# Patent

## Title
Compositions comprising supercritical carbon dioxide and metallic compounds

## Abstract

Methods of increasing the solubility of a base in supercritical carbon dioxide include forming a complex of a Lewis acid and the base, and dissolving the complex in supercritical carbon dioxide. The Lewis acid is soluble in supercritical carbon dioxide, and the base is substantially insoluble in supercritical carbon dioxide. Methods for increasing the solubility of water in supercritical carbon dioxide include dissolving an acid or a base in supercritical carbon dioxide to form a solution and dissolving water in the solution. The acid or the base is formulated to interact with water to solubilize the water in the supercritical carbon dioxide. Some compositions include supercritical carbon dioxide, a hydrolysable metallic compound, and at least one of an acid and a base. Some compositions include an alkoxide and at least one of an acid and a base.

## Background
CROSS-REFERENCE TO RELATED APPLICATION
This application is a divisional of U.S. patent application Ser. No. 11/075,771, filed Mar. 9, 2005, now U.S. Pat. No.8,241,708, issued Aug. 14, 2012, the disclosure of which is hereby incorporated herein by this reference in its entirety.


BACKGROUND
Insulator oxide films, particularly silicon oxide films, have conventionally been made by methods such as thermal oxidation of silicon, physical vapor deposition and chemical vapor deposition, most typically chemical vapor deposition. However, chemical vapor deposition requires high temperatures, e.g., above 300° C., even with the aid of a plasma. Newer, lower temperature techniques, known as Chemical Fluid Deposition (CFD), are based on chemical deposition of the oxide films from a supercritical fluid solution have been developed.
U.S. Pat. No. 4,970,093 describes a method for depositing a film of a desired material on a substrate comprising dissolving at least one reagent in a supercritical fluid comprising at least one solvent. Either the reagent is capable of reacting with, or is a precursor of, a compound capable of reacting with the solvent to form the desired product, or at least one additional reagent is included in the supercritical solution and is capable of reacting with, or is a precursor of, a compound capable of reacting with the first reagent or with a compound derived from the first reagent to form the desired material. The supercritical solution is expanded to produce a vapor or aerosol and a chemical reaction is induced in the vapor or aerosol so that a film of the desired material resulting from the chemical reaction is deposited on the substrate surface. In an alternate embodiment, the supercritical solution containing at least one reagent is expanded to produce a vapor or aerosol which is then mixed with a gas containing at least one additional reagent. A chemical reaction is induced in the resulting mixture so that a film of the desired material is deposited.
U.S. Pat. No. 5,789,027 describes methods for depositing a film of material on the surface of a substrate by i) dissolving a precursor of the material into a supercritical or near-supercritical solvent to form a supercritical or near-supercritical solution; ii) exposing the substrate to the solution, under conditions at which the precursor is stable in the solution; and iii) mixing a reaction reagent into the solution under conditions that initiate a chemical reaction involving the precursor, thereby depositing the material onto the solid substrate, while maintaining supercritical or near-supercritical conditions. The invention also includes similar methods for depositing material particles into porous solids, and films of materials on substrates or porous solids having material particles deposited in them.
U.S. Pat. No. 6,541,278 describes a semiconductor substrate that is placed within a housing. By supplying organometallic complexes and carbon dioxide in a supercritical state into the housing, a BST thin film is formed on a platinum thin film, while at the same time, carbon compounds, which are produced when the BST thin film is formed are removed. The solubility of carbon compounds in the supercritical carbon dioxide is very high, and yet the viscosity of the supercritical carbon dioxide is low. Accordingly, the carbon compounds are removable efficiently from the BST thin film. An oxide or nitride film may also be formed by performing oxidation or nitriding at a low temperature using water in a supercritical or subcritical state, for example.
U.S. Pat. No. 6,716,663 describes a method wherein a semiconductor substrate is placed within a housing. By supplying organometallic complexes and carbon dioxide in a supercritical state into the housing, a BST thin film is formed on a platinum thin film, while at the same time, carbon compounds, which are produced when the BST thin film is formed, are removed. The solubility of carbon compounds in the supercritical carbon dioxide is very high, and yet the viscosity of the supercritical carbon dioxide is low. Accordingly, the carbon compounds are removable efficiently from the BST thin film. An oxide or nitride film may also be formed by performing oxidation or nitriding at a low temperature using water in a supercritical or subcritical state, for example.
Although these methods of chemical deposition form supercritical fluid solutions provide advantages over conventional deposition techniques, they can still be improved. In particular, faster reaction/deposition rates are desired. Also, providing a broader array of precursors and reagents would also be advantageous.
BRIEF SUMMARY OF THE INVENTION
A hallmark of the present invention is the rapid deposition of oxide formations via acid or base catalyzed CFD processes.
In one embodiment, the invention is a method for forming an insulating structure, the method comprising hydrolyzing an alkoxide in a supercritical fluid in the presence of an acid catalyst or a base catalyst such that an insulating oxide material is deposited from the supercritical fluid to form the insulating structure.
Another embodiment of the invention is a composition comprising a solution of an alkoxide and either an acid or a base in supercritical carbon dioxide.
A further embodiment of the invention is a method of forming a material having a high dielectric content, the method comprising the steps of forming a solution of a hydrolysable alkoxide and a catalyst, the catalyst comprising an acid or a base, in supercritical carbon dioxide; and, reacting the hydrolysable alkoxide with water to deposit an oxide having a dielectric constant at least about 10.
Another embodiment of the invention is a method of producing an insulating film, the method comprising forming a solution of a hydrolysable alkoxide and a catalyst, the catalyst comprising an acid or a base, in supercritical carbon dioxide; contacting a substrate with the supercritical carbon dioxide solution; and, reacting the hydrolysable alkoxide with water to deposit a film of an oxide having a dielectric constant at least equal to silicon dioxide.
Yet another embodiment is a method for producing fine structures of an insulating material, the method comprising forming a solution of a hydrolysable alkoxide and a catalyst, the catalyst comprising an acid or a base, in supercritical carbon dioxide; contacting a substrate with the supercritical carbon dioxide solution, wherein the substrate comprises structures having high aspect ratios of at least 5; and, reacting the hydrolysable alkoxide with water to deposit an oxide having a dielectric constant at least equal to silicon dioxide, wherein the oxide fills the high aspect ratio structures.
In a further embodiment, the invention is a method of increasing the solubility of acids in supercritical carbon dioxide, the method comprising combining supercritical carbon dioxide, a Lewis base that is soluble in supercritical carbon dioxide, and an acid that is substantially insoluble in supercritical carbon dioxide such that the Lewis base and the acid form a complex that is soluble in supercritical carbon dioxide.
Another embodiment is a method of increasing the solubility of bases in supercritical carbon dioxide, the method comprising combining supercritical carbon dioxide, a Lewis acid that is soluble in supercritical carbon dioxide, and a base that is substantially insoluble in supercritical carbon dioxide such that the Lewis acid and the base form a complex that is soluble in supercritical carbon dioxide.
Yet another embodiment is a method for increasing the solubility of water in supercritical carbon dioxide, the method comprising combining supercritical carbon dioxide with an acid or base, wherein the acid or base is soluble, or solubilizable, in supercritical carbon dioxide and the acid or base interacts with water to solubilize the water in the supercritical carbon dioxide.
Still yet another embodiment is a method of forming a material having a low dielectric content, the method comprising the steps of forming a solution of a hydrolysable alkoxide and a catalyst, the catalyst comprising an acid or a base, in supercritical carbon dioxide, and reacting the hydrolysable alkoxide with water to deposit an oxide having a dielectric constant less than about 3.
Various other features, objects and advantages of the present invention will be made apparent from the following detailed description and the drawings.



BRIEF DESCRIPTION OF THE DRAWINGS
In the following detailed description, references made to the accompanying drawings that form a part hereof, and in which is shown by way of illustration specific embodiments in which the invention may be practiced. These embodiments are described in sufficient detail to enable those skilled in the art to practice the invention, and it is to be understood that other embodiments may be utilized and that structural, logical and electrical changes may be made without departing from the spirit and scope of the present invention.
FIGS. 1A-1D show SEM images of a silicon dioxide film formed by a method of this invention.



DETAILED DESCRIPTION OF THE INVENTION
This invention is an improved method of conducting chemical reactions in supercritical, or near supercritical, carbon dioxide (SCD). In one preferred embodiment, the invention is a method for producing metal or semi-metal oxide deposits by hydrolysis of at least one hydrolysable precursor in supercritical carbon dioxide (SCD). Specifically, the hydrolysis reaction can be catalyzed by the presence of either an acid or a base.
The hydrolysable precursor is a typically a hydrolysable metallic compound. As used herein, the terms “metal” and “metallic” are to be construed broadly to encompass metals, the semi-metals (also known as metalloids) and phosphorus. The semi-metals are typically considered to be boron, silicon, germanium, arsenic, antimony, tellurium, and polonium.
The hydrolysable metallic compound precursor must be soluble or partially soluble in supercritical carbon dioxide (SCD). Unlike a normal fluid solvent, SCD has virtually no surface tension. As such, SCD is freely miscible with all gases because of the mutual lack of surface tension. Therefore, the teams “solubility” and “soluble” are used in the broadest sense to mean the ability or tendency of one substance to blend uniformly with another and the term “solution” is used to designate both true solutions (i.e., solids dissolved in a solvent) and uniform mixtures of miscible fluids. The SCD may include one or more co-solvents such as an alcohol (e.g., methanol, ethanol, etc.) or other semi-polar solvent (e.g., acetone) added to further aid in dissolution of the metal alkoxide, metal complex or salt. Additionally, this method could be applicable to reverse micelle structures that contain a CO2 immiscible solvent that is the carrier for one or more of the reactants. Some typical surfactants for a reverse micelle in SCD are bis-(2-ethylhexyl)sulfosuccinate (AOT), Zonyl FSJ (contains one or more fluoroalkylphosphate ester salt), and poly(1,1,-dihydroperfluoro octyl acrylate)-b-poly (ethylene oxide) and others in review article: Helen M. Woods, Marta M. C. G. Silva, Cecile Nouvel, Kenin M. Shakesheff and Stven M. Howdle, Materials processing in supercritical carbon dioxide: surfactants, polymers and biomaterials, J. Mater. Chem., 2004, 14 (11), 1663-1678.
Generally, the hydrolysable metallic compounds known from the field of Sol-Gel chemistry should be appropriate for use in this inventive method under the right processing conditions. Examples of such compounds are:
1) Metal alkoxide with the structure M(OR)n such as ethoxides (OEt), propoxides (OPr), butoxides (OBu), etc., and associated oligomers species [M(OR)n]m, where M is at least one metal atom, R is any alkyl group and may be the same or different each occurrence, and m and n are constants that are determined as needed to balance the electronic charge. Preferably, M is at least one of silicon, boron, hafnium, aluminum, phosphorus, zirconium, titanium, barium, lanthanum, or yttrium. Typically, R is a methyl, ethyl, propyl, or butyl group. A non-limiting list of suitable metallic alkoxides includes silicon tetra alkoxy compounds (such as tetraethyl orthosilicate (TEOS), tetramethoxysilane (TMOS), tetrapropoxysilane (TPOS), and tetrabutyloxysilane (TBOS)), hafnium tert-butoxide, aluminum ethoxide and aluminum isopropoxide. These and other metallic alkoxides are commercially available, such as from Gelest, Inc. More than one metallic alkoxide precursor may be used when a complex oxide, e.g., BST, is to be deposited. M-O-M linkages can exist in these materials, as well. Included are reaction products of metal alkoxides with organic hydroxy compounds such as alcohols, silanols R3SiOH, glycols OH(CH2)nOH, carboxylic and hydroxycarboxylic acids, hydroxyl surfactants etc.
2) Metal carboxylates M(O2COR)n, and carboxylate oligomers and polymers [M(O2CR)n]m, as well as hydrates thereof, where M is at least one metal atom, R is any alkyl group and may be the same or different each occurrence, and m (m stands for the degree of association or molecular complexity or nuclearity) and n are constants that are determined as needed to balance the electronic charge.
3) Metal β-diketonates [M(RCOCHCOR′)n] and oligomeric and polymeric materials [M(RCOCHCOR′)n], as well as adducts M(β-diketonates)nLx where M is at least one metal atom, R and Ŕ are any alkyl group and may be the same or different each occurrence, n is a constant determined as needed to balance the electronic charge, and L usually has a nitrogen or oxygen donor sites such as water, alcohols, ethers, amines, etc.
4) Metal alkoxide derived heteroleptic species (i.e., species with different types of ligands) such as M(OR)n−xZx (Z=β-diketonates or O2CR), where M is at least one metal atom, R is any alkyl group and may be the same or different each occurrence, and m and x are constants that are determined as needed to balance the electronic charge.
5) ORganically MOdified SILanes (ORMOSILS) of general formula (RO)4−xSiZx where R is any alkyl group, Z is another functional (e.g., acrylate, epoxide, vinyl, etc.) or non-functional alkyl group forming a stable Si—C bond, and x is a constant chosen to balance electronic charge.
6) Heterometallic precursors (MxMy′, Mx,My′Mz′′) with such forms as, but not limited to MxM′y(OR)n, where M, M′ and M′′ are different metal atoms, R is any alkyl group and may be the same or different each occurrence, and n, x, y, and z are constants that are determined as needed to balance the electronic charge.
7) Metal salts, halides MXn, chlorates, hypochlorites, nitrates, nitrites, phosphates, phosphites, sulfates, sulfites, etc., where M is a metal atom, X is a halide atom and n is a constant determined as needed to balance the electronic charge.
Non-hydrolytic condensation reactions are also possible with these Sol-Gel materials. Building-up of the M-O-M network can also be achieved by condensation reactions between species with different ligands. Metal alkoxides and carboxylates (elimination of ester, equation 1), metal halides MXn and alkoxides (formation of alkylhalide—equation 2) or elimination of dialkylether (equation 3) as the source of the oxo ligand are examples.

M(OR)n+M′(O2CR′)n-->(OR)n−1M-O-M′(O2CR′)n−1+RCO2R   (1)

M(OR)n+M′Xb-->(OR)n−1M-O-M′Xn−1+RX   (2)

M[OSi(OR)3]n-->MOn/2+SiO2+R2O under applied heat   (3)

Metal alkoxides can also be used as precursors of non-oxide materials. For instance, fluorinated alkoxides M(ORf)n (Rf═CH(CF3)2, C6F5, . . . ) can decompose upon heating to give the base metal. Metal fluorides may result from these precursors depending on thermal treatment. The reactivity of the M-OR bond also provides ascention to phosphatessulfides or oxysulfides materials.
The hydrolysable metallic alkoxide precursors are selected so that they yield the desired metallic oxide material. The metallic oxide materials may have high k values (dielectric constant), baseline values, or low k values. The high k value materials deposited by the hydrolysis reactions have k values at least equal to about 10. Typical of such high k value materials arc typically oxides, such as, for example, Ba—Sr—Ti—O (BST), Pb—Zr—Ti—O (PZT), and certain low atomic number metal oxides or mixed metal oxides, such as titanium oxide, hafnium oxide, zirconium oxide, aluminum oxide or hafnium-aluminum oxide. Silicon dioxide is generally considered the baseline material having a k value of around 4. Other baseline materials include boron phosphosilicate glass (BPSG) and phosphosilicate glass (PSG). Low k value materials (k less than about 3) can be derived from these materials by incorporating fluorine and/or carbon and/or porosity. Other low k value materials possible by this invention are hybrid inorganic-organic glasses that incorporate metal-organic bonds into the material. Representative of such hybrid glasses are organically modified silicate (Ormosil), organically modified ceramic (Ormocer), and silicon silsesquioxane materials.
The catalysts are acids or bases that are either soluble in supercritical carbon dioxide or are soluble when part of a Lewis acid-Lewis base complex. Suitable acids include organic acids, such as acetic acid, formic acid, and citric acid, as well as inorganic acids such as hydrofluoric acid (gaseous at the critical temperature of SCD), hydrochloric acid, nitric acid, sulfuric acid, and phosphoric acid. Many organic acids, and hydrofluoric acid, are soluble in supercritical carbon dioxide. Likewise, chlorine and bromine are gaseous at the critical temperature of SCD and form acids in contact with water). In contrast, many inorganic acids, especially strong inorganic acids, are not normally soluble in supercritical carbon dioxide. Such SCD-insoluble acids can form SCD-soluble complexes with SCD-soluble Lewis Bases. A particularly useful Lewis Base for forming these SCD-soluble complexes is tributyl phosphate. Tributyl phosphate is highly soluble in SCD and the inventors believe that the phosphate group can attach to acids, such as nitric acid or HCl, to increase the solubility of the acid by orders of magnitude. Suitable bases include ammonia, organic amines, pyridine or substituted pyridine, and fluoroamines. Strong inorganic bases, such as hydroxides, e.g., KOH or NaOH, can be used if they are solubilized by complexing with a Lewis acid that is soluble in supercritical carbon dioxide.
Generally, the hydrolysis reactions are limited by the low solubility of water in supercritical carbon dioxide. The scarcity of available water due to the low SCD-solubility of water is believed to be a major cause of the relatively slow reaction rates seen in earlier processes that did not use the current catalysts. For example, metal alkoxides are well-known to be moisture sensitive. Indeed, metal alkoxides will typically undergo hydrolysis slowly at room temperature and would be expected to rapidly hydrolyze at 100° C., even in the absence of a catalyst, if water was readily available.
In contrast to the previous art, in this method, the SCD-soluble acids, bases and/or acid/base-complexed catalysts interact with water molecules, so that the SCD-soluble catalysts work as carriers for water delivery in supercritical CO2. This interaction greatly increases the availability of water for the hydrolysis reaction, which results in the desired increase in the hydrolysis reaction rate. For example, ammonia appears to have at least a one-to-one molecular interaction with water so that, on average, each dissolved ammonia molecule carries at least one water molecule.
The new acid or base catalyzed oxide deposition process in supercritical fluid is carried out in a high-pressure system with CO2 pressure at least at the critical pressure of about 73 atm, typically greater than 80 atm. The concentrations of the precursors (alkoxides) and water dissolved in the supercritical fluid phase are usually high (several hundred tons or more) and consequently result in high deposition rates in relatively low temperatures. Preferably the reaction temperature is no more than about 150° C., more preferably no more than about 100° C.
When using the process of this invention, the deposition rate is generally fast, in the order of several hundred angstroms per minute. The oxide films formed by this method show good morphology and strong adhesion to silicon or other substrate surfaces. This method also allows deposition of oxides in fine structures of silicon wafers with high aspect ratios. The high diffusivity and low viscosity of supercritical carbon dioxide enables oxide deposition in small areas and fine structures with high aspect ratios. FIG. 1 shows SEM images of silicon dioxide films formed on a silicon wafer and also deposited in the small structures (100 nm wide and 500 nm deep trenches). As shown in FIG. 1, the silicon dioxide films are basically free of visible voids according to the SEM micrographs.
Although the oxide films produced by this method are typically free of large voids, the films are porous as indicated by the density of the deposited material. However, due to the lack of surface tension in SCD, the drying occurs without contractional forces from the liquid. As a result, the deposit material does not display “mud-cracking” typical of the drying of a normal fluid solvent. Generally, the oxide films formed by base catalyzed reactions are denser than the oxide films formed by acid catalyzed reactions. The densities of the oxide layers formed in by this inventive process are believed to be greater than 50% of the density of dense SiO2 (2.2 g/cm3).
Representative examples of acid or base catalyzed oxide formation reactions are described as follows:
SiO2 Film Formation




When acetic acid is used as the catalyst, a smooth silicon dioxide film with reasonable thickness can be formed in supercritical CO2 at temperatures above 100° C. The deposition reaction actually starts at room temperature but produces good quality thick films at 100° C. In the absence of acetic acid, only uneven and thin silicon dioxide films (10-20 nm) can be formed. Addition of acetic acid makes the resulting silicon dioxide films uniform and thick. The thickness of the silicon dioxide films formed by reaction (1) can be up to 500 nm in the presence of 19 mole % to 95 mole % of acetic acid relative to TEOS. The acid catalytic reaction probably involves proton coordination to the oxygen atoms of TEOS molecule that facilitates the hydrolysis.
SiO2 Film Formation
Alkoxide: tetraethyl orthosilicate (TEOS); Base catalyst: NH3 




HfO2 Deposition
Alkoxide: Hafnium tert-butoxide; Base catalyst: NH3 




Al2O3 Deposition
Alkoxide: (a) Aluminum ethoxide and (b) Aluminum isopropoxide; Base catalyst: NH3 
(a) Aluminum ethoxide




(b) Aluminum isopropoxide




In compliance with the statute, the invention has been described in language more or less specific as to chemical, structural and methodical features. It is to be understood, however, that the invention is not limited to the specific features shown and described, since the means herein disclosed comprise preferred embodiments of putting the invention into effect. These embodiments are described in sufficient detail to enable those skilled in the art to practice the invention, and it is to be understood that other embodiments may be utilized and that changes may be made without departing from the spirit and scope of the present invention. The invention is, therefore, claimed in any of its forms or modifications within the proper scope of the appended claims appropriately interpreted in accordance with the doctrine of equivalents.

## Claims

1. A composition for depositing a high dielectric constant material, the composition comprising a solution comprising:
supercritical carbon dioxide;
a hydrolysable alkoxide at least partially soluble in the supercritical carbon dioxide;
a catalyst comprising a complex of a base and a Lewis acid, wherein the base comprises at least one of potassium hydroxide and sodium hydroxide, wherein the base is insoluble in the supercritical carbon dioxide, and wherein the complex is soluble in the supercritical carbon dioxide; and
water, wherein the water is soluble in the supercritical carbon dioxide.

2. The composition of claim 1, wherein the hydrolysable alkoxide comprises an element selected from the group consisting of silicon, titanium, phosphorus, hafnium, zirconium, aluminum, and boron.

3. The composition of claim 1, wherein the hydrolysable alkoxide comprises tetraethyl orthosilicate.

4. The composition of claim 1, wherein the hydrolysable alkoxide comprises hafnium tert-butoxide.

5. The composition of claim 1, wherein the hydrolysable alkoxide comprises aluminum ethoxide.

6. The composition of claim 1, wherein the hydrolysable alkoxide comprises aluminum isopropoxide.

7. The composition of claim 1, wherein the hydrolysable alkoxide is formulated to react with the water to produce an oxide having a dielectric constant of at least about 10.

8. A composition for depositing a high dielectric constant material, the composition comprising a solution comprising:
supercritical carbon dioxide;
a hydrolysable alkoxide at least partially soluble in the supercritical carbon dioxide;
a catalyst comprising a complex of an acid and tributyl phosphate, wherein the acid is insoluble in the supercritical carbon dioxide and is selected from the group consisting of acetic acid, formic acid, citric acid, hydrofluoric acid, hydrochloric acid, nitric acid, sulfuric acid, and phosphoric acid, and wherein the complex of the acid and the tributyl phosphate is soluble in the supercritical carbon dioxide; and
water, wherein the water is soluble in the supercritical carbon dioxide.

9. The composition of claim 8, wherein the acid comprises acetic acid.