BEFORE THE 

DEPARTMENT OF TRANSPORTATION 

WASHINGTON, D.C. 

Application of: ) 

) 

'L; 'J 2: I 0 

AERO ROCA, S.A. de C.V. ) Docket OST-01-9076 

for a renewal of an exemption (MEXICOUS) under 49 U.S.C. Section 40109 

APPLICATION FOR A RENEWAL OF AN EXEMPTION 

FILED BY AERO ROCA, S.A. de C.V. 

FOR A PERIOD OF TWO YEARS 

We are relying on the automatic extension provisions of Federal Law 

Specifically 5 USC 558(c), as implemented by 14 CFR Part 377, to 

keep our exemption authority in effect, pending final department 

action on this renewal application. 

It should be noted that no changes have occurred in the company 

management, stock holders, their nationality, aircraft or aircraft 

crews. 

This carriers Ops Specs are managed at the Fort Worth, Tx, 

FAA/FSDO, and the aircraft have fewer than 30 seats. 

COMMUNICATIONS WITH RESPECT TO THIS DOCUMENT SHOULD BE ADDRESSED 

TO: 

Mr. Eugene E. Smith 

7717 Village Oak 

San Antonio, Tx. 78233 

Tel (210) 590-1630 

Fax (210) 653-9281 

Representative in the U.S. for: 

AERO ROCA, S.A. de C.V. 

13 OCT 2011 
In support of this application, and pursuant to the 

Department's Procedural Regulations, ROCA states the following: 

1. ROCA, incorporated in Mexico in 2000, is a privately held 

corporation that is 100% owned and controlled by Mexican 

citizens. Name, citizenship and percentage of ownership of ROCA 

are enumerated in Exhibit A. 

The full name and corporate address of ROCA is: 

AERO ROCA, S.A. de C.V. 

Parque Floresta # 221 

Frace. del Parque 

Celaya, Gto. 38010 

MEXICO 

2. The name and official address of the government air transport 

authority in Mexico having regulatory jurisdiction over ROCA is: 

Secretaria de Comunicaciones y Transportes 

Direccion General de Aeronautica Civil ("DGAC") 

Av. Providencia No. 807, Piso 1-7 

Colonia del Valle 

Delegacion Benito Juarez 

Mexico, D.F. 03100 

MEXICO 

3. As noted above, ROCA is seeking transborder charter authority 

to engage in foreign air transportation of persons and their 

2 
belongings without the need for prior Department approval 

of each flight, or series of flights. 

stopover privileges. 

ROCA is also requesting 

4. ROCA is operationally and financially qualified to perform the 

service for which authority is requested herein. 

thereof: 

As evidence 

(a) The Mexican DGAC has issued a permit authorizing 

ROCA to conduct non-scheduled, international air taxi 

transportation of passengers in the North and South American 

Continents. This permit is valid indefinitely and is attached as 

Exhibit B. 

(b) In 2000, ROCA received its DGAC permits and 

commenced commercial flight operations. From its base in Celaya, 

Guanajuato, Mexico, ROCA provides air transportation to domestic 

and international passengers, consisting of members of the 

following institutions which form part of the governing body, 

owners, and stock holders of ROCA: 

3 
AERO ROCA, S.A. de C.V. 

DISTRIBUIDORA DE COMBUSTIBLES DEL NORTE, S.A. de C.V. 

SUMINISTROS DE COMBUSTIBLES INDUSTRIALES, S.A. de C.V. 

SAN LUIS GAS, S.A. de C.V. 

FLENSA, S.A. de C.V. 

COUNTRY AUTOMOTRIZ, S.A. de C.V. 

ELITE MOTORS, S.A. de C.V. 

ROCA MOTORS, S.A. de C.V. 

CONTROLES ADMINISTRATIVOS DE CELAYA, S.A. de C.V. 

EXPORT SAN ANTONIO, S.A. de C.V. 

Future operations, including its proposed U.S. service, are 

likely to be a continuation of this type of operation. ROCA 

estimates that it will operate 50 to 60 round trip flights 

annually between Mexico and the United States with an average 

load of four passengers per flight; all of which will originate 

in Mexico. 

(c) ROCA owns and operates one Cessna Citation 

aircraft, Model 550 B Bravo, 8 passenger Jet aircraft with 

Mexican registrations XA-ABE. 

(d) ROCA maintains its aircraft pursuant to a 

maintenance service agreement with AVEMEX, of Toluca, Mexico, 

4 
which is an F.A.A. certificated Repair Station, and with Cessna 

Citation Company, in Wichita, Kansas in accordance with an 

airworthiness program approved by the Mexican DGAC in compliance 

with ICAO Annexes 1,6 (Part I) and 7. 

(e) ROCA has established a well qualified management 

team with the necessary experience in providing domestic and 

international air taxi services. 

Mr. Alejandro Nieto Aguado has served as President of 

AERO ROCA since the founding of the company in February 2000. He 

attended Mechanical Engineering Administrative Courses at the 

Instituto Tecnologico de Monterrey, in Monterrey, Nuevo Leon. 

CPA. Jorge Torres Gomez joined ROCA at its inception in 

2000 and serves as the company's General Manager. He also serves 

as the company's Accountant. 

Pilot. Capt. Gustavo Legarreta Guerrero received his 

Unlimited Commercial Pilot's License in 1976 and has accumulated 

over 8450 hours of flight during his 24 years of aviation 

5 
experience. Joined ROCA in 2000, and has over 100 hours in the 

Cessna Citation aircraft. Capt. Legarreta is licensed to operate 

the company's Citation and attends annual training courses, at 

Flight Safety in Wichita, Ks. 

Capt Legarreta serves as the company's Chief Pilot 

Pilot. Capt. Raul Ramirez Briones received his Pilot's 

License in 1984, received his Unlimited Commercial Pilot's 

License in 1990 and has accumulated over 3200 hours of flight 

during his 16 years of aviation experience. Joined ROCA in 2000, 

and has over 100 hours in the Citation aircraft. Capt. Ramirez 

is licensed to operate the company's Citation and attends annual 

training courses, at Flight Safety in Wichita, Ks. 

A composite of ROCA's key personnel is shown in Exhibit C. 

(g) A copy of OST form 6411, Foreign Air Carriers 

Certificate of Insurance, is attached as Exhibit E. As shown 

therein, ROCA limits of liability exceed the requirements of 14 

CFR Part 205. 

6 
(h) ROCA has not been involved in any safety 

violations, incidents, tariff violations or fatal accidents since 

its inception. 

(i) ROCA does not have any agreement or cooperative 

working arrangements with any U.S. air carrier affecting its 

proposed services to the United States 

5. ROCA's proposed U.S. services are consistent with the public 

interest for the following reasons: 

(a) ROCA will be carrying executives to the U.S. on 

business, thereby fostering commerce between Mexico and the 

United States consistent with the objectives of the North 

American Free Trade Agreement (NAFTA) . 

(b) ROCA' s request for stopover privileges is 

consistent with the need of the executives using its services 

will, from time to time, need to stop at two or more places in 

the U.S. as part of their round trip itineraries. ROCA submits 

that no regulatory purpose would be served by preventing ROCA 

from responding to the stopover needs of its customers. 

7 
WHEREFORE/ ROCA respectfully requests exemption authority to 

engage in charter foreign air transportation of persons and their 

accompanying baggage with small aircraft as set forth herein1 and 

such other relief as may be in the public interest. 

13 October 2011 

Agent for Service for 

AERO ROCA, S.A. de C.V. 

8 
OWNERSHIP 

of 

AERO ROCA, S.A. de C.V. 

SHAREHOLDER CITIZENSHIP 

ROCA 

EXHIBIT A 

PORCENTAGE 

============================================================ 

SRA. LILIA NIETO SAN ROMAN 

SR. ENRIQUE NIETO SAN ROMAN 

SR. ALEJANDRO NIETO SAN ROMAN 

for SERVICE 

ROCA, S.A. de C.V. 

MEXICAN 

MEXICAN 

MEXICAN 

34 % 

33 % 

33 % 
D.G.A.C. INTERNATIONAL AIR TAXI PERMIT 

of 

AERO ROCA, S.A. de C.V. 

ROCA 

EXHIBIT B 
."'=· 

AERO ROCA, S.A. DE C.V. 

SUBSECRETARIA DE TRANSPORTE 

DIRECCION GENERAL DE AEROI\tAUTICA CIVIL 

OFICIO No. 101.421. . 

ASUNTO: Se concede permiso para establecer y explotar un 

servlcio publico de transporte no regular de taxi 

aereo lntemacional de pasajeros. 

OPERADOR MEXICANO. ~069 

Mexico, D. F., a f 0 OCT, 2000 

A/C. LIC. MUNUEL RENE INIGO CASTILLO. 

INSURGENTES SUR 598·501. 

COL. DEL VALLE. 

03100 MEXICO, D.F. 

En respuesta a s~· escrito del 04 de septiembre del presente, me permito informarle que con 

fundamento en IO$ .~rticulos 3°., fracci6n VI de Ia Ley de Vias Generales de Comunicaci6n. 6°, 

fracci6n II, y 11 .. fraqci6n Ill, de Ia Ley de Aviaci6n Civil, en relation cQn el articulo 6°, fracci6n VIII del 

Reglamento lnter{or de Ia· $ecretarfa de Comunicaciones y Transp~rtes,. esta Subsecretarfa de 

Transports, otorga a Ia empre~a AERO ROCA, S.A. DE C.V., PERMIS.O para el establecimiento y 

explotaci6n de .un servlcio··publiCC) de Transport~ no regular de tW(i aereQ. intemaclonal de pasajeros, 

desde su··bas~ de operaciones en Celaya, Gto., hacia ef C~nth1epte Americai}o {Excluyendo Cuba, Alaska y H~wai). · · · · · · - · · ' ·· · ·· · · 

En tat virtud,· y de coriformidad con lo dlsp'uesto en los·articul.os S0>fracciones ll, VIII, IX. XII y XIII, 49, 

51 y 12o,:.de Ia Ley d~·vras· Generales de· ComunicaCiqri; 1°., ~o:, 4°:',-5°;~ ~ccio~:T.inciso a), 6°., 

fracclones I, II, XI, y XII, 7°, 12, 14, 15, 17, '18, 24, 32, 35; 42, 44,47, fra(?ciof.ies II, IV,yV, 61, 62, 70, 

74, 76, 8.4.·Y dema$ apll.cabies de:la Ley.de Aviacior.(;ivH, 1", 2°, 1q, 1-1, 25, 26, ?8 y 32 de su 

Reglam.ento,: el pres~nte permiso estan!. sujeto a los siguientes ,requisites y condiciont;s: . , . ,. ,' ' :. . . ~· ' ' ; ' ·.· . . . . ' .. . 

t).· EL::.~~~Mrso sE ·oroRGA POR ·PLAZO ·.INDEFINtoo;.eN .. aft.sE ·AL A~tiCdLo 11 DE 

LA LEY . oe· AVIACI6N :CIVIL, MISMO QUe··· S·E DARA ' POR TERMINADO§: ¢1JANDO EL. 

PER.MISIONAR!.O INCURRA EN. 'ALGUNA DE LAS. CAl)SALES PREVIST A,S EN. LOS ARTiCULOS 

14 y 15 DE LA .. PROPIA LEY. . . . ·:'.·. -. - ' . :- -

II}.· El present~. ~~rmlso. "se ~xpide. en· base a.l · permi~o de oper~dor de un s~.~cio publico de 

trans porte de·.t~*' ·;a~reo nacionat no regular d.e pasajeros; otorgado. mediante. oficio numero 2087 de 

fecha 05 de junio det 2000. · · · · · · ·· ···· ·. 

·\:·· .• • ,!• ' • ·, 

EQUIPO AUTORIZAOO: · 

CESSNA.550' . MATRJCULA: 

,· .// ; , . .:..·.' 

Ill).· El presente permiso debe~ .. s~r .lnscnio ~n ei Reglstro Aeronautico Mexicano. conforme al 

articulo 47 de Ia Ley de Aviaci6n Civil. · · 

(~IV).· La(s) aeronave(s) sera(n) utlliz.ada(s) solamente para prestar servicio de taxi aereo internacional 

~~o regular de pasajeros. 

\, .. .I 
SEC~EiAII!IA "DE COI.:UNlCACIOt.IES 

Y TaAN$POR"I£S 

-

SUBSECRETARIA DE TRANSPORTE 

DlRECClON GENERAL DE AERONAUTICA CIVIL 

. 2. 

4069 

V).· En case de que la(s) aeronave(s) mencionada(s) sea(n) sustitulda(s) o deje(n) de operar, esa 

Empresa debera dar aviso a Ia Dlrecci6n General de Aeronautica . Civil acompafiando co pia del 

permiso correspondiente a Transporte Aereo Naclonal. 

VI) .• El personal de vuelo de la(s) aeronave(s) debe contar con el certlficado de competencia vigente 

expedido por Ia Direcci6n General de Aeronauti~ Civil. . I 

VII).· Dicha(s) aeronax~(s) saldra(n) de tenitorlo nac_ional, por: cualquiera de los Aeropuertos 

lnternacionales de. Ia Republica Mexlcana . a'utor!z~dos per Ia Sec.:retarfa de Comunicaciones y 

Transportes, don.d"~ cumpllran las formalidades y req~isitos de adLJana, migraCion y sanidad. 

'' ' ' . 

VIII).· Para Ia op.erecl6n del(os) vuelo(s) .l.ntem.cional(es)q~e se autoriza(n) esa Empresa queda 

obligada a cumpllr con todos.los requlsitos que establezea ·ra. Diiec~<)n de Aviaci6n, adscrita a esta 

Direccl6n .~eneral de Aeronauticia Civil. . " · · '· 

IX).- La Empresa debera segulr ·las vfas . aereas prevl~mente '·~s.tatih~cidas por~l~ Secretarfa de 

Comunicadones y Trimsportes. ·· · · · · · · ·' · ··· · ' . .. .. '"' 

X).- Aplicaran en estes vuetos Ia cuota· que prevlamente haya ~utqrizadol~ Dire~ci6n .. General de 

Tarifas, Transporte Feiioviario y MUJtlmodal. · · ·· · · .· · .. 

XI).- La,Ji:~presa.queda·. obUgada· a .pr~s~ntar ~n ;Inform~. e~ta~fstico ~m~ris~ai a Ia .:Rir:eC9{6n General 

de Aer:.onautica CivU (Departamento de. Prograrnaci6n· y Est:a~($~iea,s), en laforma OGAC~1857-I. 

Xllk L~::~'~·pt~sa d~~er~·contratary mant~~e~~;gen~~.u·h se~~rC,~ue cubra ~~~ resp~~:~·~ilidades por 

los dano.s;a :p~sajeros Y::equlpaje, asi com() d~nos.. a per~onas· o cosas que se .~ncuentren en Ia 

superficleJ:i;e:te}ljtorio me:idcano :en termlnos de·Jo$ Artlcul~:)~"70,72.'f]~ ?e la.Ley d~ Aviacion Civil, 

64, 65, 66,,67, a·e •.. 69, 70, 71'y 72 de su Reglamen,to. . · .· · .. : ;. · · ..•.•. :::~ · ·::: ... .. ~' ... ~ ' . ; : : ... •' ' .' . :J ,), .. :-- ,:, 

XIIJ).· Con fun,c;iaro~ntp en Io . .dtsp~e~tq en lo~ ArtiP~:Jtos: 62 y" 74· de' Ia LeY de Aviaci6n Civil, esa 

Empresa debe gafa_iitiz~r el 'pag~ .de Ia · inde.mn!Zacion per daliQ:S que PU.dJeran causar a pasajeros y 

equipaje fuera de.territono mexic~mo, por las ~ntidades rq'i..i~ estaql~(:e~etqonvenio de Varsovia, 

modlflcado por el Prot9~1o de Ia Haya o por cualquier regimen vigenti! ~en :er p·ars o palses de destine 

de los vuelos internacion~l~s por.et tiempo a qua :este'suj~tq.~f~ periniso.·· 

XIV).· Previamente al inicio ~~···.~~s,' ~u~l~s .. al .. e~riji~~: ·:~~be~n solicitar y recabar el permiso 

correspondiente de cada una de las eutoridades ~ronautieas del (os) pais (es) citado (s) en Ia 

presente autorizacl6n y, paralelamente, presenta·r en esta Dependencia copia {s) de dicho (s) 

(\\ permiso (s} para acreditar que se cumpli6 con este requisite. 

f!J ~\v).- La Empresa no podra ceder, hlpotecar, gravar, transfertr o enajenar el presente permiso, o los 

erechos en el conferidos, a algun goblemo o Estado e:xtranjero. 

.. .. / 
., 

SUBSECRETARIA DE TRANSPORTE 

DIRECCION GENERAL DE AERONAUTICA CIVIL 

- 3-

4069 

XVI).- La Empresa no podra ceder, hlpotecar, gravar, transferir o enajenar el presente permiso, o los 

derechos en el conferidos, a otros particulares, nacionales o extranjeros sin autorizacion de Ia 

Secretaria. 

XVII).- La ~mpresa queda cbflgada a presentar es~e permlso a las autoridades aeronauticas de los 

aeropuertos intameclon.ales que utlllcen per.a sa fir y entrar a territorio mexicano. 

XVIII).· La Secretar(~ de Comunicaciones . y Tran,sportes podra . dictar las modalidades y 

caracterfsticas confcnne a las cuales se preste el servicio .. publico en ·Ia vias generales de 

comunicaci6n y meqios de transporte'.. . . . ... 

Asimlsmo, Ia Secretarfa tendra la.·facultad, en cualquier tiemp~. de\~erifica~ el cumplimiento de las 

Leyes de. VIas Generales. de Comunicaci6n y d~ A v1aCi6n Civil, .. SIJS regiam~ntos y demas 

disposiclones apllcables. Para tal efecto, I~ permisionaria estar~· obligada a peirnitir~el acceso a los 

verificador~~ a sus lnstalaciones~ a trans.portarlos ·en su~.equip(:)s para que ·realice.r.i' Ia verificaci6n y, 

en general; a otorgarles .todas las facilidades.para estos fi!'JE!S, asi com.o a proporcionaf'a Ia Secretaria 

los inform~~' con los datos cjue permitan conocer Ia .o'p.eraci6n y expl6taci6n de.Jcs. servicios de 

trans porte ~ereo. · · · · · · ·· ·· .·. · · · · ., 

XIX).· La n~vegaci6n en.el e.spaclo aereo s·o~re ~·rritono .. nacional ~e_rtge par lo previ~to en Ia Ley de 

Avlacl6n,:C!:vll y porJos tratados, Y. a falta ·d~ dis.pqsidon· .axpres·a, se. apl'iCaran los ordenamientcs 

legales::·pr;~y.lstos en el articulo 4°. qe .. la pro·pla.,L~y de Avia~ie,n:Civil y su .Reglamento, nj'otivo por el 

cualla"'~rrnlslonaria ·~eb~ra cumpllr con .todas y.cada una de::ta$. disposiciob~s cont[3nidas en dicha 

normativid$d.' ·· · · : ·· ·· ·- . · · ·. ·. · ·. · .. - .· . · ..·.-' \ F . ' ' ·~ . : .: .. , .... ' •' 

XX).· Parii :,a oavegaci6n Eim el espacio' aereo; s~~a obllgator.io utilizar IQS; servi9iOS de. transite aereo, 

radioayud~s:: ·. m~teorclogra:· telecom~nicacione$ e .irifonn'adon. 'aerotj~utieas, as I. como los demas 

auxlllos a la<nav~gacf6n ~aerea· que presta el Organo Desconcentrado denominado Servicios a Ia 

Navegaci6n e.n~,$t:Es~.-cio A~reo MexJcanp. · · . •: · · ·" .· · · · .... , ····. ·. ""}~· .... ~~~~~?\ :-; ··: . ' . :: ·· .. :1 :~ ; :. . ' ' ..;.:' 

XXI).- En ta prestaclon de .los s-er\ticlos de transporte aereo~ Ia permisjonafia por iniciativa propia o a 

. instancias de Ia Secretaria, 'deberii adoptar las rnedida~ nec·9Sarias para ·garantizar las condiciones 

maxi mas de Ia segurldad d~ :Ia aero-nave y de su o'peraCl6n, a fin. de' prafager Ia integridad ffsica de las 

personas, equipaje y terce res~. ~ ··.· · ·. ·. . . : .· ,.. .. . :··.': '' - ' ~ . · ..' :, ' ',: ' . . ,, ,." 

· XXII).· El incumplimlento del permlsionari.o, ci>m~!ld~rita o· pilot~ a cualquiera de las obligaciones o 

ndiciones establecidas en Ia Ley de Aviacion··civil, en sus reglamentos y en este permiso, se 

ncionara en terminos de los artrculos sa, 87, sa, 89 y 90 del ordenamiento legal citado en primer 

/l\~~mino. . 

~ .. J 
.. 

SEC~£'rARIA D£ .~Oiii:J!I/lCACIO~H:s 

Y i~.ANSI'ORr::s 

SUBSECRETARIA DE TRANSPORTE 

DIRECCION GENERAL DE AERONAUT!CA CIVIL 

. 4. 

~069 

XXIII}.· El permisionar!o debera presentar dentro de los quince (15) dfas siguientes a Ia fecha de 

inscripci6n de este permiso una fianza a favor de Ia Tesoreria de Ia Federaci6n por un monto 

equivalents a tres mil dias de salario minimo a Ia fecha en que se contrate dicha fianza, para 

garantizar el cumplimiento de las obligaciones que el mismo le impone, con base en el articulo 17 de 

Ia Ley de Vfas Generales de Comunicad6n. Esta fianza debera mantenerla vigente mientras este en 

vigor el permiso. 

XXIV).- El permisionario debera proceder al pago y, por consiguiente, a~reditar ante esta Secretaria 

da Comunlcaciones. y Transpcrtes, mediante recibo oficia( al ente.r:o de Ips oerechos previstos en los 

artfculos 159, fract::i6n ·11, Y: 153, fraccion · II, de Ia Ley Federal de Dereqhos, las cantidades de 

$8,254.00 M.N. y $ 1,651.00 ~.N. por concepto del otorgamiento de e$te permiso e inscripci6n en el 

Registro Aerp~au.tico Mexlc.ano.. · · .· · ··· · · · 

Por otra p~rte. el permisionario debera eub~r anualmente y a<::redit~r m'edian.te recibq.'oticial, el page 

de los derecho$ corraspondlente$ por eada uno de lo$ anos en :que.se :encuel,'ltre vlgente el permiso, 

de conformid~d con.,IQ dispw!tsto en el artfeulo .. 159, de laJey F&deral de Derechos., Vigente. "' , ,·• ·' ·· ·: : - ' ' ' . ·. . ,. •.. '; ... : . . :··. · .. . :.·· .. . ..= . · .. 

El acredit~mlento de pago de los dereeh~s debera vefmearse a ma~ tard!3:r. cjentro d_e los 25 dfas 

naturales siguientes a .la recha de . otorgami~nto de. este permisq. y; 'en .el cascf de los anos 

subsecuentes, el .plaza p'a.r.a acreditar el 'pago · se: ~ntara a partir c:le l.a, feeha de Ia cual se haya otorgadq diCho permlso. · · · · · ·· .. · ·· · ., · · .. , ··· ' .· .•.. ' · · · · . ''.•·· . .. .. ( .. ·· ·. . . ' 

·: :·: -~ ' ' : -~ •, ':~:: : 

' .,: 

.. _. 

.·,: .~:' ... 

A. T e··.N .. r ·A·M· s-N ·T .e· · · :.: ... __ . . . :· .. ._ .. ·suFR-AGto ·eF'·ecrtvo:'No 'ReeL cctoN 

. . ;. , 

Vuelta .•. 
LIST OF KEY PERSONNEL 

NAME POSITION CITIZENSHIP 

ROCA 

EXHIBIT C 

TELEPHONE 

===================================================================== 

SR. ENRIQUE NIETO AGUADO OWNER 

SR. ALEJANDRO NIETO AGUADO PRESIDENT 

CPA JORGE TORRES GOMEZ MANAGER 

CAP. GUSTAVO LEGARRETA G. CHIEF PILOT 

SRA. SOFIA AMADOR HDZ. CHIEF OPS. 

COMPANY ADDRESS FOR ABOVE PERSONNEL IS: 

AERO ROCA, S.A. de C.V. 

PARQUE FLORESTA # 221 

FRACC. DEL PARQUE 

CELAYA, GTO. 38010 

MEXICO 

MEXICAN 011-524-618-5000 

MEXICAN 011-524-618-5000 

MEXICAN 011-524-618-5000 

MEXICAN 011-524-618-5000 

MEXICAN 011-524-618-5000 
FOREIGN AIR CARRIERS 

CERTIFICATE OF INSURANCE 

OST FORM 6411 

of 

AERO ROCA, S.A. de C.V. 

ROCA 

EXHIBIT D 
AGENCY DISPLAY OF ESTIMATED BURDEN tJ' 

~ ...... Y 

U.S. Department of 

Transportation 

The public reporting burden for this collection of information is estimated to average 30 minutes per response. If 

you wish to comment on the accuracy of the estimate or make suggestions for reducing this burden, please direct 

your comments to: DOT and OMB at the following addresses: 

Office of the Secretary of 

Transportation 

U.S. Department of Transportation 

Federal Aviation Administration 

Flight Standards Service, AFS 260 

800 Independence Avenue, S.W .. 

and 

Office of Management and Budget 

Office of Information and Regulatory Affairs 

Paperwork ReductiOn Proyect 2106-0030 

Washington, D.C. 20591 

FOREIGN AIR CARRIERS- CERTIFICATE OF INSURANCE 

POLICIES OF INSURANCE FOR AIRCRAFT ACCIDENT BODILY INJURY AND PROPERTY DAMAGE LIABILITY 

FlUNG INSTRUCTIONS: File an original of this form with the Federal Aviation Administration, Flight Standards Service, Air Transportation Division, 

Program Management Branch, AFS-260, 800 Independence Avenue, S.W ., Washington DC 20591 

(Please type information, except signatures.) 

THIS CERTIFIES THAT: MAPFRE TEPEYAC SA 

(Name of tnsurer) 

has issued a policy or policies of Aircraft Liability Insurance to AERO ROCA S.A. DE C.V •. 

PARQUE FLORESTA # 221, FRACC. DEL PARQUE, CELAYA, GUANAJUATO, MEXICO 

(Name and address of Insured Foreign Air Carrier) 

effective from MAY 25th, 2011 until ten ( 1 0) days after written notice from the insurer or carrier of the tntent to terminate coverage is received by the 

Department of Transportation. 

NOTE: Part 205 of the Department's Regulations does not allow for a predetermined termination date, and a certificate showing such a date is 

unacceptable. 

1. The Insurer (Check One): 

is licensed to issue aircraft insurance policies in the United States; 

X is licensed or approved by the government of MEXICO to issue aircraft insurance policies; or 

is an approved surplus line insurer in the State(s) of 

2. The insurer assumes, under the policy or policies listed below, aircraft accident liability insured to minimums at least equal to the foUowing during 

operation, maintenance, or use of aircraft in "foreign air transportation· as that term is defined in the Federal Aviation Act (Gomvlete aQ.Qficable 

section (s) below): 

A. CANADIAN CHARTER AIR TAXI OPERATORS WITH PART 294 AUTHORITY ONLY 

The aircraft covered by this policy have: (1) 30 or fewer passenger seats and a maximum payload capacity of 7,500 pounds or less; and/or 

(2) a maximum authorized takeoff weight on wheels of no more than 35,000 pounds. (Cher;;.k se12arate or combinetj_ coverf]Qe as 

appropriate): 

Separate Coverages: Minimum Umit 

Policy_ No. T'{e_e of Uabilit'f. Each eerson Each Occurrence 

Combined Bodily Injury (Excluding Passengers other 

than cargo attendants) and Property Damage liability $75,000 $2,ooo.ooo·(see note) 

Passenger Bodily Injury Liability $75,000 $75,000 x 75% of total 

number of 

passenger seats 

installed in the aircraft 

Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums 

stated above for bod11y injury (exduding passengers), property damage, and passenger bodily injury, 

Policy No, Amount of Coverage 

This policy covers CARGO operations only and excludes passenger liability insurance. 

NOTE: If the aircraft covered by this policy have more than 30 passenger seats or more than a maximum payload capacity of 7,500 

pounds, the minimum limit per occurrence shall be $20,000,000. 

-
OST Form 6411 OMB No. 2106..0030 

B. FOREIGN AIR CARRIERS OPERATING SMALL AIRCRAFT 

The aircraft covered by this policy are SMALL AIRCRAFT (i.e., with 60 or fewer passenger seats or with a maximum payload 

capacity of 18,000 pounds or less). (Check separate or combined coverage as appropriate): 

Separate Coverages: Minimum Limit 

Potier. No. Tvoe of Liabflil't. Each oerson Each Occurrence 

Combined Bodily Injury (Excluding Passengers other 

than cargo attendants) and Property Damage Liability $300,000 $2,000,000 ·(see note) 

Passenger Bod11y Injury Liability $300,000 $300,000 X 75"/o of 

total number of 

passenger seats 

installed in the aircraft 

Combined Coverage: This combined coverage is a single limit of liability for each occurrence at least equal to the required minimums 

stated above for bodHy injury (excluding passengers), property damaged, and passenger bodily injury. 

Policy No. 3601100000120 Amount of Coverage USD 2§,000,000 

This policy covers CARGO operations only and excludes passenger liability insurance. 

c. FOREIGN AIR CARRIERS OPERATING LARGE AIRCRAFT 

The aircraft covered by this policy are lARGE AIRCRAFT (i.e., with more than 60 passenger seats or with a maximum payload capacity of 

more than 18,000 pounds). (Check seaarate or combined coverage as aoorooriate): 

Separate Coverages: Minimum Umft 

Polic':{.No. T 'if2e of Liability_ Each eerson Each Occurrence 

Combined Bodily Injury (Excluding Passengers other 

than cargo attendants) and Property Damage Liability $300,000 $20,000,000 *(see note) 

Passenger Bodily Injury $300,000 $300,000 X 75% of 

total number of 

passenger seats 

installed in the aircraft 

Combined Coverage: This combined coverage is a s1ngle limit of liability for each occurrence at least equal to the required minimums 

stated above for bodily injury (exduding passengers), property damaged, and passenger bodily injury. 

Policy No. Amount of Coverage 

This policy covers CARGO operations only and excludes passenger liability insurance . 

. .. 

3. The policy or policies listed in this certificate insure(s) (Check One): Make and Model FAA or Foreign Flag 

Reoistratfon No. 

Operations conducted witt all aircraft operated by the insured 

Operations conducted With the following types of aircraft: CESSNA CITATION BRAVO 550/550-0887 XA-ABE 

Operations with the folloWing aircraft (Use additional page if necessary) 

4. Each poliCY listed in this certificate meets or exceeds the requirements in 14 CFR Part 205. 

MAPFRE TEPEYAC S.A. ORBE AGENTE DE SEGUROS Y FlANZAS 

(Name of Insurer) (Name of Broke':! if applicable) 

BLVD. MAGNOCENTRO #5, CENTRO URBANO AV. CIRCUNVALACION AGUSTIN YANEZ 2534, ARCOS VALLARTA 

(Address) (Address) 

52760 HUfXQUILUCAN, EDO. DE MEXICO, GUADALAJARA JAL/SCO C.P. 44130 

(City, State, zjp Code) (City, State, Zip Code) 

MIGUEL ANGEL SERRANO OSWALDO SANCHEZ 

Contact (person who can verify the effectiveness of the coverage) (Officer or authon'zed representative) 

5255 5230 7000 J 5255 5246.75.90 I 

(Area Code, Phone Number) ~ 1 .1,/vea Code, Fax Number) (Area Code, Phone Number) (Area Code, Fax Number) 

-- I 

(Signatt, if applicable) (Signature) 

OCT 1ih 2011 OCT tth 2011 

(Date) (Date))