alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<PAGE>   1
 
                                                                    EXHIBIT 15.1
 
ARV Assisted Living, Inc.
Costa Mesa, CA
 
Ladies and Gentlemen:
 
Re: Registration Statement No. 2-15026
 
     With respect to the subject registration statement, we acknowledge our
awareness of the use therein of our report dated November 11, 1996 related to
our review of interim financial information.
 
     Pursuant to Rule 436(c) under the Securities Act of 1933, such report is
not considered part of a registration statement prepared or certified by an
accountant or a report prepared or certified by an accountant within the meaning
of sections 7 and 11 of the Act.
 
                                          Very truly yours,
 
                                          KPMG PEAT MARWICK LLP
 
Orange County, California
November 15, 1996
```

[Congressional Bills 104th Congress]
[From the U.S. Government Publishing Office]
[S. 1588 Reported in Senate (RS)]

                                                       Calendar No. 537
104th CONGRESS
  2d Session
                                S. 1588

To authorize the Secretary of Transportation to issue a certificate of 
 documentation and coastwise trade endorsement for the vessel KALYPSO.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                             March 5, 1996

  Mr. Stevens introduced the following bill; which was read twice and 
   referred to the Committee on Commerce, Science, and Transportation

                             July 26, 1996

              Reported by Mr. Pressler, without amendment

_______________________________________________________________________

                                 A BILL

 
To authorize the Secretary of Transportation to issue a certificate of 
 documentation and coastwise trade endorsement for the vessel KALYPSO.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled, That notwithstanding 
sections 12106, 12107, and 12108 of title 46, United States Code, and 
section 27 of the Merchant Marine Act, 1920 (46 App. U.S.C. 883), as 
applicable on the date of enactment of this Act, the Secretary of 
Transportation may issue a certificate of documentation with 
appropriate endorsements for employment in the coastwise trade for the 
vessel KALYPSO (vessel number 566349).
                                     

                                                       Calendar No. 537

104th CONGRESS

  2d Session

                                S. 1588

_______________________________________________________________________

                                 A BILL

To authorize the Secretary of Transportation to issue a certificate of 
 documentation and coastwise trade endorsement for the vessel KALYPSO.

_______________________________________________________________________

                             July 26, 1996

                       Reported without amendment
```
Exhibit 31.2
 CERTIFICATION PURSUANT TO
SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
      a)
    
    Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our
supervision, to ensure that material information relating to the
registrant, including its condensed consolidated subsidiaries, is made
known to us by others within those entities, particularly during the
period in which this quarterly report is being prepared;b)
    
    Designed such internal control over financial reporting, or caused
such internal control over financial reporting to be designed under
our supervision, to provide reasonable assurance regarding the
reliability of financial reporting and the preparation of financial
statements for external purposes in accordance with generally accepted
accounting principles;c)
    
    Evaluated the effectiveness of the registrants disclosure controls
and procedures and presented in this report our conclusions about the
effectiveness of the disclosure controls and procedures, as of the end
of the period covered by this report, based on such evaluation; andd)
    
    Disclosed in this report any change in the registrants internal
control over financial reporting that occurred during the registrants
most recent fiscal quarter (the registrants fourth fiscal quarter in
the case of the annual report) that has materially affected, or is
reasonably likely to materially affect, the registrants internal
controls over financial reporting; and
  a)
    
    All significant deficiencies and material weaknesses in the design or
operation of internal controls over financial reporting which are
reasonably likely to adversely affect the registrants ability to
record, process, summarize and report financial information; andb)
    
    Any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrants internal
controls over financial reporting.
 Date: August 14, 2008
    By:
    /s/ KELLY ANDERSONKELLY ANDERSONExecutive Vice President and Chief Financial Officer
#### UNITED STATES of America, Appellant, v. George BRANDEIS.

No. 11606.

Circuit Court of Appeals, Eighth Circuit.

Oct. 21, 1939.

Joseph T. Omaha, Neb. Votava, U. S. Atty., of Omaha, Neb.

PER CURIAM.

Appeal docketed and dismissed without costs to either party in this court on motion of appellant.
<PAGE>

Exhibit 32.1

Certification pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

I, Kevin R. Ruark, Chief Executive Officer of Family Home Health Services, Inc.
(the "registrant"), have executed this certification for furnishing to the
Securities and Exchange Commission in connection with the filing with the
Commission of the registrant's Quarterly Report on Form 10-QSB for the period
ended June 30, 2005 (the "Report"). I hereby certify that:

         (1) the Report fully complies with the requirements of Section 13(a) or
15(d) of the Securities Exchange Act of 1934; and

         (2) the information contained in the Report fairly presents, in all
material respects, the financial condition and results of operations of the
registrant as of and for the end of that period.

August 15, 2005                                      /s/ Kevin R. Ruark
                                                     -----------------------
                                                     Kevin R. Ruark
                                                     Chief Executive Officer
<PAGE>
                                                                      EXHIBIT 23


                          CONSENT OF ERNST & YOUNG LLP
                              INDEPENDENT AUDITORS


      We consent to the incorporation by reference in the Registration
Statements on Form S-8 (Numbers 33-85216, 33-81270, 333-17755, 33-78820,
33-95584, 33-95696, 333-06221, 333-23757, 333-49133, 333-58327, 333-73271 and
333-59566) pertaining to the Friedman's Inc. 1993 Stock Option Plan, Friedman's
Inc. 1994 Stock Option Plan for Outside Directors, Friedman's Inc. Amended and
Restated 1994 Stock Option Plan for Outside Directors, Friedman's Inc. 1994
Qualified Employee Stock Purchase Plan, Friedman's Inc. 1994 Stock Option Plan,
Friedman's Inc. 1995 Stock Option Plan, Friedman's Inc. 1996 Stock Option Plan,
Friedman's Inc. 1997 Stock Option Plan, Friedman's Inc. Retirement Savings Plan
and Friedman's Inc. 1999 Long-Term Incentive Plan, of our report dated October
26, 2001 with respect to the consolidated financial statements and schedule of
Friedman's Inc. included in the Annual Report on Form 10-K for the year ended
September 29, 2001.


                                               /s/ Ernst & Young LLP

Atlanta, Georgia
December 21, 2001
```

[Congressional Record Volume 158, Number 123 (Thursday, September 13, 2012)]
[House]
[Page H5931]
From the Congressional Record Online through the Government Publishing Office [www.gpo.gov]

                              THE JOURNAL

  The SPEAKER. The Chair has examined the Journal of the last day's 
proceedings and announces to the House his approval thereof.
  Pursuant to clause 1, rule I, the Journal stands approved.

                          ____________________
```
```

[Congressional Bills 104th Congress]
[From the U.S. Government Publishing Office]
[S. 1624 Introduced in Senate (IS)]

  2d Session
                                S. 1624

 To reauthorize the Hate Crime Statistics Act, and for other purposes.

_______________________________________________________________________

                   IN THE SENATE OF THE UNITED STATES

                             March 19, 1996

Mr. Hatch (for himself, Mr. Simon, Mr. Specter, Mr. Biden, Mr. Simpson, 
 Mr. Kennedy, Mr. Grassley, Mr. Kohl, Mr. DeWine, Mrs. Feinstein, Mr. 
  McConnell, Mr. Johnston, Mr. D'Amato, Mr. Akaka, Mr. Bingaman, Mrs. 
Boxer, Mr. Bradley, Mr. Campbell, Mr. Chafee, Mr. Cohen, Mr. Dodd, Mr. 
    Inouye, Mr. Jeffords, Mrs. Kassebaum, Mr. Kerry, Mr. Levin, Mr. 
  Lieberman, Mrs. Murray, Mr. Pell, Mr. Sarbanes, Mr. Wellstone, Mr. 
 Harkin, Mr. Wyden, and Mr. Lautenberg) introduced the following bill; 
  which was read twice and referred to the Committee on the Judiciary

_______________________________________________________________________

                                 A BILL

 
 To reauthorize the Hate Crime Statistics Act, and for other purposes.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. REAUTHORIZATION.

    The first section of the Hate Crime Statistics Act (28 U.S.C. 534 
note) is amended--
            (1) in subsection (b), by striking ``for the calendar year 
        1990 and each of the succeeding 4 calendar years'' and 
        inserting ``for each calendar year''; and
            (2) in subsection (c), by striking ``through fiscal year 
        1994''.
                                 <all>
```
**EXHIBIT21.1**

SUBSIDIARIES OF UNIONBANCAL CORPORATION*AS OF DECEMBER 31,2006

| Name of Subsidiary                        | ** ** | ** ** | ** ** | **State or Country in Which Organized** |
|-------------------------------------------|------------|------------|------------|-----------------------------------------|
| Bankers Commercial  Corporation           |       | California |
| Business Capital Trust  I                 |       | California |
| California First  Advisory Services       |       | California |
| California First  Capital Management      |       | California |
| California First  Corporation             |       | California |
| Cal First Properties,  Inc.               |       | California |
| HighMark Capital  Management, Inc.        |       | California |
| MCB Statutory Trust I                     |       | California |
| Mills-Ralston, Inc.                       |       | California |
| SBS Realty Inc.                           |       | California |
| Stanco Properties, Inc.                   |       | California |
| The California-Sansome  Corporation       |       | California |
| UBOC Community  Development Corporation   |       | California |
| UBOC Comstock I                           |       | California |
| UBOC Foundation  (Charitable Trust)       |       | California |
| UBOC Foundation  (Non-Profit Corporation) |       | California |
| UBOC Insurance, Inc.                      |       | California |
| UNBC Leasing, Inc.                        |       | California |

 

----

 

| Name of Subsidiary                               | ** ** | ** **    | ** ** | **State or Country in Which Organized** |
|--------------------------------------------------|------------|---------------|------------|-----------------------------------------|
|  UnionBanc Insurance Services, Inc.         |       | California    |
|  UnionBanc Investment Services, LLC         |       | Delaware      |
|  UnionBanCal Commercial Funding Corporation |       | California    |
|  UnionBanCal Equities, Inc.                 |       | California    |
|  UnionBanCal Leasing Corporation            |       | California    |
|  UnionBanCal Mortgage Corporation           |       | California    |
|  UnionBanCal Venture Corporation            |       | California    |
|  Union Bank of California, N.A.             |       | United States |
|  Union Bank of California International     |       | United States |
|  Union Bank of California Leasing, Inc.     |       | Delaware      |
|  Union Capital  Advisors, Inc.              |       | California    |

----

*                    Allof the subsidiaries in the above list are wholly-owned, either directly orindirectly, by UnionBanCal Corporation.

----
#### NATIONAL LIFE COMPANY, Appellant, v. Paul P. KENDRICK.

No. 11461.

Circuit Court of Appeals, Eighth Circuit.

May 26, 1939.

McVey & Randolph, of , Kansas City, Mo., for appellant.

Clay C. Rogers, of Kansas City, Mo., Rubey M. Hulen, of St. Louis, Mo., and Thomas R. Hunt, of Kansas City, Mo., for appellee.

PER CURIAM.

Appeal dismissed at costs of appellant, per stipulation of parties.
```

[Congressional Bills 104th Congress]
[From the U.S. Government Publishing Office]
[S. 1624 Referred in House (RFH)]

104th CONGRESS
  2d Session
                                S. 1624

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                              June 5, 1996

               Referred to the Committee on the Judiciary

_______________________________________________________________________

                                 AN ACT

 
 To reauthorize the Hate Crime Statistics Act, and for other purposes.

    Be it enacted by the Senate and House of Representatives of the 
United States of America in Congress assembled,

SECTION 1. REAUTHORIZATION.

    The first section of the Hate Crime Statistics Act (28 U.S.C. 534 
note) is amended--
            (1) in subsection (b), by striking ``for the calendar year 
        1990 and each of the succeeding 4 calendar years'' and 
        inserting ``for each calendar year''; and
            (2) in subsection (c), by striking ``through fiscal year 
        1994''.

            Passed the Senate May 21, 1996.

            Attest:

                                             KELLY D. JOHNSTON,

                                                             Secretary.
```
amendment3convertible.htm




EXHIBIT 4.1


AMENDMENT NO. 3 TO


GREEN BALLAST, INC.


8% SENIOR SECURED CONVERTIBLE NOTE


 

 


THIS AMENDMENT NO. 3, dated as of January 31, 2012 (the “Amendment”), to the 8% Senior Secured Convertible Note, dated as of April 15, 2011, as amended from time to time (the “Gemini Note”), by Green Ballast, Inc., a Delaware corporation (the “Company”).


 


WHEREAS, the Company issued the Gemini Note to Gemini Master Fund, Ltd., a Cayman Islands corporation (the “Holder”) on April 15, 2011; and


 


WHEREAS, the Company and the Holder desire to enter into this Amendment.


 


NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged and agreed, the Company and the Holder agree as follows:


 


1.  Section 7(a)(vi) of the Gemini Note is hereby amended by deleting Section 7(a)(vi) in its entirety and replacing it with the following:


 


vi.           if at any time after March 1, 2012, the Common Stock shall not be eligible for listing or quotation for trading on a Trading Market and shall not be eligible to resume listing or quotation for trading thereon within five (5) Trading Days, or the Company fails to use its best efforts to cause the Common Stock to be listed or quoted on a Trading Market after March 1, 2012; provided however, that in the event the Company (i) files an S-1 to register for resale the Holder’s Common Stock (including the Conversion Shares issuable upon conversion thereof) and (ii) reasonably diligently responds to comments from the Commission or otherwise uses its best efforts to seek effectiveness of the S-1, the Company shall not be deemed to be in default or breach of this Note if the Commission fails to declare the S-1 effective by February 1, 2012, thereby causing to delay or prevent the Common Stock from becoming eligible for listing or quotation for trading on a Trading Market;


 


2. Except to the extent amended hereby, the Gemini Note shall remain in full force and effect.


 


3. All capitalized terms used herein, and not otherwise defined herein, have the respective meanings given to such terms in the Gemini Note.


 


4. This Amendment may be executed in any number of counterparts, each of which shall constitute an original document.  Electronic signatures, whether by fax, e-mail, or other electronic means, shall be treated as original signatures.


 







 


[Signature page to follow.]


 






  





  











  








IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed the day and year first set forth above.


 


 


 


 



	 	COMPANY:
	 	 
	 	GREEN BALLAST, INC.





 


 



	 	By:  	/s/ Kevin Adams  






	 	Name:	Kevin Adams
	 	Title: 	Chief Executive Officer





 



 


 


 



	 	
HOLDER:


	 	 
	 	
GEMINI MASTER FUND, LTD.


By: GEMINI STRATEGIES, LLC, an investment manager







 


 



	 	By:  	/s/ Steven Winters






	 	Name:	Steven Winters
	 	Title: 	Managing Member
Amendment No. 1 to Amended and Restated Employment Agreement



 Exhibit 10.1 
 AMENDMENT NO. 1 TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT 
 AMENDMENT NO. 1 TO
THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”), made effective as of January 27, 2012, by and between Empire Resorts, Inc., a Delaware corporation (the “Company”), and Joseph A. D’Amato (the
“Executive”, and the Company and the Executive collectively referred to herein as “the Parties”). 

WITNESSETH: 
 WHEREAS,
Empire and Executive entered into an Amended and Restated Employment Agreement dated as of December 24, 2009 (hereinafter the “Employment Agreement”); 
 NOW, THEREFORE, the Parties hereto agree to amend the Employment Agreement as follows, effective as of the date hereof: 
 1. Section 6 shall be amended by inserting the following: 
 “(e) Housing
Allowance. Effective as of January 1, 2012, during the Term, Executive shall be entitled to receive a housing allowance of $1,500 per month, payable no later than the end of the next succeeding calendar month after the month to
which the payment relates. Executive will be responsible for any taxes due on such allowance. 
 (f) Automobile. Effective as
of January 1, 2012, during the Term, the Company shall lease or purchase an automobile for Executive’s sole and exclusive use, the approximate monthly value of which shall not exceed $1,500.00. In addition, the Company shall be responsible
for the payment of insurance, maintenance, gas and other expenses related to the business use of the automobile (“Car Expenses”) upon receipt of appropriate documentation of such Car Expenses by Executive. 

(g) Key Man Insurance. The Company shall obtain a key man insurance policy to insure Executive, with death benefits in the amount of $1
million to go to the Executive’s estate and $3 million to go to the Company.” 
 The Parties hereby agree that except as specifically
provided in and modified by this Amendment, the Employment Agreement is in all other respects hereby ratified and confirmed and references to the Employment Agreement shall be deemed to refer to the Employment Agreement as modified by this
Amendment. 
 *    *    *    *    * 

IN WITNESS WHEREOF, the undersigned have executed this Amendment as of the day and year first written above. 

 

			
	By:	 	 /s/ Laurette J. Pitts

	Name:	 	Laurette J. Pitts
	Title:	 	Senior Vice President/Chief Financial Officer
	
	 /s/ Joseph A. D’Amato

	Joseph A. D’Amato
EXHIBIT 32.2

CERTIFICATION OF SENIOR VICE PRESIDENT, FINANCE  CALLISTO PHARMACEUTICALS, INC.  FORM 10-Q FOR THE QUARTER ENDED MARCH 31, 2009  PURSUANT TO 18 U.S.C. SECTION 1350, AS
ADOPTED  PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I am the Senior Vice President, Finance of Callisto Pharmaceuticals, Inc., a Delaware corporation (the "Company"). I am
delivering this certificate in connection with the Form 10-Q of the Company for the quarter ended March 31, 2009 and filed with the Securities and Exchange Commission
("Form 10-Q").

Pursuant
to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I hereby certify that, to the best of my knowledge, the
Form 10-Q fully complies with the requirements of Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 and that the information contained in the
Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company.

|                   |  |                                                                         
|------------------ |  | ------------------------------------------------------------------------
|Date: May 20, 2009 |  | /s/ BERNARD F. DENOYER Bernard F. Denoyer Senior Vice President, Finance

---



QuickLinks
[Federal Register Volume 89, Number 16 (Wednesday, January 24, 2024)]
[Notices]
[Page 4591]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-01345]


-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

Foreign-Trade Zones Board

[B-51-2023]


Foreign-Trade Zone (FTZ) 29; Authorization of Production 
Activity; Toyota Motor Manufacturing Kentucky, Inc.; (Dual Fuel Cell 
Modules); Georgetown, Kentucky

    On September 21, 2023, the Louisville & Jefferson County Riverport 
Authority, grantee of FTZ 29, submitted a notification of proposed 
production activity to the FTZ Board on behalf of Toyota Motor 
Manufacturing Kentucky, Inc., within Subzone 29E, in Georgetown, 
Kentucky.
    The notification was processed in accordance with the regulations 
of the FTZ Board (15 CFR part 400), including notice in the Federal 
Register inviting public comment (88 FR 67231, September 29, 2023). On 
January 19, 2024, the applicant was notified of the FTZ Board's 
decision that no further review of the activity is warranted at this 
time. The production activity described in the notification was 
authorized, subject to the FTZ Act and the FTZ Board's regulations, 
including section 400.14.

    Dated: January 19, 2024.
Elizabeth Whiteman,
Executive Secretary.
[FR Doc. 2024-01345 Filed 1-23-24; 8:45 am]
BILLING CODE 3510-DS-P
<PAGE>

                                  Exhibit 23.1

                       CONSENT OF INDEPENDENT ACCOUNTANTS

We hereby consent to the incorporation by reference in the registration
statements of Prentiss Properties Trust on Form S-3 (File Nos. 333-38079,
333-49295, 333-49433, 333-60785, 333-65735, 333-65793, 333-72681, 333-80735 and
333-86797) and Form S-8 (File Nos. 333-20329 and 333-79623) of our reports dated
(I) February 7, 2001 except as to Note 21 for which the date is March 20, 2001
on our audits of the consolidated financial statements of Prentiss Properties
Trust and (ii) Prentiss Properties Trust, which reports are included in this
Annual Report on From 10-K. We also consent to the reference to our firm under
the caption "Selected Financial and Operating Data."

/s/ PRICEWATERHOUSECOOPERS LLP


Dallas, Texas
March 20, 2001