alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<TABLE> <S> <C>

<PAGE>
 
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
REGISTRY'S ANNUAL REPORT ON FORM 10-K AND IS QUALIFIED IN ITS ENTIRETY TO SUCH
FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          JUN-28-1997
<PERIOD-START>                             JUN-30-1996
<PERIOD-END>                               JUN-28-1997
<CASH>                                           5,933
<SECURITIES>                                    17,846
<RECEIVABLES>                                   75,952
<ALLOWANCES>                                     (996)
<INVENTORY>                                          0
<CURRENT-ASSETS>                               103,704
<PP&E>                                          15,475
<DEPRECIATION>                                 (4,500)
<TOTAL-ASSETS>                                 131,836
<CURRENT-LIABILITIES>                           22,006
<BONDS>                                          2,254
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         4,702
<OTHER-SE>                                     102,120
<TOTAL-LIABILITY-AND-EQUITY>                   131,836
<SALES>                                              0
<TOTAL-REVENUES>                               324,766
<CGS>                                                0
<TOTAL-COSTS>                                  235,869
<OTHER-EXPENSES>                                69,972
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                 677
<INCOME-PRETAX>                                 20,527
<INCOME-TAX>                                     9,627
<INCOME-CONTINUING>                             10,900
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    10,900
<EPS-PRIMARY>                                     0.71
<EPS-DILUTED>                                        0
        

</TABLE>
<PAGE>   1
 
                                                                    EXHIBIT 23.1
 
                        CONSENT OF INDEPENDENT AUDITORS
 
     We consent to the incorporation by reference in Registration Statement
(Form S-8 Nos. 33-59918, 33-59916, 33-59920, 33-91900, 33-92684, 333-19487 and
333-26565) pertaining to the Davstar Industries Ltd. Stock Option Plan, 1992
Employee Stock Option Plan, the Non-Employee Directors Stock Option Plan, the
Davstar Industries, Ltd. 1994 Stock Incentive Plan, Dacomed 1989 Stock Option
Plan, 1996 Directors Non-Qualified Stock Incentive Plan, Employee Stock Purchase
Plan, Advanced Surgical 1992 Stock Plan and Employee Reserved Stock Agreement,
the X-Cardia 1996 Stock Option Plan and the Microsurge, Inc. Stock Option Plan
of Urohealth Systems, Inc. of our reports dated July 8, 1997, with respect to
the consolidated financial statements and schedule of Urohealth Systems, Inc.
included in the Annual Report (Form 10-K) for the year ended March 31, 1997.
 
                                                 /s/ Ernst & Young LLP
 
Orange County, California
July 8, 1997
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          JUN-30-1996
<PERIOD-START>                             JUL-01-1995
<PERIOD-END>                               SEP-30-1995
<CASH>                                           8,905
<SECURITIES>                                     1,962
<RECEIVABLES>                                      677
<ALLOWANCES>                                        83
<INVENTORY>                                        738
<CURRENT-ASSETS>                                14,827
<PP&E>                                          74,843
<DEPRECIATION>                                  26,487
<TOTAL-ASSETS>                                  66,074
<CURRENT-LIABILITIES>                           17,225
<BONDS>                                         15,990
<COMMON>                                           345
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<OTHER-SE>                                      32,467
<TOTAL-LIABILITY-AND-EQUITY>                    66,074
<SALES>                                          2,098
<TOTAL-REVENUES>                                16,055
<CGS>                                            1,787
<TOTAL-COSTS>                                    8,642
<OTHER-EXPENSES>                                 5,196
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                 611
<INCOME-PRETAX>                                  1,766
<INCOME-TAX>                                       578
<INCOME-CONTINUING>                              1,188
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     1,188
<EPS-PRIMARY>                                      .26
<EPS-DILUTED>                                      .26
        

</TABLE>
<PAGE>   1
                                                                EXHIBIT 23.2


                    [LETTERHEAD OF McGLADREY & PULLEN, LLP]

              CONSENT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS


We consent to the incorporation by reference in this Amendment to Registration
Statement of Thornburg Mortgage Asset Corporation (the "Company") on Form S-8
of our report, dated January 14, 1997 accompanying the financial statements of
the Company appearing in its 1996 Annual Report on Form 10-K.


                                        /s/   McGLADREY & PULLEN, LLP
                                        McGLADREY & PULLEN, LLP


New York, New York
May 30, 1997
<PAGE>   1
                                   EXHIBIT 5.1

                     Opinion of Brobeck, Phleger & Harrison



                                December 20, 1996


The Cerplex Group, Inc.
1382 Bell Avenue
Tustin Avenue, California  92780


                  Re:      The Cerplex Group, Inc. (the "Company")
                           Registration Statement for an increase of
                           1,500,000 Shares of Common Stock


Ladies and Gentlemen:

         We refer to your registration on Form S-8 (the "Registration
Statement") under the Securities Act of 1933, as amended, of the additional
1,500,000 shares of Common Stock available for issuance under the Company's
Restated 1993 Stock Option Plan, as amended. We advise you that, in our opinion,
when such shares have been issued and sold pursuant to the applicable provisions
of the Company's Restated 1993 Stock Option Plan and in accordance with the
Registration Statement, such shares will be validly issued, fully paid and
nonassessable shares of the Company's Common Stock.

         We hereby consent to the filing of this opinion as an exhibit to the
Registration Statement.

                                   Very truly yours,

                                   /s/ Brobeck, Phleger & Harrison LLP

                                   BROBECK, PHLEGER & HARRISON LLP
*Pursuant to 5TH CIR. R. 47.5, the Court has determined that this

opinion should not be published and is not precedent except under

the limited circumstances set forth in 5TH CIR. R. 47.5.4.

UNITED STATES COURT OF APPEALS

For the Fifth Circuit

No. 97-10263

Summary Calendar

GERALD GLASSCOCK,

Plaintiff-Appellant,

VERSUS

CITY OF DALLAS,

Defendant-Appellee.

Appeal from the United States District Court

For the Northern District of Texas

(3:96-CV-366-H)

January 7, 1998

Before DUHÉ, DeMOSS, and DENNIS, Circuit Judges.

PER CURIAM*:

Plaintiff-Appellant Gerald Glasscock, an employee of the

Dallas Water Utilities Department (DWU), alleged claims of

discrimination in violation of the American with Disabilities Act,

42 U.S.C. § 12112 et seq., and the Rehabilitation Act of 1973, 29

U.S.C. § 701 et seq. against his employer. On September 16, 1994,
2

Glasscock refused to take a drug/alcohol test ordered by Charles

Stringer, the DWU Division Manager. By letter dated October 14,

1994, Stringer terminated Glasscock for insurbordination because he

had refused to take the drug/alcohol test. On February 14, 1997,

the district court heard oral arguments for the parties and granted

summary judgment in favor of the City of Dallas.

After carefully reviewing the briefs, record excerpts, and

relevant portions of the record itself, we find no reversible

error. Assuming arguendo that Glasscock established a prima facie

case, he failed to show that the City of Dallas’s legitimate,

nondiscriminatory reason for terminating Glasscock was pretext for

discrimination. Accordingly, the judgment of the district court is

AFFIRMED.
```

[Congressional Bills 104th Congress]
[From the U.S. Government Publishing Office]
[S. 268 Introduced in Senate (IS)]

104th CONGRESS
  1st Session
                                 S. 268

  To authorize the collection of fees for expenses for triploid grass 
        carp certification inspections, and for other purposes.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

             January 24 (legislative day, January 10), 1995

  Mr. Bumpers introduced the following bill; which was read twice and 
       referred to the Committee on Environment and Public Works

_______________________________________________________________________

                                 A BILL

 
  To authorize the collection of fees for expenses for triploid grass 
        carp certification inspections, and for other purposes.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. COLLECTION OF FEES FOR TRIPLOID GRASS CARP CERTIFICATION 
              INSPECTIONS.

    (a) In General.--The Secretary of the Interior, acting through the 
Director of the Fish and Wildlife Service (referred to in this section 
as the ``Director''), may charge reasonable fees for expenses to the 
Federal Government for triploid grass carp certification inspections 
requested by a person who owns or operates an aquaculture facility.
    (b) Availability.--All fees collected under subsection (a) shall be 
available to the Director until expended, without further 
appropriations.
    (c) Use.--The Director shall use all fees collected under 
subsection (a) to carry out the activities referred to in subsection 
(a).
                                 <all>
```
<TABLE> <S> <C>

<ARTICLE>     5
<MULTIPLIER>  1,000,000
       
<S>                             <C>
<PERIOD-TYPE>                   12-MOS
<FISCAL-YEAR-END>               DEC-31-1996
<PERIOD-START>                  MAR-01-1996
<PERIOD-END>                    SEP-30-1996
<CASH>                          $        87
<SECURITIES>                              0
<RECEIVABLES>                         1,065
<ALLOWANCES>                              0
<INVENTORY>                               0
<CURRENT-ASSETS>                          0
<PP&E>                                    0
<DEPRECIATION>                            0
<TOTAL-ASSETS>                        1,152
<CURRENT-LIABILITIES>                   141
<BONDS>                                 955
<COMMON>                                  0
<PREFERRED-MANDATORY>                     0
<PREFERRED>                               0
<OTHER-SE>                               56
<TOTAL-LIABILITY-AND-EQUITY>          1,152
<SALES>                                   0
<TOTAL-REVENUES>                          0
<CGS>                                     0
<TOTAL-COSTS>                             0
<OTHER-EXPENSES>                          0
<LOSS-PROVISION>                          0
<INTEREST-EXPENSE>                        0
<INCOME-PRETAX>                           0
<INCOME-TAX>                              0
<INCOME-CONTINUING>                       0
<DISCONTINUED>                            0
<EXTRAORDINARY>                           0
<CHANGES>                                 0
<NET-INCOME>                              0
<EPS-PRIMARY>                          0.00
<EPS-DILUTED>                          0.00
        


</TABLE>
104TH CONGRESS

2D SESSION S. 2159

AN ACT

To set the time for the convening of the One Hundred

Fifth Congress.

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled,

3 The First Session of the One Hundred Fifth Con4 gress shall convene at noon on January 7, 1997.

Passed the Senate September 28, 1996.

Attest:

Secretary.
104TH CONGRESS

2D SESSION S. 2159

AN ACT

To set the time for the convening of the One

Hundred Fifth Congress
Exhibit 32.1

**AERO MARINE ENGINE, INC.**Certifications

CERTIFICATION PURSUANT TO18 U.S.C. SECTION 1350AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

                In connection with the QuarterlyReport of Aero Marine Engine, Inc. (the "Company") on Form 10-Q for the period ended September 30, 2004 as filed with theSecurities and Exchange Commission on the date hereof (the "Report"), the undersigned, in the capacity indicated below, herebycertifies pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to hisknowledge:

                1.             The Report fully complies with the requirements ofSection 13(a) or 15(d) of the Securities Exchange Act of 1934; and

               2.             The information contained in the Report fairly presents,in all material respects, the financial condition and results of operation of the Company as of and for the period covered in theReport.

By:          /s/BenjaminLangford                                                                             Benjamin Langford, President and Chief Financial Officer

Date:       November 17, 2004
### 0 2 / 02 /201 6

To: AFS

- 300 U.S. Department of Transportation Docket Operations West Building Ground Floor Room W12

- 140 1200 New Jersey Avenue S E., Washington, DC 20590.

Subject: Request for Extension for Exemption No. 10679 A , Docket No. FAA

- 2012

- 1208

This is to request an extension to Exemption No. 10679 A , Docket No. FAA

- 2012

- 1208.
This exemption has proven to be beneficial in increasing awareness of safety as well as reinforcing learned concepts and practices for the students.

T he FAA determined in 2014 that this extension “ would not set a precedent
, and any delay in acting on this petitio n would be detrimental to Tulsa Tech. ”

. As stated in the original request for exemption and previous extension , these were the objectives. All of which were exceeded.

The benefits to the industry include:

• Reinforcement of skills learned at AMTS by teaching learned s kills to KidVenture attendees at various stations including, Electrical troubleshooting
, Aircraft Inspections, Turbine and Rec iprocating Engines, Struc tures, Composites, Aerodynamics, and Wheel and Brakes.

• An expanded understanding of the scope of General Aviation and advancements in technology.

• Reinforcement of Human Factors and Safety with messages delivered by guest speakers from the FAA, airlines, and other aviation professionals.

Students attend workshops and seminars in addition to their assigned duties at KidVenture as well as completing all of their 147 school assignments. T hese students return to school with confidence in their abilities since having been involved in training younger future AMTs under instructor supervision, enlightened on their purpose for training in general aviation , and with a new appreciation for continued learning and safety in the industry

.

Sincerely,

Sheryl L. Oxley Aviation Maintenance Coordinator/ Instructor , TulsaTech Sheryl.oxley@tulsatech.edu 801 E 91 st St Tulsa, Ok 74132 Phone: 918

- 828

- 4000 Fax: 918

- 828

- 4119
Exhibit 10.10


 


SECOND
AMENDMENT TO CONSULTING AGREEMENT


 


THIS SECOND AMENDMENT
TO CONSULTING AGREEMENT (this “Amendment”) is made as of this 2nd day of August, 2016 (the “Effective
Date”) between Scott A. Reines, MD, PhD, having an address at 11 W Bridlewood Drive, New Hope, PA 18938 (“Consultant”),
and Avenue Therapeutics, Inc., and its affiliates, having offices at 2 Gansevoort, 9th Floor, New York, NY 10014 (“Avenue”).


 


BACKGROUND


 


WHEREAS, Consultant
and Avenue are party to that certain Consulting Agreement, dated as of July 22, 2015 (the “Consulting Agreement”);
and


 


WHEREAS, Avenue and
Consultant desire to extend the Consulting Agreement for an additional year and incorporate an evergreen provision therein, such
that the Consulting Agreement shall renew automatically for successive one-year periods until terminated in accordance with the
termination provisions thereof.


 


AGREEMENT


 


NOW, THEREFORE, in
consideration of the foregoing, the mutual promises herein contained, and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the parties hereto, intending to be legally bound, agree as follows.


 


1.         AMENDMENT
TO SECTION 1 OF THE CONSULTING AGREEMENT. Section 1 of the Consulting Agreement is hereby deleted and restated in its entirety
as follows:


 


“This
Agreement shall be in effect for a period of two (2) years from the date hereof and shall be automatically renewed thereafter for
successive periods of one (1) year unless earlier terminated in accordance with Section 9 hereof”


 


2.         REMAINDER
OF CONSULTING AGREEMENT. Except as expressly set forth in this Amendment, the provisions of the Consulting Agreement will remain
in full force and effect, in their entirety, in accordance with their terms.


 


3.         MISCELLANEOUS.
This Amendment shall be governed, construed, and interpreted in accordance with the laws of the State of New York, without giving
effect to conflicts of laws principles of any jurisdiction. The parties agree that this Amendment may only be modified in a signed
writing executed by each of the parties hereto. This Amendment shall be binding upon and shall inure to the benefit of the parties
hereto and their respective heirs, successors and assigns. This Amendment may be executed in separate counterparts, each of which
is deemed to be an original and all of which taken together constitute one agreement. Facsimile or PDF reproductions of original
signatures will be deemed binding for the purpose of the execution of this Amendment.


 


[signatures on following page]


 




    	 	- 1 -	 



     


    

 


IN WITNESS WHEREOF,
the parties hereto have executed this Amendment to be effective as of the Effective Date.


 


	 	AVENUE THERAPEUTIC, INC.
	 	 
	 	By:	/s/ Lucy Lu
	 	Name: Lucy Lu, MD
	 	Title: President
	 	 
	 	/s/ Scott A. Reines MD
	 	Scott A. Reines, MD, PhD


 






    	 	- 2 -
**Exhibit****31.1**

 

**CERTIFICATION**

**Pursuantto Section 302 of the Sarbanes-Oxley Act of 2002**

 

I, DavidGladstone, certify that:

 

1.  I have reviewed this quarterly report on Form10-Q of Gladstone Capital Corporation;

 

2.  Based on my knowledge, this quarterly reportdoes not contain any untrue statement of a material fact or omit to state amaterial fact necessary to make the statements made, in light of thecircumstances under which such statements were made, not misleading withrespect to the period covered by this quarterly report;

 

3.  Based on my knowledge, the financialstatements, and other financial information included in this quarterly report,fairly present in all material respects the financial condition, results ofoperations and cash flows of the registrant as of, and for, the periodspresented in this quarterly report;

 

4.  The registrant’s other certifying officer(s)and I are responsible for establishing and maintaining disclosure controls andprocedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for theregistrant and have:

 

a) designed suchdisclosure controls and procedures, or caused such disclosure controls andprocedures to be designed under our supervision, to ensure that materialinformation relating to the registrant, including its consolidatedsubsidiaries, is made known to us by others within those entities, particularlyduring the period in which this quarterly report is being prepared;

 

b) evaluated theeffectiveness of the registrant’s disclosure controls and procedures andpresented in this quarterly report our conclusions about the effectiveness ofthe disclosure controls and procedures as of the end of the period covered bythis report based on such evaluation; and

 

c) disclosed inthis report any changes in the registrant’s internal control over financialreporting that occurred during the registrant’s most recent fiscal quarter (theregistrant’s fourth fiscal quarter in the case of an annual report) that hasmaterially affected, or is reasonably likely to materially affect theregistrant’s internal control over financial reporting; and

 

5.  The registrant’s other certifying officer(s)and I have disclosed, based on our most recent evaluation of internal controlover financial reporting, to the registrant’s auditors and the audit committeeof registrant’s board of directors (or persons performing the equivalentfunctions):

 

a) All significantdeficiencies and material weaknesses in the design or operation of internalcontrols over financial reporting which are reasonably likely to adverselyaffect the registrant’s ability to record, process, summarize and reportfinancial data; and

 

b) Any fraud,whether or not material, that involves management or other employees who have asignificant role in the registrant’s internal control over financial reporting.

 

 

Date: May 9, 2005

 
| /s/ DAVID  GLADSTONE                |   |
|-------------------------------------|--------|
|  David  Gladstone              |
| Chief Executive  Officer and        |
| Chairman of the  Board of Directors |

 

----