Record for the Final Section 316(b) Existing Facilities Rule

Author:

Date Created:

Date Modified:

Purpose:

File Contents:

Worksheet

Average Calc

Food

Chemicals 

Paper

Petroluem

Aluminum

Steel

Other

Input Files:

External data used in calculations/analysis:

Aluminum Profile Table_9.5.2012.xlsx

Chemicals Profile Tables_10.4.2012.xlsx

Food & Bev Profile Tables_9.5.2012.xlsx

Other Industries CapUt_9.5.2012

PaperProfTbls_9.5.2012.xlsx

Petroleum Profile Tables_9.5.2012.xlsx

Steel Profile Table_9.5.2012.xlsx

EPA-HQ-OW-2008-0667-DRAFT-3432 FileInfo 1
Record for the Final Section 316(b) Existing Facilities Rule

Abt Associates Inc.

12/22/2011

7/13/2012

Calculates the average capacity utilization for each sector, to be used in the capital 

expenditure estimate calculations.

Contents

Calculates the average capacity utilization for the period 1999 to 2010 for each sector.

Calculates the average capacity utilization for the Food and Beverage industry, from 

1990 to 2010, by averaging the capacity utilization for the Food manufacturing sector 

(NAICS 311) and the Beverage and Tobacco manufacturing sector (NAICS 312) 

weighted by value of shipments.

Reports the average capacity utilization for the Chemicals manufacturing sector (NAICS 

325), from 1990 to 2010.

Calculates the average capacity utilization for the Paper manufacturing sector, from 

1990 to 2010, by averaging the capacity utilization for the paper mills, pulp mills and 

paperboard mills segments weighted by value of shipments.

Reports the average capacity utilization for the Petroleum Refining sector (NAICS 

32411), from 1990 to 2010.

Calculates the average capacity utilization for the Aluminum manufacturing sector, from 

1990 to 2010, by averaging the capacity utilization for the Alumina Refining segment 

(NAICS 313311), Primary Aluminum segment (NAICS 331312), Secondary Smelting 

and Alloying of Aluminum segment (NAICS 331314), and the Aluminum Sheet, Plate, 

and Foil segment weighted by value of shipments.

Calculates the average capacity utilization for the Steel manufacturing sector, from 1990 

to 2010, by averaging the capacity utilization for Steel Mills (NAICS 3311) and Steel 

Products (NAICS 3312) weighted by balue of shipments.

Reports the average capacity utilization for the other manufacturing sectors, from 1990 

to 2010.

EPA-HQ-OW-2008-0667-DRAFT-3432 FileInfo 2
Record for the Final Section 316(b) Existing Facilities Rule

Range Start 1999

Range End 2010

Food 78.75

Chemicals 74.45

Paper 87.56

Petroleum 87.82

Aluminum 79.51

Steel 76.11

Other Industries

2122 75.53

2123 80.91

313 70.83

321 72.01

331 76.23

332 75.27

3364_9 70.82

339 74.45

EPA-HQ-OW-2008-0667-DRAFT-3432 Average Calc 1
Record for the Final Section 316(b) Existing Facilities Rule

2 3 2 4

Capacity Utilization Value of Shipments (millions 2011$)

Food Manufacturing

Beverage & Tobaco 

Manufacturing Food Manufacturing

Beverage & Tobaco 

Manufacturing

Year 311 312 311 312

1990 84.0 83.9 $449,357.3 $72,932.6

1991 83.7 80.6 $433,328.7 $73,753.3

1992 83.6 79.2 $452,725.3 $75,196.3

1993 84.5 71.6 $460,219.6 $74,034.8

1994 84.6 80.5 $463,424.5 $76,171.7

1995 85.6 83.6 $474,207.0 $78,263.6

1996 82.6 84.5 $477,607.5 $81,609.1

1997 83.0 82.8 $562,308.8 $81,570.1

1998 84.3 81.2 $563,157.0 $82,627.0

1999 81.6 74.1 $553,251.1 $80,439.8

2000 79.8 74.8 $552,727.2 $80,727.5

2001 78.0 73.9 $560,843.4 $81,503.7

2002 79.5 66.4 $557,945.7 $80,109.1

2003 80.4 69.6 $585,102.5 $84,393.4

2004 79.8 71.0 $596,667.2 $87,722.9

2005 81.2 74.2 $602,834.3 $91,732.4

2006 81.0 73.2 $586,140.0 $90,531.7

2007 79.9 74.6 $625,701.5 $93,822.7

2008 78.7 69.9 $674,806.0 $91,570.9

2009 78.6 69.4 $646,904.8 $91,678.2

2010 78.8 70.0 $656,721.2 $94,839.7

EPA-HQ-OW-2008-0667-DRAFT-3432 Food 1
Record for the Final Section 316(b) Existing Facilities Rule

84.0

83.2

82.9

82.7

84.0

85.3

82.8

83.0

83.9

80.6

79.2

77.5

77.8

79.0

78.7

80.3

79.9

79.2

77.7

77.4

77.7

Weighted 

Average 

Capacity 

Utilization

EPA-HQ-OW-2008-0667-DRAFT-3432 Food 2
Record for the Final Section 316(b) Existing Facilities Rule

2

Capacity Utilization

Chemical 

Manufacturing

Year 325

1990 82.9

1991 81.1

1992 79.9

1993 79.2

1994 80.4

1995 80.7

1996 80.6

1997 81.6

1998 78.9

1999 77.4

2000 76.4

2001 72.1

2002 73.6

2003 73.5

2004 76.0

2005 76.4

2006 76.9

2007 77.9

2008 70.9

2009 68.0

2010 75.3

EPA-HQ-OW-2008-0667-DRAFT-3432 Chemicals 1
Record for the Final Section 316(b) Existing Facilities Rule

2 3 4 2 4

Capacity Utilization Value of Shipments (Millions 2011$)

Pulp Mills (SIC to 

NAICS)

Paper Mills (SIC to 

NAICS)

Paperboard Mills 

(SIC to NAICS)

Pulp Mills (SIC to 

NAICS)

Paper Mills (SIC to 

NAICS)

Year

1990 92.0 93.0 92.0 9787.4 67881.0

1991 94.0 95.0 95.0 8074.1 63322.4

1992 91.0 93.0 96.0 8088.7 61116.0

1993 92.0 98.0 97.0 6200.2 58766.3

1994 97.0 98.0 99.0 6844.9 61901.5

1995 90.0 92.0 91.0 9618.1 75872.3

1996 92.0 91.0 95.0 7508.1 66808.2

1997 92.0 95.0 95.0 4372.1 64512.3

1998 91.0 93.0 90.0 4146.1 63452.2

1999 91.0 90.0 93.0 4064.2 64158.5

2000 88.0 87.0 87.0 4729.2 64910.6

2001 90.0 81.0 87.0 4046.8 58540.0

2002 87.0 89.0 93.0 4341.8 56680.7

2003 89.0 87.0 94.0 4684.6 53127.3

2004 93.0 88.0 94.0 4797.5 54430.9

2005 92.0 80.0 95.0 4584.0 57280.8

2006 94.0 88.0 98.0 4675.1 56472.1

2007 99.0 90.0 93.0 5364.6 53533.7

2008 91.0 84.0 91.0 5501.3 55080.7

2009 90.8 83.5 86.5 4474.2 48711.8

2010 86.6 77.5 86.7 4328.4 48728.9

EPA-HQ-OW-2008-0667-DRAFT-3432 Paper 1
Record for the Final Section 316(b) Existing Facilities Rule

6

ents (Millions 2011$)

Paperboard Mills 

(SIC to NAICS)

24973.0 92.7

22745.0 94.9

23885.9 93.6

23405.6 97.3

26238.5 98.2

34072.3 91.6

27632.5 92.2

26942.2 94.9

27739.0 92.0

27807.4 90.9

29804.4 87.0

27357.9 83.2

25640.4 90.1

24455.5 89.2

24661.1 90.0

23640.0 84.8

25521.7 91.3

27060.1 91.5

26442.3 86.6

23913.6 84.9

27957.8 81.2

Weighted 

Average 

Capacity 

Utilization

EPA-HQ-OW-2008-0667-DRAFT-3432 Paper 2
Record for the Final Section 316(b) Existing Facilities Rule

2

Capacity Utilization

Petroleum Refining

Year

1990 87.0

1991 91.0

1992 93.0

1993 93.0

1994 95.0

1995 88.0

1996 90.0

1997 91.0

1998 91.0

1999 93.0

2000 94.0

2001 91.0

2002 91.0

2003 90.0

2004 93.0

2005 78.0

2006 85.0

2007 89.0

2008 82.0

2009 80.0

2010 87.4

EPA-HQ-OW-2008-0667-DRAFT-3432 Petroleum 1
Record for the Final Section 316(b) Existing Facilities Rule

2 3 4

Capacity Utilization

Alumina Refining Primary Aluminum

Secondary Smelting and 

Alloying of Aluminum

Year 313311 331312 331314

1990 77.0 99.0 84.0

1991 74.0 99.0 83.0

1992 79.0 99.0 85.0

1993 80.0 84.0 88.0

1994 85.0 85.0 89.0

1995 78.0 88.0 87.0

1996 79.0 88.0 86.0

1997 83.0 87.0 87.0

1998 83.0 87.0 89.0

1999 71.0 86.0 85.0

2000 72.0 79.0 74.0

2001 84.0 64.0 74.0

2002 79.0 70.0 75.0

2003 76.0 72.0 75.0

2004 93.0 92.0 77.0

2005 91.0 84.0 79.0

2006 75.0 57.0 75.0

2007 NA 86.0 84.0

2008 NA 98.0 81.0

2009 NA 67.0 80.0

2010 84.1 62.8 42.3

EPA-HQ-OW-2008-0667-DRAFT-3432 Aluminum 1
Record for the Final Section 316(b) Existing Facilities Rule

5 2 4 6

Value of Shipments (Millions 2011$)

Aluminum Sheet, Plate, and 

Foil Alumina Refining Primary Aluminum

Secondary Smelting and 

Alloying of Aluminum

331315 313311 331312 331314

73.0 $1,794.6 $11,034.2 $4,999.7

80.0 $1,836.4 $9,391.8 $3,985.9

88.0 $1,742.6 $8,655.9 $4,785.9

81.0 $1,711.7 $7,486.6 $4,359.9

91.0 $1,481.0 $7,914.9 $5,291.5

86.0 $1,311.8 $9,276.1 $5,604.7

89.0 $1,202.3 $8,087.8 $5,097.5

89.0 $1,632.9 $8,337.8 $4,816.1

85.0 $1,739.6 $8,227.8 $4,723.6

89.0 $1,539.3 $7,584.5 $4,669.8

83.0 $1,436.9 $7,702.5 $4,783.7

75.0 $1,081.7 $6,701.1 $4,154.5

87.0 $1,011.2 $6,697.7 $4,690.0

86.0 $974.6 $5,453.0 $4,528.2

90.0 $1,188.6 $6,006.1 $4,956.3

86.0 $1,410.1 $5,514.5 $6,142.5

86.0 $1,394.1 $6,788.2 $7,735.1

83.0 $1,408.1 $6,975.9 $8,348.8

86.0 $1,462.0 $7,081.8 $7,558.3

71.0 $772.3 $3,890.0 $3,560.6

82.6 $1,036.6 $4,738.8 $5,196.6

EPA-HQ-OW-2008-0667-DRAFT-3432 Aluminum 2
Record for the Final Section 316(b) Existing Facilities Rule

8

Aluminum Sheet, Plate, and 

Foil

331315

$17,446.5 82.9

$16,321.2 85.7

$15,759.2 90.1

$14,005.0 82.9

$14,999.0 88.7

$19,301.0 86.4

$17,232.4 87.9

$18,362.2 87.9

$17,290.9 86.0

$16,726.9 86.7

$16,376.4 80.0

$14,391.8 72.4

$13,712.4 80.2

$13,751.3 80.5

$15,439.3 88.2

$17,242.9 84.5

$19,283.4 77.6

$18,508.9 80.5

$16,878.6 83.6

$11,821.0 69.1

$14,626.7 70.8

Weighted 

Average 

Capacity 

Utilization

EPA-HQ-OW-2008-0667-DRAFT-3432 Aluminum 3
Record for the Final Section 316(b) Existing Facilities Rule

4 8 2 4

Capacity Utilization Value of Shipments (Millions 2011$)

Steel Mills Steel Products Steel Mills Steel Products

Year 3311 3312 3311 3312

1990 85.0 80.7 $73,936.7 $23,056.7

1991 82.5 81.3 $63,508.8 $21,407.4

1992 83.0 81.3 $64,380.4 $21,714.5

1993 84.5 83.3 $66,554.7 $23,443.9

1994 85.5 86.0 $73,686.5 $25,036.3

1995 84.5 79.0 $77,570.9 $26,123.6

1996 83.5 78.7 $76,257.4 $25,011.6

1997 83.5 77.5 $78,204.1 $24,803.3

1998 77.5 73.3 $75,561.5 $24,932.3

1999 87.4 76.6 $69,412.5 $22,075.5

2000 72.7 69.8 $67,677.9 $22,360.4

2001 73.2 60.0 $58,096.7 $19,110.6

2002 82.6 65.5 $59,084.8 $18,596.9

2003 78.1 67.1 $59,243.5 $16,762.0

2004 87.5 67.0 $90,363.9 $20,468.6

2005 90.0 71.7 $93,374.2 $22,693.1

2006 84.0 68.3 $102,483.9 $21,517.0

2007 80.0 71.0 $108,430.6 $24,483.2

2008 78.5 72.0 $132,282.8 $26,881.1

2009 54.5 47.7 $66,098.4 $16,058.2

2010 74.7 61.0 $96,047.2 $22,042.1

EPA-HQ-OW-2008-0667-DRAFT-3432 Steel 1
Record for the Final Section 316(b) Existing Facilities Rule

84.0

82.2

82.6

84.2

85.6

83.1

82.3

82.0

76.5

84.8

72.0

69.9

78.5

75.7

83.7

86.4

81.3

78.3

77.4

53.2

72.1

Weighted Average 

Capacity Utilization

EPA-HQ-OW-2008-0667-DRAFT-3432 Steel 2
Record for the Final Section 316(b) Existing Facilities Rule

Sugar Beet Farming Metal Ore Mining

Nonmetallic Mineral 

Mining and Quarrying Textile Mills

Year 111991 2122 2123 313

1990 87.40 85.15 82.66

1991 84.43 79.32 82.27

1992 85.87 82.56 86.76

1993 84.43 82.36 89.91

1994 85.40 86.58 92.93

1995 87.85 87.60 88.10

1996 89.20 85.80 83.64

1997 91.21 85.86 84.90

1998 88.98 86.54 82.74

1999 81.30 85.92 79.92

2000 79.66 84.47 76.78

2001 75.98 84.03 68.96

2002 72.22 82.35 71.69

2003 69.52 83.13 71.01

2004 71.75 86.56 70.81

2005 77.11 87.01 76.70

2006 77.38 87.53 73.56

2007 76.43 82.47 73.15

2008 79.07 74.20 65.81

2009 69.80 63.51 56.02

2010 76.16 69.74 65.48

EPA-HQ-OW-2008-0667-DRAFT-3432 Other 1
Record for the Final Section 316(b) Existing Facilities Rule

Capacity Utilization

Wood Product 

Manufacturing

Primary Metal 

Manufacturing

Fabricated Metal 

Product Manufacturing

Aerospace Product and 

Parts Manufacturing 

and Other 

Transportation 

Equipment 

Manufacturing

Miscellaneous 

Manufacturing

321 331 332 3364-9 339

82.37 85.17 77.48 85.01 79.70

76.99 79.59 74.02 82.82 78.33

79.68 81.12 76.29 77.43 77.00

80.13 85.68 77.43 72.60 77.07

83.50 90.95 82.03 66.55 76.88

81.46 88.88 84.13 64.58 79.25

81.58 88.83 83.77 67.57 80.59

80.71 89.96 82.94 73.51 78.60

80.48 86.54 80.92 81.42 78.78

80.26 84.54 78.37 75.30 76.33

76.04 82.32 79.18 64.75 75.88

70.30 74.17 72.77 68.68 72.14

72.59 75.90 71.27 64.91 73.19

75.42 74.20 72.32 62.33 74.52

80.32 81.88 74.21 62.10 74.70

81.46 79.50 77.63 69.02 77.36

77.80 79.49 82.15 72.23 76.84

72.66 80.92 84.38 83.27 73.57

64.76 78.77 79.55 81.92 74.25

53.23 55.47 62.54 74.26 70.13

59.31 67.64 68.90 71.14 74.48

EPA-HQ-OW-2008-0667-DRAFT-3432 Other 2