[DO NOT PUBLISH]

In the

United States Court of Appeals

For the Eleventh Circuit

____________________

No. 20-11628

Non-Argument Calendar

____________________

UNITED STATES OF AMERICA, 

Plaintiff-Appellee,

versus

ELLIOT RIVERA, 

Defendant-Appellant.

____________________

Appeal from the United States District Court

for the Southern District of Florida

D.C. Docket No. 1:12-cr-20339-JIC-2

____________________

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2 Opinion of the Court 20-11628

Before WILSON, LUCK, and JULIE CARNES, Circuit Judges.

PER CURIAM:

Defendant Elliot Rivera appeals the district court’s denial of 

his pro se motion to vacate his 2013 convictions for conspiring to 

use an interstate commerce facility and using an interstate commerce facility to commit murder for hire in violation of 18 U.S.C. 

§ 1958. We conclude that the district court lacked subject matter 

jurisdiction to rule on the motion. Defendant filed the motion pursuant to Rule 60(d)(3) of the Federal Rules of Civil Procedure, 

which does not apply in criminal proceedings and thus does not 

authorize a district court to vacate a criminal conviction. Construing Defendant’s motion liberally, the relief he seeks would arise, if 

at all, under 28 U.S.C. § 2255. However, Defendant has already 

filed a § 2255 motion that was denied on the merits, and he has not 

obtained the authorization from this Court necessary to confer jurisdiction on the district court to consider a second or successive 

§ 2255 motion. Accordingly, we VACATE the district court’s order denying Defendant’s Rule 60(d)(3) motion and REMAND the 

case so that the motion can be dismissed for lack of jurisdiction. 

BACKGROUND

Defendant was convicted after a ten-day jury trial in 2013 of 

conspiring to use and using an interstate commerce facility to commit murder for hire in violation of 18 U.S.C. § 1958. We set out the 

facts underlying Defendant’s convictions in detail in our opinion 

ruling on his direct appeal. See United States v. Rivera, 780 F.3d 1084, 

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1088–90 (11th Cir. 2015). Briefly, the convictions arose from Defendant’s attempt to hire a hit man to murder Felipe Caldera, a person who owed Defendant a large sum of money and on whom Defendant held a life insurance policy. See id. at 1088. 

The evidence presented at trial showed that Defendant 

loaned Caldera approximately $4 million between 2004 and 2010 as 

a purported investment in Caldera’s various businesses. Id. When 

Caldera fell behind in his repayments, Defendant suggested that 

Caldera take out a $5 million life insurance policy and name Defendant as the beneficiary of the policy. Id. Caldera purchased a 

life insurance policy as Defendant suggested, initially naming his 

wife as the beneficiary but later assigning ownership of the policy 

to Defendant. Id. Defendant paid the premiums on the policy. Rivera, 780 F.3d at 1088. 

In March 2012, Defendant contacted an associate, Ricardo 

Rodriguez. Id. Defendant told Rodriguez he was looking to pay 

$100,000 to hire a hit man to kill an individual who had stolen 

$4 million from him. Id. Rodriguez initially demurred, but he finally agreed to try and find a hit man after repeated requests by 

Defendant. Id. at 1089. Rodriguez subsequently contacted a friend 

named Jorge, who agreed to help find a hit man for $50,000. Id. 

Jorge put Rodriguez in touch with a supposed hit man named Arturo. Rivera, 780 F.3d at 1089. Unbeknownst to Rodriguez, both 

Jorge and Arturo were FBI informants. Id. 

In a recorded conversation in April 2012, Rodriguez told Arturo he wanted him to kill a person who had stolen $4 million from 

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his family. Id. Arturo agreed to do the job for $50,000 and asked 

Rodriguez for the target’s information. Id. Rodriguez gave Arturo 

Caldera’s name, his general address, and the make and model of his 

car. Id. At Arturo’s request, Rodriguez gave Arturo a gun he had 

obtained for the job and agreed to deliver a $25,000 advance for the 

hit. Rivera, 780 F.3d at 1089. 

Rodriguez later reported to Defendant that he had hired a 

hit man, who had agreed to do the job for $50,000 but wanted a 

$25,000 advance. Id. Defendant gave Rodriguez $25,000 in cash 

and told him he would pay the remaining $25,000 after the job was 

done. Id. Rodriguez subsequently gave the $25,000 to Arturo, at 

which point the FBI arrested Rodriguez. Id. Rodriguez immediately called his wife, Lucienne, told her he had been arrested, and 

asked her to call Defendant. Id. Lucienne contacted Defendant, 

who gave her money to hire a lawyer. Rivera, 780 F.3d at 1089. 

Within a few days, Rodriguez and Lucienne agreed to cooperate with the Government, after which time Lucienne wore a wire 

and recorded several conversations with Defendant. Id. In these 

conversations, Defendant agreed to give Lucienne $100,000 in exchange for her husband’s silence and for her delivery of a recording 

she claimed to have of a conversation between Defendant and Rodriguez concerning their arrangement for the hit. Id. at 1090. Defendant later gave Lucienne a $20,000 advance on the promised 

$100,000, after which the FBI arrested Defendant. Id. At the time 

of Defendant’s arrest, the FBI found papers in his truck showing 

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Caldera’s name, address, and license plate number, as well as Lucienne’s license plate number. Id.

Defendant was indicted in May 2012 on one count of conspiring to use and one count of using an interstate commerce facility to commit murder for hire, in violation of 18 U.S.C. § 1958. He 

was convicted of both counts in March 2013 after a ten-day jury 

trial. The district court sentenced Defendant to 120 months on the 

conspiracy count and 115 months on the murder for hire count, to 

be served consecutively and to be followed by three years of supervised release. 

This Court affirmed Defendant’s convictions on direct appeal, rejecting his arguments that: (1) Lucienne’s recorded remarks 

during her conversations with Defendant contained inadmissible 

hearsay, (2) Lucienne’s testimony about her understanding of her 

conversations with Defendant should have been excluded as improper witness opinions, and (3) the prosecutor engaged in prejudicial misconduct by interjecting his personal views of the evidence 

in closing argument and asking Defendant on cross-examination 

whether witnesses who had testified contrary to him “were lying.” 

See Rivera, 780 F.3d at 1092–1102. The Court acknowledged that 

the prosecutor’s “were they lying” questions were improper, but 

concluded any error was harmless because of the “abundant evidence presented at trial to support a conclusion that, beyond any 

reasonable doubt, Defendant was guilty” of the charged offenses. 

See id. at 1098. The Court described the evidence as “irrefutable” 

and “very damning.” Id. at 1097–98. 

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Defendant filed a timely pro se motion to vacate his convictions pursuant to 28 U.S.C. § 2255.1 In support of the motion, Defendant argued that his counsel provided ineffective assistance at 

trial by failing to: (1) obtain Defendant’s consent before stipulating 

to the interstate commerce element of his offense and contest that 

element, (2) object to the false testimony of Lucienne and impeach 

other Government witnesses who provided inconsistent testimony, and (3) move for a mistrial based on the prosecutor’s improper comments during cross-examination. Defendant also argued that his due process rights were violated when the prosecutor 

allowed its witnesses to present false testimony, withheld material 

evidence regarding the recorded conversations introduced at trial, 

and falsely suggested to the jury that Defendant had admitted giving Rodriguez $25,000.

The district court denied Defendant’s § 2255 motion. First, 

the court held that Defendant’s due process claims were procedurally defaulted because he did not raise them on direct appeal and 

he failed to establish cause and prejudice or actual innocence, as 

would be required to raise such claims for the first time on 

1 Defendant filed his initial § 2255 motion within the applicable one-year statute of limitations, but that motion was dismissed without prejudice for failure 

to comply with court orders. He filed an amended motion outside the oneyear period, but the district court held it was timely as to all claims that had 

been asserted in the initial motion. The court dismissed as untimely one claim 

that was asserted for the first time in the amended motion relating to the Government’s alleged failure to disclose that it had paid Lucienne for her testimony at trial.

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20-11628 Opinion of the Court 7

collateral review. As to his ineffective assistance claim regarding 

the interstate commerce issue, the court cited evidence showing 

that Defendant knowingly and voluntarily agreed to stipulate to 

the interstate commerce element, and it noted that there was ample evidence in the record to satisfy that element. Regarding counsel’s failure to object to Lucienne’s false testimony or seek a mistrial 

based on prosecutorial misconduct, the court held that Defendant’s 

claims concerning these issues had been rejected on direct appeal 

and thus could not support habeas relief. Finally, with respect to 

counsel’s failure to impeach Government witnesses, the court held 

Defendant could not show any prejudice given the “overwhelming 

evidence of [his] guilt.” 

The district court declined to issue Defendant a certificate of 

appealability (“COA”) to appeal its ruling on his § 2255 motion. 

Several days later, Defendant filed a pro se motion for the court to 

reconsider its ruling, but that motion was denied. Defendant then 

attempted to appeal to this Court, but the Court denied his request 

for a COA. 

In addition to his § 2255 motion, Defendant has filed numerous other motions seeking collateral review of his convictions. 

While his § 2255 motion was pending, Defendant filed a motion for 

a new trial or dismissal of his convictions pursuant to Rule 33 of 

the Federal Rules of Criminal Procedure. In support of his Rule 33 

motion, Defendant asserted various Brady violations concerning 

evidence of Felipe Caldera’s bank statements and due process violations resulting from the Government’s failure to correct allegedly 

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8 Opinion of the Court 20-11628

false testimony by its witnesses concerning Defendant’s agreement 

to pay Lucienne $100,000 to buy her husband’s silence and a “fake” 

recording of Defendant’s conversations with Rodriguez concerning the hit. The district court denied Defendant’s motion as untimely.2 Defendant filed a motion for the district court to reconsider its ruling on his Rule 33 motion, but the court denied it.

Shortly thereafter, Defendant filed two motions seeking an 

order directing his counsel, Christopher Lyons, to produce documents related to his criminal case. Defendant argued in these motions that he needed the documents to pursue his still-pending 

§ 2255 motion. The district court denied the motions, noting that 

Defendant’s criminal case had concluded over four years prior and 

that the appropriate forum for him to obtain the discovery he requested was in his § 2255 proceeding. Defendant appealed the 

court’s orders to this Court, but the appeal was dismissed for failure 

to prosecute.

After the district court denied his § 2255 motion, Defendant 

filed a motion under Rule 36 of the Federal Rules of Criminal Procedure to correct alleged errors in his indictment, the PSR, his conviction, and the sentencing transcript in his case. In support of the 

motion, Defendant argued that his indictment incorrectly charged 

2 As the district court noted, a Rule 33 motion based on newly discovered 

evidence must be filed within three years of the verdict and such a motion 

based on any other ground must be filed within 14 days of the verdict. See 

Fed. R. Crim. P. 33(b). The verdict in this case was entered in March 2013 and 

final judgment was entered against Defendant in June 2013, but he did not file 

his Rule 33 motion until December 2016.

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him with two separate offenses for the same crime, and that the 

PSR and sentencing transcript repeated the error. The district 

court denied Defendant’s motion, noting that Rule 36 provides for 

the correction of clerical errors in a criminal judgment or record 

but “may not be used to make a substantive alteration to a criminal 

sentence.” Because Defendant’s motion sought to substantively alter his sentence, the court held it was meritless. 

Defendant filed the motion at issue in this appeal in March 

2020. He styled the filing as a motion to set aside his conviction 

pursuant to Rule 60(d)(3) of the Federal Rules of Civil Procedure 

due to “fraud on the court.” In support of the motion, Defendant 

cited: (1) FBI agent Jeffrey Andresen’s allegedly false statements in 

a sworn affidavit supporting the charges against Defendant, including statements concerning Defendant giving Rodriguez information about Caldera, the phone number Defendant used to discuss the murder plot, and the date Rodriguez instructed his wife to 

cooperate with the Government, among other things, (2) the prosecutor’s alleged misstatements to the jury concerning the interstate 

commerce element of the offense and a May 2012 phone call implicating Defendant in the murder plot, and (3) defense attorney Lyons’s false representation that the interstate commerce element of 

the offense was satisfied. According to Defendant, these statements revealed a calculated scheme by the FBI, the prosecutor, and 

his defense attorney to defraud the court, which warranted setting 

aside his conviction pursuant to Rule 60(d)(3) of the Federal Rules 

of Civil Procedure. 

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The district court construed Defendant’s filing as a motion 

for relief under Rule 60(b) of the Federal Rules of Civil Procedure, 

and denied it as untimely. As the court noted, Rule 60(b) requires 

that motions seeking relief under that provision be made “no more 

than a year after the entry of the judgment or order or the date of

the proceeding.” Final judgment was entered against Defendant in 

June 2013, well more than a year before he filed his present Rule 60 

motion. The court observed further that Defendant’s judgment 

was affirmed in April 2015 and his § 2255 motion was denied in May 

2018, both of which decisions also occurred over a year prior to 

when he filed his Rule 60 motion. 

Defendant moved for reconsideration, pointing out that he 

filed his motion under Rule 60(d)(3), rather than under Rule 60(b) 

as the district court assumed. According to Defendant, the oneyear time limit did not apply to Rule 60(d)(3) motions, and the 

court thus erred by denying his motion as untimely.

The court denied Defendant’s motion for reconsideration.

Although it acknowledged that a judgment can be set aside under 

Rule 60(d)(3) for fraud on the court at any time, it stated that establishing fraud on the court under that provision is significantly more 

difficult than showing fraud or misconduct under Rule 60(b). Specifically, Rule 60(d)(3) is only available in cases involving “egregious misconduct, such as bribery of a judge or members of a jury” 

and only to prevent “a grave miscarriage of justice.” Further, it 

requires “clear and convincing evidence” of fraud. The court held 

that Defendant had not even alleged conduct sufficient to meet the 

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governing standard, much less proven it by clear and convincing 

evidence. Accordingly, the court denied Defendant’s Rule 60(d)(3) 

motion on the merits.

Defendant appealed. In his appellate brief, Defendant for 

the most part rehashes the arguments he has made in prior filings, 

including his direct appeal, his § 2255 proceeding, and other postconviction motions. For example, Defendant argues that his convictions should be vacated because the Government obtained the 

convictions via fabricated evidence and false testimony, particularly Lucienne’s testimony concerning her discussions with Defendant about his agreement to pay $100,000 for her husband’s silence and to recover a “fake” recording of Defendant’s conversations with Rodriguez. As additional grounds for vacating his convictions, Defendant relies on other previously asserted arguments, 

including that: (1) his counsel failed to contest the interstate commerce element of his offense, (2) FBI agent Andresen made false 

statements in an affidavit supporting the charges against Defendant, and (3) the prosecutor misstated Lucienne’s testimony and 

falsely represented that Defendant had stipulated to the interstate 

commerce element in closing arguments.

For the reasons discussed below, we conclude that the district court lacked jurisdiction to grant the relief Defendant requested in his motion, whether we construe it as arising under Rule 

60(d)(3) of the Federal Rules of Civil Procedure or as a second or 

successive § 2255 motion for habeas relief. Accordingly, we vacate 

the court’s order denying Defendant’s Rule 60(d)(3) motion and 

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remand the case so the motion can be dismissed for lack of jurisdiction. 

DISCUSSION

Defendant’s motion seeks relief from his criminal convictions pursuant to Rule 60 of the Federal Rules of Civil Procedure. 

Federal Rule of Civil Procedure 60 provides for relief from a final 

civil judgment or order under certain circumstances. See Fed. R. 

Civ. P. 60. For example, Rule 60(b) states that a party may be relieved from a final judgment or order based on mistake or excusable neglect, newly discovered evidence that could not have been 

discovered earlier, or fraud or misconduct by an opposing party, 

among other reasons. Fed. R. Civ. P. 60(b). 

The provision Defendant seeks to invoke in his motion, Rule 

60(d)(3), allows a court to set aside a judgment for “fraud on the 

court.” Fed. R. Civ. P. 60(d)(3). The district court decided Defendant’s Rule 60(d)(3) motion on the merits, denying the motion after 

concluding that Defendant had not alleged and could not satisfy 

the demanding standard for establishing fraud on the court sufficient to warrant vacating a judgment under that rule. See Booker v. 

Dugger, 825 F.2d 281, 283 (11th Cir. 1987) (“Where relief from a 

judgment is sought for fraud on the court, the fraud must be established by clear and convincing evidence.”); Rozier v. Ford Motor Co., 

573 F.2d 1332, 1338 (5th Cir. 1978) (“[O]nly the most egregious misconduct, such as bribery of a judge or members of a jury, or the 

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fabrication of evidence by a party in which an attorney is implicated, will constitute a fraud on the court.”).3

We do not reach the merits of Defendant’s Rule 60(d)(3) motion on appeal, because we conclude that the district court lacked 

jurisdiction to rule on the motion. “Because we are a court of limited jurisdiction, adjudicating an appeal without jurisdiction would 

offend fundamental principles of separation of powers.” In re Esteva, 60 F.4th 664, 671 (11th Cir. 2023) (alterations adopted and quotation marks omitted). As such, “we are obligated to inquire into 

subject matter jurisdiction . . . whenever it may be lacking.” Id. at 

670 (quotation marks omitted). Subject matter jurisdiction is an 

issue we review de novo. Id. 

In his motion, Defendant asks the district court to vacate his 

convictions. Federal courts do not have jurisdiction to modify a 

criminal conviction except as “expressly authorized by statute” or 

applicable federal rule. United States v. McCoy, 88 F.4th 908, 912 

(11th Cir. 2023) (citing 18 U.S.C. § 3582(c)). See also United States v. 

Phillips, 597 F.3d 1190, 1196–97 (11th Cir. 2010) (noting that a district court has “no inherent authority” to modify a criminal sentence (quotation marks omitted)). Defendant relies on Federal 

Rule of Civil Procedure 60(d)(3) as the purported authority for vacating his convictions, but that rule does not apply in criminal 

cases. See United States v. Fair, 326 F.3d 1317, 1318 (11th Cir. 2003). 

3 This Court has adopted as binding precedent the decisions of the former 

Fifth Circuit Court of Appeals rendered prior to October 1, 1981. Bonner v. 

City of Prichard, 661 F.2d 1206, 1207 (11th Cir. 1981).

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Rule 1 of the Federal Rules of Civil Procedure, which defines the 

scope and purpose of those rules, clearly states that the rules “govern the procedure in all civil actions and proceedings in the United 

States district courts.” Fed. R. Civ. P. 1 (emphasis added). See also 

United States v. Mosavi, 138 F.3d 1365, 1366 (11th Cir. 1998) (noting 

that the Federal Rules of Civil Procedure “unambiguously” limit 

their application to “suits of a civil nature” (quotation marks omitted)). As such, this Court has explained that “Rule 60(b) simply 

does not provide for relief from judgment in a criminal case.” Fair, 

326 F.3d at 1318 (quotation marks omitted). Neither does Rule 

60(d)(3), and for the same reason.4

 

The statutory basis for the relief Defendant seeks in his motion is in fact found in 28 U.S.C. § 2255. See 28 U.S.C. § 2255(a) 

(setting out the procedure to collaterally attack a federal sentence). 

We are empowered to liberally construe Defendant’s pro se Rule 

60(d)(3) motion, and determine whether it is cognizable under 

§ 2255. See United States v. Holt, 417 F.3d 1172, 1175 (11th Cir. 2005). 

However, even if we construe Defendant’s Rule 60(d)(3) motion as 

4 Defendant may have been confused, when he filed the instant motion under 

Federal Rule of Civil Procedure 60(d)(3), by the procedures applicable in a 

criminal case as opposed to the procedures applicable in a § 2255 habeas case. 

The Federal Rules of Civil Procedure “may be applied, when appropriate” in

§ 2255 cases “to the extent they are not inconsistent” with the Antiterrorism 

and Effective Death Penalty Act (“AEDPA”) and other rules specific to § 2255 

proceedings. Gonzalez v. Sec’y for the Dep’t of Corr., 366 F.3d 1253, 1269–70 (11th 

Cir. 2004) (quotation marks omitted). Criminal cases, on the other hand, are 

governed by the Federal Rules of Criminal Procedure. 

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a § 2255 motion, we still conclude that the district court was without jurisdiction to rule on the motion. 

As discussed, Defendant has already filed a § 2255 motion, 

which was denied on the merits. There are “strict limits” on filing 

a second § 2255 motion, and those limits operate as a jurisdictional 

bar. See Jones v. United States, 82 F.4th 1039, 1043 (11th Cir. 2023) 

(citing 28 U.S.C. § 2255(h)(2)). Specifically, a defendant seeking to 

file a second or successive § 2255 motion must apply to the appropriate court of appeals for an order authorizing such a motion and 

certifying that it is based on one of the grounds specified in 

§ 2255(h). See 28 U.S.C. § 2255(h). Failure to obtain the required 

authorization deprives the district court of jurisdiction to consider 

the motion. See Jones, 82 F.4th at 1048. Defendant failed to obtain 

the required authorization here. Thus, even if Defendant had correctly styled his motion as arising under § 2255, the district court 

lacked jurisdiction to consider it. 

In short, the district court did not have jurisdiction over the 

claim asserted by Defendant in his Rule 60(d)(3) motion, and thus 

did not have the power to deny the claim on the merits. See United 

States v. Pearson, 940 F.3d 1210, 1216 (11th Cir. 2019). Accordingly, 

we do not decide whether the district court’s ruling on the merits 

was correct, but rather vacate the ruling and remand the case so 

the district court can dismiss the motion for lack of jurisdiction. 

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CONCLUSION

For the foregoing reasons, we VACATE the district court’s 

order denying Defendant’s Rule 60(d)(3) motion and we REMAND

the case so the motion can be dismissed for lack of jurisdiction. 

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