Record for the Final Section 316(b) Existing Facilities Rule

**Author: Date Created:**  **Date Modified:**
**Purpose:**

**File Contents: Worksheet**  Average Calc

Food

Chemicals

Paper

Petroluem

Aluminum

Steel

Other

**Input Files: External data used in calculations/analysis:**  Aluminum Profile Table_9.5.2012.xlsx Chemicals Profile Tables_10.4.2012.xlsx Food & Bev Profile Tables_9.5.2012.xlsx Other Industries CapUt_9.5.2012 PaperProfTbls_9.5.2012.xlsx Petroleum Profile Tables_9.5.2012.xlsx Steel Profile Table_9.5.2012.xlsx

EPA-HQ-OW-2008-0667-DRAFT-3432 FileInfo 1Record for the Final Section 316(b) Existing Facilities Rule

Abt Associates Inc. 12/22/2011 7/13/2012 Calculates the average capacity utilization for each sector, to be used in the capital expenditure estimate calculations.

**Contents** Calculates the average capacity utilization for the period 1999 to 2010 for each sector. Calculates the average capacity utilization for the Food and Beverage industry, from 1990 to 2010, by averaging the capacity utilization for the Food manufacturing sector (NAICS 311) and the Beverage and Tobacco manufacturing sector (NAICS 312)

weighted by value of shipments. Reports the average capacity utilization for the Chemicals manufacturing sector (NAICS 325), from 1990 to 2010. Calculates the average capacity utilization for the Paper manufacturing sector, from 1990 to 2010, by averaging the capacity utilization for the paper mills, pulp mills and paperboard mills segments weighted by value of shipments. Reports the average capacity utilization for the Petroleum Refining sector (NAICS 32411), from 1990 to 2010. Calculates the average capacity utilization for the Aluminum manufacturing sector, from 1990 to 2010, by averaging the capacity utilization for the Alumina Refining segment (NAICS 313311), Primary Aluminum segment (NAICS 331312), Secondary Smelting and Alloying of Aluminum segment (NAICS 331314), and the Aluminum Sheet, Plate, and Foil segment weighted by value of shipments. Calculates the average capacity utilization for the Steel manufacturing sector, from 1990 to 2010, by averaging the capacity utilization for Steel Mills (NAICS 3311) and Steel Products (NAICS 3312) weighted by balue of shipments. Reports the average capacity utilization for the other manufacturing sectors, from 1990 to 2010.

EPA-HQ-OW-2008-0667-DRAFT-3432 FileInfo 2Record for the Final Section 316(b) Existing Facilities Rule

**Range Start**1999 **Range End**2010 **Food** 78.75 **Chemicals**74.45 **Paper** 87.56 **Petroleum**87.82 **Al uminum** 79.51 **Steel** 76.11 **Other Industries 2122**  75.53 **2123** 80.91 **313** 70.83 **321** 72.01 **331** 76.23 **332** 75.27 **3364_9** 70.82 **339** 74.45

EPA-HQ-OW-2008-0667-DRAFT-3432 Average Calc 1Record for the Final Section 316(b) Existing Facilities Rule

2 3 2 4 **Capacity Utilization Value of Shipments (millions 2011$)** 

**Food Manufacturing Beverage & Tobaco**  **Manufacturing Food Manufacturing** **Beverage & Tobaco Manufacturing**  Year 311 312 311 312 1990 84.0 83.9 $449,357.3 $72,932.6 1991 83.7 80.6 $433,328.7 $73,753.3 1992 83.6 79.2 $452,725.3 $75,196.3 1993 84.5 71.6 $460,219.6 $74,034.8 1994 84.6 80.5 $463,424.5 $76,171.7 1995 85.6 83.6 $474,207.0 $78,263.6 1996 82.6 84.5 $477,607.5 $81,609.1 1997 83.0 82.8 $562,308.8 $81,570.1 1998 84.3 81.2 $563,157.0 $82,627.0 1999 81.6 74.1 $553,251.1 $80,439.8 2000 79.8 74.8 $552,727.2 $80,727.5 2001 78.0 73.9 $560,843.4 $81,503.7 2002 79.5 66.4 $557,945.7 $80,109.1 2003 80.4 69.6 $585,102.5 $84,393.4 2004 79.8 71.0 $596,667.2 $87,722.9 2005 81.2 74.2 $602,834.3 $91,732.4 2006 81.0 73.2 $586,140.0 $90,531.7 2007 79.9 74.6 $625,701.5 $93,822.7 2008 78.7 69.9 $674,806.0 $91,570.9 2009 78.6 69.4 $646,904.8 $91,678.2 2010 78.8 70.0 $656,721.2 $94,839.7

EPA-HQ-OW-2008-0667-DRAFT-3432 Food 1Record for the Final Section 316(b) Existing Facilities Rule

84.0 83.2 82.9 82.7 84.0 85.3 82.8 83.0 83.9 80.6 79.2 77.5 77.8 79.0 78.7 80.3 79.9 79.2 77.7 77.4 77.7 **Weighted Av** **erage Capacity**  **Utilization**

EPA-HQ-OW-2008-0667-DRAFT-3432 Food 2Record for the Final Section 316(b) Existing Facilities Rule

2 **Capacity Utilization Chemical**  **Manufacturing** Year 325 1990 82.9 1991 81.1 1992 79.9 1993 79.2 1994 80.4 1995 80.7 1996 80.6 1997 81.6 1998 78.9 1999 77.4 2000 76.4 2001 72.1 2002 73.6 2003 73.5 2004 76.0 2005 76.4 2006 76.9 2007 77.9 2008 70.9 2009 68.0 2010 75.3

EPA-HQ-OW-2008-0667-DRAFT-3432 Chemicals 1Record for the Final Section 316(b) Existing Facilities Rule

2 3 4 2 4 **Capacity Utilization Value of Shipments (Millions 2011$)**  **Pulp Mills (SIC to NAICS)** **Paper Mills (SIC to**

**NAICS) Paperboard Mills** 

**(SIC to NAICS) Pulp Mills (SIC to**  **NAICS) Paper Mills (SIC to** 

**NAICS)** Year199092.0 93.0 92.0 9787.4 67881.0 199194.0 95.0 95.0 8074.1 63322.4 199291.0 93.0 96.0 8088.7 61116.0 199392.0 98.0 97.0 6200.2 58766.3 199497.0 98.0 99.0 6844.9 61901.5 199590.0 92.0 91.0 9618.1 75872.3 199692.0 91.0 95.0 7508.1 66808.2 199792.0 95.0 95.0 4372.1 64512.3 199891.0 93.0 90.0 4146.1 63452.2 199991.0 90.0 93.0 4064.2 64158.5 200088.0 87.0 87.0 4729.2 64910.6 200190.0 81.0 87.0 4046.8 58540.0 200287.0 89.0 93.0 4341.8 56680.7 200389.0 87.0 94.0 4684.6 53127.3 200493.0 88.0 94.0 4797.5 54430.9 200592.0 80.0 95.0 4584.0 57280.8 200694.0 88.0 98.0 4675.1 56472.1 200799.0 90.0 93.0 5364.6 53533.7 200891.0 84.0 91.0 5501.3 55080.7 200990.8 83.5 86.5 4474.2 48711.8 201086.6 77.5 86.7 4328.4 48728.9

EPA-HQ-OW-2008-0667-DRAFT-3432 Paper 1Record for the Final Section 316(b) Existing Facilities Rule

6 **Value of Shipments (Millions 2011$) Paperboard Mills**  **(SIC to NAICS)**

24973.0 92.7 22745.0 94.9 23885.9 93.6 23405.6 97.3 26238.5 98.2 34072.3 91.6 27632.5 92.2 26942.2 94.9 27739.0 92.0 27807.4 90.9 29804.4 87.0 27357.9 83.2 25640.4 90.1 24455.5 89.2 24661.1 90.0 23640.0 84.8 25521.7 91.3 27060.1 91.5 26442.3 86.6 23913.6 84.9 27957.8 81.2

**Weighted Av** **erage Capacity**  **Utilization**

EPA-HQ-OW-2008-0667-DRAFT-3432 Paper 2Record for the Final Section 316(b) Existing Facilities Rule

2 **Capacity Utilization Petroleum Refining**  Year1990 87.0 1991 91.0 1992 93.0 1993 93.0 1994 95.0 1995 88.0 1996 90.0 1997 91.0 1998 91.0 1999 93.0 2000 94.0 2001 91.0 2002 91.0 2003 90.0 2004 93.0 2005 78.0 2006 85.0 2007 89.0 2008 82.0 2009 80.0 2010 87.4

EPA-HQ-OW-2008-0667-DRAFT-3432 Petroleum 1Record for the Final Section 316(b) Existing Facilities Rule

2 3 4

**Capacity Utilization**

**Al umina Refining**  **Primary A** **luminum Secondary**  **Smelting and Al** **loy ing of A** **luminum** Year 313311 331312 331314 1990 77.0 99.0 84.0 1991 74.0 99.0 83.0 1992 79.0 99.0 85.0 1993 80.0 84.0 88.0 1994 85.0 85.0 89.0 1995 78.0 88.0 87.0 1996 79.0 88.0 86.0 1997 83.0 87.0 87.0 1998 83.0 87.0 89.0 1999 71.0 86.0 85.0 2000 72.0 79.0 74.0 2001 84.0 64.0 74.0 2002 79.0 70.0 75.0 2003 76.0 72.0 75.0 2004 93.0 92.0 77.0 2005 91.0 84.0 79.0 2006 75.0 57.0 75.0 2007 NA 86.0 84.0 2008 NA 98.0 81.0 2009 NA 67.0 80.0 2010 84.1 62.8 42.3

EPA-HQ-OW-2008-0667-DRAFT-3432 Aluminum 1Record for the Final Section 316(b) Existing Facilities Rule

5 2 4 6 **Value of Shipments (Millions 2011$) Al** **uminum Sheet, Plate, and**

**Foil Al** **umina Refining Primary**  **A luminum**  **Secondary Smelting and**  **Al loy** **ing of A luminum**  331315 313311 331312 331314 73.0 $1,794.6 $11,034.2 $4,999.7 80.0 $1,836.4 $9,391.8 $3,985.9 88.0 $1,742.6 $8,655.9 $4,785.9 81.0 $1,711.7 $7,486.6 $4,359.9 91.0 $1,481.0 $7,914.9 $5,291.5 86.0 $1,311.8 $9,276.1 $5,604.7 89.0 $1,202.3 $8,087.8 $5,097.5 89.0 $1,632.9 $8,337.8 $4,816.1 85.0 $1,739.6 $8,227.8 $4,723.6 89.0 $1,539.3 $7,584.5 $4,669.8 83.0 $1,436.9 $7,702.5 $4,783.7 75.0 $1,081.7 $6,701.1 $4,154.5 87.0 $1,011.2 $6,697.7 $4,690.0 86.0 $974.6 $5,453.0 $4,528.2 90.0 $1,188.6 $6,006.1 $4,956.3 86.0 $1,410.1 $5,514.5 $6,142.5 86.0 $1,394.1 $6,788.2 $7,735.1 83.0 $1,408.1 $6,975.9 $8,348.8 86.0 $1,462.0 $7,081.8 $7,558.3 71.0 $772.3 $3,890.0 $3,560.6 82.6 $1,036.6 $4,738.8 $5,196.6

EPA-HQ-OW-2008-0667-DRAFT-3432 Aluminum 2Record for the Final Section 316(b) Existing Facilities Rule

8

**Al uminum Sheet, Plate, and** 

**Foil** 331315 $17,446.5 82.9 $16,321.2 85.7 $15,759.2 90.1 $14,005.0 82.9 $14,999.0 88.7 $19,301.0 86.4 $17,232.4 87.9 $18,362.2 87.9 $17,290.9 86.0 $16,726.9 86.7 $16,376.4 80.0 $14,391.8 72.4 $13,712.4 80.2 $13,751.3 80.5 $15,439.3 88.2 $17,242.9 84.5 $19,283.4 77.6 $18,508.9 80.5 $16,878.6 83.6 $11,821.0 69.1 $14,626.7 70.8

**Weighted Av** **erage Capacity**  **Utilization**

EPA-HQ-OW-2008-0667-DRAFT-3432 Aluminum 3Record for the Final Section 316(b) Existing Facilities Rule

4 8 2 4 **Capacity Utilization Value of Shipments (Millions 2011$)**  **Steel Mills Steel Products**  **Steel Mills Steel Products**  Year 3311 3312 3311 3312 1990 85.0 80.7 $73,936.7 $23,056.7 1991 82.5 81.3 $63,508.8 $21,407.4 1992 83.0 81.3 $64,380.4 $21,714.5 1993 84.5 83.3 $66,554.7 $23,443.9 1994 85.5 86.0 $73,686.5 $25,036.3 1995 84.5 79.0 $77,570.9 $26,123.6 1996 83.5 78.7 $76,257.4 $25,011.6 1997 83.5 77.5 $78,204.1 $24,803.3 1998 77.5 73.3 $75,561.5 $24,932.3 1999 87.4 76.6 $69,412.5 $22,075.5 2000 72.7 69.8 $67,677.9 $22,360.4 2001 73.2 60.0 $58,096.7 $19,110.6 2002 82.6 65.5 $59,084.8 $18,596.9 2003 78.1 67.1 $59,243.5 $16,762.0 2004 87.5 67.0 $90,363.9 $20,468.6 2005 90.0 71.7 $93,374.2 $22,693.1 2006 84.0 68.3 $102,483.9 $21,517.0 2007 80.0 71.0 $108,430.6 $24,483.2 2008 78.5 72.0 $132,282.8 $26,881.1 2009 54.5 47.7 $66,098.4 $16,058.2 2010 74.7 61.0 $96,047.2 $22,042.1

EPA-HQ-OW-2008-0667-DRAFT-3432 Steel 1Record for the Final Section 316(b) Existing Facilities Rule

84.0 82.2 82.6 84.2 85.6 83.1 82.3 82.0 76.5 84.8 72.0 69.9 78.5 75.7 83.7 86.4 81.3 78.3 77.4 53.2 72.1 **Weighted A**

**verage Capacity Utilization** 

EPA-HQ-OW-2008-0667-DRAFT-3432 Steel 2Record for the Final Section 316(b) Existing Facilities Rule

**Sugar Beet Farming Metal Ore Mining** **Nonmetallic Mineral Mining and Quarry** **ing Textile Mills**  Year 111991 2122 2123 313 1990 87.40 85.15 82.66 1991 84.43 79.32 82.27 1992 85.87 82.56 86.76 1993 84.43 82.36 89.91 1994 85.40 86.58 92.93 1995 87.85 87.60 88.10 1996 89.20 85.80 83.64 1997 91.21 85.86 84.90 1998 88.98 86.54 82.74 1999 81.30 85.92 79.92 2000 79.66 84.47 76.78 2001 75.98 84.03 68.96 2002 72.22 82.35 71.69 2003 69.52 83.13 71.01 2004 71.75 86.56 70.81 2005 77.11 87.01 76.70 2006 77.38 87.53 73.56 2007 76.43 82.47 73.15 2008 79.07 74.20 65.81 2009 69.80 63.51 56.02 2010 76.16 69.74 65.48

EPA-HQ-OW-2008-0667-DRAFT-3432 Other 1Record for the Final Section 316(b) Existing Facilities Rule

**Capacity Utilization**

**Wood Product Manufacturing**  **Primary Metal**  **Manufacturing Fabricated Metal**  **Product Manufacturing Ae** **rospace Product and Parts Manufacturing**  **and Other Transportation**  **Equipment Manufacturing**  **Miscellaneous Manufacturing**  321 331 332 3364-9 339 82.37 85.17 77.48 85.01 79.70 76.99 79.59 74.02 82.82 78.33 79.68 81.12 76.29 77.43 77.00 80.13 85.68 77.43 72.60 77.07 83.50 90.95 82.03 66.55 76.88 81.46 88.88 84.13 64.58 79.25 81.58 88.83 83.77 67.57 80.59 80.71 89.96 82.94 73.51 78.60 80.48 86.54 80.92 81.42 78.78 80.26 84.54 78.37 75.30 76.33 76.04 82.32 79.18 64.75 75.88 70.30 74.17 72.77 68.68 72.14 72.59 75.90 71.27 64.91 73.19 75.42 74.20 72.32 62.33 74.52 80.32 81.88 74.21 62.10 74.70 81.46 79.50 77.63 69.02 77.36 77.80 79.49 82.15 72.23 76.84 72.66 80.92 84.38 83.27 73.57 64.76 78.77 79.55 81.92 74.25 53.23 55.47 62.54 74.26 70.13 59.31 67.64 68.90 71.14 74.48

EPA-HQ-OW-2008-0667-DRAFT-3432 Other 2