**Case C-497/08**

**Amiraike Berlin GmbH**

(Reference for a preliminary ruling from the Amtsgericht Charlottenburg)

(Non-contentious proceedings – Appointment of the liquidator of a company – Lack of jurisdiction of the Court)

Summary of the Order

*Preliminary rulings – Reference to the Court – Court or tribunal of a Member State within the meaning of Article 234 EC –
Meaning*

*(Art. 234 EC)*

For the referring court to be able to make a reference to the Court under Article 234 EC, there must be a case pending before
it and it must be called upon to give judgment in proceedings intended to lead to a decision of a judicial nature.

The Amtsgericht Charlottenburg (Germany) cannot, therefore, refer a question to the Court when it makes an administrative
decision without being required at the same time to decide a legal dispute, so that it acts in a non-judicial capacity. That
is the case where its essential task is the appointment of a ‘supplementary’ liquidator for the remaining assets of a company
struck off the register and no case is pending before it between the applicant and any defendant, the Amtsgericht Charlottenburg
being the first authority to have before it the application for the appointment of a liquidator for that company.

(see paras 17-21)

ORDER OF THE COURT (Third Chamber)

12 January 2010 (*)

(Preliminary references – Non-contentious proceedings – Appointment of the liquidator of a company – Lack of jurisdiction of the Court)

In Case C‐497/08,

REFERENCE for a preliminary ruling under Article 234 EC from the Amtsgericht Charlottenburg (Germany), made by decision of
7 November 2008, received at the Court on 17 November 2008, in the proceedings

**Amiraike Berlin GmbH**

THE COURT (Third Chamber),

composed of K. Lenaerts, President of the Chamber, R. Silva de Lapuerta (Rapporteur), G. Arestis, J. Malenovský and T. von
Danwitz, Judges,

Advocate General: P. Mengozzi,

Registrar: R. Grass,

after hearing the Advocate General,

makes the following

**Order**

1        The present reference for a preliminary ruling concerns the interpretation of Articles 10 EC, 43 EC and 48 EC.

2        That reference was submitted in connection with an application brought by Amiraike Berlin GmbH (‘Amiraike’), a company incorporated
under German law, for the appointment of a liquidator in respect of the assets in Germany of Aero Campus Cottbus Ltd (‘AeroCC’),
a company incorporated under English law.

**Legal context**

*The German law*

3        Under the title ‘Conclusion of winding-up operations’, Paragraph 273 of the Law on public limited companies (Aktiengesetz)
of 6 September 1965 (BGB1. 1965 I, p. 1086), provides:

‘1.       If winding-up has been terminated and the final accounts laid, the liquidators shall report the conclusion of winding-up operations
for the purposes of registration thereof in the register of companies. The company shall be struck off the register.

...

4.       Subsequently, should it become apparent that further winding-up measures are necessary, on application by a party, the court
shall reappoint the previous liquidators or appoint other liquidators. ...

5.       An immediate appeal may be brought against decisions made under subparagraphs 2 and 3 and the first sentence of subparagraph
4.’

4        Pursuant to Paragraph 145 on the Law on non-contentious proceedings (Gesetz über die Angelegenheiten der freiwilligen Gerichtsbarkeit)
of 17 May 1898, the Amtsgericht (Local Court) has jurisdiction to appoint a liquidator under Paragraph 273(4) of the Law on
public limited companies.

5        In accordance with Article 43(1) of the Law introducing the Civil Code (Einführungsgesetz zum Bürgerlichen Gesetzbuch), rights
in property are governed by the law of the State in which the property is situated.

*The English law*

6        The Companies Act 2006 (‘CA 2006’) imposes on limited liability companies the obligation to file annual accounts.

7        Article 1000 of the CA 2006 provides:

‘1.       If the registrar has reasonable cause to believe that a company is not carrying on business or in operation, the registrar
may send to the company by post a letter inquiring whether the company is carrying on business or in operation.

2.       If the registrar does not within one month of sending the letter receive any answer to it, the registrar must within 14 days
after the expiration of that month send to the company by post a registered letter referring to the first letter, and stating
(a) that no answer to it has been received, and (b) that if an answer is not received to the second letter within one month
from its date, a notice will be published in the Gazette with a view to striking the company’s name off the register.

3.      If the registrar (a) receives an answer to the effect that the company is not carrying on business or in operation, or (b)
does not within one month after sending the second letter receive any answer, the registrar may publish in the Gazette, and
send to the company by post, a notice that at the expiration of three months from the date of the notice the name of the company
mentioned in it will, unless cause is shown to the contrary, be struck off the register and the company will be dissolved.

4.      At the expiration of the time mentioned in the notice the registrar may, unless cause to the contrary is previously shown
by the company, strike its name off the register.

5.      The registrar must publish notice in the Gazette of the company’s name having been struck off the register.

6.      On the publication of the notice in the Gazette the company is dissolved.

7.      However (a) the liability (if any) of every director, managing officer and member of the company continues and may be enforced
as if the company had not been dissolved, and (b) nothing in this section affects the power of the court to wind up a company
the name of which has been struck off the register.’

8        Under Article 1012 of the CA 2006:

‘1.      When a company is dissolved, all property and rights whatsoever vested in or held on trust for the company immediately before
its dissolution (including leasehold property, but not including property held by the company on trust for another person)
are deemed to be bona vacantia and –

(a)      accordingly belong to the Crown, or to the Duchy of Lancaster or to the Duke of Cornwall for the time being (as the case may
be), and

(b)      vest and may be dealt with in the same manner as other bona vacantia accruing to the Crown, to the Duchy of Lancaster or to
the Duke of Cornwall.

...’

**The dispute in the main proceedings and the question referred for a preliminary ruling**

9        The dispute in the main proceedings concerns non-contentious proceedings for the appointment of a ‘supplementary’ liquidator
for the assets of AeroCC located in Germany, by applying by analogy Paragraph 273(4) of the Law on public limited companies,
in accordance with the principles of German law relating to rump or split companies.

10      AeroCC was established as a limited liability company in England and Wales on 8 April 2005, and was entered in the register
of companies in Cardiff.

11      The directors of that company subsequently failed to file annual accounts audited by a United Kingdom auditor as required
by United Kingdom company law. According to the referring court, AeroCC was therefore struck off the register of companies
in January 2008, which resulted in its assets being vested in the British Crown.

12      AeroCC simply maintained an office for correspondence in Germany. AeroCC however holds various assets in Germany, which are,
essentially, a holding in a partnership established in Berlin, which possesses immovable assets in Germany, several claims
to the transfer of land situated in Germany and various claims for compensation.

13      Amiraike, the majority shareholder in AeroCC, applied to the referring court on 16 June 2008 for the appointment of a ‘supplementary’
liquidator, in order to wind up those of AeroCC’s assets situated in Germany, in accordance with the principles of the rump
or split company.

14      According to the referring court, a measure such as that provided for by Article 1012 of the CA 2006 is an expropriatory measure.
Whereas, generally, such measures cannot have an effect outside the territory of the State which establishes them, that is
nevertheless not the case in the main proceedings. According to that court, in so far as a company exercising its right to
freedom of establishment under Articles 43 EC and 48 EC has deliberately elected to submit itself to the company law of one
Member State, it cannot rely on the more advantageous company law of another Member State in whose territory part of its assets
are situated in order to avoid some negative legal effects resulting from the dissolution of that company under the law of
the Member State where it is incorporated. Such ‘cherry-picking’ is contrary to Community law, and it is impossible to rely
in this respect on the German concept of the ‘rump or split company’, the latter being an old legal concept which dates from
the Cold War.

15      Those were the circumstances in which the Amtsgericht Charlottenburg decided to stay the proceedings and to refer the following
question to the Court for a preliminary ruling:

‘Are the provisions of primary Community law, in particular, Articles 10 EC, 43 EC and 48 EC and the principle according to
which Member States as between each other must accord mutual recognition to their respective legal orders to be interpreted
as meaning that in ratifying [European] Community law a Member State (“the first Member State”) has indicated, in principle,
its acceptance of the effects on its national territory of expropriatory measures imposed under the legal order of a second
Member State, at any rate, where the company (created as a matter of private law) affected by the expropriatory measure has
previously elected on an intentional basis – exercising its Community right to freedom of establishment – to submit itself
to the company law regime of the second Member State, responsible for imposing the expropriation, notwithstanding the fact
that it exercises its business activities in the first Member State and holds company assets affected by the expropriatory
measure situated in that State?’

**The Court’s jurisdiction**

16      According to Amiraike and the German Government, the decision to be given by the Amtsgericht Charlottenburg is not of a judicial
nature. It must therefore first of all be ascertained whether, in the present case, the Amtsgericht Charlottenburg must take
a decision of a judicial nature, in order to determine whether the Court has jurisdiction to rule, in accordance with Article
234 EC, on the question referred to it.

17       In that regard, while, admittedly, there is no doubt that the Amtsgericht Charlottenburg is a ‘court’, in order for it to
be able to make a reference to the Court under Article 234 EC it is also necessary for there to be a case pending before it
and for it to be called upon to give judgment in proceedings intended to lead to a decision of a judicial nature (see orders
in Case 138/80 *Borker* [1980] ECR 1975, paragraph 4, and Case 318/85 *Greis Unterweger* [1986] ECR 955, paragraph 4; Case C-111/94 *Job Centre* (‘*Job Centre I*’) [1995] ECR I-3361, paragraph 9; Case C‐178/99 *Salzmann* [2001] ECR I-4421, paragraph 14; Case C‐182/00 *Lutz and Others* [2002] ECR I‐547, paragraph 13; Case C-165/03 *Längst* [2005] ECR I-5637, paragraph 25; and Case C-96/04 *Standesamt Stadt Niebüll* [2006] ECR I-3561, paragraph 13).

18      In the case in the main proceedings, it is apparent from the file that the Amtsgericht referred the question to the Court
for a preliminary ruling as an administrative authority. The subject-matter of the decision to be taken is the appointment
of a ‘supplementary’ liquidator for the assets of AeroCC located in Germany. In the direct application or application by analogy
of Paragraph 273(4) of the Law on public limited companies, the essential task of the judge consists in deciding whether the
person suggested by the applicant or another person is appropriate to wind-up the remaining assets of a company struck off
the register.

19      In addition, there is nothing in the file to indicate that, in the present instance, there is a case pending before the Amtsgericht
between Amiraike and any defendant. On the contrary, according to the introduction to the order for reference, it is only
a commercial law ‘matter’ and not ‘proceedings’. That introduction quotes only the name and address of AeroCC. Furthermore,
the description of the facts in the order for reference does not refer to any person or institution challenging the application
brought by Amiraike in relation to AeroCC, of which Amiraike is the majority shareholder.

20      Moreover, it does not appear from the documents before the Court that Amiraike’s situation gave rise, before the Amtsgericht
Charlottenburg made the reference, to a decision against which an application for review was made to the Amtsgericht. That
court is thus the first authority to have before it the application for the appointment of a liquidator for AeroCC.

21      Accordingly, in the case in the main proceedings, the Amtsgericht Charlottenburg’s acts are those of an administrative authority,
it not being at the same time called upon to decide a legal dispute, so that it acts in a non-judicial capacity.

22      In the light of the foregoing, it must be held, applying Articles 92(1) and 103(1) of the Rules of Procedure, that the Court
clearly has no jurisdiction to rule on the question referred by the Amtsgericht Charlottenburg.

**Costs**

23      Since these proceedings are, for the parties to the main proceedings, a step in the action pending before the national court,
the decision on costs is a matter for that court. Costs incurred in submitting observations to the Court, other than the costs
of those parties, are not recoverable.

On those grounds, the Court (Third Chamber) hereby orders:

**The Court of Justice of the European Union clearly has no jurisdiction to rule on the question referred by the Amtsgericht
Charlottenburg in its decision of 7 November 2008.**

[Signatures]

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- Language of the case: German.