### BEFORE THE DEPARTMENT OF TRANSPORTATION WASHINGTON, D.C.

Application of: ) ) 'L; 'J 

## 2: I 0

AERO ROCA, S.A. de C.V. ) Docket OST-01-9076 for a renewal of an exemption (MEXICOUS) under 49 U.S.C. Section 40109 

### APPLICATION FOR A RENEWAL OF AN EXEMPTION FILED BY AERO ROCA, S.A. de C.V. FOR A PERIOD OF TWO YEARS We are relying on the automatic extension provisions of Federal Law Specifically 5 USC 558(c), as implemented by 14 CFR Part 377, to keep our exemption authority in effect, pending final department action on this renewal application. It should be noted that no changes have occurred in the company management, stock holders, their nationality, aircraft or aircraft crews. This carriers Ops Specs are managed at the Fort Worth, Tx, FAA/FSDO, and the aircraft have fewer than 30 seats. COMMUNICATIONS WITH RESPECT TO THIS DOCUMENT SHOULD BE ADDRESSED TO: Mr. Eugene E. Smith 7717 Village Oak San Antonio, Tx. 78233 Tel (210) 590-1630 Fax (210) 653-9281 Representative in the U.S. for: AERO ROCA, S.A. de C.V.
13 OCT 2011

### In support of this application, and pursuant to the Department's Procedural Regulations, ROCA states the following:

1. ROCA, incorporated in Mexico in 2000, is a privately held corporation that is 100% owned and controlled by Mexican citizens. Name, citizenship and percentage of ownership of ROCA
are enumerated in Exhibit A.

The full name and corporate address of ROCA is: AERO ROCA, S.A. de C.V. Parque Floresta # 

### 221 Frace. del Parque Celaya, Gto. 38010 MEXICO 2. The name and official address of the government air transport authority in Mexico having regulatory jurisdiction over ROCA is: Secretaria de Comunicaciones y Transportes Direccion General de Aeronautica Civil ("DGAC") Av. Providencia No. 807, Piso 1-7 Colonia del Valle Delegacion Benito Juarez Mexico, D.F. 03100 MEXICO 3. As noted above, ROCA is seeking transborder charter authority to engage in foreign air transportation of persons and their 2

### belongings without the need for prior Department approval of each flight, or series of flights. stopover privileges. ROCA is also requesting

4. ROCA is operationally and financially qualified to perform the service for which authority is requested herein. thereof: As evidence

(a) The Mexican DGAC has issued a permit authorizing ROCA to conduct non-scheduled, international air taxi transportation of passengers in the North and South American Continents. This permit is valid indefinitely and is attached as Exhibit B.
(b) In 2000, ROCA received its DGAC permits and commenced commercial flight operations. From its base in Celaya, Guanajuato, Mexico, ROCA provides air transportation to domestic and international passengers, consisting of members of the following institutions which form part of the governing body, owners, and stock holders of ROCA:

3

### AERO ROCA, S.A. de C.V. DISTRIBUIDORA DE COMBUSTIBLES DEL NORTE, S.A. de C.V. SUMINISTROS DE COMBUSTIBLES INDUSTRIALES, S.A. de C.V. SAN LUIS GAS, S.A. de C.V. FLENSA, S.A. de C.V.

COUNTRY AUTOMOTRIZ, S.A. de C.V. ELITE MOTORS, S.A. de C.V. ROCA MOTORS, S.A. de C.V. CONTROLES ADMINISTRATIVOS DE CELAYA, S.A. de C.V. EXPORT SAN ANTONIO, S.A. de C.V. Future operations, including its proposed U.S. service, are likely to be a continuation of this type of operation. ROCA estimates that it will operate 50 to 60 round trip flights annually between Mexico and the United States with an average load of four passengers per flight; all of which will originate in Mexico.
(c) ROCA owns and operates one Cessna Citation aircraft, Model 550 B Bravo, 8 passenger Jet aircraft with Mexican registrations XA-ABE.
(d) ROCA maintains its aircraft pursuant to a maintenance service agreement with AVEMEX, of Toluca, Mexico, 4

### which is an F.A.A. certificated Repair Station, and with Cessna Citation Company, in Wichita, Kansas in accordance with an airworthiness program approved by the Mexican DGAC in compliance with ICAO Annexes 1,6 (Part I) and 7.
(e) ROCA has established a well qualified management team with the necessary experience in providing domestic and international air taxi services.

Mr. Alejandro Nieto Aguado has served as President of AERO ROCA since the founding of the company in February 2000. He attended Mechanical Engineering Administrative Courses at the Instituto Tecnologico de Monterrey, in Monterrey, Nuevo Leon.

CPA. Jorge Torres Gomez joined ROCA at its inception in 2000 and serves as the company's General Manager. He also serves
as the company's Accountant.

Pilot. Capt. Gustavo Legarreta Guerrero received his Unlimited Commercial Pilot's License in 1976 and has accumulated
over 8450 hours of flight during his 24 years of aviation 5

### experience. Joined ROCA in 2000, and has over 100 hours in the Cessna Citation aircraft. Capt. Legarreta is licensed to operate the company's Citation and attends annual training courses, at Flight Safety in Wichita, Ks. Capt Legarreta serves as the company's Chief Pilot

Pilot. Capt. Raul Ramirez Briones received his Pilot's License in 1984, received his Unlimited Commercial Pilot's License in 1990 and has accumulated over 3200 hours of flight during his 16 years of aviation experience. Joined ROCA in 2000, and has over 100 hours in the Citation aircraft. Capt. Ramirez is licensed to operate the company's Citation and attends annual training courses, at Flight Safety in Wichita, Ks.

A composite of ROCA's key personnel is shown in Exhibit C.
(g) A copy of OST form 6411, Foreign Air Carriers Certificate of Insurance, is attached as Exhibit E. As shown therein, ROCA limits of liability exceed the requirements of 14 CFR Part 205.

6

### (h) ROCA has not been involved in any safety violations, incidents, tariff violations or fatal accidents since its inception. (i) ROCA does not have any agreement or cooperative working arrangements with any U.S. air carrier affecting its proposed services to the United States

5. ROCA's proposed U.S. services are consistent with the public interest for the following reasons:
(a) ROCA will be carrying executives to the U.S. on business, thereby fostering commerce between Mexico and the United States consistent with the objectives of the North American Free Trade Agreement (NAFTA)
.
(b) ROCA' s request for stopover privileges is consistent with the need of the executives using its services will, from time to time, need to stop at two or more places in the U.S. as part of their round trip itineraries. ROCA submits that no regulatory purpose would be served by preventing ROCA from responding to the stopover needs of its customers.

7

### WHEREFORE/ ROCA respectfully requests exemption authority to engage in charter foreign air transportation of persons and their accompanying baggage with small aircraft as set forth herein 1 

### and such other relief as may be in the public interest.

13 October 2011 Agent for Service for AERO ROCA, S.A. de 

### C.V.

8

### OWNERSHIP 

### of AERO ROCA, S.A. de C.V.
SHAREHOLDER CITIZENSHIP ROCA 

### EXHIBIT A

PORCENTAGE 

### ============================================================ SRA. LILIA NIETO SAN ROMAN SR. ENRIQUE NIETO SAN ROMAN SR. ALEJANDRO NIETO SAN ROMAN



### for SERVICE ROCA, S.A. de C.V. MEXICAN MEXICAN MEXICAN 34 

### % 33 

### % 33 

### %

### D.G.A.C. INTERNATIONAL AIR TAXI PERMIT of AERO ROCA, S.A. de C.V. ROCA 

### EXHIBIT B."'=·



### AERO ROCA, S.A. DE C.V. SUBSECRETARIA DE TRANSPORTE DIRECCION GENERAL DE 

### AEROI\tAUTICA CIVIL 

### OFICIO 

### No. 101.421.
. ASUNTO: Se concede permiso 

### para establecer 

### y explotar un 

### servlcio publico de transporte no 

### regular de 

### taxi aereo 

### lntemacional de pasajeros. 

### OPERADOR MEXICANO.

### ~069 Mexico, D. F., 

### a 

# f 0OCT, 

# 2000
A/C. LIC. MUNUEL RENE INIGO CASTILLO. INSURGENTES SUR 598·501. COL. DEL VALLE. 03100 MEXICO, D.F. En respuesta a**s~·** 

### escrito del 04 de septiembre del presente, me permito informarle 

### que con fundamento en IO$**.~rticulos** 3°., fracci6n VI de Ia Ley de Vias 

### Generales de 

### Comunicaci6n. 6°, 

### fracci6n II, y 11
.. fraqci6n Ill, de Ia Ley 

### de 

### Aviaci6n Civil, 

### en relation 

### cQn el articulo 6°, 

### fracci6n VIII 

### del Reglamento lnter{or 

### de Ia· $ecretarfa 

### de Comunicaciones 

### y**Transp~rtes,.** 

### esta Subsecretarfa de 

### Transports, otorga 

### a Ia**empre~a** 

### AERO ROCA, S.A. DE C.V., PERMIS.O 

### para el establecimiento 

### y explotaci6n 

### de 

### .un servlcio··publiCC) 

### de**Transport~** no 

### regular de 

### tW(i 

### aereQ. intemaclonal de pasajeros, desde**su··bas~** 

### de operaciones 

### en Celaya, 

## Gto., hacia ef**C~nth1epte** Americai}o 

### {Excluyendo Cuba, Alaska 

### y**H~wai).** 

### ·· · · · · - · · ' ·· · ·· · · En tat 

### virtud,· y 

### de coriformidad con 

### lo 

### dlsp'uesto en los·articul.os

# S 0>fracciones 

# ll, VIII, 

### IX. XII y 

### XIII, 49, 51 

### y 12o,:.de 

### Ia Ley**d~·vras·** 

### Generales de· ComunicaCiqri; 

### 1°.,**~o:, 4°:',-5°;~** **~ccio~:T.inciso** 

### a), 6°., 

### fracclones I, II, XI, 

### y XII, 7°, 12, 

### 14, 15, 17, '18, 24, 32, 35; 42, 

### 44,47, fra(?ciof.ies II, 

### IV,yV, 61, 62, 70, 74, 76, 

### 8.4.·Y 

### dema$ apll.cabies 

### de:la Ley.de 

### Aviacior.(;ivH, 1", 2°, 

### 1q, 1-1, 25, 26, ?8 y 

### 32 de su 

### Reglam.ento,: el**pres~nte** 

### permiso estan!. 

### sujeto a los siguientes,requisites

### y condiciont;s:
. ,

. ,. ,' ' :. . .**~·** ' ' ; '·.· . . . . ' .. . 

### t).·

# EL::.~~~Mrso 

# sE ·oroRGA POR ·PLAZO ·.INDEFINtoo;.eN
..

# aft.sE ·AL

# A~tiCdLo 11 DE 

### LA 

## LEY
.

# oe· AVIACI6N 

### :CIVIL, MISMO QUe··· S·E DARA ' 

## POR TERMINADO§: ¢1JANDO EL. 

### PER.MISIONAR!.O INCURRA 

### EN.'ALGUNA 

### DE LAS.CAl)SALES PREVISTA,S EN. LOS ARTiCULOS 14

### y 15

## DE LA
..PROPIA

## LEY.
. . . ·:'.·. -. - '
.:- - II}.· El

## present~.**~~rmlso.** "se

## ~xpide. en· base a.l ·

## permi~o de

## oper~dor de un

## s~.~cio publico de transporte**de·.t~*'****·;a~reo** 

### nacionat no 

### regular d.e 

### pasajeros; otorgado.mediante. oficio numero 2087 

### de fecha 

### 05 dejunio 

### det 2000. · · · · ·· ·· ···· ·.
·\:·· .• • ,!• ' • ·, 

### EQUIPO AUTORIZAOO: · 

## CESSNA.550'

. MATRJCULA: ,· .// ;

,. .:..·.' 

## Ill).· El 

### presente permiso

## debe~..

## s~r

## .lnscnio**~n** 

## eiReglstro Aeronautico 

### Mexicano. conforme 

### al 

### articulo 47 de Ia Ley de Aviaci6n Civil. · ·

### (~IV).· La(s) aeronave(s) sera(n) 

### utlliz.ada(s) solamente para 

### prestar servicio de taxi aereo internacional

### ~~o regular de 

### pasajeros. 

### \,

...I**SEC~EiAII!IA** "DE COI.:UNlCACIOt.IES Y TaAN$POR"I£S 

# - SUBSECRETARIA DE TRANSPORTE DlRECClON GENERAL DE AERONAUTICA CIVIL



### . 2. 

# 4069

V).· En case de que la(s) aeronave(s) mencionada(s) sea(n) sustitulda(s) o deje(n) de operar, esa Empresa debera dar aviso a Ia Dlrecci6n General de Aeronautica
.Civil acompafiando 

### copia del permiso correspondiente a 

### Transporte Aereo Naclonal. VI).• El personal de vuelo de la(s) aeronave(s) debe contar con el certlficado de competencia vigente expedido por Ia Direcci6n General de**Aeronauti~** Civil.

. I VII).· Dicha(s)**aeronax~(s)** saldra(n) de tenitorlo nac_ional, por: cualquiera de los Aeropuertos lnternacionales de. Ia Republica Mexlcana
.**a'utor!z~dos** per Ia Sec.:retarfa de Comunicaciones 

### y Transportes,**don.d"~** cumpllran las 

### formalidades 

### y**req~isitos** de 

### adLJana, migraCion 

### y sanidad.

'' ' ' . VIII).· Para Ia op.erecl6n 

### del(os) vuelo(s)

### .l.ntem.cional(es)q~e 

# se autoriza(n) esa Empresa queda obligada a cumpllr con 

### todos.los requlsitos que establezea ·ra.**Diiec~<)n** de Aviaci6n, adscrita a esta Direccl6n**.~eneral** 

### de Aeronauticia 

### Civil.

. " · · '· IX).- La Empresa debera segulr ·las vfas
.aereas

### prevl~mente**'·~s.tatih~cidas por~l~**  Secretarfa de Comunicadones y Trimsportes. ·· · · · ·· · ·' · ··· · ' .

### .. .. '"' X).- Aplicaran en estes vuetos Ia cuota· que prevlamente haya

### ~utqrizadol~**Dire~ci6n**..

### General de Tarifas, Transporte Feiioviario

## y MUJtlmodal. · · ·· · · .· ·

.. 

### XI).-

# La,Ji:~presa.queda·.obUgada·

## a

# .pr~s~ntar**~n ;Inform~.** **e~ta~fstico ~m~ris~ai**  a Ia 

### .:Rir:eC9{6n General de Aer:.onautica CivU (Departamento de. Prograrnaci6n·

## y**Est:a~($~iea,s),** en laforma**OGAC~1857-I.** Xllk

# L~::~'~·pt~sa**d~~er~·contratary mant~~e~~;gen~~.u·h** **se~~rC,~ue** cubra

# ~~~**resp~~:~·~ilidades** por los dano.s;a

### :p~sajeros Y::equlpaje, asi com()

### d~nos.. 

# a**per~onas·**

# ocosas que se

### .~ncuentren en Ia superficleJ:i;e:te}ljtorio me:idcano 

# :en termlnos de·Jo$

### Artlcul~:)~"70,72.'f]~ 

### ?e la.Ley

### d~ Aviacion Civil, 64, 65, 

### 66,,67, 

### a·e•..69, 70, 

### 71'y 72 de 

### su Reglamen,to.
. · .· · .. : ;. ·· ..•.•.**:::~** · ·:::... ..**~'** ...**~** ' . ; : : ... •' ' .'
. :J ,),
.. :-- ,:, 

### XIIJ).· Con

## fun,c;iaro~ntp en

### Io
.

## .dtsp~e~tq en

## lo~**ArtiP~:Jtos:**62

# y" 74· 

## de' Ia 

# LeY de 

### Aviaci6n Civil, esa Empresa debe**gafa_iitiz~r** el**'pag~** .de 

# Ia· inde.mn!Zacion per daliQ:S que 

### PU.dJeran causar a pasajeros 

### y equipaje fuera de.territono**mexic~mo,** por las**~ntidades rq'i..i~** **estaql~(:e~etqonvenio** de 

### Varsovia, modlflcado por el**Prot9~1o** de IaHaya

# oporcualquier regimen vigenti!**~en**

## :erp·ars o 

### palses de destine de los vuelos

### internacion~l~s 

### por.et tiempo a 

# qua**:este'suj~tq.~f~** periniso.·· XIV).· Previamente al inicio

# ~~···.~~s,'**~u~l~s** ..

# al
..

# e~riji~~:**·:~~be~n** solicitar 

### y 

### recabar el permiso correspondiente de cada una de las eutoridades**~ronautieas** del (os) pais (es) citado (s) en Ia presente autorizacl6n 

### y, paralelamente, presenta·r en esta Dependencia copia {s) de dicho (s) 

### (\\permiso (s} para 

### acreditar que se cumpli6 con este requisite.

# f!J**~\v).-** La Empresa no podra ceder, hlpotecar, gravar, transfertr o enajenar el presente permiso, o 

### los erechos en 

## el conferidos, a algun goblemo o Estado e:xtranjero.

..

# ../., SUBSECRETARIA DE TRANSPORTE DIRECCION GENERAL DE AERONAUTICA CIVIL

- 3- 

# 4069

XVI).- La Empresa no podra ceder, hlpotecar, gravar, transferir o enajenar el presente permiso, o los 

### derechos en 

## el conferidos, a otros particulares, 

### nacionales o extranjeros sin autorizacion de Ia Secretaria. XVII).- La**~mpresa** queda cbflgada a presentar**es~e** permlso a las autoridades aeronauticas de los aeropuertos intameclon.ales que utlllcen per.a 

### safir 

### y entrara territorio mexicano. XVIII).· La

### Secretar(~ de Comunicaciones

.

# y Tran,sportes podra
. dictar las modalidades y caracterfsticas confcnne a las cuales se preste el servicio
.. publico en ·Ia vias generales de comunicaci6n 

### y meqios detransporte'..
. . . ... Asimlsmo, Ia Secretarfa tendra la.·facultad, en cualquier

### tiemp~.**de\~erifica~** el cumplimiento de las Leyes 

### de. VIas Generales. de Comunicaci6n y**d~** Av1aCi6n Civil,

..SIJS**regiam~ntos** y 

### demas disposiclones apllcables. Para tal efecto,**I~** permisionaria**estar~·** obligada a**peirnitir~el** acceso a los

### verificador~~ 

# a sus**lnstalaciones~** a trans.portarlos ·en

### su~.equip(:)s 

### paraque·realice.r.i' Ia verificaci6n 

### y, en general; a 

### otorgarles .todas las facilidades.para estos

### fi!'JE!S, 

## asi com.o

# aproporcionaf'a Ia Secretaria los**inform~~'** 

### con los datos 

### cjue permitan 

### conocer Ia 

### .o'p.eraci6n 

### y expl6taci6n de.Jcs. 

### servicios de transporte**~ereo.** 

### · · ·· · · ·· ·· .·. · · · · ., XIX).· La

### n~vegaci6n 

## en.el e.spaclo aereo

### s·o~re**~·rritono**..

### nacional

### ~e_rtge 

# par lo**previ~to** en Ia Ley 

### de Avlacl6n,:C!:vll y 

### porJos tratados, Y. a 

### falta**·d~** dis.pqsidon· 

### .axpres·a, 

### se. apl'iCaran los ordenamientcs**legales::·pr;~y.lstos** 

# en el articulo 4°. qe..la**pro·pla.,L~y** 

### de**Avia~ie,n:Civil**

### y 

# su .Reglamento, nj'otivo por el**cualla"'~rrnlslonaria ·~eb~ra**  cumpllr

# con .todas 

### y.cada una

# de::ta$.**disposiciob~s** 

### cont[3nidas en dicha normativid$d.' ·· · · : ·· ·· ·- . · · ·. ·. · ·. · .. - .· . · .. ·.-' \ F
. ' '**·~** . : .: ..,.... ' •' XX).· Parii

## :,a oavegaci6n 

## Eim el 

### espacio' aereo;

## s~~a obllgator.io utilizar IQS;servi9iOS 

## de. transite aereo,**radioayud~s::** 

### ·.**m~teorclogra:· telecom~nicacione$**  

### e .irifonn'adon.**'aerotj~utieas,** 

# asI. como los demas auxlllos a**la<nav~gacf6n ~aerea·**  que presta el Organo Desconcentrado denominado Servicios a Ia Navegaci6n**e.n~,$t:Es~.-cio A~reo**  

### MexJcanp. · · .•: · · ·" .· ·· · .... , ····. ·.**""}~·** ....**~~~~~?\** :-; ··: . ' . :: ··.. :1**:~** ; :. . ' ' ..;.:' 

### XXI).- En ta prestaclon 

### de .los s-er\ticlos de transporte

### aereo~ 

## Ia permisjonafia por iniciativa propia o a

.instancias 

### de Ia Secretaria, 'deberii 

### adoptar las**rnedida~** nec·9Sarias para ·garantizar las condiciones maxi

### mas de Ia 

### segurldad**d~**

### :Ia aero-nave

# y de su o'peraCl6n, a fin. de'

## prafager Ia integridadffsica de las 

### personas, equipaje 

### yterce**res~. ~**  

### ··.· · ·. ·. . . : .· ,.. .. . :··.': '' - '**~** 

### . · .. ' :, ' ',: ' . . ,, ,."
· XXII).· 

### El incumplimlento del 

### permlsionari.o,

## ci>m~!ld~rita o·

## pilot~ a cualquiera de 

### las obligaciones 

### o ndiciones establecidas en Ia Ley de Aviacion··civil, en sus reglamentos 

### y en este permiso, se ncionara en terminos de los artrculos 

## sa, 87, 

## sa, 89 

## y90 del ordenamiento legal citado 

### en primer

## /l\~~mino. .

# ~ ..J

# ..**SEC~£'rARIA** D£**.~Oiii:J!I/lCACIO~H:s** Y**i~.ANSI'ORr::s** SUBSECRETARIA DE TRANSPORTE DIRECCION GENERAL DE AERONAUT!CA CIVIL



### . 4.

### ~069

XXIII}.· El permisionar!o debera presentar dentro de los quince (15) dfas siguientes a Ia fecha de inscripci6n de este permiso una fianza a favor de Ia Tesoreria de Ia Federaci6n por un monto equivalents 

### a tres 

### mil dias de salario minimo a 

### Ia fecha en que se contrate dicha fianza, 

### para garantizar el cumplimiento de las obligaciones que el mismo le impone, con base en el articulo 17 de Ia Ley de Vfas Generales 

### de Comunicad6n. Esta fianza debera mantenerla vigente mientras este en 

### vigor el permiso. XXIV).- El permisionario debera proceder al pago 

### y, por consiguiente,**a~reditar** ante esta Secretaria da Comunlcaciones

.y Transpcrtes, mediante recibo oficia(al ente.r:o de Ips oerechos previstos en los 

### artfculos 

### 159, fract::i6n 

### · 11, Y:153, fraccion · 

### II, de 

### Ia Ley Federal de Dereqhos, 

### las cantidades de $8,254.00 M.N. y $ 1,651.00**~.N.** por concepto del otorgamiento de e$te 

### permiso e inscripci6n en el Registro**Aerp~au.tico** Mexlc
. ano. . · ·.· · ··· · · · Por otra

### p~rte. el 

### permisionario debera

### eub~r anualmente

## y**a<::redit~r** m'edian.te recibq.'oticial, el page de los derecho$ corraspondlente$ 

### por eada uno de lo$

# anos en:que.se : encuel,'ltre vlgente el permiso, de**conformid~d** con.,IQ dispw!tsto en el artfeulo
.. 159, de

## laJey F&deral de Derechos. ,Vigente. "' , ,·• ·' ·· ·: : - ' ' '
. ·. . ,. •.. ';
...:. . :··. ·

.. . :.·· .. . ..=

. ·



### .. 

### El

### acredit~mlento de pago de los

### dereeh~s debera vefmearse a

### ma~ tard!3:r. cjentro 

# d_e los 25 

### dfas naturales 

### siguientes a 

## . la recha de
.**otorgami~nto** 

### de
. este permisq.

## y; 

## 'en

.el cascf de 

### los anos subsecuentes, el 

# . plaza p'a.r.a acreditar 

# el 'pago ·

# se:**~ntara** a partir

## c:le l.a,

### feeha de Ia cual se haya otorgadq 

### diCho permlso. · · · · · ·· .. · ·· · ., · · .., ··· ' .·.•.. ' ·· · ·

. ''.•·· 

### ... .. ( ..

### ··

### ·. . . ' ·::·:**-~** ' ' :**-~** •,**':~:: :** 

' .,:

.._. .·,:**.~:'** ... 

# A
. T

# e··.N ..r ·A·M·

### s-N · T

# . e

· ··:.:...__ . . . :· .. ._ ..

· suFR-AGto 

## · eF'· ecrtvo:'No'ReeL cctoN

. . ;. ,

Vuelta.•.

## LIST OF KEY PERSONNEL

NAME POSITION CITIZENSHIP ROCA 

### EXHIBIT C



## TELEPHONE 

## ===================================================================== SR. ENRIQUE NIETO AGUADO OWNER SR. ALEJANDRO NIETO AGUADO PRESIDENT CPA JORGE TORRES GOMEZ MANAGER CAP. GUSTAVO LEGARRETA G. CHIEF PILOT SRA. SOFIA AMADOR HDZ. CHIEF OPS.

COMPANY ADDRESS FOR ABOVE PERSONNEL IS: AERO ROCA, S.A. de C.V. PARQUE FLORESTA 

### # 221 FRACC. DEL PARQUE CELAYA, GTO. 38010 MEXICO 

## MEXICAN 011-524-618-5000 

## MEXICAN 011-524-618-5000 

## MEXICAN 011-524-618-5000 

## MEXICAN 011-524-618-5000 

## MEXICAN 011-524-618-5000

### FOREIGN AIR CARRIERS CERTIFICATE OF INSURANCE OST FORM 6411 

### of AERO ROCA, S.A. de C.V. ROCA 

### EXHIBIT DAGENCY DISPLAY OF ESTIMATED BURDEN 

# tJ'**~**

## ......Y U.S. Department of Transportation The public reporting burden for this collection of information is estimated to average 30 minutes per response. If you wish to comment on the accuracy of the estimate or make suggestionsfor reducing this burden, please direct your comments to: DOT and OMB at the following addresses: Office of the Secretary of Transportation U.S. Department of Transportation Federal Aviation Administration Flight Standards Service, AFS 260 800 Independence Avenue, S.W

.. and Office of Management and Budget Office of Information and Regulatory Affairs Paperwork ReductiOn Proyect 2106-0030 Washington, D.C. 20591



### FOREIGN AIR CARRIERS- CERTIFICATE OF INSURANCE POLICIES OF INSURANCE FOR AIRCRAFT ACCIDENT BODILY INJURY AND PROPERTY DAMAGE LIABILITY FlUNG INSTRUCTIONS: File an original ofthis form with the Federal Aviation Administration, Flight Standards Service, Air Transportation Division, Program Management Branch, AFS-260, 800 Independence Avenue, S.W., Washington DC 20591 (Please type information, exceptsignatures.) THIS CERTIFIES THAT: MAPFRE TEPEYAC SA (Name oftnsurer) has issued a policy or policies of Aircraft Liability Insurance to AERO ROCA S.A. DE C.V•. PARQUE FLORESTA # 221, FRACC. DEL PARQUE, CELAYA, GUANAJUATO, MEXICO (Name and address of Insured Foreign Air Carrier) effective from MAY 25th, 2011 until ten ( 1 0) days after written notice from the insurer or carrier of the tntent to terminate coverage is received by the Department ofTransportation. NOTE: Part 205 ofthe Department's Regulations does not allow for a predetermined termination date, and a certificate showing such a date is unacceptable. 1. The Insurer (Check One): is licensed to issue aircraft insurance policies in the United States; X is licensed or approved by thegovernment of MEXICO to issue aircraft insurance policies; or is an approved surplus line insurer inthe State(s) of 2. The insurer assumes, underthe policy or policies listed below, aircraft accident liability insured to minimums at least equal to the foUowing during operation, maintenance, or use ofaircraft in "foreign airtransportation· as that term is defined in the Federal Aviation Act (Gomvlete aQ.Qficable section (s) below): A. CANADIAN CHARTER AIR TAXI OPERATORS WITH PART 294 AUTHORITY ONLY The aircraft covered by this policy have: (1) 30 or fewer passenger seats and a maximum payload capacity of 7,500 pounds or less; and/or (2) a maximum authorized takeoff weight on wheels of no more than 35,000 pounds. (Cher;;.k se12arate or combinetj_ coverf]Qe as appropriate): Separate Coverages: Minimum Umit Policy_ No. T'{e_e ofUabilit'f. Each eerson Each Occurrence Combined Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage liability $75,000 $2,ooo.ooo·(see note) Passenger Bodily Injury Liability $75,000 $75,000 x 75% of total number of passenger seats installed in the aircraft Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal tothe required minimums stated above for bod11y injury (exduding passengers), property damage, and passenger bodily injury, Policy No, Amount of Coverage This policy covers CARGO operations onlyand excludes passenger liability insurance. NOTE: If the aircraft covered by this policy have more than 30 passenger seats or more than a maximum payload capacity of 7,500 pounds, the minimum limit per occurrence shall be $20,000,000.

-OST Form 6411 OMB No. 2106..0030 B. FOREIGN AIR CARRIERS OPERATING SMALL AIRCRAFT The aircraft covered by this policy are SMALL AIRCRAFT (i.e., with 60 or fewer passenger seats orwith a maximum payload capacity of 18,000 pounds or less). (Check separate or combined coverage as appropriate): Separate Coverages: Minimum Limit Potier. No. Tvoe ofLiabflil't. Each oerson Each Occurrence Combined Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage Liability $300,000 $2,000,000 ·(see note) Passenger Bod11y Injury Liability $300,000 $300,000 X75"/o of total number of passenger seats installed in the aircraft Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums stated above for bodHy injury (excluding passengers), property damaged, and passenger bodily injury. Policy No. 3601100000120 Amount of Coverage USD 2§,000,000 This policy covers CARGO operations onlyand excludes passenger liability insurance. 

### c. FOREIGN AIR CARRIERS OPERATING LARGE AIRCRAFT The aircraft covered by this policy are lARGE AIRCRAFT (i.e., with more than 60 passenger seats or with a maximum payload capacity of more than 18,000 pounds). (Checkseaarate orcombinedcoverage as aoorooriate): Separate Coverages: Minimum Umft Polic':{.No. T 'if2e ofLiability_ Each eerson Each Occurrence Combined Bodily Injury (Excluding Passengers other than cargo attendants) and Property Damage Liability $300,000 $20,000,000 *(see note) Passenger Bodily Injury $300,000 $300,000 X75% of total number of passenger seats installed in the aircraft Combined Coverage: This combined coverage is a s1ngle limit of liability for each occurrence at least equal to the required minimums stated above for bodily injury (exduding passengers), property damaged, and passenger bodily injury. Policy No. Amount of Coverage This policy covers CARGO operations onlyand excludes passenger liability insurance
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. .. 3. The policy or policies listed in this certificate insure(s) (Check One): Make and Model FAA or Foreign Flag Reoistratfon No. Operations conducted witt all aircraft operated by the insured Operations conducted With the following types ofaircraft: CESSNA CITATION BRAVO 550/550-0887 XA-ABE Operations with the folloWing aircraft (Use additional page if necessary) 4. Each poliCY listed in this certificate meets or exceeds the requirements in 14 CFR Part 205. MAPFRE TEPEYAC S.A. ORBE AGENTE DE SEGUROS Y FlANZAS (Name ofInsurer) (Name ofBroke':! ifapplicable) BLVD. MAGNOCENTRO #5, CENTRO URBANO AV. CIRCUNVALACIONAGUSTIN YANEZ2534, ARCOS VALLARTA (Address) (Address) 52760 HUfXQUILUCAN, EDO. DEMEXICO, GUADALAJARA JAL/SCO C.P. 44130 (City, State, zjp Code) (City, State, Zip Code) MIGUEL ANGEL SERRANO OSWALDO SANCHEZ Contact (person who can verify the effectiveness ofthe coverage) (Officer orauthon'zedrepresentative) 5255 5230 7000 

# J 5255 5246.75.90 I

(Area Code, Phone Number) 

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# -- I (Signatt, ifapplicable) (Signature) OCT 1ih 2011 OCT tth 2011 (Date) (Date))