Amendment Agreement dated as of October 30, 2010



 Exhibit 10.1 
 CONFIDENTIAL TREATMENT 
 [***] = Pursuant to 17 CFR 240.24b-2(b),
confidential information has been omitted and has been filed separately with the Securities and Exchange Commission pursuant to a Confidential Treatment Application filed with the Commission. 

AMENDMENT AGREEMENT NUMBER AMEND-CW170596 
 Amendment No. 6 – Regulus West, LLC 
 This Amendment Agreement
Number AMEND-CW170596 (“Amendment”) is made and entered into this 30th day of October, 2010 (“Amendment Effective Date”) between American Express Travel Related Services Company, Inc., a.k.a. “American Express”, a.k.a.
“AMEX” (herein after “Amexco”), and Regulus West, LLC a Delaware limited liability company, having its principal place of business at 860 Latour Court, Napa, California 94558 (the “Vendor”). 

RECITALS 

WHEREAS, prior to the Amendment Effective Date, Amexco and Vendor entered into an agreement dated on or about October 25,
1999 (the “Agreement”), (a copy of which is hereto attached as Exhibit A). 
 WHEREAS, prior to the Amendment
Effective Date, Amexco and Vendor amended the Agreement at separate times, the first amendment made on or about July 1, 2000 (“Amendment No. 1”), the second amendment made on or about June 1, 2002 (“Amendment
No. 2”), the third amendment made on or about August 18, 2006 and identified as Amendment Number NYC-0-06-2807 (“Amendment No. 3”), the fourth amendment made on or about November 2006 and identified as Amendment Number
NYC-0-06-3581 (“Amendment No. 4”) and the fifth amendment made on or about October 30, 2009 and identified as Amendment Number NYC-0-06-2162-02 (collectively referred to herein as “Prior Amendments”). (Copies of the
Prior Amendments are attached hereto as Exhibit B) 
 WHEREAS, Amexco and Vendor wish to amend certain of the terms as
set forth in the Agreement and as set for in the Prior Amendments. 
 NOW, THEREFORE, in consideration of the mutual
promises and agreements set forth below, the parties agree as follows: 
  

	1.	General 

  

	1.1	If there is a conflict between the Agreement and this Amendment the terms of this Amendment shall govern. 









	1.2	If there is a conflict between the Prior Amendments and this Amendment the terms of this Amendment shall govern. 


 

	1.3	Except as otherwise modified herein, the capitalized terms used in this Amendment shall have the meaning specified in the Agreement and/or the Prior Amendments.


  

	1.4	Except as amended herein, the remaining terms and conditions of the Agreement and the Prior Amendments shall remain in full force and effect. 


 

	1.5	The term “Comprehensive Amendment” as defined in the Prior Amendments shall refer to this Amendment. 


 

	1.6	The Schedules and Exhibits attached to this Amendment shall be deemed part of the Agreement, binding upon the parties and shall control where applicable.


  

	1.7	All references to AMEX in the Agreement or the Prior Amendments, including without limitation references appearing within defined terms, shall be read as references to
Amexco. 

 AMENDED TERMS 
 Prior Amendment No. 5 (See Exhibit B) 
  

	1.	Article 44, Section 44.1 is hereby amended to state as follows: 

 This Amendment shall commence as of the Amendment Effective Date and shall continue in full force and effect thereafter unless and until the Agreement expires or is terminated as provided in Article 20 of
the Agreement. Each Schedule shall become effective when duly executed by both parties and shall continue thereafter unless terminated as permitted hereunder. Notwithstanding Article 2 Section 2.01 of the Agreement, the Term of the Agreement,
as amended, shall continue until 12:00 midnight on October 31, 2013 unless terminated earlier pursuant to Article 20 of the Agreement. This Amendment will automatically renew for a one (1) year period unless Amexco provides Vendor with
written notice not to renew one hundred and eighty (180) days prior to the expiration of this Amendment. 
  

	2.	Prior Amendment No. 5, Exhibit B (Prior Amendments) is hereby deleted and replaced with Amendment Exhibit P. 


 

	3.	Prior Amendment No. 5, Exhibit C (Performance Standards) is hereby deleted and replaced with Amendment Exhibit M. 


 

	4.	Prior Amendment No. 5, Exhibit D (Security Measures) is hereby deleted and replaced with Amendment Exhibit N. 









	5.	Prior Amendment No. 5, Exhibit I (Crisis Preparedness Program Requirements) is hereby deleted and replaced with Amendment Exhibit O. 


 

	6.	Prior Amendment No. 5, Schedule B (Compensation) is hereby deleted and replaced with Amendment Schedule E. 


CONTINUED ON NEXT PAGE. 








	7.	Prior Amendment No. 5, Schedule D/Exhibit A (OEI Pricing) is hereby deleted and replaced with Amendment Schedule E. 


 

	8.	Prior Amendment No. 5, Schedule D (OEI SOW) is hereby deleted and replaced by Amendment Schedule F. 


 

	9.	Exhibits and Attachments: The following are attached hereto and incorporated herein by this reference: 


 

			
	Exhibit A	 	 •    The Agreement

	Exhibit B	 	 •    The Prior Amendments

	Exhibit C	 	 •    Performance Standards

	Exhibit D	 	 •    Security Measures

	Exhibit E	 	 •    Form of Schedule – Sample

	Exhibit F	 	 •    Form of Non-Disclosure Agreement

	Exhibit G	 	 •    Taxing Jurisdictions

	Exhibit H	 	 •    Information Protection Contract Requirements (Intentionally left blank.)

	Exhibit I	 	 •    Crisis Preparedness Program

	Exhibit J	 	 •    Competitive Intelligence & Benchmarking Policies

	Exhibit K	 	 •    Business Contingency Plan (BCP) For American Express Chicago Site

	Exhibit L	 	 •    January 1, 2006 Agreement with Respect to Regulation AB Compliance

	Exhibit M	 	 •    Performance Standards - Amendment 6

	Exhibit N	 	 •    Security Measures - Amendment 6

	Exhibit O	 	 •    Crisis Preparedness Program Requirements - Amendment 6

	Exhibit P	 	 •    The Prior Amendments – Amendment 6

•    P1 – Original Agreement

•    P2 – Prior Amendment 1

•    P3 – Prior Amendment 2

•    P4 – Prior Amendment 3

•    P5 – Prior Amendment 4

•    P6 – Prior Amendment 5

		
	Schedule A	 	 •    Procedures

	Schedule B	 	 •    Compensation

	Schedule C	 	 •    Service Locations

	Schedule D	 	 •    Open, Extract and Image Statement of Work (OEI SOW)

	Schedule D, Exhibit A	 	 •    OEI Pricing

	Schedule E	 	 •    Compensation and Pricing - Amendment 6

	Schedule F	 	 •    OEI Procedures - Amendment 6









 SIGNATURE BLOCKS ARE ON THE NEXT PAGE. 

IN WITNESS WHEREOF, the parties hereto have duly executed this Amendment as of the day, month and year first written above. 

 

									
	 AMERICAN EXPRESS TRAVEL
 RELATED SERVICES COMPANY, INC.
	 		 	REGULUS WEST, LLC.
					
	By: .	 	 /s/
	 		 	By: 	 	 /s/

					
	Name:	 	  
	 		 	Name:	 	  

		 	(Type or print)	 		 		 	(Type or print)
					
	Title:	 	  
	 		 	Title:	 	  

					
	Date:	 	  
	 		 	Date:	 	  









 Exhibits A through L 

[Exhibits A through L to the Amendment Agreement Number NYC-0-06-2161-02 to Remittance Processing Service Agreement incorporated by
reference to Exhibit 10.1 to the Form 8-K filed on November 3, 2009] 







 Exhibit M 
 [*** 2 pages omitted] 







 Exhibit N 
 [*** 2 pages omitted] 







 Exhibit O 
 [*** 24 pages omitted] 







 Exhibit P-1 
 [Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10 to Amendment No. 4 to the Registration Statement Nos. 333-130522 and 333-130522-01 filed on March 30,
2006] 







 Exhibit P-2 
 [Amendment Agreement No. 1 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10 to Amendment No. 4 to the Registration Statement Nos. 333-130522
and 333-130522-01 filed on March 30, 2006] 







 Exhibit P-3 
 [Amendment Agreement No. 2 to Remittance Processing Service Agreement incorporated by reference to Exhibit 4.10 to Amendment No. 4 to the Registration Statement Nos. 333-130522
and 333-130522-01 filed on March 30, 2006] 







 Exhibit P-4 
 [Amendment Agreement No. NYC-0-06-2807 to Remittance Processing Service Agreement incorporated by reference to Exhibit 10.1 to the Form 8-K filed on August 22, 2006] 







 Exhibit P-5 
 [Amendment Agreement No. NYC-0-06-3581 to Remittance Processing Service Agreement incorporated by reference to Exhibit 10.1 to the Form 8-K filed on November 3, 2009] 







 Exhibit P-6 
 [Amendment Agreement No. NYC-0-06-2162 to Remittance Processing Service Agreement incorporated by reference to Exhibit 10.1 to the Form 8-K filed on November 3, 2009] 







 Schedules A through D 

[Schedules A through D of the Amendment Agreement Number NYC-0-06-2161-02 to Remittance Processing Service Agreement incorporated by
reference to Exhibit 10.1 to the Form 8-K filed on November 3, 2009] 







 Schedule E 
 [*** 8 pages omitted] 







 Schedule F 
 [*** 115 pages omitted]