Exhibit 10.1


 


FOIA CONFIDENTIAL TREATMENT REQUEST BY



INVENTERGY GLOBAL, INC.


IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176


 


	***CONFIDENTIAL TREATMENT REQUESTED***
	 
	Note: The portions hereof for which confidential treatment are being requested are denoted with “[***]”




 


RESTRUCTURING
AGREEMENT


 


This RESTRUCTURING
AGREEMENT (this “Agreement”) dated as of December 22, 2016 is entered into by and among Inventergy Global, Inc.,
a Delaware corporation (“Parent”) and Inventergy, Inc. (“Owner”, and, collectively, together
with Parent and Parent’s other subsidiaries (“Subsidiaries”), the “Company”), and DBD
Credit Funding, LLC as collateral agent (the “Collateral Agent”) and the “Investors” listed on the
signature pages hereto (the “Investors”), and, upon the Amendment Effective Date (as defined below), will amend
that certain Amended and Restated Revenue Sharing and Note Purchase Agreement between the Company, the Collateral Agent and the
Investors originally dated as of October 1, 2014 and amended and restated as of February 25, 2015, and further amended as of October
30, 2015, as of November 30, 2015, as of March 1, 2016, as of August 19, 2016, as of September 26, 2016, as of November 11, 2016
and as of December 5, 2016 (such Agreement, as so amended, the “Existing Agreement”). Capitalized terms used
in this Agreement and not otherwise defined shall have the meanings provided in the Existing Agreement.


 


RECITALS


 


WHEREAS, the Investors
and the Company have agreed to the amendments set forth herein and, subject to the terms and conditions hereof, a comprehensive
restructuring of the Obligations on the terms and conditions set forth herein,


 


NOW THEREFORE, in consideration
of the mutual agreements contained herein, and for other good and valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the parties agree, upon the satisfaction of the conditions set forth in Section 6.1 hereof, as
follows:


 


		1.	DEFINITIONS



 


1.1.          Certain
Defined Terms. Capitalized terms used in this Agreement and not otherwise defined shall have the meanings set forth in Appendix
I to the Existing Agreement, except that the following term shall be amended and restated as follows:


 


“Patents”
means all of the Company’s letters patent, including, without limitation, the letters Patent set forth on Schedule I(a) to
this Agreement, whether registered in the United States or any other jurisdiction, all registrations and recordings thereof, including
all re-examination certificates and all utility models, including registrations, recordings and pending applications, and all reissues,
continuations, divisions, continuations-in-part, renewals, improvements or extensions thereof, and the inventions disclosed or
claimed therein. “Patent” shall also include any letters Patent or rights thereunder which the Company receives from
a third party as payment or in partial payment in connection with any Monetization Activities by the Company of the Patents.


 






     


     


    

 


“Transactions”
means, collectively and individually, the amendment to the Revenue Stream that is reflected in Section 2.2, the Restructuring,
the establishment of the SPE and the transfer of the Patents to the SPE as herein provided and all other transactions set forth
in this Agreement.


 


		2.	EXCHANGE AND AMENDMENTS TO EXISTING AGREEMENT



 


2.1.          Exchange.
Subject to the timely satisfaction of the conditions set forth in Section 6.2, from and after the Restructuring Effective
Date (defined below), the Revenue Stream and the Note Obligations shall be deemed exchanged for the restructured revenue share
described in Section 2.2) (the “Restructured Revenue Share” and such exchange, the “Restructuring”),
and the Revenue Stream and the Note Obligations shall be deemed to be fully satisfied and discharged by the issuance to the Investors
of the Restructured Revenue Share, which shall henceforth constitute “Obligations” under the Agreement. More
particularly, for federal, state and local income tax purposes, in connection with the formation of the SPE (as defined in Section
2.5), the Revenue Stream and the Note Obligations shall be deemed to have been contributed to the SPE in exchange for an interest
in the SPE represented by the Restructured Revenue Share. Following the Restructuring, all references to the “Obligations”
in any Collateral Documents or other Documents executed in connection with the Existing Agreement or this Agreement shall include
the Obligations as defined in this Section 2.1 and all references to the “Note Obligations” in any such Collateral
Documents or other Documents shall be removed, or, if applicable, replaced with “Obligations” as defined herein.


 


2.2.          Modifications
to Revenue Stream; Restructured Revenue Share.


 


2.2.1.       Modification
to Revenue Stream. From and after the Amendment Effective Date, all proceeds to the Company of a sale or license, whether exclusive
or non-exclusive, of all or a portion of the Patents or any other transaction that gives rise to Monetization Revenues (each a
“Realization Event”) shall be deposited in the Cash Collateral Account, which shall be under the full and exclusive
control of the Collateral Agent as described in Section 6.11 of the Existing Agreement, or, if directed by the Collateral
Agent, paid over directly to the Collateral Agent or to such other account as is designated by the Collateral Agent, and all such
proceeds shall be applied as follows:


 


		i)	First, to pay third party expenses that arise in connection with, or are due upon the occurrence
of, such Realization Event that are either (x) incurred by the Company at the direction of the Collateral Agent, (y) incurred by
the Collateral Agent or (z) constitute broker fees and other amounts that are due on account of the existing arrangements described
on Schedule 2.2(i) (the payees under such arrangements, “Service Providers”).



 


		ii)	Second, solely to the extent such Realization Event is attributable to the Nokia Portfolio, up
to $2,200,000 to pay outstanding principal amounts due under the Nokia PPA (the “Nokia Debt”) until the Nokia
Debt is paid in full (excluding, for the avoidance of doubt, any accrued interest or other charges on the Nokia Debt, which shall
be the sole responsibility of the Company and shall not be paid with Monetization Revenues).



 






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		iii)	Third, solely to the extent the applicable Realization Event triggers a payment with respect to
a retained interest of a Prior Owner due under the Panasonic PPA or Huawei PRAA that is described on Schedule 2.2(iii) (a
“Retained Interest”), to such Prior Owner in amounts so required.



 


		iv)	Fourth, to the Investors until the Note Obligations have been paid in full;



 


		v)	Fifth, to the Investors until they have received an amount equal to the sum of (x) 100% of any
Cash Advances plus (y) 20% interest, compounded annually, on any Cash Advances that are outstanding from time to time plus (z)
the difference between (i) $30.5 million minus (ii) any amounts applied to the Note Obligations after the Amendment Effective Date
(the amounts described in this clause (v), the “Priority Amount”).



 


		vi)	Lastly, 70% to the Investors and 30% to the Company (the Investors’ right to such 70%, the
“Contingent Right” and the Company’s right to such 30%, the “Company Residual”); provided,
that to the extent that the Company has failed to pay in full the accrued interest and other charges on the Nokia Debt, the Company
Residual shall be surcharged in amounts necessary to make such payment, and such surcharged amounts shall instead be paid over
to Nokia to satisfy such amounts.



 


2.2.2.       From
and after the Restructuring Effective Date, the Company shall, to the extent directed by the Collateral Agent or the managing member
of the SPE (the “SPE Manager”), execute such directions as are requested by the Collateral Agent or by the SPE
Manager to cause all Monetization Revenues, including, without limitation proceeds of any Realization Event, to paid to the SPE
to such account as is designated by the Collateral Agent and/or by the SPE Manager, and to the extent that any such proceeds are
received by the Company, the Company shall (or to the extent such amounts are deposited in the Cash Collateral Account the Collateral
Agent may) immediately pay such amounts to the SPE. Any such proceeds shall be applied by the Company, Collateral Agent and/or
SPE as follows:


 


		i)	First, to pay amounts described in Section 2.2.1(i) above and to pay any such third party
expenses that are incurred by the SPE.



 


		ii)	Second, solely to the extent such Realization Event is attributable to the Nokia Portfolio, to
make principal payments on the Nokia Debt, as described in Section 2.2.1(ii) above and from and after the Restructuring
Effective Date, following payment in full of the Nokia Debt, and subject to the Company having fulfilled its obligations with respect
to the payment of interest and other charges on the Nokia Debt, to reimburse the Company for any payments of principal (but not
interest or other charges) made by the Company on the Nokia Debt following the Amendment Effective Date.



 






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		iii)	Third, solely to the extent the applicable Realization Event triggers a payment with respect to
a Retained Interest, to make the payments to such applicable Prior Owner that are described in Section 2.2.1(iii) above.



 


		iv)	Fourth, to the Investors until they have received an amount equal to the remaining Priority Amount.



 


		v)	Lastly, 70% to the Investors in respect of the Contingent Right and 30% to the Company in respect
of the Company Residual; provided, that to the extent that the Company has failed to pay in full the accrued interest and other
charges on the Nokia Debt, the Company Residual shall be surcharged in amounts necessary to make such payment, and such surcharged
amounts shall instead be paid over to Nokia to satisfy such amounts.



 


2.3.          Payment
of Expenses; Cash Advances. From and after the Amendment Effective Date, the Company shall remain and be fully responsible
for all expenses related to the maintenance, prosecution and enforcement of the Patents (“Maintenance Fees”),
and shall be fully responsible to pay any interest or other charges (including late payment charges) on the Nokia Debt when required
to be paid under the Nokia PPA, and to make payments of principal on the Nokia Debt when due, to the extent that there are not
available Monetization Revenues from the Patents acquired pursuant to the Nokia PPA when any such principal payment is required
to be paid under the Nokia PPA. Notwithstanding the foregoing, subject to, and following the occurrence of, the Restructuring Effective
Date, the SPE shall be responsible for, and shall pay (and shall promptly reimburse the Company for) any Maintenance Fees that
both accrued and first became due and payable from and after December 22, 2016. From and after the Amendment Effective Date, the
Investors shall have the right, but no obligation, to advance expenses to pursue Monetization Activities (whether directly or,
after the Restructuring, by contributions of capital to the SPE) and, in addition, shall have the right, but no obligation, to
make any payments that the Company is required to pay with respect to Maintenance Fees, the Nokia Debt or otherwise pursuant to
this Section 2.3, or other provisions of this Agreement to the extent that the Company fails to timely make such payment
(any amounts funded by the Investors for the payment of such expenses and any amounts incurred by the Investors or the Collateral
Agent or, following the Restructuring, the SPE, for Maintenance Fees, Monetization Expenses, the payment of other expenses which
the Company is obligated to pay, or to enforce its rights under this Agreement, including in connection with the exercise of remedies,
or otherwise incurred in accordance with this Agreement, “Cash Advances”). After the Amendment Effective Date,
regardless whether the Restructuring occurs the Investors, and after the Restructuring Effective Date, the SPE Manager, shall have
the absolute discretion to make decisions on what Monetization Activities to fund and whether or not to make Cash Advances, including
to make determinations in their sole discretion as to the abandonment of any Patent.


 






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2.4.          Management
of Patents and Monetization Activities. From and after the Amendment Effective Date, the Collateral Agent and the Investors,
and from and after the Restructuring Effective Date, the SPE Manager, shall have the sole and absolute discretion to make any and
all decisions, and in any manner they see fit for any purpose, relating to, and shall otherwise fully, solely, absolutely and irrevocably
control in all respects, the Patents and any Monetization Activities, including by way of example and not limitation: (x) the initiation,
direction, termination, conclusion or negotiation of any assignment, sale or license (whether directly or through multiple tiers
or sub-licensees) of any Patent or any other type of a Monetization Activity of any nature or description; (y) the maintenance
or abandonment, in whole or in part, of any one or more of the Patents; or (z) the discretion to make or to decline to make Cash
Advances. The Company shall promptly and fully follow all of the Collateral Agent’s (and, following the Restructuring, the
SPE Manager’s) directions and instructions with respect to, and closely cooperate in any proceeding, transactions or otherwise
with Collateral Agent and such SPE Manager and its respective legal representative and implement, the foregoing, including by executing
and delivering all pertinent instruments (including powers of attorney), documents or agreements, making any filings and taking
all other necessary or appropriate actions to that effect, as instructed in writing by the Collateral Agent, the Investors, the
SPE Manager or their legal representatives. The Company hereby grants the Collateral Agent and, upon the Restructuring Effective
Date shall grant to the SPE Manager, a power-of-attorney to take all steps in the Company’s name in furtherance of the foregoing,
and agrees to promptly on request of the Collateral Agent or the SPE Manager execute and deliver to the Collateral Agent or SPE
Manager one or more powers-of-attorney prepared by the Collateral Agent or SPE Manager, including taking any steps required for
the effectiveness of such powers-of-attorney under the rules of any applicable jurisdiction. The Company shall at no time take
any action or omission that undermines, is inconsistent with or derogates from such instructions. Neither the Investors nor the
Collateral Agent nor the SPE, nor the SPE Manager, nor any of its respective representatives shall have any liability whatsoever
to the Company under any theory of law for any reason for any acts or omissions in connection with the Patents or in connection
with any Monetization Activities. Joe Beyers, for so long as he is an officer or employee of the Company, shall be available at
all reasonable times to the Collateral Agent and, following the Restructuring, to the SPE Manager, to provide such commercially
reasonable assistance and consultation as to the operation and enforcement of the Patents as such Person shall request. Without
limiting the foregoing, if and to the extent that the Company enters into any arrangements with respect to the Patents, transacts
any business, signs any documents or otherwise takes any action or omission of any kind, that is not at the express advance written
direction, or consent of the Collateral Agent and, following the Restructuring, the SPE Manager of the SPE, such arrangements shall
be null and void ab initio and of no effect, including vis a vis any third party. The Company shall be fully liable to Collateral
Agent and the Investors and, following the Restructuring, the SPE, for any damages or losses, and Company shall defend indemnify
and hold harmless Collateral Agent and the Investors and the SPE and the SPE Manager and other representatives from and against,
any claims, suits, damages, penalties or liabilities, sustained or incurred by or asserted against Collateral Agent or any Investor
or the SPE or SPE Manager or such other representative in connection with or related to Company’s breach of this Section
2.4.


 






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2.5.          Creation
of Special Purpose Entity; Required Approvals.


 


2.5.1.       From
and after the Amendment Effective Date, the Company and the Collateral Agent shall work diligently and in good faith following
the Amendment Effective Date to put in place a newly created special purpose limited liability company (the “SPE”
and such restructuring, the “SPE Structure”) pursuant to formative and other documentation satisfactory in all
respects to the Investors, to which the Company will contribute the Patents and which will be managed by the Collateral Agent or
its designee and reflecting the economic and other rights of the parties that are reflected in this Restructuring Agreement. The
economic and other rights of the Company, on the one hand, and the Collateral Agent and the Investors, on the other, shall be,
reflected in the governing documents of the SPE, which shall be in form and substance satisfactory to the Collateral Agent. Without
limiting the foregoing, the Collateral Agent or its designee shall be the SPE Manager and the Investors and Owner, or their respective
designees, shall be members of the SPE and the Restructured Revenue Share and other provisions of this Agreement shall be reflected
in the limited liability company agreement of the SPE; provided that, to the extent the Collateral Agent deems it preferable, the
SPE may be structured as an entity wholly owned by the Investors or their designees, with the economic and other rights provided
for herein reflected as contractual arrangements between the SPE and the Company. From and after the Amendment Effective Date,
the Company shall use its best efforts to obtain any necessary shareholder and any necessary or reasonably requested (in the judgment
of the Collateral Agent) third party consents (including consents of Prior Owners and any Service Providers, to the extent deemed
necessary or reasonably required by the Collateral Agent) to permit the contribution of the Patents to the SPE, to permit such
contribution to occur without triggering any Retained Interest or other payment obligation, to confirm that any such Retained Interest
or other payment obligation will be triggered by proceeds of Monetization Revenues to the SPE and not be the Restructuring itself,
and to permit Dispositions of Patents by the SPE without the need for further consents (it being understood that an obligation
on the part of the SPE to honor a right of first refusal in favor of Panasonic under the Panasonic Agreement and Huawei under the
Huawei Agreement, each as defined on Schedule 4.6, shall be permitted) (collectively, the “Required Approvals”).
All Required Approvals shall be acceptable to the Collateral Agent in all respects, including that the Investors, the Collateral
Agent, nor the SPE or SPE Manager shall not be required to assume any obligations of the Company to any Prior Owners or any Service
Providers in connection with any such consents other than to make distributions of any applicable Monetization Revenues in accordance
with Section 2.2.2 and no modifications shall be made to the terms of any existing arrangements with Service Providers or
Prior Owners in connection with the pursuit of Required Approvals other than as approved in writing by Collateral Agent. All of
the expenses of the creation of the SPE Structure and of the pursuit of such Required Approvals, including the expenses of the
Collateral Agent and the Investors (including attorneys’ fees) shall be borne by the Company or, if the Investors so elect,
borne by the Investors as Cash Advances.


 


2.5.2.       Unless
otherwise agreed by the Investors, the SPE Structure shall be in full force and effect, and the Required Approvals shall have been
secured, no later than March 31, 2017; provided, that if despite the Company’s having fully complied with Section
2.5.1, the Company has failed to secure such Required Approvals by March 31, 2017, such failure shall constitute an Event of
Default, but shall not, in and of itself, constitute a Recourse Trigger.


 






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2.6.          Patent
License. The Company has, pursuant to the Existing Agreement, granted to the Collateral Agent for the benefit of the Secured
Parties a non-exclusive, royalty free, license (including the right to grant sublicenses) with respect to the Patents pursuant
to the Patent License Agreement. The Collateral Agent and the Secured Parties agree that the Collateral Agent has since December
1, 2015 had, and shall continue to have following the Amendment Effective Date, the full and irrevocable right to use such license
at any time and that such right shall continue in full force and effect until such time, if any, that all of the Company’s
Obligations under this Agreement have been fully discharged and completed.


 


2.7.          Tax Treatment.


 


2.7.1.       The
Company and the Investors intend and agree that for federal, state and local income tax purposes, (i) the SPE will be treated as
a partnership, (ii) the Restructuring will be treated as contribution of the Revenue Stream and Note Obligations to the SPE in
exchange for an interest in the SPE represented by the Restructured Revenue Share, and (iii) that the fair market value of the
Restructured Revenue Share on the date hereof and the Restructuring Effective Date shall equal the sum of (x) the principal and
accrued interest outstanding under the Note Obligations as of the Restructuring Effective Date and (y) the fair market value of
the Revenue Stream under the Existing Agreement. The Company and each of the Investors covenant and agree to report consistently
with the foregoing for their financial reporting and income tax reporting purposes.


 


2.7.2.       Consistent
with the Existing Agreement, the Company and each Investor intend that, for federal, state and local income tax purposes, the relationship
between the Investors and the Company that is created by this Agreement with respect to the Restructured Revenue Share and the
SPE shall be treated as a continuation of the tax partnership that was created pursuant to the Existing Agreement with respect
to the Revenue Share (the “Tax Partnership”), with the Investors and the Company being treated as partners of
such partnership, as they have been under the Existing Agreement, but with the SPE as the entity embodying such partnership, whereas
previous to the Restructuring Effective Date no such entity existed, and the Tax Partnership was a deemed partnership for federal,
state and local income tax purposes.


 


2.7.3.       The
Company and each Investor hereby agree that for purposes of determining the Company’s and each Investor’s distributive
share of income, gain, loss and deduction of the Tax Partnership:


 


2.7.3.1.          The
Tax Partnership shall maintain capital accounts for each of the Company and the Investors consistent with the rules of Treasury
Regulations Section 1.704-1(b); it being understood that under no circumstances shall any such rule override the economic relationship
between the parties as to their respective shares of the Monetization Revenues set forth in this Agreement;


 






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2.7.3.2.          As
described in the Existing Agreement, in connection with the original formation of the Tax Partnership, (i) the Investors were deemed
to have purchased from the Company certain rights to exploit the Patents and to have contributed such rights to the Tax Partnership
and (ii) the Company was deemed to have contributed to the Tax Partnership certain rights to exploit the Patents having a value
set forth in the Existing Agreement. The rights to exploit the Patents deemed contributed by the Investors and the Company to the
Tax Partnership and described in this provision are collectively referred to herein as the “Patent Rights”;
and


 


2.7.3.3.          The
Tax Partnership shall allocate items of income, gain, loss and deduction to the Company and the Investors in a manner that causes
the capital accounts of the parties to be equal to the amounts payable pursuant to this agreement if the Tax Partnership sold the
Patent Rights and any other non-cash assets for an amount equal to the book value of the Patent Rights and any other non-cash assets
(as determined pursuant to Treasury Regulations Section 1.704-1(b)) and distributed the proceeds and any other cash pursuant to
this Agreement.


 


2.7.4.       The
Company and each Investor shall file all tax returns and shall otherwise take all tax and financial reporting positions in a manner
consistent with any treatment described herein. The Company shall be the tax matters partner of the Tax Partnership.


 


2.7.5.        The
Company and each of the Investors will cooperate to provide each other with any information reasonably requested by any of them
in connection with the preparation or filing of any return, declaration, report, election, information return or other statement
or form filed or required to be filed with any governmental authority relating to taxes (a “Tax Return”) for
any of them or for or relating to the Tax Partnership. The Company shall be responsible for preparing and filing any Tax Return
for or relating to the Tax Partnership, and the out-of-pocket costs incurred in connection with the preparation and filing of any
Tax Return for or relating to the Tax Partnership shall be treated as an expense of the Tax Partnership.


 


2.7.6.       For
the avoidance of doubt, no fiduciary relationship is intended to be created by this Agreement between the Company and any Investor.


 


2.8.          Public
Announcements; Statements. Neither the Company nor any officer or other representative of the Company (including Joe Beyers)
shall make any public filing or announcement, or public issue, or release or deliver to any person any statement of any kind concerning
this Agreement or the subject matter hereof, including relating to the Transactions or the Restructuring or any Monetization Activities
and including any proxy materials, disclosures or other distributions relating to any Required Approvals (collectively, a “Release”),
without the Collateral Agent having first had an opportunity to review such Release and having approved such Release in writing. 
The Collateral Agent’s right to review and approve any Release shall extend, without limitation, to any Release in the form
of an 8-k or other securities filing and, any report issued to lenders, investors or prospective investors or lenders, any press
release relating to the Transactions or any Monetization Activities.  Other than the items above, any reports issued by the
Company or any officer or other representative of the Company (including Joe Beyers) to lenders, investors or prospective investors
or lenders or any interviews or any statements delivered to any person of any kind, and any interview related to the Transactions
or any Monetization Activities may only disclose content that had i) previously been approved by the Collateral Agent for disclosure
or ii) had been previously made public by a method that was not in violation of this Section.   Without limiting the
foregoing, neither the Company nor any officer or other representative of the Company (including Joe Beyers) shall, without the
prior written approval of the Collateral Agent, (i) make any type of public announcement  or communication of any nature or
description that identifies or refers to the Investors or the Collateral Agent or any Affiliate thereof, whether in oral, written,
electronic or other form or (ii) make any written, visual or electronic communication identifying or referring to the Investors
or the Collateral Agent or any of their Affiliates, other than such disclosures or other submissions as are legally required and
solely to the limited extent so required, and provided that the Company shall provide the Collateral Agent with prior written notice
of any such proposed disclosure, including the reason therefor, to the extent legally permissible.


 






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2.9.          Amendments
to the Existing Agreement.


 


2.9.1.       Effective
as of the Amendment Effective Date, Section 2.2.4.3 of the Existing Agreement is hereby amended and restated as follows:


 


“2.2.4.3  Amortization. Commencing on the earlier of (x) April 1, 2017 and (y) the Termination Date, the Company shall make monthly
amortization payments on the Notes in an amount, as of the date of such payment, equal to (x) the then outstanding principal amount
divided by (y) the number of months left until the Maturity Date. The amount of the monthly amortization payment shall be calculated
by the Company, and provided to the Collateral Agent for review, initially prior to the first such payment and recalculated following
any optional or mandatory prepayment”.


 


2.9.2.       Effective
as of the Amendment Effective Date, Section 6.10 of the Existing Agreement is hereby amended and restated as follows:


 


“6.10
Minimum Liquidity. The Company shall maintain not less than (x) One Million Dollars ($1,000,000) in unrestricted cash and
Cash Equivalents (“Liquidity”) from the Closing Date through November 1, 2015, (y) Two Hundred Thousand Dollars ($200,000)
in Liquidity from March 1, 2016 through June 30, 2016, and (z) One Million Dollars ($1,000,000) in Liquidity from and after the
earlier of (x) April 1, 2017 and (y) the Termination Date, in each case not including amounts on deposit in the Cash Collateral
Account except to the extent the Company is entitled to such amounts and shall provide weekly certifications demonstrating the
Company’s Liquidity. Commencing the Termination Date, such certifications demonstrating the Company’s Liquidity shall
be provided by 5:00 p.m. PST on each Friday (or, if Friday is a bank holiday, on the immediately preceding day that is not a bank
holiday), shall show Liquidity on that day and shall be accompanied by evidence satisfactory to the Collateral Agent.


 


2.9.3.          Effective
on the Restructuring Effective Date, Sections 2.2.4.3 and Section 6.10 shall be replaced with “Intentionally Deleted”.


 


2.9.4.          Appendix
1 to the Existing Agreement is hereby amended by adding the following new defined term in alphabetical order:


 






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“Termination
Date” has the meaning ascribed to such term in the Restructuring Agreement, dated as of December 22, 2016, among the
Company, the Collateral Agent and the Investors signatory thereto.


 


		3.	ADDITIONAL CovenAnts 



 


From and after the Amendment
Effective Date, and until such time, if any, as the Restructured Revenue Share shall have been fully satisfied and all of the Company’s
obligations under the Existing Agreement have been fully satisfied, the Company shall comply with the additional covenants set
forth in this Section 3.


 


3.1.          Taxes
and Other Charges. The Company shall duly pay and discharge, or cause to be paid and discharged, before the same becomes in
arrears, all taxes, assessments and other governmental charges imposed upon the Company and its properties, sales or activities,
or upon the income or profits therefrom; provided, however, that any such tax, assessment, charge or claim need not
be paid if the validity or amount thereof shall at the time be contested in good faith by appropriate proceedings and if the Company
shall, in accordance with GAAP, have set aside on its books adequate reserves with respect thereto; provided, further,
that the Company shall pay or bond, or cause to be paid or bonded, all such taxes, assessments, charges or other governmental claims
immediately upon the commencement of proceedings to foreclose any Lien which may have attached as security therefor (except to
the extent such proceedings have been dismissed or stayed).


 


3.2.          Reporting.
To the extent any of the following information is not available to the Investors, the Company shall provide the Investors with
a summary of any material litigation relating to the Patents or the Monetization Activities, copies of material correspondence,
pleadings, judgments, orders, licenses, settlement agreements or other documents reasonably requested by the Collateral Agent,
and, upon the request of the Collateral Agent, no later than the 15th day of every month, a report calculating in detail
its Monetization Revenues for the prior month, in each case in form and substance reasonably satisfactory to the Collateral Agent.
The Company shall authorize and direct any legal counsel or consultant engaged by it to discuss the status of the Company’s
Monetization Activities with the Investors and the Collateral Agent, and shall instruct all such counsel and consultants to follow
the direction of the Collateral Agent in all matters related to the Monetization Activities and, to the extent requested by the
Collateral Agent, shall authorize and direct any such legal counsel or consultant to enter into a joint representation such that
the Collateral Agent shall be an additional direct client of such counsel or consultant. Without limiting the rights of the Collateral
Agent under Section 2.4 of this Agreement, the Collateral Agent shall have the full right, power and authority to engage
legal counsel, consultants and brokers on the Company’s behalf, on such terms as are determined by the Collateral Agent.


 


3.3.          Maintenance
of Existence. The Company shall do all things necessary to preserve, renew and keep in full force and effect and in good standing
its legal existence and authority necessary to continue its business.


 






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3.4.          Compliance
with Legal Requirements. The Company shall comply in all material respects with all valid then existing Legal Requirements
applicable to it, except where compliance therewith shall at the time be contested in good faith by appropriate proceedings.


 


3.5.          Certain
Notices; Reports. The Company shall furnish to each of the Investors and the Collateral Agent:


 


3.5.1.       Promptly,
notice of any dispute, litigation, investigation, suspension or any administrative or arbitration proceeding by or against the
Company for an amount in excess of $500,000 or affecting the Company’s ownership rights with respect to the Patents;


 


3.5.2.       promptly
upon acquiring knowledge thereof, the existence of any Default or Event of Default, specifying the nature thereof and what action
the Company has taken, is taking or proposes to take with respect thereto; and


 


3.5.3.       promptly,
and in any event within 10 Business Days, such additional business, financial, corporate affairs and other information as the Collateral
Agent may reasonably request.


 


Each notice pursuant
to this Section shall be accompanied by a statement by an Authorized Officer of the Company, on behalf of the Company, setting
forth details of the occurrence referred to therein (including, if applicable, describing with particularity any and all clauses
of this Agreement or the Other Documents that may have been breached), and, subject to any requirement of privilege, stating what
action the Company or other Person proposes to take with respect thereto and at what time.


 


3.6.          Information
and Access Rights.


 


3.6.1.       The
Company shall permit any Investor or the Collateral Agent and any of their duly authorized representatives and agents to visit
and inspect any of its property, corporate books, and financial records related to the Patents, to examine and make copies of its
books of accounts and other financial records, including any such related to the Patents and the Monetization Activities and Monetization
Revenues, and to discuss its affairs, finances, and accounts with, and to be advised as to the same by, its managers, officers,
employees and independent public accountants (and by this provision the Company hereby authorizes such accountants to discuss with
the Investors the finances and affairs of the Company. In addition, upon request of the Collateral Agent from time to time, the
Company direct any and all legal counsel or professionals engaged by the Company to provide the Investors with a status update
of any material development in any litigations or any administrative or arbitration proceeding related to the Patents. All costs
and expenses reasonably incurred by the Investors and their duly authorized representatives and agents in connection with the exercise
of the Investors’ rights pursuant to this provision shall be Cash Advances.


 


3.7.          Indebtedness.
The Company shall not create, incur, assume or otherwise become or remain liable with respect to any Indebtedness that is secured
by the Patents or any rights related thereto (other than the obligations to vendors of the Patents that are set forth on Schedule
4.5 to the Existing Agreement). The Company shall not incur any other Indebtedness, except at the express direction of the Collateral
Agent, except for:


 






    	 	-11-	 



     


    

 


3.7.1.       indebtedness
in respect of the Obligations;


 


3.7.2.       unsecured
trade payables that are not evidenced by a promissory note and are incurred in the Ordinary Course of Business;


 


3.7.3.       the
existing Indebtedness set forth on Schedule 6.7 to the Existing Agreement;


 


3.7.4.       additional
unsecured Indebtedness that is subordinated to the rights of the Investors under this Agreement pursuant to an agreement in form
and substance satisfactory to the Collateral Agent; and


 


3.7.5.       subject
to, and from and after the occurrence of, the Restructuring Effective Date, other indebtedness that is not secured by the Patents
or any Monetization Revenues provided that the holder of such indebtedness has executed and delivered to the Collateral Agent an
agreement in form and substance acceptable to the Collateral Agent confirming that the holder has no recourse to the Patents or
any proceeds thereof, and acknowledging and consenting and waiving any claims related to the rights of the Investors under this
Agreement including consenting to the SPE Structure.


 


3.8.          Liens.
The Company shall not create, incur, assume or suffer to exist any Lien upon any Patent or any Monetization Revenues other than
the following (“Permitted Liens”):


 


3.8.1.       Liens securing the Obligations;


 


3.8.2.       the
Existing Encumbrances and other non-exclusive licenses that are entered into at the direction of the Collateral Agent; and


 


3.8.3.       Tax
and other statutory or involuntary Liens, in each case arising in the Ordinary Course of Business for amounts not yet due or that
are being contested in good faith and, in the case of Liens in favor of attorneys or consultants, if entered into following the
Restructuring are pursuant to agreements entered into at the direction of the Collateral Agent and, in any event, are not securing
claims in excess of amounts that the Company is retaining under this Agreement (i.e., that the Company is not required to apply
to the Restructured Revenue Share, if any).


 


3.9.          Management
of Patents and Patent Licenses.


 


3.9.1.       Management
of Patents; Dispositions. The Company shall not make any Disposition of any Patents or of any equity interests in Owner other
than at the express prior written direction of the Collateral Agent. For the avoidance of doubt, proceeds of any Disposition of
any Patents, or of any equity interest in Owner, shall constitute Monetization Revenues. Without limiting the foregoing, the Company
shall not (w) make any Disposition of any Patents or of any equity interests in Owner, (x) commence any new litigation or take
any other material action in furtherance of any Monetization Activities, (y) engage any broker or other professional in connection
with any sale or other Disposition of any Patent or rights therein, or enter into any arrangements that provide any party with
a right to payment based on the Company’s receipt of Monetization Revenues (including any contingency fee arrangements) or
(z) grant any Lien or other rights with respect to any Patents, including, without limitation, non exclusive licensing arrangements,
exclusive licensing arrangements or sales of Patents or interests therein, in each case, other than at the express direction of
the Collateral Agent in its sole discretion.


 






    	 	-12-	 



     


    

 


3.9.2.       Preservation
of Patents. Except to the extent consented to by the Collateral Agent, the Company shall not do or permit any act or knowingly
omit to do any act whereby any of the Patents may lapse, be terminated, or become invalid or unenforceable or placed in the public
domain. Without limiting the rights of the Collateral Agent under Section 2.4, the Collateral Agent and the Investors may
take all reasonable steps to pursue the registration and maintenance of each Patent and take all reasonably necessary steps to
preserve and protect each Patent and the Company hereby grants the Collateral Agent a power-of-attorney to take all steps in the
Company’s name in furtherance of the foregoing, and from and after the Restructuring Effective Date (and otherwise at the
election of the Investors) any expenses related to such actions shall be Cash Advances and shall be paid by the Investors, either
directly to the patent offices and attorneys or paid by the Company and promptly reimbursed by the Investors. For the avoidance
of doubt, any expenses incurred by the Collateral Agent and the Investors as described above shall be reimbursed by the Company
promptly upon demand therefor if the Termination Date occurs.


 


3.9.3.       Entry
into Agreements. Neither the Company nor any Affiliate of the Company shall enter into any contract or other agreement with
respect to the Patents that contains confidentiality provisions prohibiting or otherwise restricting the Company or such Affiliate
from disclosing the existence and content of such contract or other agreement to the Investors and their counsel. Unless at the
specific direction of the Collateral Agent, the Company shall not enter into any new pledges, assignments, licenses, springing
licenses, options, non-assertion agreements, earn-outs, monetization agreements, profit and revenue sharing arrangements, derivative
interests, fee and recovery splitting agreements, registered user agreements, shop rights and covenants by the Company not to sue
third persons with respect to any of the Patents.


 


3.10.         Cash
Collateral Account. The Company shall cause all Monetization Revenues to be deposited into the Cash Collateral Account, or
as otherwise directed by the Collateral Agent or SPE Manager and shall provide instructions to each payor of Monetization Revenues
to directly deposit any Monetization Revenues into the Cash Collateral Account or as so otherwise directed, and the Company hereby
authorizes the Collateral Agent and the SPE Manager to inform any payor of Monetization Revenues of the Company’s obligation
to direct all Monetization Revenues to the Cash Collateral Account or as otherwise directed as required hereunder. Periodically,
the Collateral Agent and, following the Restructuring the SPE Manager, shall deliver to the Company a written statement (each a
“Collateral Agent Statement”) with reasonable detail showing the amounts applied by the Collateral Agent in
the Cash Collateral Account or amounts applied from Monetization Revenues by the SPE Manager. The Cash Collateral Account shall
be under the sole control of the Collateral Agent and the Company may not have withdrawal rights with respect to, or otherwise
exercise control of, the Cash Collateral Account. The Company shall have access to account statements from the depositary bank
concerning the Cash Collateral Account. In the event of an Asserted 4.5 Breach by two or more parties, the Collateral Agent may
apply the Monetization Net Revenues in accordance with Section 2.3 of the Existing Agreement, and such amounts shall be
deemed to be Cash Advances.


 






    	 	-13-	 



     


    

 


3.11.        Obligations
Under Patent Purchase Agreements. Owner will timely pay all amounts due that are necessary to not to trigger any re-purchase
right of Panasonic Corporation under Section 4.2 of the Panasonic PPA on or before thirty (30) days prior to the due date thereof,
and shall provide the Collateral Agent with a Payment Confirmation with respect to such payment. If the Collateral Agent does not
receive a Payment Confirmation by thirty (30) days’ prior to the applicable payment due date, the Investors shall have the
option, at their sole discretion, to pay the amount due to Panasonic Corporation on Owner’s behalf as a Cash Advance. For
the avoidance of doubt, any failure by Owner to timely make such payment shall constitute an immediate Event of Default hereunder,
regardless of the Investors having determined to fund such amount.


 


3.12.        Further
Assurances. Parent shall cause each of its present or future direct or indirect Subsidiaries to execute a joinder to this Agreement
with the intent that the assets and operations of any such Subsidiaries shall be subject to the claims of the Investors and Collateral
Agent if a Recourse Trigger occurs, execute a supplement to the Security Agreement in the form of Exhibit A to the Security Agreement
(the “Security Agreement Supplement”) and grant a security interest pursuant thereto and execute a Patent Security
Agreement or such other Collateral Documents reasonably requested by the Collateral Agent.


 


4.            REPRESENTATIOns
and warranties.


 


In
order to induce the Investors to enter into this Agreement, the Company hereby represents and warrants to the Investors as of the
Amendment Effective Date and as of the Restructuring Effective Date that: 


 


4.1.          Organization
and Business. The Company is (a) a duly organized and validly existing corporation, (b) in good standing under the laws of
the jurisdiction of its incorporation, and (c) has the power and authority, corporate or otherwise, necessary (i) to enter into
and perform this Agreement and the Documents to which it is a party, and (ii) to carry on the business now conducted or proposed
to be conducted by it.


 


4.2.          Qualification.
The Company and each of its Subsidiaries is duly and legally qualified to do business as a foreign corporation or limited liability
company and is in good standing in each state or jurisdiction in which such qualification is required and is duly authorized, qualified
and licensed under all laws, regulations, ordinances or orders of public authorities, or otherwise, to carry on its business in
the places and in the manner in which it is conducted.


 


4.3.          Operations
in Conformity with Law, etc. The operations of the Company and each of its Subsidiaries as now conducted or proposed to be
conducted are not in violation in any material respect of, nor is the Company or any of its Subsidiaries in default in any material
respect under, any Legal Requirement.


 






    	 	-14-	 



     


    

 


4.4.          Authorization
and Non-Contravention. The Company and each of its Subsidiaries has taken all corporate, limited liability or other action
required to execute, deliver and perform this Agreement and each other Document. All necessary consents, approvals and authorizations
of any governmental or administrative agency or any other Person of any of the transactions contemplated hereby shall have been
obtained and shall be in full force and effect. This Agreement and each other Document does not (i) contravene the terms of any
of the Company’s Organization Documents, (ii) conflict with or result in any breach or contravention of, or the creation
of any Lien under, or require any payment to be made under (x) any Contractual Obligation of the Company or its applicable Subsidiaries
or (y) any material order, injunction, writ or decree of any Governmental Authority or any arbitral award to which the Company
or any such Subsidiary is subject or (iii) violate any Legal Requirement.


 


4.5.          Intellectual
Property. The representations and warranties set forth in Section 4.5 of the Existing Agreement are true and correct. Without
limiting the foregoing, Owner is the entire, valid, sole and exclusive owner of all rights, title and interest in and to all of
the Patents, including the right to sue for past, present and future infringement of the Patents, with good and marketable title
thereto, and with the full and absolute right to freely assign, sell or exclusively license any of the Patents, subject only to
the obligation of the Company to make the payments to Prior Owners that are reflected on Schedule 2.2(iii).


 


4.6.          Required
Approvals. The Company has, as of the date hereof and as of the Restructuring Effective Date, the full right to assign and
grant licenses with respect to the Patents, and to assign such rights to the Collateral Agent and to the SPE, free of all liens,
claims or encumbrances, and without triggering any payment obligations to any Prior Owner, Service Provider or other party, subject
only to the consents set forth on Schedule 4.6, all of which have been obtained other than the consents that are specified
as “Required Approvals” on Schedule 4.6. No payments to any third parties will be triggered by any Disposition
of the Patents by the Company (including the contribution of the Patents to the SPE) or by any Disposition of the Patents by the
SPE (other than on account of agreements entered into by the SPE), other than the payments to Prior Owners and Service Providers
that are reflected on Schedules 2.2(ii) and 2.2(iii).


 


5.             EVENTS
OF DEFAULT:


 


Upon the Amendment Effective Date, Section
5.1 of the Existing Agreement is amended and restated as follows:


 


5.1.          Events
of Default. Each of the following events is referred to as an “Event of Default”:


 


5.1.1.          Payment.
The Company shall fail to make any payment due hereunder when such payment is due and payable.


 






    	 	-15-	 



     


    

 


5.1.2.       Other
Covenants. The Company shall fail to perform or observe any of the covenants or agreements contained in the Existing Agreement
(as amended hereby) or in this Agreement.


 


5.1.3.       Representations
and Warranties. Any representation or warranty of or with respect to the Company made in the Existing Agreement or this Agreement
or pursuant to or in connection with any Document, or in any financial statement, report, notice, mortgage, assignment or certificate
delivered by the Company so representing to the other parties hereto in connection herewith or therewith, shall be false in any
material respect on the date as of which it was made.


 


5.1.4.       Asserted
4.5 Breaches. [***]


 


5.1.5.       Cross
Default. Any event of default, after giving effect to any applicable grace or cure period, with respect to any Indebtedness
in excess of $500,000 of the Company that is on account of a default in any payment under such Indebtedness shall occur and be
continuing if such event of default continues for thirty days.


 


5.1.6.       Liquidation;
etc. The Company shall initiate any action to dissolve, liquidate or otherwise terminate its existence.


 


5.1.7.       Change
of Control. A Change of Control shall have occurred.


 


5.1.8.       [Reserved].


 


5.1.9.       Bankruptcy,
etc. The Company shall:


 


5.1.9.1.          commence
a voluntary case under the Bankruptcy Code or authorize, by appropriate proceedings of its board of directors or other governing
body, the commencement of such a voluntary case;


 


5.1.9.2.          (i)
have filed against it a petition commencing an involuntary case under the Bankruptcy Code that shall not have been dismissed within
60 days after the date on which such petition is filed or (ii) file an answer or other pleading within such 60-day period admitting
or failing to deny the material allegations of such a petition or seeking, consenting to or acquiescing in the relief therein provided
or (iii) have entered against it an order for relief in any involuntary case commenced under the Bankruptcy Code;


 


5.1.9.3.          seek
relief as a debtor under any applicable law, other than the Bankruptcy Code, of any jurisdiction relating to the liquidation or
reorganization of debtors or to the modification or alteration of the rights of creditors, or consent to or acquiesce in such relief;


 


5.1.9.4.          have
entered against it an order by a court of competent jurisdiction (i) finding it to be bankrupt or insolvent, (ii) ordering
or approving its liquidation or reorganization as a debtor or any modification or alteration of the rights of its creditors or
(iii) assuming custody of, or appointing a receiver or other custodian for, all or a substantial portion of its property; or


 






    	 	-16-	 



     


    

 


5.1.9.5.          make
an assignment for the benefit of, or enter into a composition with, its creditors, or appoint, or consent to the appointment of,
or suffer to exist a receiver or other custodian for, all or a substantial portion of its property.


 


5.1.10.     Collateral.
Any material provision of any Document shall for any reason cease to be valid and binding on or enforceable against the Company
or the Company shall so state in writing or bring an action to limit its obligations or liabilities thereunder; or any Collateral
Document shall for any reason (other than pursuant to the terms thereof) cease to create a valid security interest in the Collateral
purported to be covered thereby or such security interest shall for any reason (other than the failure of the Collateral Agent
to take any action within its control) cease to be a perfected and first priority security interest subject only to Permitted Liens.


 


5.1.11.     Patent
Ownership. [***]


 


5.1.12.     Repurchase
Rights. The conditions (if any at such time) pursuant to which a Prior Owner may repurchase any Patents are met (provided that
the existence of a right of first refusal as to such Patents, if any, shall not trigger an Event of Default).


 


5.2.          Remedies
Following an Event of Default. If one or more Events of Default shall occur:


 


5.2.1.       Specific
Performance; Exercise of Rights. The Investors (or the Collateral Agent, acting at the direction of the Investors) may proceed
to protect and enforce such party’s rights by suit in equity, action at law and/or other appropriate proceeding, either for
specific performance of any covenant or condition contained in any Document, or in aid of the exercise of any power granted in
any Document, including directing the Company to take any action requested by the Investors (or the Collateral Agent, acting at
the direction of the Investors) in any Monetization Activity regarding the Patents, including, without limitation, taking any action
requested by the Collateral Agent in furtherance of any sale or license, exclusive or otherwise, of all or a portion of the Patents.


 


5.2.2.       Acceleration.
The Investors or the Collateral Agent may, by notice in writing to the Company, declare the remaining unpaid amount Note Obligations
(if prior to the Restructuring) and the balance of the Priority Amount to be immediately due and payable; provided that
if a Bankruptcy Event of Default pursuant to Section 5.1.9 shall have occurred, such amounts shall automatically become
immediately due and payable; and provided, that in such event, the Company shall immediately and unconditionally be obligated to
pay, as liquidated damages with respect to the Restructured Revenue Share an amount equal to the sum of (x) any unpaid portion
of the Priority Amount plus (y) an amount equal to the value of the Contingent Right. In the event of an acceleration on account
of a Bankruptcy Event of Default or on account of any Event of Default that arises from a breach of Sections 2.3, 2.4, 2.5.1,
2.7, 2.8, 3.7, 3.8, 3.9, 3.10, 3.11 or 3.12 or any other Event of Default that materially impairs, delays or impedes the exercise
by the Collateral Agent and the Investors of their control of Monetization Activities or the Patents, or which directly and materially
reduces the amounts that the Collateral Agent and the Investors receive from any Monetization Activities (any of the foregoing,
a “Recourse Trigger”), the Company’s obligations hereunder are unlimited in recourse, and are not limited
to the Patents or the proceeds thereof. In the case of an acceleration on account of an Event of Default not described in the preceding
sentence, the rights of the Investors and the Collateral Agent with respect to the Restructured Revenue Share only shall be limited
to the Patents and the proceeds thereof (including any Monetization Revenues); provided, that the rights of the Investors on an
acceleration of the Note Obligations shall not be so limited. Notwithstanding the foregoing in the event of an acceleration on
account of a breach of Section 2.5.2, the proceeds of any foreclosure on the Patents or other amounts realized on account
of any exercise of remedies by the Collateral Agent or the Investors shall be distributed in accordance with Section 2.2
of this Agreement.


 






    	 	-17-	 



     


    

 


5.2.3.       Cumulative
Remedies. To the extent not prohibited by applicable law which cannot be waived, each party’s rights hereunder and under
the other Documents shall be cumulative.


 


5.2.4.       Annulment
of Defaults. Once an Event of Default has occurred, such Event of Default shall be deemed to exist and be continuing for all
purposes of this Agreement. For the avoidance of doubt, once an Event of Default has occurred, all of the rights and remedies of
the Collateral Agent and the Investors arising on account of, and with respect to, such Event of Default shall be fully available
and exercisable until the payment in full of all Obligations, regardless of any action by the Company to remedy the circumstances
that gave rise to such Event of Default, and regardless of any subsequent action by the Company. No such action by the parties
hereto shall prevent the occurrence of, or effect a waiver with respect to, any subsequent Event of Default or impair any rights
of the parties hereto upon the occurrence thereof.


 


5.3.          Waivers.
To the extent that such waiver is not prohibited by the provisions of applicable law that cannot be waived, the Company waives:


 


5.3.1.       all
presentments, demands for performance, notices of nonperformance (except to the extent required by this Agreement), protests, notices
of protest and notices of dishonor;


 


5.3.2.       any
requirement of diligence or promptness on the part of the Investors in the enforcement of its rights under this Agreement;


 


5.3.3.       any
and all notices of every kind and description which may be required to be given by any statute or rule of law; and


 






    	 	-18-	 



     


    

 


5.3.4.       any
defense (other than indefeasible payment in full) which it may now or hereafter have with respect to its liability under this Agreement
or with respect to the Obligations.


 


6.             Effectiveness.


 


6.1.          This
Agreement shall become effective (the date of such effectiveness, the “Amendment Effective Date” upon the satisfaction
of each of the conditions set forth in this Section 6.1 to the satisfaction of the Collateral Agent (provided that the Collateral
Agent may waive any such condition in its sole discretion):


 


6.1.1.       The
receipt by the Collateral Agent of the following: (i) fully executed copies of this Agreement, executed by Parent, Owner and each
other direct or indirect Subsidiary of Parent, (ii) fully executed Security Agreement Supplement, (iii) updated schedules to each
of the Collateral Documents and to the Existing Agreement in form and substance satisfactory to the Collateral Agent reflecting
any changes thereto, (iv) an officer’s certificate from an Authorized Officer of the Company certifying that the representations
and warranties of the Company contained in this Agreement are true and correct as of the date hereof in all material respects and
that the conditions set forth in this Section 6.1 have been fully satisfied, (v) [reserved] (vi) a grant by the Company
to the Collateral Agent of a power-of-attorney to take all steps in the Company’s name in furtherance of the management of
the Patents and Monetization Activities in form and substance acceptable to the Collateral Agent, (vii) a grant by the Company
to the Collateral Agent of a security interest in the assets of the Subsidiaries pursuant to the Security Agreement, Security Agreement
Supplement and the Patent Security Agreement and (viii) other documents and deliverables, including opinions of counsel, required
by the Collateral Agent.


 


6.1.2.       The
execution, delivery, and performance by the Company of this Agreement and each of the Collateral Documents, as applicable, having
been duly authorized by all necessary corporate or other organizational action on the part of the Company and not (i) violating
any material provision of federal, state, or local law or regulation applicable to the Company, or the Organization Documents of
the Company, or any order, judgment, or decree of any court or other Governmental Authority binding on any such entity, (ii) conflicting
with, resulting in a breach of, or constituting (with due notice or lapse of time or both) a default under any material agreement
of the Company where any such conflict, breach or default reasonably be expected to have a Material Adverse Effect, (iii) resulting
in or requiring the creation or imposition of any Lien of any nature whatsoever upon any assets of the Company, or (iv) requiring
any approval of any holder of Capital Stock of the Company or any approval or consent of any Person or trigger any payment obligation
under any material agreement (including any PPA), except for the Required Approvals being required to effect the SPE Structure.


 


6.1.3.       Completion
by the Collateral Agent of its confirmatory due diligence with respect to the Schedules to this Agreement, and with respect to
any updated schedules delivered pursuant to clause 6.1.1(ii), and the satisfaction of the Collateral Agent with the results
of such due diligence.


 






    	 	-19-	 



     


    

 


6.1.4.       The
Company’s payment of all fees and expenses (including attorneys’ fees) to the extent invoiced on or before the Amendment
Effective Date (including, without limitation, reasonable fees and disbursements of Ropes & Gray LLP) incurred by the Collateral
Agent in connection with the preparation, negotiation, execution and delivery of this Agreement or otherwise owing under the Existing
Agreement; provided, that the Company agrees to promptly pay any additional such amounts invoiced following the effectiveness of
this Agreement.


 


6.2.          The
Restructuring reflected in Section 2.1 of this Agreement shall become effective (the date of such effectiveness, the “Restructuring
Effective Date”) subject to, and upon the satisfaction of each of the conditions set forth in this Section 6.2
to the satisfaction of the Collateral Agent, time being of the essence in each applicable such conditions; provided that the Collateral
Agent may waive or extend the time to perform any such condition in its sole discretion:


 


6.2.1.       The
Company shall have submitted to the SEC a draft of its proxy seeking shareholder approval for the Restructuring, which shall be
in form and substance satisfactory to the Collateral Agent, on or before January 6, 2017.


 


6.2.2.       The
Company shall have obtained all of the Required Approvals on or before March 31, 2017.


 


6.2.3.       The
Restructuring (including the contribution of the Patents to the SPE) shall have been consummated on or before March 31, 2017.


 


6.2.4.       The
representations and warranties set forth in Section 4 hereof shall be true and correct as of the Restructuring Effective
Date.


 


6.2.5.       No
Default or Event of Default shall have occurred and be continuing.


 


6.2.6.       The
Company’s payment of all fees and expenses (including attorneys’ fees) to the extent invoiced on or before the Restructuring
Effective Date (including, without limitation, reasonable fees and disbursements of Ropes & Gray LLP) incurred by the Collateral
Agent or otherwise owing under the Existing Agreement, it being understood that the Company shall remain liable to pay any such
fees and disbursements invoiced following the Restructuring Effective Date.


 


6.2.7.       (i) A
copy of the certificate or articles of incorporation, certificate of formation, limited liability company agreement or other constitutive
document, including all amendments thereto, of the Company, certified as of a recent date by the Secretary of State of the state
of its organization and a certificate as to the good standing of the Company as of a recent date, from such Secretary of State
(or, in each case, a comparable governmental official, if available); (ii) a certificate of the Secretary or Assistant Secretary
of the Company certifying (A) that attached thereto is a true and complete copy of the by-laws and any limited liability company
agreement of the Company as in effect on the date thereof and at all times since a date prior to the date of the resolutions described
in clause (B) below, (B) that attached thereto is a true and complete copy of resolutions duly adopted by the board of
directors or managers of the Company authorizing the execution, delivery and performance of the Documents, and that such resolutions
and consents have not been modified, rescinded or amended and are in full force and effect, (C) that the certificate or articles
of incorporation of the Company or the applicable subsidiary have not been amended since the date of the last amendment thereto
shown on the certificate of good standing furnished pursuant to clause (i) above, and (D) as to the incumbency and specimen
signature of each officer executing this Agreement or any other Document on behalf of the Company; and (iii) a certificate
of another officer as to the incumbency and specimen signature of the Secretary or Assistant Secretary executing the certificate
pursuant to clause (ii) above.


 






    	 	-20-	 



     


    

 


Unless waived in writing
by the Investors, Section 2.1 of this Agreement shall be automatically voided, and shall be of no further force and effect
if any of the conditions set forth above are not satisfied on or before the date for performance specified in the applicable subsection
or if, for any reason, the Restructuring Effective Date does not occur by 5:00 p.m. P.S.T on March 31, 2017 (the date of such termination
under either such clause (i) or (ii), the “Termination Date”).


 


7.            Miscellaneous.



 


7.1.          Except
as specifically amended or waived above, the Existing Agreement and the Documents shall remain unchanged and in full force and
effect and are hereby ratified and confirmed. The execution, delivery and effectiveness of this Agreement and the Collateral Documents,
as applicable, shall not operate as a waiver of any right, power or remedy of the Collateral Agent or any Investor under the Existing
Agreement or any Document, nor constitute a waiver of any provision of the Existing Agreement or any Document, except solely in
the event that the Amendment Effective Date or the Restructuring Effective Date, as applicable, occurs and then to the extent as
specifically provided by this Agreement. If there is a discrepancy between the terms of the Existing Agreement and this Agreement,
the terms of this Agreement shall govern. Notwithstanding the Restructuring, the rights and obligations of the parties under the
Existing Agreement and the other Documents shall survive in full force and effect, except to the extent modified by this Agreement.
Without limiting the foregoing, the Company’s obligations to pay expenses of the Investors and to indemnify the Investors
under Sections 9.1 and 9.2, respectively, of the Existing Agreement shall survive and be fully preserved, and the security interests
granted under the Collateral Documents shall continue in full force and effect and shall secure the Restructured Revenue Share
and, unless and until the Restructuring Effective Date occurs, the Note Obligations. Without limiting the foregoing, the Company
agrees to pay promptly (and in any event within 15 days of receipt of an invoice therefor) all out-of pocket costs and expenses
(including, without limitation, fees and disbursements of Ropes & Gray, LLP, the Investors’ external counsel, and of
any local counsel in any relevant jurisdiction) incurred, by the Collateral Agent and the Investors in connection with the Transactions,
this Agreement, the completion of the Restructuring and the enforcement of the rights of the Collateral Agent and the Investors
under this Agreement, the Existing Agreement and the other Documents. Any breach of this Agreement shall constitute an Event of
Default and give rise to all of the rights and remedies of the Collateral Agent and the Investors that are provided under this
Agreement, the Existing Agreement and the Collateral Documents.


 


7.2.          This
Agreement may be executed in any number of counterparts, and by different parties hereto on separate counterpart signature pages,
and all such counterparts taken together shall be deemed to constitute one and the same instrument. Delivery of a counterpart signature
page by facsimile transmission or by e-mail transmission of an Adobe portable document format file (also known as a “PDF”
file) shall be effective as delivery of a manually executed counterpart signature page. Section headings used in this Agreement
are for reference only and shall not affect the construction of this Agreement.


 


(The remainder of this page intentionally
has been left blank.)


 




    	 	-21-	 



     


    

 


FOIA CONFIDENTIAL TREATMENT REQUEST BY


INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176


 


IN WITNESS WHEREOF,
the parties hereto have duly executed this Agreement as of the date and year first above written.


 


	 	Investors:
	 	 
	 	CF DB EZ LLC
	 	 	 
	 	/s/ Jason Meyer
	 	By:	Jason Meyer
	 	Title:	Authorized Signatory


 




     


     


    

 


FOIA CONFIDENTIAL TREATMENT REQUEST BY


INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176


 


	 	Collateral Agent:
	 	 
	 	DBD Credit Funding LLC
	 	 	 
	 	/s/ Jason Meyer
	 	By:	Jason Meyer
	 	Title:	Chief Administrative Officer


 




     


     


    

 


FOIA CONFIDENTIAL TREATMENT REQUEST BY


INVENTERGY GLOBAL, INC.

IRS EMPLOYER IDENTIFICATION NUMBER 62-1482176


 


	 	Company:
	 	 
	 	INVENTERGY GLOBAL, INC.
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Chairman & CEO
	 	 
	 	INVENTERGY, INC.
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Chairman & CEO
	 	 
	 	EON COMMUNICATIONS SYSTEMS, INC.
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Chairman & CEO
	 	 
	 	INVENTERGY HOLDING, LLC
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Managing Member
	 	 
	 	INVENTERGY INNOVATIONS, LLC
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Chairman & CEO/Managing Member
	 	 
	 	INVENTERGY IOT, LLC
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Managing Member
	 	 
	 	INVENTERGY LBS, LLC
	 	 
	 	/s/ Joseph W. Beyers
	 	By:	Joseph W. Beyers
	 	Title:	Managing Member


 




    	 	A-24	 



     


    

 


Schedule I(a)


 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-001-01	 	CN1173499	 	CN	 	Granted	 	OFDMA signal transmitting apparatus and method	 	CN99800972.5	 	1999/05/28
	13PA01-001-02	 	EP1001566	 	EP	 	EP-Pending	 	OFDMA signal transmitting apparatus and method	 	EP99922578	 	1999/05/28
	13PA01-001-03	 	EP1001566	 	DE	 	EP-Designated	 	OFDMA signal transmitting apparatus and method	 	EP99922578	 	1999/05/28
	13PA01-001-04	 	EP1001566	 	FR	 	EP-Designated	 	OFDMA signal transmitting apparatus and method	 	EP99922578	 	1999/05/28
	13PA01-001-05	 	EP1001566	 	GB	 	EP-Designated	 	OFDMA signal transmitting apparatus and method	 	EP99922578	 	1999/05/28
	13PA01-001-06	 	EP1001566	 	IT	 	EP-Designated	 	OFDMA signal transmitting apparatus and method	 	EP99922578	 	1999/05/28
	13PA01-001-07	 	EP1001566	 	NL	 	EP-Designated	 	OFDMA signal transmitting apparatus and method	 	EP99922578	 	1999/05/28
	13PA01-001-08	 	JP3515690	 	JP	 	Granted	 	OFDMA signal transmitter and its method	 	JP15321498	 	1998/06/02
	13PA01-001-09	 	US6726297	 	US	 	Granted	 	OFDMA signal transmission apparatus and method	 	US09/462491	 	2000/01/20
	13PA01-002-01	 	JP4864008	 	JP	 	Granted	 	Method of the carrier allotment in the multiple cell orthogonal frequency division multiple access system	 	JP2007545294	 	2006/11/16
	13PA01-002-02	 	US8009549	 	US	 	Granted	 	Carrier allocation method in multi cell orthogonal frequency division multiple access system	 	US12/092950	 	2006/11/16
	13PA01-003-01	 	EP1968335	 	DE	 	Granted	 	Radio communication base station device and pilot transmission method	 	EP07706996	 	2007/01/18
	13PA01-003-02	 	EP1968335	 	FR	 	Granted	 	Radio communication base station device and pilot transmission method	 	EP07706996	 	2007/01/18
	13PA01-003-03	 	EP1968335	 	GB	 	Granted	 	Radio communication base station device and pilot transmission method	 	EP07706996	 	2007/01/18
	13PA01-003-04	 	JP4832450	 	JP	 	Granted	 	Radio communication base station device and pilot transmission method	 	JP2007554946	 	2007/01/18
	13PA01-003-05	 	US8416810	 	US	 	Granted	 	Radio communication base station apparatus and pilot transmission method	 	US12/160872	 	2007/01/18
	13PA01-004-01	 	CN100440762	 	CN	 	Granted	 	OFDM communication device	 	CN01803504.3	 	2001/11/14
	13PA01-004-02	 	DE60143934	 	DE	 	Granted	 	OFDM communication device	 	DE60143934	 	2001/11/14
	13PA01-004-03	 	DE60143978	 	DE	 	Granted	 	OFDM communication device	 	DE60143978	 	2001/11/14
	13PA01-004-04	 	EP1249955	 	GB	 	Granted	 	OFDM communication device	 	EP01982773	 	2001/11/14
	13PA01-004-05	 	EP1249955	 	FR	 	Granted	 	OFDM communication device	 	EP01982773	 	2001/11/14
	13PA01-004-06	 	EP2161867	 	GB	 	Granted	 	OFDM communication device	 	EP09178209	 	2001/11/14
	13PA01-004-07	 	EP2161867	 	FR	 	Granted	 	OFDM communication device	 	EP09178209	 	2001/11/14
	13PA01-004-08	 	JP4000057	 	JP	 	Granted	 	OFDM communication device	 	JP2002543837	 	2001/11/14
	13PA01-004-09	 	US7646702	 	US	 	Granted	 	OFDM communication apparatus	 	US10/169716	 	2002/07/09


 




    	 	A-25	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-004-10	 	US8238226	 	US	 	Granted	 	OFDM communication apparatus	 	US12/505420	 	2009/07/17
	13PA01-005-01	 	CN100544237	 	CN	 	Granted	 	Radio base station apparatus	 	CN03804886.8	 	2003/08/01
	13PA01-005-02	 	DE60325861	 	DE	 	Granted	 	Radio base station apparatus	 	DE60325861	 	2003/08/01
	13PA01-005-03	 	EP1525687	 	FR	 	Granted	 	Radio base station apparatus	 	EP03766690	 	2003/08/01
	13PA01-005-04	 	EP1525687	 	GB	 	Granted	 	Radio base station apparatus	 	EP03766690	 	2003/08/01
	13PA01-005-05	 	JP4098027	 	JP	 	Granted	 	Radio base station apparatus	 	JP2002224571	 	2002/08/01
	13PA01-005-06	 	US7593317	 	US	 	Granted	 	Radio base station apparatus	 	US10/503010	 	2004/07/29
	13PA01-006-06	 	JP4971172	 	JP	 	Granted	 	Receiving device, integrated circuit and reception method	 	JP2007539403	 	2006/02/28
	13PA01-006-07	 	US7929627	 	US	 	Granted	 	OFDM receiver, integrated circuit and receiving method	 	US11/885042	 	2006/02/28
	13PA01-007-01	 	CN101080893	 	CN	 	Granted	 	Re-transmission method and transmitting device for multi-antenna transmission	 	CN200580043160.3	 	2005/12/14
	13PA01-007-03	 	JP4863884	 	JP	 	Granted	 	The retransmission method in multiple antenna transmitting	 	JP2006548891	 	2005/12/14
	13PA01-007-04	 	KR100912762	 	KR	 	Granted	 	Retransmitting method and transmitting method in multi-antenna transmission	 	KR20077013565	 	2007/06/15
	13PA01-007-05	 	US7826557	 	US	 	Granted	 	Retransmitting method and transmitting method in multi-antenna transmission	 	US11/721911	 	2005/12/14
	13PA01-008-01	 	EP1895679	 	DE	 	Granted	 	MIMO antenna apparatus controlling number of streams and modulation and demodulation method	 	EP07115147	 	2007/08/29
	13PA01-008-02	 	EP1895679	 	GB	 	Granted	 	MIMO antenna apparatus controlling number of streams and modulation and demodulation method	 	EP07115147	 	2007/08/29
	13PA01-008-03	 	JP4837638	 	JP	 	Granted	 	MIMO antenna apparatus and wireless communication apparatus having it	 	JP2007222315	 	2007/08/29
	13PA01-008-04	 	US7792084	 	US	 	Granted	 	MIMO antenna apparatus controlling number of streams and modulation and demodulation method	 	US11/892886	 	2007/08/28
	13PA01-009-01	 	JP4864000	 	JP	 	Granted	 	The radio communication base station device and the radio communication method in multiple carrier communicating	 	JP2007529557	 	2006/08/04
	13PA01-009-03	 	US8064393	 	US	 	Granted	 	Wireless communication base station apparatus and wireless communication method in multicarrier communication	 	US11/997841	 	2006/08/04
	13PA01-010-01	 	CN101502025	 	CN	 	Granted	 	Wireless communication base station device and wireless communication method	 	CN200780028893.9	 	2007/10/12
	13PA01-010-02	 	EP2051410	 	EP	 	EP-Pending	 	Wireless communication base station device and wireless communication method	 	EP07829721.5	 	2007/10/12
	13PA01-010-03	 	EP2051410	 	DE	 	EP-Designated	 	Wireless communication base station device and wireless communication method	 	EP07829721.5	 	2007/10/12


 




    	 	A-26	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-010-04	 	EP2051410	 	FR	 	EP-Designated	 	Wireless communication base station device and wireless communication method	 	EP07829721.5	 	2007/10/12
	13PA01-010-05	 	EP2051410	 	GB	 	EP-Designated	 	Wireless communication base station device and wireless communication method	 	EP07829721.5	 	2007/10/12
	13PA01-010-06	 	EP2051410	 	FI	 	EP-Designated	 	Wireless communication base station device and wireless communication method	 	EP07829721.5	 	2007/10/12
	13PA01-010-07	 	EP2051410	 	SE	 	EP-Designated	 	Wireless communication base station device and wireless communication method	 	EP07829721.5	 	2007/10/12
	13PA01-010-08	 	JP4903033	 	JP	 	Granted	 	Wireless communication base station device and wireless communication method	 	JP2006344925	 	2006/12/21
	13PA01-010-09	 	US8270332	 	US	 	Granted	 	Wireless communication base station device and wireless communication method	 	US12/377373	 	2007/10/12
	13PA01-010-10	 	US8582573	 	US	 	Granted	 	Radio communication base station apparatus and radio communication method	 	US13/590841	 	2012/08/21
	13PA01-011-01	 	BR9906339	 	BR	 	Granted	 	Radio communication apparatus and transmission rate control method	 	BRPI9906339-5	 	1999/04/19
	13PA01-011-02	 	CA2293606	 	CA	 	Granted	 	Radio communication apparatus and transmission rate control method	 	CA2293606	 	1999/04/19
	13PA01-011-03	 	CN1130944	 	CN	 	Granted	 	Radio communication device and method for controlling transmission rate	 	CN99800567.3	 	1999/04/19
	13PA01-011-04	 	DE69903110	 	DE	 	Granted	 	Radio communication apparatus and transmission rate control method	 	DE69903110	 	1999/04/19
	13PA01-011-05	 	DE69914351	 	DE	 	Granted	 	Radio communication apparatus and transmission rate control method	 	DE69914351	 	1999/04/19
	13PA01-011-06	 	EP1122965	 	FR	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP01106695	 	1999/04/19
	13PA01-011-07	 	EP1122965	 	FI	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP01106695	 	1999/04/19
	13PA01-011-08	 	EP1122965	 	GB	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP01106695	 	1999/04/19
	13PA01-011-09	 	EP1122965	 	IT	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP01106695	 	1999/04/19
	13PA01-011-10	 	EP1122965	 	NL	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP01106695	 	1999/04/19
	13PA01-011-11	 	EP0986282	 	FR	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP99913715	 	1999/04/19
	13PA01-011-12	 	EP0986282	 	FI	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP99913715	 	1999/04/19
	13PA01-011-13	 	EP0986282	 	GB	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP99913715	 	1999/04/19
	13PA01-011-14	 	EP0986282	 	IT	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP99913715	 	1999/04/19
	13PA01-011-15	 	EP0986282	 	NL	 	Granted	 	Radio communication device and method of controlling transmission rate	 	EP99913715	 	1999/04/19
	13PA01-011-16	 	ES2214356	 	ES	 	Granted	 	Radio communication device and method of controlling transmission rate	 	ES01106695	 	1999/04/19
	13PA01-011-17	 	ES2184430	 	ES	 	Granted	 	Radio communication device and method of controlling transmission rate	 	ES99913715	 	1999/04/19


 




    	 	A-27	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-011-18	 	JP4738451	 	JP	 	Granted	 	Communication terminal apparatus and communication method therefor	 	JP2008194038	 	2008/07/28
	13PA01-011-19	 	US6400929	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US09/424843	 	1999/12/06
	13PA01-011-20	 	US6381445	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US09/648742	 	2000/08/28
	13PA01-011-21	 	US6366763	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US09/648756	 	2000/08/28
	13PA01-011-22	 	US6370359	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US09/648757	 	2000/08/28
	13PA01-011-23	 	US6487394	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US09/649003	 	2000/08/28
	13PA01-011-24	 	US6597894	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US09/649006	 	2000/08/28
	13PA01-011-25	 	US6505035	 	US	 	Granted	 	Radio communication apparatus and transmission rate control method	 	US10/052261	 	2002/01/23
	13PA01-011-26	 	US6973289	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US10/057897	 	2002/01/29
	13PA01-011-27	 	US6611676	 	US	 	Granted	 	Radio communication apparatus and transmission rate control method	 	US10/083553	 	2002/02/27
	13PA01-011-28	 	US7636551	 	US	 	Granted	 	Radio communication device and method of controlling transmission rate	 	US11/228339	 	2005/09/19
	13PA01-012-01	 	US6637001	 	US	 	Granted	 	Apparatus and method for image/voice transmission	 	US09/650743	 	2000/08/30
	13PA01-013-02	 	CN1266868	 	CN	 	Granted	 	Communication terminal device and decoding method	 	CN01804109.4	 	2001/11/22
	13PA01-013-03	 	JP3399923	 	JP	 	Granted	 	Decoding device and decoding method	 	JP2000362431	 	2000/11/29
	13PA01-013-04	 	US6813323	 	US	 	Granted	 	Decoding method and communication terminal apparatus	 	US10/182270	 	2002/07/25
	13PA01-014-01	 	JP3522700	 	JP	 	Granted	 	Channel detecting apparatus and method therefor	 	JP2001023713	 	2001/01/31
	13PA01-014-02	 	JP3526271	 	JP	 	Granted	 	Decoding device and decoding method	 	JP2001031850	 	2001/02/08
	13PA01-014-03	 	JP3492637	 	JP	 	Granted	 	Decoding device and decoding method	 	JP2001046559	 	2001/02/22
	13PA01-014-04	 	KR100727732	 	KR	 	Granted	 	Decoding device and decoding method	 	KR20057021280	 	2005/11/09
	13PA01-014-05	 	US6734810	 	US	 	Granted	 	Apparatus and method for decoding	 	US10/221267	 	2002/09/10
	13PA01-014-06	 	US6940428	 	US	 	Granted	 	Apparatus and method for decoding	 	US10/793737	 	2004/03/08
	13PA01-014-07	 	US6922159	 	US	 	Granted	 	Apparatus and method for decoding	 	US10/793766	 	2004/03/08
	13PA01-015-01	 	CN1114324	 	CN	 	Granted	 	Base station, mobile unit communication apparatus and method of communication between them	 	CN97119237.5	 	1997/09/30
	13PA01-015-02	 	DE69708823	 	DE	 	Granted	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units	 	DE69708823	 	1997/10/01
	13PA01-015-03	 	EP0836288	 	FI	 	Granted	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units	 	EP97307725	 	1997/10/01


 




    	 	A-28	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-015-04	 	EP0836288	 	FR	 	Granted	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units	 	EP97307725	 	1997/10/01
	13PA01-015-05	 	EP0836288	 	GB	 	Granted	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units	 	EP97307725	 	1997/10/01
	13PA01-015-06	 	EP0836288	 	SE	 	Granted	 	Spread-spectrum method and system for communication between a base station and a plurality of mobile units	 	EP97307725	 	1997/10/01
	13PA01-015-08	 	US6069884	 	US	 	Granted	 	Method of communication between a base station and a plurality of mobile unit communication apparatus, a base station, and mobile unit communication apparatus	 	US08/937005	 	1997/09/24
	13PA01-016-01	 	AU710430	 	AU	 	Granted	 	Base station equipment for mobile communication	 	AU4320797	 	1997/09/25
	13PA01-016-02	 	CA2238358	 	CA	 	Granted	 	Base station apparatus for mobile communication	 	CA2238358	 	1997/09/25
	13PA01-016-03	 	CN1175592	 	CN	 	Granted	 	Base station equipment for mobile communication	 	CN97191312.9	 	1997/09/25
	13PA01-016-04	 	DE69721224	 	DE	 	Granted	 	Soft handover method in a sectored base station and base station therefor	 	DE69721224	 	1997/09/25
	13PA01-016-05	 	EP0869629	 	FR	 	Granted	 	Soft handover method in a sectored base station and base station therefor	 	EP97941232	 	1997/09/25
	13PA01-016-06	 	EP0869629	 	GB	 	Granted	 	Soft handover method in a sectored base station and base station therefor	 	EP97941232	 	1997/09/25
	13PA01-016-07	 	EP0869629	 	IT	 	Granted	 	Soft handover method in a sectored base station and base station therefor	 	EP97941232	 	1997/09/25
	13PA01-016-08	 	EP0869629	 	NL	 	Granted	 	Soft handover method in a sectored base station and base station therefor	 	EP97941232	 	1997/09/25
	13PA01-016-09	 	JP4098833	 	JP	 	Granted	 	Mobile communication base station device	 	JP51549798	 	1997/09/25
	13PA01-016-10	 	US6119004	 	US	 	Granted	 	Base station equipment for mobile communication	 	US09/068541	 	1998/05/13
	13PA01-017-01	 	CN1100464	 	CN	 	Granted	 	Differential detector with error correcting function	 	CN98105319.X	 	1998/02/20
	13PA01-017-02	 	DE69818323	 	DE	 	Granted	 	Differential detector with error correcting function	 	DE69818323	 	1998/02/11
	13PA01-017-03	 	EP0860964	 	FR	 	Granted	 	Differential detector with error correcting function	 	EP98301000	 	1998/02/11
	13PA01-017-04	 	EP0860964	 	GB	 	Granted	 	Differential detector with error correcting function	 	EP98301000	 	1998/02/11
	13PA01-017-06	 	US6069924	 	US	 	Granted	 	Differential detector with error correcting function	 	US09/027510	 	1998/02/20
	13PA01-018-01	 	CN1262083	 	CN	 	Granted	 	CDMA radio communication system and its method	 	CN99110630.X	 	1999/07/23
	13PA01-018-02	 	DE69936019	 	DE	 	Granted	 	CDMA radio communication system and method	 	DE69936019	 	1999/07/21
	13PA01-018-05	 	EP0975118	 	FR	 	Granted	 	CDMA radio communication system and method	 	EP99114151	 	1999/07/21
	13PA01-018-06	 	EP0975118	 	GB	 	Granted	 	CDMA radio communication system and method	 	EP99114151	 	1999/07/21
	13PA01-018-09	 	JP3411854	 	JP	 	Granted	 	CDMA radio communication system and method	 	JP19480599	 	1999/07/08


 




    	 	A-29	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-018-10	 	JP3411850	 	JP	 	Granted	 	CDMA radio communication system	 	JP9142999	 	1999/03/31
	13PA01-018-11	 	US6636723	 	US	 	Granted	 	CDMA radio communication system using chip interleaving	 	US09/359020	 	1999/07/22
	13PA01-019-01	 	CN1170388	 	CN	 	Granted	 	Commutation method in CDMA	 	CN02105576.9	 	1998/04/15
	13PA01-019-02	 	CN1086524	 	CN	 	Granted	 	Switching over method for CDMA system and base station of mobile station	 	CN98106939.8	 	1998/04/15
	13PA01-019-03	 	DE69817904	 	DE	 	Granted	 	Handover method in a spread spectrum communication system	 	DE69817904	 	1998/04/14
	13PA01-019-04	 	DE69824054	 	DE	 	Granted	 	Spread spectrum communication system	 	DE69824054	 	1998/04/14
	13PA01-019-05	 	EP1304899	 	FR	 	Granted	 	Spread spectrum communication system	 	EP02026952	 	1998/04/14
	13PA01-019-06	 	EP1304899	 	GB	 	Granted	 	Spread spectrum communication system	 	EP02026952	 	1998/04/14
	13PA01-019-07	 	EP1304899	 	NL	 	Granted	 	Spread spectrum communication system	 	EP02026952	 	1998/04/14
	13PA01-019-08	 	EP1304899	 	SE	 	Granted	 	Spread spectrum communication system	 	EP02026952	 	1998/04/14
	13PA01-019-09	 	EP0873034	 	FR	 	Granted	 	Handover method in a spread spectrum communication system	 	EP98106758	 	1998/04/14
	13PA01-019-10	 	EP0873034	 	GB	 	Granted	 	Handover method in a spread spectrum communication system	 	EP98106758	 	1998/04/14
	13PA01-019-11	 	EP0873034	 	NL	 	Granted	 	Handover method in a spread spectrum communication system	 	EP98106758	 	1998/04/14
	13PA01-019-12	 	EP0873034	 	SE	 	Granted	 	Handover method in a spread spectrum communication system	 	EP98106758	 	1998/04/14
	13PA01-019-13	 	KR100371837	 	KR	 	Granted	 	Hand-over method, mobile station apparatus and base station apparatus	 	KR20020030497	 	2002/05/31
	13PA01-019-14	 	US6628630	 	US	 	Granted	 	Spread spectrum communication method	 	US09/058881	 	1998/04/13
	13PA01-020-02	 	US6404778	 	US	 	Granted	 	Radio communication apparatus	 	US09/159602	 	1998/09/24
	13PA01-021-01	 	CN1134128	 	CN	 	Granted	 	CDMA/TDD mobile communication system and method	 	CN99103968.8	 	1999/03/09
	13PA01-021-02	 	DE69927200	 	DE	 	Granted	 	CDMA/TDD mobile communication system and method	 	DE69927200	 	1999/03/04
	13PA01-021-03	 	DE69942350	 	DE	 	Granted	 	CDMA/TDD mobile station and method	 	DE69942350	 	1999/03/04
	13PA01-021-04	 	EP1578163	 	FR	 	Granted	 	CDMA/TDD mobile station and method	 	EP05013391	 	1999/03/04
	13PA01-021-05	 	EP1578163	 	GB	 	Granted	 	CDMA/TDD mobile station and method	 	EP05013391	 	1999/03/04
	13PA01-021-06	 	EP1578163	 	IT	 	Granted	 	CDMA/TDD mobile station and method	 	EP05013391	 	1999/03/04
	13PA01-021-07	 	EP0948221	 	FR	 	Granted	 	CDMA/TDD mobile communication system and method	 	EP99102882	 	1999/03/04
	13PA01-021-08	 	EP0948221	 	GB	 	Granted	 	CDMA/TDD mobile communication system and method	 	EP99102882	 	1999/03/04
	13PA01-021-09	 	EP0948221	 	IT	 	Granted	 	CDMA/TDD mobile communication system and method	 	EP99102882	 	1999/03/04
	13PA01-021-10	 	ES2343414	 	ES	 	Granted	 	CDMA/TDD mobile station and method	 	ES05013391	 	1999/03/04


 




    	 	A-30	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-021-11	 	ES2248932	 	ES	 	Granted	 	CDMA/TDD mobile communication system and method	 	ES99102882	 	1999/03/04
	13PA01-021-12	 	JP3881770	 	JP	 	Granted	 	System and method for time division duplex CDMA mobile communication	 	JP7831798	 	1998/03/10
	13PA01-021-13	 	US6611509	 	US	 	Granted	 	CDMA/TDD mobile communication system and method	 	US09/264826	 	1999/03/09
	13PA01-021-14	 	US6807162	 	US	 	Granted	 	CDMA/TDD mobile communication system and method	 	US10/166268	 	2002/06/11
	13PA01-021-15	 	US6973065	 	US	 	Granted	 	CDMA/TDD mobile communication system and method	 	US10/419733	 	2003/04/22
	13PA01-021-16	 	US7778224	 	US	 	Granted	 	CDMA/TDD mobile communication system and method	 	US10/885684	 	2004/07/08
	13PA01-022-01	 	CN100413233	 	CN	 	Granted	 	Communication terminal device and base station device	 	CN00131890.X	 	2000/07/05
	13PA01-022-02	 	DE60026907	 	DE	 	Granted	 	Communication terminal apparatus and base station apparatus	 	DE60026907	 	2000/07/04
	13PA01-022-03	 	DE60043953	 	DE	 	Granted	 	CDMA transmitter and receiver using midambles	 	DE60043953	 	2000/07/04
	13PA01-022-04	 	EP1067723	 	FR	 	Granted	 	Communication terminal apparatus and base station apparatus	 	EP00114318	 	2000/07/04
	13PA01-022-05	 	EP1067723	 	GB	 	Granted	 	Communication terminal apparatus and base station apparatus	 	EP00114318	 	2000/07/04
	13PA01-022-07	 	EP1667337	 	FR	 	Granted	 	CDMA transmitter and receiver using midambles	 	EP06001107	 	2000/07/04
	13PA01-022-08	 	EP1667337	 	GB	 	Granted	 	CDMA transmitter and receiver using midambles	 	EP06001107	 	2000/07/04
	13PA01-022-09	 	EP1667337	 	SE	 	Granted	 	CDMA transmitter and receiver using midambles	 	EP06001107	 	2000/07/04
	13PA01-022-12	 	JP3748351	 	JP	 	Granted	 	Communication equipment and communication method	 	JP33139199	 	1999/11/22
	13PA01-022-14	 	US6765894	 	US	 	Granted	 	Communication terminal apparatus and base station apparatus	 	US09/606906	 	2000/06/30
	13PA01-022-15	 	US7656844	 	US	 	Granted	 	Radio transmission apparatus and radio reception apparatus in a CDMA communication system	 	US10/868029	 	2004/06/16
	13PA01-022-16	 	US8437316	 	US	 	Granted	 	Radio transmission apparatus and radio reception apparatus in a CDMA communication system	 	US12/641177	 	2009/12/17
	13PA01-022-17	 	CN101340257	 	CN	 	Granted	 	Communication terminal device and base station device	 	CN200810133840.X	 	2000/07/05
	13PA01-023-01	 	CN1233119	 	CN	 	Granted	 	Wireless communication device and wireless communication method	 	CN00119928.5	 	2000/07/03
	13PA01-023-03	 	JP3678944	 	JP	 	Granted	 	Transmitter-receiver	 	JP18952099	 	1999/07/02
	13PA01-023-04	 	KR20010015127	 	KR	 	Granted	 	Transmitter-receiver	 	KR20000037494	 	2000/07/01
	13PA01-023-05	 	US6839335	 	US	 	Granted	 	Radio communication apparatus and radio communication method	 	US09/605862	 	2000/06/29
	13PA01-024-01	 	CA2316782	 	CA	 	Granted	 	Apparatus and method for transmission/reception	 	CA2316782	 	1999/11/08
	13PA01-024-02	 	CN1248438	 	CN	 	Granted	 	Transmitting / receiving device and transmitting / receiving method	 	CN99801989.5	 	1999/11/08
	13PA01-024-03	 	EP1043858	 	DE	 	Granted	 	Transmitting/receiving device and transmitting/receiving method	 	EP99954417	 	1999/11/08


 




    	 	A-31	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-024-04	 	EP1043858	 	FR	 	Granted	 	Transmitting/receiving device and transmitting/receiving method	 	EP99954417	 	1999/11/08
	13PA01-024-05	 	EP1043858	 	GB	 	Granted	 	Transmitting/receiving device and transmitting/receiving method	 	EP99954417	 	1999/11/08
	13PA01-024-06	 	IL137058	 	IL	 	Granted	 	Apparatus and method for transmission/reception	 	IL13705899	 	1999/11/08
	13PA01-024-08	 	NO332385	 	NO	 	Granted	 	Apparatus and method for transmission/reception	 	NO20003476	 	2000/07/05
	13PA01-024-09	 	US7072416	 	US	 	Granted	 	Transmitting/receiving device and transmitting/receiving method	 	US09/582558	 	2000/06/29
	13PA01-024-10	 	US7760815	 	US	 	Granted	 	Apparatus and method for transmission/reception	 	US11/431606	 	2006/05/11
	13PA01-024-11	 	KR388400	 	KR	 	Granted	 	Apparatus and method for transmission/reception	 	KR2000-7007459	 	1999/11/08
	13PA01-024-12	 	KR611866	 	KR	 	Granted	 	Apparatus and method for transmission/reception	 	KR2003-7000348	 	2003/01/10
	13PA01-025-01	 	CN1281009	 	CN	 	Granted	 	Apparatus and method for orthogonal frequency division multiplexing communication	 	CN00126839.2	 	2000/09/06
	13PA01-025-02	 	DE60041618	 	DE	 	Granted	 	Multicarrier receiver with selectable demodulators	 	DE60041618	 	2000/09/06
	13PA01-025-03	 	EP1083718	 	FR	 	Granted	 	Multicarrier receiver with selectable demodulators	 	EP00119285	 	2000/09/06
	13PA01-025-04	 	EP1083718	 	GB	 	Granted	 	Multicarrier receiver with selectable demodulators	 	EP00119285	 	2000/09/06
	13PA01-025-05	 	EP1083718	 	SE	 	Granted	 	Multicarrier receiver with selectable demodulators	 	EP00119285	 	2000/09/06
	13PA01-025-07	 	JP3796076	 	JP	 	Granted	 	OFDM communication equipment	 	JP25363399	 	1999/09/07
	13PA01-025-09	 	US6868056	 	US	 	Granted	 	Apparatus and method for OFDM communication	 	US09/635096	 	2000/08/09
	13PA01-026-01	 	CN1153392	 	CN	 	Granted	 	Interference signal removing device and interference signal removing method	 	CN01800054.1	 	2001/01/15
	13PA01-026-02	 	DE60114511	 	DE	 	Granted	 	Interference signal removing device and interference signal removing method	 	DE60114511	 	2001/01/15
	13PA01-026-03	 	EP1164735	 	FR	 	Granted	 	Interference signal removing device and interference signal removing method	 	EP01900770	 	2001/01/15
	13PA01-026-04	 	EP1164735	 	GB	 	Granted	 	Interference signal removing device and interference signal removing method	 	EP01900770	 	2001/01/15
	13PA01-026-05	 	JP3515033	 	JP	 	Granted	 	Interference signal elimination device and interference signal elimination method	 	JP2000010877	 	2000/01/19
	13PA01-026-06	 	US6944208	 	US	 	Granted	 	Interference signal canceling apparatus and interference signal canceling method	 	US09/936727	 	2001/09/17
	13PA01-027-01	 	CN1174643	 	CN	 	Granted	 	Combined signalling and signal interference ratio internal ring power control	 	CN01102993.5	 	2001/02/13
	13PA01-027-03	 	DE60045506	 	DE	 	Granted	 	Inner-loop power control	 	DE60045506	 	2000/11/21
	13PA01-027-04	 	EP1139580	 	FR	 	Granted	 	Inner-loop power control	 	EP00310315	 	2000/11/21
	13PA01-027-05	 	EP1139580	 	GB	 	Granted	 	Inner-loop power control	 	EP00310315	 	2000/11/21


 




    	 	A-32	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-027-06	 	EP1139580	 	IT	 	Granted	 	Inner-loop power control	 	EP00310315	 	2000/11/21
	13PA01-027-07	 	ES2358388	 	ES	 	Granted	 	Inner-loop power control	 	ES00310315	 	2000/11/21
	13PA01-027-08	 	US6781973	 	US	 	Granted	 	Combined signaling and sir inner-loop power control	 	US09/538888	 	2000/03/30
	13PA01-028-01	 	CN1181625	 	CN	 	Granted	 	Communication terminal device and transmit power control method	 	CN00802695.5	 	2000/11/27
	13PA01-028-03	 	DE60049332.6	 	DE	 	Granted	 	Communication terminal, base station system, and method of controlling transmission power	 	EP00977949	 	2000/11/27
	13PA01-028-04	 	EP1146668	 	FR	 	Granted	 	Communication terminal, base station system, and method of controlling transmission power	 	EP00977949	 	2000/11/27
	13PA01-028-05	 	EP1146668	 	GB	 	Granted	 	Communication terminal, base station system, and method of controlling transmission power	 	EP00977949	 	2000/11/27
	13PA01-028-06	 	JP3583343	 	JP	 	Granted	 	Communication terminal, base station unit and transmission power control method	 	JP2000076032	 	2000/03/17
	13PA01-028-07	 	US7145886	 	US	 	Granted	 	Communication terminal, base station system, and method of controlling transmission power	 	US09/889919	 	2001/07/25
	13PA01-029-02	 	CN1148895	 	CN	 	Granted	 	Base station unit and method for radio communication	 	CN01801884.X	 	2001/07/02
	13PA01-029-03	 	CN1276596	 	CN	 	Granted	 	Base station apparatus and radio communication method	 	CN200410007371.9	 	2001/07/02
	13PA01-029-04	 	DE60117263	 	DE	 	Granted	 	Base station unit and method for radio communication	 	DE60117263	 	2001/07/02
	13PA01-029-05	 	DE60121055	 	DE	 	Granted	 	Base station apparatus and radio communication method for high-speed data communication	 	DE60121055	 	2001/07/02
	13PA01-029-06	 	EP1209824	 	FR	 	Granted	 	Base station unit and method for radio communication	 	EP01945745	 	2001/07/02
	13PA01-029-07	 	EP1209824	 	GB	 	Granted	 	Base station unit and method for radio communication	 	EP01945745	 	2001/07/02
	13PA01-029-08	 	EP1437841	 	FR	 	Granted	 	Base station apparatus and radio communication method for high-speed data communication	 	EP04003162	 	2001/07/02
	13PA01-029-09	 	EP1437841	 	GB	 	Granted	 	Base station apparatus and radio communication method for high-speed data communication	 	EP04003162	 	2001/07/02
	13PA01-029-10	 	JP4409793	 	JP	 	Granted	 	Base station equipment and method for radio communication	 	JP2001200184	 	2001/06/29
	13PA01-029-11	 	JP4359218	 	JP	 	Granted	 	Base station system and radio communication method	 	JP2004293911	 	2004/10/06
	13PA01-029-12	 	US6847828	 	US	 	Granted	 	Base station apparatus and radio communication method	 	US10/069484	 	2002/02/27
	13PA01-029-13	 	US7386321	 	US	 	Granted	 	Base station apparatus and radio communication method	 	US10/793738	 	2004/03/08
	13PA01-030-01	 	CN1174588	 	CN	 	Granted	 	Grouping receiver and transmission method thereof	 	CN02119390.8	 	2002/05/15
	13PA01-030-02	 	DE60208466	 	DE	 	Granted	 	Method and device for error correction in the static header information of a received packet	 	DE60208466	 	2002/05/15


 




    	 	A-33	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-030-03	 	EP1261184	 	FR	 	Granted	 	Method and device for error correction in the static header information of a received packet	 	EP02010884	 	2002/05/15
	13PA01-030-04	 	EP1261184	 	GB	 	Granted	 	Method and device for error correction in the static header information of a received packet	 	EP02010884	 	2002/05/15
	13PA01-030-05	 	JP3512177	 	JP	 	Granted	 	Packet receiver and packet transmission method	 	JP2001146281	 	2001/05/16
	13PA01-030-06	 	US7266118	 	US	 	Granted	 	Packet receiving apparatus and packet transmission method	 	US10/143989	 	2002/05/14
	13PA01-031-04	 	CN1288939	 	CN	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	CN01804070.5	 	2001/11/27
	13PA01-031-06	 	DE60106196	 	DE	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	DE60106196	 	2001/11/27
	13PA01-031-07	 	DE60114671	 	DE	 	Granted	 	Radio communication system, base station and communication terminal	 	DE60114671	 	2001/11/27
	13PA01-031-08	 	EP1246492	 	SE	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	EP01999126	 	2001/11/27
	13PA01-031-09	 	EP1246492	 	NL	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	EP01999126	 	2001/11/27
	13PA01-031-10	 	EP1246492	 	IT	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	EP01999126	 	2001/11/27
	13PA01-031-11	 	EP1246492	 	GB	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	EP01999126	 	2001/11/27
	13PA01-031-12	 	EP1246492	 	FR	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	EP01999126	 	2001/11/27
	13PA01-031-13	 	EP1246492	 	FI	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	EP01999126	 	2001/11/27
	13PA01-031-14	 	EP1387597	 	FR	 	Granted	 	Radio communication system, base station and communication terminal	 	EP03025316	 	2001/11/27
	13PA01-031-15	 	EP1387597	 	GB	 	Granted	 	Radio communication system, base station and communication terminal	 	EP03025316	 	2001/11/27
	13PA01-031-16	 	ES2230395	 	ES	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	ES01999126	 	2001/11/27
	13PA01-031-17	 	JP3691383	 	JP	 	Granted	 	Radio communication system, base station device and communication terminal accommodated in the system	 	JP2000363649	 	2000/11/29
	13PA01-031-18	 	US7133379	 	US	 	Granted	 	Wireless communication system, and base station apparatus and communication terminal apparatus accommodated in the system	 	US10/181349	 	2002/07/17
	13PA01-032-11	 	JP3679000	 	JP	 	Granted	 	Radio base station equipment and radio communication method	 	JP2000389473	 	2000/12/21
	13PA01-032-13	 	US7392019	 	US	 	Granted	 	Wireless base station apparatus and wireless communication method	 	US11/053837	 	2005/02/10


 




    	 	A-34	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-033-01	 	CN1224207	 	CN	 	Granted	 	Method and apparatus for automatic request repeat of sending and receiving	 	CN02142556.6	 	2002/08/22
	13PA01-033-02	 	DE60104113	 	DE	 	Granted	 	Multichannel ARQ method and apparatus	 	DE60104113	 	2001/08/22
	13PA01-033-03	 	EP1286491	 	FR	 	Granted	 	Multichannel ARQ method and apparatus	 	EP01120182	 	2001/08/22
	13PA01-033-04	 	EP1286491	 	GB	 	Granted	 	Multichannel ARQ method and apparatus	 	EP01120182	 	2001/08/22
	13PA01-033-05	 	JP3650383	 	JP	 	Granted	 	Transmitter, receiver and ARQ transmitting and receiving method	 	JP2002241027	 	2002/08/21
	13PA01-033-06	 	KR100494251	 	KR	 	Granted	 	ARQ transmission and reception methods and apparatus	 	KR20020049754	 	2002/08/22
	13PA01-033-07	 	US7339949	 	US	 	Granted	 	ARQ transmission and reception methods and apparatus	 	US10/222989	 	2002/08/19
	13PA01-034-01	 	CN1319307	 	CN	 	Granted	 	Transmission/reception apparatus and transmission/reception method	 	CN02820398.4	 	2002/08/07
	13PA01-034-02	 	DE60239543	 	DE	 	Granted	 	Transmission / reception apparatus and transmission / reception method	 	DE60239543	 	2002/08/07
	13PA01-034-03	 	EP1422861	 	FR	 	Granted	 	Transmission / reception apparatus and transmission / reception method	 	EP02755868	 	2002/08/07
	13PA01-034-04	 	EP1422861	 	GB	 	Granted	 	Transmission / reception apparatus and transmission / reception method	 	EP02755868	 	2002/08/07
	13PA01-034-05	 	JP3880437	 	JP	 	Granted	 	Transmission/reception apparatus and transmission/ reception method	 	JP2002113607	 	2002/04/16
	13PA01-034-06	 	US7702025	 	US	 	Granted	 	Transmission/reception apparatus and transmission/reception method	 	US10/487574	 	2004/02/25
	13PA01-035-01	 	CN1224293	 	CN	 	Granted	 	Dispatching device, base station device and wireless communication method	 	CN02804809.1	 	2002/11/11
	13PA01-035-02	 	EP1365617	 	FR	 	Granted	 	Schedule creation apparatus, base station apparatus, and radio communication method	 	EP02780065	 	2002/11/11
	13PA01-035-03	 	EP1365617	 	DE	 	Granted	 	Schedule creation apparatus, base station apparatus, and radio communication method	 	EP02780065	 	2002/11/11
	13PA01-035-04	 	EP1365617	 	GB	 	Granted	 	Schedule creation apparatus, base station apparatus, and radio communication method	 	EP02780065	 	2002/11/11
	13PA01-035-05	 	JP3576525	 	JP	 	Granted	 	Schedule maker, base station device, and radio communication method	 	JP2001345444	 	2001/11/09
	13PA01-035-06	 	US7460502	 	US	 	Granted	 	Scheduling creation apparatus, base station apparatus, and radio communication method	 	US10/250487	 	2003/07/03
	13PA01-036-01	 	CN100514895	 	CN	 	Granted	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	CN03800915.3	 	2003/03/19
	13PA01-036-02	 	EP1492258	 	EP	 	EP-Pending	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	EP03710414	 	2003/03/19
	13PA01-036-03	 	EP1492258	 	DE	 	EP-Designated	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	EP03710414	 	2003/03/19


 




    	 	A-35	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-036-04	 	EP1492258	 	FR	 	EP-Designated	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	EP03710414	 	2003/03/19
	13PA01-036-05	 	EP1492258	 	GB	 	EP-Designated	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	EP03710414	 	2003/03/19
	13PA01-036-06	 	EP1492258	 	FI	 	EP-Designated	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	EP03710414	 	2003/03/19
	13PA01-036-07	 	EP1492258	 	SE	 	EP-Designated	 	Method of data retransmission in multi-carrier transmission and communication apparatus having data retransmission control device	 	EP03710414	 	2003/03/19
	13PA01-036-08	 	JP4287751	 	JP	 	Granted	 	The data retransmission method in multiple carrier transmitting and the communication device which has the data retransmission control equipment	 	JP2003581390	 	2003/03/19
	13PA01-036-09	 	US7269774	 	US	 	Granted	 	Data receiving apparatus, data transmitting apparatus and retransmission request method	 	US10/484951	 	2004/01/28
	13PA01-037-01	 	CN1266982	 	CN	 	Granted	 	Radio communication apparatus and transfer rate decision method	 	CN03800365.1	 	2003/02/06
	13PA01-037-02	 	DE60314588	 	DE	 	Granted	 	Radio communication apparatus and transfer rate decision method	 	DE60314588	 	2003/02/06
	13PA01-037-03	 	EP1424869	 	FR	 	Granted	 	Radio communication apparatus and transfer rate decision method	 	EP03705051	 	2003/02/06
	13PA01-037-04	 	EP1424869	 	GB	 	Granted	 	Radio communication apparatus and transfer rate decision method	 	EP03705051	 	2003/02/06
	13PA01-037-05	 	JP3686614	 	JP	 	Granted	 	Wireless communication apparatus and transmission rate decision method	 	JP2002030942	 	2002/02/07
	13PA01-037-07	 	US7385934	 	US	 	Granted	 	Radio communication apparatus and transfer rate decision method	 	US10/476845	 	2003/11/06
	13PA01-038-01	 	CN100514973	 	CN	 	Granted	 	Rate matching device and rate matching method	 	CN03800419.4	 	2003/01/30
	13PA01-038-03	 	JP3629241	 	JP	 	Granted	 	Device and method for rate matching	 	JP2002021499	 	2002/01/30
	13PA01-038-04	 	US7114121	 	US	 	Granted	 	Rate matching device and rate matching method	 	US10/478139	 	2003/11/20
	13PA01-039-01	 	CN100502273	 	CN	 	Granted	 	Test device, mobile terminal device and test method	 	CN200310102691.8	 	2003/10/29
	13PA01-039-02	 	CN1964243	 	CN	 	Granted	 	Test apparatus, mobile terminal apparatus and wireless transmission property test method	 	CN200610073263.0	 	2003/10/29
	13PA01-039-04	 	EP1441554	 	CH	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15
	13PA01-039-05	 	EP1441554	 	DE	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15
	13PA01-039-06	 	EP1441554	 	FR	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15
	13PA01-039-07	 	EP1441554	 	GB	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15


 




    	 	A-36	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-039-08	 	EP1441554	 	IE	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15
	13PA01-039-09	 	EP1441554	 	LI	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15
	13PA01-039-10	 	EP1441554	 	LU	 	Granted	 	Test apparatus, mobile terminal apparatus and test method	 	EP04000733	 	2004/01/15
	13PA01-039-14	 	US7162206	 	US	 	Granted	 	Test apparatus, mobile terminal apparatus, test method	 	US10/612289	 	2003/07/03
	13PA01-040-01	 	DE60332146	 	DE	 	Granted	 	Transmitter apparatus and transmitting method	 	DE60332146	 	2003/11/13
	13PA01-040-02	 	EP1564920	 	FR	 	Granted	 	Transmitter apparatus and transmitting method	 	EP03774003	 	2003/11/13
	13PA01-040-03	 	EP1564920	 	GB	 	Granted	 	Transmitter apparatus and transmitting method	 	EP03774003	 	2003/11/13
	13PA01-040-04	 	JP3796211	 	JP	 	Granted	 	Transmitter and transmitting method	 	JP2002333448	 	2002/11/18
	13PA01-040-05	 	JP4163937	 	JP	 	Granted	 	OFDM-CDMA transmitter and OFDM-CDMA transmission method	 	JP2002355079	 	2002/12/06
	13PA01-040-06	 	US7746762	 	US	 	Granted	 	Transmitting apparatus and transmitting method	 	US10/534987	 	2005/05/16
	13PA01-041-01	 	CN1692592	 	CN	 	Granted	 	CDMA transmitting apparatus and CDMA receiving apparatus	 	CN200380100629.3	 	2003/11/14
	13PA01-041-02	 	DE60325751	 	DE	 	Granted	 	CDMA MIMO system	 	DE60325751	 	2003/11/14
	13PA01-041-03	 	EP1551124	 	FR	 	Granted	 	CDMA MIMO system	 	EP03772765	 	2003/11/14
	13PA01-041-04	 	EP1551124	 	GB	 	Granted	 	CDMA MIMO system	 	EP03772765	 	2003/11/14
	13PA01-041-05	 	JP3583414	 	JP	 	Granted	 	Code division multiple access transmitter and code division multiple access receiver	 	JP2002330453	 	2002/11/14
	13PA01-041-06	 	US7693140	 	US	 	Granted	 	CDMA transmitting apparatus and CDMA receiving apparatus	 	US10/527199	 	2005/03/10
	13PA01-042-01	 	CN1714519	 	CN	 	Granted	 	Radio reception device and radio reception method	 	CN200380103837.9	 	2003/11/26
	13PA01-042-02	 	EP1569362	 	DE	 	Granted	 	Radio reception device and radio reception method	 	EP03775882	 	2003/11/26
	13PA01-042-03	 	EP1569362	 	FR	 	Granted	 	Radio reception device and radio reception method	 	EP03775882	 	2003/11/26
	13PA01-042-04	 	EP1569362	 	GB	 	Granted	 	Radio reception device and radio reception method	 	EP03775882	 	2003/11/26
	13PA01-042-05	 	JP3629261	 	JP	 	Granted	 	Apparatus and method for radio reception	 	JP2002341741	 	2002/11/26
	13PA01-042-06	 	US7299027	 	US	 	Granted	 	MIMO receiver and MIMO reception method for selection of MIMO separation and channel variation compensation	 	US10/536010	 	2005/05/23
	13PA01-043-01	 	CN101019360	 	CN	 	Granted	 	Automatic retransmission request control system and method in MIMO-OFDM system	 	CN200480043975.7	 	2004/09/13
	13PA01-043-03	 	EP1788742	 	DE	 	Granted	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system	 	EP04772990	 	2004/09/13


 


 




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        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-043-04	 	EP1788742	 	FR	 	Granted	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system	 	EP04772990	 	2004/09/13
	13PA01-043-05	 	EP1788742	 	GB	 	Granted	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system	 	EP04772990	 	2004/09/13
	13PA01-043-08	 	JP4384668	 	JP	 	Granted	 	The automatic request for repetition control system and the retransmission method in the MIMO-OFDM system	 	JP2006534962	 	2004/09/13
	13PA01-043-09	 	US8775890	 	US	 	Granted	 	Automatic retransmission request control system and retransmission method in memo-OFDM system	 	US11/575015	 	2007/03/30
	13PA01-043-09c1	 	US9425924	 	US	 	Granted	 	Automatic retransmission request control system and retransmission method in memo-OFDM system	 	US14/321185	 	2014/07/01
	13PA01-043-09c2	 	US9397794	 	US	 	Granted	 	Automatic retransmission request control system and retransmission method in memo-OFDM system	 	US14/321117	 	2014/07/01
	13PA01-043-12	 	US9015546	 	US	 	Granted	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system	 	US13/554748	 	2012/07/20
	13PA01-043-12c1	 	US14/691345	 	US	 	Pending	 	Automatic retransmission request control system and retransmission method in MIMO-OFDM system	 	US14/691345	 	2015/04/20
	13PA01-044-01	 	CN100578989	 	CN	 	Granted	 	CDMA transmitting apparatus, base station device using the same and CDMA transmitting method	 	CN200480000627.1	 	2004/04/28
	13PA01-044-02	 	EP1630993	 	EP	 	EP-Pending	 	CDMA transmitting apparatus and CDMA transmitting method	 	EP04730067	 	2004/04/28
	13PA01-044-03	 	EP1630993	 	DE	 	EP-Designated	 	CDMA transmitting apparatus and CDMA transmitting method	 	EP04730067	 	2004/04/28
	13PA01-044-04	 	EP1630993	 	FR	 	EP-Designated	 	CDMA transmitting apparatus and CDMA transmitting method	 	EP04730067	 	2004/04/28
	13PA01-044-05	 	EP1630993	 	GB	 	EP-Designated	 	CDMA transmitting apparatus and CDMA transmitting method	 	EP04730067	 	2004/04/28
	13PA01-044-06	 	EP1630993	 	SE	 	EP-Designated	 	CDMA transmitting apparatus and CDMA transmitting method	 	EP04730067	 	2004/04/28
	13PA01-044-07	 	EP1630993	 	FI	 	EP-Designated	 	CDMA transmitting apparatus and CDMA transmitting method	 	EP04730067	 	2004/04/28
	13PA01-044-08	 	JP3799030	 	JP	 	Granted	 	Device and method for CDMA transmission	 	JP2003132133	 	2003/05/09
	13PA01-044-09	 	US7251469	 	US	 	Granted	 	CDMA transmitting apparatus and CDMA transmitting method	 	US10/522980	 	2005/02/02
	13PA01-044-10	 	US7764711	 	US	 	Granted	 	CDMA transmission apparatus and CDMA transmission method	 	US11/767124	 	2007/06/22
	13PA01-045-02	 	CN100591000	 	CN	 	Granted	 	Classifying-synthesizing transmission method of multi-user feedback information at base station	 	CN200580029870.0	 	2005/09/05
	13PA01-045-05	 	JP4675904	 	JP	 	Granted	 	Taxonomic synthetic transmission method of feedback information multi user in base station	 	JP2006535743	 	2005/09/05
	13PA01-045-07	 	US8086270	 	US	 	Granted	 	Classifying-synthesizing transmission method of multi-user feedback information at base station	 	US11/574636	 	2005/09/05


 




    	 	A-38	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-046-01	 	EP1811700	 	EP	 	EP-Pending	 	Communication apparatus, communication system, and communication method	 	EP05807089	 	2005/11/18
	13PA01-046-02	 	EP1811700	 	DE	 	EP-Designated	 	Communication apparatus, communication system, and communication method	 	EP05807089	 	2005/11/18
	13PA01-046-03	 	EP1811700	 	FR	 	EP-Designated	 	Communication apparatus, communication system, and communication method	 	EP05807089	 	2005/11/18
	13PA01-046-04	 	EP1811700	 	GB	 	EP-Designated	 	Communication apparatus, communication system, and communication method	 	EP05807089	 	2005/11/18
	13PA01-046-05	 	JP4838144	 	JP	 	Granted	 	Communication device, communication system and communication method	 	JP2006545166	 	2005/11/18
	13PA01-046-06	 	US7848439	 	US	 	Granted	 	Communication apparatus, communication system, and communication method	 	US11/719611	 	2005/11/18
	13PA01-047-01	 	BRPI0515242	 	BR	 	Pending	 	Efficient rise over thermal (rot) control during soft handover	 	BRPI0515242-9	 	2005/08/31
	13PA01-047-02	 	CN101053272	 	CN	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	CN200580037780.6	 	2005/08/31
	13PA01-047-03	 	DE602004008068	 	DE	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	DE602004008068	 	2004/08/31
	13PA01-047-04	 	DE602004021447	 	DE	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	DE602004021447	 	2004/08/31
	13PA01-047-05	 	EP1631104	 	FR	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP04020647	 	2004/08/31
	13PA01-047-06	 	EP1631104	 	SE	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP04020647	 	2004/08/31
	13PA01-047-07	 	EP1631104	 	GB	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP04020647	 	2004/08/31
	13PA01-047-08	 	EP1631104	 	FI	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP04020647	 	2004/08/31
	13PA01-047-09	 	EP1631104	 	IT	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP04020647	 	2004/08/31
	13PA01-047-10	 	EP1838125	 	FR	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP07011278	 	2004/08/31
	13PA01-047-11	 	EP1838125	 	SE	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP07011278	 	2004/08/31
	13PA01-047-12	 	EP1838125	 	GB	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP07011278	 	2004/08/31
	13PA01-047-13	 	EP1838125	 	FI	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP07011278	 	2004/08/31
	13PA01-047-14	 	EP1838125	 	IT	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	EP07011278	 	2004/08/31
	13PA01-047-15	 	ES2291786	 	ES	 	Granted	 	Method for communicating information relating to scheduling of uplink data transmissions, mobile communication system, base station, wireless network controller, and mobile terminal	 	ES04020647	 	2004/08/31
	13PA01-047-16	 	ES2327008	 	ES	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	ES07011278	 	2004/08/31


 




    	 	A-39	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-047-18	 	JP4041531	 	JP	 	Granted	 	The method of communicating the information which it is related to the scheduling of uplink data transmission, the portable communication system, base station, the radio network controller, and the portable terminal	 	JP2007512130	 	2005/08/31
	13PA01-047-20	 	IN260832	 	IN	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	IN601/KOLNP/2007	 	2007/02/19
	13PA01-047-21	 	US8175604	 	US	 	Granted	 	Efficient rise over thermal (rot) control during soft handover	 	US10/588073	 	2005/08/31
	13PA01-048-01	 	CN101103575	 	CN	 	Granted	 	Multi-antenna communication method and multi-antenna communication device	 	CN200680002338.4	 	2006/01/10
	13PA01-048-02	 	JP4769201	 	JP	 	Granted	 	Multiple antenna communication method and multiple antenna communication device	 	JP2006552910	 	2006/01/10
	13PA01-048-03	 	US7860184	 	US	 	Granted	 	Multi-antenna communication method and multi-antenna communication apparatus	 	US11/813650	 	2006/01/10
	13PA01-049-01	 	CN101283535	 	CN	 	Granted	 	Method for generating and detecting multiple pilot frequencies in multi-antenna communication system	 	CN200680037602.8	 	2006/11/22
	13PA01-049-03	 	JP4981682	 	JP	 	Granted	 	Multiple pilot formation method and the method of detection in the multiple antenna communication system	 	JP2007546481	 	2006/11/22
	13PA01-049-04	 	US8073070	 	US	 	Granted	 	Multi-pilot generation method and detection method in multi-antenna communication system	 	US12/092944	 	2006/11/22
	13PA01-050-03	 	JP4914352	 	JP	 	Granted	 	Communication terminal unit and base station device	 	JP2007521121	 	2006/03/03
	13PA01-050-04	 	US8249132	 	US	 	Granted	 	Communication terminal and receiving method	 	US11/909425	 	2006/03/03
	13PA01-052-02	 	EP2061170	 	DE	 	Granted	 	OFDM transmitter and OFDM receiver	 	EP06783262	 	2006/09/11
	13PA01-052-03	 	EP2061170	 	FR	 	Granted	 	OFDM transmitter and OFDM receiver	 	EP06783262	 	2006/09/11
	13PA01-052-04	 	EP2061170	 	GB	 	Granted	 	OFDM transmitter and OFDM receiver	 	EP06783262	 	2006/09/11
	13PA01-052-05	 	JP4654298	 	JP	 	Granted	 	OFDM transmitting device and OFDM receiving device	 	JP2008534161	 	2006/09/11
	13PA01-052-06	 	US8218681	 	US	 	Granted	 	OFDM transmitter and OFDM receiver	 	US12/440894	 	2009/03/11
	13PA01-052-06r	 	US14/328576	 	US	 	Reissuing	 	OFDM transmitter and OFDM receiver	 	US14/328576	 	2014/07/10
	13PA01-052-06r2	 	US15/011066	 	US	 	Reissuing	 	OFDM transmitter and OFDM receiver	 	15/011066	 	2016/01/29
	13PA01-053-03	 	JP5009982	 	JP	 	Granted	 	Multiple carrier transmitting device	 	JP2009516088	 	2007/05/25
	13PA01-053-04	 	US8249178	 	US	 	Granted	 	Multicarrier transmitter and multicarrier receiver	 	US12/601804	 	2007/05/25
	13PA01-057-02	 	US6175558	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device	 	US09/000947	 	1997/12/30


 




    	 	A-40	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-057-03	 	US6301237	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex  receiving device	 	US09/562921	 	2000/05/02
	13PA01-057-04	 	US6529492	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device	 	US09/562922	 	2000/05/02
	13PA01-057-05	 	US6370131	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device	 	US09/576250	 	2000/05/24
	13PA01-057-06	 	US6584088	 	US	 	Granted	 	CDMA radio multiplex transmitting device and CDMA radio multiplex receiving device	 	US09/825998	 	2001/04/05
	13PA01-057-07	 	US6549526	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA multiplex receiving device	 	US09/826005	 	2001/04/05
	13PA01-057-08	 	US7136367	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device	 	US10/335916	 	2003/01/03
	13PA01-057-09	 	USRE41444	 	US	 	Granted	 	CDMA radio multiplex transmitting device and a CDMA radio multiplex receiving device	 	US12/270499	 	2008/11/13
	13PA01-058-01	 	CA2246168	 	CA	 	Granted	 	PN code generating apparatus and mobile radio communication system	 	CA2246168	 	1998/08/31
	13PA01-058-03	 	CN100379299	 	CN	 	Granted	 	PN code producing method and device	 	CN02127365.0	 	1998/08/27
	13PA01-058-04	 	CN1094019	 	CN	 	Granted	 	PN code generating device and mobile radio communication system	 	CN98118564.9	 	1998/08/27
	13PA01-058-05	 	DE69838572	 	DE	 	Granted	 	PN code generator	 	DE69838572	 	1998/08/27
	13PA01-058-07	 	DE69843458.7	 	DE	 	Granted	 	PN code generation apparatus and method thereof	 	EP07108762	 	1998/08/27
	13PA01-058-08	 	EP1835617	 	FR	 	Granted	 	PN code generation apparatus and method thereof	 	EP07108762	 	1998/08/27
	13PA01-058-09	 	EP1835617	 	GB	 	Granted	 	PN code generation apparatus and method thereof	 	EP07108762	 	1998/08/27
	13PA01-058-10	 	EP1835617	 	FI	 	Granted	 	PN code generation apparatus and method thereof	 	EP07108762	 	1998/08/27
	13PA01-058-11	 	EP1835617	 	SE	 	Granted	 	PN code generation apparatus and method thereof	 	EP07108762	 	1998/08/27
	13PA01-058-12	 	EP0901236	 	FI	 	Granted	 	PN code generator	 	EP98116233	 	1998/08/27
	13PA01-058-13	 	EP0901236	 	FR	 	Granted	 	PN code generator	 	EP98116233	 	1998/08/27
	13PA01-058-14	 	EP0901236	 	GB	 	Granted	 	PN code generator	 	EP98116233	 	1998/08/27
	13PA01-058-15	 	EP0901236	 	SE	 	Granted	 	PN code generator	 	EP98116233	 	1998/08/27
	13PA01-058-16	 	JP3329705	 	JP	 	Granted	 	PN code generator and mobile radio communication system	 	JP25287297	 	1997/09/02
	13PA01-058-17	 	US6295301	 	US	 	Granted	 	PN code generating apparatus and mobile radio communication system	 	US09/139325	 	1998/08/25
	13PA01-058-18	 	US6697384	 	US	 	Granted	 	Method and apparatus for calculating a state of starting a PN code generating operation	 	US09/916284	 	2001/07/30


 




    	 	A-41	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-059-02	 	CA2266104	 	CA	 	Granted	 	CDMA mobile station and CDMA transmission method	 	CA2266104	 	1998/07/16
	13PA01-059-04	 	CN100442686	 	CN	 	Granted	 	CDMA mobile station equipment and CDMA transmitting method	 	CN03108352.8	 	1998/07/16
	13PA01-059-05	 	CN1109476	 	CN	 	Granted	 	CDMA mobile station apparatus and CDMA transmission method	 	CN98801017.8	 	1998/07/16
	13PA01-059-06	 	DE69831726	 	DE	 	Granted	 	CDMA mobile station and CDMA transmission method	 	DE69831726	 	1998/07/16
	13PA01-059-07	 	EP0936831	 	FR	 	Granted	 	CDMA mobile station and CDMA transmission method	 	EP98932553	 	1998/07/16
	13PA01-059-08	 	EP0936831	 	GB	 	Granted	 	CDMA mobile station and CDMA transmission method	 	EP98932553	 	1998/07/16
	13PA01-059-09	 	EP0936831	 	IT	 	Granted	 	CDMA mobile station and CDMA transmission method	 	EP98932553	 	1998/07/16
	13PA01-059-10	 	EP0936831	 	NL	 	Granted	 	CDMA mobile station and CDMA transmission method	 	EP98932553	 	1998/07/16
	13PA01-059-11	 	ES2251091	 	ES	 	Granted	 	CDMA mobile station apparatus and CDMA transmission method	 	ES98932553	 	1998/07/16
	13PA01-059-12	 	JP3655057	 	JP	 	Granted	 	CDMA mobile transmitting device and transmitting method using the device	 	JP20964297	 	1997/07/19
	13PA01-059-13	 	US6466563	 	US	 	Granted	 	CDMA mobile station and CDMA transmission method	 	US09/147831	 	1999/03/16
	13PA01-060-01	 	CN1167219	 	CN	 	Granted	 	CDMA radio communication equipment	 	CN02102800.1	 	1998/07/17
	13PA01-060-02	 	CN100353693	 	CN	 	Granted	 	CDMA radio communication apparatus	 	CN200410059002.4	 	1998/07/17
	13PA01-060-03	 	CN1113497	 	CN	 	Granted	 	Radio communication terminal apparatus	 	CN98116336.X	 	1998/07/17
	13PA01-060-04	 	DE69825370	 	DE	 	Granted	 	CDMA radio communication apparatus	 	DE69825370	 	1998/07/15
	13PA01-060-05	 	DE69839197	 	DE	 	Granted	 	A synchronization method for a CDMA system	 	DE69839197	 	1998/07/15
	13PA01-060-06	 	EP1447918	 	FR	 	Granted	 	A synchronization method for a CDMA system	 	EP04012123	 	1998/07/15
	13PA01-060-07	 	EP1447918	 	GB	 	Granted	 	A synchronization method for a CDMA system	 	EP04012123	 	1998/07/15
	13PA01-060-08	 	EP1447918	 	IT	 	Granted	 	A synchronization method for a CDMA system	 	EP04012123	 	1998/07/15
	13PA01-060-10	 	EP1914904	 	DE	 	Granted	 	A CDMA radio communication system and a transmission apparatus for such a system	 	EP08100709 (DE69843248.7)	 	1998/07/15
	13PA01-060-11	 	EP1914904	 	FR	 	Granted	 	A CDMA radio communication system and a transmission apparatus for such a system	 	EP08100709	 	1998/07/15
	13PA01-060-12	 	EP1914904	 	GB	 	Granted	 	A CDMA radio communication system and a transmission apparatus for such a system	 	EP08100709	 	1998/07/15
	13PA01-060-13	 	EP1914904	 	ES	 	Granted	 	A CDMA radio communication system and a transmission apparatus for such a system	 	EP08100709	 	1998/07/15
	13PA01-060-14	 	EP1914904	 	IT	 	Granted	 	A CDMA radio communication system and a transmission apparatus for such a system	 	EP08100709	 	1998/07/15
	13PA01-060-15	 	EP0892503	 	FR	 	Granted	 	CDMA radio communication apparatus	 	EP98113191	 	1998/07/15


 




    	 	A-42	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-060-16	 	EP0892503	 	GB	 	Granted	 	CDMA radio communication apparatus	 	EP98113191	 	1998/07/15
	13PA01-060-17	 	EP0892503	 	IT	 	Granted	 	CDMA radio communication apparatus	 	EP98113191	 	1998/07/15
	13PA01-060-18	 	ES2301896	 	ES	 	Granted	 	A synchronization method for a CDMA system	 	ES04012123	 	1998/07/15
	13PA01-060-19	 	ES2226037	 	ES	 	Granted	 	A CDMA radio communication system and a transmission apparatus for such a system	 	ES98113191	 	1998/07/15
	13PA01-060-20	 	US6370134	 	US	 	Granted	 	CDMA radio communication apparatus	 	US09/115502	 	1998/07/15
	13PA01-060-21	 	US7035233	 	US	 	Granted	 	Radio communication terminal apparatus and radio communication base station apparatus	 	US10/014352	 	2001/12/14
	13PA01-060-22	 	US7535864	 	US	 	Granted	 	Radio communication terminal apparatus and radio communication base station apparatus	 	US11/372152	 	2006/03/10
	13PA01-063-02	 	CN100469169	 	CN	 	Granted	 	Communication terminal device and radio communication method	 	CN01802181.6	 	2001/08/02
	13PA01-063-04	 	DE60134208	 	DE	 	Granted	 	Communication terminal, base station device, and radio communication method	 	DE60134208	 	2001/08/02
	13PA01-063-05	 	EP1217861	 	FR	 	Granted	 	Communication terminal, base station device, and radio communication method	 	EP01955557	 	2001/08/02
	13PA01-063-06	 	EP1217861	 	GB	 	Granted	 	Communication terminal, base station device, and radio communication method	 	EP01955557	 	2001/08/02
	13PA01-063-07	 	EP1976141	 	EP	 	EP-Pending	 	Communication terminal apparatus, base station apparatus, and radio communication method	 	EP08004604	 	2001/08/02
	13PA01-063-08	 	EP1976141	 	DE	 	EP-Designated	 	Communication terminal apparatus, base station apparatus, and radio communication method	 	EP08004604	 	2001/08/02
	13PA01-063-09	 	EP1976141	 	FR	 	EP-Designated	 	Communication terminal apparatus, base station apparatus, and radio communication method	 	EP08004604	 	2001/08/02
	13PA01-063-10	 	EP1976141	 	GB	 	EP-Designated	 	Communication terminal apparatus, base station apparatus, and radio communication method	 	EP08004604	 	2001/08/02
	13PA01-063-11	 	JP3426200	 	JP	 	Granted	 	Communication terminal device, base station device and radio communication method	 	JP2000285405	 	2000/09/20
	13PA01-063-13	 	JP2003224516	 	JP	 	Granted	 	Communication terminal apparatus, base station apparatus and radio communication method	 	JP2002367213	 	2002/12/18
	13PA01-063-14	 	JP2009284537	 	JP	 	Granted	 	Transmission method, receiving method, and radio communication method	 	JP2009197375	 	2009/08/27
	13PA01-063-15	 	JP4536821	 	JP	 	Granted	 	Transmission apparatus, receiving apparatus and wireless communication system	 	JP2009197376	 	2009/08/27
	13PA01-063-16	 	US6760590	 	US	 	Granted	 	Communication terminal apparatus, base station apparatus, and radio communication method	 	US10/089605	 	2002/04/01


 




    	 	A-43	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13PA01-063-17	 	US6799053	 	US	 	Granted	 	Communication terminal apparatus	 	US10/321500	 	2002/12/18
	13PA01-063-18	 	US7206587	 	US	 	Granted	 	Communication terminal apparatus, base station apparatus, and radio communication method	 	US10/321623	 	2002/12/18
	13PA01-063-19	 	CN101489250	 	CN	 	Granted	 	Communication terminal device and radio communication method	 	CN200910008458A	 	2001/02/08
	14NC01-001-01	 	CN1262139	 	CN	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	CN00819795.4	 	2000/08/10
	14NC01-001-02	 	DE60023359	 	DE	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	EP00956419.6	 	2000/08/10
	14NC01-001-03	 	EP1310129	 	FR	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	EP00956419.6	 	2000/08/10
	14NC01-001-04	 	EP1310129	 	GB	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	EP00956419.6	 	2000/08/10
	14NC01-001-05	 	KR693394	 	KR	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	KR7001821/2003	 	2000/08/10
	14NC01-001-06	 	RU2262213	 	RU	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	RU2003103593	 	2000/08/10
	14NC01-001-07	 	US7925762	 	US	 	Granted	 	SERVICE & OTHER INFORMATION TRANSFER FROM E.G. VISITED NETWORK TO HOME NETWORK INR00 REFERENCE ARCHITECTURE	 	US10/343707	 	2000/08/10
	14NC01-002-01	 	US7623529	 	US	 	Granted	 	NETWORK INITIATED DEREGISTRATION FROM IP MULTIMEDIA SERVICES	 	US10/398575	 	2001/10/09
	14NC01-002-02	 	CN100473217	 	CN	 	Granted	 	Communication network system and network device thereof and method of providing communication	 	CN01817056.0	 	2001/10/09
	14NC01-002-02d1	 	CN1984375	 	CN	 	Granted	 	Communication network system and network device thereof and method of providing communication	 	CN 200610156229	 	2001/10/09
	14NC01-002-05	 	HK1107890	 	HK	 	Granted	 	Communication network system and network device thereof and method of providing communication	 	7113522.3	 	2007/12/12
	14NC01-003-01	 	EP1346558	 	AT	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-02	 	BRPI0017382	 	BR	 	Granted	 	PREPAID SERVER	 	BRPI0017382.7	 	2000/12/22
	14NC01-003-03	 	CA2428329	 	CA	 	Granted	 	PREPAID SERVER	 	CA2428329	 	2000/12/22
	14NC01-003-04	 	EP1346558	 	CH	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22


 




    	 	A-44	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	14NC01-003-05	 	CN1279741	 	CN	 	Granted	 	PREPAID SERVER	 	CN00820083.1	 	2000/12/22
	14NC01-003-06	 	DE60035531	 	DE	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-07	 	ES2288490	 	ES	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-08	 	EP1346558	 	FR	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-09	 	EP1346558	 	GB	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-10	 	EP1346558	 	IT	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-11	 	EP1346558	 	NL	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-12	 	EP1346558	 	SE	 	Granted	 	PREPAID SERVER	 	EP00987457.9	 	2000/12/22
	14NC01-003-13	 	TR200706776T4	 	TR	 	Granted	 	PREPAID SERVER	 	TR00987457.9	 	2000/12/22
	14NC01-003-15	 	US7065339	 	US	 	Granted	 	PREPAID SERVER	 	US10/451236; US20040058671	 	2000/12/22
	14NC01-004-01	 	DE60109066	 	DE	 	Granted	 	MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES	 	EP01929406.5	 	2001/03/05
	14NC01-004-02	 	EP1368946	 	GB	 	Granted	 	MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES	 	EP01929406.5	 	2001/03/05
	14NC01-004-03	 	US7991894	 	US	 	Granted	 	MULTIPLEXING SIP CALL CONTROL CONTENT OVER SUCCESSIVE SIP MESSAGES	 	US10/469787	 	2001/03/05
	14NC01-005-01	 	US7304966	 	US	 	Granted	 	Accessing IP multimedia subsystem	 	US10/479457	 	2003/12/02
	14NC01-006-01	 	US6888828	 	US	 	Granted	 	Accessing IP multimedia subsystem	 	US09/967927	 	2001/10/02
	14NC01-007-01	 	DE60046674	 	DE	 	Granted	 	AN INTER-WORKING UNIT (GATEWAY) BETWEEN AAL2 (ATM) BASED RANAND RTP MULTIPLEXING (IP) BASED RAN IN 3G CELLULAR ACCESS NETWORKS	 	EP00965599.4	 	2000/08/09
	14NC01-007-03	 	US6801542	 	US	 	Granted	 	AN INTER-WORKING UNIT (GATEWAY) BETWEEN AAL2 (ATM) BASED RANAND RTP MULTIPLEXING (IP) BASED RAN IN 3G CELLULAR ACCESS NETWORKS	 	US09/377263	 	1999/08/19
	14NC01-008-01	 	BRPI0614221	 	BR	 	Pending	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	BRPI0614221.4	 	2006/07/11
	14NC01-008-02	 	CN101223756B	 	CN	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	CN200680025371.9	 	2006/07/11
	14NC01-008-04	 	IDP000036392	 	ID	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	IDW00200800123	 	2006/07/11
	14NC01-008-05	 	KR1026155	 	KR	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	KR2008-7003214	 	2006/07/11


 




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        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	14NC01-008-06	 	MX282232	 	MX	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	MX/a/2008/000568	 	2006/07/11
	14NC01-008-07	 	PH1-2007-502943	 	PH	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	PH1-2007-502943	 	2006/07/11
	14NC01-008-08	 	RU2384004	 	RU	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	RU2008100148	 	2006/07/11
	14NC01-008-09	 	SG139065	 	SG	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	SG200800268.5	 	2006/07/11
	14NC01-008-10	 	US8681751	 	US	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	US11/348896	 	2006/02/07
	14NC01-008-11	 	VN1-2008-00326	 	VN	 	Pending	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	VN1-2008-00326	 	2006/07/11
	14NC01-008-12	 	ZA200800233	 	ZA	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	ZA2008/0233	 	2006/07/11
	14NC01-008-13	 	EP1905212	 	DE	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	EP06795099.8	 	2006/07/11
	14NC01-008-14	 	EP1905212	 	FR	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	EP06795099.8	 	2006/07/11
	14NC01-008-15	 	EP1905212	 	GB	 	Granted	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	EP06795099.8	 	2006/07/11
	14NC01-008-10r1	 	US15/077548	 	US	 	Reissuing	 	EXTENDING <STATUS> PRESENCE ATTRIBUTE TO DEFINE REASONING FOR AVAILABILITY CHANGE	 	US15/077548	 	2016/03/22
	14NC01-009-01	 	EP1338152	 	FR	 	Granted	 	3RD GEN MOBILITY USING SIP	 	EP1338152	 	2001/11/21
	14NC01-009-02	 	US6904035	 	US	 	Granted	 	3RD GEN MOBILITY USING SIP	 	US09/991540	 	2001/11/14
	14NC01-010-01	 	CN1539106	 	CN	 	Granted	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.	 	CN02815394.4	 	2002/07/11
	14NC01-010-02	 	EP1415212	 	EP	 	EP-Pending	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.	 	EP02749143.0	 	2002/07/11
	14NC01-010-03	 	US7900242	 	US	 	Granted	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.	 	US10/192753	 	2002/07/09
	14NC01-010-04	 	EP1415212	 	DE	 	EP-Designated	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.	 	EP02749143.0	 	2002/07/11
	14NC01-010-05	 	EP1415212	 	FR	 	EP-Designated	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.	 	EP02749143.0	 	2002/07/11
	14NC01-010-06	 	EP1415212	 	GB	 	EP-Designated	 	THREE-PARTY AUTHENTICATION AND AUTHORIZATION SCHEME FOR INTERNET PROTOCLVERSION 6.	 	EP02749143.0	 	2002/07/11


 




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        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	14NC01-011-01	 	CN100571461	 	CN	 	Granted	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	CN200480000385.6	 	2004/02/17
	14NC01-011-02	 	EP1595418	 	EP	 	EP-Pending	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	EP04711676.9	 	2004/02/17
	14NC01-011-03	 	IDP0030947	 	ID	 	Granted	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	IDW00200501937	 	2004/02/17
	14NC01-011-04	 	IN200403049	 	IN	 	Pending	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	IN03049/CHENP/2004	 	2004/02/17
	14NC01-011-05	 	SG115865	 	SG	 	Granted	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	SG200406163.6	 	2004/02/17
	14NC01-011-06	 	US7917620	 	US	 	Granted	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	US10/614343	 	2003/07/08
	14NC01-011-07	 	EP1595418	 	DE	 	EP-Designated	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	EP04711676.9	 	2004/02/17
	14NC01-011-08	 	EP1595418	 	FR	 	EP-Designated	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	EP04711676.9	 	2004/02/17
	14NC01-011-09	 	EP1595418	 	GB	 	EP-Designated	 	EXTENDING THE TRUSTED NETWORK CONCEPT IN IMS	 	EP04711676.9	 	2004/02/17
	14NC01-012-01	 	AU2005232140	 	AU	 	Granted	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE	 	AU2005232140	 	2005/03/17
	14NC01-012-02	 	CN1961595	 	CN	 	Granted	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE	 	CN200580017529.3	 	2005/03/17
	14NC01-012-04	 	KR0924513	 	KR	 	Granted	 	SESSION PROGRESS INDICATION IN POC FOR MANUAL ANSWER MODE	 	KR2006-7023181	 	2005/03/17
	14NC01-013-01	 	CN101385313	 	CN	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	CN200780005866.X	 	2007/01/22
	14NC01-013-02	 	DE602007033333	 	DE	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-04	 	EP1987649	 	GB	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-05	 	IN200806684	 	IN	 	Pending	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	IN6684/DELNP/2008	 	2007/01/22
	14NC01-013-06	 	EP1987649	 	NL	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-07	 	SG145112	 	SG	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	SG200805775.4	 	2007/01/22
	14NC01-013-08	 	TH0701000284	 	TH	 	Pending	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	TH0701000284	 	2007/01/23
	14NC01-013-09	 	US7860102	 	US	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	US11/508258	 	2006/08/23
	14NC01-013-10	 	EP1987649	 	CH	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-11	 	EP1987649	 	IE	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-12	 	EP1987649	 	FR	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-13	 	EP1987649	 	LU	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-14	 	EP1987649	 	LI	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	EP07700656.7	 	2007/01/22
	14NC01-013-15	 	RU2408998	 	RU	 	Granted	 	IMS-CS INTERWORKING FOR VIDEO CALLS	 	RU2008132295A	 	2007/01/22
	14NC01-014-01	 	CN101444062	 	CN	 	Granted	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	CN200780010857.X	 	2007/03/27


 




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        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	14NC01-014-02	 	EP1999929	 	EP	 	EP-Pending	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	EP7734087.5	 	2007/03/26
	14NC01-014-03	 	US9419955	 	US	 	Granted	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	US11/691417	 	2007/03/26
	14NC01-014-04	 	EP1999929	 	DE	 	EP-Designated	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	EP7734087.5	 	2007/03/26
	14NC01-014-05	 	EP1999929	 	FR	 	EP-Designated	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	EP7734087.5	 	2007/03/26
	14NC01-014-06	 	EP1999929	 	GB	 	EP-Designated	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	EP7734087.5	 	2007/03/26
	14NC01-014-08	 	IN08619/DELNP/08	 	IN	 	Pending	 	CARRYING TRUSTED NETWORK PROVIDED	 	IN08619/DELNP/08	 	2008/10/14
	14NC01-014-03d1	 	US15/205679	 	US	 	Pending	 	CARRYING TRUSTED NETWORK PROVIDED ACCESS NETWORK INFO IN SIP	 	US15/205679	 	2016/07/08
	14NC01-015-01	 	CN101523858	 	CN	 	Pending	 	DHT-BASED CORE IMS NETWORK	 	CN200780038286.0	 	2007/09/11
	14NC01-015-03	 	US7796990	 	US	 	Granted	 	DHT-BASED CORE IMS NETWORK	 	US11/520655	 	2006/09/14
	14NC01-015-04	 	DE602007047624	 	DE	 	Granted	 	DHT-BASED CORE IMS NETWORK	 	EP07803743.9	 	2007/09/11
	14NC01-015-05	 	EP2062422	 	FR	 	Granted	 	DHT-BASED CORE IMS NETWORK	 	EP07803743.9	 	2007/09/11
	14NC01-015-06	 	EP2062422	 	GB	 	Granted	 	DHT-BASED CORE IMS NETWORK	 	EP07803743.9	 	2007/09/11
	14NC01-015-02d1	 	EP16185316.3	 	EP	 	EP-Pending	 	DHT-BASED CORE IMS NETWORK	 	EP16185316.3	 	2016/08/23
	14NC01-015-04d1	 	EP16185316.3	 	DE	 	EP-Designated	 	DHT-BASED CORE IMS NETWORK	 	EP16185316.3	 	2016/08/23
	14NC01-015-05d1	 	EP16185316.3	 	FR	 	EP-Designated	 	DHT-BASED CORE IMS NETWORK	 	EP16185316.3	 	2016/08/23
	14NC01-015-06d1	 	EP16185316.3	 	GB	 	EP-Designated	 	DHT-BASED CORE IMS NETWORK	 	EP16185316.3	 	2016/08/23
	14NC01-016-01	 	US7822035	 	US	 	Granted	 	SIP COMMUNICATION SERVICE IDENTIFIERS	 	US11/715209	 	2007/03/07
	13HU01-001-01	 	BRPI0614848	 	BR	 	Pending	 	Method, system and equipment for processing sip requests in IMS network	 	BRPI614848A	 	2006/07/26
	13HU01-001-02	 	CN100502402	 	CN	 	Granted	 	Method and device for processing session message in IMS network	 	CN200510119756.9	 	2005/11/04
	13HU01-001-03	 	CN101189850	 	CN	 	Granted	 	Method, system and device in IMS network processing SIP message	 	CN200680011706.1	 	2006/07/26
	13HU01-001-04	 	EP1755310	 	DE	 	Granted	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS	 	EP2006254341A	 	2006/08/18
	13HU01-001-06	 	EP1755310	 	ES	 	Granted	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS	 	EP2006254341A	 	2006/08/18
	13HU01-001-07	 	EP1755310	 	FR	 	Granted	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS	 	EP2006254341A	 	2006/08/18


 




    	 	A-48	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-001-08	 	EP1755310	 	GB	 	Granted	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS	 	EP2006254341A	 	2006/08/18
	13HU01-001-09	 	IN254557	 	IN	 	Granted	 	Method, system and equipment for processing sip requests in IMS network	 	IN454/CHENP/2008	 	2006/07/26
	13HU01-001-10	 	EP1755310	 	IT	 	Granted	 	Methods and apparatuses for processing SIP requests in an IMS network comprising an AS	 	EP2006254341A	 	2006/08/18
	13HU01-001-11	 	US7835352	 	US	 	Granted	 	Method, system and equipment for processing sip requests in IMS network	 	US2006506581A 11/506581	 	2006/08/18
	13HU01-002-01	 	CN100551148	 	CN	 	Granted	 	Method for realizing system switch in encryption mode	 	CN200510093678.X	 	2005/09/01
	13HU01-002-02	 	CN101156498	 	CN	 	Granted	 	Method for implementing inter-system switch-over	 	CN200680011893.3	 	2006/09/01
	13HU01-002-03	 	EP1871134	 	DE	 	Granted	 	METHOD FOR HANDOVER BETWEEN SYSTEMS	 	EP2006775581A	 	2006/09/01
	13HU01-002-05	 	EP1871134	 	FR	 	Granted	 	METHOD FOR HANDOVER BETWEEN SYSTEMS	 	EP2006775581A	 	2006/09/01
	13HU01-002-06	 	EP1871134	 	GB	 	Granted	 	METHOD FOR HANDOVER BETWEEN SYSTEMS	 	EP2006775581A	 	2006/09/01
	13HU01-003-01	 	CN101031004	 	CN	 	Granted	 	Method for realizing on-hook triggering service	 	CN200610058041.1	 	2006/02/28
	13HU01-003-02	 	CN101160940	 	CN	 	Granted	 	Method for implementing service triggered by off-hook	 	CN200680012256.8	 	2006/10/31
	13HU01-003-04	 	US8149824	 	US	 	Granted	 	Method and system for implementing service triggered by off-hook	 	US2007668532A   11/668,523	 	2007/01/30
	13HU01-004-01	 	CN1964365	 	CN	 	Granted	 	Method for switching terminal status in media gateway	 	CN200510101368.8	 	2005/11/11
	13HU01-004-02	 	CN101156398	 	CN	 	Granted	 	Method and system for switching terminal state of media gateway	 	CN200680011910.3	 	2006/10/24
	13HU01-004-03	 	EP1786216	 	DE	 	Granted	 	Method and system for switching the state of a termination in a media gateway	 	EP2006023462A	 	2006/11/10
	13HU01-004-05	 	EP1786216	 	FR	 	Granted	 	Method and system for switching the state of a termination in a media gateway	 	EP2006023462A	 	2006/11/10
	13HU01-004-06	 	US7693141	 	US	 	Granted	 	Method and system for switching the state of a termination in a media gateway	 	US2006595768A  11/595768	 	2006/11/10
	13HU01-005-02	 	CN1901550	 	CN	 	Granted	 	Subscribing method based on conversation start protocol and its system and device	 	CN200610106654.8	 	2006/07/21
	13HU01-005-05	 	US7948955	 	US	 	Granted	 	Subscription method and device	 	US200817423A  [08/0113669] 12/017,423	 	2008/01/22
	13HU01-006-02	 	CN1303793	 	CN	 	Granted	 	Method for realizing application server communication	 	CN200510103571.9	 	2005/09/21
	13HU01-006-03	 	EP1796326	 	DE	 	Granted	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS	 	EP2005791501A	 	2005/09/21
	13HU01-006-05	 	EP1796326	 	FR	 	Granted	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS	 	EP2005791501A	 	2005/09/21


 




    	 	A-49	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-006-06	 	EP1796326	 	GB	 	Granted	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS	 	EP2005791501A	 	2005/09/21
	13HU01-006-07	 	EP1796326	 	IT	 	Granted	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS	 	EP2005791501A	 	2005/09/21
	13HU01-006-08	 	EP1796326	 	NL	 	Granted	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS	 	EP2005791501A	 	2005/09/21
	13HU01-006-09	 	EP1796326	 	SE	 	Granted	 	A METHOD FOR ENABLING COMMUNICATION IN APPLICATION SERVERS	 	EP2005791501A	 	2005/09/21
	13HU01-007-01	 	CN1929627	 	CN	 	Granted	 	Method and system for realizing public user identification carrying in ims network	 	CN200510098402.0	 	2005/09/06
	13HU01-007-02	 	CN1941774	 	CN	 	Granted	 	Method and system for realizing public user mark carrier	 	CN200510108128.0	 	2005/09/29
	13HU01-007-03	 	CN1941739	 	CN	 	Granted	 	Method and system for allocating and using user mark	 	CN200510108129.5	 	2005/09/29
	13HU01-007-04	 	EP1761077	 	DE	 	Granted	 	Method and system for enabling number portability in IMS networks	 	EP2006018705A	 	2006/09/06
	13HU01-007-06	 	EP1761077	 	FR	 	Granted	 	Method and system for enabling number portability in IMS networks	 	EP2006018705A	 	2006/09/06
	13HU01-007-07	 	EP1761077	 	SE	 	Granted	 	Method and system for enabling number portability in IMS networks	 	EP2006018705A	 	2006/09/06
	13HU01-007-08	 	US7787878	 	US	 	Granted	 	Method and system for enabling number portability in IMS networks	 	US2006516946A  11/516946	 	2006/09/06
	13HU01-008-04	 	US7792116	 	US	 	Granted	 	Method and device for interworking between internet protocol networks	 	US2007703709A  11/703709	 	2007/02/08
	13HU01-009-01	 	CN100563235	 	CN	 	Granted	 	Network element with interconnecting function, CSI terminal, IMS terminal interconnecting system and method	 	CN200610077923.2	 	2006/04/26
	13HU01-009-02	 	CN101313543	 	CN	 	Granted	 	Exchange functional network element, CSI terminal, IMS terminal exchange system and method	 	CN200780000211.3	 	2007/01/09
	13HU01-009-03	 	EP1973283	 	DE	 	Granted	 	INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF	 	EP2007702010A	 	2007/01/09
	13HU01-009-05	 	EP1973283	 	FR	 	Granted	 	INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF	 	EP2007702010A	 	2007/01/09
	13HU01-009-06	 	EP1973283	 	GB	 	Granted	 	INTERWORKING NETWORK ELEMENT, INTERWORKING SYSTEM BETWEEN THE CSI TERMINAL AND THE IMS TERMINAL AND THE METHOD THEREOF	 	EP2007702010A	 	2007/01/09
	13HU01-009-07	 	US8213419	 	US	 	Granted	 	Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof	 	US2008170227A  12/170227	 	2008/07/09
	13HU01-009-07r	 	US14/323165	 	US	 	Reissuing	 	Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof	 	14/323165	 	2014/07/03


 




    	 	A-50	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-009-07s	 	US14/856401	 	US	 	Reissuing	 	Interworking network element, interworking system between the CSI terminal and the IMS terminal and the method thereof	 	US14/856401	 	2015/09/16
	13HU01-010-01	 	CN100411398	 	CN	 	Granted	 	Edge or packet gateway controlling method in next generation network and its system	 	CN200510026714.0	 	2005/06/13
	13HU01-010-02	 	CN100426805	 	CN	 	Granted	 	Edge or packet gateway control system in next generation network and its method	 	CN200510026736.7	 	2005/06/14
	13HU01-010-03	 	CN100438515	 	CN	 	Granted	 	Edge or packet gateway controlling method in next generation network and its system	 	CN200510026737.1	 	2005/06/14
	13HU01-010-04	 	CN101160799	 	CN	 	Granted	 	Fringe or packet gateway control system and control method thereof	 	CN200680012195.5	 	2006/05/25
	13HU01-010-06	 	US7881317	 	US	 	Granted	 	Border/packet gateway control system and control method	 	US2007680234A  11/680,234	 	2007/02/28
	13HU01-011-02	 	EP1786162	 	DE	 	Granted	 	METHOD FOR THE CALLING USER TERMINAL LISTENING TO THE SIGNAL TONE OF THE CALLED USER TERMINAL WHEN INTER-NETWORKING	 	EP2006741937A	 	2006/05/22
	13HU01-011-04	 	EP1786162	 	GB	 	Granted	 	METHOD FOR THE CALLING USER TERMINAL LISTENING TO THE SIGNAL TONE OF THE CALLED USER TERMINAL WHEN INTER-NETWORKING	 	EP2006741937A	 	2006/05/22
	13HU01-011-05	 	US8335221	 	US	 	Granted	 	Method for listening to signal tone from a called party by a calling party during network interworking	 	US2007707759A  11/707,759	 	2007/02/16
	13HU01-012-04	 	EP1816887	 	DE	 	Granted	 	METHOD AND SYSTEM FOR IMPROVING NETWORK RELIABILITY BY REALIZING DYMANIC ROUTE OF SIGNALING	 	EP2006775336A	 	2006/08/10
	13HU01-012-06	 	EP1816887	 	FR	 	Granted	 	METHOD AND SYSTEM FOR IMPROVING NETWORK RELIABILITY BY REALIZING DYMANIC ROUTE OF SIGNALING	 	EP2006775336A	 	2006/08/10
	13HU01-012-08	 	JP04619441	 	JP	 	Granted	 	The method and system which implement	 	JP2008527289A	 	2006/08/10
	13HU01-012-09	 	RU2408154	 	RU	 	Granted	 	METHOD AND SYSTEM FOR REALISATION OF DYNAMIC ROUTING OF CALL SIGNALS	 	RU2008101969A	 	2006/08/10
	13HU01-012-10	 	US8125995	 	US	 	Granted	 	Method and system for implementing dynamic signaling routing	 	US2007821113A  11/821,113	 	2007/06/21
	13HU01-013-01	 	CN100459569	 	CN	 	Granted	 	Quick route switching method and apparatus for network node devices	 	CN200510032840.7	 	2005/01/14
	13HU01-013-03	 	EP1718014	 	FR	 	Granted	 	A ROUTE SWITCHING METHOD AND A NETWORK NODE DEVICE	 	EP2006705441A	 	2006/01/09
	13HU01-013-04	 	EP1718014	 	SE	 	Granted	 	A ROUTE SWITCHING METHOD AND A NETWORK NODE DEVICE	 	EP2006705441A	 	2006/01/09
	13HU01-013-05	 	US7898943	 	US	 	Granted	 	Method for switching route and network device thereof	 	US2003591218A  10/591,218	 	2007/11/21
	13HU01-014-01	 	CN100479417	 	CN	 	Granted	 	Communication method preventing circumbendibus of media-flow	 	CN200510098546.6	 	2005/09/02
	13HU01-014-03	 	602006048939.0	 	DE	 	Granted	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP2006119909A	 	2006/08/31


 




    	 	A-51	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-014-06	 	EP1760986	 	FR	 	Granted	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP2006119909A	 	2006/08/31
	13HU01-014-07	 	EP1760986	 	GB	 	Granted	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP2006119909A	 	2006/08/31
	13HU01-014-09	 	US8108526	 	US	 	Granted	 	Communication method and device for preventing media stream circuitry	 	US2006469796A  11/469,796	 	2006/09/01
	13HU01-014-03d1	 	EP16168008.7	 	DE	 	EP-Designated	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP16168008.7	 	2016/05/03
	13HU01-014-11d1	 	EP16168008.7	 	EP	 	EP-Pending	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP16168008.7	 	2016/05/03
	13HU01-014-06d1	 	EP16168008.7	 	FR	 	EP-Designated	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP16168008.7	 	2016/05/03
	13HU01-014-07d1	 	EP16168008.7	 	GB	 	EP-Designated	 	Communication method and device for preventing media stream circuity (tromboning)	 	EP16168008.7	 	2016/05/03
	13HU01-015-01	 	CN101212309	 	CN	 	Granted	 	Method for controlling time stamp of reported event	 	CN200610170447.9	 	2006/12/30
	13HU01-015-02	 	EP2037627	 	DE	 	Granted	 	METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT	 	EP2007846226A	 	2007/12/29
	13HU01-015-04	 	EP2037627	 	FR	 	Granted	 	METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT	 	EP2007846226A	 	2007/12/29
	13HU01-015-05	 	EP2037627	 	IT	 	Granted	 	METHOD AND DEVICE FOR CONTROLLING REPORTING TIMESTAMP OF EVENT	 	EP2007846226A	 	2007/12/29
	13HU01-015-06	 	US8116322	 	US	 	Granted	 	Method and apparatus for controlling reporting of an event timestamp	 	US2009354289A  12/354289	 	2009/01/15
	13HU01-016-01	 	CN1996968	 	CN	 	Granted	 	Decision method for the media gateway controller to distribute the resource	 	CN200610093956.6	 	2006/06/26
	13HU01-016-03	 	EP2034670	 	DE	 	Granted	 	METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG	 	EP2007721793A	 	2007/06/25
	13HU01-016-05	 	EP2034670	 	FR	 	Granted	 	METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG	 	EP2007721793A	 	2007/06/25
	13HU01-016-06	 	EP2034670	 	IT	 	Granted	 	METHOD, APPARATUS, AND SYSTEM FOR THE MGC DISTRIBUTING A RESOURCE PROVISION DECISION TO THE MG	 	EP2007721793A	 	2007/06/25
	13HU01-016-07	 	US7899065	 	US	 	Granted	 	Method, apparatus and system for a media gateway controller to deliver a resource provision decision to a media gateway	 	US2008342546A  12/342,546	 	2008/12/23
	13HU01-017-01	 	CN100442930	 	CN	 	Granted	 	Mobile exchanging center and called parner processing method	 	CN200510110891.7	 	2005/11/29
	13HU01-017-03	 	EP1898658	 	DE	 	Granted	 	MSC AND CALLED PROCESS METHOD THEREOF	 	EP2006775455A	 	2006/08/22


 




    	 	A-52	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-018-01	 	CN100471140	 	CN	 	Granted	 	Method for detecting QoS	 	CN200610062951.7	 	2006/09/29
	13HU01-018-02	 	CN101001208	 	CN	 	Granted	 	Method for detecting QoS	 	CN200610165838.1	 	2006/12/13
	13HU01-018-03	 	CN101052014	 	CN	 	Granted	 	Method for detecting QoS	 	CN200710107595.0	 	2007/05/21
	13HU01-018-04	 	EP1983688	 	DE	 	Granted	 	METHOD FOR DETECTING QOS	 	EP2007817016A	 	2007/09/29
	13HU01-018-07	 	EP1983688	 	FR	 	Granted	 	METHOD FOR DETECTING QOS	 	EP2007817016A	 	2007/09/29
	13HU01-018-08	 	EP1983688	 	GB	 	Granted	 	METHOD FOR DETECTING QOS	 	EP2007817016A	 	2007/09/29
	13HU01-019-01	 	CN1905472	 	CN	 	Granted	 	Method for implementing IMS network reliability	 	CN200510085400.8	 	2005/07/27
	13HU01-019-02	 	EP1914937	 	DE	 	Granted	 	METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY	 	EP2006761564A	 	2006/07/28
	13HU01-019-04	 	EP1914937	 	FR	 	Granted	 	METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY	 	EP2006761564A	 	2006/07/25
	13HU01-019-05	 	EP1914937	 	GB	 	Granted	 	METHOD AND SYSTEM FOR REALIZING IMS NETWORK RELIABILITY	 	EP2006761564A	 	2006/07/25
	13HU01-020-01	 	CN100546308	 	CN	 	Granted	 	Gateway control protocol message transmission method	 	CN200510034409.6	 	2005/04/22
	13HU01-020-02	 	US7653076	 	US	 	Granted	 	Method and apparatus for gateway control protocol message transmission	 	US2007856152A  11/856,152	 	2007/09/17
	13HU01-021-02	 	CN100349411	 	CN	 	Granted	 	Medium flow service quality reporting method	 	CN200410062978.7	 	2004/06/30
	13HU01-021-06	 	EP1739900	 	PT	 	Granted	 	A METHOD FOR ACQUIRING THE QOS OF THE MULTIMEDIA STREAM PERIODICALLY	 	EP2005759437A	 	2005/06/30
	13HU01-021-08	 	US7583612	 	US	 	Granted	 	Method for periodically acquiring the QoS of media stream and system thereof	 	US2006558619A	 	2006/11/10
	13HU01-022-01	 	CN100499656	 	CN	 	Granted	 	Method for implementing medium gateway function, wireless access controlling apparatus and access system	 	CN200510051044.8	 	2005/02/25
	13HU01-022-02	 	US8085712	 	US	 	Granted	 	Method for implementing media gateway function,radio access control device and access system	 	US20080049705A1   US2007844481A	 	2006/02/27
	13HU01-023-01	 	CN100583918	 	CN	 	Granted	 	Safety protection method for service interruption of exchange network and its device	 	CN200610065066.4	 	2006/03/16
	13HU01-023-03	 	US7710880	 	US	 	Granted	 	Method and apparatus for security protection of service interruption in switch network	 	US2006618597A	 	2006/12/29
	13HU01-024-01	 	CN101841888	 	CN	 	Granted	 	Resource control method, related equipment and related system	 	CN200910118794.0	 	2009/03/16
	13HU01-024-02	 	EP2439979	 	DE	 	Granted	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP2010753112A  EP10753112.1	 	2010/03/16
	13HU01-024-05	 	EP2439979	 	FR	 	Granted	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP2010753112A  EP10753112.1	 	2010/03/16
	13HU01-024-06	 	EP2439979	 	GB	 	Granted	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP2010753112A  EP10753112.1	 	2010/03/16
	13HU01-024-08	 	US8224325	 	US	 	Granted	 	Resource control method, relevant device, and system	 	US13235062A	 	2011/09/16


 


 




    	 	A-53	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-024-03d1	 	EP16167016.1	 	EP	 	EP-Pending	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP16167016.1	 	2016/04/26
	13HU01-024-02d1	 	EP16167016.1	 	DE	 	EP-Designated	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP16167016.1	 	2016/04/26
	13HU01-024-05d1	 	EP16167016.1	 	FR	 	EP-Designated	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP16167016.1	 	2016/04/26
	13HU01-024-06d1	 	EP16167016.1	 	GB	 	EP-Designated	 	RESOURCE CONTROL METHOD, RELEVANT DEVIDE AND SYSTEM	 	EP16167016.1	 	2016/04/26
	13HU01-025-01	 	AU2003271027	 	AU	 	Granted	 	A network security authentication method	 	AU2003271027A	 	2003/09/22
	13HU01-025-03	 	US8195942	 	US	 	Granted	 	Network security authentication method	 	US2003531569A	 	2005/04/18
	13HU01-026-01	 	CN100574185	 	CN	 	Granted	 	Method for ensuring media stream safety in IP multimedia service subsystem network	 	CN200510000097.7	 	2005/01/07
	13HU01-026-02	 	EP1835652	 	DE	 	Granted	 	A METHOD FOR ENSURING THE SAFETY OF THE MEDIA-FLOW IN IP MULTIMEDIA SUB-SYSTEM	 	EP2005848163A	 	2005/12/31
	13HU01-026-04	 	EP1835652	 	GB	 	Granted	 	A METHOD FOR ENSURING THE SAFETY OF THE MEDIA-FLOW IN IP MULTIMEDIA SUB-SYSTEM	 	EP2005848163A	 	2005/12/31
	13HU01-026-05	 	US9167422	 	US	 	Granted	 	METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM	 	14/050768	 	2013/10/10
	13HU01-026-06	 	US8582766	 	US	 	Granted	 	METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM	 	US2007774271A   11/774271	 	2007/07/06
	13HU01-026-05c1	 	US14/885168	 	US	 	Pending	 	METHOD FOR ENSURING MEDIA STREAM SECURITY IN IP MULTIMEDIA SUB-SYSTEM	 	US14/885168	 	2015/10/16
	13HU01-027.1-01	 	AR053615	 	AR	 	Granted	 	Method for Implementing Access Domain Security of IP Multimedia Subsystem	 	ARP20060102194A	 	2006/05/26
	13HU01-027.1-02	 	CN100461942	 	CN	 	Granted	 	Method for selecting safety mechanism of IP multimedia subsystem access field	 	CN200510071538.2	 	2005/05/27
	13HU01-027.1-03	 	DE602006007648.7	 	DE	 	Granted	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM	 	DE602006007648T	 	2006/04/03
	13HU01-027.1-06	 	EP1755311	 	FR	 	Granted	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM	 	EP2006722247A	 	2006/04/03
	13HU01-027.1-07	 	EP1755311	 	GB	 	Granted	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM	 	EP2006722247A	 	2006/04/03
	13HU01-027.1-08	 	TWI314414	 	TW	 	Granted	 	A METHOD FOR IMPLEMENTING THE ACCESS DOMAIN SECURITY OF AN IP MULTIMEDIA SUBSYSTEM	 	TW2006118609A	 	2006/05/25
	13HU01-027.1-11	 	TH45432	 	TH	 	Granted	 	Method for Implementing Access	 	TH0510947	 	2006/05/25
	13HU01-027.2-01	 	CN100571134	 	CN	 	Granted	 	Method for verifying user terminal in IP multimedia subsystem	 	CN200510070351.0	 	2005/04/30
	13HU01-027.2-02	 	EP1879324	 	DE	 	Granted	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM	 	EP2006741743A	 	2006/04/27


 




    	 	A-54	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-027.2-04	 	EP1879324	 	ES	 	Granted	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM	 	EP2006741743A	 	2006/04/27
	13HU01-027.2-05	 	EP1879324	 	FR	 	Granted	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM	 	EP2006741743A	 	2006/04/27
	13HU01-027.2-06	 	EP1879324	 	GB	 	Granted	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM	 	EP2006741743A	 	2006/04/27
	13HU01-027.2-07	 	EP1879324	 	IT	 	Granted	 	A METHOD FOR AUTHENTICATING USER TERMINAL IN IP MULTIMEDIA SUB-SYSTEM	 	EP2006741743A	 	2006/04/27
	13HU01-027.2-08	 	US8335487	 	US	 	Granted	 	Method for authenticating user terminal in IP multimedia sub-system	 	US11/896389	 	2007/08/31
	13HU01-028-02	 	CN101128049	 	CN	 	Granted	 	Method and system for providing circuit domain service and service control node SCP	 	CN200610141030.X	 	2006/09/28
	13HU01-028-03	 	EP2056536	 	DE	 	Granted	 	A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE	 	EP2007785297A	 	2007/08/09
	13HU01-028-05	 	EP2056536	 	FR	 	Granted	 	A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE	 	EP2007785297A	 	2007/08/09
	13HU01-028-06	 	EP2056536	 	GB	 	Granted	 	A METHOD, A SYSTEM AND A SERVICE CONTROL POINT FOR PROVIDING CIRCUIT DOMAIN SERVICE	 	EP2007785297A	 	2007/08/09
	13HU01-029-01	 	AR50123	 	AR	 	Granted	 	Communications network system for implementing mixed services and method thereof	 	ARP20050103360A	 	2005/08/11
	13HU01-029-02	 	BR200507677	 	BR	 	Granted	 	Communications network system for implementing mixed services and method thereof	 	BRPI507677A	 	2005/08/11
	13HU01-029-06	 	ID0024111	 	ID	 	Granted	 	Method and system for realizing short message intercommunication based on mixed telephone number	 	IDW-00200602090	 	2005/08/11
	13HU01-029-07	 	IN246930	 	IN	 	Granted	 	Method and system for realizing short message intercommunication based on mixed telephone number	 	IN4422/CHENP/2006	 	2005/08/11
	13HU01-029-08	 	RU2370904	 	RU	 	Granted	 	TELECOMMUNICATION NETWORK SYSTEM FOR IMPLEMENTING VARIOUS SERVICES AND METHOD OF IMPLEMENTING THEREOF	 	RU2006130835A	 	2005/08/11
	13HU01-029-09	 	US7787608	 	US	 	Granted	 	Communications network system for implementing mixed services and method thereof	 	US11/489208	 	2006/07/19
	13HU01-030-01	 	CN101247632	 	CN	 	Granted	 	Method, system and device for using IMS communication service identification in communication system	 	CN200710079246.2	 	2007/02/13
	13HU01-030-03	 	EP1959632	 	DE	 	EP-Designated	 	Method, system and apparatus for using IMS communication service identifier	 	EP2008101535A	 	2008/02/12
	13HU01-030-04	 	EP1959632	 	EP	 	EP-Pending	 	Method, system and apparatus for using IMS communication service identifier	 	EP2008101535A	 	2008/02/12
	13HU01-030-05	 	EP1959632	 	FI	 	EP-Designated	 	Method, system and apparatus for using IMS communication service identifier	 	EP2008101535A	 	2008/02/12


 




    	 	A-55	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-030-06	 	EP1959632	 	FR	 	EP-Designated	 	Method, system and apparatus for using IMS communication service identifier	 	EP2008101535A	 	2008/02/12
	13HU01-030-07	 	EP1959632	 	GB	 	EP-Designated	 	Method, system and apparatus for using IMS communication service identifier	 	EP2008101535A	 	2008/02/12
	13HU01-030-08	 	IN5391/DELNP/2009	 	IN	 	Pending	 	Method, System and Apparatus for Using IMS Communication Service Identifiers in a Communication System	 	IN5391/DELNP/2009	 	2007/11/19
	13HU01-030-09	 	RU2434351	 	RU	 	Granted	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER IN COMMUNICATION SYSTEM	 	RU2009134133A	 	2007/11/19
	13HU01-030-10	 	EP1959632	 	SE	 	EP-Designated	 	Method, system and apparatus for using IMS communication service identifier	 	EP2008101535A	 	2008/02/12
	13HU01-030-11	 	US8417240	 	US	 	Granted	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER	 	US13/414770	 	2012/03/08
	13HU01-030-11r	 	US14/285524	 	US	 	Reissuing	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER	 	US14/285524	 	2014/05/22
	13HU01-030-12	 	US8185105	 	US	 	Granted	 	METHOD, SYSTEM AND APPARATUS FOR USING IMS COMMUNICATION SERVICE IDENTIFIER	 	US12/539890	 	2009/08/12
	13HU01-031-02	 	CN101064661	 	CN	 	Granted	 	Method and apparatus for notifying user to complement service	 	CN200610099533.5	 	2006/07/28
	13HU01-031-03	 	CN101317438	 	CN	 	Granted	 	Method and device for perceiving supplementary service executed by user	 	CN200780000297.X	 	2007/02/08
	13HU01-031-04	 	EP1881689	 	DE	 	Granted	 	A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE	 	EP2007702308A	 	2007/02/08
	13HU01-031-06	 	EP1881689	 	FR	 	Granted	 	A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE	 	EP2007702308A	 	2007/02/08
	13HU01-031-07	 	EP1881689	 	GB	 	Granted	 	A METHOD AND DEVICE FOR PERCEIVING THE USER TRIGGERING A SUPPLEMENTARY SERVICE	 	EP2007702308A	 	2007/02/08
	13HU01-032-01	 	CN101056452	 	CN	 	Granted	 	Method and system for negotiating the voice encoding and decoding format in the communication system	 	CN200610035050.9	 	2006/04/18
	13HU01-032-02	 	CN101167374	 	CN	 	Granted	 	Method, system and device for negotiating voice coding/decoding in communication system	 	CN200680013004.7	 	2006/11/29
	13HU01-032-03	 	EP1848190	 	DE	 	Granted	 	Method, system and device for speech codec negotiation in communication system	 	EP20077802A	 	2007/04/17
	13HU01-032-05	 	EP1848190	 	FI	 	Granted	 	Method, system and device for speech codec negotiation in communication system	 	EP20077802A	 	2007/04/17
	13HU01-032-06	 	EP1848190	 	FR	 	Granted	 	Method, system and device for speech codec negotiation in communication system	 	EP20077802A	 	2007/04/17
	13HU01-032-07	 	EP1848190	 	GB	 	Granted	 	Method, system and device for speech codec negotiation in communication system	 	EP20077802A	 	2007/04/17


 




    	 	A-56	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-032-08	 	EP1848190	 	SE	 	Granted	 	Method, system and device for speech codec negotiation in communication system	 	EP20077802A	 	2007/04/17
	13HU01-032-09	 	US7764953	 	US	 	Granted	 	Method, system and device for speech Codec negotiation in communication system	 	US2007787527A	 	2007/04/17
	13HU01-033-01	 	CN101026653	 	CN	 	Granted	 	System and method for realizing colour image business	 	CN200610057699.0	 	2006/02/24
	13HU01-033-02	 	CN101156426	 	CN	 	Granted	 	System and method for implementing polychrome service	 	CN200680011755.5	 	2006/11/01
	13HU01-033-03	 	CN102394863	 	CN	 	Granted	 	System and method for realizing colour image business	 	CN201110266055.3	 	2006/02/24
	13HU01-033-04	 	EP1826985	 	DE	 	Granted	 	System and method for implementing multimedia calling line identification presentation service	 	EP2007101173A	 	2007/01/25
	13HU01-033-06	 	EP1826985	 	FR	 	Granted	 	System and method for implementing multimedia calling line identification presentation service	 	EP2007101173A	 	2007/01/25
	13HU01-033-07	 	EP1826985	 	GB	 	Granted	 	System and method for implementing multimedia calling line identification presentation service	 	EP2007101173A	 	2007/01/25
	13HU01-033-08	 	US8855272	 	US	 	Granted	 	System and method for implementing multimedia calling line identification presentation service	 	US11/698891	 	2007/01/29
	13HU01-033-08c1	 	US20150026354	 	US	 	Pending	 	System and method for implementing multimedia calling line identification presentation service	 	US14/507302	 	2014/10/06
	13HU01-033-08c2	 	US20150024723	 	US	 	Pending	 	System and method for implementing multimedia calling line identification presentation service	 	US14/507309	 	2014/10/06
	13HU01-034-01	 	CN100487788	 	CN	 	Granted	 	A method to realize the function of text-to-speech convert	 	CN200510114277.8	 	2005/10/21
	13HU01-034-02	 	EP1950737	 	DE	 	Granted	 	A METHOD, DEVICE AND SYSTEM FOR ACCOMPLISHING THE FUNCTION OF TEXT-TO-SPEECH CONVERSION	 	EP2006805015A	 	2006/10/20
	13HU01-034-04	 	EP1950737	 	GB	 	Granted	 	A METHOD, DEVICE AND SYSTEM FOR ACCOMPLISHING THE FUNCTION OF TEXT-TO-SPEECH CONVERSION	 	EP2006805015A	 	2006/10/20
	13HU01-035-01	 	CN101155148	 	CN	 	Granted	 	Media gateway issuing receiving multicast data to method, system and device	 	CN200610140147.6	 	2006/09/30
	13HU01-035-02	 	EP2068513	 	DE	 	Granted	 	METHOD, SYSTEM AND DEVICE FOR DISTRUBUTING AND RECEIVING THE MULTICAST DATA IN THE MEDIA GATEWAY	 	EP2007816481A	 	2007/09/29
	13HU01-035-04	 	EP2068513	 	IT	 	Granted	 	METHOD, SYSTEM AND DEVICE FOR DISTRUBUTING AND RECEIVING THE MULTICAST DATA IN THE MEDIA GATEWAY	 	EP2007816481A	 	2007/09/29
	13HU01-035-05	 	US7920579	 	US	 	Granted	 	Method, system and apparatus for media gateway to transmit and receive multicast data	 	US2009413015A  12/413,015	 	2009/03/27
	13HU01-036-01	 	CN101277343	 	CN	 	Granted	 	Method, terminal and system for implementing video binding in voice communication network	 	CN200710095931.4	 	2007/03/30


 




    	 	A-57	 



     


    

 


	
        Inventergy

        ID
	 	Patent Number	 	Country	 	Status	 	Title	 	Application Number	 	Filing Date
	13HU01-036-02	 	EP2120440	 	DE	 	Granted	 	A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK	 	EP2008706632A	 	2008/02/03
	13HU01-036-04	 	EP2120440	 	FR	 	Granted	 	A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK	 	EP2008706632A	 	2008/02/03
	13HU01-036-05	 	EP2120440	 	GB	 	Granted	 	A METHOD, TERMINAL AND SYSTEM FOR IMPLEMENTING VIDEO BINDING IN A VOICE COMMUNICATION NETWORK	 	EP2008706632A	 	2008/02/03
	13HU01-037-01	 	CN101064680	 	CN	 	Granted	 	Method, system and apparatus for realizing multimedia calling service	 	CN200610079110.7	 	2006/04/29
	13HU01-037-02	 	EP2015592	 	DE	 	Granted	 	REALIZING A MULTIMEDIA CALL SERVICE	 	EP2007720936A	 	2007/04/24
	13HU01-037-04	 	EP2015592	 	GB	 	Granted	 	REALIZING A MULTIMEDIA CALL SERVICE	 	EP2007720936A	 	2007/04/24
	13HU01-038-01	 	CN100531267	 	CN	 	Granted	 	Method for realizing echo in communication system	 	CN200510034345.X	 	2005/04/21
	13HU01-038-03	 	US7986775	 	US	 	Granted	 	Method for realizing ring back tone in communication system	 	US11/875195	 	2007/10/19
	13HU01-039-05	 	US7349693	 	US	 	Granted	 	Method for implementing a call connection between a non-local calling subscriber and a local called subscriber who is an intelligent network subscriber	 	US2003486322A   10486322	 	2002/03/29


 




    	 	A-58	 



     


    

 


Schedule 2.2(i)


 


• Referrals Agreement (Amended) between Inventergy, Inc.
and [***],


dated December 15, 2012, as amended May 7, 2013.


- 2% [***] Net Revenues attributed
to the Huawei Portfolio


- “Net Revenues” less “expenses
paid to third parties as part of the licensing or sales process”


 


• Referrals Agreement between Inventergy, Inc. and [***]
dated January


16, 2013.


- 2% [***] Net Revenues attributed
to the Panasonic Portfolio


- “Net Revenues” less “expenses
paid to third parties as part of the licensing or sales process”


 


• Engagement letter, dated July 23, 2013, by Inventergy,
Inc. and [***].


- 10% of Net Revenues up to a limit of [***]1


- “Net Revenues” less "...Costs
and Expenses and Up-Front Fees that were previously paid and/or otherwise due to Firm, or similar costs, expenses and up-front
fees paid to other litigation service providers with regard to the Client Asset Portfolio (e.g. law firm(s) where [***]
is conflicted) and that were not already deducted from previous gross amounts received"


 


• Letter agreement, dated April 10, 2014, between Inventergy,
Inc. and [***], executed April 10, 2014, as extended on October 21, 2014.


- 4% [***] Net Revenues up
to a limit of [***]


- “Net Revenue” less “(a)
any reimbursement to its licensees due to overpayments from such licensees to Inventergy and (b) all accrued third party litigation
related expenses reasonably directly related and attributable to the assertion, enforcement or other related activities for the
Patents, only to the extent such fees and expenses can be reasonably proved by written documentation provided to [***]
including fees for: (i) third party technical experts as litigation consultants and expert witnesses, litigation firms and damages
experts, (ii) litigation related document preparation costs, and (iii) any court related fees”


 





 



1
Amounts in excess of [***] are the sole financial responsibility of Inventergy


 




    	 	A-59	 



     


    

 


Schedule 2.2(iii)


 


• Patent Rights Assignment Agreement between Inventergy,
Inc. and Huawei


Technologies Co., Ltd., executed May 15, 2013.


- 20% of Huawei Net Revenues attributed
to the Huawei portfolio


- Remaining $1 million payable to Huawei when Huawei
has received $20 million in Net Revenue


- “Net Revenue means all income...from
licensing, revenue sharing, selling or other monetization of the Transferred Patents, less (a) any reimbursement to its licensees
due to overpayments from such licensees to Assignee and (b) all accrued third party litigation related expenses reasonably directly
related and attributable to the assertion, enforcement, or other related activities for the Transferred Patents, only to the extent
such fees and expenses can be reasonably proved by written documentation provided to Assignor, including fees for (i) third party
technical experts as litigation consultants and expert witnesses, litigation firms and damages experts, (ii) litigation related
document preparation costs and (ii[i]) any court related costs or fees”


 


• Patent Purchase Agreement between Inventergy, Inc. and
Panasonic Corporation,


executed October 21, 2013, and amended on December 31, 2015.


- Up to $18 million, 20% of gross transaction proceeds
attributed to the Panasonic portfolio


- Above $18 million, 20% of Net Revenue transactional
proceeds attributed to the Panasonic Portfolio


- “Net Revenue shall mean all proceeds, income,
payments and revenue obtained...by Buyer....in relation to Buyer’s commercialization activities for Patent Assets,
including but not limited to the licensing selling, or other monetization of any of the Patent Assets, after deducting from Gross
Revenue: (1) any governmental taxes including withholding taxes, (2) any reimbursement to its licensees sue to overpayments from
such licensees to Buyer; and (3) any and all accrued litigation and/or patent monetization commercialization-related third party
invoiced expenses...Provided, however, that after the Amendment date, Deducted Costs shall not include any external or internal
patent prosecution costs, including but not limited to legal fees or translation fees for patent prosecution related matters, or
patent maintenance costs. In any event, the accrued Deducted Costs deducted from Gross Revenue to yield a particular quarterly
Net Revenue shall not exceed more than fifty percent (50%) of the Gross Revenue applicable to that particular quarterly Net Revenue,
but any excess accrued Deducted Costs may be applied to subsequent Net Revenue.”


 


• Patent Purchase Agreement between Inventergy, Inc. and
Nokia Corporation,


executed as of May 23, 2014 and amended as June 11, 2015 and
October 27, 2015.


- Inventergy to pay any interest due


- $2.2 million Principle to be paid as per
Section 2.2 (ii)


 






    	 	A-60	 



     


    

 


Schedule 4.6


 


Required Approvals


 


• Patent Rights Assignment Agreement
between Inventergy, Inc. and Huawei


 


Technologies Co., Ltd. (“Huawei”), executed May
15, 2013 (the “Huawei Agreement”).


 


• Patent Purchase Agreement between Inventergy, Inc. and
Panasonic Corporation (“Panasonic”), executed October 21, 2013, and amended on December 31, 2015 and as may be further
amended in a form reasonably acceptable to the Collateral Agent (the “Panasonic Agreement”).


 


• Patent Purchase Agreement between Inventergy, Inc. and
Nokia Corporation,


executed as of May 23, 2014 and amended as June 11, 2015 and
October 27, 2015.


 


• Referrals Agreement (Amended) between Inventergy, Inc.
and [***],


dated December 15, 2012, as amended May 7, 2013.


 


• Referrals Agreement between Inventergy, Inc. and [***]
dated January


16, 2013.


 


• Engagement letter, dated July 23, 2013, by Inventergy,
Inc. and [***].


 


• Letter agreement, dated April 10, 2014, between Inventergy,
Inc. and [***], executed April 10, 2014, as extended on October 21, 2014.


 


Consent may be required by a majority of the Inventergy Global,
Inc. shareholders to assign the Patents to an SPE. 


 






    	 	A-61