UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 10-Q/AAmendment No. 1

  (Mark One)

|     |                                                                                    |
|----------|-----------------------------------------------------------------------------------------|
| ☑ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |

 

For the quarterly period ended September 30, 2015

 

OR

 

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|----------|------------------------------------------------------------------------------------------|
| ☐ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |

 

For the transition period from             to             

 

Commission file number 1-13677

MID PENN BANCORP, INC.

(Exact Name of Registrant as Specified in its Charter)

  

|                                                                        |   |                                                 |
|-----------------------------------------------------------------------------|--------|------------------------------------------------------|
|                                                                        |   |                                                 |
| Pennsylvania                                                                |   | 25-1666413                                           |
| (State or Other Jurisdiction of 

Incorporation or Organization)  |   | (I.R.S. Employer 

Identification Number)  |
|                                                                        |   |
| 349 Union Street

Millersburg, Pennsylvania                                 |   | 17061                                                |
| (Address of Principal Executive Offices)                               |   | (Zip Code)                                      |

 

Registrant’s telephone number, including area code 1.866.642.7736

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  ☑    No   ☐

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes   ☑    No   ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “large accelerated filer”, “accelerated filer”, and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check One).

Large accelerated filer   ☐     Accelerated Filer   ☐     Non-accelerated Filer  ☐      Smaller Reporting Company  ☑

 

Indicated by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).    Yes   ☐     No   ☑

 

As of November 13, 2015, the registrant had 4,225,720 shares of common stock outstanding.

 

 

			 		

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EXPLANATORY NOTE

 

Mid Penn Bancorp, Inc. is filing this Amendment No. 1 on Form 10-Q/A (this “Amendment”) to its Quarterly Report on Form 10-Q for the period ended September 30, 2015 as filed with the Securities and Exchange Commission on November 13, 2015 (the “Original Filing”) to refile Exhibits 31.1, 31.2, and 32 thereto, which were inadvertently filed within the body of the Original Filing. 

 

This Amendment does not update any disclosures to reflect developments since the filing date of the Original Filing.  No other changes have been made to the Original Filing, and this Amendment does not amend, update or change the financial statements or disclosures in the Original Filing, except as described above.

 

 

 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

|   |                                 |   |
|--------|--------------------------------------|--------|
|   |                                 |
|   | Mid Penn Bancorp, Inc.

(Registrant) |   |
|   |                                 |   |
|   |                                 |   |
| By:    | /s/ Edward P. Williams               |   |
|   | Edward P. Williams                   |   |
|   | Interim Principal Financial Officer  |   |
|   |                                 |   |
| Date:  | November 13, 2015                    |   |

 

 

 

 

 

INDEX TO EXHIBITS

 

The following is a list of all exhibits filed as part of this Amendment.

 

|   |                                                                                                                                                                       |
|--------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|   |
|   |                                                                                                                                                                       |
| Number | Description                                                                                                                                                                |
|   |                                                                                                                                                                       |
|   |                                                                                                                                                                       |
| 31.1   | Certification of Principal Executive Officer Pursuant to Exchange Act Rules 13a-14(a)/15d-14(a) as added by Section 302 of the Sarbanes-Oxley Act of 2002.                 |
|   |                                                                                                                                                                       |
| 31.2   | Certification of Principal Financial Officer Pursuant to Exchange Act Rules 13a-14(a)/15d-14(a) as added by Section 302 of the Sarbanes-Oxley Act of 2002.                 |
|   |                                                                                                                                                                       |
| 32     | Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350 as added by Section 906 of the Sarbanes-Oxley Act of 2002. |

 

 

 

 

 

 

 

 

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