations generated when a Limit Set is Inactive unless an Enforcement Action Limit is present. 122 Subpart C , 403.10(f) 1 Limit Set Status Start Date The date that the Limit Set Status started. The date mu st be provided in YYYY -MM DD format where YYYY is the year, MM is the month , and DD is the day
. 123.45 , 403.10(f) 1 **Limit** (Note: These ‘Limit’ data elements are only required to be submitted for permits that require effluent limits and outfall monitoring for stationary point sources. Additionally, as indicated in the “CWA, Regulatory, or Other Citation” column, some of these data elements apply to Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority). Monitoring Location The code/description of the mo nitoring location at which sampling should occur for a limit parameter. 122.45 , 403.10(f) 1 Season Number Indicates the season of alimit and is used to enter different seasonal limits for the same parameter within a single limit start and end date. 122.45 , 403.10(f) 1 Start Date The date on which a limit starts being in effect for a particular parameter in a limit set. The date must be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.45 , 403.10(f) 1 End Date The date on which a limit stops being in effect for a particular parameter in a limit set. The date must be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.45 , 403.10(f) 1 Change of Limit Status Indicator The code/description that describes circumstances affecting limits, such as formal enforcement actions or permit modifications. 122 Subpart C , 403.10(f) 1 Stay T ype The unique identifier of the ty pe of stay applied to a limit (e.g., X, Y, Z), which indicates whether the limits do not appear on the DMR at all, are treated as mo nitor only, or have a stay value in effect during the period of the stay. 122.45 , 403.10(f) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 22 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Stay Start Date The date on which a limit stay begins. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 124.19 , 403.10(f) 1 Stay End Date The date on which a limit stay is lifted. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 124.19 , 403.10(f) 1 Reason for Stay The text that represents the reason a stay was applied to a permit. 124.19 , 403.10(f) 1 Stay Limit Value The numeric limit value im posed during the period of the stay f or the limit; if entered, during the stay period, the system will use this limit value for calculating com pliance, rather than the actual limit value that was stayed. 124.19 , 403.10(f) 1 Limit T ype The code that indicates whether a limit is an enforceable, or alert limit (e.g., action level, benchmark) that does not receive effluent violations. 122.45 , 403.10(f) 1 Enforcement Action ID The unique identifier for the Enforcement Ac tion that imposed the Enforcement Action limit; this data element helps tie the limit record to the Final Order record in the database. 122.45 , 403.10(f) 1 Final Order ID The unique identifier for the Final Order that imposed the Enforcement Action limit; this data element ties the limit record to the Final Order record in the database. 122.45 , 403.10(f) 1 Modification Effective Date The effective date of the permit mo dification that created this limit. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.62 , 403.10(f) 1 Modification T ype The ty pe of permit mo dification that created this limit (e.g. major, minor, permit authorized change). 122.62 , 403.10(f) 1 Parameter The unique code/description identifying the parameter being limited and/or monitored. 122.41(j) , 403.10(f) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 23 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Months The months that the limit applies. Defaults to limit set months. 122.46 , 403.10(f) 1 Value Type The indication of the limit value type (e.g., Quantity 1, Concentration 2). 122.45(f) , 403.10(f) 1 Quantity Units , Concentration Units The code/description representing the unit(s) of measure applicable to quantity or concentration limits as entered by the user. 122.45(f) , 403.10(f) 1 Statistical Base Code The code/description representing the unit of measure applicable to the limit and DMR values entered by the user (e.g., 30
- day average, daily maximum). 122.45(d) , 403.10(f) 1 Optional Monitoring Flag The flag allowing users to indicate that mo nitoring is optional but not required (i.e., effluent violation generation will be suppressed for optional monitoring). 122.45 , 403.10(f) 1 Qualifier The unique code identifying the limit value operator (e.g ., <, =, >). 122.45 , 403.10(f) 1 Value The actual limit value number from the Permit or Enforcement Action Final Order. 122.45 , 403.10(f) 1 **Biosolids Information on NPDES Permit**  **Application or Notice of Intent** (Note: The ‘ Biosolids Management Facility T ype ’ is also required for the Biosolids Annual Report). Biosolids Management Facility T ype The unique code/description that identifies whether the facility wa s issued a permit as a biosolids generator, processor, or end user (e.g., land application site , surface disposal site , incinerator)
. For the Biosolids Annual Report this data element is also the unique code/description that identifies an off
- site facility or location receives biosolids or sewage sludge from this facility. 122. 21(q) , 122.28(b)(2)(ii) , 503.18, 503.28, 503.48 1,2 , and 4Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 24 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Biosolids or Sewage Sludge Treatment Processes (Permit) This data element identifies the biosolids or sewage sludge treatment process or processes at the facility. For example, this may indicate whether primary, secondary, and tertiary treatment is being used, and the ty pe of the biosolids or sewage sludge treatment process or processes used, including drying processes. 122.21(q)(6), 122.28(b)(2)(ii) 1.2 Biosolids or Sewage Sludge Management Practice (Permit) This data element will identify the ty pe of b iosolids or sewage sludge management practice or practices (e.g., land application, surface disposal, incineration) for each different form of biosolids and sewage sludge generated by the facility. 122.21(q)(6), 122.28(b)(2)(ii) 1.2
Biosolids or Sewage Sludge Form (Permit) This data element describes the nature of e ach biosolids and sewage sludge material generated by

the facility in terms of

whether the material is a biosolid or sewage sludge and whether the material is ultimately conveyed off
- site in bulk or in bags. The facility will separately report the fo rm f or each biosolids or sewage sludge management practice used by the facility. 122.21(q)(6), 122.28(b)(2)(ii) 1.2
Biosolids or Sewage Sludge Pathogen Class (Permit) This data element will identify the pathogen class or classes (e.g., Class A, Class B) of biosolids or sewage sludge generated by the facility. The facility will separately report the pathogen class for each biosolids or sewage sludge management practice used by the facility and for each biosolids or sewage sludge form. 122.21(q)(6), 122.28(b)(2)(ii) 1.2 Biosolids or Sewage Sludge Vector Attraction Reduction Options (Permit) This data element will identify the land application and surface disposal vector attraction reduction options used by the facility. The facility will separately report the vector attraction reduction options for each biosolids or sewage sludge management practice used by the facility and for each biosolids or sewage sludge form as well as by each biosolids or sewage sludge pathogen class. 122.21(q)(6), 122.28(b)(2)(ii) 1.2
Biosolids or Sewage Sludge Land Application Option (Permit) This data element will identify the land application option or options used by the facility (e.g., EQ, PC, CPLR, APLR). The facility will separately report the land application option for each biosolids or sewage sludge management practice used by the facility and for each biosolids or sewage sludge form as well as by each biosolids or sewage sludge pathogen class and each vector attraction reduction option. 122.21(q)(6), 122.28(b)(2)(ii) 1.2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 25 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Biosolids or Sewage Sludge Amount (Permit) The amount of biosolids (in dry metric tons) produced by the permitted facility in the preceding 365
- day

p eriod for each different ty pe of b iosolids and sewage sludge generated by

the facility
. This identification will be made for each biosolids or sewage sludge management practice or practices used by the facility, each biosolids or sewage sludge form, each pathogen class, each vector attraction reduction option, and each land application option
. 122.21 (q) , 122.28(b)(2)(ii) 1,2

**Animal Feeding Operation Inform ation on**  **NPDES Permit Application or Notice of Intent**  Facility CAAP Flag A binary “yes/no” flag to indicate whether the facility includes Concentrated Aquatic Animal Production (CAAP ). 12 2.21(i)(2 ), 122.24, 122.25, 122.28(b)(2)(ii) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 26 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Facility CAFO Flag The unique code/description that identifies whether the facility includes a small, medium or large Concentrated Animal Feeding Operation (CAFO)
. 122.2 1(i) (1) , 122,23, 122.28(b)(2)(ii) 1,2 CAFO Designation Date The date on which the facility is designated as a Concentrated Animal Feeding Operation (CAFO). The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.23 1

CAFO Designation Reason The reason(s) the State Director or the Regional Administrator used to designate an animal feeding operation as a small or medium CAFO. [Ed note: Large and medium CAFO definitions are in 40 CFR 122.23(b)]. This text field can include the following factors: (1) the size of the AFO and the amount of wastes reaching waters of the United States; (2) the location of the AFO relative to waters of the United States; (3) the means of conveyance of animal wa stes and process waste waters into waters of the United States; (4) the slope, vegetation, rainfall, and other factors affecting the likelihood or frequency of discharge of animal wastes manure and process waste waters into waters of the United S tates; and ( 5 ) other relevant factors.
. 122.23 (c) 1

CAFO Animal T ype s The unique code/description that identifies the animal type (s) at the facility (e.g., beef cattle, broilers, layers, swine weighing 55 pounds or more, swine weighing less than 55 pounds, mature dairy cows, dairy heifers, veal calves, sheep and lam bs, horses, ducks, turkeys, other)
. 122.2 1(i)(1) (v) , 122.28(b)(2)(ii) 1,2 CAFO Animal Maximum Number s The maximum number of each ty pe of animal in open confinement or housed under roof (either partially or totally) which are held at the facility for a total of 45 days or more in a 12 month period
. \
. 122.2 1(i)(1)(v) , 122.28(b)(2)(ii) 1,2 CAFO Animal Maximum Number s in Open Confinement The maximum num ber of e ach type of animal in open confinement which are held at the facility for a total of 45 days or more in a 12 month period
. 122.2 1(i)(1)(v) , 122.28(b)(2)(ii) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 27 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  CAFO M LPW The unique code/description that identifies the ty pe of CAFO material generated by the facility (i.e., manure, litter, and process wastewater or ‘MLPW’ ) in a 12 month period
. 122.2 1(i)(1)(viii) , 122.28(b)(2)(ii) 1,2
CAFO MLPW Amount s The maximum amount of CAFO material generated by the facility (i.e. , manure, litter, and process wastewater) in a 12 month period
. 122.2 1(i)(1)(viii) , 122.28(b)(2)(ii) 1,2 CAFO MLPW Amount s Unit s The unit (e.g., tons, gallons) for the maximum amount of CAFO material generated by the facility (i.e., manure, litter, and process wastewater) in a 12 month period
. 122.2 1(i)(1)(viii) , 122.28(b)(2)(ii) 1,2
CAFO MLPW Transferred The maximum amount of CAFO material generated by the facility (i.e., manure, litter, and process wastewater) in a 12 mo nth period that is transferred to other persons . The units for this data element will be the same as the units for the “ CAFO MLPW Amount s ” data element. 122.2 1(i)(1)( ix) , 122.28(b)(2)(ii) 1,2 Total Number of Acres Available for Land Application Total number of acres under the control of the applicant that are available for land application of CAFO material (i.e., manure, litter, and process wastewater)
. 122.2 1 (i) (1)(vii) , 122.28(b)(2)(ii) 1,2 CAFO MLPW Containment and Storage Ty pe Code The ty pe (s) of CAFO material containment and storage ( e.g., anaerobic lagoon, roofed storage shed, storage ponds, underfloor pits, above ground storage tanks, below ground storage tanks, concrete pad, impervious soil pad, other) at the facility
. . 122.2 1 (i) (1)(vi) , 122.28(b)(2)(ii) 1,2 CAFO MLPW Containment and Storage Maximum Capacity Amount s The maximum storage or containment value for each CAFO material containment and storage ty pe at the facility
. 122.2 1 (i) (1)(vi) , 122.28(b)(2)(ii) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 28 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  CAFO MLPW Containment and Storage Maximum Capacity Amount s Unit The unit for the maximum storage or containment value for each CAFO material containment and storage ty pe at the facility (e.g., gallons)
. 122.2 1 (i) (1)(vi), 122.28(b)(2)(ii) 1,2 **Construction and Industrial Storm water Inform** **ation (from the per**  **mitting authority derived from the**  **NPDES Permit Application, Notice of Intent, or**  **No Exposure Certification, or Low Erosivity Waiver)** 
Permit Required by Residual Designation The permit writer may designate additional stormwater discharges as requiring NPDES permits when the stormwater discharge, or category of stormwater discharges within a geographic area, contributes to a violation of a water quality standard or is a significant contributor of pollutants to waters of the United States
. This data element identifies whether the permit writer is using this authority, commonly referred to as the “Residual Designation” authority, to regulate stormwater discharges through a NPDES permit. CWA 402(p)(2)(E) and (6) and 1 22.26 (a)(9)(i)(D) 1

Residual Designation Determination Date The date when the permit writer made the designation that the stormwater discharge s , or category of discharges within a geographic area, contributes to a violation of a water quality standard or is a significant contributor of pollutants to waters of the United States . The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. CWA Section 402(p)(2)(E) and (6) and 1 22.26 (a)(9)(i)(D) 1

No Exposure Certification Approval Date This is the date on which the No Exposure Certification (NEC) wa s authorized by the NPDES permitting authority
. Submiss ion of a No Exposure Certification means that the facility does not require NPDES permit authorization for its stormwater discharges due to the existence of a condition of “no exposure. ” A condition of no exposure exists at an industrial facility when all industrial materials and activities are protected by a storm resistant shelter to prevent exposure to rain, snow, snowmelt, and/or runoff. This date would be provided by the permitting authority. The date must be provided in YYYY MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.26 (g) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 29 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Lo w Erosivity Waiver Approval Date The NPDES Stormwater Phase II Rule allows NPDES permitting authorities to accept “low erosivity waivers” (LEWs) for small construction sites. The waiver process exempts small construction sites (disturbing under five acres) from NPDES permitting requirements when the rainfall erosivity factor is less than five during the period of construction activity
. This is the date when the permitting authority granted such waiver, based on information from the entity requesting the waiver ; this date would be provided by the permitting authority. The date mu st be provided in YYYY -MM -DD format, where YYYY is the year, MM is the month, and DD is the day
. 122.26(b)(15) 1

**Construction Storm** **water Inform ation on**  **NPDES Permit Application, Notice of Intent, or Waiver Request**  **[ including storm** **water large construction activity requiring perm** **it coverage under 122.26(b)(14)(x)**  **]** Total Area of the Site This is the total area (to the nearest quarter acre) of the construction site. This data field is only required for individual construction stormwater permit applications. 122.26 (c)(1)(ii)(B ) , 122.28(b)(2)(ii) 1 Total Activity Area (Construction) Total area (to the nearest quarter acre) of the construction activities. Areas of c onstruction activity include areas of clearing, grading, and/or excavation and areas of construction support activity (e.g., concrete or asphalt batch plants, equipment staging yards, material storage areas, excavated materials disposal areas, borrow areas). 122.26 , 122.28(b)(2)(ii) 1,2 Post- Construction Total Im pervious Area Total impervious area (to the nearest quarter acre) of the site after the construction addressed in the permit application is com pleted
. This data field is only required for individual construction stormwater permit applications. 122.26(c)(1)(ii)(E) 1 Proposed Stormwater Best Management Practices for Construction Activities This is a code/description that describes the proposed measures, including best management practices, to control pollutants in stormwater discharges from construction activities. This includes a brief description of applicable state and local erosion and sediment control requirements
. 122.26(c)(1)(ii)( C) , 122.28(b)(2)(ii) 1 ,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 30 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Post- Construction Stormwater Best Management Practices for Construction Activities This is a code/description that describes the proposed measures to control pollutants in stormwater discharges that will occur after construction operations have been completed, including a brief description of applicable state or local erosion and sediment control requirements
. This data field is only required for individual construction stormwater permit applications. 122.26(c)(1)(ii)(D) 1
Soil and Fill Material Description This is a code/description that field describes the nature of fill material and existing data describing soils or the quality of the discharge. This data field is only required for individual construction stormwater permit applications. 122.26(c)(1)(ii)(E) 1 Runoff Coefficient of the Site This is an estimate of the runoff coefficient of the site after the construction addressed in the permit application is com pleted
. This data field is only required for individual construction stormwater permit applications. 122.26(c)(1)(ii)(E) 1 Estimated Construction Project Start Date The estimated start date for the construction project covered by the NPDES permit. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 122.26, 122.28(b)(2)(ii) 1,2 Estimated Construction Project End D ate The estimated end date for the construction project covered by the NPDES permit. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 122.26, 122.28(b)(2)(ii) 1,2
**Industrial Storm water Information on NPDES Permit Application, Notice of Intent, or Perm** **itting Exclusion Requ est (excluding large construction**  **activity requiring perm it coverage under 122.26(b)(14)(x))** Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 31 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Total Activity Area (Industrial) Total area (to the nearest quarter acre) of the facility that contains industrial activities and processes. These activities and processes may include (but are not limited to) u sing, storing or cleaning industrial machinery or equipment, and areas where residuals from using, storing or cleaning industrial machinery or equipment remain and are exposed to stormwater ; materials or products stored outdoors ; materials contained in open, deteriorated or leaking storage drums, barrels, tanks, and similar containers ; and materials or products from past industrial activity
. 122.26 , 122.28(b)(2)(ii) 1,2 Current Total Impervious Area The current total impervious area (to the nearest quarter acre) of the facility. This data field is only required for individual industrial stormwater permit applications. 122.26(c)(1)(i)(B), 1 Proposed Stormwater Best Management Practices for Industrial Activities This is a field that describes the structural and non- structural control measures (including treatment)to control pollutants in stormwater discharges from industrial activities
. 122.26(c)(1)(i)(B), 122.28(b)(2)(ii) 1 ,2

dateMM is the month, and dateMM is the month, and **Municipal Separate Storm Sewer System**  **(MS4) Inform** **ation on NPDES Permit Application or Notice of Intent**Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 32 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Permit Class The unique code/description that identifies the size of the MS4 permit holder : Phase I

– large or medium MS4 s and Phase II

– small MS4s
. 122.26 , 122.28(b)(2)(ii) 1 ,2 Unique Number for Each Municipality Covered Under MS4 Permit The unique number for each municipality covered under MS4 permit. Use of this number will allow

greater geographic resolution for the MS4 com ponents being tracked and ensure consistency from year to year. The num ber would essentially be similar to an outfall number, for distinguishing compliance at various locations. 122.28(b)(2)(ii) and CWA 301(d), 304(b) 1,2, 6

MS4 Public Education Program The unique code/description that identifies the educational materials the permittee intends to distribute or equivalent outreach activities ther permittee will implement to inform the community about the im pacts of stormwater discharges and the steps the public can take to reduce stormwater pollutants
. 122.21(f) , 122.26(d)(2)(iv)(B), (D)(4) and (A)(6); 122.28(b)(2)(ii) , 122.34(b)(1) , 122.34(d)(1)(i) 1,2
MS4 Measurable Goals Associated With Public Education Program The unique code/description that identifies measurable goals associated with the public education programs including, as appropriate, the mo nths and years in which the permittee will undertake required actions, including interim milestones and the frequency of the action. This data field only applies to Phase II MS4s. 122.34(d)(1)(ii) , 122.28(b)(2)(ii) 2
MS4 Public Involvement and P articipation Program The unique code/description that identifies how the permittee intends to involve the public and at minimum comply with State, Tribal, and local public notice requirements to implement its public involvement and participation program
. 122.21(f) , 122.26(d)(2)(iv), 122.28(b)(2)(ii) , 122.34(b)(2) , 122.34(d)(1)(i) 1,2
MS4 Measurable Goals for the Public Involvement and P articipation Program The unique code/description that identifies the measurable goals associated with the public involvement and participation program including, as appropriate, the months and years in which the permittee will undertake required actions, including interim milestones and the frequency of the action. This data field only applies to Phase II MS4s
. 122.28(b)(2)(ii) 122.34(d)(1)(ii) 2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 33 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Illicit Discharge Detection and Elimination: MS4 System Map The unique code/description that identifies whether the permittee has developed a storm sewer system map showing the location of all outfalls and names and locations of all waters of the U.S. that receive discharges from those outfalls
. 122.21(f) , 122.26(d)(1)(iii)(B), 122.28(b)(2)(ii) , 122.34(b)(3)(ii)(A) , 122.34(d)(1)(i) , 1,2 MS4 Illicit Discharge Detection and Elimination: Ordinance or Other Regulatory Mechanism The unique c ode/description that identifies whether the permittee has enacted an ordinance or other regulatory mechanism to prohibit non- stormwater discharges into its MS4 to the extent allowable by state, local or tribal law
. 122.21(f) , 122.26(d)(2)(i)(B) and (C), 122.26(d)(2)(iv)(B)(1), 122.28(b)(2)(ii) , 122.34(b)(3)(ii)(B), 122.34(d)(1)(i); 1,2

MS4 Illicit Discharge Detection and Elimination : Enforcement The unique code/description that identifies the procedures and actions the permittee will take to enforce the prohibition on non
- stormwater discharges to the MS4. 122.21(f) , 122.26(d)(2)(iv)(B) (1) , 122.28(b)(2)(ii) , 122.34(b)(3)(ii)(B), 122.34(d)(1)(i) 1,2
MS4 Illicit Discharge Detection and Elimination Program The unique code/description that identifies the procedures and actions the permittee will take to detect and address non- stormwater discharges, including illegal dumping, to permittee’s system. 122.21 (f), 12 2.26(d)(2)(iv)(B ) , 122.28(b)(2)(ii), 122.34(b)(3)(ii)(C) , 122.34(d)(1)(i) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 34 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Illicit Discharge Detection and Elimination: Public Education The unique code/description that identifies the procedures and actions the permittee will take to inform public em ployees, businesses and the general public of hazards associated with illegal discharges and improper disposal of waste. 122.21(f), 122.26(d)(2)(iv)(B), 122.28(b)(2)(ii), 122.34(b)(3)(ii)(D) , 122.34(d)(1)(i) 1,2
MS4 Measurable Goals Associated With Illicit Discharge Detection and Elimination Program The unique code/description that identifies the measurable goals associated with the illicit discharge detection and elimination program, including, as appropriate, the mo nths and years in which the permittee will undertake required actions, including interim milestones and the frequency of the action. This data field only applies to Phase II MS4s. 122.34(d)(1)(ii) 2 MS4 Construction Site Stormwater R

unoff Control Ordinance or Other Regulatory Mechanism The unique code/description that identifies the permittee’s ordinance to the extent allowable by state, local or tribal law or other regulatory mechanism, including sanctio ns to ensure compliance, to require erosion and sediment controls
. 122.21(f), 122.26(d)(2)(iv)(D ), 122.28(b)(2)(ii), 122.34(b)(4)(ii)(A) , 122.34(d)(1)(i) 1,2
MS4 Construction Site Stormwater Runoff Control Program : Erosion and S ediment C ontrols The unique code/description that identifies the permittee’s requirements for construction site operators to im plement appropriate erosion and sediment control BMPs. 122.21(f), 122.26(d)(2)(iv)(D), 122.28(b)(2)(ii), 122.34(b)(4)(ii)(B) , 122.34(d)(1)(i) 1,2
MS4 Construction S ite Stormwater Runoff Control Program : Waste Control The unique code/description that identifies the permittee’s requirements for construction site operators to control waste such as discarded building materials, concrete truck wa shout, chemicals, litter, and sanitary waste at the construction site that may cause adverse impacts to water quality
. 122.21(f), 122.26(d)(2)(iv)(D), 122.28(b)(2)(ii), 122.34(b)(4)(ii)(C) , 122.34(d)(1)(i) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 35 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Construction S ite Stormwater Runoff Control Program: Plan Revie w The unique code/description that identifies the permittee’s procedures for site plan review which incorporate consideration of potential water quality impacts
. 122.21(f), 122.26(d)(2)(iv)(D), 122.28(b)(2)(ii), 122.34(b)(4)(ii)(D) , 122.34(d)(1)(i) 1,2
MS4 Construction Site Stormwater Runoff Control Program: Public Information The unique code/description that identifies the permittee’s procedures for receipt and consideration of information submitted by the public. 122.21(f), 122.26(d)(2)(iv)(D), 122.28(b)(2)(ii), 122.34(b)(4)(ii)(E) , 122.34(d)(1)(i) 1,2 MS4 Construction Site Stormwater Runoff Control Program : Site Inspections And Enforcement The unique code/description that identifies the permittee’s procedures for site inspection and enforcement of control measures. 122.21(f), 122.26(d)(2)(iv)(D) (3) , 122.28(b)(2)(ii), 122.34(b)(4)(ii)(F) , 122.34(d)(1)(i) 1,2 MS4 Measurable Goals Associated with the Construction Site Stormwater Runoff Control Program The unique code/descripti on that identifies the measurable goals associated with the construction program, including, as appropriate, the months and years in which the permittee will undertake required actions, including interim milestones and the frequency of the action. This data field only applies to Phase II MS4s. 122.34(d)(1)(ii) 2
MS4 Post- Construction Stormwater Management In New Development And Redevelopment : BMPs The unique code/description that identifies the com bination of structural and/or nonstructural b est management practices (BMPs) (including on which MS4s require retention on site of particular sized storms or runoff volumes) , which the permittee is using to address stormwater runoff from new development and redevelopment projects that disturb greater than or equal to one acre. 122.21(f), 122.26(d)(2)(iv)(A)(2 ), 122.28(b)(2)(ii), 122.34(b)(5)(ii)(A) , 122.34(d)(1)(i) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 36 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Post- Construction Stormwater Management In New Development And Redevelopment : \Ordinance or Other Regulatory Mechanism The unique code/description that identifies the permittee’s ordinance to the extent allowable by state, local or tribal law or other regulatory mechanism to address postconstruction runoff from ne w development and redevelopment projects
. 122.21(f), 122.26(d)(2)(iv)(A)(2), 122.28(b)(2)(ii), 122.34(b)(5)(ii)(B) , 122.34(d)(1) (i) 1,2
MS4 Post- Construction Stormwater Management In New Development And Redevelopment: Long Term Maintenance Of B MPs The unique code/description that identifies the permittee’s program to ensure adequate long
-term operation and maintenance of BMPs used for controlling runoff from new development and development projects. 122.21(f), 122.26(d)(2)(iv)(A)(2), 122.28(b)(2)(ii), 122.34(b)(5)(ii)(C) , 122.34(d)(1)(i) 1,2
MS4 Measurable Goals Associated with the Post
Construction : Stormwater Management Program The unique code/description that identifies the measurable goals associated with the post construction program, including, as appropriate, the months and years in which the permittee will undertake required actions, including interim milestones and the frequency of the action. This data field only applies to Phase II MS4s. 122.34(d)(1)(ii) 2 MS4 Pollution Prevention/ Good Housekeeping for Municipal Operations Program The unique code/description that identifies the permittee’s operation and maintenance program that includes a training component and has the ultimate goal of preventing or reducing pollutant runoff from municipal operations. 122.21(f), 122.26(d)(2)(iv)(A)(2), 122.28(b)(2)(ii), 122.34(b)(6)(i) , 122.34(d)(1)(i) 1,2

MS4 Additional Measures The unique code/description that identifies the any other additional measures in the permittee’s stormwater management program that is required by the permit such as controls to be consistent with the assumptions and requirements of any available wa steload allocation prepared by a state and approved by EPA
. 122.28(b)(2)(ii) , 122.34(b), 122.34(d) 122.44(d)(1)(vii)(B) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 37 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Measurable Goals for Additional Measures The unique code/description that identifies the measurable goal for any additional program measure . This data field only applies to Phase II MS4s. 122.28(b)(2)(ii) , 122.34( e) 2 **POTW Collection System**  **Inform ation on NPDES Permit Application or Notice of Intent**  Name of Collection System This is the unique name of each collection system that provides flow to the permittee
. This includes unincorporated connector districts and satellite collection systems, which are sanitary sewers owned or operated by another entity that conveys se wage or industrial waste water to this permittee
. This data element applies to POTWs. 122.1(b) and 122.21(j)(1)(iv) , 122.28(b)(2)(ii) 1,2

Owner Type of Collection System The unique code/description that identifies the ownership ty pe for each unique collection system that provides flow to the permittee ( e.g., municipality owned, privately owned). This includes unincorporated connector districts and satellite collection systems
. This data element applies to POTWs. 122.1(b) and 122.21(j)(1)(iv) , 122.28(b)(2)(ii) 1,2 Permit Number for Collection System This is the NPDES permit number (if any) for each unique collection system that provides flow

to the permittee
. This includes unincorporated connector districts and satellite collection systems
. This data element applies to POTWs. 122.1(b) and 122.21(j)(1)(iv) , 122.28(b)(2)(ii) 1,2 Population of Collection System This is the population for each unique collection system that provides flow to the permittee
. This includes unincorporated connector districts and satellite collection systems . This data element applies to POTWs. 122.1(b) and 122.21(j)(1)(iv) , 122.28(b)(2)(ii) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 38 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Percentage of Collection System That Is a Com bined Sewer System F or each unique collection system that provides flow to the permittee , this is the

percentage of

the collection systemthat is a com bined sewer system. This includes unincorporated connector districts and satellite collection systems . This percentage is calculated separately for each unique collection system that provides flow to the permittee and is based on the service population of e ach unique collection system. This data element applies to POTWs. 122.1(b) and 122.21(j)(1)(iv) and (vii) , 122.28(b)(2)(ii) 1,2
**Combined Sewer System Inform** **ation on NPDES Permit Application or Notice of Intent**
C om plete and Imp lement a Long- T erm

CSO C ontrol P lan All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698)
. This data element identifies whether the permit requires the permit holder to complete and im plement a long
-term

CSO control plan and whether the permit holder is in compliance with this permit language. CWA 402(q)(1) 1

Nine Minimum CSO Controls Developed All com bined sewer system NPDES permittees are required to implement the nine minimum controls outlined in EPA’s Com bined Sewer Overflow

(C SO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698) . This data element identifies whether the permit holder developed the nine minimum controls in com pliance with permit language. CWA 402(q)(1) 1

Nine Minimum CSO Controls Implemented All com bined sewer system NPDES permittees are required to implement the nine minimum controls outlined in EPA’s Com bined Sewer Overflow

(C SO) Control Policy ( 19 Apri l 1994; 59 Federal Register 18688
- 18698) . This data element identifies whether the permit holder im

plemented the nine minimum controls in com pliance with permit language. CWA 402(q)(1) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 39 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Enforcement Mechanism for the LTCP All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698) . This data element identifies the type of enforcement mechanism used to require the development and implementation of a LTCP. CWA 402(q)(1) 1

LTCP Submitted All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698)
. This data element identifies whether the permit holder submitted the LTCP for approval by the permitting authority. CWA 402(q)(1) 1
LTCP Approved All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698)
. This data element identifies whether the LTCP submitted by the permit holder was approved by the permitting authority. CWA 402(q)(1) 1

LTCP Approval Date All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698)
. This data element identifies the date when the permitting authority approved the LTCP. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. CWA 402(q)(1) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 40 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Actual Date Compl eted LTCP and CSO Controls All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698)
. This data element identifies the date by which the permit holder completed all required LTCP and CSO controls. The date must be provided in YYYY MM -DD format where YYYY is the year, MM is the month, and DD is the day
. CWA 402(q)(1) 1

Enforceable Schedule to Com plete LTCP and CSO Controls All Phase II and post-Phase II combined sewer system NPDES permittees are required to complete and im

plement a long
-term

C SO control plan as described in EPA’s Com bined Sewer Overflow (CSO) Control Policy ( 19 April 1994; 59 Federal Register 18688
- 18698)
. This data element identifies whether the permit holder is on an enforceable schedule to complete all required LTCP and CSO controls. CWA 402(q)(1) 1 Other CSO Control Measures with Com pliance Schedule This data element identifies whether the permit holder has other CSO control measures

specified in a com

pliance schedule, beyond those identified in the nine minimum controls, LTCP, or a plan for sewer system s eparation. CWA 402(q)(1) 1 Approved Post
Construction Compliance Monitoring Program This data element indicates whether the permit holder is currently operating under an approved post
- construction compliance monitoring program. CWA 402(q)(1) 1 **Pretreatm ent**  **Information on NPDES Per mit Application**  **or Notice of Intent**  **(this includes per mit application data required for all new and existing**  **POTWs [**  **40 CFR 122.21(j)(6) ]**  **[Note: These data will be added or updated through the Annual Pretreatm** **ent Program Report (403.12(i) as needed.]**  Pretreatment Program Required Indicator The code/description indicating if the permitted municipality is required to develop a pretreatment program. 122.28(b)(2)(ii) , 122.44(j) 1 Pretreatment Program Approval or Modification Date The date the pretreatment program wa s approved or modified
. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.28(b)(2)(ii), 403.8(a) and (b), 403.11 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 41 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Pretreatment Program Modification Ty

pe The code/description of the ty pe of modification to a POTW Pretreatment Program, which includes the initial start of a pretreatment program. 122.28(b)(2)(ii), 403.8(a) and (b), 403.11 1 Approval Authority Name The name of the agency that is the designated approval authority. 122.28(b)(2)(ii) , 403.8(a) and (b), 403.11 1
dateMM is the month, and
dateMM is the month, and

Industrial User Ty

pe Flag The unique code/description that identifies the ty pe of industrial user discharging to a POTW [ e.g., Significant Industrial User (SIU), Standard Categorical Industrial Users (CIU), Non- Significant Categorical Industrial User (NSCIU), Middle Tier Categorical Industrial User (MTCIU) , and Dental Industrial User (DIU) ]. This data element is at the facility
- level and is required for all SIU s , CIU s , NSCIU s , MTCIU s , and DIUs , [Note: These data will be added or updated through the Annual Pretreatment Program Report (403.12(i) as needed.] 122.21(j)(6), 122.28(b)(2)(ii), 122.44(j) , 403.12(i) 1,2 ,7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 42 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Significant Industrial User Subject to Local Limits This data element will identify for each Significant Industrial User (SIU) or Categorical Industrial User (CIU) that is discharging (including truck transportation) to a POTW whether the SIU is subject to local limits. [Note: These data will be added or updated through the Annual Pretreatment Program Report (403.12(i) as needed.] 122.21(j)(6 ) , 122.28(b)(2)(ii) , 122.44(j ) , 403.12(i) 1 ,2 ,7 Significant Industrial User Subject to Local Limits More Stringent Than Categorical Standards This data element will identify for each Significant Industrial User (SIU) or Categorical Industrial User (CIU) that is discharging (including truck transportation) to a POTW whether the SIU is subject to local limits that are more stringent than the applicable categorical standards. This data element will track the percentage of effluent limits that are based on local limits as they are more stringent than categorical standards
. [Note: These data will be added or updated through the Annual Pretreatment Program Report (403.12(i) as needed.] 122.21(j)(6 ) , 122.28(b)(2)(ii) , 122.44(j ) , 403.12(i) 1 ,2 ,7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 43 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Applicable Categorical Standards This data element will identify for each Significant Industrial User (SIU) or Categorical Industrial User (CIU) that is discharging (including truck transportation) to a POTW the applicable categorical standard( s) by its 40 CFR part number (e.g., Metal Finishing

– Part 433, Electrical and Electronic Com ponents

– Part 469 )
. [Note: These data will be added or updated through the Annual Pretreatment Program Report (403.12(i) as needed.] 122.21(j)(6 ) , 122.28(b)(2)(ii) , 122.44(j ) , 403.12(i) 1 ,2 ,7 Significant Industrial User Wastewater Flow

Rate This data element will identify for each Significant Industrial User (SIU) or Categorical

Industrial User (CIU) that is discharging (including truck transportation) to a POTW the total wa stewater flow

rate (in gallons per day). 122.21(j)(6 ) , 122.28(b)(2)(ii) , 122.44(j ) 1 ,2

Industrial User Causing Problems at POTW This data element will identify for each Significant Industrial User (SIU) or Categorical Industrial User (CIU) whether it caused or contributed to any problems (including upset, by pass, interference, pass -through) at a POTW within the past four and one -half calendar years. EPA regulations require the Control Authority to develop and enforce local limits when the discharge from an IU causes or contributes to any problems (including upset, interference, bypass) at the receiving POTW’s effluent discharge or biosolids. 122.21(j)(6 ) , 122.28(b)(2)(ii) , 122.44(j )(2)(ii), 403.5(c) 1 ,2
Receiving RCRA Waste This data element will identify whether a POTW has received RCRA hazardous waste by truck, rail, or dedicated pipe within the last three calendar years. 122.21(j)(7 ) , 122.28(b)(2)(ii) , 122.44(j ) 1 ,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 44 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Receiving Remediation Waste This data element will identify whether the POTW has received RCRA or CERLCA wa ste from off

- site remedial activities within the last three years. 122.21(j)(7 ) , 122.44(j ) 1 ,2 Control Authority Name The name of the C ontrol Authority for the Significant Industrial User (SIU) or Categorical Industrial User (CIU) discharging to a POTW. This will be the name of the State or EPA Region when they are the Control Authority. 122.28(b)(2)(ii) , 122.44(j ) 1 ,2 Control Authority NPDES Permit Number The NPDES permit number of the C ontrol Authority for the Significant Industrial User (SIU) or Categorical Industrial User (CIU) discharging to a POTW. 122.28(b)(2)(ii) , 122.44(j) 1 ,2 **Cooling Water Intake Information on NPDES Permit Application or Notice of Intent**  Cooling Water Intake Applicable Subpart The unique code/description that identifies the regulatory subpart the facility is subject to (e.g., 1 = New

Facility under 125 Subpart I, 2 = New Offshore Oil and Gas Facility under 40 CFR 125 Subpart N, 3 = Existing Facility under 40 CFR 125 Subpart J, 4 = BPJ Facility under 40 CFR 125.80(c) , 40 CFR 125.90(b), 40 CFR 125.130(c), or 401.14 )
. 122.21(r), 122.28(b)(2)(ii) , 125 Subpart I, J, and N, 401.14 and CWA 316(b) 1,2 Number of Cooling Water Intake Structures (CWISs) This is the number of cooling water intake structures (CWISs) at the facility. 122.21(r), 122.28(b)(2)(ii) , 125.86, 125.9 5 , 125.136, 401.14 and CWA 316(b) 1,2 Design Intake Flow

for Cooling Water Intake Structure (s) This is the cumulative design intake flow (DIF), in units of MGD, for each cooling water intake structure at the facility. DIF is the value assigned (during facility’s design) to the total volume of water withdrawn from a source water body over a specific time period. This value is based on maximum design flow capacities. 122.21(r), 122.28(b)(2)(ii) , 125.80, 125.86, 125.90 , 125.95, 125.131, 125.136, 401.14 and CWA 316(b) 1 ,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 45 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 
Actual Intake Flow

for Cooling Water Intake Structure (s) This actual flow value, in units of MGD, is intended to represent on
-the
- ground intake flow capacities for each cooling water intake structure at the facility, as opposed to the DIF, which is based on maximum design flow capacities. For existing facility, Actual Intake Flow

(AIF) means the average volume of water withdraw n on an annual basis by the cooling water intake structures over the past three years. After [INSERT DATE 5 YEARS AFTER EFFECTIVE DATE OF THE SUBPART J FINAL RULE], AIF means the average volume of water withdrawn on an annual basis by the cooling water intake structures over the previous five years. 122.21(r), 122.28(b)(2)(ii), 125.86, 125. 9 5 , 125.136, 401.14 and CWA 316(b) 1 ,2

Location T ype for Cooling Water Intake Structure The unique code/description that identifies the location and description for each cooling water intake structure . These values are 1=shoreline intake description (flushed, recessed), 2= intake canal, 3=embayment, bank, or cove, 4=submerged offshore intake, 5=near- shore submerged intake, 6=shoreline submerged intake , 7=other
. 122.21(r), 122.28(b)(2)(ii) , 125.86, 125.9 5 , 125.136, 401.14 and CWA 316(b) 1 ,2
Maximum Through
Screen Design Velocity This is the maximum velocity (in feet/second) of the water intake through the screen for each cooling water intake structure. 122.21(r), 122.28(b)(2), 125.86, 125.9 5 , 125.136, 401.14 and CWA 316(b) 1 ,2 Actual Through
- Screen Velocity This is the actual through
- screen velocity (in feet/second) of the water intake through the screen for each cooling water intake structure. 122.21(r), 122.28(b)(2), 125.86, 125.9 5 , 125.136, 401.14 and CWA 316(b) 1 ,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 46 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Source Water for Cooling Purposes The unique code/description that describes the source water for cooling purpose for each cooling water intake structure . A value of 1 = Ocean, 2 = Estuary, 3 = Great Lake, 4 = Fresh River, 5 = Lake/Reservoir, 6 = contract or arrangement with an independent supplier (or multiple suppliers)
. 122.21(r), 122.28(b)(2)(ii), 125.86, 125. 95 , 125.136, 401.14 and CWA 316(b) 1,2

Cooling Water Intake Chosen Compliance Method The unique code/description to indicate the compliance method selected for each cooling water intake structure based on EPA’s CWA 316(b) regulations or based on BPJ. For new

facilities for example, Track I, Track II, alternative requirements, etc. For existing facilities, which of the 125.94(c) compliance options were chosen and reported as part of 122.21(r)(6). 122.21(r)(6), 122.28(b)(2)(ii), 125.84, 125.85, 125.94, 125.134, 125.135, 401.14 and CWA 316(b) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 47 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Cooling Water Information Submitted A binary “yes/no” flag to indicate whether the facility has submitted the required information based on compliance method chosen. 125.86, 125.9 5 , 125.136, 401.14 and CWA 316(b) 1 MM is the month, and dateYYYYYYMM is the month, and dateYYYYYYMM is the month, and MM is the month, and MM is the month, and MM is the month, and Alternative Requirements Provision Request Date The date of any request under the Alternative Requirements provision as defined under 40 CFR 125.85 , 40 CFR 125.94(e)(2) or 40 CFR 125.135. The date must be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.28(b)(2) , 125.85, 125.94(e)(2), 125.135 and CWA 316(b) 1 ,2 Existing Facilities

– Request for Reduced Information in A pplication Submittal The date of any request for reduced information requirements regarding cooling water intake structure and waterbody information. The request must be submitted to the Director at least two years and six months prior to the expiration of its current NPDES permit. The owner or operator’s request must identify each element that it determines has not substantially changed since the previous permit application and the basis for the determination. The Director has the discretion to accept or reject any part of the request. The date data must be provided in YYYY
-MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.28(b)(2), 125.95(a) and (c) and CWA 316(b) 1,2Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 48 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Source Water Baseline Biological Characterization Data : Species Name For new and existing facilities, a listing of each species (or relevant taxa) for all life stages in the vicinity of the cooling water intake structure. 122.21(r)(4), 122.28(b)(2), 125.86, 125.95, 125.136, 401.14 and CWA 316(b) 1,2 Source Water Baseline Biological Characterization Data: Species Number For new and existing facilities, the number of each species (or relevant taxa) in the vicinity of the cooling water intake structure. 122.21(r)(4), 122.28(b)(2), 125.86, 125.95, 125.136, 401.14 and CWA 316(b) 1,2 Source Water Baseline Biological Characterization Data: Threatened or Endangered Flag For new and existing facilities, a unique code/description that describe s for each species (or relevant taxa) whether the species is threatened, endangered, or is an otherwise protected species that might be susceptible to impingement and entrainment at the facility’s cooling water intake structures . 122.21(r)(4), 122.28(b)(2), 125.86, 125.95, 125.136, 401.14 and CWA 316(b) 1,2 **CWA Section 316(a) Thermal Variance Inform ation on NPDES Permit Application or Notice of Intent**  Request for Thermal Variance The unique code/description that describe the thermal variance request submitted by the permittee (e.g., 1 = new

request, 2 = renewal request). 125 Subpart H and CWA 316(a) 1 Thermal Variance Study Date This is the date when the permittee submitted studies/data to support its 316(a) demonstraton or support the continuation of the variance. The date must be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 122.28(b)(2)(ii) , 125 Subpart H and CWA 316(a) 1 Public Notice of Section 316(a) Requests This is the unique code/description that describe s whether the permitting authority included the information required under 124.57(a) in the public notice regarding the CWA section 316(a) request. 124.57, 125 Subpart H and CWA 316(a) 1 Thermal Variance Granted This the unique code/description that describe s whether the permitting authority has granted the permittee a CWA 316(a) variance for the controlling NPDES permit. 122.28(b)(2)(ii) , 125 Subpart H and CWA 316(a) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 49 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Thermal Variance Date This is the date when the permitting authority granted the permittee a CWA 316(a) variance for the controlling NPDES permit. The date must be provided in YYYY -MM DD format where YYYY is the year, MM is the month, and DD is the day
. 122.28(b)(2)(ii) , 125 Subpart H and CWA 316(a) 1 Thermal Variance Value This is the numeric value of the alternative effluent limitation(s) granted for each Permitted Feature
. 122.28(b)(2)(ii) , 125 Subpart H and CWA 316(a) 1 Non-Variance Thermal Standards and Limitations This is the non-variance numeric value of the thermal effluent limitation(s) based on effluent limitations guidelines or water quality standards for each Permitted Feature
. 122.28(b)(2)(ii) , 125 Subpart H and CWA 316(a) 1

Thermal Variance Unit This is the unit of measure (e.g., oF or o C of discharged effluent, oF or o C different between discharged effluent and receiving waterbody, oF or o C different between discharged effluent and inlet water source) associated with numeric value of the alternative effluent limitation granted (“Thermal Variance Value”) and thermal effluent limitation based on effluent guidelines or water quality standards (“Non-Waiver Thermal Standards and Limitations ”)
. 122.28(b)(2)(ii) 125 Subpart H and CWA 316(a) 1
**Compliance Monitoring Activity** Com pliance Monitoring ID The unique identifier for the compliance monitoring activity. 123.26, 123.41(a) and CWA 308 1 Permitted Feature Identifier The unique identifier for the permitted feature number(s) entered by the user for the inspected permitted feature (s)
. This data element will provide a linkage to location data from the NPDES permit application. This data element can be left blank if the compliance monitoring activity does not involve a permitted feature. 123.26 , 123.41(a) and CWA 308 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 50 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Com pliance Monitoring Activity Actual End Date The actual date on which the c om pliance monitoring activity ended. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 123.26, 123.41(a) and CWA 308 1 Com pliance Monitoring Activity Planned End Date The planned date for the c om pliance monitoring activity to end. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 123.26, 123.41(a) and CWA 308 1 Com pliance Monitoring State The US Postal Service abbreviation that represents that state or state equivalent for the U.S. in which the c om

pliance monitoring activity occurred. 123.26, 123.41(a) and CWA 308 1 Com pliance Activity The unique code/description that identifies a ty pe of c om pliance event . For exam ple, there are codes for inspection, investigation, information request, and offsite records review. 123.26, 123.41(a) and CWA 308 1 Com pliance Monitoring Ty pe The code/description indicating the ty pe of com

pliance monitoring activity taken by a regulatory Agency. Each com pliance mo nitoring activity has a variety of different ty pes, such as audit, sampling, case development, follow
-up, reconnaissance without sampling, etc. 123.26, 123.41(a) and CWA 308 1
Biomonitoring Inspection Method The unique code that identi fies the ty pe of biomonitoring inspection method (e.g., discrete acute , discrete chronic , discrete method , flow
-through method , flow
-through acute , flow
-through chronic )
. This data element supplements the Compliance Monitoring Category and Com pliance Monitoring Ty

pe Inspection Ty

pe recorded for all inspections. 123.26, 123.41(a) and CWA 308 1
Com pliance Monitoring Category The unique code/description identifying the com pliance monitoring or inspection category code/description
. 123.26, 123.41(a) and CWA 308 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 51 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Com pliance Monitoring Action Reason The unique code that identifies the purpose of an activity. 123.26, 123.41(a) and CWA 308 1 Was this a State, Federal or Joint (State/Federal) Inspection? The flag indicating if the inspection is a joint inspection by federal , state , tribal, or territorial personnel
. 123.26, 123.41(a) and CWA 308 1 Com pliance Monitoring Agency T ype An indicator whether the compliance mo nitoring activity was designated as an EPA or state activity/inspection
. 123.26, 123.41(a) and CWA 308 1 Programs Evaluated The unique identifier for the programs evaluated in or pertinent to the activity. 123.26, 123.41(a) and CWA 308 1 **Compliance Monitoring Activity (Biosolids Inspections)**  Def iciencies Identified Through the Biosolids Inspection This data element will identify each deficiency identified in that facility’s biosolids im plementation for each biosolids inspection. These deficiencies will allow users to distinguish between noncompliance and significant noncompliance (SNC). 1 23.26, 123.41(a), 123.45, and CWA 308 1 **Compliance Monitoring Activity (AFO/CAFO Inspections)**  Animal Ty

pe s (Inspection) The unique code/description that identifies the animal type(s) at the facility at the time of inspection (e.g., beef cattle, broilers, layers, swine weighing 55 pounds or more, swine weighing less than 55 pounds, mature dairy cows, dairy heifers, veal calves, sheep and lambs, horses, ducks, turkeys, other). 122.23 , 123.26, 123.41(a) , and CWA 308 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 52 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Animal Num

bers (Inspection) The number of e ach ty pe of animal in open confinement or housed under roof (either partially or totally) which are held at the facility at the time of inspection
. . 122.23 , 123.26, 123.41(a) and CWA 308 1 Animal Numbers in Open Confinement (Inspection) The number of each type of animal in open confinement which are held at the facility at the time of inspection. 122.23 , 123.26, 123.41(a) and CWA 308 1

MLPW Containment and Storage Type Code (Inspection) The type(s) of containment and storage (e.g., anaerobic lagoon, roofed storage shed, storage ponds, underfloor pits, above ground storage tanks, below ground storage tanks, concrete pad, impervious soil pad, other) at the facility at the time of inspection. 122.23 , 123.26, 123.41(a) and CWA 308 1 MLPW Containment and Storage Type Within Design Capacity (Inspection) The unique code (s)/description(s) that identifies whether or not the facility is operating within the design capacity for each ty pe of containment and storage used by the facility for MLPW at the time of inspection.
. 122.23 , 123.26, 123.41(a) and CWA 308 1 AFO/CAFO Unauthorized Discharges (Inspection) A binary “yes/no” flag to indicate whether there evidence of unauthorized discharge(s) of pollutants from the facility’s production area and/or land application area(s)
. 122.23, 123.26, 123.41(a) and CWA 308 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 53 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Permit Requirements Im plemention (Inspection) The unique code/description that identifies whether or not the facility is properly im plementing its permit requirements, including the applicable Nutrient Management Plan (NMP) or other nutrient management planning , at the time of inspection
. 122.23 , 123.26, 123.41(a) and CWA 308 1

**Compliance Monitoring Activity (Sewer Overflows Inspections and Audits)** Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 54 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 
Sewer Overflow Longitude This data element is required for sewer overflow inspections without a permitted feature identifier. The measure of the angular distance on a meridian east or we st of the prime meridian for the sewer overflow
. Entered in either decimal degrees or in degree s minutes s econds; stored in decimal degrees (e.g.,
- 77.029289 )
. This data element will enable users to com

pare this inspection to a sewer overflow incident report. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. 123.26 , 123.41(a) 1

Sewer Overflow Latitude This data element is required for sewer overflow inspections without a permitted feature identifier. The measure of the angular distanc e on a meridian north or south of the equator for the sewer overflow . Entered in either decimal degrees or in degrees minutes Seconds; stored in decimal degrees (e.g., 38.893829 )
. This data element will enable users to com

pare this inspection to a sewer overflow incident report. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. 123.26 , 123.41(a) 1
Ty pe of Sewer Overflow A code identifying the ty pe of sewer overflow (including CSO, SSO, By pass , Other Discharge from the Collection System or Treatment Works). 123.26 , 123.41(a) 1 Sewer Overflow

Cause The likely cause of the overflow event (e.g., broken pipe, fats/oil/grease, mechanical failure, pump station electrical failure, etc.). 123.26 , 123.41(a) 1 Duration of Sewer Overflow event (hours) Duration of the sewer overflow event (in hours). I f the discharge has not been corrected,

the b est professional judgment from the com pliance inspector of the time the se wer overflow is expected to continue
. 123.26 , 123.41(a) 1 Sewer Overflow Discharge Volume (gallons) Best professional judgment from the com pliance inspector on the estimated number of gallons of sewer overflow
. 123.26 , 123.41(a) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 55 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Failure to Submit Sewer Overflow Incident Report This data element would indicate whether the POTW has failed to provide 24
-hr.

notification of sewer overflows or failed to submit sewer overflow incident follow
-up reports within the required five days. 122.41(l)(6) and (7) , 123.26, 123.41(a) 1 **Compliance Monitoring Activity (Pretreatm** **ent Inspections and Audits)**

Def ic iencies Identified Through the Pretreatment Inspections or Audits This data element will identify each deficiency or deficiencies identified by EPA or the authorized NPDES program for each pretreatment inspection and audit. These deficiencies will allow

u sers to distinguish between noncompliance and significant noncompliance (SNC)
. These deficiencies include: (1) f ailure to enforce against p ass through and/or interference; (2) f ailure to submit required reports within 30 days ; ( 3) f ailure to meet com

pliance schedule milestones within 90 days; (4) f ailure to issue/reissue control mechanisms to 90% of SIUs within 6 mo nths ; (5) f ailure to inspect or sample 80% of SIUs within the past 12 mo nths; and ( 6) f ailure to enforce standards and reporting requirements
. 123.26, 123.41(a), 123.45, 403.10, and CWA 308 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 56 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

**Compliance Monitoring Activity (** **Discharge Monitoring Report** **, and Pretreatm ent**  **Periodic Compliance Reports for**  **Significant Industrial Users (SIUs) and Categorical Industrial Users (CIUs) when EPA or the State is the Control Authority** **)** Permitted Fe ature The identifier assigned for each location at which conditions are being applied. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 57 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Limit Set The unique identifier tying the DMR form to its Limit Set record. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 Parameter Code The unique code/description identifying the parameter reported on the DMR. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 Monitoring Location The code/description of the mo nitoring location at which the sampling occurred for a DMR parameter. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 Monitoring Period End Date The date that the monitoring period for the values covered by this DMR form ends. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 NODI The unique code/description that indicates the reason that “No Discharge” or “No Data” wa s reported in place of the DMR value. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8
Value The DMR value number reported on the DMR form. 122.41(l)(4)(i) , 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 Concentration Units/ Quantity Units The code/description representing the unit(s) of measure applicable to quantity or concentration limits and measurements as entered by the user on the DMR form. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1 ,2,3,6,8 Value Received Date The date the DMR value wa s received by the regulatory authority. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 58 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Value Type The unique code/description identifying a DMR value type (i.e. Quantity 1, Quantity 2, Concentration 1, Concentration 2, Concentration 3). 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 Qualifier The unique code identifying the limit value operator (e.g., <, =, >). 122.41(l)(4)(i), 123.26, 123.41(a), 403.12(e), 403.12(h) 1,2,3,6,8 **Compliance Monitoring Activity (Periodic**  **Program Reports** **)** Date Report Received The date the report was received. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. These are data elements that are common to reports required in Parts 122, 123, 403, and 503 1 Start Date of Reporting Period The start date of the reporting period. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. For the Sewer Overflow Event Report this is the start or best estimate of the start date for each Sewer Overflow Discharge Number
. These are data elements that are common to reports required in Parts 122, 123, 403, and 503 4 through 10 End Date of Reporting Period The end date of the reporting period. The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. For the Sewer Overflow Event Report this is the end or best estimate of the end date for each Sewer Overflow Discharge Number These are data elements that are common to reports required in Parts 122, 123, 403, and 503 4 through 10 NPDES Data Group Number (Program

Report) This data element identifies for each program report submission the ty pes of NPDES program data that are required to be reported by the facility. This corresponds to Table 1 in this Appendix {e.g., 3 = Discharge Monitoring Report [40 CFR 122.41(l)(4)]}. This is a system generated data element. These are data elements that are common to reports required in Parts 122, 123, 403, and 503 4 through 10 **Compliance Monitoring Activity (Data Elem** **ents Specific to Biosolids Annual Program Reports** **)**Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 59 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Biosolids or Sewage Sludge Treatment Processes This data element identifies the biosolids or sewage sludge treatment process or process es at the facility. For example, this may indicate whether primary, secondary, and tertiary treatment is being used, and the type of the biosolids or sewage sludge treatment proces s or processes used, including drying processes. 503.18, 503.28, 503.48 4 Biosolids or Sewage Sludge Analytical M ethods The unique code (s)/description(s) that i dentify the analytic methods used by the facility to analyze for enteric viruses, fecal coliforms, helminth ova , Salmonella sp ., and other regulated parameters . EPA requires facilities to monitor for the certain parameters, which are listed in Tables 1, 2, 3, and 4 at 40 CFR 503. 13 and Tables 1 and 2 at 503.23 503.8(b), 503.18, 503.28, 503.48 4
Biosolids or Sewage Sludge M anagement Practice This data element will identify the type of biosolids or sewage sludge management practice or practices (e.g., land application, surface disposal, incineration) for each different form of biosolids and sewage sludge generated by the facility. This data element will also identify the management practices used by surface disposal site owners/operators (see 40 CFR 503.24 ). 503.18, 503.28, 503.48 4

Biosolids or Sewage Sludge Form This data element describes the nature of each b iosolids and sewage sludge material generated by the facility in terms of whether the material is a biosolid or s ewage sludge and whether the material is ultimately conveyed off
- site in bulk or in bags. The facility will separately report the form for e ach biosolids or sewage sludge management practice or practices used by the facility
. 503.18, 503.28, 503.48 4
Annual Whole Biosolids or Sewage S ludge A pplication Rate This data element identifies the annual whole biosolids or sewage sludge application rate for biosolids or sewage sludge sold or given away in bags or containers (see 40 CFR 503.13 ). The facility will separately report the application rate for each biosolids or sewage sludge management practice used by the facility and by each biosolids or sewage sludge form. 503.18 4Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 60 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Biosolids or Sewage Sludge Pathogen Class This data element will identify the pathogen class or classes (e.g., C lass A, Class B) for biosolids or sewage sludge generated by the facility
. The facility will separately report the pathogen class for each biosolids or sewage sludge management practice used by the facility and by

each biosolids or sewage sludge form
. 503.18, 503.28, 503.48
Biosolids or Sewage Sludge Vector Attraction Reduction Options This data element will identify the land application and surface disposal vector attraction reduction options used by the facility. The facility will separately report the vector attraction reduction options for each biosolids or sewage sludge management practice used by the facility and by each biosolids or sewage sludge form as well as by each biosolids or sewage sludge pathogen clas s . 503.18, 503.28, 503.48 4
Biosolids or Sewage Sludge Land Application Option This data element will identify the land application option or options used by the facility (e.g., EQ, PC, CPLR, APLR). The facility will separately report the land application option for each biosolids or sewage sludge management practice used by the facility and by each biosolids or sewage sludge form as well as by each biosolids or sewage sludge pathogen class and each vector attraction reduction option
. 503.1 8, 503.28, 503.48 4

Biosolids or Sewage Sludge Volume Amount This is the amount (in dry metric tons) of biosolids or sewage sludge generated by the facility
. This identification will be made for each biosolids or sewage sludge management practice used by the facility and by each biosolids or sewage sludge form as well as by each biosolids or sewage sludge pathogen class , by each vector attraction reduction option, and by each land application option.
. 503.18, 503.28, 503.48 4Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 61 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Biosolids or Sewage Sludge Monitored Parameter This is the biosolids or sewage sludge parameter that is mo nitored by the facility
. If there is more than one class, then the facility will separately report each monitored parameter for each biosolids or sewage sludge management practice used by the facility and by each biosolids or sewage sludge form
. EPA requires facilities to monitor for the certain parameters, which are listed in Tables 1, 2, 3, and 4 at 40 CFR 503. 13 and Tables 1 and 2 at 503.23
. 503.18, 503. 28, 503.48 4
Biosolids or Sewage Sludge Monitored Parameter Concentration This is the concentration value of the Biosolids or Sewage Sludge Monitored Parameter. 503.18, 503.28, 503.48 4 Biosolids or Sewage Sludge s Monitored Parameter Units This is the measurement unit (e.g., mg/kg) associated with the Biosolids or Sewage Sludge Monitored Parameter Concentration
. 503.18, 503.28, 503.48 4Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 62 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Biosolids or Sewage Sludge Measured Cumulative Pollutant Loading Amount This is the measured cumulative amount of a pollutant (in kg per hectare) that has been applied to each off

- site area of land as specified in the regulations at 40 CFR 503 during the entire life of the application site
. The list of pollutants to be measured is at 40 CFR 503.13, Table 2. When the measured cumulative p ollutant loading amount exceeds the Cumulative Pollutant Loading Rate (CPLR) limit for any pollutant, as identified at 40 CFR 503.13, Table 2, no additional bulk biosolids subject to CPLR limits may be applied to the site. 503.13 4

Biosolids or Sewage Sludge Measured Annual Pollutant Loading Amount This is the measured amount of a pollutant ( in kg per hectare ) that has been applied to each off
- site area of land as specified in the regulations at 40 CFR 503 in the preceding 365
- day period . This value is compared against the Annual Pollutant Loading Rate (see 40 CFR 503.13, Table 4) to determine compliance for each Biosolids or Sewage Sludge Receiving Site for each preceding 365
- day period
. 503.13 4

**Compliance Monitoring Activity (Data Elem** **ents Specific to CAFO Annual Program** **Reports )**  CAFO Animal T ypes (Program Report) The unique code/description that identifies the permittee ’s applicable animal sector(s) in the previous 12 months
. This includes (but not limited to) beef cattle, broilers, layers, swine weighing 55 pounds or more, swine we ighing less than 55 pounds, mature dairy cows, dairy heifers, veal calves, sheep and lamb s, horses, ducks, and turkeys. 122.42(e)(4)(i) 5 CAFO Animal Maximum Number (Program Report) The maximum number of each ty pe of animal in open confinement or housed under roof (either partially or totally) which are held at the facility for a total of 45 days or more in the previous 12 months
. 122.42(e)(4)(i) 5Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 63 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  CAFO Animal Maximum Number in Open Confinement (Program Report) The maximum num ber of e ach type of animal in open confinement which are held at the facility for a total of 45 days or more in the previous 12 months. 122.42(e)(4)(i) 5 CAFO MLPW (Program Report) The unique code/description that identifies the ty pe of CAFO material generated by the facility (i.e., manure, litter, and process wastewater or ‘MLPW’) in the previous 12 mo nths . 122.42(e)(4)(ii) 5 CAFO MLPW Amounts (Program Report) The total amount of CAFO material generated by the facility (i.e., manure, litter, and process wastewater) in the previous 12 months
. 122.42(e)(4)(ii) 5 CAFO MLPW Amount s Units (Program Report) The unit (e.g., tons, gallons) for the total amount of CAFO material generated by the facility (i.e., manure, litter, and process wastewater) in the previous 1 2 mo nth s . 122.42(e)(4)(ii) 5 CAFO MLPW Transferred (Program Report) The total amount of CAFO material generated by the facility (i.e., manure, litter, and process wastewater) in the previous 12 mo nths that is transferred to other persons. The units for this data element will be the same as the units for the “CAFO MLPW Amounts (Program Report) ” data element. 122.42(e)(4)(iii) 5 Total Number of Acres for Land A

pplication C overed by the Nutrient M anagement P lan (Program Report) Total number of acres for land application covered by the current nutrient management plan
. 122.42(e)(4)(iv) 5 Total Number of Acres Used for Land A pplication (Program Report) The total number of acres under control of the CAFO and used for land application in the previous 12 months. 122.42(e)(4)(v) 5Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 64 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Discharge Ty

pe (Program Report) The unique code/description that identifies f or each discharge from the permittee’s production area in the previous 12 mo nth whether a 25
-year, 24
-hour rainfall event wa s the cause for the discharge
. 122.42(e)(4) (vi) , 412 5 Discovery Date s of Discharges from Production Area (Program Report) The date of each discharge from the permittee’s production area in the previous 12 mo nths
. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 122.42(e)(4)(vi) 5 Duration of Discharge s from Production Area (Program Report) The estimate d duration time (in hours) of each discharge from the permittee’s production area in the previous 12 months
. . 122.42(e)(4)(vi) 5 Approximate Volume of Discharge from Production Area (Program Report) The approximate volume (in gallons) of each discharge from the permittee’s production area in the previous 12 months. 122.42(e)(4)(vi) 5 Whether NMP A

pproved or D eveloped by C ertified P lanner (Program Report) The unique code/description that identifies whether the current version of the NMP was approved or developed by a certified nutrient management planner. 122.42(e)(4)(vii) 5 CAFO MLPW Nitrogen Content (Program Report) The nitrogen content of CAFO material used or generated by the facility (i.e., manure, litter, and process wastewater) in the previous 12 months. 122.42(e)(4)(viii) 5 CAFO MLPW Phosphorus Content (Program Report) The phosphorus content of CAFO material used or generated by the facility (i.e., manure, litter, and process wastewater) in the previous 12 months
. 122.42(e)(4)(viii) 5Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 65 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  CAFO MLPW Nitrogen or Phosphorus Units (Program Report) The unit(s) (e.g., lbs/tons, lbs/1,000
- gallons) for the nitrogen and phosphorus content of CAFO material used or generated by the facility (i.e., manure, litter, and process wa stewater) in the previous 1 2 months . 122.42(e)(4)(viii) 5 CAFO MLPW Nitrogen or Phosphorus Form (Program Report) The form (e.g., total nitrogen , ammo nium
-nitrogen, total phosphorus ) for the nitrogen and phosphorus content of CAFO material used or generated by the facility (i.e., manure, litter, and process wastewater) in the previous 12 months
. 122.42(e)(4)(viii) 5 Field Identification Number (Program Report) A unique field number to which CAFO MLPWwas applied in the previous 12 mo nths
. This data element will be used when the term “ for each field” is used in the CAFO Annual Program Report. 122.42(e)(4)(viii) 5 Actual Crop(s) P lanted for E ach F ield (Program Report) Actual crop(s) planted for each field
. 122.42(e)(4)(viii) 5 Actual Crop Yield(s) for E ach F ield (Program Report) Actual crop yield(s) for each field
. 122.42(e)(4)(viii) 5 Actual Crop Yield(s) for Each Field Units (Program Report) The unit(s) for the actual crop yield(s) for each field (e.g., bushels per acre). 122.42(e)(4)(viii) 5Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 66 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Method for Calculating Maximum Amounts of Manure, Litter, and Process Wastewater (Program Report) The unique code/description that identifies whether the CAFO used the Linear Approach [40 CFR 122.42(e)(5)(i)] or the Narrative Rate Approach [40 CFR 122.42(e)(5)(ii)]. 122.42(e)(4)(viii) 5
CAFO MLPW Land Application For Each Field (Program Report) The unique code/description that identifies for each field the ty pe of CAFO material (i.e., manure, litter, and process wastewater or ‘MLPW’) in the previous 12 months and used for land application
. 122.42(e)(4)(viii) 5 CAFO MLPW Land Application Maximum Amount For Each Field (Program Report) The maximum amount of CAFO material (i.e., manure, litter, and process wastewater) for each field in the previous 12 months and used for land application. The maximum amount of CAFO material is calculated in accordance with procedures in the Linear Approach [40 CFR 122.42(e)(5)(i)(B)] or the Narrative Rate Approach [40 CFR 122.42(e)(5)(ii)(D)]. 122.42(e)(4)(viii) 5 CAFO MLPW Land Application Ac tual Amount For Each Field (Program Report) The actual amount of CAFO material (i.e., manure, litter, and process wa stewater) for each field in the previous 12 months and used for land application
. 122.42(e)(4)(viii) 5 CAFO MLPW Land Application For Each Field Unit (Program Report) The unit (e.g., tons, gallons) for the maximum and actual amount of CAFO material (i.e., manure, litter, and process wa stewater) for each field in the previous 12 months and used for land application
. 122.42(e)(4)(viii) 5 Nitrogen Soil Test Measurement (Narrative Rate Approach) (Program Report) For each field used for land application, the results of the mo st recent soil nitrogen analysis for any soil test taken in the preceding 12 mo nths (i.e ., amount of nitrogen in the soil). This data element is only applicable to facilities using the Narrative Rate Approach as described in 40 CFR 122.42(e)(5)(ii)
. 122.42(e)(4)(viii) 5Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 67 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Phosphorus Soil Test Measurement (Narrative Rate Approach) (Program Report) For each field used for land application, the results of the mo st recent soil phosphorus analysis for any soil test taken in the preceding 12 months (i.e ., amount of phosphorus in the soil). This data element is only applicable to facilities using the Narrative Rate Approach as described in 40 CFR 122.42(e)(5)(ii). 122.42(e)(4)(viii) 5 Soil Test Measurement Form (Narrative Rate Approach) (Program Report) The form (e.g., total nitrogen, ammonium
-nitrogen, total phosphorus) for each soil test measurement . This data element is only applicable to facilities using the Narrative Rate Approach as described in 40 CFR 122.42(e)(5)(ii). 12 2.42(e)(4)(viii) 5 Soil Test Measurement Unit(s) (Narrative Rate Approach) (Program Report) The unit(s) for the amounts of nitrogen and/or phosphorus for any soil test results. This data element is only applicable to facilities using the Narrative Rate Approach, as described in 40 CFR 122.42(e)(5)(ii). 122.42(e)(4)(viii) 5 Nitrogen Amount of Any Supplemental Fertilizer A pplied (Program Report) For each field used for land application, provide the amount of nitrogen in supplemental fertilizer applied in the previous 12 mo nths. This data element is only applicable to facilities using the Narrative Rate Approach as described in 40 CFR 122.42(e)(5)(ii). 122.42(e)(4)(viii) 5 Phosphorus Amount of Any Supplemental Fertilizer A

pplied (Program Report) For each field used for land application, provide the amount of phosphorus in supplemental fertilizer applied in the previous 12 mo nths. This data element is only applicable to facilities that are using the Narrative Rate Approach as described in 40 CFR 122.42(e)(5)(ii). 122.42(e)(4)(viii) 5 Supplemental Fertilizer Applied Units (Program Report) The unit(s) for the amount(s) of nitrogen and/or phosphorus in any supplemental fertilizer applied in the previous 12 mo nths (e.g., ppm, pounds per acre). This data element is only

applicable to facilities using the Narrative Rate Approach, as described in 40 CFR 122.42(e)(5)(ii). 122.42(e)(4)(viii) 5 **Compliance Monitoring Activity (Data Elem ents Specific to**  **Municipal Separate Storm Sewer System Program** **Reports )**  (Note: The MS4 permit may require one report for each unique governmental entity or one report per permit).Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 68 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Reliance on Other Government Entities : Status Flag This is a code indicating that the permittee relies on another unique governmental entity to satisfy any of the permit requirements. 122.26(d)(2)(vii) , 122.34(g)(v) 6
MS4 Reliance on Other Government Entities: Permit Com

ponent Flag This is a code that identifies for each MS4 permit com ponent the responsible government entity by

using the unique num

ber for the responsible municipality. ( The unique num

ber would allow greater geographic resolution for the MS4 components being tracked and would ensure consistency from year to year. The number would essentially identify who is taking responsibility for com plying with each MS4 permit component . 122.34(g)(i) and (v), 122.35(a) and 122.42(c 6

MS4 Permit Components Description This code/description will identify for each unique municipality all of the permitted components that are included in the MS4 permit. For Phase II MS4s, these com ponents will be pre -populated from the BMPs each Phase II MS4 permittee indicated it will im plement in its NOI or permit application. The grouping s of these MS4 com ponents will include public education and outreach on stormwater im pacts; public involvement/participation; illicit discharge detection and elimination; construction site stormwater runoff; post- construction stormwater management in new development and redevelopment; and pollution prevention/good housekeeping for municipal operations. 122.34(g)(3) and 122.42(c) 6
Changes to MS4 Permit Com ponents This code/description will describe for each unique municipality any changes made to

MS4 permit components (e.g., BMPs) during the reporting period
. 122.34(g)(3)(iv) and 122.42(c) 6 Identified Measurable Goal for Each MS4 Permit Component Identified measurable goal for each MS4 permit component for each unique municipality for each MS4 permit com ponent . This data element only applies to Phase II MS4s. 122.34(g)(3) 6Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 69 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Status and Assessment of Com pliance with MS4 Permit Com

ponents Status and assessment of the permittee’s com pliance with its MS4 permit for each unique municipality
. 122.34(g)(3) and 122.42(c) 6 Changes to MS4 Measurable Goals This code/description will identify any changes the permittee made to the measurable goals for each unique municipality that were made since the last annual report wa s submitted. 122.34(g)(3)(iv) and 122.42(c) 6 Progress Toward Achieving Identified MS4 Measurable Goals This is an indication of the progress made to date on achieving the identified measurable goals for each unique municipality for each MS4 permit component
. 122.34(g)(3) (i) 6 Summary of MS4 Data and Monitoring Results Provide text summary of information collected and analyzed, including mo nitoring data, if any, during the reporting period for each unique municipality for each MS4 permit component
. 122.26(d)(1)(iv) and (d)(2)(v), 122.34(g)(3) (ii), and 122.42(c) 6 Summary of Planned MS4 Activities Provide a text summary of the stormwater activities to be undertaken during the next reporting cycle for each unique municipality for each MS4 permit component
. 122.34(g)(3)(iii) and 122.42(c) 6
MS4 Enforcement Action Ty pe For each unique municipality covered under the MS4 permit, identify the type s of enforcement actions taken during the past reporting period (e.g., notice of violations , stop work orders , administration orders, administrative f ines , c ivil p enalties , criminal actions)
. The unique municipality covered under the MS4 permit will identify “No Authority” for this data element if the municipality does not have the authority to conduct enforcement actions . 122.34(g)(3) and 122.42(c) 6Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 70 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  MS4 Enforcement Action Number For each unique municipality covered under the MS4 permit and for each MS4 Enforcement Action Ty pe , identify the num

ber o f enforcement actions taken by responsible MS4 Municipal Enforcement Agency
. The unique municipality covered under the MS4 permit will identify “No Authority” fo r this data element if the muni cipality does not have the authority to conduct enforcement actions. 122.34(g)(3) and 122.42(c) 6
MS4 Municipality Enforcement Agency For each unique municipality that has the authority to conduct enforcement actions covered under the MS4 permit and for each MS4 Enforcement Action Ty pe, identify the corresponding MS4 Municipal Enforcement Agency by its unique municipality number (“Unique Number for Each Municipality Covered Under MS4 Permit”). 122.34(g)(3) and 122.42(c) 6Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 71 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  **Compliance Monitoring Activity (Data Elem ents Specific to**  **Pretreatm ent Program** **Annual Reports**  **, SIU Periodic Com** **pliance Reports in Municipalities without an Approved Pretreatm** **ent Program )**  SNC Published A unique code/description that identifies whether public notice wa s made for each Significant Industrial User (SIU) and Non- Significant Categorical Industrial User (NSCIU) in SNC
. 403.12(i)(2), 403.8(f)(2)(viii) 7 SNC with Pretreatment Enforceable Compliance Schedule Flag A unique code/description that identifies whether each Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) in SNC has one or more enforceable c om pliance pretreatment schedule ( s)
. 403.12(i)(2), 403.8(f)(2)(viii) 7 Local Limits Adoption Date This is the mo st recent date on which the Control Authority has adopted new local limits within the reporting period
. The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 403.5(c), 403.12(i)(4), 403.8(f)(4) 7 Local Limits Evaluation Date This is the most recent date on which the Control Authority evaluated the need for local limits within the reporting period. The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day. 122.44(j)(2)(ii), 403.5(c), 403.12(i)(4), 403.8(f)(4) 7 Local Limits Pollutants This is the list of the pollutants for which the Control Authority derived local limits
. The Control Authority will only need to enter each pollutant once no matter how many treatment works are managed by the Control Authority
. 403.5(c), 403.12(i)(4) 7 POTW Discharge Contamination Indicator (Program Report) A unique code/description that identifies whether there have been any problems ( e.g., pass -through or interference) with the receiving POTW’s effluent discharge within the reporting period
. 403.8(f) , 403.12(i) 7 POTW Biosolids Contamination Indicator (Program Report) A unique code/description that identifies whether there have been any problems ( e.g., pass -through or interference) with the receiving POTW’s biosolids within the reporting period
. 403.8(f) , 403.12(i) 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 72 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Industrial User Control Mechanism Flag A unique code/description that identifies whether the Industrial User has a current Control Mechanism. 403.8(f) , 403.12(i) 7 Industrial User Control Mechanism E ffective Date The date when the active Control Mechanism for the Industrial User is effective
. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day. 403.8(f) (1)(iii)(B)(1) , 403.12(i) 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 73 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Industrial User Control Mechanism Expiration Date The date when the active Control Mechanism for the Industrial User will expire. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 403.8(f) , 403.12(i) 7

SNC with Pretreatment Standards (Program Report) This data element will identify for each Significant Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) that is discharging (including truck transportation) to this POTW whether the IU wa s in Significant Non- Com pliance (SNC) with pretreatment requirements in the reporting period
. 403.8(f) , 403.12(i) 7 SNC with Pretreatment Standards Pollutants (Program Report) This data element will identify for each Significant Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) that is discharging (including truck transportation) the pollutants that related to the IU ’s Significant Non- Com pliance (SNC) status with pretreatment requirements in the reporting period
. 403.8(f), 403.12(i) 7 SNC with Reporting Requirements (Program Report) This data element will identify for each Significant Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) that is discharging (including truck transportation) to this POTW whether the IU wa s in Significant Non- Com pliance (SNC) with reporting requirements ( including baseline monitoring reports, notice of potential problems, periodic self
-mo nitoring reports, notice of change in Industrial User discharge, hazardous waste notification and BMP certification) in the reporting period
. 403.8(f) , 403.12(i) 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 74 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  SNC with Other Control Mechanism Requirements (Program Report) This data element will identify for each Significant Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) that is discharging (including truck transportation) to this POTW whether the IU wa s in Significant Non- Com pliance (SNC) with any other control mechanism requirements in the reporting period
. 403.8(f) , 403.12(i) 7

Listing of Months in SNC This data element will identify for each Significant Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) that is discharging (including truck transportation) to this POTW the mo nth or mo nths the IU is in SNC in the reporting period
. The se data must be provided in YYYY -MM format where YYYY is the year and MM is the month. 403.8(f) , 403.12(i) 7 Number of Industrial User Inspections by

Control Authority This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categorical Industrial User (NSCIU) the number of inspections conducted by the Control Authority in the reporting period
. 403.8(f) , 403.12(i) 7 Number of Industrial User Sam pling Events by Control Authority This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categorical Industrial User (NSCIU) the number of com

plete sampling events conducted by the Control Authority in the reporting period
. 403.8(f) , 403.12(i) 7 Number of Required Industrial User Self

Monitoring Events This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categorical Industrial User (NSCIU) the number of required self

-monitoring sampling events in the reporting period that must be reported to the Control Authority
. 403.8(f), 403.12(i) 7 Actual Num

ber of Industrial User Self

Monitoring Events This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categorical Industrial User (NSCIU) the actual number of self

-mo nitoring sampling events in the reporting period submitted to the Control Authority. 403.8(f), 403.12(i) 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 75 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Ty pes of Industrial User Enforcement Action This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categoric al Industrial User (NSCIU) the ty pe(s) of enforcement action(s) (e.g., formal notices of violation or equivalent actions, administrative orders, civil suits, criminal suits) issued by the Control Authority in the reporting period
. 403.8(f), 403.12(i) 7
Number of Industrial User Enforcement Actions This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User, and Non- Significant Categorical Industrial User (NSCIU) and for each ty pe of enforcement action the total num ber of enforcement actions issued by the Control Authority in the reporting period
. 403.8(f), 403.12(i) 7

Industrial User Cash Civil Penalty Amount Assessed For civil judicial Enforcement Ac tions, the dollar amount of the penalty assessed against each Significant Industrial User (SIU) , Dental Industrial User (DIU), and NonSignificant Categorical Industrial User (NSCIU) in the reporting period as specified in the final entered Consent Decree or Court Order. For Administrative Enforcement Actions, it is the dollar amount of the penalty assessed in the Consent/Final Order. CWA Section 309 7Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 76 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Industrial User Cash Civil Penalty Amount Collected For civil judicial Enforcement Actions, the dollar amount of the penalty collected from each Significant Industrial User (SIU) , Dental Industrial User (DIU), and NonSignificant Categorical Industrial User (NSCIU) in the reporting period
. For Administrative Enforcement Actions, it is the dollar amount collected of the penalty assessed in the Consent/Final Order. CWA Section 309 7

Industrial User POTW Discharge Contamination Indicator (Program Report) This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categorical Industrial User (NSCIU) whether the Industrial User caused or contributed to any problems with the receiving POTW’s effluent discharge in the previous reporting period. EPA regulations require the Control Authority to develop and enforce local limits when the discharge from an IU causes or c ontributes to any problems ( e.g., pass -through or interference) at the receiving POTW. 403.5(c), 403.8(f) , 403.12(i) 7

Industrial User Biosolids Contamination Indicator (Program Report) This data element will identify for each Significant Industrial User (SIU) , Dental Industrial User (DIU), and Non- Significant Categorical Industrial User (NSCIU) whether the Industrial User caused or contributed to any problems with the receiving POTW’s biosolids in the previous reporting period. EPA regulations require the Control Authority to develop and enforce local limits when the discharge from an IU causes or contributes to any problems ( e.g., pass -through or interference) at the receiving POTW. 403.5(c), 403.8(f) , 403.12(i) 7
Industrial User Wastewater Flow

Rate (Program Report) This data element will identify for each Significant Industrial User (SIU) and NonSignificant Categorical Industrial User (NSCIU) that is discharging (including truck transportation) to this POTW the total wa stewater flow rate (in gallons per day) in the previous reporting period
. 403.8(f) , 403.12(i) 7 ,8Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 77 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )** 

Middle
- Tier Significant Industrial User Reduced Reporting Flag This code/description wi ll identify for each Middle
- Tier Significant Industrial User (MT SIU) whether the Control Authority has granted reduced reporting requirements in accordance with 40 CFR 403.12(e)(3)
. 403.12(e)(3), 403.12(i)(2) 7 Non- Significant Categorical Industrial User (NSCIU) and Dental Industrial User (DIU) Certification Submitted to Control Authority This code/description wi ll identify for each Non- Significant Categorical Industrial User (NSCIU) and Dental Industrial User (DIU) whether it has given its required annual compliance certification within the reporting period
. 403.12(i)(2), 403.12(q) 7 ,8 Control Authority Resources A unique code/description that identifies whether the pretreatment program has sufficient resources (e.g., budget, full
-time equivalent labor) to fully implement its pretreatment program . 403.12(i)(4) 7 **Compliance Monitoring Activity (Data Elem ents Specific to Sewer Overflow Event Reports)** Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 78 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Sewer Overflow Discharge Number This data element will allow the reporting of

m ultiple sewer overflows on one report. Each individualized sewer overflow will be given a unique number (e.g., 1, 2, 3, and so on) for each Sewer Overflow Event Report . This field will be system generated to accommodate one or more individual sewer overflows. 122.41(l)(6) and (7) 9 Sewer Overflow Permitted Feature This data element will identify the permitted feature(s), if any, for each Se wer Overflow Discharge Number . If the sewer overflow is not associated with a permitted feature than this data element can be left blank. 122.41(l)(6) and (7) 9

Sewer Overflow Longitude (Sewer Overflow Event Report) This data element is required for each Sewer Overflow Discharge Number that do es not

have a permitted feature identifier, which is reported on the NPDES permit application or Notice of Intent for NPDES permit coverage. The measure of the angular distance on a meridian east or west of the prime meridian for the sewer overflow
. Entered in either Decimal Degrees or in Degrees Minutes Seconds; stored in decimal degrees (e.g.,
- 77.029289 )
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2 006
. If the sewer overflow i s associated with a permitted feature than this data element can be left blank. 122.41(l)(6) and (7) 9

Sewer Overflow Latitude (Sewer Overflow Event Report) This data element is required for each Sewer Overflow Discharge Number that do es not have a permitted feature identifier, which is reported on the NPDES permit application or Notice of Intent for NPDES permit coverage. The measure of the angular distance on a meridian north or south of the equator for the sewer overflow
. Entered in either Decimal Degrees or in Degrees Minutes Seconds; stored in decimal degrees (e.g.,
- 77.029289 )
. These data are provided in accordance with Environmental Data Standards Council , Latitude/Longitude D ata S tandard , Standard No.: EX000017.2 , January 6, 2006
. If the sewer overflow i s associated with a permitted feature than this data element can be left blank. 122.41(l)(6) and (7) 9Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 79 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Ty pe of Sewer Overflow (Sewer Overflow Event Report) A code identifying the type of sewer overflow (including CSO, SSO, or By pass from the Collection System or Treatment Works) for each Sewer Overflow Discharge Number
. 122.41(l)(6) and (7) 9 Sewer Overflow

Cause The likely cause of the overflow event (e.g., broken pipe, fats/oil/grease, mechanical failure , pum

p station electrical failure, inadequate sewer system c apacity, etc.) for each Sewer Overflow

Discharge Number
. 122.41(l)(6) and (7) 9

Duration of Sewer Overflow event (hours) (Sewer Overflow Event Report) Duration of the sewer overflow

event (in hours) for each Sewer Overflow Discharge Number
. I f the discharge has not been corrected, the b est professional judgment from the permitted facility of the time the sewer overflow is expected to continue
. 122.41(l)(6) and (7) 9 Sewer Overflow Discharge Volume (gallons) (Sewer Overflow Event Report) Best professional judgment from the permitted facility on the estimated number of

gallons of sewer overflow for each Sewer Overflow Discharge Number
. 122.41(l)(6) and (7) 9 Receiving Waterbody Name for Permitted Feature (Sewer Overflow Event Report) This data element is required for sewer overflow inspections without a permitted feature identifier. Best professional judgment from the permitted facility of the name of the waterbody that is or will likely receive the discharge from each Se wer Overflow Discharge Number
. 122.41(l)(6) and (7) 9 Dry or Wet Weather Occurrence for Sewer Overflow B est professional judgment f rom the permitted facility on whether the sewer overflow, by Sewer Overflow

Discharge Number, occurred during dry or wet weather. 122.41(l)(6) and (7) 9Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 80 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Corrective Actions Taken or Planned for Sewer Overflows (Sewer Overflow Event Report) The unique code/description that describes the steps taken or planned to reduce,

eliminate, and prevent reoccurrence of future sewer overflows for each Sewer Overflow Discharge Number
. 122.41(l)(6) and (7) 9 Ty pe of Potential Im

pact of Sewer Overflow Event (Sewer Overflow Event Report) This describes the type of potential human health or environmental impact(s) (e.g., beach closure) for each Sewer Overflow Discharge Number
. Under 40 CFR 122.41(l)(6), “the permittee shall report any noncompliance which may endanger health or the environment.” This data element would provide information regarding the nature of such potential endangerment. 122.41(l)(6) and (7) 9 **Compliance Monitoring Activity (Data Elem ents Specific to CWA Section 316(b)**  **A nnual**  **R eport**  **s )**  Biological Monitoring

– Request for Reduce Monitoring A

pproval D ate The date the director approved the request for reduced biological monitoring as outlined in 40 CFR 125.87(a), 125.96, or 125.137
. 125.87, 125.96, 125.137, 401.14 and CWA 316(b) 1

Velocity Monitoring
- Com pliance with the Velocity Requirements The unique code/description indicating whether or not the facility is in com pliance with the velocity requirement for each permitted cooling water intake structure. 1 = new facility is in compliance with the Maximum Through
- Screen Design Intake Velocity of 0.5 fps as require under 125.84(b)(2) or (c)(1) or 125.134(b)(2), 2 = new f acility is reducing the level of adverse environmental im pact to a comparable level as require under 125.84(d) or 125.134(c)(1), 3 = new facility is in compliance with alternative requirements as outlined in 125.85 or 125.135, 4 = existing facility if velocity mo nitoring is require d, is in compliance with the maximum design intake velocity of 0.5 fps, the maximum actual through screen velocity of 0.5 fps, or an alternative requirements established by the Director. A value of zero means the facility is not subject to 125 Subpart I, J , or N and is in compliance with the limits based on BPJ. 125.87, 125.96, 125.137, 401.14 and CWA 316(b) 10Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 81 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  CWA 316(b) Biological Monitoring
- Species Name (Program Report) For new and existing facilities, a listing of each species (or relevant taxa) for all life stages in the vicinity of the cooling water intake structure. 125.87, 125.96, 125.98 125.137, 401.14 and CWA 316(b) 10 CWA 316(b) Biological Monitoring
- Species Number (Program Report) For new and existing facilities, the number of each species (or relevant taxa) in the vicinity of the cooling water intake structure. 125.87, 125.96, 125.98 125.137, 401.14 and CWA 316(b) 10 CWA 316(b) Biological Monitoring
- Threatened or Endangered Flag (Program Report) For new and existing facilities, a unique code/description that describe s for each species (or relevant taxa) whether the species is threatened, endangered, or is an otherwise protected species that might be susceptible to impingement and entrainment at the facility’s cooling water intake structures. 125.87, 125.96, 125.98 125.137, 401.14 and CWA 316(b) 10 CWA 316(b) Biological Monitoring
- Species Im pinged and Entrained (Program Report) For new and existing facilities, the num ber of each species (or relevant taxa) im pinged and entrained per year in the vicinity of the cooling water intake structure. 125.87, 125.96, 125.98 125.137, 401.14 and CWA 316(b) 10
**Data Elem ents Common to Violations, Enforcement Actions, and Final Orders** 
Violation Code The code/description that uniquely identif ies each type of violation that has occurred at the facility (e.g., D80 = Required Monitoring DMR Value Non
- Receipt, E90 = Effluent Violation, C20 = Schedule Event Achieved Late) . This includes single event violation s (SEV s) and violations that are automatically generated based upon DMRs, schedules, etc. CWA Section 309, 123.45 1
Violation Date This is the date of the violation, which varies depending on the ty pe of violation
. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. This data element may be system generated. CWA Section 309, 123.45 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 82 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  **Violation s**  Agency Identifying the Single Event Violation (SEV) The code/description identifying the agency that identified the s ingle event violation (SEV). 123.26, 123.41(a) , 123.45 1 Single Event Violation Date The date of a s ingle event violation (SEV) that occurred on one date. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 123.26, 123.41(a), 123.45 1 Single Event Violation Start Date If the single event violation (SEV) occurred over multiple days, the date the occurrence began. The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 123.26, 123.41(a), 123.45 1 Single Event Violation End Date If the single event violation (SEV) occurred over multiple days, the date the occurrence ended. This field wi ll be left blank to denote an ongoing or unresolved SEV. The date must be provided in YYYY - MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 123.26, 123.41(a), 123.45 1 RNC Detection Code The type of reportable noncompliance (RNC) detected. It can be entered automatically by the system or it can be entered manually. 123.26, 123.41(a), 123.45 1 RNC Detection Date The date that reportable noncompliance ( RNC) wa s detected. It can be entered manually or automatically. This date may vary according to the type of violation detected. The date mu st be provided in YYYY -MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. 123.26, 123.41(a), 123.45 1
RNC Resolution Code The reportable noncompliance (RNC) status (i.e., noncompliant, resolved pending, waiting resolution, resolved) of the violation. It can be entered manually or automatically by the system. 123.26, 123.41(a), 123.45 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 83 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  RNC Resolution Date The date reportable noncompliance (RNC) was marked to its current resolution status. It can be entered manually or automatically. The date must be provided in YYYY -MM DD format where YYYY is the year, MM is the month, and DD is the day
. 123.26, 123.41(a), 123.45 1 **Enforcement Action**  **s**
Enforcement Action Identifier The number of the enforcement action; for a judicial action, the number as referred to by the Court where the action was filed. For F ederal enforcement actions, this field will be have three components, each separated by a hyphen (e.g., HQ
-2003
- 1234). States will be able to use this same structure, or they will be able to use a different structure of their choosing provided that the first two characters of the identifier constitute the state code. 123.27, 123. 41(a) , and CWA Section 309 1
Enforcement Action Name The name associated with this enforcement action. 123.27, 123.41(a), and CWA Section 309 1 Enforcement Action Type The code/description that uniquely identifies the type of formal or informal enforcement action. This code identifies, for example, whether the enforcement action is a civil judicial referral, a notice of violation, an administrative penalty order, administrative order, etc. 123.27, 123.41(a), and CWA Section 309 1
Programs Violated The code/description that uniquely identifies each program (e.g., pretreatment) associated with the enforcement activity. 123.27, 123.41(a), and CWA Section 309 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 84 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  dateMM is the month, and

Milestones/ Sub
- activities This data element describes the milestones and sub
- activities. Some of these milestones are system generated. 123.27, 123.41(a), and CWA Section 309 1

Sub
-Activity T ype Code A code/description that uniquely identifies each type of enforcement action milestone and/or sub
- activity (e.g., COMPS = compliance achieved, MECDJ = motion to enforce consent agreement, AHRG = administrative hearing , AMNCA = amended complaint). Some of these milestones are system generated. 123.27, 123.41(a), and CWA Section 309 1

Actual Date The date on which the mi lestone was achieved/sub activity was conducted. The date must be provided in YYYY - MM -DD format where YYYY is the year, MM is the mo nth, and DD is the day
. Some of these dates are system generated. 123.27, 123.41(a), and CWA Section 309 1
**Final Orders**Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 85 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Final Order Type A code/description that uniquely identifies the regulatory instrument used by the EPA to settle the enforcement action. This code identifies, for example, whether the final order is an administrative com pliance order, an administrative penalty order, Federal f acility agreement, etc. 123.27, 123.41(a), and CWA Section 309 1

dateMM is the month, and

Final Order Issued/ Entered Date For a judicial enforcement action this is the date the Clerk of the Court stam ps the document after it is signed by the presiding Judge
. For an administrative f ormal enforcement action this is the date the Final Order was issued. The date must be provided in YYYY -MM -DD format where YYYY is the year, MM is the month, and DD is the day
. 123.27, 123.41(a), and CWA Section 309 1 **Penalty** Civil Penalty Amount Assessed For civil judicial enforcement actions, the dollar amount of the penalty assessed against the defendant(s) as specified in the final entered Consent Decree or Court Order. F or administrative enforcement actions, it is the dollar amount of the penalty assessed in the Consent or Final Order. 123.27, 123.41(a), and CWA Section 309 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 86 **Table 2**  **: Required NPDES Data**

**Data Nam e**  **Data Description CWA, Regulatory**  **(40 CFR)**  **, or Other**  **Citation NPDES** 

**Data Group**  **Number (**  **see Table**  **1 )**  Civil Penalty Amount Collected For civil judicial enforcement actions, the dollar amount of the penalty collected from the defendant(s). For administrative enforcement actions, it is the dollar amount collected of the penalty assessed in the Consent or Final Order. 123.27, 123.41(a), and CWA Section 309 1 **Compliance Schedule** Com pliance Schedule Number A two - digit number which in com bination with the Compliance Schedule Ty pe and NPDES ID uniquely identifies a c om pliance s chedule. 123.27, 123.41(a), and CWA Section 309 1 Com pliance Schedule Ty pe The code/description that identifies the ty pe of compliance schedule (e.g., an administrative formal action has the code “A”, a judicial action has the code “J”)
. 123.27, 123.41(a), and CWA Section 309 1 Com pliance Schedule Description The code/description that identifies each ty pe of condition or requirement (e.g., b est management practices p lan development) for the com pliance schedule. 123.27, 123.41(a), and CWA Section 309 1 Com pliance Schedule Event Code The unique code/description that identifies each event that is added within a c om pliance s chedule
. 123.27, 123.41(a), and CWA Section 309 1 Com pliance Schedule Date The date the com pliance schedule event is scheduled to be completed (i.e., the due date). The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 123.27, 123.41(a), and CWA Section 309 1 Com pliance Schedule Actual Date The actual date on which the c om pliance s chedule event wa s com pleted or achieved. The date must be provided in YYYY - MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 123.27, 123.41(a), and CWA Section 309 1 Com pliance Schedule Report Received Date The date the regulatory agency received the report required by the c om pliance s chedule report. The date must be provided in YYYY -MM - DD format where YYYY is the year, MM is the month, and DD is the day
. 123.27, 123.41(a), and CWA Section 309 1Draft Deliberative Product Not for Release Outside of the Agency

12/15/14 Page | 87 **Notes:** (1) The NPDES program authority may pre -populate these data elements and other data elements (e.g., Federal Registry System ID) in the NPDES electronic reporting systems in order to create efficiencies and standardization. For example, the NPDES program authority may configure their electronic reporting system to automatically generate NPDES IDs for control mechanisms for new facilities reported on a Pretreatment Program Annual Report [40 CFR 403.12(i)]. Additionally, the NPDES program authority can decide whether to allow NPDES regulated entities to override these pre
-populated data. (2) The data elements in this table conform to EPA’s policy regarding the application requirements for renewal or reissuance of NPDES permits for discharges from municipal separate storm sewer systems (see 61 FR 41698; 6 August 1996). (3) The data elements in this table are also supported by the Office Management and Budget approved permit applications and forms for the NPDES program.