THE STATE OF SOUTH CAROLINA 

In The Supreme Court 

In the Bennett Joseph Schiller, III, Respondent. 

Appellate Case No. 2017-001645 

Opinion No. 27753 

Submitted October 24, 2017 – Filed November 22, 2017 

PUBLIC REPRIMAND 

Lesley M. Coggiola, Disciplinary Counsel, and Julie K. 

Martino, Assistant Disciplinary Counsel, both of 

Columbia, for Office of Disciplinary Counsel. 

Thomas A. Pendarvis, of Pendarvis Law Offices, PC, of 

Beaufort, for Respondent. 

PER CURIAM: In this attorney disciplinary matter, respondent and the Office 

of Disciplinary Counsel have entered into an Agreement for Discipline by Consent 

(Agreement) pursuant to Rule 21 of the Rules for Lawyer Disciplinary 

Enforcement (RLDE) contained in Rule 413 of the South Carolina Appellate Court 

Rules (SCACR). In the Agreement, respondent admits misconduct and consents to 

a public reprimand. We accept the Agreement and issue a public reprimand. The 

facts, as set forth in the Agreement, are as follows. 

Facts 

Co-counsel was retained by Client, a North Carolina resident, to represent him

with regards to a motor vehicle accident that occurred in North Carolina. Cocounsel subsequently associated respondent on the case. Neither co-counsel nor 

respondent were admitted to practice law in North Carolina. 

Client signed two fee agreements. The first agreement was a fee agreement stating 
 

 

the attorneys' fee was 33% of any recovery and that if there was no recovery, 

Client would be responsible for "all actual expenses." The agreement did not 

specify whether the attorneys' fee would be calculated before or after litigation and 

other expenses were deducted. Although respondent asserted he and his cocounsel explained to Client how funds would be distributed under the agreement, 

respondent admits that the failure to document in writing whether litigation and 

other expenses are to be deducted before or after a contingent fee is calculated is a 

violation of Rule 1.5(c) of the North Carolina Revised Rules of Professional 

Conduct.1

After recovering the policy limit of $30,000 from the at-fault driver's insurance 

carrier, respondent and co-counsel pursued recovery under Client's underinsured 

motorist (UIM) policy. That carrier tendered $220,000 to respondent and cocounsel, which represented the policy limit of $250,000 minus a set-off of $30,000 

based on the payment by the at-fault driver's carrier. 

Client refused to accept the funds due to a disagreement over the disbursement 

statement, specifically, the disbursement of attorneys' fees. Client informed 

respondent and co-counsel he was terminating the "fee contract," as he believed the 

fees were unreasonable and he did not understand there were other fee agreement 

options. Client also stated he did not understand from the fee agreement that 

respondent and co-counsel could place a lien on the insurance proceeds for the 

amount of the attorneys' fees owed. 

Thereafter, respondent sent letters to Client's UIM carrier informing the carrier that 

he and co-counsel had a lien on the $220,000 for their one-third contingency fee. 

In one of the letters, respondent directed the carrier not to discuss the matter with 

Client or Client's brother without the consent of respondent or co-counsel. 

Subsequently, Client left a voice message with the carrier notifying the carrier that 

he had terminated respondent and co-counsel. Client also sent a letter to 

respondent and co-counsel asking them to notify the carrier that they were no 

longer representing Client. 

The carrier sent a letter to respondent informing him Client had notified the carrier 

that he had discharged respondent and co-counsel. The carrier requested 

respondent contact Client about the outstanding claim. Three weeks later, and over 

1

 Pursuant to Rule 8.5(b)(2) of the South Carolina Rules of Professional Conduct, Rule 407, 

SCACR, because the predominant effect of the conduct at issue was in North Carolina, the North 

Carolina Revised Rules of Professional Conduct apply. 
 

a month after Client requested such action, respondent and co-counsel notified the 

carrier they were no longer representing Client and returned the insurance proceeds 

to the carrier. 

Client alleged respondent and co-counsel failed to withdraw as counsel after he 

terminated the fee agreement and that they failed to inform the UIM carrier they 

were no longer representing Client after he requested they do so. Respondent 

admits his failure to withdraw from representation after multiple communications 

from Client requesting respondent and co-counsel cease representation violated 

Rule 1.16(a)(3) of the North Carolina Revised Rules of Professional Conduct. 

Finally, Client alleged respondent and co-counsel forged Client's signature on a 

document entitled "Settlement Agreement and Covenant Not to Enforce Judgment 

- North Carolina." Client stated he had never seen the document but it had a 

signature purporting to be his that was witnessed by respondent and notarized by 

respondent's paralegal. 

Respondent and co-counsel explained they discussed with Client the possibility of 

pursuing the at-fault driver's personal assets but Client understood the only way to 

secure payment more quickly was to accept the limits of the driver's insurance 

policy by way of a covenant not to execute and accept the limits of the UIM 

coverage on a policy release. Respondent and co-counsel stated Client understood 

the difficulty of recovering from the driver's personal assets and therefore agreed to 

accept the insurance limits. Respondent and co-counsel stated they explained the 

settlement agreement and disbursement from the driver's carrier to Client and 

asked him to come to the office and sign the covenant not to execute and the check 

issued by the carrier. According to respondent and co-counsel, Client directed 

them to sign the items for him and send him the check.2 Respondent signed the 

covenant not to execute, witnessed it himself, and had his paralegal notarize it. 

The document stated the person signing was affirming he had carefully read the 

document, understood its contents, and was signing it as his own free act. The

cover letter respondent sent to Client along with the check did not reference the 

covenant not to execute or indicate a copy was enclosed. 

Respondent admits the covenant not to execute was falsely witnessed and notarized 

and that he did not provide a copy to Client. Respondent states the document was 

2

 Respondent provided documents to support his position that Client gave him permission to sign 

Client's name, but the documents are not contemporaneous with the signing and notarizing of the 

documents. 
not relied on by the at-fault driver's insurance carrier because Client refused to sign 

the settlement agreement. 

Respondent admits his actions with regard to the covenant not to execute were

improper and in violation of the following North Carolina Revised Rules of 

Professional Conduct: Rule 4.1 (a lawyer shall not knowingly make a false 

statement of material fact or law to a third person); Rule 5.3(b) (a lawyer with 

supervisory authority over a nonlawyer shall make efforts to ensure the 

nonlawyer's conduct is compatible with the professional obligations of the lawyer); 

Rule 5.3(c)(1) (a lawyer is responsible for the conduct of a nonlawyer who 

commits a violation of the Rules of Professional Conduct when the lawyer orders 

or ratifies such conduct); and Rule 8.4(d) (it is professional misconduct to engage 

in conduct that is prejudicial to the administration of justice). 

Law 

Respondent admits that by his conduct he has violated the above provisions of the 

North Carolina Revised Rules of Professional Conduct. He also admits the 

violations constitute grounds for discipline under Rule 7(a)(2) of the South 

Carolina Rules for Lawyer Disciplinary Enforcement, Rule 413, SCACR. 

Conclusion 

We find respondent's misconduct warrants a public reprimand. Accordingly, we 

accept the Agreement and publicly reprimand respondent for his misconduct. In 

addition, as set forth in the Agreement, respondent shall (1) complete the Legal 

Ethics and Practice Program Ethics School and a notary public class within one 

year of being disciplined; (2) require all notary publics in his office to attend a 

notary public class within the same time period, to maintain records of attendance, 

and to sign a statement that they have read and will abide by the South Carolina 

Notary Public Reference Manual; and (3) pay the costs incurred in the 

investigation of this matter by ODC and the Commission on Lawyer Conduct 

within thirty days of the date of this opinion. 

PUBLIC REPRIMAND. 

BEATTY, C.J., KITTREDGE, HEARN, FEW and JAMES, JJ., concur.