# INTRODUCTION **AND INSTRUCTIONS**

**Thank you so much for participating in extra**  **data collection efforts**  **in support of DOE's negotiated**  **rulemaking for**  **pumps.** In the following tabs, we are requesting shipments by equipment type and HP, as well as breakdowns for different types of drivers (prime movers). We realize that many of you have provided some of these data earlier in other formats, but for consistency, we would like you to utilize this form, which has better specified requirements, and will ensure that the additional data collected are properly matched
. We will treat this data as confidential under the terms of the NDAs on file with Navigant and LBNL. **Timeline: The deadline** **for submission is Friday,**  **January 17, end of day.** 

We realize this is a very short timeline, but we are hoping to be able to aggregate data in advance of the next stakeholder meeting on January 30 in order to help stakeholders negotiate rulemaking scope. **Format**: If you don't feel you can provide the data in the format we have suggested here, or if you have

questions regarding clarity or intent, please don't hestitate to contact us. **Alison Williams**  **LBNL aawilliams@lbl.gov**  **(510) 495 -** **2548 Scope** :
• Please include data for clean water pumps that are not fire pumps or self

• Please include data for 3600, 1800, and 1200 rpm pumps (as some pump types beyond Lot 11 typically run at slower speeds).

• Please do not apply any additional flow or head limits (i.e., those propopsed by HI)

## Thank you so much for participating **in extra data collection**  **efforts in support**  **of DOE's negotiated rulemaking**  **for**
In the following tabs, we are requesting shipments by equipment type and HP, as well as breakdowns for different types of drivers (prime movers). We realize that many of you have provided some of these data earlier in other formats, but for consistency, we would like you to utilize this form, which has better specified requirements, and will
We will treat this data as confidential under the terms of the NDAs on file with Navigant and LBNL.

We realize this is a very short timeline, but we are hoping to be able to aggregate data in advance of the next stakeholder meeting on January 30 in order to help stakeholders negotiate rulemaking scope. If you don't feel you can provide the data in the format we have suggested here, or if you have contact us.

Please include data for clean water pumps that are not fire pumps or self

-priming pumps. Please include data for 3600, 1800, and 1200 rpm pumps (as some pump types beyond Lot 11 those propopsed by HI)

.**Please provide your TOTAL 2012 SHIPMENTS (Units)**

Note: Limit answers to clean water pumps that are not fire pumps or self-priming pumps. Please do not set any limitations on flow or head. Note: 6 pole is included as a separate table because it is outside the scope of HI's proposal. If any pumps offered at speeds including 2 and 4 pole are sold with no assigned speed, please record in the 2/4 pole table. **2 Pole and 4 Pole** Equipment Category ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP ESCC OH7

OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold

RS-V ESFM/ESOB

IL
DS AS RS-H

VT

VT-S

**Is 2012 a representative year for shipments, or is it abnormally high or low? Please provide additional years if necessary to better describe the market.**

**Do you expect your distributions of shipments by equipment type to change substantially over time? Is the reported power based on a model with full impeller, or does it consider impeller trimming for individual models sold? Please note for each**  **equipment category and HP range if it differs.**Note: Limit answers to clean water pumps that are not fire pumps or self-priming pumps. Please do not set any limitations on flow or head. Note: 6 pole is included as a separate table because it is outside the scope of HI's proposal. If any pumps offered at speeds including 2 and 4 pole are sold with no assigned speed, please record in the 2/4 pole table. **6 Pole** >50 - 100 HP >100 - 200

HP >200 - 500

HP >500

HP Total Shipments Equipment

Category ESCC Shaft Power at BEP of Model Sold

ESFM/ESOB

IL

VT

VT-S DS AS RS-H RS-V

**Is 2012 a representative year for shipments, or is it abnormally high or low? Please provide additional years if necessary to better describe the market. Is the reported power based on a model with full impeller, or does it consider impeller trimming for individual models sold? Please note for each** Note: 6 pole is included as a separate table because it is outside the scope of HI's proposal. If any pumps offered at speeds including 2 and 4 pole are sold with no assigned speed, please record in the 2/4 pole table.

ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP >50 - 100

HP >100 - 200

HP OH7 OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold>200 - 500

HP >500

HP Total Shipments**Please provide your 2012 Shipments (Units) of pumps packaged* with a motor [with or without VSD or other drive]**

* A pump is considered to be **packaged**with a motor if the customer has paid the manufacturer for both the pump and motor. Motor does not need to be physically attached to the pump at time of shipment Note: If exact shipments are not known, please provide estimates of percentages within each equipment class and HP range (i.e., 75% of ESCC pumps in the 1-3 HP range are sold packaged with a motor) **2 Pole and 4 Pole** Equipment Category ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP ESCC OH7

OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" RS-V

VT

VT-S

**Please comment on whether any of these units would be considered to have an "integrated" motor. An integrated motor is a motor that is specifically designed for a given pump. The wet end of the pump will never ship without that integrated motor.**  **Please also note the equipment type and HP range that apply to your pumps with integrated motors, if any.** Shaft Power at BEP of Model Sold

ESFM/ESOB

IL
DS AS RS-H

**Except for subersible motors, what percentage of these motors are covered by DOE standards?**

**If you use motors not covered by DOE, are they specific to any equipment class, speed, or HP range?****Please provide your 2012 Shipments (Units) of pumps packaged* with a motor [with or without VSD or other drive]** with a motor if the customer has paid the manufacturer for both the pump and motor.
Note: If exact shipments are not known, please provide estimates of percentages within each equipment class and HP range (i.e., 75% of ESCC pumps in the 1-3 HP range are sold packaged with a motor) **6 Pole** >50 - 100 HP >100 - 200

HP >200 - 500

HP >500

HP Total Shipments Equipment

Category ESCC

RS-H RS-V

VT

VT-S ESFM/ESOB

IL
DS AS

**An integrated motor is a motor that is specifically designed for a given pump. The wet end of the pump will never ship without that integrated motor. Please also note the equipment type and HP range that apply to your pumps with integrated motors, if any.**  Shaft Power at BEP of Model SoldNote: If exact shipments are not known, please provide estimates of percentages within each equipment class and HP range (i.e., 75% of ESCC pumps in the 1-3 HP range are sold packaged with a motor)

ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP >50 - 100

HP >100 - 200

HP OH7 OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold>200 - 500

HP >500

HP Total Shipments**Please provide your 2012 Shipments (Units) that were packaged* with a motor and a VFD or other adjustable speed drive**

* A pump is considered to be **packaged**with a motor and adjustable speed drive if the customer has paid the manufacturer for the pump, motor, and drive. Motor and drive do not need to be physically attached to the pump at time of shipment. **2 Pole and 4 Pole** Equipment Category ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP ESCC OH7

OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold

**Do these numbers include adjustable speed drives other than VFDs? If so, what type of drives have you included?** ESFM/ESOB

IL
DS AS RS-H RS-V

VT

VT-S **Please comment on how these units ship. For example, are there any equipment types and HP ranges for which the pump/motor/drive is an "integrated unit," or where the pump/motor/drive are**  **attached to the same base plate? If so, please note the equipment type and HP range that apply to these types of configurations.** **Please provide your 2012 Shipments (Units) that were packaged* with a motor and a VFD or other adjustable speed drive** with a motor and adjustable speed drive if the customer has paid the manufacturer for the pump, motor, and drive.
**6 Pole** >50 - 100 HP >100 - 200

HP >200 - 500

HP >500

HP Total Shipments Equipment

Category ESCC

AS RS-H RS-V

VT

VT-S Shaft Power at BEP of Model Sold

ESFM/ESOB

IL
DS

**Do these numbers include adjustable speed drives other than VFDs? If so, what type of drives have you included? For example, are there any equipment types and HP ranges for which the pump/motor/drive is an "integrated unit," or where the pump/motor/drive are** ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP >50 - 100

HP >100 - 200

HP OH7 OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold>200 - 500

HP >500

HP Total Shipments**Please provide your 2012 Shipments (Units) that were packaged* with a prime mover other than an electric motor**

* A pump is considered to be **packaged**with a non-electric driver if the customer has paid the manufacturer for both the pump and non-electric driver. NOTE: Do not include Fire Pumps. **2 Pole and 4 Pole** Equipment Category ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP ESCC OH7

OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold

**Do any pumps not packaged with a non-electric driver include characteristics such as special couplings that indicate it is for use with a non-electric driver? If so, what percentage of your pumps are designed for, but not pacakged with, a non-electric driver? Are these types of pumps specific to any equipment**  **type, speed, or HP range?** ESFM/ESOB

IL
DS AS RS-H RS-V

VT

VT-S**Please provide your 2012 Shipments (Units) that were packaged* with a prime mover other than an electric motor** with a non-electric driver if the customer has paid the manufacturer for both the pump and non-electric driver.
**6 Pole** >50 - 100 HP >100 - 200

HP >200 - 500

HP >500

HP Total Shipments Equipment

Category ESCC

AS RS-H RS-V

VT

VT-S Shaft Power at BEP of Model Sold

ESFM/ESOB

IL
DS

**Do any pumps not packaged with a non-electric driver include characteristics such as special couplings that indicate it is for use with a non-electric driver? If so, what percentage of your pumps are designed for, but not pacakged with, a non-electric driver? Are these types of pumps specific to any equipment** ANSI/HI Nomenclature 0 - <1 HP 1 - 3

HP >3 - 10

HP >10 - 25

HP >25 - 50

HP >50 - 100

HP >100 - 200

HP OH7 OH0 OH1 OH3 OH4 (single suction) OH5 BB1 (1 stage) OH4 (double suction) BB1 (2 stage) BB3 BB2 (2 stage) BB4 VS8 Machine tool type VS1 6" or less VS 1 > 6" VS 2 6" or less VS 2 >6" VS0 6" or less VSO > 6" Shaft Power at BEP of Model Sold>200 - 500

HP >500

HP Total Shipments

## SURVEY ON UPPER HP LIMITS TO SCOPE

HI has proposed to limit the scope of this rulemaking with an upper hydraulic horsepower limit of 200 HP. Do you support this limit? (Both in number and in use of hydraulic rather than shaft power.) If not, please provide an alternative limit. Please provide arguments to support your stance supporting the 200HP limit or an alternative limit.