5544 Federal Register / Vol. 89, No. 19 / Monday, January 29, 2024 / Notices 

1 15 U.S.C. 78o–5. 

2The requirements of section 208.34 of 

Regulation H apply to all state member banks that 

effect more than 500 government securities 

brokerage transactions per year, unless the 

institution has filed a written notice, or is required 

to file notice, with the Board that it acts as a 

government securities broker or a government 

securities dealer. These requirements also do not 

apply to activities of foreign branches of SMBs; 

activities of nonmember, non-insured trust 

company subsidiaries of bank holding companies; 

or activities that are subject to regulations 

promulgated by the Municipal Securities 

Rulemaking Board. In addition, SMBs with an 

annual average of less than 200 securities 

transactions for customers over the prior three 

calendar years (exclusive of transactions in U.S. 

government and agency obligations) are exempt 

from these Regulation H recordkeeping and 

disclosure requirements. See 12 CFR 

208.34(a)(1)(i)–(iv). 

3More detailed information regarding this 

collection, including more detailed burden 

estimates, can be found in the OMB Supporting 

Statement posted at https://www.federalreserve.gov/ 

apps/reportingforms/home/review. On the page 

displayed at the link, you can find the OMB 

Supporting Statement by referencing the collection 

identifier, FR H–3. 

incorporated into the official OMB 

inventory of currently approved 

collections of information. The OMB 

inventory, as well as copies of the PRA 

Submission, supporting statements 

(which contain more detailed 

information about the information 

collections and burden estimates than 

this notice), and approved collection of 

information instrument(s) are available 

at https://www.reginfo.gov/public/do/ 

PRAMain. These documents are also 

available on the Federal Reserve Board’s 

public website at https://

www.federalreserve.gov/apps/ 

reportingforms/home/review or may be 

requested from the agency clearance 

officer, whose name appears above. 

Final Approval Under OMB Delegated 

Authority of the Extension for Three 

Years, Without Revision, of the 

Following Information Collection 

Collection title: Recordkeeping and 

Disclosure Requirements Associated 

with Regulation H (Securities 

Transactions by State Member Banks). 

Collection identifier: FR H–3. 

OMB control number: 7100–0196. 

General description of collection: 

Section 15C of the Securities Exchange 

Act of 1934, establishes federal 

regulation of brokers and dealers of 

government securities, including banks 

and other financial institutions, and 

directs those brokers and dealers to keep 

certain records.1 These requirements are 

implemented for state member banks 

(SMBs) by sections 208.34(c), (d), and 

(g) of the Board’s Regulation H, which 

require that non-exempt SMBs 2

effecting securities transactions for 

customers establish and maintain a 

system of records of these transactions, 

furnish confirmations of transactions to 

customers that disclose certain 

information, and establish written 

policies and procedures relating to 

securities trading. 

Frequency: Event-generated, 

quarterly. 

Respondents: SMBs, SMB officers/ 

employees. 

Total estimated number of 

respondents: 3,368. 

Total estimated annual burden hours: 

100,774.3

Current actions: On September 11, 

2023, the Board published a notice in 

the Federal Register (88 FR 62366) 

requesting public comment for 60 days 

on the extension, without revision, of 

the FR H–3. The comment period for 

this notice expired on November 13, 

2023. 

Board of Governors of the Federal Reserve 

System, January 23, 2024. 

Michele Taylor Fennell, 

Deputy Associate Secretary of the Board. 

[FR Doc. 2024–01630 Filed 1–26–24; 8:45 am] 

BILLING CODE P 

FEDERAL RESERVE SYSTEM 

Change in Bank Control Notices; 

Acquisitions of Shares of a Bank or 

Bank Holding Company 

The notificants listed below have 

applied under the Change in Bank 

Control Act (Act) (12 U.S.C. 1817(j)) and 

§ 225.41 of the Board’s Regulation Y (12 

CFR 225.41) to acquire shares of a bank 

or bank holding company. The factors 

that are considered in acting on the 

applications are set forth in paragraph 7 

of the Act (12 U.S.C. 1817(j)(7)). 

The public portions of the 

applications listed below, as well as 

other related filings required by the 

Board, if any, are available for 

immediate inspection at the Federal 

Reserve Bank(s) indicated below and at 

the offices of the Board of Governors. 

This information may also be obtained 

on an expedited basis, upon request, by 

contacting the appropriate Federal 

Reserve Bank and from the Board’s 

Freedom of Information Office at 

https://www.federalreserve.gov/foia/ 

request.htm. Interested persons may 

express their views in writing on the 

standards enumerated in paragraph 7 of 

the Act. 

Comments regarding each of these 

applications must be received at the 

Reserve Bank indicated or the offices of 

the Board of Governors, Ann E. 

Misback, Secretary of the Board, 20th 

Street and Constitution Avenue NW, 

Washington, DC 20551–0001, not later 

than February 13, 2024. 

A. Federal Reserve Bank of Chicago 

(Colette A. Fried, Assistant Vice 

President) 230 South LaSalle Street, 

Chicago, Illinois 60690–1414. 

Comments can also be sent 

electronically to 

Comments.applications@chi.frb.org: 

1. The CN 2023 Dynasty Trust, 

Milwaukee, Wisconsin, Gregory P. 

Nicklaus, Arbor Vitae, Wisconsin, and 

Peter J. Wilder, Pewaukee, Wisconsin, as 

co- trustees; and the DN 2023 Dynasty 

Trust, Milwaukee, Wisconsin, Todd R. 

Nicklaus, Rothschild, Wisconsin, and 

Peter J. Wilder, as co-trustees; to join the 

Nicklaus Family Control Group, a group 

acting in concert, to acquire voting 

shares of River Valley Bancorporation, 

Inc., and thereby indirectly acquire 

voting shares of IncredibleBank, both of 

Wausau, Wisconsin. 

Board of Governors of the Federal Reserve 

System. 

Michele Taylor Fennell, 

Deputy Associate Secretary of the Board. 

[FR Doc. 2024–01718 Filed 1–26–24; 8:45 am] 

BILLING CODE P 

FEDERAL RESERVE SYSTEM 

Formations of, Acquisitions by, and 

Mergers of Bank Holding Companies 

The companies listed in this notice 

have applied to the Board for approval, 

pursuant to the Bank Holding Company 

Act of 1956 (12 U.S.C. 1841 et seq.) 

(BHC Act), Regulation Y (12 CFR part 

225), and all other applicable statutes 

and regulations to become a bank 

holding company and/or to acquire the 

assets or the ownership of, control of, or 

the power to vote shares of a bank or 

bank holding company and all of the 

banks and nonbanking companies 

owned by the bank holding company, 

including the companies listed below. 

The public portions of the 

applications listed below, as well as 

other related filings required by the 

Board, if any, are available for 

immediate inspection at the Federal 

Reserve Bank(s) indicated below and at 

the offices of the Board of Governors. 

This information may also be obtained 

on an expedited basis, upon request, by 

contacting the appropriate Federal 

Reserve Bank and from the Board’s 

Freedom of Information Office at 

https://www.federalreserve.gov/foia/ 

request.htm. Interested persons may 

express their views in writing on the 

standards enumerated in the BHC Act 

(12 U.S.C. 1842(c)). If the proposal also 

involves the acquisition of a nonbanking 


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