### System Title Date File name

General Ballast Water Treatment Technology: Current Status Feb-10 0210LloydsReport

General 2009 Assessment of the Efficacy, Availability and Environmental Impacts of Ballast Water Treatment Systems for Use in California Waters Jan-09 2009CSLCTechReportFinal

General October 2010 Update: Ballast Water Treatment Technologies for Use in California Waters 10/15/2009 CSLCTechUpdate2009_final

General Density Matters: Review of Approaches to Setting Organism-Based Ballast Water Discharge Standards 2010 Lee_Density Matters- Excerpts for SAB

General International Convention for the Control and Management of Ships’ Ballast Water and Sediments, 2004 - List of ballast water management systems that make use of Active Substances which received Basic and Final Approvals 9/24/2009 BWM.2-Circ.23.pdf General Ballast Water Treatment Advisory 6/8/2010 ABS_BWMAdvisoryNotice.pdf

Ecochlor® Ballast Water Treatment System STEP 2006 Application Form - Section 4.0: Proof of Ballast Water Treatment Performance 2006 Final - STEP Section 4

Ecochlor® Ballast Water Treatment System Final report of the land-based testing of the Ecochlor®- system, for Type Approval according to regulation-D2 and the relevant IMO guideline (April – July 2008) Feb-09 G8-Eco-_report_BSH-v8-final

Ecochlor® Ballast Water Treatment System Final Environmental Assessment Review of the Application by Atlantic Container Lines for Acceptance of the Vessel M/VAtlantic Compassand the EcochlorTM Inc. Technology into the USCG Shipboard Technology Evaluation (STEP) Program Aug-08 USCG-2007-0042-0010.1 Electro-Clean Ballast Water Management System Development of technologies on test facility and procedures for the land-based test as a type approval test at ballast water treatment system 2008 Electroclean barge

Electro-CleenTMSystem Information on the Type Approval Certificate of the Electro-CleenTM System (ECS) 2/20/09 59-INF.6_Electroclean-TypeApp-ROK GloEn-PatrolTMBallast Water Management System Type Approval Certificate of Ballast Water Management System 12/4/09 GloEn-Patrol Type Approval Certificate

Greenship's Ballast Water Management System Landbased Test Report - Test Cycle Summary 2007 Landb_Test_Rep_Summ_07_07

Hyde GUARDIAN Ballast Water Treatment System Environmental Acceptability Evaluation of the Hyde GUARDIAN Ballast Water Treatment System as Part of the Type Approval Process 4/20/2009 environmental_acceptability_evaluation

Hyde GUARDIAN Ballast Water Treatment System Final report of the land-based testing of the HydeGuardianTM -System, for Type Approval according to the Regulation D-2 and the relevant IMO Guideline (April - July 2008) Jan-09 G8-HM-final report MCA

Hyde GUARDIAN Ballast Water Treatment System Type Approval Certificate of Ballast Management System 4/29/2009 hyde_mca_cert

Hyde GUARDIAN Ballast Water Treatment System Shipboard Trials of Hyde "Guardian" System in Caribbean Sea and Western Pacific Ocean, April 5th - October 7th, 2008 Apr-09 hyde_shipboard_tests

Hyde GUARDIAN Ballast Water Treatment System Type Approval of the Hyde GUARDIANTMBallast Water Management System 5/7/2009 59-INF20_TypeApp-UK 

### Group 1: 3rd Party Reports

Group 2: Direct Data Reports on Separate BWMS

### System Title Date File name

OceanSaver® Ballast Water Management System Det Norske Veritas Type Approval Certificate 4/8/2009 Oceansaver type approval certificate OceanSaver® Ballast Water Management System Type Approval Certificate of the OceanSaver ® BWMS 4/17/2009 Nor-OceanSaver OceanSaver® Ballast Water Management System Information on the Type Approval Certificate of the OceanSaver® Ballast Water Management System 5/6/2009 59-INF17_OceanSaver-TypeApp-Nor

OptiMarin Ballast System Det Norske Veritas Type Approval Certificate 11/12/2009 Optmarin type approval certificate Z3_600_8349_20091112_133619

Peraclean Toxic Shock as New Ballast Water Treatment Fails Test 2/9/2010 lloyds 2010 peraclean article

SEDNA® ballast water treatment system using PERACLEAN® Ocean Effective Protection Against “Stowaways”: Ballast Water Management System of Hamann and Evonik Receives Final Approval 6/11/2008 PeraClean-TypeApproval_PR

SEDNA®-System Final report of the land-based and shipboard testing of the SEDNA®-system Mar-08 SEDNA Type Appr Test_results.nioz

SEDNA®-System Summary of Additional Provisions of the Type Approval Certificate of Ballast Water Management System SEDNA 250 of Hamann AG Aug-08 Type Approval Additional Provisions_HAMANN

SEDNA ® 250 Type Approval Certificate of Ballast Water Management System 8/16/2008 Ger_Sedna

PureBallast 250-2500 Det Norske Veritas Type Approval Certificate 6/27/2008 PureBallast Type Approval Certificate Siemens SICURE Ballast Water Management System A Great Lake Relevancy Preamble to the GSI Report on Land-Based Testing Outcomes for the Siemens SICURE Ballast Water Management System 4/28/2010 GLPreamble Siemens SICURE Ballast Water Management System Report of the Land-Based Freshwater Testing of the Siemens SiCURE Ballast Water Management System 5/15/2010 GSI-LB-F-A-1

NEI Venturi Oxygen Stripping (VOS) Application for Type Approval Certification: NEI Treatment Systems' Venturi Oxygen Stripping Ballast Water Management System. Mar-07 VOS Application for Type Approval Certification

NEI Venturi Oxygen Stripping (VOS) Short-term Toxicity Testing of a De-oxygenation Ballast Water Treatment to Receiving Water Organisms. Final Report. 8/29/2008 Short-term Acute Toxicity Testing

NEI Venturi Oxygen Stripping (VOS) Short-term Chronic Toxicity Testing of a De-oxygenation Ballast Water Treatment to Receiving Water Organisms. Final Report. 3/27/2009 Short-term Chronic Toxicity Testing NEI Venturi Oxygen Stripping (VOS) STEP 2006 Application Form. Mar-06 STEP Final Version 6-23-09 NEI Venturi Oxygen Stripping (VOS) Evaluations of a Ballast Water Treatment to Stop Invasive Species and Tank Corrosion. 2005 Tamburri SNAME_2005_D09

NEI Venturi Oxygen Stripping (VOS) Type Approval Certificate of Ballast Water Management System; Ballast Water Management System Type Approval Compliance Certificate 7/6/2009; 7/8/2007; 1/19/2010 NEI_IMO_BWM_TYPE_APPROVAL_CERTIFICATE

Severn Trent De Nora (BalPure) Washington State Dept. of Fish and Wildlife Application Package Ballast Water Treatment System 8/8/2005 BWT System Application Package 8-8-05 Severn Trent De Nora (BalPure) Marrowstone Sodium Hypochlorite Mesocosm September 2004 Sep-04 Marrowstone Sodium Hypochlorite Mesocosm September 2004

Severn Trent De Nora (BalPure) Environmental Assessment Review of the Application for Acceptance of the SeaRiver Maritime Inc.S/R American Progressand Severn Trent de Nora BalPureTM System into the Shipboard Technology Evaluation Program (STEP) Feb-09 USCG-2008-0126-0007.1 

### Group 3: G9 Files

### System Title Date File name

Alfa Laval Ballast Water Management System (PureBallast) Basic Approval of Active Substances used by PureBallast management system 4/21/2006 55-2-5_PureBal-Swe-Basic Alfa Laval Ballast Water Management System (PureBallast) Application for Final Approval of a ballast water management system using Active Substances 12/15/2006 56-2-1_PureBal-Nor-Final AquaStar Ballast Water Management System Application for Basic Approval of AquaStar Ballast Water Management System 3/18/2010 61-2-1_AquaStar-Jap-Baasic

AquaTriComb BallastTM Water Treatment System Application for Basic Approval of the AquaTriComb Ballast Water Treatment System 12/16/2008 59-2-8_AquaTriComb-Ger-Basic

AquaTriComb BallastTM Water Treatment System Application for Basic Approval of the AquaTriCombTM Ballast Water Treatment System Corrigendum 6/29/2009 MEPC 59-2-8-Corr.1

"ARA Ballast" Ballast Water Management System (formerly Blue Ocean Guardian BWMS) Application for Final Approval of "ARA Ballast" Ballast Water Management System 3/23/2010 61-2-5_ARA-ROK-Final

BalPure® Application for Basic Approval of the Severn Trent DeNora BalPure® Ballast Water Management System 8/28/2009 60-2-9_BalPure-Ger-Basic

BalPure® Application for Final Approval of the Severn Trent DeNora BalPure® Ballast Water Management System 3/28/201061-2-9_BalPure-Ger-Final Blue Ocean Guardian (BOG) Ballast Water Management System Application for Basic Approval of Blue Ocean Guardian (BOG) Ballast Water Management System 8/24/2009 60-2-5_BlueOceanGuardian-ROK-Basic Blue Ocean Shield Ballast Water Management System Application for Basic Approval of the Blue Ocean Shield Ballast Water Management System 12/5/2008 59-2-2_BlueOceanShield-China_basic BlueSeas Ballast Water Management System Application for Basic Approval of the BlueSeas Ballast Water Management System 3/31/2010 61-2-12_BlueSeas-Sing-Basic DESMI Ocean Guard Ballast Water Management System Application for Basic Approval of the DESMI Ocean Guard Ballast Water Management System 8/19/2009 60-2-4_OceanGuard-Den-Basic

EcoBallast Application for Basic Approval of the HHI Ballast Water Management System (EcoBallast) 12/9/2008 59-2-4_HHI-EcoBallast-ROK-Basic

EcoBallast Application for Final Approval of HHI Ballast Water Management System "EcoBallast" 8/20/2009 60-2-1_EcoBallast-ROK-Final

Ecochlor® Ballast Water Treatment System Application for Basic Approval of the Ecochlor® Ballast Water Treatment System 3/20/2008 58-2-2_Ecochlor-Ger-Basic

Ecochlor® Ballast Water Treatment System Application for Final Approval of the Ecochlor® Ballast Water Management System 12/16/2008 59-2-9_EcoChlor-Ger-Final

Ecochlor® Ballast Water Treatment System Application for Final Approval of the Ecochlor® Ballast Water Management System 3/28/2010 61-2-8_EcoChlor-Ger-Final2 EctoSysTM A Swedish Disinfection System 1/13/2006 54-INF-6_EctoSys-Swe-Basic

EctoSysTM Basic Approval of Active Substances used by EctoSysTM electrochemical system 4/21/2006 55-2-4_EctoSys-Swe-Basic

ERMA FIRST Application for Basic Approval of the ERMA FIRST Ballast Water Management System 3/29/201061-2-11_ERMA FIRST-GR-Basic

CleanBallast! Comments on the report of the fourth meeting of the GESAMP-BWWG 2/4/200857-2-13_CleanBallast-Ger-Rebut

CleanBallast! Application for Final Approval of a ballast water management system using Active Substances 9/7/2007 57-2-3_CleanBallast-Ger-Final-1

### System Title Date File name

CleanBallast! Application for Final Approval of the RWO Ballast Water Management System (CleanBallast) 11/28/2008 59-2_CleanBallast-Ger-Final-2
Electro-Clean Ballast Water Management System Application for Basic Approval of Active Substances used by Electro-Clean (Electrolytic Disinfection) Ballast Water Management System 12/16/2005 54-2-3_ElectroClean-ROK-Basic
Electro-Clean Ballast Water Management System Application for Final Approval of a ballast watermanagement system using Active Substances (ElectroClean Electrolytic Disinfection) 9/7/2007 57-2-1_ElectroClean-ROK-Final

Electro-Clean Ballast Water Management System Application for Final Approval of a ballast watermanagement system using Active Substances (ElectroClean Electrolytic Disinfection). Corrigendum 3/12/2008 57-2-1-Corr.1 Electro-Clean Ballast Water Management System Application for Final Approval of the Electro-Clean System (ECS) 3/20/2008 58-2_ElectroClean-ROK-Final

En-Ballast Application for Basic Approval of Kwang San Co., Ltd. (KS) Ballast Water Management System "En-Ballast" 8/25/2009 60-2-7_EnBallast-ROK-Basic GloEn-PatrolTMBallast Water Management System Basic Approval of Active Substance used by GloEn-PatrolTM 9/7/2007 57-2-4_GloEnPatrol-ROK-Basic GloEn-PatrolTMBallast Water Management System Application for Final Approval of the GloEn-PatrolTM Ballast Water Treatment System 12/16/2008 59-2-7_GloEnpatrol-ROK-Final

Greenship's Ballast Water Management System Application for Basic Approval of a combined ballast water management system consisting of sediment removal and an electrolytic process using seawater to produce Active Substances (Greenship Ltd) 12/20/2007 57-2-7_Greenship-Neth-Basic Greenship Sedinox Ballast Water Management System Application for Final Approval of the Greenship Sedinox Ballast Water Management System 12/12/2008 MEPC 59-2-6_Greenship-Neth-Final

HiBallast Application for Basic Approval of Hyundai Heavy Industries Co., Ltd. (HHI) Ballast Water Management System (HiBallast) 8/24/2009 60-2-6_HiBallast-ROK-Basic Hitachi Ballast Water Purification System (ClearBallast) Application for Basic Approval of Active Substances used by Hitachi Ballast Water Purification System (ClearBallast) 9/7/2007 57-2-2_ClearBallast-Jap_Basic Hitachi Ballast Water Purification System (ClearBallast) Application for Final Approval of the Hitachi Ballast Water Purification System (ClearBallast) 12/11/2008 59-2-5_ClearBallast-Jap-Final Hybrid Ballast Water Treatment System using Seawater Electrolytic Process Basic Approval of Active Substances used by the Hybrid Ballast Water Treatment System using Seawater Electrolytic Process 12/14/2006 56-2_Hybrid-Jap-Basic Kuraray Ballast Water Management System Application for Basic Approval of Kuraray Ballast Water Management System 3/25/201061-2-6_Kuraray-Jap-Basic MES Ballast Water Management System (FineBallast MF) Application for Basic Approval of the MES Ballast Water Management System (FineBallast MF) 3/17/201061-2-3_FineBallast-Jap-Basic NK Ballast Water Treatment System Request for re-evaluation of the proposal for the approval of Active Substances 8/18/2006 55-2-27_NK-ROK-ReSubmit NK Ballast Water Treatment System Basic Approval of Active Substances used by NK Ballast Water Treatment System 4/20/2006 55-2-3_NK-ROK-Basic

NK-O3 BlueBallast System Application for Final Approval of the NK-O3 BlueBallast System (Ozone) 3/21/2008 58-2-3_NK-ROK-Final-1

NK-O3 BlueBallast System Application for Final Approval of the NK-O3 BlueBallast System (Ozone) 12/8/2008 MEPC 59-2-3_NK-ROK-Final-2

### System Title Date File name

OceanGuardTM Ballast Water Management System Application for Basic Approval of the OceanGuardTM Ballast Water ManagementSystem 8/26/2009 60-2-8_OceanGuard-Nor-Basic OceanGuardTM Ballast Water Management System Application for Final Approval of the OceanGuardTM Ballast Water ManagementSystem 3/25/201061-2-7_OceanGuard-Nor-Final OceanSaver® Ballast Water Management System Application for Basic Approval of a ballast water management system using Active Substances 9/7/2007 57-2-6_OceanSaver-Nor-Basic OceanSaver® Ballast Water Management System Application for Final Approval of the OceanSaver® Ballast Water Management System (OS BWMS) 3/19/2008 58-2-1_OceanSaver-Nor-Final

Peraclean®Ocean Application for approval of an Active Substance for Ballast Water Management 4/15/2005 53-2-12_PeraClean_Ger-Basic

Peraclean® Ocean Application for approval of an Active Substance for Ballast Water Management. Corrigendum 5/27/2005 53-2-12-corr.1 Peraclean® Ocean & Sedna system Application for Final Approval of a ballast water management system using Active Substances 9/7/2007 57-2-5_PeraClean(Sedna)-Ger-Final

PurimarTM Ballast Water Management System Application for Basic Approval of Techwin Eco Co., Ltd. (TWECO) Ballast Water Management System (PurimarTM) 3/9/201061-2_Purimar-ROK-Basic

Resource Ballast Technologies System (cavitation combined with Ozone and Sodium Hypochlorite treatment) Basic Approval of Active Substances used by Resource Ballast Technologies System (Cavitation combined with Ozone and Sodium Hypochlorite treatment) 4/6/2007 56-2-3_Resource-SAfr-Basic

Resource Ballast Technologies System (cavitation combined with Ozone and Sodium Hypochlorite treatment) Application for Final Approval of the Resource Ballast Technologies System (Cavitation combined with Ozone and Sodium Hypochlorite treatment) 12/19/2008 59-2-10_Resource-SAfr-Final

Siemens SiCURE Application for Basic Approval of the Siemens SiCURE Ballast Water Management System 12/19/2008 MEPC 59-2-11_SiCure-Ger-Basic

Special Pipe Hybrid Ballast Water Management System combined with Ozone treatment version Basic Approval of Active Substances used by Special Pipe Ballast Water Management System (combined with Ozone treatment) 4/12/2006 55-2_SpecialPipe-Jap-Basic

Special Pipe Hybrid Ballast Water Management System combined with Ozone treatment version Application for Final Approval of the Special Pipe Hybrid Ballast Water Management System (combined with Ozone treatment) 12/4/2008 59-2-1_SpecialPipe-Jap-Final-1

Special Pipe Hybrid Ballast Water Management System combined with Ozone treatment version Application for Final Approval of the Special Pipe Hybrid Ballast Water Management System combined with Ozone treatment version (SP-Hybrid BWMS Ozone version) 3/17/201061-2-2_SpecialPipe-Jap-Final-2

Special Pipe Hybrid Ballast Water Management System combined withPERACLEAN ® Ocean (SPOSYSTEM) Application for Final Approval of the Special Pipe Hybrid Ballast Water Management System combined with PERACLEAN ® Ocean (SPO-SYSTEM) 3/29/201061-2-10_SpecialPipeSPO-Jap-Final Sunrui ballast water management system Application for Basic Approval of Sunrui ballast water management system 8/24/2009 60-2-3_Sunrui-China-Basic

### System Title Date File name

BalClorTMballast water management system (formerly Sunrui BWMS) Application for Final Approval of BalClorTMballast water management system 3/22/201061-2-4_Sunrui-China-Final

TG Ballastcleaner and TG Environmentalguard Application for Basic Approval of the ballast water management system using “TG Ballastcleaner and TG Environmentalguard” as Active Substances (Toagosei Group) 12/26/2007 57-2-8-TG-Jap-Basic

TG Ballastcleaner and TG Environmentalguard Application for Final Approval of the JFE Ballast Water Management System (JFE-BWMS) that makes use of "TG Ballastcleaner® and TG Environmentalguard®" 8/20/2009 60-2-2-TG-Jap-Final Peraclean Ocean, ElectroClean Report of the first meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 2/28/2006 54-2-12_GESAMP-Rpt_1

Special Pipe Ballast Water Management System (combined with Ozone treatment), NK Ballast Water Treatment System, EctoSys Report of the second meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 7/7/2006 55-2-16_GESAMP-Rept_2 Hybrid Ballast Water Treatment System using Seawater Electrolytic Process, NKO3 BWTS, PureBallast, PureBallast Report of the third meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 4/13/2007 56-2-2_GESAMP-Rpt_3 Electo Clean System, Clear ballast System, CleanBallast! System Report of the fourth meeting of the GESAMP-Ballast Water Working Group (GESAMP-BWWG) 12/19/2007 57-2_GESAMP-Rpt-4 Resource Ballast Technologies System, GloEn Patrol, SEDNA using Percaclean Ocean, OceanSaver Report of the fifth meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 1/25/2008 57-2-10_GESAMP-Rpt_5

TG Ballastcleaner and TG Environmentalguard, Greenship's Ballast Water Management System, Electro-Clean System (ECS) Report of the sixth meeting of the GESAMP-Ballast Water Working Group 7/14/2008 58-2-7_GESAMP-Rpt-6

OceanSaver, Ecochlor, NK-O3 BlueBallast System Report of the seventh meeting of the GESAMP-Ballast Water Working Group 7/28/2008 58-2-8_GESAMP-Rpt-7

Special Pipe Hybrid Ballast Water Management System (with Ozone), CleanBallast, NK-O3 BlueBallast System, Blue Ocean Shield, EcoBallast Report of the eighth meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 4/8/2009 59-2-16_GESAMP-Rpt_8 ClearBallast, Greenship Sedinox, AquaTriComb Report of the ninth meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 5/5/2009 59-2-19_GESAMP-Rpt_9

GloEn-Patrol, Ecochlor, SiCURE, Resource Ballast Technologies System Report of the tenth meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 10/30/2009 60-2-11_GESAMP-Rpt_10

### System Title Date File name

ATLAS-DANMARK, TG Ballastcleaner and TG Environmentalguard, Sunrui Ballast Water Management System, DESMI Ocean Guard, Blue Ocean Guard (BOG) Report of the eleventh meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 12/1/2009 60-2-12_GESAMP-Rpt_11 HiBallast, En-Ballast, OceanGuard, Severn Trent DeNora Report of the twelfth meeting of the GESAMP-Ballast Water Working Group (GESMP-BWWG) 2/8/2010 60-2-16_GESAMP-Rpt_12

General Guidelines on the Installation of Ballast Water Treatment Systems Mar-10 0310_ClassNK-BWMS-IntsallationNEI_IMO_BWM_TYPE_APPROVAL_CERTIFICATE