252T789C SMWX110418551084524 C1010M

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Page 2 SANITIZED SUBMISSIONEusebio Roman Plant Manager SouthWest NanoTechnologies, Inc. 2501 Technology Place Norman OK 73071 eroman@swentnano.com

Ricardo Prada Dir Research & Development SouthWest NanoTechnologies, Inc. 2501 Technology Place Norman OK 73071 rprada@swentnano.com 405-217-8388



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Multi-wall carbon nanotubealso known as -- MWNT (Multi-wall carbon nanotube), SMW CNT(Specialty Multi-Wall carbon nanotube), and SMWXXX where XXX represents our identifier for a new generation of the same product.



### X XXX 

### X See Attachment 001 (Structure of SMW 100 rev for full PMN.pdf)

Structure of SMW 100 rev for full PMN.pdf Page 4 SANITIZED SUBMISSIONPage 5 SANITIZED SUBMISSIONPage 6 SANITIZED SUBMISSIONPage 7 SANITIZED SUBMISSIONSMWNT, MWNT, and SMW-XXX (where XXX represents a new generation of the same product)

XXX XXX XXX X XXX XXX XXX X XXX XXX XXX X XXX XXX XXX X XXX XXX XXX X

XXX XXX X XXX XXX X XXX XXX X XXX XXX X
Page 8 SANITIZED SUBMISSIONXXX XXX 

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X Additives for resins, thermoplastics, and elastomers for mechanical reinforcement and enhanced electrical properties XXX X XXX X 0 0 100 0
Coatings on metallic foils for battery applications XXX X XXX X 0 0 100 0
Manufacture of fabric composites using MWNT XXX X XXX X 0 0 100 0

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XXX XXX XXX 

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XXX 

### X SouthWest NanoTechnologies, Inc. 2501 Technology Place Norman Cleveland OK 73071

Page 10 SANITIZED SUBMISSIONSee Attachment 002 (BLANK PAGE Step1.pdf)

BLANK PAGE Step1.pdf Page 11 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX XXX X X X X X X
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### X Non-contact cooling water to City of Norman OPDES 0029190

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XXX XXX XXX 

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### X SouthWest NanoTechnologies, Inc. 2501 Technology Place Norman Cleveland OK 73071

Page 15 SANITIZED SUBMISSIONSee Attachment 003 (BLANK PAGE Step2.pdf)

BLANK PAGE Step2.pdf Page 16 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX XXX X X X X X
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### X City of Norman OPDES 0029190

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XXX XXX XXX 

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### X SouthWest NanoTechnologies, Inc. 2501 Technology Place Norman Cleveland OK 73071

Page 20 SANITIZED SUBMISSIONSee Attachment 004 (BLANK PAGE Step3.pdf)

BLANK PAGE Step3.pdf Page 21 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX XXX X X X X X
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### X SouthWest NanoTechnologies, Inc. 2501 Technology Place Norman Cleveland OK 73071

Page 24 SANITIZED SUBMISSIONSee Attachment 005 (BLANK PAGE Step4.pdf)

BLANK PAGE Step4.pdf Page 25 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX XXX X X X X X
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Page 26 SANITIZED SUBMISSIONXXX XXX XXX XXX XXX X X
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See Attachment 006 (Additives for Polymers.pdf)

Additives for Polymers.pdf Additive in resins/thermoplastics/ elastomers for mechanical reinforcement & enhancement of electrical performance. The worker activities are: --Addition of SMW CNT to Extruder Hopper Protective equipment and engineering controls are: --Safety glasses, gloves, and protective clothing/lids on hoppers and local exhaust/ solid material. The Environmental release points are: --Minimal amounts may escape as fugitive air --The MWNT additive is fully encapsulated in the final material (resin/thermoplastic/elastomer)

Page 28 SANITIZED SUBMISSIONA 0.1 Safety glasses, gloves, and protective clothing/lids on hoppers and local exhaust/ solid material. 100 6

1 unkn kg/batch unkn kg/batch Solid; Captured in local exhaust air filter Storage of fully

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See Attachment 007 (SMW Paste for Batteries.pdf)

SMW Paste for Batteries.pdf Coatings on metallic foils for battery applications

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See Attachment 008 (Fabric Composites from SMW CNT Dispersion.pdf)

Fabric Composites from SMW CNT Dispersion.pdf Fabric composites are prepared using SMW CNT dispersion.

Page 32 SANITIZED SUBMISSIONPage 33 SANITIZED SUBMISSIONPage 34 SANITIZED SUBMISSION001 SMW Structure 3 pgs Structure of SMW 100 rev for full PMN.pdf Pt.I, Sec.B, 1e. 3 002 Blank Page Step1 BLANK PAGE Step1.pdf Pt.2, Sec.A, 1d. 1 003 BLANK PAGE Step2 BLANK PAGE Step2.pdf Pt.2, Sec.A, 1d. (#2) 1 004 Blank Page Step3 BLANK PAGE Step3.pdf Pt.2, Sec.A, 1d. (#3) 1 005 Blank Page Step4 BLANK PAGE Step4.pdf Pt.2, Sec.A, 1d. (#4) 1 006 Additives for Polymers Additives for Polymers.pdf Pt.2, Sec.B, 1a. 3 007 Paste for Batteries SMW Paste for Batteries.pdf Pt.2, Sec.B, 1a. (#2) 1 008 Fabric composites from dispersion Fabric Composites from SMW CNT Dispersion.pdf Pt.2, Sec.B, 1a. (#3) 1 009 Southwest Nanotechnologies SMW MSDS MSDS - SMW.pdf 5 010 Label for SWENT SMW big label for smw.pdf 1 011 Synthesis Steps and Release Points BLANK PAGE - Synth Steps & Release Pts.pdf 2 012 Purification Steps and Release Points BLANK PAGE - Purific Steps & 2 013 Piping & Instrumentation Drawing BLANK PAGE - P&I Drawing.pdf 1 014 Solid MWNT Product Preparation and Release Points BLANK PAGE - Solid MWNT Prod Prep & Release Pts.pdf 1 015 Lab Analysis and Release Points BLANK PAGE - Lab Anal & 2 016 Release Points Matrix BLANK PAGE - Release Pts Matrix.pdf 2 017 In-Process and Shipping Containers BLANK PAGE - In Process & Ship Containers.pdf 4 018 Personal Protective Equipment Matrix BLANK PAGE - Personal Protect Equip Matrix.pdf 4 019 Filtering Equipment Matrix BLANK PAGE - Filter Equip 1 020 BLANK PAGE - Photo1 BLANK PAGE - Photo1.pdf 1 021 BLANK PAGE - Photo2 BLANK PAGE - Photo2.pdf 1 

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022 BLANK PAGE - Photo3 BLANK PAGE - Photo3.pdf 1 023 BLANK PAGE - Photo4 BLANK PAGE - Photo4.pdf 1 024 BLANK PAGE - Photo5 BLANK PAGE - Photo5.pdf 1 025 BLANK PAGE - Photo6 BLANK PAGE - Photo6.pdf 1 026 BLANK PAGE - Photo7 BLANK PAGE - Photo7.pdf 1 027 BLANK PAGE - Photo8 BLANK PAGE - Photo8.pdf 1 028 BLANK PAGE-Photo9 BLANK PAGE - Photo9.pdf 1 029 BLANK PAGE - Photo10 BLANK PAGE - Photo10.pdf 1 030 BLANK PAGE - Photo11 BLANK PAGE - Photo11.pdf 1 031 BLANK PAGE - Photo12 BLANK PAGE - Photo12.pdf 1 032 BLANK PAGE - Photo13 BLANK PAGE - Photo13.pdf 1 033 BLANK PAGE - Photo14 BLANK PAGE - Photo14.pdf 1 034 BLANK PAGE - Photo15 BLANK PAGE - Photo15.pdf 1

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### ATTACHMENT HEADER SHEET Attachment Number 001 Attachment Name SMW Structure 3 pgs 

### Associated PMN Section Number

Pt.I, Sec.B, 1e. Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 002 Attachment Name Blank Page Step1 

### Associated PMN Section Number

Pt.2, Sec.A, 1d. Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 003 Attachment Name BLANK PAGE Step2 

### Associated PMN Section Number

Pt.2, Sec.A, 1d. (#2) Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 004 Attachment Name Blank Page Step3 

### Associated PMN Section Number

Pt.2, Sec.A, 1d. (#3) Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 005 Attachment Name Blank Page Step4 

### Associated PMN Section Number

Pt.2, Sec.A, 1d. (#4) Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 006 Attachment Name Additives for Polymers 

### Associated PMN Section Number

Pt.2, Sec.B, 1a. Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 007 Attachment Name Paste for Batteries 

### Associated PMN Section Number

Pt.2, Sec.B, 1a. (#2) Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 008 Attachment Name Fabric composites from dispersion 

### Associated PMN Section Number

Pt.2, Sec.B, 1a. (#3) Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 009 Attachment Name Southwest Nanotechnologies SMW MSDS 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 010 Attachment Name Label for SWENT SMW 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 011 Attachment Name Synthesis Steps and Release Points 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 012 Attachment Name Purification Steps and Release Points 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 013 Attachment Name Piping & Instrumentation Drawing 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 014 Attachment Name Solid MWNT Product Preparation and Release Points 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 015 Attachment Name Lab Analysis and Release Points 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 016 Attachment Name Release Points Matrix 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 017 Attachment Name In-Process and Shipping Containers 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 018 Attachment Name Personal Protective Equipment Matrix 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 019 Attachment Name Filtering Equipment Matrix 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 020 Attachment Name BLANK PAGE - Photo1 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 021 Attachment Name BLANK PAGE - Photo2 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 022 Attachment Name BLANK PAGE - Photo3 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 023 Attachment Name BLANK PAGE - Photo4 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 024 Attachment Name BLANK PAGE - Photo5 

### Associated PMN Section Number

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### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 025 Attachment Name BLANK PAGE - Photo6 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 026 Attachment Name BLANK PAGE - Photo7 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 027 Attachment Name BLANK PAGE - Photo8 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 028 Attachment Name BLANK PAGE-Photo9 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 029 Attachment Name BLANK PAGE - Photo10 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 030 Attachment Name BLANK PAGE - Photo11 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 031 Attachment Name BLANK PAGE - Photo12 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 032 Attachment Name BLANK PAGE - Photo13 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 033 Attachment Name BLANK PAGE - Photo14 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524

### ATTACHMENT HEADER SHEET Attachment Number 034 Attachment Name BLANK PAGE - Photo15 

### Associated PMN Section Number

N/A Does not contain CBI 

### Report Number SMWX110418551084524