# OREGO

N ADMINISTRATIV

E RULE S COMPILATIO

N

201 0 EDITIO N - VOLIM E 6

Th e Orego n Administrativ e Rule s Compilatio n contain s th e administrativ e rule s filedthroug h Novembe r

13 , 2009

. Thi s annual publicatio n i s update dmonthl y b y th e on-lin e Orego n Bulletin

. Pleas e refer

t o th e OA RCumulativ e Inde x i n th e on-lin e Orego n Bulleti n fo r acurren t listin g O f rulemakin g actions

. ' ' v ^

Publishe db y KAT E BROW N Secretary o f

Stat e Copyrigh t 201 0 Orego n Secretary o f Stat e

## Chapte r 34 0 Departmen t

of Environmenta l Quality DIVISIO N 1 1 RULE S O F GENERA L APPLICABILIT Y AN D ORGANIZATIO N Confidentialit y an dInadmissibilit y o f Mediatio n Communication s DIVISIO N 1 2 ENFORCEIVIEN T PROCEDUR E AN D CIVI L PENALTIE S

340-011-000 3 340-011-000 4

340-011-000 5 340-011-000 9

340-011-001 0 340-011-002 4 340-011-002 9 340-011-004 6 340-011-005 2 340-011-005 3 340-011-006 1 Confidentiality an dInadmissibility o f Mediatio n Communication s Confidentialit

y an dInadmissibility o f

Workplac e Interpersona l Disput e Mediatio n Communication s Rule s o f Practic e an dProcedur e Definition s Incorporatio n o f

Attome y General' s Unifor man d Mode l Rule s Rulemakin g Notic e o f Rulemakin g Rulemakin g Proces s Polic y o n Disclosur e o f

th e Relationshi p Betwee n Propose dRule s an dFedera l Requirement s Petitio n t o Promulgate , Amend , o r Repea l Rule : Content s o f

Petition, Filin g o f

Petitio n Temporar y Rule s Periodi c Rul e Revie w Declarator y Ruling : Institutio n o f Proceedings , Consideratio n o f

Petitio n an dDispositio n o f Petitio n Publi c Record s Acces s an d Reproductio n 340-011-031 0 340-011-032 0 340-011-033 0 340-011-034 0 340-011-036 0 340-011-037 0 340-011-038 0 340-011-039 0

340-011-050 0 340-011-050 5 340-011-051 0 340-011-051 5

340-011-052 0 340-011-052 5 340-011-053 0 340-011-053 5 340-011-054 0 340-011-054 5

340-011-055 0 340-011-055 5 340-011-056 0 340-011-056 5 340-011-057 0 340-011-057 3 340-011-057 5 340-011-058 0 340-011-058 5 340-011-060 5

201 0 Editio n Purpos e

Scop e Request s fo r

Revie w o r

t o Obtai n Copie s o f Publi c Record s Cost s for Recor dRevie w an dCopyin g Collectin g Fee s Certificatio n o f

Copie s o f

Record s Fe e Waiver s an dReduction s Exemp t Record s Conteste dCase s Conteste dCas e Proceeding s Generall y Power s o f th e Directo r Agenc y Representatio n b y Environmenta l La w Specialis t Authorize dRepresentativ e o f Responden t

othe r tha n aNatura l Perso n i n aConteste dCas e Hearin g Liabilit y fo r

th e Act s o f

aRespondent' s Employee s Servic e o f Document s Request s fo r

Hearin g Final Order s b y Defaul t Consolidatio n o r

Bifurcatio n o f

Conteste dCas e Hearing s Burde n an dStandar do f

Proo f i n Conteste dCas e Hearings ; Departmen t

Interpretatio n o f

Rule s an d Statutor y Term s Discover y Subpoena s Publi c Attendanc e a

t Conteste dCas e Hearin g Immediat e Revie w b y Agenc y Permissibl e Scop e o f

Hearin g Propose dOrder s i n Conteste dCase s Revie w o f Propose dOrder s i n Conteste dCeise s Petition s for

Reconsideratio n o r

Rehearin g Petition s for

aSta y o f th e Effec t o f aFina l Orde r Miscellaneou s Provision s 340-012-002 6 340-012-002 7 340-012-002 8 340-012-003 0 340-012-003 8

340-012-004 1 340-012-004 5 340-012-005 3 340-012-005 4 340-012-005 5 340-012-006 0 340-012-006 5 340-012-006 6 340-012-006 7 340-012-006 8 340-012-007 1 340-012-007 2 340-012-007 3 340-012-007 4 340-012-007 9 340-012-008 1 340-012-008 2 340-012-008 3 340-012-009 7 340-012-013 0 340-012-013 5 340-012-014 0 340-012-014 5 340-012-015 0 340-012-015 5 340-012-016 0 340-012-016 2 340-012-016 5 340-012-017 0 Polic y

Rul e Effectiv e Dat e Scop e of Applicabilit

y Definition s Wamin g Letters , Pre-Enforcemen t Notices , an d Notice s o f

Permi t Violatio n an dExpedite d Enforcement

Offer s Formal Enforcement

Action s Civi l Penalty Determinatio n Procedure Violation s tha

t Appl y t o al l Program s Ai r Quality Classificatio n of

Violation s Water QuaUt y Classificatio n o

f Violation s Onsit e Sewag e Disposa l Classificatio n o f Violation s Soli dWast e Managemen t Classificatio n o f Violation s SoU dWast e Tir e Managemen t Classificatio n o

f Violation s Undergroun dStorag e Tan k (UST ) Classificatio n of Violation s Hazardou s Wast e Managemen t an dDisposa l Classificatio n o f

Violation s Polychlorinate dBipheny l (PCB ) Classificatio n of Violation s Use dOi l Managemen t

Classificatio n o f

Vio

lation s Environmenta l Cleanu p Classificatio n o f Vio

lation s Undergroun dStorag e Tan k (UST ) Cleanu p Classificatio n o f

Violation s Heatin g Oi l Tan k

(HOT ) Classificatio n o f Violation s Oi l an dHazardou s Materia l Spil l an dReleas e Classificatio n o f

Violation s Contingenc y Plannin g Classificatio n o f Violation s Ballas t Wate r Managemen t

Classificatio n o f Violation s Dr y Cleanin g Classificatio n o f Violation s Determinatio n o

f Violatio n Magnitud e Selecte dMagnitud e Categorie s Determinatio n of

Bas e Penalt

y Determinatio n o f

Aggravatin g o r

Mitigatin g Factor s Determinatio n o

f Economi c Benefi t Additional o r

Alternat e Civi l Penaltie s Departmen t

Discretio n Regardin g Penalt y Assessmen t Inability t o Pa

y th e Penalt

y Stipulate dPenaltie s Compromis e o r

Settlemen t

o f Civi l Penalt y b y Departmen t DIVISIO N 1 3 WILDERNESS , RECREATIONAL , AN D SCENI C ARE A RULE S Environmenta l Standard s fo r Wildernes s Area s 340-013-000 5 340-013-001 0 340-013-001 5 340-013-002 0 340-013-002 5 340-013-003 0 340-013-003 5 Statemen t o f Polic y Definition s Emissio n Permi t

Requirement s Environmental Standard s Penaltie s National Emergenc y Ne w Wildernes s Area s Orego n Administratir e Rule s Compilatio n



### 6-24 7 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality DIVISIO N 1 4 PROCEDURE S FO RISSUANCE , DENIAL , MODIFICATION , AN D REVOCATIO N O F GREE N PERMir S Requirement s fo r

Gree n Permit s 340-014-010 0 Purpos e o f Gree n Permit s 340-014-010 5 Definition s 340-014-011 0 Criteri afor Approval o f

aCusto mWaiver

Permi t 340-014-011 5 Criteri afo r Approva l o f

aGEM S Participan t Permi t 340-014-012 0 Criteri afor Approval o f

aGEM S Achieve r

Permi t 340-014-012 5 Criteri afo r Approval o f

aGEM S Leade r

Pemii t 340-014-013 0 Technica l Assistanc e an dRecognitio n Progra m

fo r GEM S Permit s 340-014-013 5 Waiver s o r Incentive s 340-014-014 0 Condition s an dLimitation s o f Custo mWaive r Permit s o r

GEM S Permit s 340-014-014 5 Procedure s for Issuin g Custo mWaive

r Permit s o r GEM S Permit s 340-014-015 0 Procedure s for Renewin g Custo mWaiver Permit s o r GEM S Permit s 340-014-015 5 Procedure s for Modifyin g Custo mWaiver Permit s o r GEM S Permit s 340-014-016 0 Terminatio n o f Gree n Permit s 340-014-016 5 Cos t

Recovery DIVISIO N 1 6 DIVISIO N 1 7 PLASTIC S RECYCLIN G TAX CREDIT S

POLLUTIO N CONTRO L TA X CREDIT S 340-016-000 5 340-016-000 7 340-016-000 9 340-016-001 0 340-016-005 5 340-016-006 0 340-016-006 5 340-016-007 0 340-016-007 5 340-016-008 0

340-016-010 0 340-016-011 0 340-016-012 0 340-016-013 0 340-016-014 0 340-016-015 0

340-016-021 0 340-016-022 0 340-016-023 0 340-016-024 0 340-016-025 0 340-016-026 0 Purpos e

Facilitie s certifie dunde r

th e 199 9 Editio n Certificatio n o f

woo dchipper s Definition s Apphcatio n Procedure s Eligibility Fee s Determinin g th e Facility Cos t Determinatio n o f

Portio n o f

Facilit y Cos t

Allo

cabl e t o Pollutio n Contro l Certificatio n PoUutio n Preventio n Ta x Credit s Purpos e Definition s Emissio n Preventio n Project s Whic h Quality for a Pollutio n Ta

x Credi t Procedure s fo r

Processin g Pollutio n Preventio n Ta x Credit s Limitation s an dRanking s o n Certifie dCost s Fee s IVuc k Engin e Ta x Credit s Purpos e Definition s Applicatio n Procedure s Allocatin g th e Limitation s Approval o r

Rejectio n Procedure s Procedure s for

Reconsideratio n an dRevie w Clea n Diese l Repowe r

An dRetrofi t

Ta x Credit s 340-016-027 0 340-016-028 0 340-016-029 0 340-016-030 0 340-016-031 0 340-016-032 0 340-016-033 0 340-016-034 0

201 0 Editio n Purpos e an dScop e

Definition s Standard s fo r

aQuaUfying Repowe r

o r Retrofi t Apphcatio n Procedure s Ta x Credi t Cos t Certificatio n Lette r Allocatin g th e Limitation s Apphcatio n Approval o r

Denia l Procedure s Procedure s fo r

Reconsideratio n an dRevie w o f Denial 340-017-001 0 340-017-001 5 340-017-002 0 340-017-002 5 340-017-003 0

340-017-003 5 340-017-004 0 340-017-004 5 340-017-005 0 340-017-005 5 Purpos e

Definition s Procedure s fo r

Receivin g PreUminar

y Ta x Credi t Certificatio n Procedure s for

Fina l Ta x Credi t Certificatio n Determinatio n o f

Percentag e o f

Certifie dInvest

men t Cost s Allocabl e t o Collection , Transporta

tio n o r Processin g o f

Reclaime dPlasti c o r Manufacturin g aReclaime dPlasti c Produc t Amoun t of Ta x Credit s Availabl e Procedur e t o Revoke Certificatio n Procedure s fo r

Transfe r o f aTax Credi t

Cer

tificat e Fee s for Final Ta x Credi t Certificatio n Taxpayer s Receivin g Ta

x Credi t DIVISIO N 1 8 STAT E AGENC Y COORDINATIO N PROGRA M 340-018-000 0 340-018-001 0 340-018-002 0 340-018-003 0 340-018-004 0 340-018-005 0 340-018-006 0 340-018-007 0
340-018-008 0 340-018-009 0 340-018-020 0 Purpos e

Polic y Definition s Applicability Comphanc e wit

h Statewid e Plannin g Goal s Compatibilit y wit h Acknowledge dCom

prehensiv e Plan s Lan dUs e Disput e Resolutio n Statewid e Goa l Complianc e an dAcknowledge d Pla n Compatibilit y fo r

Ne w o r Amende dRule s an dProgram s Significanti y Affectin g Lan dUs e Complianc e wit

h DLC D Permi t

Complianc e an d Compatibility Rul e Coordinatio n wit h Affecte dStat e an dFedera l Agencie s an dSpecial District s Cooperatio n Wit h an dTechnica l Assistanc e t o Loca l Governmen t DIVISIO N 3 5 NOIS E CONTRO L REGULATION S

Genera l Polic y Exception s Definition s Nois e Contro l Regulation s fo r th e Sal e o f

Ne w Moto r Vehicle s Nois e Contro l Regulation s fo r In-Us e Moto r Vehicle s Nois e Contro l Regulation s fo r Industr y an d Commerc e Nois e Contro l Regulation s fo r Moto r Sport s Vehicle s an dFacilitie s Nois e Contro l Regulation s fo r Airport s Variance s Suspensio n o f

Commissio n an dDepartmen t Responsibilitie s DIVISIO N 4 0 GROUNDWATE RQUALIT Y PROTECTIO N 340-040-000 1 Prefac e 340-040-001 0 Definition s 340-040-002 0 Genera l PoUcie s 340-040-003 0 Permitte dOperation s 340-040-004 0 Remedia l Investigatio n an dFeasibility Study 340-040-005 0 Selectio n o f th e Remedial Actio n 340-040-006 0 Non-Permitte dActivitie s 340-035-000 5 340-035-001 0 340-035-0015 340-035-002 5 340-035-003 0 340-035-003 5 340-035-004 0 340-035-004 5 340-035-010 0 340-035-011 0

Orego n Administrativ e Rule s Compilatio n



### 6-24 8 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-040-007 0 On-sit e Sewag e Disposal : Are aWid e Manage

ment 340-040-008 0 Numerica l Groundwate r Qualit y Referenc e Level s an dGuidanc e Level s 340-040-009 0 Interi mStandard s fo r Maximu mMeasurabl e Level s o f Contaminant s i n Groundwate r t o b e Use di n th e Designatio n o f aGroundwate r

Man

agemen t Are a Method s an dCriteri afo r Establishmen t

o f Maximu m Measurabl e Level s o f

Contaminant s i n Groundwate r 340-040-010 0 340-040-010 5 340-040-010 8 340-040-011 0 340-040-012 0 340-040-012 5 340-040-013 0 340-040-013 5

340-040-014 0 340-040-015 0 340-040-016 0 340-040-017 0 340-040-018 0 340-040-019 0 340-040-020 0 340-040-021 0 Statemen t o f Purpos e Definition s Genera l Policie s Substance s Regulate dUnde r Thes e Rule s Notic e o f Inten t t o Propos e Contaminant s fo r Adoptio n o f

aMaximu mMeasurabl e Leve l Method s t o Establis h Maximu mMeasurabl e Level s Human Health an dEnvironmental Advisorie s Modificatio n t o th e Maximu mMeasurabl e Leve l Wellhea dProtectio n Statemen t o f Purpos e Definition s Genera l Policie s Require dElement s o f

aWellheadProtectio n Plan Certificatio n Procedur e Updat e Procedur e Decertificatio n Proceditf

e Appea l Procedur e WATE RPOLLUTIO N DIVISIO N 4 1 WATE RQUALIT Y STANDARDS : BENEFICLV L USES , POLICIES , AN D CRITERI A FO ROREGO N 340-041-000 1 Prefac e 340-041-000 2 Definition s 340-041-000 4 Antidegradatio n 340-041-000 7 Statewid e Narrativ e Criteri a 340-041-000 9 Bacteri a 340-041-001 1 Biocriteri a 340-041-001 6 Dissolve dOxyge n 340-041-001 9 Nuisanc e Phytoplankto n Growt h 340-041-002 1 p H 340-041-002 8 Temperatur e 340-041-003 1 Total Dissolve dGa s 340-041-003 2 Total Dissolve dSolid s (TDS ) 340-041-003 3 Toxi c Substance s 340-041-003 6 Turbidit y 340-041-004 6 Water

Quality Limite dWater s 340-041-005 3 Mixin g Zone s 340-041-005 7 Implementatio n a t Domesti c Wastewate r Treatmen t Work s 340-041-006 1 Othe r

Implementatio n o f

Water Quality Criteri a Basin-Specifi c Criteri a(Mai n Ste mColumbi aRiver ) 340-041-010 1 Beneficial Use s t o B e Protecte di n th e Mai n Ste m

Columbi aRive r 340-041-010 3 Approve dTMDL s i n th e Basi n 340-041-010 4 Wate r

Quality Standard s an dPolicie s Specifi c t o th e Mai n Ste mColumbi aRive r Basin-Specifi c Criteri a(Mai n Ste mSnak e River ) 340-041-012 1 340-041-012 2 340-041-012 4

201 0 Editio n Basin-Specifi c Criteri a(Deschutes ) 340-041-013 0 Beneficial Use s t o B e Protecte din th e Deschute s

Basi n 340-041-013 3 Approve dTMDL s i n th e Basin : 340-041-013 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Goos e an dSumme r Lakes ) 340-041-014 0 Beneficia l Use s t o b e Protecte di n Goos e an d

Summer Lake Basin s 340-041-014 3 Approve dTMDL s i n tiie Basi n 340-041-014 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Grand e Ronde ) 340-041-015 1 340-041-015 4 340-041-015 6

340-041-016 0 340-041-016 4 340-041-016 5 Beneficia l Use s t o B e Protecte di n th e Grand e

Rond e Basi n Approve dTMDL s i n th e Basi n Wate r Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Hood ) Beneficia l Use s t o B e Protecte di n th e Hoo d Basi n Approve dTMDL s i n th e Basi n Wate r Qualit y Standard s an dPolicie s fo r thi s Basi n

340-041-017 0 340-041-017 4 340-041-017 5

340-041-018 0 340-041-018 4 340-041-018 5 Basin-Specifi c Criteri a(Joh n Day )

Beneficial Use s t o B e Protecte di n th e Joh n Da y Basi n Approve dTMDL s i n th e Basi n Wate r Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Klamath ) Beneficial Use s t o B e Protecte di n th e Klamath Basi n Approve dTMDL s in th e Basi n Wate r Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Malheu r Lake ) 340-041-019 0 Beneficia l Use s t o B e Protecte di n th e Malheu r

Lake Basi n 340-041-019 4 Approve dTMDL s i n th e Basi n 340-041-019 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Malheu r River ) 340-041-020 1 Beneficial Use s t o B e Protecte di n th e Malheu r

Rive r Basi n 340-041-020 4 Approve dTMDL s i n th e Basi n 340-041-020 7 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Mi dCoas t Basin ) 340-041-022 0 Beneficial Use s t o B e Protecte di n th e Mi dCoas t

Basi n 340-041-022 4 Approve dTMDL s i n th e Basi n 340-041-022 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Nort h Coast ) 340-041-023 0 Beneficial Use s t o B e Protecte di n th e Mai n Ste m Snake Rive r Approve dTMDL s i n th e Basin : 340-041-023 4 Wate r Quality Standard s an dPolicie s Specifi c t o 340-041-023 5 th e Mai n Ste mSnake River Orego n Administrativ e Rule s Compilatio n 6-24 9 Beneficia l Use s t o B e Protecte di n th e Nort h

Coas t Basi n Approve dTMDL s in th e Basi n Wate r Qualit y Standard s an dPolicie s fo r thi s Basi n
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality Basin-Specifi c Criteri a(Owyhee ) 340-041-025 0 Beneficia l Use s t o B e Protecte di n th e Owyhe e

Basi n 340-041-025 4 Approve dTMDL s i n th e Basi n 340-041-025 6 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Powder/Bumt ) 340-041-026 0 Beneficia l Use s t o B e Protecte di n th e

Powder/Bumt

Basin s 340-041-026 4 Approve dTMDL s i n th e Basi n 340-041-026 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Rogue ) 340-041-027 1 Beneficia l Use s t o B e Protecte di n th e Rogu e

Basi n 340-041-027 4 Approve dTMDL s i n th e Basi n 340-041-027 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Sand y Basin ) 340-041-028 6 Beneficia l Use s t o B e Protecte di n th e Sand y

Basi n 340-041-028 9 Approve dTMDL s i n di e Bas m 340-041-029 0 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Sout h Coast ) 340-041-030 0 Beneficia l Use s t o B e Protecte di n th e Sout h

Coas t Basi n 030 4 Approve dTMDL s i n th e Basi n •0305 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n 340-04 1 340-04 1 Basin-Specifi c Criteri a(Umatilla ) 340-041-031 0 Beneficial Use s t o B e Protecte di n th e Umatill a

Basi n 031 4 Approve dTMDL s i n th e Basi n 031 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n 340-041

. 340-041

- Basin-Specifi c Criteri a(Umpqu aBasin ) 340-041-032 0 Beneficia l Use s t o B e Protecte di n th e Umpqu a

Basi n 340-041-032 4 Approve dTMDL s i n th e Basi n 340-041-032 6 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-Specifi c Criteri a(Wall aWalla ) 340-041-033 0 Beneficia l Use s t o B e Protecte di n th e Wall a

Wall aBasi n 340-041-033 4 Approve dTMDL s i n th e Basi n 340-041-033 6 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n Basin-iSpecifi c Criteri a(Willamette ) 340-041-034 0 Beneficial Use s t o B e Protecte di n th e Willamett e

Basi n 340-041-034 4 Approve dTMDL s i n th e Basi n 340-041-034 5 Wate r

Qualit y Standard s an dPolicie s fo r thi s Basi n 340-041-035 0 Th e Thre e Basi n Rule : Clackamas , McKenzi e

(abov e R M 15 ) an dth e Nort

h Santiam DIVISIO N 4 2 TOTA L MAXIMU M DAIL Y LOADS (TMDLS ) 340-042-002 5 340-042-003 0

201 0 Editio n PoUcy , Purpos e an dEffec t

Definition s 340-042-004 0 340-042-005 0 340-042-006 0 340-042-007 0 340-042-008 0

340-043-000 0 340-043-001 0 340-043-002 0 340-043-002 5 340-043-003 0 340-043-004 0 340-043-005 0 340-043-006 0 Establishin g Tota l Maximu mDail y Load s

(TMDLs ) Publi c Participatio n Issuin g aTotal Maximu mDail y Loa d Requestin g Reconsideratio n o r Appealin g aTotal Maximu mDail y Loa d Implementin g aTota

l Maximu mDail y Loa d DIVISIO N 4 3 CHEMICA L MININ G Purpos e an dPolicie s Definition s Permi t Require d Permi t Condition s o n Assumptio n o f Liability Permi t Applicatio n Plan an dSpecification s Design , Construction , Operatio n an dClosur e Requirement s Exemptio n fro mStat e Permi t fo r Hazardou s Wast e Treatmen t

o r Disposa l Facilitie s Guideline s fo r

th e Design , Construction , Operatio n an dClosur e of

Chemica l Minin g Operation s 340-043-007 0 Purpos e 340-043-008 0 Genera l Provision s 340-043-009 0 Contro l of Surfac e Water

Run-O n an dRun-Of

f 340-043-010 0 Physica l Stabilit y o f Retainin g Structure s an d Emplace dMin e Material s 340-043-011 0 Protectio n o f Wildlif e 340-043-012 0 Guideline s fo r Design , Construction , an d Operatio n o f

Heap-Leac h FaciUtie s 340-043-013 0 Guideline s for Disposa l o f

Mil l TaiUng s 340-043-014 0 Guideline s for Disposa l o r

Storag e o f

Wasterock , Low-Grad e Or e an dOthe r Mine dMaterial s 340-043-015 0 Guideline s fo r Heap-Leac h an dTailing s Disposa l Facility Closur e 340-043-016 0 Post-Closur e Monitorin g 340-043-017 0 Lan dDisposa l o f Wastewater 340-043-018 0 Guideline s fo r Open-Pi t Closur e DIVISIO N 4 4 CONSTRUCTIO N AN D US E O F WAST E DISPOSA L WELL S O ROTHE RUNDERGROUN D INJECTIO N ACTIVTriE S (UNDERGROUN D INJECTIO N CONTROL ) 340-044-000 5 Definition s 340-044-001 0 Policy , Purpos e an dEffectiv e Dat e 340-044-001 1 Classificatio n o f Undergroun dInjectio n System s 340-044-001 2 Authorizatio n o f Undergroun dInjectio n 340-044-001 3 Exclusion s fron i Undergroun dInjectio n Contro l

Regulation s 340-044-001 4 Prohibitio n of Groundwate r

Contaminatio n 340-044-001 5 Prohibite dUndergroun dInjectio n 340-044-001 7 Repair s o f Existin g Sewag e Drai n Hole s o r Sewag e Dril l Hole s 340-044-001 8 Authorizatio n o f Undergroun dInjectio n b y Rul e 340-044-002 0 Registratio n an dInventor y an dOthe r

Informatio n Requirement s 340-044-003 5 Authorizatio n b y Permi t 340-044-004 0 Decommissionin g an dConversio n Requirement s

fo r Undergroun dInjectio n System s 340-044-005 5 Agreement s Wit h Othe r Jurisdiction s DIVISIO N 4 5 REGULATION S PERTAININ G T O NPDE S

AN D WPC F PERMIT S 340-045-000 5 Purpos e 340-045-001 0 Definition s 340-045-001 5 Permi t

Requhe d Orego n Administrativ e Rule s Compilatio n



### 6-25 0 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y 340-045-002 0 Non-Permitte dDischarge s 340-045-002 7 PubU

c Notic e an dParticipatio n Requirement s Fo r Permittin g Action s 340-045-003 0 AppUcatio n for NPDE S o r

WPC F Permi t 340-045-003 3 Genera l Permit s 340-045-003 5 Issuanc e o f NPDE S Permit s 340-045-003 7 Issuanc e o f WPC F Permit s 340-045-004 0 Renewal o f NPDE S o r

WPC F Permit s 340-045-004 5 Transfer o f a n NPDE S o r

WPC F Permi t 340-045-005 0 Denia l o f a n NPDE S o r

WPC F Permi t 340-045-005 5 Modificatio n o f a n NPDE S o r

WPC F Permi t 340-045-006 0 Terminatio n o r Revocatio n o f

a n NPDE S o r WPC F Permi t 340-045-006 1 Special WPC F Permi t (Short-Term ) 340-045-006 2 Mutua l Agreemen t an dOrde r 340-045-006 3 Industria l Waste Pretreatmen t 340-045-006 5 Othe r

Requirement s 340-045-007 0 Permi t

Fee s 340-045-007 5 Permi t

Fe e Schedul e Effec t o f aPermi t 340r045-008 0 Purpos e DIVISIO N 4 6 DEPOSI T O F MOTO RVEHICL E BODIE S AN D ACCESSORIE S INT O TH E WATER S O F TH E STAT E 340-046-000 5 Purpos e -340-046-001 0 Definition s 340-046-001 5 Beneficial Use s 340-046-002 0 Requirement s for Deposi t 340-046-002 5 Specifi c Requirement s 340-046-003 0 Othe r

Governmental Requirement s 340-046-003 5 Violation s DIVISIO N 4 8 CERTIFICATIO N O F COMPLIANC E WIT H WATE R QUALIT Y REQUIREMENT S AN D STANDARD S 340-048-000 5 Purpos e 340-048-001 0 Definition s 340-048-001 5 Whe n Certificatio n Require d 340-048-002 0 Applicatio n for Certificatio n 340-048-002 7 Publi c Participatio n 340-048-003 2 Dredg e an dFil l 340-048-003 7 HART Coordinatio n 340-048-004 2 Certificatio n Decisio n 340-048-004 5 Issuanc e an dAppeal o f Certificatio n Decisio n 340-048-005 0 Modificatio n o r Revocatio n o f

aCertificate 340-048-005 5 Fe e Schedul e for Certification s DIVISIO N 4 9 WASTEWATE RSYSTE M OPERATO RCERTIFICATIO N 340-049-000 5 340-049-001 0 340-049-001 5 340-049-002 0 340-049-002 5 340-049-003 0

340-049-003 5 340-049-004 0 340-049-004 5 340-049-005 0 340-049-005 5 340-049-006 0

201 0 Editio n Prefac e

Definition s Genera l Requirement s Classificatio n o

f Wastewater

System s Criteri afo r

Classifyin g Wastewate r Treatmen t System s Minimu mQualification s fo r Wastewate r Treatmen t

Syste man dWastewate r Collectio n Syste mOperato r

Certificatio n Certificatio n o f

Wastewate r

Treatmen t

Syste m an dWastewater

Collectio n Syste mOperator s Certificate an dRenewal Reinstatemen t

o f Expire dCertificate s Certificat e an dReciprocity Examination s Operato r Certificatio n an dOperato r Certificatio n ProgramSuppor

t Fee s 340-049-006 5
340-049-007 0 340-049-007 5 340-049-008 0 340-049-008 2 340-049-008 5 Fe e Schedule s fo r Wastewate r

Syste mOperato r Certificatio n an dOperato r Certificatio n Program Suppor t Contract s fo

r Part-Tim e Supervisio n Variance s Refusa l an dRevocatio n o f

Certificate an dAppea l Proces s Penalty Provision s Advisor y Committe e DIVISIO N 5 0 LAN D APPLICATIO N O F DOMESTI C WASTEWATE R TREATMEN T FACILIT Y BIOSOLIDS , BIOSOLID S DERIVE D PRODUCTS , AN D DOMESTI C SEPTAG E 340-050-000 5 Purpos e 340-050-000 6 PoUc

y 340-050-001 0 Definition s 340-050-001 5 Permi t

o r Licens e Require d 340-050-002 0 Responsibility 340-050-002 5 Limitation s an dRestricte dUse s 340-050-002 6 Genera l Standard s 340-050-003 0 Biosolid s an dDomesti c Septag e Lan dAp

plicatio n Site Selectio n an dApprova l 340-050-003 1 Biosolid s an dDomesti c Septag e Managemen t

Plan s 340-050-003 2 Biosolid s FaciUtie s Plan s an dSpecification s 340-050-003 5 Monitorin g Recordkeepin g andReportin g Bes t Managemen t

Practice s fo r

Sit e Selectio n an dth e Us e an d Applicatio n o f

Bul k Biosolid s an dDomesti c Septag e 340-050-006 0 Purpos e 340-050-006 5 Us e Limitation s 340-050-007 0 Criteri afo r Site Selectio n andApprova l 340-050-008 0 Applicatio n of Biosolid s an dDomesti c Septag e DIVISIO N 5 1 CONFINE D ANIMA L FEEDIN G O R HOLDIN G OPERATION S 340-051-000 5 Purpos e 340-051-000 7 Implementatio n o f OA R340-05 1 340-051-001 0 Definition s 340-051-001 5 New , Modifie do r Expande dFacilitie s an d Operation s 340-051-002 0 Construction , Operatio n an dMaintenanc e

Requirement s 340-051-002 5 Variance s fromSpecifie dRequirement s 340-051-003 0 Advisor y Committe e Guideline s fo r

th e Desig n an dOperatio n o f Anima l Wast e Contro l Facilitie s 340-051-005 0 340-051-005 5 340-051-006 0 340-051-006 5 340-051-007 0 340-051-007 5 340-051-008 0 Scop e

Drainag e an dWast

e Volum e Contro l Collectio n an dStorag e FaciUtie s Conveyance , Facilitie s an dPractice s Disposa l Facilitie s an dPractice s Incidenta l Contro l Practice s Source s o f

Qualifie dAssistanc e fo r Desig n o f Facilitie s DIVISIO N 5 2 REVIE W O F PLAN S AND SPECIFICATION S 340-052-000 5 340-052-001 0 340-052-001 5 340-052-002 0 340-052-002 5 340-052-003 0 Orego n Administrativ e Rule s Compilatio n

6-25 1 Purpos e

Definition s Submittal o f

Plan s Performanc e Requirement s an dGuideline s fo r Technical Revie w Approval o f

Plan s Meanin g of

Approva l
(11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality 340-052-003 5 340-052-004 0
340-052-004 5 340-052-005 0 Rejectio n o f Plan s Responsibilit y o f

Treatmen t

Work s Owners , Desig n Engineer s an dDeveloper s After Approval o f Plan s for (Domestic ) Sewag e Project s Exemptio n fro mPla n Submitta l t o th e Depart

men t Treatmen t Work s an dSewerag e System s Utilizin g Ne w o r Unprove n Technolog y DIVISIO N 5 4 

### CLEA NWATE R STAT E REVOLVIN G FUN D PROGRA M 340-054-000 5 Purpos e 340-054-001 0 Defmition s 340-054-001 5 Projec t

Eligibility 340-054-002 0 Use s o f

di e Fun d 340-054-002 1 Expedite dLoan s 340-054-002 2 Loca l Community Loan s 340-054-002 3 Plannm g Loan s 340-054-002 4 Desig n Loan s an dConstmctio n Loan s 340-054-002 5 Applicatio n Process ; Projec t Priorit y List ; Intende dUs e Plan ; AUocatio n of Fund s 340-054-003 5 Fina l Stag e o f Applicatio n Proces s fo r Desig n Loan s o r Constructio n Loan s 340-054-005 5 Loan Approval an dRevie w Criteri a 340-054-006 0 Loa n Agreemen t an dCondition s 340-054-006 5 Loan Term s an dInteres t Rate s Wastewate r

Hardshi p Gran t

Progra m 340-054-008 5 Wastewater Hardshi p Gran t

Program 340-054-008 7 Definition s 340-054-009 0 AppUcan t EUgibilit y 340-054-009 3 Use s o f

Gran t Fund s 340-054-009 5 Selectio n o f Grantee s 340-054-009 7 Coordinatio n wit h Clea n Wate r

Stat e Revolvin g Fun dLoan s Fundin g unde r

th e 200 9 America n Recover y an dReinvestmen t

Ac t (Act ) 340-054-009 8 Definition s 340-054-010 0 Implementatio n withi n th e Clea n Wate r Stat e Revolvin g Fun dProgreu

n 340-054-010 2 Projec t

Eligibility unde r

th e Ac t 340-054-010 4 Us e o f

Funds , Intende dUs e Plan Unde r th e Ac t 340-054-010 6 Allocatio n o f Ac t Fund s 340-054-010 8 Financia l Tenn s Fundin g unde r

th e Stat e Fisca l Yea

r 201 0 Specia l Reserv e 340-054-011 0 340-054-011 2 340-054-011 4 340-054-011 6 340-054-011 8

340-055-000 5 340-055-000 7 340-055-001 0 340-055-001 2 340-055-001 3 340-055-001 6 340-055-001 7 340-055-002 0 340-055-002 2 340-055-0025 340-055-003 0

201 0 Editio n Purpos e an dApplicability

Us e o f th e Specia l Reserv e Allocatio n o f

Fund s Financia l Term s Intende dUs e Plan DIVISIO N 5 5 RECYCLE D WATE RUS E Purpos e PoUc y Definition s Recycle dWate r

Qualit y Standard s an d Requirement s Exempte dUs e o f

Recycle dWate r Genera l Requirement s for Permittin g th e Us e o f Recycle dWater Treatmen t an dUs e o f

Recycle dWate

r Groundwate r

Qualit y Protectio n Monitorin g an dReportin g Recycle dWater

Us e Plan Operationa l Requirement s for th e Treatmen t

an d Distributio n o f

Recycle dWater DIVISIO N 5 6 INSTREA M WATE RRIGHT S 340-056-000 5 Purpos e 340-056-001 5 PoUc

y 340-056-010 0 Defmition s 340-056-020 0 Selectio n o f Receivin g Water s for

InstreamWate

r Right s Applicatio n 340-056-030 0 Instrea mWate r Right s Evaluatio n an dAp

pUcatio n Procedure s 340-056-032 0 Periodi c Revie w of Instrea mWate r

Right s 340-056-040 0 Flo w Determinatio n Methodolog y DIVISIO N 6 4 WAST E TIR E PROGRAM : WAST E TIR E STORAG E SIT E AN D WAST E TIR E CARRIE RPERMIT S 340-064-000 5 Purpos e 340-064-001 0 Definition s 340-064-001 5 Wast e Th e Storag e Permi t Require d 340-064-001 8 "Fhst-Stage " o r Lunite dDuratio n Permi t 340-064-002 0 "Second-Stage " o r Regula r Pemii t 340-064-002 2 Financia l Assuranc e 340-064-002 5 Permitte e Obligation s 340-064-003 0 Departmen t Revie w o f

AppUcation s fo r

Wast e Tir e Storag e Site s 340-064-003 5 Standard s for Waste Tir e Storag e Site s 340-064-004 0 Closur e 340-064-004 5 Closur e Procedure s 340-064-005 0 Modificatio n o f Soli dWaste Disposa l Sit e Permi t Requke d 340-064-005 2 Disposa l o f Tire s a t Soli dWast e Disposa l Sites : Ban ; Chippin g Standard s Disposal s 340-064-005 5 Waste Th e Carrie r Permi t Require d 340-064-006 3 Wast

e Tire Carrie r

Permitte e Obligation s 340-064-007 0 Departmen t Revie w of

Waste Th e Carrie r

Permi t Application s 340-064-007 5 Permi t

Suspensio n o r

Revocatio n 340-064-008 0 Prope r

Dispositio n of

Wast e Tire s an dDocum

entatio n Requke dof

Generator s o f

Waste Tire s Reimbursement s t o User s o f Wast e Tire s an dCleanu p Fund s fo r Tir e Storag e Site s 340-064-009 0 340-064-010 0 340-064-011 0 340-064-011 5 340-064-012 0 340-064-013 0 340-064-013 5 340-064-015 0 340-064-015 5

340-064-016 0 340-064-016 5 340-064-017 0 Polic y o n Us e o f Wast e Tir e Recyclin g Accoun t Fund s Reimbursemen t

for Us e of Waste Tke s Use s o f Wast e Tire s Eligibl e for

Reimbursemen t Wh o Ma y Appl y for

aReimbursemen t Applicatio n for

Reimbursemen t Basi s o f Reimbursemen t Processin g an dApproval of Application s Us e of Wast e Tk e Site Cleanu p Fund s Criteri afo

r Us e o f Fund s t o Clean U p Permitte d Wast e Tir e Site s o r

Conclud e Negotiate dSettle

ment s for Cleanup s Procedur e fo r

Us e o f Cleanu p Fund s fo r

a Permitte dWast

e Tk e Storag e Site Us e o f Cleanu p Fund s fo r

Abatemen t

b y th e Departmen t Procedur e fo r

Us e o f Cleanu p Fund s b y Nego

tiatedSettlemen t DIVISIO N 7 1 ONSIT E WASTEWATE RTREATMEN T SYSTEM S 340-071-010 0 340-071-011 0 340-071-011 5 340-071-012 0 340-071-013 0 Orego n Administrativ e Rule s Compilatio n

6-25 2 Definition s

Purpos e Technical Revie w Committe e Jurisdictio n an dPolic y Genera l Standards , Prohibition s an dRequire

ment s
(11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality 340-071-013 1 Time o f

Transfer Evaluatio n 340-071-0135 Approva l o f Ne w o r Innovativ e Technologies , Materials , o r

Design s for

Onsit e System s 340-071-014 0 Onsit e Syste mFee s 340-071-015 0 Sit e Evaluatio n Procedure s 340-071-015 5 Existin g Syste mEvaluatio n Repor t 340-071-016 0 Permi t

Applicatio n Procedure s —Constmction , Installation , Alteration , an dRepa k Permit s 340-071-016 2 Permi t

AppUcatio n Procedure s —WPC F Permit s 340-071-016 5 Permi t

Denia l Revie w —Construction

Installation , Repak , Alteratio n Permit s 340-071-017 0 Pre-Cove r Inspection s 340-071-0175 Certificat e o f Satisfactory Completio n 340-071-0185 Decommissionin g o f System s 340-071-020 0 Prio r

Constmctio n Permit s o r

Approval s 340-071-0205 Authorizatio n t o Us e Existin g System s 340-071-021 0 Alteratio n o f Existin g Onsit e Wastewate r Treatmen t

System s 340-071-0215 Repa k

o f Existin g System s 340-071-022 0 Standar dSubsurfac e System s 340-071-026 0 Altemativ e Systems , Genera l 340-071-026 5 Cappin g Fill s 340-071-027 0 Evapotranspkation-Absorptio n (ETA ) System s 340-071-0275 PressurizedDistinbutio n System s 340-071-028 0 Seepag e Trenc h Syste m 340-071-028 5 Redundan t System s 340-071-029 0 Conventiona l San dFilte r System s 340-071-029 5 Conventiona l San dFilte r Desig n an dCon

stmctio n •030 2 Recirculatin g Grave l Filte r (RGF ) •031 0 Stee p Slop e System s •031 5 Til e Dewaterin g Syste m •032 0 SpU t Wast e Metho d •032 5 Gra y Wate r

Wast e Disposa l Sump s •033 0 Nonwater-Carrie dSystem s •033 5 Cesspool s an dSeepag e Pit s •034 0 Holdin g Tank s •034 5 Altemativ e Treatmen t Technologie s (ATTs ) •036 0 Absorptio n Trenche s i n Saproiit e •040 0 Geographi c Are aSpecia l Consideration s •041 0 Rura l Are aConsideratio n •041 5 Fo r

Caus e Variance s •042 0 Hardshi p Variance s •042 5 Varianc e Officer s •043 0 Varianc e Hearing s an dDecision s •043 5 Varianc e Permi t Issuance , Inspections , Certifi

cat e o f Satisfactory Completio n 340-071-044 0 Varianc e Appeal s 340-071-0445 Varianc e Administrativ e Revie w 340-071-046 0 Moratoriu mArea s 340-071-050 0 Communit y System s 340-071-052 0 Larg e System s 340-071-060 0 Sewag e Disposa l Servic e License s 340-071-065 0 Trainin g an dCertificatio n Requirement s fo r

Syste mInstaller s an dMaintenanc e Provider s DIVISIO N 7 3 CONSTRUCTIO N STANDARD S 340-073-002 5 Tank

Constructio n 340-073-002 6 Septi c Tank s 340-073-003 0 Dosin g Septi c Tank Distributio n Boxes , Dro p Boxes , an dDiversio n Valve s . 340-07 1 340-07 1 340-07 1 340-071 ^ 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1 340-07 1

340-073-0035 340-073-004 0 340-073-004 1 340-073-0045 340-073-005 0 340-073-0055 340-073-005 6 340-073-006 0

201 0 Editio n Distributio n Boxe s

Dro p Boxe s Filte r Fabri c Diversio n Valve s Dosin g Tank s Dosin g Assemblies : Effluen t Pumps , Control s an dAlarms , an dDosin g Siphon s Effluen t Filter s Pip e Material s an dConstructio n Nonwater-Carrie dWast e Disposa l Facilities , Materials , an dConstructio n 340-073-006 5 Privie s an dPortabl e Toilet Shelter s 340-073-007 0 Unseale dEart h Pit s fo r Privie s 340-073-007 5 Self-Containe dNonwater-Carrie dToilet Facilitie s 340-073-008 0 Constructio n o f Gra y Wate r

Wast e Disposa l Sump s 340-073-008 5 Flexibl e Membran e Liner s fo r San dFilter s Treatin g Septi c Tan

k Effluen t DIVISIO N 8 1 STAT E FINANCIA L ASSISTANC E T O PUBLI C AGENCIE S FO RWATE RPOLLUTIO N CONTRO L FACILITIE S 340-081-000 5 Purpos e 340-081-001 0 Definition s

Wate r Pollutio n Contro l Facilitie s 340-081-001 5 EUgibl e Project s 340-081-002 0 Eligibl e Cost s 340-081-002 6 Natur e an dLimitation s o f Financial Assistanc e 340-081-003 1 PreUminar y Reques t fo r Financia l Assistanc e 340-081-003 6 Prioritizatio n o f Preluninar

y Application s 340-081-004 1 Priority Poin t Schedul e 340-081-004 6 Executio n of Loan Agreemen t 340-081-005 1 Loan Closin g 340-081-010 0 Rejectio n of Application s 340-081-011 0 Assessmen t Deferra l Loa n Progra mRevolvin g Fun d DIVISIO N 8 2 STAT E FINANCLU

. ASSISTANC E T O PUBLI C AGENCIE S FO RPOLLUTIO N CONTRO L FACILITIE S FO RTH E DISPOSA L O F SOLI D WAST E 340-082-000 5 340-082-001 0 Purpos e

Definition s Soli dWast e Disposa l Pollutio n Contro l Facilitie s 340-082-001 5 Eligibl e Project s andProjec t Prioritie s 340-082-002 0 EUgibl e Cost s 340-082-002 5 Specia l Consideration s o n Eligibl e Cost s fo r

Equipmen t 340-082-003 0 Applicatio n Document s 340-082-003 5 Applicatio n Revie w 340-082-004 0 Loan o r Obligatio n Purchas e Agreemen t 340-082-004 5 Constmctio n Bi dDocument s Requke d 340-082-005 0 Advancemen t o f Loa n o r Obligatio n Purchas e Fund s 340-082-005 5 Advancemen t o f State Gran t

Fund s DIVISIO N 8 3 SOLI D WAST E PLANNIN G AN D RECYCLIN G

GRAN T RULE S 340-083-001 0 Purpos e an dScop e 340-083-002 0 Defmition s 340-083-003 0 Eligibl e Applicant s 340-083-004 0 Eligibl e Project s 340-083-005 0 Ineligibl e Activitie s an dCost s 340-083-007 0 Selectio n Criteri a 340-083-008 0 Applicatio n Procedure s 340-083-009 0 Revie w an dApprova l 340-083-010 0 Gran t

Agreement s andCondition s DIVISIO N 9 0 RECYCLIN G AN D WAST E REDUCTIO N 340-090-000 5 340-090-001 0 Purpos e

Definition s Orego n Administrativ e Rule s Compilatio n



### 6-25 3 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-090-001 5 Scop e an dApplicability 340-090-002 0 Oppominity t o Recycl e 340-090-003 0 Genera l Requkement s 340-090-004 0 Local Governmen t Recyclin g ProgramElement s 340-090-004 5 Wasteshe dProgram s fo r Tw o Percen t

Recovery Rat e Credi t 340-090-005 0 Wasteshe dDesignatio n an dRecover y Rate s 340-090-006 0 Determinatio n o f Recover y Rate s 340-090-007 0 Principa l Recyclabl e Materia l 340-090-008 0 Alternativ e Method s fo r Providin g th e Oppor

tunit y t o Recycl e 340-090-009 0 Collectio n o f Recyclabl e Material s 340-090-010 0 Reportin g Requkement s 340-090-011 0 Minimu mConten t Reportin g Requirement s 340-090-012 0 Confidential Informatio n 340-090-013 0 Fa k

Marke t Valu e Exemptio n 340-090-014 0 Recyclabl e Materia l 340-090-015 0 Du e Consideratio n 340-090-018 0 Use dOi l Recyclin g Sign s 340-090-019 0 Yar

dDebri s RecycUng Charge s 340-090-031 0 Rigi dPlasti c Containers : Purpos e 340-090-032 0 Definition s 340-090-033 0 Rigi dPlasti c Container s 340-090-034 0 Exemp t Rigi dPlasti c Container s 340-090-035 0 Comphanc e Standard s 340-090-036 0 Recycle dConten t Complianc e 340-090-037 0 RecycUng Rat e CompUanc e 340-090-038 0 RecycUn g Rat e Calculatio n 340-090-039 0 Wast

e Compositio n 340-090-040 0 Responsibilitie s o f aProduc t Manufacmre r 340-090-041 0 Responsibilitie s o f aContaine r

Manufacture r 340-090-042 0 Confidential Informatio n Procedur e 340-090-043 0 Violation s 340-090-051 0 Mercur

y Thermostat

LabeUng DIVISIO N 9 1 WAST E REDUCTIO N PROGRA M AN D RECYCLIN G CERTIFICATIO N 340-091-001 0 Purpos e fo r Wast e Reductio n Program s an d Recyclin g Certificatio n 340-091-002 0 AppUcabiUt y for Wast e Reductio n Program s an d RecycUng Certificatio n 340-091-003 0 Standard s for Recyclin g Certificatio n 340-091-003 5 Notificatio n o f Inten t t o Receiv e Out-of-Stat e Wast e an dComplianc e "Demonstration " 340-091-004 0 Decertification , Recertification , an dVariance s 340-091-005 0 Initia l Report s Require dfo r Recyclin g Certificatio n Equivalent s fo r

Out-of-Stat e Persons-Recyclin g Certificatio n •007 0 Standard s for

Wast e Reductio n Program s •008 0 Submittals , Approval , an dAmendment s for Wast e Reductio n Program s DIVISIO N 9 3 340-091-006 0 340-09 1 340-09 1

SOLI D WASTE : GENERA L PROVISION S 340-09 3 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 340-093

- 000 5 001 0 002 0 003 0 004 0 005 0 006 0 007 0 008 0 009 0 010 0 010 5 011 0 Purpos e an dApplicability PoUc y Stat e o f Orego n SoU

dWast e Plan Definition s Prohibite dDisposa l Permi t Require d Lette r Authorization s Application s for

Permit s Variance s an dPermi t

Exemption s Preliminary Approval Publi c Notic e an dParticipatio n Requirement s Regardin g Permi t

Action s Categorie s for

Permi t Action s Issuanc e o r

Denial o f aPermi t 340-093-011 3 Departmen t Initiate dModificatio n o f

aPemii t 340-093-011 5 Terminatio n o r Revocatio n o f

aPermi t 340-093-012 0 Violation s 340-093-013 0 Sit e Characterizatio n Report(s ) 340-093-014 0 Detaile dPlan s an dSpecification s Requke d 340-093-015 0 Constmctio n Certificatio n 340-093-016 0 Plac e for Collectin g Recyclabl e Materia l 340-093-017 0 Cleanu p Material s Contaminate dwit h Hazardou s Substance s 340-093-019 0 Waste s Requirin g Specia l Managemen t 340-093-021 0 Storag e an dCollectio n 340-093-022 0 Transportatio n 340-093-025 0 Landfil l Sitmg : Reques t fo r DE Q Assistanc e DIVISIO N 9 4 SOLI D WASTE : MUNICIPA L SOLI D WAST E LANDFILL S 340-094-000 1 Applicability 340-094-001 0 Adoptio n o f Unite dState s Envkonmenta l Protec

tio n Agenc y Municipa l SoU dWast e Regulation s 340-094-002 0 Stat e FlexibiUt y 340-094-003 0 Locatio n Restriction s 340-094-004 0 Operatin g Criteri a 340-094-006 0 Desig n Criteri a 340-094-008 0 Groundwate r Monitorin g an dCorrectiv e Actio n 340-094-010 0 Closur e an dPost-Closur e Care : Closur e Permit s 340-094-011 0 Closur e an dPost-Closur e Care : Closur e Plan s 340-094-011 5 Closur e an dPost-Closur e Care : Post-Closur e

Plan s 340-094-012 0 Closur e Requirement s 340-094-013 0 Post-Closur e Car e Requkement s 340-094-014 0 Financia l Assuranc e Criteri a 340-094-014 5 Financia l Assuranc e Mechanism s DIVISIO N 9 5 SOLI D WASTE : LAN D DISPOSA L SITE S OTHE RTHA N MUNICIPA L SOLI D WAST E LANDFILL S 340-095-000 1 Applicability 340-095-001 0 Locatio n Restriction s 340-095-002 0 Operatin g Criteri a 340-095-003 0 Desig n Criteri a 340-095-004 0 Groundwate r Monitorin g an dCorrectiv e Actio n 340-095-005 0 Closur e an dPost-Closur e Care : Closur e Permit s 340-095-006 0 Closur e an dPost-Closur e Care : Closur e Plan s 340-095-006 5 Closur e an dPost-Closur e Care : Post-Closur e

Plan s 340-095-007 0 Closur e Requirement s 340-095-008 0 Post-Closur e Car e Requkement s 340-095-009 0 Financia l Assuranc e Criteri a

Financia l Assuranc e Mechanism s 340-095-009 5 Form s o f Financia l Assuranc e DIVISIO N 9 6 SOLI D WASTE : SPECIA L RULE S FO RSELECTE D SOLI D WAST E DISPOSA L SITE S 340-096-000 1 340-096-001 0 340-096-003 0 340-096-004 0 340-096-005 0 340-096-006 0 340-096-007 0 340-096-008 0

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 6-25 4 Applicability

Specia l Rule s Pertainin g t o Incineratio n Specia l Rule s Pertainin g t o Sludg e an dLan d Applicatio n Disposa l Site s Transfe r Station s an dMateria l Recover y Facilitie s Soli dWaste Treatmen t

Facilitie s Specia l Rule s Pertainin g t o Composting : Applicability Specia l Rule s Pertainin g t o Composting : Performanc e Standard s Specia l Rule s Pertainin g t o Composting : Screenin g
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y 340-096-009 0 340-096-010 0 340-096-011 0 340-096-012 0 340-096-013 0
340-096-014 0 340-096-015 0

340-097-000 1 340-097-011 0 340-097-012 0 Specia l Rule s Relatin g t o Composting :

Operation s Plan Approval Specia l Rule s Relatin g t o Composting : Registratio n Specia l Rule s Pertainin g t o Composting : Compostin g Permi t Specia l Rule s Pertainin g t o Composting : Groundwate r

Protectio n Special Rule s Pertainin g t o Composting : Leachat e Collectio n Desig n an dManagemen t Requirement s Specia l Rule s Pertainin g t o Composting : Pathoge n Reductio n Specia l Rule s Pertainin g t o Composting : Unacceptabl e Odor s DIVISIO N 9 7 SOLI D WASTE : PERMI T FEE S AppUcabiUt

y Soh dWast

e Permi t an dDisposa l Fee s Permit/Registratio n Categorie s an dFe e Schedul e DIVISIO N 10 0 HAZARDOU S WAST E MANAGEMEN T Hazardou s Wast e Managemen t System : Genera l 340-100-000 1 340-100-000 2
340-100-000 3 340-100-000 4 340-100-000 5 340-100-001 0 340-100-002 0 340-100-002 1 340-100-002 2 Purpos e an dScop e

Adoptio n o f

Unite dState s Environmenta l Protectio n Agenc y Hazardou s Wast e an dUse d Oi l Managemen t

Regulation s Publi c Disclosur e an dConfidentialit y Tabl e o f Contents , Division s 100 t o 12 0 Publi c Availabilit

y o f Informatio n Definition s Petitions , Genera l Petition s fo r

Equivalen t

Testin g o r

Analytica l Method s Petition s t o Amen dDivisio n 10 1 t o Exclud e a Wast e Produce da

t aParticula

r Facility DIVISIO N 10 1 IDENTIFICATIO N AN D LISTIN G O F HAZARDOU S WAST E 340-101-000 1 340-101-000 4 340-101-000 7
340-101-003 0 340-101-003 3 340-101-004 0 340-101-005 0 Purpos e an dScop e

Exclusion s Specia l Requirement s Fo r Hazardou s Wast e Generate dB y Conditionall y Exemp t Smal l Quantit y Generator s Chemica l Agen t

Munition s an dChemica l Agen t Bul k Item s Additiona l Hazardou s Waste s Waste s Requirin g Special Managemen t Standard s for

Material s Bein g Recycle d DIVISIO N 10 2 STANDARD S APPLICABL E T O GENERATOR S O F

HAZARDOU S WAST E 340-102-001 0 340-102-001 1 340-102-001 2 340-102-003 4 340-102-004 0 340-102-004 1 340-102-005 0 340-102-006 5 340-102-007 0

201 0 Editio n Purpose , Scop e an dApplicability

.

Hazardou s Wast

e Determinatio n Identificatio n Numbe r

an dVerificatio n Accumulatio n Time , Containe r an d Managemen t

Standard s Recordkeepin g Generato r Reportin g Intemationa l Shipment s Hazardou s Wast

e Generato r

Fee s Farmer s Tan k DIVISIO N 10 3 HAZARDOU S WAST E MANAGEMEN T Standard s Applicabl e t o Transporter s o f Hazardou s Wast e b y Ai r o r Wate r 340-103-001 0 340-103-001 1 340-103-003 0 340-103-003 1 Purpos e an dApplicability

Identificatio n Numbe r Immediat e Actio n Discharg e Cleanu p DIVISIO N 10 4 STANDARD S FO ROWNER S AN D OPERATOR S O F HAZARDOU S WAST E TREATMEN T STORAG E

AN D DISPOSA L FACILITIE S 340-104-000 1 Purpose , Scop e an dApplicabilit y 340-104-000 3 Relationshi p t o Interi mStatu s 340-104-000 4 Imminen t Hazar dActio n 340-104-001 1 Identificatio n Numbe r 340-104-001 2 Requke dNotice s 340-104-002 1 Genera l Inspectio n Provision s 340-104-002 9 Unsaturate dZon e Monitorin g Program 340-104-005 6 Emergenc y Procedure s 340-104-007 4 AvailabUit y of Record s 340-104-007 5 Periodi c Report 340-104-014 3 Financia l Assuranc e for Facility Closur e 340-104-014 5 Financia l Assuranc e for Post-Closur e Car e 340-104-014 7 Liabihty Requkement s 340-104-014 9 Us e of

State-Requke dMechanism s 340-104-015 0 Stat e Assumptio n o f Responsibility 340-104-015 1 Wordin g of th e Instmment s 340-104-022 0 Applicability t o Surfac e Impoundment s 340-104-022 8 Closur e an dPost-Closur e Car e o f Surfac e Impoundment s 340-104-025 8 Closur e an dPost-Closur e Car e fo r Wast e Pile s 340-104-027 6 Food-Chai n Crop s 340-104-033 9 Procedur e fo r Prohibitin g th e Lan dDisposa l o f An y Hazardou s Wast

e 340-104-034 0 Applicability t o Incinerator s 340-104-034 3 Performanc e Standard s 340-104-120 1 Desig n an dOperatin g Standard s DIVISIO N 10 5 MANAGEMEN T FACILIT Y PERMIT S 340-105-000 1 340-105-000 3 340-105-000 5 340-105-001 0

340-105-001 2 340-105-001 3 340-105-001 4 340-105-002 0 340-105-002 1 340-105-003 0 340-105-004 0 340-105-004 1 340-10 5 340-10 5 340-10 5 340-10 5 340-10 5 340-10 5 340-10 5 340-10 5 340-105

- 005 1 006 1 011 0 011 3 011 5 012 0 012 5 013 0 014 0 Orego n Administrativ e Rule s Compilatio n

6-25 5 Purpose , Scop e an dAppUcabiUt y Consideration s Unde r

Federa l Law State ProgramReportin g Genera l Applicatio n Requirement s an dRequire

ment s Applicabl e t o Existin g Managemen t Facilitie s Confidentialit

y o f Infomiatio n Content s o

f Par t A o f th e Permi t

AppUcatio n Content s of

Par t B Specifi c Par t

B Informatio n Requirement s fo r Lan dTreatmen t

Facilitie s Specifi c Par t

B Informatio n Requirement s fo r Landfill s Condition s AppUcabl e t o Al l Permit s Permi t Transfer s Modificatio n o r

Revocatio n an dReissuanc e o f Permit s Continuatio n of

Expkin g Permit s Emergenc y Permit s Facilit y Permi t Charge s an dFee s Fe e Schedule s Interi mStatu s Hazardou s Wast

e Managemen t

Fe e Correctiv e Actio n Cos t

Recover y Facilit y Fe e Lat e Charge s an dCollection s General Inspectio n Provision s
(11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality DIVISIO N 10 6 PERMITTIN G PROCEDURE S 340-106-000 1 Purpos e an dScop e 340-106-000 2 Requirement s No t AppUcabl e 340-106-000 3 Recommendation s b y Stat e Agencie s o n Wast e

Disposa l Facility AppUcation s 340-106-000 4 Applicatio n Revie w 340-106-0005 Modification , Revocatio n an dReissuance , o r

Terminatio n o f

Permit s 340-106-000 6 Draf

t Pennit s 340-106-001 2 Publi c Hearing s o n Disposa l Facilit y Draf t Permit s DIVISIO N 10 9 MANAGEMEN T O F PESTICID E WASTE S

Genera l 340-109-000 1 Purpos e an dApplicability Pesticide s 340-109-001 0 Pesticid e Residu e Wast e Managemen t Empt y Container s 340-109-002 0 Empt

y Containe r

Managemen t DIVISIO N 11 0 POLYCHLORINATED S BIPHENYL S (PCBS )

Genera l 340-110-000 1 340-110-000 3 340-110-002 0 340-110-004 0 340-110-006 0 340-110-006 1 340-110-006 5 340-110-007 0 340-110-0075 340-110-007 7

340-110-008 0

340-111-000 0 340-111-001 0 340-111-002 0 340-111-003 0 340-111-003 2 340-111-0035 340-111-003 7 340-111-004 0 340-111-005 0 340-111-006 0 340-111-007 0 Purpose , Scop e an dApplicability

Definition s Manufacturing , Processing , Distributio n i n Commerc e an dUs e o f

PC B an dPC B Item s Markin g o f

PC B an dPC B Item s Treatmen t an dDisposa l Additiona l Disposa l Requkement s Storag e for

Disposa l Incineratio n LandfilUng Permit s Record s an dReport s Record s an dMonitorin g DIVISIO N 11 1 USE D OI L MANAGEMEN T Purpos e an dScop e AppUcabiUt

y Definition s Prohibition s Use dOi l Storag e On-Sit e Burnin g i n Spac e Heater s Off-Sit e Shipment s Notificatio n Use dOi l Discharge s an dRelease s Reportin g Disposa l DIVISIO N 11 3 UNIVERSA L WAST E MANAGEMEN T 340-113-000 0 Purpos e an dScop e 340-113-001 0 Applicability 340-113-002 0 Definition s 340-113-003 0 Standard s fo r Smal l an dLarg e Quantit y Handler s o f Universal Wast

e 340-113-004 0 Standard s for Off-Sit e Collectio n Site s

201 0 Editio n 340-113-005 0 Standard s for Destinatio n Facilitie s 340-113-006 0 Petition s t o Includ e Othe r Waste s Unde r

OA R 340-11 3 340-113-007 0 Pesticid e Collectio n Program s DIVISIO N 12 0 ADDITIONA L SITIN G AN D PERMITTIN G REQUIREMENT S FO RHAZARDOU S WAST E AN D PC B TREATMEN T AN D DISPOSA L FACILITIE S 340-120-000 1 Purpos e an dApplicability 340-120-000 5 Permittin g Procedur e 340-120-001 0 Content s o f a n Authorizatio n t o Procee dReques t 340-120-001 5 Lan dUs e Compatibility Finding s 340-120-002 0 Community Participatio n 340-120-002 5 Off-Sit

e Transportatio n Emergencie s DIVISIO N 12 2 HAZARDOU S SUBSTANC E REMEDIA L ACTIO N RULE S 340-122-001 0 Purpos e 340-122-003 0 Scop e an dAppUcabiUt y 340-122-004 0 Standard s 340-122-004 7 Generi c Remedie s 340-122-005 0 Activitie s 340-122-007 0 Removal 340-122-007 1 Sit e Evaluatio n 340-122-007 2 PreUminar y Assessment s 340-122-007 3 Confirmatio n of aReleas e 340-122-007 4 Developmen t of Confirme dReleas e Lis t 340-122-007 5 Developmen t o f Inventor y 340-122-007 6 Inventor y Rankin g 340-122-007 7 Initiatio n of Proces s for

DeUstin g Facilitie s from th e Confirme dReleas e Lis t an dInventor

y 340-122-007 8 Inventor y DeUstin g —PubU

c Notic e an dPartici

patio n •007 9 DeUstin g —Determinatio n b y th e Directo r •008 0 Remedia l Investigatio n •008 4 Ris k

Assessmen t •008 5 Feasibility Stud y •009 0 Selectio n o r

Approval o f

th e Remedia l Actio n •010 0 Publi c Notic e an dParticipatio n •011 0 Administrativ e Recor d •011 5 Definition s •0120 Security Interes t

Exemptio n •013 0 Involuntar y Acquisitio n o f Propert y b y th e Governmen t 340-122-014 0 Exemptio n fo r OR S Chapte r

70 9 Trus t

Com

panie s Actin g a s Fiduciarie s 340-12 1 340-12 2 340-12 2 340-12 2 340-12 2 340-122 ^ 340-12 2 340-122 ^ 340-122

- 340-122

-

Cleanu p Rule s fo r

Leakin g Petroleu mUS T System s 340-122-020 5 340-122-021 0 340-122-021 5 340-122-021 7 340-122-021 8 340-122-022 0 340-122-022 5 340-122-023 0 340-122-023 5 340-122-024 0 340-122-024 3 340-122-024 4 340-122-025 0 340-122-025 2 340-122-026 0 340-122-032 0 340-122-032 5 340-122-033 0 340-122-033 5 340-122-034 0 Orego n Administrativ e Rule s Compilatio n

6-25 6 Purpos e

Definition s Scop e an dApplicability Requkement s an dRemediatio n Option s Samplin g an dAnalysi s Initia l Respons e Initia l Abatemen t

Measure s an dSit e Chec k Initia l Site Characterizatio n Fre e Produc t

Removal Investigatio n fo r

Magnitud e an dExten t o f Contaminatio n Low-Impac t

Site s Risk-Base dConcentration s Correctiv e Actio n Plan Generi c Remedie s Publi c Participatio n Soi l Matri x Cleanu p Option s Evaluatio n of

Matri x Cleanu p Leve l Evaluatio n Parameter s Numeri c Soi l Cleanu p Standard s Sampl e Numbe r

an dLocatio n
(11-13-09 )

### Chapte r 34 0 Departmen t

o f Environmenta l Qualit y 340-122-034 5 Sampl e Collectio n Method s 340-122-035 5 Evaluatio n o f Analytical Result s 340-122-036 0 Reportin g Requkement s

Soli dWast e Orpha n Sit e Accoun t 340-122-051 0 Purpos e 340-122-052 0 Definition s 340-122-053 0 Eligibl e Site s 340-122-054 0 Fundin g Factor s 340-122-055 0 Grant s an dLoan s 340-122-056 0 AppUcatio n Proces s 340-122-057 0 Fundin g Condition s 340-122-058 0 Applicatio n o f Surcharg e Proceed s 340-122-059 0 Limitation s DIVISIO N 12 4 STANDARD S APPLICABL E T O DR Y CLEANIN G FACILITIE S AN D DRY STORE S 340-124-001 0 Purpos e o f Rule s 340-124-001 5 Applicability 340-124-002 0 Definition s 340-124-004 0 Wast

e Minimizatio n Requkement s 340-124-005 0 Notificatio n o f Chang e a t

A Dr y Cleanin g Busines s o r

Dry Store 340-124-005 5 Requirement s for Dr y Store s 340-124-006 0 Fundin g fro mDr y Cleane r Environmenta l Respons e Accoun t

a t Dr y Cleanin g Facilitie s 340-124-006 5 Priority Rankin g Syste m 340-124-007 0 Remedia l Action s Prio r t o Fundin g fromAccoun t 340-124-008 0 Enrolle dInactiv e Site Lis t DIVISIO N 13 0 ENVIRONMENTA L HAZAR D NOTICE S 340-130-000 1 Purpos e an dPolicie s 340-130-000 5 Definition s 340-130-001 0 Exclusion s 340-130-001 5 Factor s for Issuin g aNotic e 340-130-002 0 Us e Restrictio n t o Accompan y aNotic e 340-130-002 5 Procedur e for Issuin g aNotic e 340-130-003 0 Procedure s for Rescindin g o r

Modifyin g aNotic e 340-130-003 5 Procedure s for Citie s an d Countie s DIVISIO N 13 5 

### TOXI C US E REDUCTIO

NAN D HAZARDOU S WAST E REDUCTIO

NREGULATION S 340-135-000 0 Purpos e 340-135-001 0 Policie s 340-135-002 0 Definition s 340-135-003 0 AppUcabiUt y 340-135-004 0 Toxi c Substance s an d Hazardou s Waste s

Identificatio n 340-135-005 0 Plannin g an dNotificatio n 340-135-0055 Implementatio n Summar y 340-135-009 0 Informatio n Acces s 340-135-010 5 Technica l Assistanc e an d Restriction s o n

Enforcemen t 340-135-011 0 CompUanc e an dEnforcemen t Procedure s DIVISIO N 14 0 ILLEGA L DRU G LA B CLEANU P ASSISTANC E 

### 340-140-001 0 340-140-002 0 340-140-004 0 340-140-005 0 340-140-006 0 340-140-007 0

201 0 Editio n Authority , Purpose , an dScop e

Definition s Exten t o f Assistanc e t o b e Provide d Responsibilitie s fo

r Ownershi p o f

Waste , Storage , an dSecurit

y Evidenc e Managemen t Fundin g Participatio n 340-140-008 0 Record s o f Cleanup s an dDisposal s 340-140-009 0 Recovere dFund s 340-140-010 0 Confiscate dMaterial s Managemen t DIVISIO N 14 1 OI L SPIL L CONTINGENC Y PLANNIN G AND FEE S 340-141-000 1 Purpos e an dApplicabilit y 340-141-000 5 Definition s a s use di n thi s Divisio n 340-141-001 0 Progra

mAdministratio n an dCompUanc e Fee s 340-141-010 0 Plan Preparatio n 340-141-013 0 Plan Forma t Requkement s 340-141-014 0 Plan Conten t Requirement s 340-141-015 0 Oi l Spi

U Contingenc y Plannin g Standard s 340-141-016 0 Preventio n Strategie s for Facilitie s 340-141-017 0 Preventio n Strategie s fo r Vessel s 340-141-018 0 Plan Submittal 340-141-019 0 Plan Revie w 340-141-020 0 DriUs , Exercises , an dInspection s 340-141-021 0 Plan Maintenanc e an dUs e 340-141-022 0 Plan Updat e Timelin e 340-141-023 0 Noncomplianc e wit h Pla n Requkement s 340-141-024 0 Equipmen t Mutua l Ai d DIVISIO N 14 2 OI L AN D HAZARDOU S MATERIAL S EMERGENC Y

RESPONS E REQUIREMENT S 340-142-000 1 Purpos e an d Scop e 340-142-000 5 Definition s a s Use di n thi s Divisio n Unles s

Otherwis e Specifie d 340-142-003 0 Emergenc y Actio n 340-142-004 0 Requke dReportin g 340-142-005 0 Reportabl e Quantitie s 340-142-006 0 Cleanu p Standard s 340-142-007 0 Approval Require dfo r Us e o f Chemical s 340-142-008 0 Disposal o f Recovere dSpil l Material s 340-142-009 0 Cleanup Repor t 340-142-010 0 Sampling/Testin g Procedure s 340-142-012 0 Informatio n Requests , Inspection s an d

Investigation s 340-142-013 0 Inciden t Managemen t

an dEmergenc y Operation s DIVISIO N 14 3 BALLAS T WATERMANAGEMEN T 340-143-000 1 Authority , Purpose , an dScop e 340-143-000 5 Definition s 340-143-001 0 Ballas t Wate r Management : Discharg e Prohibition s 340-143-002 0 Ballas t

Wate r Management : Reportin g DIVISIO N 15 0 UNDERGROUN D STORAG E TAN K RULE S 340-150-000 1 340-150-000 6 340-150-000 8 340-150-001 0 340-150-002 0 340-150-002 1 340-150-005 2 340-150-008 0 340-150-010 2
340-150-011 0 Orego n Administrativ e Rule s Compilatio n

6-25 7 Purpos e an d Scop e

Applicabilit

y an dGeneral Requkement s Exemption s an dDeferral s Definition s US T Genera l Permi t

Registratio n Certificat e Requke d Terminatio n o f

Temporar y Permit s Modificatio n o f

Registratio n Certificate s Fo r Change s i n Ownershi p an d Permitte e Denial , Suspensio n o r

Revocatio n o f

Genera l Permi t Registratio n Certificate s Terminatio n o f

Genera l Permi t

Registratio n Certificate s fo r

Installation , Operatio n an d Temporar y Closur e US T Genera l Permi t

Registration , Annua l Complianc e an dOthe r

Fee s
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-150-013 5 Genera l Requirement s for Owner s an dPermittee s 340-150-014 0 Requirement s for Seller s o f UST s 340-150-015 0 Depositin g Regulate dSubstance s i n UST s 340-150-015 2 Requirement s fo r Distributor s o f

Regulate d Substance s for

Deposi t int o UST s 340-150-015 6 Performanc e o f US T Service s b y Owner s o r Permittee s 340-150-016 0 Genera l Permi t Requirement s fo r

Installin g an US T Syste m 340-150-016 3 Genera l Permi t Requirement s fo r

Operatin g an US T Syste m 340-150-016 6 Genera l Permi t Requirement s fo r

Closur e o f

an US T Syste mb y Change-in-Servic e 340-150-016 7 Genera l Permi t Requirement s fo r

Temporar y Closur e o f

a n US T Syste m 340-150-016 8 Genera l Permi t Requirement s fo r Decommissionin g a

n US T Syste mb y Permanen t Closur e 340-150-018 0 Sit e Assessmen t Requirement s fo r

Permanen t Closur e o r

Change-In-Servic e 340-150-020 0 Trainin g Requirement s fo r US T Syste m Operator s an dEmergenc y Respons e Informatio n 340-150-021 0 Trainin g Requkement s for US T Operator s 340-150-025 0 Expedite dEnforcemen t Proces s 340-150-030 0 histallatio n o f UST s an dPipin g 340-150-030 2 Installatio n o f Use dUST s 340-150-031 0 Spil l an dOverfil l Preventio n Equipmen t an d Requkement s 340-150-032 0 Corrosio n Protectio n Performanc e Standard s fo r

UST s an dPipin g 340-150-032 5 Operatio n an dMaintenanc e o f Corrosio n Protectio n 340-150-035 0 US T Syste mRepair s 340-150-035 2 US T Syste mModification s an dAddition s 340-150-035 4 US T Syste mReplacement s 340-150-036 0 Requkement s for Internall y Line dUST s 340-150-040 0 Genera l Releas e Detectio n Requirement s fo r

Petroleu mUS T System s 340-150-041 0 Releas e Detectio n Requkement s an dMethod s for

Undergroun dPipin g 340-150-042 0 Releas e Detectio n Requirement s fo r Hazardou s Substanc e US T System s 340-150-043 0 Inventor y Contro l Metho do

f Releas e Detectio n 340-150-043 5 Statistica l Inventor y Reconciliatio n Metho do f

Releas e Detectio n 340-150-044 0 Manual Tan k Gaugin g Releas e Detectio n Metho d 340-150-044 5 Tan

k Tighmes s Testin g for

Releas e Detectio n an d Investigatio n 340-150-045 0 Automati c Tan k Gaugin g Releas e Detectio n Metho d 340-150-045 5 Vapor

Monitorin g Releas e Detectio n Metho d 340-150-046 0 Groundwate r Monitorin g Releas e Detectio n Metho d 340-150-046 5 Interstitia l Monitorin g Releas e Detectio n Metho d 340-150-047 0 Othe r

Method s o

f Releas e Detectio n 340-150-050 0 Reportin g Suspecte dRelease s 340-150-051 0 Suspecte dReleas e Investigatio n an d

Confirmatio n Step s 340-150-052 0 Investigatio n Du e t o Of f Site Impact s 340-150-054 0 AppUcabiUt y t o Previousl y Close dUS T System s 340-150-055 0 Defmition s fo r OAR340-150-055 5 an d340-150

- 056 0 340-150-055 5 CompUanc e Date s for UST s an dPipin g 340-150-056 0 Upgradin g Requirement s fo r Existin g US T Systems " 340-150-060 0 Delegatio n o f ProgramAdministratio n 340-150-062 0 Approva l o f Mor e Stringen t

Performanc e Standard s DIVISIO N 15 1 FINANCIA L RESPONSIBILIT Y FO RUST S 340-151-000 1 Purpos e 340-151-001 0 340-151-001 5 340-151-002 0 340-151-002 5 Scop e an dApplicability

Adoptio n an dApplicabilit y o f Unite dState s Environmental Protectio n Agenc y Regulation s Definition s Oregon-Specifi c Financia l Responsibilit y Requkement s DIVISIO N 16 0 REGISTRATIO N AN D LICENSIN G REQUIREMENT S FO R

UNDERGROUN D STORAG E TAN K SERVIC E PROVIDER S 340-160-000 5 Purpos e 340-160-001 0 Definition s 340-160-002 0 Genera l Provision s 340-160-002 5 Type s o f License s 340-160-003 0 Licenski g of US T Servic e Provider s 340-160-003 5 Superviso r Licenski g 340-160-004 0 Superviso r Examination s 340-160-005 4 Reciprocity wit h Othe r Jurisdiction s 340-160-015 0 Fee s DIVISIO N 16 2 REGISTRATIO N AN D LICENSIN G REQUIREMENT S FO RUNDERGROUN D STORAG E TAN K SOI L MATRI X CLEANU P SERVIC E PROVIDER S AN D SUPERVISOR S 340-162-000 5 Authority , Purpose , an dScop e 340-162-001 0 Definition s 340-162-002 0 Genera l Provision s 340-162-002 5 Type s o f License s 340-162-003 0 Licensin g o f Tan k Service s Provider s 340-162-003 5 Superviso r Examinatio n an dLicensin g 340-162-004 0 Examinatio n Schedul e 340-162-015 0 Fee s DIVISIO N 16 3 REGISTRATIO N AN D LICENSIN G REQUIREMENT S FO RHEATIN G OI L TAN K SOI L MATRI X CLEANU P SERVIC E PROVIDER S AN D SUPERVISOR S 340-163-000 5 Authority , Purpose , an dScop e 340-163-001 0 Definition s 340-163-002 0 Genera l Provision s 340-163-003 0 Licensin g Requirement s fo r Heatin g Oi l Tan k Servic e Provider s 340-163-003 5 Licensin g an dExaminatio n Requirement s fo r

Heatin g Oi l Tan

k Supervisor s 340-163-005 0 Servic e Provide r Insuranc e Requkement s 340-163-006 0 Certificatio n of Wor k Performe d 340-163-007 0 Departmen t Revie w o f

Certifie dReport s 340-163-011 0 Licens e Denial , Suspension , Revocatio n 340-163-015 0 Fee s DIVISIO N 17 0 UNDERGROUN D STORAG E TAN K REIMBURSEMEN T GRAN T PROGRA M

201 0 Editio n 340-170-000 5 340-170-001 0 340-170-002 0 340-170-003 0 340-170-005 0 340-170-006 0 340-170-007 0 340-170-008 0 Orego n Administrativ e Rule s Compilatio n

6-25 8 Authority , Purpose , an dScop e

Definition s Soi l Assessmen t Undergroun dStorag e Tan k Tightnes s Testin g Genera l Provisions , Undergroun dStorag e Tank Facility Reimbursemen t

Gran t Application , Undergroun dStorag e Tan k FaciUt y Reimbursemen t

Gran t Informatio n Require do n th e Reimbursemen t Gran t Applicatio n Reimbursemen t

Gran t Paymen t
(11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality DIVISIO N 17 2 UNDERGROUN D STORAG E TAN K FINANCIA L ASSISTANC E PROGRA M 340-172-000 5 Authority , Purpose , an dScop e 340-172-001 0 Defmition s 340-172-001 5 Interi mProgra mBenefit s 340-172-002 0 Genera l Provisions , US T Financia l Assistanc e 340-172-002 5 Document s Require dt o Receiv e Financia l

Assistanc e 340-172-003 0 AppUcatio n Proces s for US T Financia l Assistanc e 340-172-004 0 Informatio n Require do n Financia l Assistanc e

Applicatio n 340-172-005 0 Site Assessmen t 340-172-006 0 Notic e o f Complianc e wit

h Cleanu p Standard s 340-172-007 0 Determinatio n an dCondition s o f Financia l Assistanc e 340-172-008 0 Financia l Assistanc e Priority 340-172-009 0 Financia l Responsibility 340-172-010 0 Record s 340-172-011 0 Appea l Procedure s 340-172-012 0 Enforcemen t 340-172-013 0 Enforcemen t an dTerminatio n o f

Financia l Assistanc e 340-172-014 0 Cos t

Containmen t DIVISIO N 17 4 UNDERGROUN D STORAG E TAN K INSURANC E COPAYMEN T PROGRA M 340-174-000 5 Authority , Purpose , an dScop e 340-174-001 0 Definition s 340-174-002 0 Insuranc e Copaymen t Benefit s 340-174-003 0 Genera l Provisions , Insuranc e Copaymen t 340-174-004 0 Applicatio n fo r US T Insuranc e Copaymen t Certificat e 340-174-005 0 Additiona l Informatio n Require do n th e US T

Financia l Assistanc e Applicatio n 340-174-005 5 Insuranc e Copaymen t Certificate o f

Eligibility 340-174-006 0 Requiremen t o f Financia l Responsibility 340-174-006 5 US T Insuranc e Requkement s Lette r 340-174-007 0 Insuranc e Copaymen t 340-174-008 0 Insuranc e Cancellatio n an dTerminatio n 340-174-009 0 Appea l Procedure s DIVISIO N 17 5 UNDERGROUN D STORAG E TAN K GRAN T PROGRA M 340-175-000 5 Authority , Purpose , an dScop e 340-175-001 0 Definition s 340-175-002 0 Gran t

Benefit s 340-175-003 0 General Provisions , Grant s 340-175-004 0 Applicatio n for Gran t 340-175-005 0 Additiona l Informatio n Require do n th e Financia l

Assistanc e AppUcatio n 340-175-005 5 Document s Require dt o Receiv e a n Essentia l

Service s Gran t 340-175-006 0 Gran t

Certificate 340-175-006 5 Gran t

Confumatio n 340-175-007 0 Gran t

Paymen t 340-175-008 0 Certificatio n o f Financia l Responsibility 340-175-011 0 Appeal Procedure s DIVISIO N 17 6 UNDERGROUN D STORAG E TAN K LOA N GUARANTE E 340-176-000 5 340-176-001 0 340-176-003 0

201 0 Editio n Authority , Purpose , an dScop e

Definition s Genera l Provisions , Guarantee dUndergroun d Storag e Tan

k Facility Loa

n Orego n Administrativ e Rule s Compilatio n 340-176-004 0 Applicatio n fo r Undergroun dStorag e Tan k Loa n Guarante e 340-176-006 0 Loa

n Guarante e Certificate 340-176-007 0 Loa

n Guarante e 340-176-008 0 Notic e o f Defau U o n aGuarantee dLoan 340-176-009 0 Appeal Procedure s DIVISIO N 17 7 RESIDENTIA L HEATIN G OI L UNDERGROUN D

STORAG E TANK S 340-177-000 1 Purpos e an dScop e 340-177-000 5 Definition s 340-177-002 5 Decommissionin g Standard s an dReportin g

Requkement s 340-177-005 5 Cleanu p an dReportin g Requkement s 340-177-006 5 Cleanu p Option s an dTechruca l Requkement s 340-177-009 5 Certifie dReport s DIVISIO N 17 8 UNDERGROUN D STORAG E TAN K REDUCE D INTERES T RAT E LOAN S 340-178-000 5 Authority , Purpose , an dScop e 340-178-001 0 Definition s 340-178-002 0 Reduce dInteres t Rat e Benefit s 340-178-003 0 General Provisions , Interes t Rat e Paymen t 340-178-004 0 Applicatio n fo r Reduce dInteres t

Rat e Certificate 340-178-005 0 Reduce dInteres t Rat e Certificate 340-178-006 0 Interes t

Rat e Payment

Confirmatio n 340-178-007 0 Notic e o f Default o r Termmatio n 340-178-008 0 Appeal Procedure s DIVISIO N 18 0 UNDERGROUN D STORAG E TAN K LOA N GUARANTE E AN D INTERES T RAT E SUBSID Y PROGRA M 340-180-000 5 Authority , Purpose , an dScop e 340-180-001 0 Definition s 340-180-002 0 Distributio n Priority o f Fund s fo r Loan Guarante e Expense s 340-180-003 0 Genera l Provision s Guarantee dUndergroun d

Storag e Tan

k Facilit y Loa n 340-180-004 0 Applicatio n fo r Undergroun dStorag e Tan k Loa n Guarante e Certificate 340-180-005 0 Informatio n Require do n th e US T Loa n

Guarante e Certificate Applicatio n 340-180-006 0 Loa

n Guarante e Certificate 340-180-007 0 Loa

n Guarante e 340-180-008 0 Notic e o f Defau h o n aGuarantee dLoan 340-180-009 0 General Provisions , Interes t Rat e Subsidy an dTa

x Credi t Certificate 340-180-010 0 AppUcatio n fo r Ta x Cred k Certificate 340-180-011 0 Ta

x Cred k Certificate 340-180-012 0 Notic e o f CompUanc e fo

r Soi l Remediatio n DIVISIO N 20 0 GENERA L AI RPOLLUTIO N PROCEDURE S

AN D DEFINITION S Genera l 340-200-001 0 Purpos e an dAppUcatio n 340-200-002 0 Genera l A k QuaUt y Definition s 340-200-002 5 Abbreviation s an dAcronym s 340-200-003 0 Exception s 340-200-004 0 Stat e o f Orego n Clea n Ai r

Ac t Implementatio n Plan 340-200-005 0 Complianc e Schedule s 6-25 9 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality Conflict s o f

Interes t 340-200-010 0 Purpos e 340-200-011 0 Publi c Interes t Representatio n 340-200-012 0 Disclosur e o f Potentia l Conflict s o f

Interes t DIVISIO N 20 2 AMBIEN T AI RQUALIT Y STANDARD S AN D PS D INCREMENT S 340-202-001 0 Definition s

Ambien t Ai r Qualit y Standard s 340-202-005 0 Purpos e an dScop e o f Ambien t

Ai r Qualit y Standard s 340-202-006 0 Suspende dParticulat e Matte r 340-202-007 0 Sulfur

Dioxid e 340-202-008 0 Carbo n Monoxid e 340-202-009 0 Ozon e 340-202-010 0 Nitroge n Dioxid e 340-202-011 0 Particl e Fallou t 340-202-013 0 Ambien t Ai r Quality Standardfor

Lea d Preventio n o f

Significan t

Deterioratio n Increment s 340-202-020 0 340-202-021 0 340-202-022 0 Genera l

Ambien t Ai r Increment s Ambien t A k Ceiling s DIVISIO N 20 4 DESIGNATIO N O F AI RQUALIT Y AREA S 340-204-001 0 Defmition s 340-204-002 0 Designatio n o f A k QuaUt y Contro l Region s 340-204-003 0 Designatio n o f Nonattainmen t

Area s 340-204-004 0 Designatio n o f Maintenanc e Area s 340-204-005 0 Designatio n o f Preventio n o f

Significan t Deterioratio n Area s 340-204-006 0 Redesignatio n o f Preventio n o f

Significan t Deterioratio n Area s 340-204-007 0 Special Contro l Area s 340-204-008 0 Moto r

Vehicl e Inspectio n Boundary Designation s 340-204-009 0 Oxygenate dGasoUne Contro l Area s DIVISIO N 20 6 AI RPOLLUTIO N EMERGENCIE S 340-206-001 0 Introductio n 340-206-002 0 Defmition s 340-206-003 0 Episod e Stag e Criteri afo r Ai r Pollutio n Emergencie s 340-206-004 0 Special Condition s 340-206-005 0 Sourc e Emissio n Reductio n Plan s 340-206-006 0 Regional a k Pollutio n Authoritie s 340-206-007 0 Operation s Manual DIVISIO N 20 8 VISIBL E EMISSION S AN D NUISANC E REQUIREMENT S 340-208-001 0 Definition s
340-208-010 0 340-208-011 0

340-208-020 0 340-208-021 0 Visibl e Emission s

AppUcabiUt

y Visibl e Ai r

Contaminan t

Limitation s Fugitiv e Emissio n Requirement s AppUcabiUt

y Requkement s Nuisanc e Contro l Requu-ement s 340-208-030 0 Nuisanc e Prohibite d

201 0 Editio n 340-208-031 0 Determkim g Whetiie r A Nuisanc e Exist s 340-208-032 0 Bes t

Wor k Practice s Agreemen t 340-208-040 0 Maskin g o f Emission s 340-208-045 0 Particl e Fallou t Limitatio n Clackamas , Columbia , Multnomah , an d Washingto n Countie s 340-208-050 0 340-208-051 0 340-208-055 0 340-208-057 0 340-208-059 0 340-208-060 0 340-208-061 0

340-209-001 0 340-209-002 0 340-209-003 0 340-209-004 0 340-209-005 0 340-209-006 0 340-209-007 0 340-209-008 0 Applicatio n

Exclusion s Odo r Contro l Measure s Ship s Emissio n Standard s —Genera l Visibl e A k

Contaminan t

Standard s Particulat e Matte r

Weight Standard s DIVISIO N 20 9 PUBLI C PARTICIPATIO N Purpos e Applicability Publi c Notic e Categorie s an dTimin g Publi c Notic e Informatio n Publi c Notic e Procedure s Person s Require dt o B e Notifie d Hearin g an dMeetin g Procedure s Issuanc e o r

Denia l o f aPermi t DIVISIO N 21 0 STATIONAR Y SOURC E NOTIFICATIO N REQUIREMENT S 340-210-001 0 340-210-002 0

340-210-010 0 340-210-011 0 340-210-012 0 Applicability

Definition s Registratio n Registratio n i n Genera l Registratio n Requkement s Re-Registratio n Notic e o f Constructio n an dApprova l o f Plan s 340-210-020 5 Applicability 340-210-021 5 Requkemen t 340-210-022 5 Type s o f Constmction/Modificatio n Change s 340-210-023 0 Notic e t o Constmc t 340-210-024 0 Constmctio n Approval 340-210-025 0 Approval t o Operat e DIVISIO N 21 2 STATIONAR Y SOURC E TESTIN G AN D MONITORIN G 340-212-001 0 Defmition s

Sampling , Testin g an dMeasuremen t 340-212-011 0 ApplicabUit y ^ 340-212-012 0 Program 340-212-013 0 Stac k

Height s an dDispersio n Technique s 340-212-014 0 Method s 340-212-015 0 Departmen t Testin g Complianc e Assuranc e Monitorin g 340-212-020 0 Purpos e an dApplicability 340-212-021 0 Monitorin g Desig n Criteri a 340-212-022 0 Submittal Requirement s 340-212-023 0 DeadUne s fo r Submittal s 340-212-024 0 Approval of Monitorin g Plan s 340-212-025 0 Operatio n of Approve dMonitorin g 340-212-026 0 Quality Improvemen t Plan (QIP ) Requirement s 340-212-027 0 Reportin g an dRecordkeepin g Requirement s 340-212-028 0 Saving s Provision s Orego n Administrativ e Rule s Compilatio n

6-26 0 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality DIVISIO N 21 4 STATIONAR Y SOURC E REPORTIN G REQUIREMENT S 340-214-001 0 Definition s Reportin g 340-214-010 0 AppUcabiUt y 340-214-011 0 Reques t for Informatio n 340-214-011 4 Records ; Maintainin g an dReportin g 340-214-012 0 Enforcemen t 340-214-013 0 Informatio n Exemp t fro mDisclosur e Emissio n Statement s fo r VO C an dNO ^ Source s 340-214-020 0 Purpos e an dAppUcabiUt y 340-214-021 0 Requirement s 340-214-022 0 Submissio n o f Emissio n Statemen t Exces s Emission s an dEmergenc y Provisio n 340-214-030 0 Purpos e an dAppUcabiUt y 340-214-031 0 Planne dStartu p an dShutdow n 340-214-032 0 Schedule dMaintenanc e 340-214-033 0 Al l Othe r Exces s Emission s 340-214-034 0 Reportin g Requkement s 340-214-035 0 Enforcemen t Actio n Criteri a 340-214-036 0 Emergenc y a s a n Affirmativ e Defens e Sulfu r Dioxid e Emissio n Inventor y 340-214-040 0 Purpos e 340-214-041 0 AppUcabiUt y 340-214-042 0 Annual Sulfiir Dioxid e Emissio n Report 340-214-043 0 Change s i n Emissio n Measuremen t Technique s DIVISIO N 21 5 GREENHOUS E GA S REPORTIN G REQUIREMENT S 340-215-001 0 340-215-002 0 340-215-003 0 340-215-004 0 Purpos e an dScop e

Definition s Applicability Greenhous e Ga r

Registratio n an dReportin g Requkement s DIVISIO N 21 6 AI RCONTAMINAN T DISCHARG E PERMIT S 340-216-001 0 Purpos e 340-216-002 0 Applicability 340-216-002 5 Type s o f Pennit s 340-216-003 0 Definition s 340-216-004 0 Applicatio n Requkement s 340-216-005 2 Constmctio n ACD P 340-216-005 4 Shor

t Ter mActivit y ACDP s 340-216-005 6 Basi c ACDP s 340-216-006 0 General A k Contaminan t

Discharg e Permit s 340-216-006 4 Simpl e ACD P 340-216-006 6 StandardACDP s 340-216-007 0 Permittin g Multipl e Source s a t aSingl e Adjacen t o r Contiguou s Site 340-216-008 2 Terminatio n o r Revocatio n o f

a n ACD P 340-216-008 4 Departmen t Initiate dModificatio n 340-216-009 0 Source s Subjec t t o ACDP s an dFee s 340-216-009 4 Temporar y Closur e DIVISIO N 21 8 OREGO N TITL E V OPERATIN G PERMIT S 340-218-001 0 340-218-002 0 340-218-003 0 340-218-004 0 340-218-005 0 340-218-006 0

201 0 Editio n PoUc

y an dPurpos e AppUcabiUt

y Definition s Permi t Application s Standar dPermi t

Requirement s State-Enforceabl e Requkement s 340-218-007 0 Federall y Enforceabl e Requkement s 340-218-008 0 Complianc e Requkement s 340-218-009 0 Genera l Permit s 340-218-010 0 Temporar y Source s 340-218-011 0 Penni t

Shiel d 340-218-012 0 Permi t

Issuanc e 340-218-013 0 Permi t

Renewal an dExpkatio n 340-218-014 0 Operational Flexibilit y 340-218-015 0 Administrativ e Permi t Amendment s 340-218-016 0 Penni t

Modificatio n 340-218-017 0 Mino r

Permi t Modification s 340-218-018 0 Significant Pemii t Modification s 340-218-019 0 Constmction/Operatio n Modification s 340-218-020 0 Reopening s 340-218-021 0 Publi c Participatio n 340-218-022 0 Conteste dPennit s 340-218-023 0 Permi t

Review b y th e EP

A an dAffecte dState s 340-218-024 0 Enforcement 340-218-025 0 Permi t

Progra mfo r

Regiona l Ai r

Pollutio n Authority DIVISIO N 22 0 OREGO N TITL E V OPERATIN G PERMI T FEE S 340-220-001 0 Purpose , Scop e an dApplicabilit y 340-220-002 0 Definition s 340-220-003 0 Annual Bas e Fe e 340-220-004 0 Emissio n Fe e 340-220-005 0 Specifi c Activit y Fee s 340-220-006 0 Pollutant s Subjec t t o Emissio n Fee s 340-220-007 0 Exclusion s 340-220-008 0 Reference s 340-220-009 0 Electio n for Eac h Regulate dPollutan t 340-220-010 0 Emissio n Reportin g 340-220-011 0 Emissio n Reportin g andFe e Procedure s 340-220-012 0 Actua l Emission s 340-220-013 0 Determinin g Emission s fro mContinuou s

Monitorin g System s 340-220-014 0 Determinin g Emission s Usin g Materia l Balanc e 340-220-015 0 DeterminingVO C Emission s Usin g Materia l

Balanc e 340-220-016 0 Determinin g Sulfu r Dioxid e Emission s Usin g Materia l Balanc e 340-220-017 0 Verifie dEmissio n Factor s 340-220-018 0 Lat e an dUnderpaymen t o f Fee s 340-220-019 0 Failur e t o Pa y Fee s DIVISIO N 22 2 STATIONAR Y SOURC E PLAN T SIT E EMISSIO N LIMIT S 340-222-001 0 Polic y 340-222-002 0 Applicability 340-222-003 0 Defmition s Criteri afo r

Establishin g Plan t

Sit e Emissio n Limit s 340-222-004 0 Generi c Annual PSEL 340-222-004 1 Sourc e Specifi c Annual PSEL 340-222-004 2 Shor

t Ten n PSE L 340-222-004 3 Genera l Requkement s for Al l PSEL 340-222-004 5 Unassigne dEmission s 340-222-006 0 Plan t

Sit e Emissio n Limit s fo r Source s o f Hazardou s A k

Pollutant s 340-222-007 0 Plan t

Sit e Emissio n Limit s fo r Insignifican t Activitie s 340-222-008 0 Plan t

Site Emissio n Limi t

CompUanc e 340-222-009 0 Combinin g an dSplittin g Source s DIVISIO N 22 3 REGIONA L HAZ E RULE S 340-223-001 0 Purpos e Orego n Administrativ e Rule s Compilatio n



### 6-26 1 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-223-002 0 340-223-003 0

340-223-004 0

340-223-005 0

340-224-001 0 340-224-002 0 340-224-003 0 340-224-004 0 340-224-005 0 340-224-006 0 340-224-007 0
340-224-008 0 340-224-010 0 Definition s

BAR T Requkement s for

th e Foster-Wheele r

boil

e r a t th e Boardma n Coal-Fire dPowe r Plan t (Federa l Aci drai n progra mfacilit y ORISP L cod e 6106 ) Additiona l NO x Requirement s fo r th e Foster

Wheele r boile r a t th e Boardma n Coal-Fire d Powe r Plan t (Federa l Aci drai n progra mfacilit y ORISP L cod e 6106 ) Federall y Enforceabl e Permi t Limit s DIVISIO N 22 4 MAJO RNE W SOURC E REVIE W AppUcabiUt

y an dGenera l Prohibition s Definition s Procedura l Requirement s Revie w o f

Ne w Source s an dModification s fo r CompUanc e wit

h Regulation s Requirement s fo r

Source s i n Nonattainmen t Area s Requirement s fo r

Source s i n Maintenanc e Area s Preventio n o f

Significan t

Deterioratio n Requirement s fo r

Source s i n Attainmen t o r Unclassifie dArea s Exemption s Fugitiv e an dSecondar

y Emission s DIVISIO N 22 5 AI RQUALIT Y ANALYSI S REQUIREMENT S 340-225-001 0 340-225-002 0 340-225-003 0 340-225-004 0 340-225-004 5 340-225-005 0 340-225-006 0

340-225-007 0 340-225-009 0 Purpos e

Definition s Procedural Requirement s A k QuaUt y Model s Requirement s for

Analysi s i n Maintenanc e Area s Requkement s fo r

Analysi s i n PS D Clas s I I an d Clas s n i Area s Requirement s fo r

Demonstratin g Complianc e witl i Standard s an dIncrement s i n PS D Clas s I Area s Requirement s fo r

Demonstratin g Complianc e witi i AQR V Protectio n Requirement s fo r

Demonstratin g aNe t Ai r Qualit y Benefi t DIVISIO N 22 6 GENERA L EMISSIO N STANDARD S 340-226-001 0 Definition s Highes t an dBes t Practicabl e IVeatmen t

an dContro l 340-226-010 0 340-226-011 0 340-226-012 0 340-226-013 0 340-226-014 0

340-226-020 0 340-226-021 0 Polic y an dAppUcatio n

PoUutio n Preventio n Operatin g an dMaintenanc e Requkement s Typicall y Achievabl e Contro l Technolog y (TACT) Additiona l Contro l Requirement s for Stationar y Source s o f

A k Contaminant s Grai n Loadin g Standard s AppUcabiUt

y Particulat e Emissio n Limitation s fo r Source s Othe r Tha n Fue l Burnin g an dRefus e Burnin g Equipmen t Particulat e Emission s fro mProces s Equipmen t 340-226-030 0 340-226-031 0 340-226-032 0

201 0 Editio n AppUcabiUt y Emissio n Standar d Determinatio n o f

Proces s Weigh t Altemativ e Emissio n Control s 340-226-040 0 Altemativ e Emissio n Control s (Bubble ) DIVISIO N 22 8 REQUIREMENT S FO RFUE L BURNIN G EQUIPMEN T

AN D FUE L SULFU RCONTEN T 340-228-001 0 Applicability 340-228-002 0 Definition s

Sulfu r Conten t o f Fuel s 340-228-010 0 Residua l Fue l Oil s 340-228-011 0 Distillat e Fue l Oil s 340-228-012 0 Coal 340-228-013 0 Exemption s Genera l Emissio n Standard s fo r Fue l Burnin g Equipmen t 340-228-020 0 Sulfiir

Dioxid e Standard s 340-228-021 0 GramLoadin g Standard s

Federa l Aci dRai n Progra m 340-228-030 0 Federa l Regulation s Adopte db y Referenc e 340-228-040 0 Purpos e 340-228-041 0 Defmition s 340-228-042 0 WE B Tradin g Progra mTrigge r 340-228-043 0 WE B Tradin g ProgramApplicability 340-228-044 0 Accoun t Representativ e for

WE B Source s 340-228-045 0 Registratio n 340-228-046 0 Allowanc e Allocation s 340-228-047 0 EstabUshment o f Account s 340-228-048 0 Monitoring , Recordkeepin g an dReportin g 340-228-049 0 Allowanc e Transfer s 340-228-050 0 Us e of

AUowance s fro maPreviou s Yea r 340-228-051 0 Complianc e 340-228-052 0 Special Penalty Provision s for 201 8 Mileston e 340-228-053 0 Integratio n int o Permit s

Mercur y Rule s Fo r

Coal-Fire dPowe r

Plant s Utilit y Mercur y Rul e Genera l Provision s 340-228-060 0 340-228-060 1 340-228-060 2 340-228-060 3 340-228-060 6

340-228-060 9 340-228-061 1 340-228-061 3 340-228-061 5 340-228-061 7
340-228-061 9

340-228-062 1 Purpos e

Applicability Definition s Measurements , Abbreviations , an dAcronym s H g Emissio n Standard s Monitorin g Requirement s Genera l Requirement s Additiona l Requirement s t o Provid e Hea t Inpu t Dat a Monitorin g of

H g Mas s Emission s an dHeat Inpu t a t th e Uni t Leve l Monitorin g of

H g Mas s Emission s an dHea t Inpu t a t Commo n Ein

dMultipl e Stack s Specia l Provision s fo r Measurin g H g Mas s Emission s usin g th e Sorben t Tra p Monitorin g Methodolog y Procedure s for

H g Mas s Emission s Monitorin g Certificatio n Initia l Certificatio n an d Procedure s Recertificatio n

340-228-062 5 Orego n Administrativ e Rule s Compilatio n

6-26 2 Monitorin g Qualit y Assurance/Qualit y Contro l 340-228-062 3 Qualit y Assuranc e an dQualit y Contro l

Requkement s CEM S Performanc e Specification s Specification s an dTes t Procedure s fo r

Tota l Vapor Phas e Mercur

y CEM S
(11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Qualit

y Sorben t T^ap Samplin g Procedure s 340-228-062 7 QuaUt

y Assuranc e an dOperatin g Procedure s fo r Sorben t Tra p Monitorin g System s Ou t o f Contro l Period s 340-228-062 9 Ou t

o f Contro l Period s an dAdjustmen t fo r Syste mBia s Missin g Dat aProcedur e 340-228-063 1 Standar dMissin g Dat aProcedure s for H g CEM S 340-228-063 3 Missin g Dat aProcedure s fo r Sorben t Tra p Monitorin g System s Recordkeepin g an dReportin g 340-228-063 5 Recordkeepki g 340-228-063 7 Reportin g DIVISIO N 23 0 INCINERATO RREGULATION S 340-230-001 0 Purpos e 340-230-002 0 AppUcabiUt y 340-230-003 0 Definition s

Soli dan dInfectiou s Wast e Incinerator s 340-230-010 0 Bes t

Availabl e Contro l Technolog y 340-230-011 0 Emission s Liniitation s 340-230-012 0 Desig n an dOperatio n 340-230-013 0 Continuou s Emissio n Monitorin g 340-230-014 0 Reportin g an dTestin g 340-230-015 0 CompUanc e

Cremator y Incinerator s 340-230-020 0 Emissio n Limitation s 340-230-021 0 Desig n an dOperatio n 340-230-022 0 Monitorin g an dReportin g 340-230-023 0 CompUanc e

Municipa l Wast e Combustor s 340-230-030 0 AppUcabiUt y 340-230-031 0 Emission s Limitation s 340-230-032 0 Operatin g Practice s 340-230-033 0 Operato r Trainin g an dCertificatio n 340-230-033 5 Standard s fo r Municipa l Wast e Combusto r Fugitiv e As h Emission s 340-230-034 0 Monitorin g an dTestin g 340-230-035 0 Recordkeepin g an dReportin g 340-230-035 9 Complianc e Schedul e 340-230-036 5 Smal l Municipa l Wast e Combustio n Uni t 340-230-037 0 Increment s o f Progres s 340-230-037 3 Operato r Trainin g 340-230-037 5 Operato r Certificatio n 340-230-037 7 Operatin g Requirement s 340-230-038 0 Emissio n Limit s 340-230-038 3 Continuou s Emissio n Monitorin g 340-230-038 5 Stac k

Testin g 340-230-038 7 Othe r

Monitorin g Requirement s 340-230-039 0 Recordkeepin g 340-230-0395 Reportin g Hospital/Medical/Infectiou s Wast e Incinerator s 340-230-040 0 AppUcabiUt y an dExemption s 340-230-041 0 Emissio n Limitation s an dCitation s DIVISIO N 23 2 EMISSIO N STANDARD S FO RVO C POIN T SOURCE S 340-232-001 0 340-232-002 0 340-232-003 0

201 0 Editio n Introductio n

AppUcabiUt

y Definition s 340-232-004 0 Genera l Non-Categorical Requirement s 340-232-005 0 Exemption s 340-232-006 0 Complianc e Determinatio n 340-232-008 0 B ul

k Gasohn e Plant s 340-232-008 5 GasoUne DeUver y Vessel s 340-232-009 0 BuU

c GasoUne Terminal s 340-232-010 0 Testin g Vapo r Transfer an dCollectio n System s 340-232-011 0 Loadin g GasoUne ont o Marin e Tan k Vessel s 340-232-012 0 Cutbac k an dEmulsifie dAsphal t 340-232-013 0 Petroleu mRefinerie s 340-232-014 0 Petroleu mRefiner y Leak s 340-232-015 0 Liqui dStorag e 340-232-016 0 Surfac e Coatin g i n Manufacturin g 340-232-017 0 Aerospac e Componen t Coatin g Operation s 340-232-018 0 Degreaser s 340-232-019 0 Ope n To p Vapo r Degreaser s 340-232-020 0 Conveyorize dDegreaser s 340-232-021 0 Asphalti c an dCoa l Ta r Pitc h Use dfo r

Roofin g Coatin g 340-232-022 0 Flat

Woo dCoatki g 340-232-023 0 Rotogravur e an dRexographi c Printin g DIVISIO N 23 4 EMISSIO N STANDARD S FO RWOO D PRODUCT S INDUSTRIE S 340-234-001 0

340-234-010 0 340-234-014 0

340-234-020 0 340-234-021 0 340-234-022 0 340-234-024 0 340-234-025 0 340-234-027 0 Definition s

Wigwa mWast e Burner s Wigwa mWast e Burner s Existin g Administrativ e Agenc y Order s Kraf t Pul p Mill s Statemen t o f Polic y ein dApplicabilit

y Emissio n Limitation s More Restrictiv e Emissio n Limit s Monitorin g Reportin g Chroni c Upse t

Condition s Neutra l Sulfit e Semi-Chemica l (NSSC ) Pul p MiU s 340-234-030 0 Applicabilit y 340-234-031 0 Emissio n Limitation s 340-234-032 0 More Restrictiv e Emissio n Limit s 340-234-033 0 Plan s an dSpecification s 340-234-034 0 Monitorin g 340-234-035 0 Reportin g 340-234-036 0 Upse t

Condition s Sulfit e Pul p MiU s 340-234-040 0 Statemen t o f Polic y an dApplicabilit

y 340-234-041 0 Minimu mEmissio n Standard s 340-234-042 0 Monitorin g an dReportin g 340-234-043 0 Exception s

Boar dProduct s Industrie s (Veneer , Plywood , Particleboard , Hardboard ) 340-234-050 0 Applicabilit y an dGeneral Provision s 340-234-051 0 Venee

r andPlywoo dManufacturin g Operation s 340-234-052 0 Particleboar dManufacturin g Operation s 340-234-053 0 HardboardManufacturin g Operation s DIVISIO N 23 6 EMISSIO N STANDARD S FO RSPECIFI C INDUSTRIE S 340-236-001 0

340-236-010 0 340-236-011 0 340-236-012 0 Orego n Administrativ e Rule s Compilatio n

6-26 3 Definition s

Primar y Aluminu mStandard s Statemen t o f Purpos e Applicability Emissio n Standard s
(11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality 340-236-013 0 340-236-014 0 340-236-015 0 Specia l Proble mArea s

Monitorin g Reportin g Laterit e Or e Productio n o f Ferronicke l 340-236-020 0 Statemen t o f Purpos e 340-236-021 0 AppUcabiUt y 340-236-022 0 Emissio n Standard s 340-236-023 0 Monitorin g an dReportin g

Reductio n o f

Anima l Matte r 340-236-030 0 AppUcabiUt y 340-236-031 0 Contro l FacUitie s Requke d 340-236-032 0 Monitorin g o f Reductio n Facilitie s 340-236-033 0 Housekeepin g o f Plan t an dPlan t Are a Ho t Mi x Asphal t

Plant s 340-236-040 0 AppUcabiUt y 340-236-041 0 Contro l FaciUtie s Requke d 340-236-042 0 Othe r

Estabhshe dA k

Quality Limitation s 340-236-043 0 Portabl e Ho t Mi x Aspha k

Plant s 340-236-044 0 Ancillary Source s o f Emissio n —Housekeepin g o f Plan t Facilitie s SoUdWast e Landfill s 340-236-050 0 Emissio n Standard s fo r Municipa l Soli dWast e Landfill s DIVISIO N 23 8 NE W SOURC E PERFORMANC E STANDARD S 340-238-001 0 Statemen t o f Purpos e 340-238-002 0 Statemen t o f Polic y 340-238-003 0 Applicability 340-238-004 0 Definition s 340-238-006 0 Federa l Regulation s Adopte db y Referenc e 340-238-007 0 Complianc e 340-238-008 0 Mor e Restrictiv e Regulation s 340-238-009 0 Delegatio n 340-238-010 0 Municipa l SoU dWast e Landfill s DIVISIO N 24 0 RULE S FO RAREA S WIT H UNIQU E AI RQUALIT Y NEED S 340-240-001 0 Purpos e 340-240-002 0 Emissio n Lknitation s 340-240-003 0 Definition s Th e Medford-Ashlan dAi r Qualit y Maintenanc e Are a an dth e Grant s Pas s Urba n Growt h Are a 340-240-010 0 340-240-011 0 340-240-012 0 340-240-013 0 340-240-014 0 340-240-015 0 340-240-016 0 340-240-017 0 340-240-018 0 340-240-019 0 340-240-021 0 340-240-022 0 340-240-023 0 340-240-025 0

340-240-030 0 340-240-031 0

201 0 Editio n AppUcabiUt y Woo dWast e Boiler s Veneer Drye r Emissio n Liniitation s Ai r Conveyin g System s (Medford-Ashlan d AQM A Only ) Woo dParticl e Dryer s a

t Particleboar dPlant s Hardboar dManufacturin g Plant s Wigwa mWaste Bumer s Charcoa l Producin g Plant s Contro l o f

Fugitiv e Emission s (Medford-Ashlan d AQM A Only ) Requiremen t

fo r Operatio n an dMaintenanc e Plan s (Medford-Ashlan dAQM A Only ) Continuou s Monitorin g Sourc e Testin g Ne w Source s Ope n Burnin g L aGrand e Urba n Growt h Are a AppUcabiUt

y CompUanc e Schedul e for

Existin g Source s 340-240-032 0 Wood-Waste Boiler s 340-240-033 0 Woo dParticl e Dryer s a t Particleboar dPlant s 340-240-034 0 Hardboar dManufacturin g Plant s 340-240-035 0 A k

Conveyin g System s 340-240-036 0 Fugitiv e Emission s

Th e Lakevie w Urba n Growt h Are a 340-240-040 0 AppUcabiUt y 340-240-041 0 Contro l o f Fughiv e Emission s 340-240-042 0 Requiremen t fo r Operatio n an dMaintenanc e Plan s 340-240-043 0 Sourc e Testin g 340-240-044 0 Ope n Bumin g DIVISIO N 24 2 RULE S APPLICABL E T O TH E PORTLAN D ARE A Employe e Commut e Option s Progra m 340-242-001 0 What

i s Employe e Commut e Option s Program ? 340-242-002 0 Wh o i s Subjec t t o ECO ? 340-242-003 0 What

Doe s EC O Require ? 340-242-004 0 Ho w Doe s th e Departmen t Enforc e ECO ? 340-242-005 0 Definition s o f Term s Use dk

i Thes e Rule s 340-242-006 0 Shoul dAl l Employee s a t aWor k Sit e B e Counted ? 340-242-007 0 What

ar e th e Major

Requkement s o f

ECO ? 340-242-008 0 Wha

t ar e th e Regiskatio n Requirements ? 340-242-009 0 Wha t

ar e th e Requirement s fo r a n Employe e Survey ? 340-242-011 0 What

if a n Employe r

Doe s No t

Mee t th e Targe t Aut o Tri p Rate ? 340-242-012 0 Ho w Wil l Employer s Demonstrat e Progres s

Towar dth e Target

Aut o Tri p Rate ? 340-242-014 0 Ho w Shoul dEmployer s Accoun t fo r Change s i n Wor k Forc e Size ? 340-242-015 0 Ho w Can an Employer s Reduc e Aut o Commut e

Trip s t o aWor

k Site ? 340-242-016 0 Wha t

Shoul db e Include di n a n Aut o Tri p Reductio n Plan ? 340-242-017 0 Whe n Wil l th e Departmen t Ac t o n aSubmitte d Aut o Tri p Reductio n Plan ? 340-242-018 0 What

i s aGoo dFait

h Effort ? 340-242-019 0 Ho w Doe s th e EC O Progra mAffec t Ne w Employers , Expandin g Employer s an dEmployer s Relocatin g witlii n th e Portlan dAQMA ? 340-242-020 0 Ca

n aNe w o r

Relocatin g Employe r

Compl y wit

h EC O Throug h Restricte dParkin g Ratios ? 340-242-021 0 Ca n a n Existin g Employe r Compl y wit h EC O throug h Restricte dParkin g Ratios ? 340-242-022 0 Wha

t i f an Employe r

Ha s More Tha

n On e Wor

k Sit e withi n th e Portlan dAQMA ? 340-242-023 0 Ca

n Employer s Submi t

aJoin t Plan ? 340-242-024 0 Ar e Ther e Altemative s t o Tri p Reduction ? 340-242-025 0 Wha t

Alternative s Qualify a s Equivalen t Emissio n Reductions ? 340-242-026 0 Ca n Employer s Ge t Credi t fo r Existin g Tri p Reductio n Programs ? 340-242-027 0 Ar e Exemption s Allowe di f a n Employe r

i s Unabl e t o Reduc e Trip s o r Tak e Advantag e o f Alternat e Complianc e Options ? 340-242-028 0 Participatio n i n th e Industria l Emissio n

Managemen t

Progra m 340-242-029 0 What

Kmdo f Record s Mus t

b e Kep t an dfo r Ho w Long ? Voluntar y Maximu mParkin g Rati o Progra m 340-242-030 0 340-242-031 0 340-242-032 0 340-242-033 0 Orego n Adininistrativ e Rule s Compilatio n

6-26 4 What i s th e Voluntar

y Parkin g Rati o Program ? Wh o Ca n Participat e i n th e Voluntar y Parkin g Rati o Program ? Definition s o f

Term s an dLan dUse s Ho w Doe s aPropert y Owne r Compl y with th e Voluntar y Parkin g Rati o Program ?
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y 340-242-034 0 340-242-035 0 340-242-036 0 340-242-037 0 340-242-038 0 340-242-039 0 Wha

t ar e th e Incentive s fo r

Complyin g wit

h th e Voluntar y Parkin g Rati o Program ? Wh y D o I Nee daParkin g Rati o Permit ? Wha t i s Require dt o Obtai n aParkin g Rati o Permit ? Ho w i s th e Parkin g Rati o Progra mEnforced ? Whe n Wil l th e Departmen t Ac t o n aSubmitte d Permi t AppUcation ? What are th e Applicabl e Parkin g Ratios ? Industria l Emissio n Managemen t Progra m 340-242-040 0 AppUcabiUt y 340-242-041 0 Definitio n o f Term s 340-242-042 0 Unuse dPSE L Donatio n Program 340-242-043 0 Industria l Growti i Allowance s 340-242-044 0 Industria l Growt h Allowanc e Allocatio n Gasolin e Vapor s fro mGasolin e lYansfe r an dDispensin g Operation s 340-242-050 0 340-242-051 0 340-242-052 0

340-242-060 0 340-242-061 0 340-242-062 0 340-242-063 0

340-242-070 0 340-242-071 0 340-242-072 0 340-242-073 0 340-242-074 0 340-242-075 0 Purpos e an dApplicability

Definition s Genera l Provision s Moto r Vehicl e Refinishin g AppUcabiUt

y Definition s Requirement s fo r

Moto r Vehicl e Refinishin g i n Portlan dAQMA Inspectin g an dTestin g Requirement s Spra y Pain t Applicability Definition s Spra y Pain t Standard s an dExemption s Requirement s for

Manufacture , Sal e an dUs e o f Spra y PEiin t Recordkeepin g an dReportin g Requirement s Inspectio n an dTestin g Requkement s Are aSourc e Commo n Provision s 340-242-076 0 AppUcabiUt y 340-242-077 0 CompUanc e Extension s 340-242-078 0 Exemptio n fro mDisclosur e t o th e PubU c 340-242-079 0 Futijr

e Revie w DIVISIO N 24 4 OREGO N FEDERA L HAZARDOU S AI R POLLUTAN T PROGRA M Genera l Provision s fo r

Stationar y Source s 340-244-001 0 PoUc

y an dPurpos e 340-244-002 0 Delegatio n o f Authorit y 340-244-003 0 Definition s 340-244-004 0 Lis t

o f Hazardou s Ai r

Pollutant s 340-244-005 0 Amendin g th e Lis t o f Hazardou s A k

Pollutant s Complianc e Extension s fo r Earl y Reduction s 340-244-010 0 AppUcabiUt y Emissio n Standard s 340-244-020 0 Emission s Limitatio n for Ne w an dReconstmcte d Majo r Source s 340-244-021 0 Emission s Limitatio n fo r Existin g Source s 340-244-022 0 Federa l Regulation s Adopte db y Referenc e 340-244-023 0 Accidenta l Releas e Preventio n Emissio n Standard s fo r

Gasolin e Dispensin g Facilitie s 340-244-023 2 340-244-023 4 340-244-023 6

201 0 Editio n Purpos e

Affecte dSource s Affecte dEquipmen t

o r Processe s 340-244-023 8 Complianc e Date s 340-244-024 0 Wor

k Practic e an dSubmerge dFi U Requirement s 340-244-024 2 Vapo

r Balanc e Requkement s Testin g an dMonitorin g Requirement s 340-244-024 4 Testin g an dMonitorin g Requkement s

Notifications , Records , an dReport s 340-244-024 6 Notification s 340-244-024 8 Recordkeepin g Requirement s 340-244-025 0 Reportin g Requkement s 340-244-025 2 General Provisio n Applicabilit y DIVISIO N 24 6 OREGO N STATE AI RTOXIC S PROGRA M 340-246-001 0 340-246-003 0 340-246-005 0 340-246-007 0 340-246-009 0 340-246-011 0 340-246-013 0 340-246-015 0 340-246-017 0 340-246-019 0 340-246-021 0 340-246-023 0 Polic y an dPurpos e

Definition s PoUutio n Preventio n Ai r Toxic s Scienc e Advisor

y Committe e Ambien t Benchmark s for

Ai r Toxic s Sourc e Categor

y Rule s an dStrategie s Geographi c Program(013 0 throug h 0170 ) Prioritizin g an dSelectin g Geographi c Area s Local Ai r Toxic s Emission s Reductio n Plannin g Ai r Toxic s Safety Ne t

Progra m(019 0 throug h 0230 ) Safet y Ne t

Sourc e Ai r

Toxic s Emission s Reduction s Safet y Ne t

Sourc e Ai r

Toxic s Emission s Reductio n Measure s i n Permi t DIVISIO N 24 8 ASBESTO S REQUIREMENT S 340-248-000 5 Applicabilit y 340-248-001 0 Definition s Asbesto s Licensin g an dCertificatio n Requirement s 340-248-010 0 AppUcabiUt y 340-248-011 0 General Provision s 340-248-012 0 Contracto r Licensin g 340-248-013 0 Certificatio n 340-248-014 0 Trainin g Provide r Accreditatio n 340-248-015 0 Genera l Trainin g Standard s 340-248-016 0 Prio r

Trainin g 340-248-017 0 Reciprocit y 340-248-018 0 Fee s Asbesto s Emissio n Standard s an dProcedura l Requirement s 340-248-020 5 340-248-021 0 340-248-022 0 340-248-023 0 340-248-024 0 340-248-025 0 340-248-026 0 340-248-027 0 340-248-027 5 340-248-028 0 340-248-029 0

340-250-001 0 Orego n Administrativ e Rule s Compilatio n

6-26 5 Genera l Provision s

Asbesto s Requkement s fo r Mills , Roadway s an d Parkin g lots , an dManufacturin g Operation s Reportin g Requirement s fo r Asbesto s Source s Usin g A k Cleanin g Device s Asbesto s t o Nonasbesto s Conversio n Operation s Asbesto s Inspectio n Requirement s fo r Orego n Titl e V Operatin g Permi t

ProgramSource s Asbesto s Abatemen t

Projec t Exemption s Asbesto s Abatemen t

Notificatio n Requirement s Asbesto s Abatemen t

Wor k Practice s an dPro

cedure s Asbesto s Standard s for

Ai r Cleaning , Spraying , Molde dInsulation , an dFabricatin g Friabl e Asbesto s Disposa l Requirement s Nonfriabl e Asbesto s Disposal Requkement s DIVISIO N 25 0 GENERA L CONFORMIT Y Purpos e
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-250-002 0 AppUcabiUt y 340-250-003 0 Definition s 340-250-004 0 Conformit y Analysi s 340-250-005 0 Reportin g Requkement s 340-250-006 0 PubUc Participatio n 340-250-007 0 Frequenc y o f Conformit

y Determination s 340-250-008 0 Criteri afor Determinin g Conformity o f Genera l Federa l Action s 340-250-009 0 Procedure s fo r Conformit y Determination s o f Genera l Federal Action s 340-250-010 0 Mitigatio n o f A k QuaUt y Impact s 340-250-011 0 Saving s Provisio n DIVISIO N 25 2 TRANSPORTATIO N CONFORMIT Y 340-252-001 0 Purpos e 340-252-002 0 AppUcabiUt y 340-252-003 0 Definition s 340-252-004 0 Priority 340-252-005 0 Frequenc y o f Conformit

y Determination s 340-252-006 0 Consukatio n 340-252-007 0 Conten t o f Transportatio n Plan s 340-252-008 0 Relationshi p o f Transportatio n Pla n TI P Con

formit y wit h th e NEP A Proces s 340-252-009 0 Fisca l Constraint s fo r Transportatio n Plan s an d TIPS 340-252-010 0 Criteri aan dProcedure s fo r Determinin g Conformit y o f

Transportatio n Plans , Programs , an dProjects : General 340-252-011 0 Criteri aan dProcedures : Lates t Plannin g Assumption s 340-252-012 0 Criteri aan dProcedures : Lates t Emission s Mode l 340-252-013 0 Criteri aan dProcedures : Consultatio n 340-252-014 0 Criteri aan dProcedures : Timel y Implementatio n

ofTCM s 340-252-015 0 Criteri aan dProcedures : Currentl y Conformin g

Transportatio n Pla

n an dTI P 340-252-016 0 Criteri aan dProcedures : Project s fro maPlan an d

TI P 340-252-017 0 Criteri aan dProcedures : Localize dC O an dPMI O

Violation s (Hot-spots ) 340-252-018 0 Criteri aan dProcedures : Complianc e wit h PMI O Contro l Measure s 340-252-019 0 Criteri aan dProcedures : Moto r Vehicl e Emission s Budge t 340-252-020 0 Criteri aan dProcedures : Emissio n Reduction s i n

Area s Withou t

Moto r Vehicl e Emission s Budget s 340-252-021 0 Consequence s o f Contro l Strateg y Implementatio n Plan Failure s 340-252-022 0 Requirement s fo r Adoptio n o r

Approva l o f Project s b y Othe r

Recipient s o f

Fund s Designate d unde r Titl e 2 3 U.S.C

. o r

th e Federa l Trans k

Law s 340-252-023 0 Procedure s fo r Determinin g Regiona l Transportation-Relate dEmission s 340-252-024 0 Procedure s fo r Determinin g Localize dC O an d PMI O Concentration s (Hot-spo t Analysis ) 340-252-025 0 Usin g th e Moto r Vehicl e Emission s Budge t i n th e Applicabl e Implementatio n Pla n (o r Implementatio n Plan Submission ) 340-252-026 0 Enforceabilit y o f Desig n Concep t

an dScop e an d Project-Leve l Mitigatio n an dContro l Meeisure s 340-252-027 0 Exemp t

Project s 340-252-028 0 Project s Exemp t fro mRegiona l Emission s Analyse s 340-252-029 0 Traffi c Signa l Synchronizatio n Project s DIVISIO N 25 4 340-254-003 0 Definition s 340-254-004 0 Indirec t Source s Require dt o Hav e Indirec t Sourc e Constmctio n Permit s 340-254-005 0 Indkec t

Sourc e Pemii t

AppUcatio n Proces s 340-254-006 0 Indirec t Sourc e Constmctio n Pemii t AppUcatio n Requkement s for

Parkin g Facilitie s 340-254-007 0 Issuanc e o r Denia l o f

Indirec t

Sourc e Constmctio n Permit s 340-254-008 0 Penni t

Duratio n DIVISIO N 25 6 MOTO RVEHICLE S 340-256-001 0 Definition s

Visibl e Emission s 340-256-010 0 Visibl e Emission s —Genera l Requirements ,

Exclusion s 340-256-011 0 Visibl e Emission s —Specia l Requirement s for

Exclude dMoto r

Vehicle s 340-256-012 0 Uncombkie dWater - Wate r Vapor 340-256-013 0 Moto r

Vehicl e Flee t

Operatio n 340-256-014 0 Deale r

Complianc e 340-256-015 0 Metho do f Measuremen t 340-256-016 0 Alternativ e Method s o f Measurin g Visibl e Emission s Certificatio n o f

PoUutio n Contro l System s 340-256-020 0 Count

y Designation s 340-256-021 0 Criteri afo r Certificatio n o f

Moto r Vehicl e PoUutio n Contro l System s 340-256-022 0 Complianc e Wit h Orego n Lo w Emissio n Vehicl e Program Emissio n Contro l Syste mInspectio n

RULE S FO RINDIREC T SOURCE S 340-254-001 0 340-254-002 0

201 0 Editio n PoUc y

Jurisdictio

n an d Delegatio n 340-256-030 0 340-256-031 0

340-256-032 0 340-256-033 0

340-256-034 0

340-256-035 0 340-256-035 5 340-256-035 6 340-256-035 7 340-256-035 8 340-256-036 0 340-256-037 0

340-256-038 0 340-256-039 0 340-256-040 0 340-256-041 0 340-256-042 0 340-256-043 0 Orego n Administrativ e Rule s Compilatio n

6-26 6 Scop e

Government-Owne dVehicle , Permanen t Flee t Vehicl e an dUnite dState s Govemmen t Vehicl e Testin g Requirement s Moto r Vehicl e Inspectio n ProgramFe e Schedul e Departmen t

o f Defens e Personne l Participatin g i n th e Privatel y Owne dVehicl e Impor t Contro l Program Ligh t Dut y Moto r

Vehicl e an dHeav y Dut y Gasolin e Moto r

Vehicl e Emissio n Contro l Tes t Metho dfor

Basi c Program Ligh t Duty Moto r

Vehicl e Emissio n Contro l Tes t Metho dfo r

Enhance dProgram Emission s Contro l Tes t

Metho dfo r

OB D Tes t Program Emission s Contro l Tes t Metho dfo r

On-Sit e Vehicl e Testin g for

Automobil e Dealership s Emission s Contro l Tes t

Metho dfor

Clean-Scree n Testin g Progra m Emission s Contro l Tes t

Metho dfor

Self-Servic e Testin g Progra m Motorcycl e Nois e Emissio n Contro l Tes t Metho d Renewa l o f

Registratio n fo r

Ligh t Dut y Moto r Vehicle s an dHeav y Dut y Gasolin e Moto r Vehicle s Temporaril y Operatin g Outsid e o f Orego n Ligh t Dut y Moto r Vehicl e Emissio n Contro l Tes t Criteri afo r

Basi c Program Heav y Dut y Gasolin e Moto r Vehicl e Emissio n Contro l Tes t

Criteri a Ligh t Dut y Moto r

Vehicl e Emissio n Contro l Standard s for

Basi c Progra m Ligh t Dut y Moto r

Vehicl e Emissio n Contro l Standard s for

Enhance dProgra m Heavy-Dut y Gasolin e Moto r Vehicl e Emissio n Contro l Standard s Moto r Vehicl e Propulsio n Exhaus t Nois e Standard s
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-256-044 0

340-256-045 0 340-256-046 0 340-256-046 5 340-256-047 0 Criteri afor Qualification s o

f Person s Eligibl e t o Inspec t Moto r Vehicle s an dMoto r

Vehicl e Pollutio n Contro l System s an dExecut e Certificate s Ga s Analytica l Syste mLicensin g Criteri afo r Basi c Program Ga s Analytica l Syste mLicensin g Criteri afo r Enhance dProgra

m Tes t Equipmen t

Licensin g Criteri afor

OB D Tes t Program Agreemen t

Wit h Independen t

Contractor ; Qualification s o f

Contractor ; Agreemen t R-ovision s DIVISIO N 25 7 OREGO N LO W EMISSIO N VEHICLE S 340-257-001 0 340-257-002 0 340-257-003 0 340-257-004 0 340-257-005 0 340-257-006 0 340-257-007 0

340-257-008 0 340-257-009 0 340-257-010 0 340-257-011 0 340-257-012 0 340-257-013 0 340-257-014 0 340-257-015 0 340-257-016 0 Purpos e

AppUcabiUt

y & Effectiv e dat e Definition s an dAbbreviation s Requiremen t

t o Mee t Californi aVehicl e Emissio n Standard s Incorporatio n b y Referenc e Exemption s Flee t Averag e Non-Methan e Organi c Ga s (NMOG ) Exhaus t

Emissio n Requirements , Reporting , an dComplianc e ZE V Sale s Requiremen t ZEV Cred k

Bank an dReportin g Flee t Averag e Greenhous e Ga s Exhaus t Emissio n Requirements , Reporting , an dComplianc e Additiona l Reportin g Requkement s Warrant y Requirement s Recall s Permit s an dFee s Inspection s andInformatio n Request s Severabilit

y DIVISIO N 25 8 MOTO RVEHICL E FUE L SPECIFICATION S 340-258-001 0

340-258

- 340-258

- 340-258 ^ 340-258 ^ 340-25 8 340-258

- 340-258
. 340-258 ^ 340-258 ^ 340-258 ^ 010 0 011 0 012 0 013 0 •014 0 015 0 016 0 017 0 018 0 019 0 340-258-020 0

340-258-021 0 340-258-022 0 340-258-023 0 340-258-024 0 340-258-025 0 340-258-026 0 340-258-027 0 340-258-028 0 340-258-029 0 340-258-030 0 340-258-031 0

201 0 Editio n Definition s

Oxygenate dGasolin e Polic y Purpos e an dGenera l Requirement s Samplin g andTestin g for

Oxyge n Conten t Complianc e Option s Pe r (SaUo n Oxyge n Conten t

Standar d Averag e Oxyge n Conten t

Standar d Minimu mOxyge n Conten t Oxygenate dGasoUne Blendin g Registratio n CAR , Distributo r

an dRetai l Outle t

Operatin g Permit s Owner s o f

Gasolin e a

t Terminals , Distributor s an dRetai l Outlet s Require dt o Hav e Indirec t Sourc e Operatin g Permit s Recordkeepin g Reportin g Prohibite dActivitie s Inspectio n an dSamplin g Liability fo

r Violatio n o f

aProhibite dActivity Defense s fo

r Prohibite dActivitie s Inability t o Produc e Conformin g GasoUne Du e t o Extraordinar

y Ckcumstance s Quality Assuranc e Program Attes t Engagement s Guidehne s Whe n Prohibite d Activitie s Allege d Dispense r Labelin g Contingenc y Provisio n fo r Carbo n Monoxid e Nonattainmen t

Are a Standar dfo r Automotiv e Gasolin e 340-258-040 0 Rei dVapor Pressur e fo

r GasoUne DIVISIO N 25 9 

### CLEA NDIESE L GRAN T AN D LOA NRULE S 340-259-000 5 Clean Diese l Initiativ e Goa l 340-259-001 0 Purpos e an dScop e 340-259-001 5 Defmition s 340-259-002 0 Determinin g th e Certifie dCos t of aQualifyin g Repower o r Retrofi t 340-259-002 5 Determinin g th e Cos t Effectivenes s Threshol dfo r aRepowe r

o r Retrofi t 340-259-003 0 Standard s for QuaUfyin g Repower s an dRetrofit s 340-259-003 5 Standard s fo r Qualifyin g Orego n Diese l Truc k Engin e Scrappin g Project s 340-259-004 0 Approval Preference s for Gran t an dLoa n Award s 340-259-004 5 Gran t

an dLoa n Awar dProces s 340-259-005 0 Applicatio n Procedure s 340-259-005 5 Revie w an dApproval o r Denia l 340-259-006 0 Gran t

o r Loa n Agreement s an dCondition s 340-259-006 5 Certificatio n a s aClea n Diese l Servic e Provide r DIVISIO N 26 0 REFRIGERAN T RECYCLIN G AN D OZONE-DEPLETEN G

SUBSTANC E REQUIREMENT S Refrigeran t

Recyclin g 340-260-001 0 Purpos e an dApplicabilit y 340-260-002 0 Defmition s 340-260-003 0 Requiremen t fo r Recyclin g Automobil e Ai r Conditionin g Coolan t Ozon e Depletin g Substanc e Requirement s 340-260-004 0 Federa l Regulation s Adopte db y Referenc e DIVISIO N 26 2 RESIDENTIA L WOODHEATIN G 340-262-001 0 340-262-002 0 Purpos e

Definition s Woodstov e Sale s 340-262-003 0 Requkement s for Sal e of Woodstove s 340-262-004 0 Exemption s 340-262-005 0 Civi l Penaltie s

Woodstov e Certificatio n Progra m 340-262-010 0 Applicabilit y 340-262-011 0 Emission s Performanc e Standard s an d

Certificatio n 340-262-012 0 General Certificatio n Procedure s 340-262-013 0 LabeUng Requkement s

Woodburnin g Curtailmen t 340-262-020 0 Applicabilit y 340-262-021 0 Determinatio n of Ai r Stagnatio n Condition s 340-262-022 0 Prohibitio n o f Woodburnin g Durin g Period s o f Ai r Stagnatio n 340-262-023 0 Publi c Infonnatio n Program 340-262-024 0 Enforcement 340-262-025 0 Suspensio n o f Departmen t

Progra m Woodstov e Remova l Contingenc y Progra m 340-262-030 0 340-262-031 0 340-262-032 0 340-262-033 0 Orego n Administrativ e Rule s Compilatio n

6-26 7 Applicabilit y Remova l an dDestructio n o f Uncertifie dStov e Upo n Sal e of

Hom e Hom e Seller' s Responsibilit y t o Verif y Stov e Destmctio n Hom e Seller' s Responsibility t o Disclos e
(11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality

340-264-001 0 340-264-002 0 340-264-003 0 340-264-004 0 340-264-005 0 340-264-006 0 340-264-007 0 340-264-007 5 340-264-007 8 340-264-008 0

340-264-010 0

340-264-011 0 340-264-012 0 340-264-013 0 340-264-014 0 340-264-015 0 340-264-016 0 340-264-017 0 340-264-018 0 340-264-019 0 DIVISIO N 26 4

RULE S FO ROPE N BURNIN G Ho w t o Us e Thes e Ope n Bumin g Rule s PoUc y Definition s Exemptions , Statewid e General Requkement s Statewid e Genera l Prohibition s Statewid e Ope n Bumin g Condition s Delegatio n o f

Authority Ope n Bumin g Contro l Area s Count y Listin g o f

Specifi c Ope n Bumin g Rule s Ope n Bumin g Requirement s Baker , Clatsop , Crook , Curry , Deschutes , GilUam , Grant , Hamey , Hoo dRiver , Jefferson , Klamath , Lake , Lincoln , Malheur , Morrow , Sherman , TiUamook , UmatUla , Union , Wallowa , Wasc o an d Wheele r Countie s Benton , Linn , Marion , PoU c an dYamhi

U Countie s Clackama s County Multaoma h County Washingto n County Columbi aCounty Lan e County Coos , Douglas , Jackso n an dJosephin e Countie s Lette r Permit s Force dA k

Pi t Incinerator s DIVISIO N 26 6 FIEL D BURNIN G RULE S (WiUamett e Valley ) 340-266-001 0 340-266-002 0 340-266-003 0 340-266-004 0 340-266-005 0 340-266-006 0 340-266-007 0 340-266-008 0 340-266-009 0 340-266-010 0 340-266-011 0 340-266-012 0 340-266-013 0 Introductio n

PoUc y Definition s Genera l Requkement s Registration , Pennits , Fees , Record s Acreag e Limitations , Allocation s Dail y Bumin g Authorizatio n Criteri a Bumin g b y Publi c Agencie s (Trainin g Fires ) Preparatory Bumin g Experimenta l Bumin g Emergenc y Bumin g Cessatio n Propan e Flamin g Stac k Bumin g DIVISIO N 26 8 EMISSIO N REDUCTIO N CREDIT S 340-268-001 0 340-268-002 0 340-268-003 0 AppUcabiUt y Definition s Emissio n Reductio n Credit s
DIVISIO N 1 1 RULE S O F GENERA L APPLICABILIT Y AN D ORGANIZATIO N Confidentialit y an dInadmissibilit y o f Mediatio n Communication s 340-011-000 3 Confidentialit y an dInadmissibilit y o f Mediatio n Communi

cation s (1 ) Th e word s an dphrase s use di n thi s ml e hav e th e sam e mean in g a s given t o the mki OR S 36.11 0 an d36.234

. (2 ) Nothin g i n thi s ml e affect s any confidentialit y create db y othe r law

. Nothin g i n thi s ml e relieve s apubli c body fro mcomplyin g with th e Publi c Meeting s Uw , OR S 192.610t o 192.690

. Whethe r o r no t the y are confidential unde r thi s o r othe r mle s o f th e agency , medi

atio n communication s are exemp t fro mdisclosur e unde r

th e Publi c Record s Law t o th e exten t provide di n 192.41 0 t o 192.505

. (3 ) Thi s ml e appUe s onl y t o mediation s i n whic h th e agenc y i s aparty o r i s mediatin g adisput e a s t o whic h th e agenc y ha s regulato

r y authority

. Thi s ml e doe s no t apply whe n th e agenc y i s actin g a s th e "mediator " i n amatte r

i n whic h th e agenc y als o i s aparty a s define d i n OR S 36.234

. (4 ) To th e exten t

mediatio n communication s woul dotherwis e b e compromis e negotiation s unde r OR S 40.19 0 (OE C Rul e 408) , thos e mediatio n communication s are no t admissibl e a s provide di n 40.19 0 (OE C Rul e 408) , notwithstandmg an y provision s t o th e contrar

y i n sec tio n (9 ) o f thi s mle

. (5 ) Mediation s Excluded

. Section s (6)-(10 ) o f thi s ml e d o no t appl y to : (a ) Mediatio n o f

workplac e interpersona l dispute s involvin g th e interpersona l relationships betwee n thi s agency' s employees , official s o r employee s an dofficials , unles s aformal grievanc e unde r alabo r contract , atort

clai mnotic e o r

alawsui t ha s bee n filed; o r (b ) Mediatio n i n which th e perso n actin g a s th e mediato r wil l als o ac t a s th e hearing s office

r i n aconteste dcas e involvin g some o r a U of th e sam e matters ; (c ) Mediatio n i n whic h th e onl y partie s are publi c bodies ; (d ) Mediatio n involvin g tw o o r mor e pubUc bodie s an daprivat e party i f th e laws , ml e o r

policie s governin g mediatio n confidentiaU

ty fo r a t leas t on e of th e publi c bodie s provid e that mediatio n com munication s i n th e mediatio n are no t confidential ; o r (e ) Mediatio n involvin g 1 5 o r mor e partie s if

th e agenc y ha s des

ignate dthat

anothe r mediatio n confidentialit

y ml e adopte db y th e agenc y ma

y appl y t o tha

t mediation

. (6 ) Disclosure s b y Mediator

. A mediato r may no t disclos e o r b e compelle dt o disclos e mediatio n communication s i n amediatio n and , if disclosed , suc h communication s ma y no t b e introduce dint o evi

denc e i n any subsequen t

administrative , judicia l o r arbitratio n pro ceedin g unless : (a ) A U th e partie s t o di e mediatio n an dth e mediato r agre e i n writ

in g t o th e disclosure ; o r (b ) Th e mediatio n communicatio n may b e disclose do r intro

duce dint o evidenc e i n asubsequen t proceedin g a s provide di n sub

section s (c)-(d) , (jMl ) o r (o)-(p ) o f

sectio n (9 ) o f

thi s mle

. (7 ) Confidentialit y an dLiadmissibilit y o f Mediatio n Com

munications

. Excep t

a s provide din section s (8)-(9 ) of thi s mle , medi

atio n communication s ar

e confidentia

l an dma y no t b e disclose dt o an

y othe r person , ar

e no t admissibl e in an

y subsequent

administrative , judi

cia l o r arbitratio n proceedin g an dma y no t b e disclose ddurin g testi

mon y in , o r

durin g an

y discover

y conducte da s par t

o f asubsequen t proceeding , o r

inkoduce da s evidenc e b y th e partie s o r th e mediato r i n an y subsequen t

proceeding

. (8 ) Writte n Agreement

. Sectio n (7 ) o f thi s ml e doe s no t

appl y t o amediatio n unles s th e partie s t o th e mediatio n agre e i n writing , a s provide di n thi s section , tha t th e mediatio n communication s i n th e mediatio n wil l b e confidential and/o r nondiscoverabl e an dinadmis

sible

. I f th e mediato r

i s th e employe e o f

an dactin g o n behal f

o f astat e agency , th e mediato r

o r a n autliorize dagenc y representativ e mus t als o sig n th e agreement
. Th e parties ' agreemen t t o participat e i n aconfi

dentia l mediatio n mus t

b e i n substantiall y th e followin g form

. Thi s for mma y b e use dseparatel y o r

incorporate dint o an "agreemen t t o mediate. " [For

mno t included

. Se e ED

. NOTE. ] (9 ) Exception s t o confidentialit y an dinadmissibility

. (a ) Any statements , memoranda , wor k products , document s an d othe r materials , otherwis e subjec t t o discover

y tha t wer e no t prepare d specificall y fo r

us e i n th e mediatio n are no t confidentie dan dmay b e disclose do r

introduce dint o evidenc e i n asubsequen t proceeding

. (b ) Any mediatio n communication s that are pubh c records , a s define di n OR S 192.410(4) , an dwer e no t specifically prepare dfor

us e i n th e mediatio n are no t

confidential an dma

y b e disclose do r

intro

duce dint o evidenc e i n asubsequen t proceedin g unles s th e substanc e of th e communicatio n i s confidential o r privilege dunde r

stat e o r fed

era l law

. (c ) A mediatio n communicatio n i s not confidential an dmay b e disclose dby an

y perso n receivin g th e communicatio n t o th e exten t tha t perso n reasonabl y believe s tha t disclosin g th e communicatio n i s nec essary t o preven t

th e commissio n o f

acrim e that

i s likel y t o resul t

i n

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-26 8 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (2 ) A U findings i n apropose do r final orde r

mus t b e base do n a preponderanc e o f

evidenc e i n th e recor dunles s anothe r standardi s specificall y require db y statut e o r rale. (3 ) I n reviewin g th e department' s interpretatio n o f adepartmen t ml e a s applie di n aformal enforcemen t action , a n administrativ e la

w judg e mus t

follo w th e department' s kiterpretatio n if tha t interpretatio n i s bot h plausibl e an dreasonabl y consistent wit h th e wordin g ofth e ml e an dth e underlyin g statutes
. Th e administrativ e la w judg e may state , o n th e record , a

n altemativ e interpretatio n fo r consideratio n o n appeal

. (4 ) Wit h th e exceptio n o f

exac t term s that

d o no t requk e inter

pretation , a

n administrativ e la

w judg e shal l giv e th e department' s inter

pretatio n o f

stamtor y term s th e appropriat e deferenc e i n Ugh t o f th e department' s expertis e wit h th e subjec t

matter , th e department' s expe rience wit h th e statute , th e department' s involvemen t i n th e relevan t legislativ e process , an ddi e degre e o f discretio n accorde dth e depart

men t b y th e legislature

. Stat

. Autlio r

OR S 183.34 1 & 468.02 0 Stal , Implemenled : OR S 183.45 0 Hist. : DE Q 18-2003 , f

. & cert. ef

. 12-12-0 3 340-011-055 0 Discover y (1 ) Motion s for

discover y wil l onl y b e grante dif th e motio n establishe s that : (a) th e participan t

seekin g th e informatio n attempte dt o obtai n th e informatio n throug h a

n informal process . I f

th e participan t

i s seekin g informatio n fromapubh c agency , th e participan t mus t mak e apub

li c recor drequest

prio r t o petitionin g fo

r discovery ; an d (b ) th e discover

y reques t i s reasonabl y likel y t o produc e infor

matio n tha

t i s generall y relevant

an dnecessar

y t o th e matter s allege d i n th e forma

l enforcement

actio n sai dth e reques t

fo r hearin g o r

i s like

ly t o facilitate resolutio n ofth e case . (2 ) A n administrativ e la

w judg e i s no t

authorize dt o orde r

depo

sition s o r site visit s unles s th e departmen t authorize s th e same in writ

in g i n th e specifi c case . Stat

. Autho r

OR S 183.34 1 & 468.02 0 Stat

. Implemented ; OR S 183.425,183.44 0 & 183.45 0 Hist. : DE Q 18-2003 , f

. & cert. ef

. 12-12-0 3 340-011-055 5 Subpoena s (1 ) Subpoena s for

th e attendanc e o f

witnesse s o r

productio n o f document s a

t aconteste dcas e hearin g wil l b e issue di n accordanc e wit h OA R137-003-0585

. (2 ) Copie s o f

th e subpoen amus t

b e provide dt o th e administra

tiv e la w judg e an dal l participant s a t th e time o f

servic e t o th e perso n t o who mth e subpoen ai s issued

. (3 ) Servic e o f

asubpoen afo r

th e attendanc e o f

awitaes s mus t b e complete db y personal servic e unles s th e witaes s ha s indicate dthat h e i s wilUn

g t o appea r an dth e subpoen ai s medle

da t leas t 1 0 day s prio r to th e hearing

. Personal servic e shoul db e effecteda t leas t 7 day s prio r t o th e hearing

. (4 ) Servic e o f

asubpoen afor

th e productio n o f

document s a

t a conteste dcas e hearin g ma y b e effecte dby regula

r mai l provide dthat i t i s don e sufficienti y i n advanc e o f th e hearin g t o allo w reasonabl e time t o produc e th e documents

. (5 ) Servic e o

f asubpoen afo

r bot h th e attendanc e o

f awitaes s an d productio n o f

document s mus t

b e complete da s provide dunde r sec tio n (3 ) o f thi s mle

. (6 ) An y witnes s wh o appear s a

t ahearin g unde r

asubpoen awil l receiv e fee s an dmileag e a s se t fort h i n OR S 44.415(2)

. Th e fee s an d mileag e mus t

b e pai db y th e participan t fo r who mth e subpoen awa s issue dan dma

y b e pai da

t eithe r th e time o f

servic e o f

th e subpoen a o r a t th e hearing

. Stat

. Autho r

OR S 183.34 1 & 468.02 0 Stat

. Implemented : OR S 183.425,183.44 0 & 468.12 0 Hist. : DE Q 18-2003 , f

. & cert , ef

. 12-12-0 3 340-011-056 0 Publi c Attendanc e a t

Conteste dCas e Hearin g A n administrativ e la

w judg e ma

y clos e aconteste dcas e hearin g t o th e publi c upo n th e reques t o f aparticipan t

i n th e conteste dcas e hearing

. Stat

. Auth. : OR S 183.34 1 &468.02 0 Stats

. Implemented : OR S 183,34 1 Hist. : DE Q l-2000(Temp) , f

. 2-15-00,cert

. ef

. 2-15-0 0 thr

u 7-31-00 ; DE Q 9-2000 , f

. & cert , e f

7-21-00 ; Renumbere dfrom340-011-012 2 b y DE Q 18-2003 , f & cert , ef

. 12-12-0 3 340-011-056 5 Immediat e Revie w b y Agenc y Immediat e revie w b y th e agenc y i s no t allowed

. (Se e OA

R137

- 003-0640 ) Stat

. Auth. : OR S 183.34 1 & 468.02 0 Slats

. Implemented : OR S 183.34 1 Hist. : DE Q l-2000(Temp) , f

. 2-15-00 , cert
. ef

. 2-15-0 0 thr

u 7-31-00 ; DE Q 9-2000 , f

. & cert. ef

. 7-21-00 ; Renumbere dfrom340-011-012 4 b y DE Q 18-2003 , f & cert. ef

. 12-12-0 3 340-011-057 0 Permissibl e Scop e o f

Hearin g (1 ) Th e scop e o

f aconteste dcas e hearin g wil l b e liniite dt o thos e matter s that

are relevan t

an dmateria l to eithe r

provin g o r

disprovin g th e matter s allege di n forma l enforcement

actio n andreques t

fo r hear

ing

. Equitabl e remedie s wil l no t b e considere dby a

n administrativ e la w judge

. (2 ) Th e administrativ e la

w judg e ma

y no t reduc e o r mitigat e a civi l penalty belo w th e amoun t estabhshe db y th e applicatio n o f th e civi l penalt

y formul acontaine di n OA R340 , divisio n 12

. Stat

. Auth. : OR S 183.34 1 & 468.02 0 Stats

. Implemented : OR S 183.45 0 & 468.13 0 Hist. : DE Q l-2000(Temp) , f 2-15-00 , cert
. ef

. 2-15-0 0 thr

u 7-31-00 ; DE Q 9-2000 , f

. & cert. ef

. 7-21-00 ; Renumbere dfrom340-0 ] 1-013 1 b y DE Q 18-2003 , f

. & cert
. ef

. 12-12-0 3 340-011-057 3 Propose dOrder s i n Conteste dCase s (1 ) FoUowing th e clos e of th e recor dfor

aconteste dcas e hear

ing , th e administrativ e la w judg e wi

U issu e apropose dorder

. Th e administrativ e la

w judg e wi

U serv e th e propose dorde r o n eac h par ticipant

. A projx)se dconteste dcas e order mus t confor mt o th e requirement s of OA R137-003-0645(3)

. (2 ) Withi n 1 5 day s afte

r apropose dconteste dcas e order i s issued , aparticipan t

i n th e conteste dcas e hearin g ma y file amotio n request

in g that th e administrativ e la

w judg e clarif

y o r supplement

apropose d order

. Th e motio n mus t

specif y wh y th e participan t

beUeve s that

th e propose dorde r

fail s t o confor

mt o th e requkement s of

OA R137-003

- 0645(3 ) an drecommendchange s t o th e orde r Th e motio n mus t

b e serve do n th e administrativ e la w judg e an dal l participant s i n tae con teste dcas e hearing

. (3 ) Th e administrativ e la

w judg e ma

y grant o r deny amotio n filed unde r sectio n (2 ) of

tiii s ml e withi n 1 5 days

. If th e motio n i s granted , th e administrativ e la

w judg e ma

y tak e th e matte

r under advisement

and reissu e th e propose dorde r unchange do r

may issu e a

n amende dpro pose dorder

. If

th e administrativ e la

w judg e fail s t o ac t

o n th e motio n withi n 1 5 days , th e motio n i s deeme ddenie db y operatio n of law

. (4 ) Th e fiUng of

atimel y motio n for

clarificatio n under

sectio n (2 ) o f thi s ml e toll s th e perio dfo r fiUng aPetitio n fo

r Commissio n Revie w of

th e propose dconteste dcas e orde r under OA R340-011

- 0575

. Tollin g ofth e perio dbegin s o n th e da y th e motio n i s serve do n th e administrativ e la

w judg e andend s o n th e da y th e motio n i s denied , deeme ddenie db y operatio n of law , o r th e propose dorde r

i s reissue d withou t changes

. If

th e administrativ e la

w judg e issue s a

n amende d propose dorder , th e amende dorde r wil l b e treate da s anew propose d orde r for purpos e o f

th e filling atimely Petitio n fo r Commissio n Revie w unde r

340-011-0575

. (5 ) Th e motio n for

clarificatio n authorize db y thi s rale i s intend

e dt o alte r th e provision s o

f OA R137-003-065 5 bu t

no t t o eUminat

e th e authorit

y of th e administrativ e la

w judg e to conec t

apropose d orde r i n th e manner

specifie di n sectio n (2 ) of tha t mle

. (6 ) A motio n for

clarificatio n an dan y respons e t o amotio n for clarificatio n wil l b e part

o f th e recordo n appeal

. Stat

. Auth. : OR S 468.020,183.341,183,45 2 Stats

. Implemented : OR S 468A.020,468.070,468.090-0140,183.341,183.45 2 Hist. : DE Q 5-2008 , f

. & cert
. ef

. 3-20-0 8 340-011-057 5 Revie w of

Propose dOrder s i n Conteste dCase s (1 ) Fo r purpose s of

thi s mle , fiUng mean s receip t i n th e offic e of th e directo r

o r other offic e o f th e department

. (2 ) Commencemen t

o f Revie w b y th e Commission : Th e pro pose dorde r

wil l becom e final unles s aparticipan t o r amember

of th e

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-27 5 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality commissio n files, wit

h th e commission , aPetitio n for Commissio n Revie w withi n 3 0 day s o f servic e o f

th e propose dorder

. Th e timely fiUng o f aPetitio n i s ajurisdictiona l requkemen t an dcanno t

b e waived

. Any participan t

ma y file apetitio n whether

o r no t anothe r par ticipan t ha s filed apetition

. (3 ) Content s o f

th e Petitio n for

Conimissio n Review

. A petitio n mus t b e i n writin g an dnee donl y stat e th e participant' s o r acommis

sioner' s inten t

that th e commissio n revie w th e propose dorder

. Eac h petitio n £ui

dsubsequen t

brie f mus t b e captione dt o indicat e th e par ticipan t filing th e documen t

andth e typ e of

documen t

(for example : Respondent s Exception s an dBrief ; Department' s Answe r

t o Respon

dent' s Exception s an dBrief)

. (4 ) Procedure s o n Review : (a ) Exception s andBrie f

Withi n 3 0 day s fromth e fiUng of apeti

tion , th e participant(s ) filing th e petitio n mus t file writte n exception s an dbrief

. Th e exception s mus t

specif y thos e findings an dconclusion s objecte dto , an dals o includ e propose daltemativ e findmgs o f fact , con clusion s o f law , an dorde r

wit h specifi c reference s t o th e part s of th e recordupo n whic h th e participan t reUes. Th e brie f

mus t includ e tae argument s supportin g thes e altemativ e findings o f fact , conclusion s of la w an dorder

. Failur e t o tak e a n exceptio n t o afindin g o r conclusio n i n th e brief

, waive s th e participant' s abiUt y t o late r rais e that excep tion

. (b ) Answerin g Brief : Eac h participant , excep t fo r th e partici

pant(s ) fiUng tha

t exception s an dbrief

, wil l hav e 3 0 day s fi'omdi e date o f fiUng o f th e exception s an dbrie f

unde r subsectio n (5)(a) , i n whic h t o file a n answerin g brief

. (c ) Repl y Brief: ff

an answerin g brie f

i s filed, th e participant(s ) wh o filed apetitio n wil l hav e 2 0 day s fro mth e dat e o f filing o f th e answerin g brie f

unde r subsectio n (5)(b) , i n whic h t o file areply brie f (d ) Briefin g o n Commissio n Invoke dReview : Whe n on e o r mor e member s o f

th e conimissio n wis h t o revie w th e propose dorder , an d n o participan t

ha s timel y filedaPetition, th e cha k ofth e commissio n wd l prompti y notif

y th e participant s ofth e issu e that th e commissio n deske s th e participant s t o brie f Th e participant s mus t

limi t the k brief s t o thos e issues

. Th e chai r o f th e commissio n wil l als o establis h th e schedul e fo r

filing o f briefs

. Whe n th e commissio n wishe s t o revie w th e propose dorde r

an daparticipan t

als o requeste dreview , briefin g wil l foUo w th e schedul e se t

fort h in subsection s (a) , (b) , an d(c ) of thi s section

. (e ) Extensions : Th e commissio n o r dkecto r may exten dan

y o f th e tim e limit s containe di n sectio n (5 ) o f thi s rale. Eac h extensio n reques t mus t b e i n writin g an dfiledwit h tae commissio n before th e expiratio n ofth e tim e Umit

. Any request fo r a n extensio n ma

y b e grant

e do r denie di n whol e o r

i n part
. (f ) Dismissal : Th e commissio n may dismis s an y petition , upo n motio n o f any participan t

o r o n it s ow n motion , i f

th e participant(s ) seekin g revie w fail s t o timely file th e exception s o r brie f require d unde r subsectio n (5)(a ) o f

thi s mle

. A motio n t o dismis s mad e b y a participan t

mus t b e filedwithi n 4 5 day s afte r th e filing ofth e Petition

. At th e time o f

dismissal , tae conimissio n wil l als o ente r afinal orde r upholdin g th e propose dorder

. (g ) Oral Argument : Followin g th e expiratio n ofth e time allowe d th e participant s t o presen t exception s an dbriefs , th e matte r wil l b e schedule dfor

ora l argumen t

befor e tae commission

. (5 ) Additional Evidence : A reques t t o present additional evidenc e mus t b e submitte db y motio n an dmus t b e accompanie db y astatement showin g goo dcaus e for

th e failure t o presen t

th e evidenc e t o th e administrativ e law judge

. Th e motio n mus t accompan y th e brie f

filed under subsectio n (5)(a ) o r

(b ) o f tins rale. I f

th e commissio n grant s tae motio n o r decide s o n it s ow n motio n taat additiona l evidenc e i s nec essary , th e matte r

wil l b e remande dt o a

n administrativ e la

w judg e for further proceedings

. (6 ) Scop e o f

Review : Th e commissio n ma y substitat e it s judg

men t fo r tha t o f th e administrativ e la

w judg e i n makin g any particu

la r findin g o f

fact , conclusio n o f

law , o r orde r excep t a s Umitedb y OA R137-003-065 5 an d137-003-0665

. (7 ) Servic e o f

document s o n othe r

participants : Al l document s require dt o b e filedwit

h th e commissio n unde r

thi s rale mus t

als o b e serve dupo n eac h participan t i n tae conteste dcas e hearing

. Servic e can b e complete db y persona l service , certifie dmai l o r regula r mail

. Stat

. Auth. : OR S 183.34 1 & 468.02 0 Stats

. Implemented : OR S 183.460,183.46 4 & 183.47 0 Hist. : DE Q 78 , f

. 9-6-74 , ef

. 9-25-74 ; DE Q 115 , f

. & ef

. 7-6-76 ; DE Q 25-1979 , f

. & e f 7-5-79 ; DE Q 7-1988 , t
. & cert.ef

. 5-6-88 ; DE Q l-2000(Temp) , f 2-15.00,cert

. e f 2-15-0 0 thr a7-31-00 ; DE Q 9-2000 , f

. & cert
. ef

. 7-21-00 ; Renumbere dfro

m340

- 011-013 2 b y DE Q 18-2003 , f

. & cert. ef

. 12-12-03 ; DE Q 5-2008 , f

. & cert , e f

3

- 20-0 8 340-011-058 0 Petition s fo r

Reconsideratio n o r

Rehearin g (1 ) A participan t

i s no t requke dt o seek

eitae r reconsideration o r rehearin g o f

afinal orde r

prio r t o seekin g judicia l review. (2 ) An y petitio n fo

r reconsideration o r

rehearing mus t

b e receive d b y th e departmen t

withi n 6 0 day s of

servic e o f

th e final order

. Unles s specifically se t

fort h mthi s rale, th e procedure s for petition s fo

r recon sideratio n o r

rehearin g ar e thos e i n OA R137-003-0675

. (3 ) A petitio n for

reconsideratio n o r

rehearing doe s no t

sta y th e effec t of th e final order

. (4 ) Th e director , o n behal f o f th e commission , shal l issu e order s grantin g o r

denyin g petition s fo r

reconsideration an drehearing

. Stat

. Auth. : OR S 183.34 1 & 468.02 0 Stats

. Implemented : OR S 183.48 0 & 183.48 2 Hist. : DE Q 18-2003 , f

. & cert
. ef

. 12-12-0 3 340-011-058 5 Petition s fo r

aSta y ofth e Effec t

o f aFina l Orde r (1 ) A petitio n t o sta

y th e effect

o f any final orde r

mus t b e receive d b y th e departmen t

withi n 6 0 day s o f

servic e ofth e final order

. Unles s specificall y set

fort h i n thi s rale, th e procedure s for petition s for

asta y are tiiose i n OA

R137-003-069 0 throug h 0700

. (2 ) I f aparticipan t

submit s apetitio n for

reconsideratio n o r rehearin g o r

alat e reques t

for hearing , th e petitio n for

asta y mus t accompeui y that petition

. (3 ) A petitio n fo r

asta y mus t contai n al l th e element s set fort h i n OA R137-003-069 0 an db e serve dupo n al l participant s a s set fort h i n 137-003-0690(4)

. (4 ) Any participan t

ma y see k t o interven e i n th e sta

y proceedin g a s se t fort h i n OA R137-003-069 5 b y filing arespons e t o th e petitio n fo r asta y wit h th e department

. (5 ) Th e dkector , o n behal f

o f th e conimission , shal l issu e a n order grantin g o r

denyin g tae petitio n for

asta y withi n 3 0 day s o f

receip t o f th e petition

. Stat

. Auth. : OR S 183.34 1 & 468.02 0 Stats

. Implemented : OR S 183.48 0 & 183.48 2 Hist. : DE Q 18-2003 , f

. & cert , e f

12-12-0 3 340-011-060 5 Miscellaneou s Provision s Delegatio n of

Autaority t o th e Directo r o f Departmen t

o f Envi

ronmental QuaUt

y —Respondmg t o Claim s Unde r OR S 197.352

. Th e dkecto r shal l hav e th e authority t o carr y ou t th e responsibilitie s an d exercis e th e authoritie s of tae Conimissio n an dth e Departmen t i n respondin g t o claim s unde r OR S 197.35 2 (200 4 BaUot Measur e 37) , including : (1 ) Revie w o f

claim s unde r

OAR125-145-0100 ; (2 ) Denia l of

claim s unde r

OAR125-145-0100 ; an d (3 ) Approva

l of claun s under

OA R125-145-0100 , excep t

dia t di e Directo r ma y onl y approv e aclai mb y no t applyin g th e statat e o r

rale that i s th e basi s of

th e clai munles s tae Legislativ e Assembl y ha s apportione dfund s for

paymen t o f claim s unde r

Chapte r 1 , Orego n Law s 2005

. Stat

. Auth. : OR S 468.020,197.35 2 Stats

. Implemented : OR S 468.02 0 & 197.35 2 Hist. : DE Q 5-2006 , f

. & cert. ef

. 5-12-0 6
DIVISIO N 1 2 ENFORCEMEN T PROCEDUR E AN D CIVI L PENALTIE S 340-012-002 6 Polic y (1 ) Th e goal s o f

enforcemen t

ar e to : (a ) Protec t

th e pubh c healt

h an dth e envkonment ; (b ) Obtai n an dmaintai n comphanc e wit h apphcabl e envkon

mental statate s an dth e department' s rales, permit s an dorders ; (c ) Dete r futur e violator s an dviolations ; an d (d ) Ensur e a

n appropriat e an dconsisten t statewid e enforcemen t program . (2 ) Th e departmen t

shal l endeavo r

b y conference , conciliatio n an dpersuasio n t o soUci

t compliance

.
201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-27 6 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (3 ) Th e departmen t

endeavor s t o addres s al l allege dviolation s i n orde r o f priority , base do n th e actual o r potentia l impac t

t o human healt ao r th e envkonment, uski g increasin g level s o f enforcemen t

a s necessary t o achiev e th e goal s set fort h i n sectio n (1 ) o f

thi s rale. (4 ) Th e departmen t

subject s violator s wh o d o no t compl y wit

h a n initia l enforcemen t

actio n t o increasin g level s o f enforcement

unti l the y com e int o compliance

. (5 ) Th e departmen t

assesse s civ

U penaltie s base do n tae clas s o f violation , th e magnitud e o f violation , th e applicatio n o f th e penalty matrice s an daggravatin g an dmitigatin g factors , an dth e economi c benefi t realize db y th e respondent

. (a ) Classificatio n o f

Violation

. Eac h violatio n i s classifie da s Clas s I , Clas s n o r

Clas s HI

. Clas s I violation s hav e tae greates t like

lihoo do f actaa l o r potentia l impac t

t o humEu i healt h o r th e environ

men t o r ar e o f th e greates t

significanc e t o th e regulatory stractur e o f th e give n envkonmenta l program . Clas s I I violation s are les s likel y than Clas s I violation s t o hav e actual o r potentia l impac t

t o human healt h o r tae environment

. Clas s H

I violation s hav e th e leas t

UkeUhoo d o f actaa l o r potentia l impac t

t o huma n healt h an dth e envkonment

. (Se e OAR340-012-005 3 t o 340-012-0097. ) (b ) Magnitud e o f

Violation

. Fo r

Clas s I an dClas s n violations , th e departmen t

use s aselecte dmagnitad e o r determine s th e magnitad e base do n th e impac t

t o huma n healt h an dth e envkonmen t

resultin g fi'omtaat particula r violation

. A magnitad e i s no t detemiine dfo

r Clas s raviolations

. (Se e OA

R340-012-013 0 an d340-012-0135. ) (c ) Bas e Penalty Matrices

. Th e departmen t use s th e bas e penal

t y matrice s t o determin e a

n appropriat e penalty base do n th e classifi

catio n an dmagnitud e o f

th e violation

. (Se e OA

R340-012-0140. ) (d ) Aggravatin g an dMitigatin g Factors

. Th e departmen t use s th e aggravatin g an dmitigatin g factor s t o adjus t th e bas e penalt

y t o reflec t tae particular

ckcumstance s surroundin g th e violation

. Thes e factor s includ e th e duratio n ofth e violation , th e respondent' s pas t compUanc e history , th e mental state ofth e respondent , an dth e respondent' s coop erativenes s i n achievin g complianc e o r remedyui g th e situation

. (Se e OAR340-012-0145. ) (e ) Economi c Benefit

. Th e departmen t add s th e economi c ben

efit gaine db y tae responden t

t o th e civi l penalty t o achiev e detenenc e an dcreat e equity betwee n th e responden t an dthos e regulatedperson s wh o hav e hom e th e expens e o f maintainin g compUance

. (Se e OA R 340-012-0150. ) (6 ) Th e departmen t

endeavor s t o issu e aforma l enforcemen t actio n withi n si x month s fromcompletio n o f th e investigatio n of

th e violation

. Stat

. Auth. : OR S 459.995,466,467,468.020,468.996,468 A & 468 B Stats

. Implemented : OR S 183.090,454.635,454.645,459.376,459.995,465.900 , 466.210,466.88 0 - 895,468.09 0 -140,468A.990,468.992,468B.025,468B.22 0 &468B.45 0 Hist. : DE Q 4-1989,f

. & cert , e f 3-14-89 ; DE Q 15-1990 , f

. & cert , e f

3-30-90 ; DE Q 21-1992 , f

. & cert , e f

8-11-92 ; DE Q 4-2005 , {

. 5-13-05 , cert. ef

. 6-1-0 5 340-012-002 7 Rul e Effectiv e Dat e Thes e mle s wil l becom e effectiv e o n Marc h 31,2006

. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 183.355,454,459,465,466,468,468 A & 468 B Hist. : DE Q 4-2005 , f

. 5-13-05 , cert
. ef

. 6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3

- 31-0 6 340-012-002 8 Scop e o f Applicabilit y Amendment s t o OA

R340-012-002 6 t o 340-012-017 0 shal l onl y appl y t o formal enforcemen t action s issue db y th e Departmen t o n o r after th e effectiv e dat e o f

suc h amendment s an dno t t o an y conteste d case s pendin g o r

forma l enforcement

action s issue dprio r

t o th e effec

tiv e date o f

suc h amendments

. Stat

. Auth. : OR S 454,459.995,466,467,468.02 0 & 468.99 6 Stats.Implemented : OR S 183.090,454.635,454.645,459.376,459.995,465.900 , 466.210,466.88 0 - 895,468.09 0 - 140,468A.990,468.992,468B.025,468B.22 0 &468B.45 0 Hist. : DE Q 4-1989, f

& cert , e f

3-14-89 ; DE Q 15-1990 , f

. & cert , e f

3-30-90 ; DE Q 21-1992 , f

. & cert , e f

8-11-92 , Renumbere dfrom340-012-0080 ; DE Q 4-2005 , f

. 5-13-05 , cert.ef

. 6-1-0 5 340-012-003 0 Definition s A U term s use din thi s divisio n hav e tae meanin g given t o th e ter m in tae appropriat e substantiv e statut e o r ml e or , i n th e absenc e o f

suc h definition , the k commo n an dordinar

y meanin g unles s otherwis e require db y contex t

o r define dbelow : (1 ) "Allege dViolation " mean s an y violatio n cite di n aNotic e o f Noncompliance , Wamin g Letter , Pre-Enforcemen t Notice , o r

Expe

dite dEnforcemen t

Offe r that th e departmen t

o r othe r govemmen t agenc y record s afte

r observation , investigatio n o r dat acollection , o r fo r whic h tae departmen t

receive s independen t

evidenc e sufficien

t t o issu e aNotic e of

NoncompUance , Wamin g Letter , Pre-Enforcemen t Notice , o r Expedite dEnforcemen t

Offer

. (2 ) "Clas s I Equivalent, " whic h i s use dt o determin e th e valu e of th e "P " factor

i n th e civi l penalty formula , mean s tw o Clas s n viola

tions , on e Clas s I I an dtw o Clas s I H violations , o r

thre e Clas s H I vio

lations

. (3 ) "Commission " mean s th e Envkonmenta l QuaUt y Commis

sion

. (4 ) "Compliance " mean s meetin g th e requirements ofth e appli

cabl e statates , an dconimissio n o r department

rales, permit s o r

orders

. (5 ) "Conduct " mean s a

n ac t o r omission

. (6 ) "Dkector " mean s th e dkecto r ofth e departmen t

o r th e dkec

tor' s authorize ddeputie s o r officers

. (7 ) "Department " mean s th e Department o f Envkonmental Qual

ity

. (8 ) "Expedite dEnforcement Offer " (EEO ) mean s awritte n offe r b y th e departmen t

t o settl e a

n allege dviolatio n pursuan t t o tae expe dite dprocedur e describe di n OA R340-012-0170(2)

. (9 ) "Ragrant " o r

"flagrantly " mean s th e responden t hadactaa l knowledg e that

th e conduc t

wa s unlawfu l an dconsciousl y set ou t t o commi t th e violation

. (10 ) "Forma l Enforcemen t Action " (FEA ) mean s aproceedin g initiate db y th e departmen t that entitle s aperso n t o aconteste dcas e hearin g o r that settle s suc h entitlement , including , bu t no t liniite dto
. Notice s of

Violation , Notice s of

Civi l Penalty , Penalty Deman d Notices , departmen t

orders , commissio n orders

. Mutual Agreemen t an dOrders , an dothe r

consen t orders

. (11 ) "Intentional " mean s th e responden t acte dwit aaconsciou s objectiv e t o caus e th e resul t of th e conduct

. (12 ) "Magnitud e o f

th e Violation " mean s th e exten t an deffect s o f arespondent' s deviatio n fro mstatutor y requkements , rales, stan

dards , permit s o r

orders

. (13 ) "Negligence " o r

"NegUgent " mean s th e respondent faile dt o tak e reasonabl e car e t o avoi daforeseeabl e risk o f conduc t constitut

in g o r resulting in aviolation

. (14 ) "Penalty Deman dNotice " (PDN ) mean s awritte n notic e issue dt o arespondent

b y th e department

demandin g payment

o f astip

ulate dpenalty pursuan t

t o th e term s o

f a n agreemen t

entere dint o betwee n th e respondent

an dth e department

. (15 ) "Pre-Enforcemen t

Notice " (PEN ) mean s awritte n notic e o f a n allege dviolatio n that

th e departmen t

i s considerin g for

forma l enforcement

. (16 ) "Person " includes , bu t i s no t Umite dto , individuals , corpo rations , associations , firms, partnerships , tmsts , join t stoc k companies , publi c an dmunicipal corporations , poUtica l subdivisions , state s an d the k agencies , an dth e federa

l govemmen t

an dit s agencies

. (17 ) "Prio r

Significant

Action " (PSA ) mean s any violatio n cite d i n a n FEA , wit ao r

without admissio n o

f aviolation , tha

t become s final b y paymen t

o f acivi l penalty , b y afinal orde r o f th e commissio n o r th e department , o r

b y judgmen t

of acourt
. (18 ) "Reckless " o r

"Recklessly " mean s th e responden t con sciousl y disregarde dasubstantial an dunjustifiabl e risk tha t th e resu h woul doccur

o r tha t th e ckcumstanc e existed

. Th e risk mus t b e of suc h anatar e anddegre e tha

t disregardin g tha

t risk constitate dagros s devi

atio n fromth e standardof

care areasonabl e perso n woul dobserv e in tha t situation

. (19 ) "Residential Owner-Occupant " mean s th e perso n wh o own s o r otherwis e possesse s asingl e family dwellin g unit , an dwh o occu pie s that dwellin g a

t th e time of

th e allege dviolation

. Th e violatio n mus t involv e o r

relat e t o th e normal use s o f adwellin g unit

. (20 ) "Respondent " mean s th e perso n t o who ma n FEA i s issued

. (21 ) "Systematic " mean s an y violatio n tha

t occurre do r

occur s o n aregula r basis

. (22 ) "Violation " mean s atransgressio n ofan y statute , mle , order , license , permit , o r

an y part thereo f andinclude s bot

h act s an domis

sions

.
201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-27 7 (11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality (23 ) "Wamin g Letter " (WL ) mean s awritte n notic e o f a n allege d violatio n for

whic h formal enforcemen t i s not anticipated

. (24 ) "Willful " mean s th e responden t ha daconsciou s objectiv e t o caus e tae resul t

o f th e conduc t

an dth e responden t

kne w o r hadreaso n t o kno w taat tae result wa s no t lawful

. Stat

. Auth. : OR S 468.02 0 & 468.13 0 Slats

. Implemented : OR S 459376 , 459.995 , 465.900 , 468.090-140 , 466.88 0 - 466.895,468.99 6 - 468.997,468A.99 0 - 468A.99 2 & 468B.22 0 Hist. : DE Q 78, f

9-6-74 , e f

9-25-74 ; DE Q 22-1984 , f & e f 11-8-84 ; DE Q 22-1988 , f

. & cert
. ef

. 9-14-88 ; DE Q 4-1989 , t
. & cert. ef

. 3-14-89 ; DE Q 15-1990 , f

. & cert. ef

. 3-30-90 ; DE Q 21-1992 , f

. & cert , e f

8-11-92 ; DE Q 4-1994 , t
. & cert , e f 3-14

- 94 ; DE Q 19-1998 , f

. & cert. ef

. 10-12-98 ; DE Q 4-2005 , f 5-13-05 , cert. ef

. 6-1-05 ; DE Q 14-2008 , f & cert.ef

. 11-10-0 8 340-012-003 8 Warnin g Letters , Pre-Enforcemen t Notices , an dNotice s o f Permi t Violatio n an dExpedite dEnforcemen t Offer s (1 ) A Wamin g Lette r

(WL ) i s awritte n notic e o f an allege dvio

latio n fo r whic h forma

l enforcement

i s no t anticipated

. WL s ma

y con tai n a n opporwnity t o conec t

noncomplianc e a s amean s o f avoidin g formal enforcement

. A W L generall y wil l identif y th e allege dviola

tion(s ) found , what

need s t o b e don e t o comply , an dth e consequence s o f further noncompliance

. WL s wil l b e issue dunde r th e directio n o f amanager o r authorize drepresentative

. A perso n receivin g aW L ma y provid e informatio n t o tae departmen t t o clarif y tae fact s surroundin g th e allege dviolation(s)

. If

th e departmen t

determine s taat

th e conduc t identifie di n tae W L di dno t occur , th e departmen t

wi U withdraw o r amen dth e WL , a s appropriate , withi n 3 0 days

. A W L i s no t an FEA an ddoe s not

affor dany perso n aright

t o aconteste dcas e hearing

. (2 ) A Pre-Enforcemen t

Notic e (PEN ) i s awritte n notic e o f a n allege dviolatio n tha

t th e departmen t

i s considerin g for

forma l enforce

ment
. A PEN generall y wil l identif y th e allege dviolation s found , wha t need s t o b e don e to.comply , th e consequence s o f further noncompU

ance , £ui dth e formal enforcemen t

proces s tha

t ma y occur . PEN s wil l b e issue dunde r

th e dkectio n o f

amanage r

o r authorize drepresenta

tive. A perso n receivin g aPEN ma y provid e informatio n t o th e depart

ment t o clarif y th e fact s surroundin g th e allege dviolations

. If th e departmen t

determine s tha t

tae conduc t

identifie di n tae PE N di dno t occur , th e departmen t

wil l withdraw o r

amen dtae PEN , a s appropri

ate , withi n 3 0 days

. Failur e t o sen daPE N doe s no t preclud e tae departmen t

fro missuin g a

n FEA

. A PE N i s no t

aformal enforcement actio n an ddoe s no t

affor dan y perso n aright

t o aconteste dcas e hear

ing

. (3 ) Notic e o f

Pemii t Violatio n (NPV) : (a ) Excep t a s provide di n subsectio n (3)(e ) below , a n NP V wil l b e issue dfo

r th e fks t occunenc e o f

a n allege dClas s I violatio n o f an ak , water o r soli dwaste pemii t

issue db y th e department , an dfor repeatedo r

continuin g allege dClas s U o r Clas s HI violation s of

a n ak , water , o r soli dwast e pemii t

issue db y th e departmen t when aNotic e o f Noncomplianc e o r

W L ha s faile dt o achiev e complianc e o r satis

factor y progres s towardcompUance

. (b ) A n NP V i s i n writing , specifie s th e violatio n an dstate s taat acivi l penalty wil l b e impose dfo r th e permi t

violatio n unles s th e per mitte e submit s oii e o f

th e followin g t o tae departmen t withi n five workin g day s o f

receipt o f tae NPV : (A ) A writte n response fromth e permitte e certifyin g tha t tae per mitte e i s complyin g wit

h al l term s an dcondition s o f th e pemii t

fro m whic h th e violatio n i s cited

. Th e respons e mus t includ e adescriptio n o f th e informatio n o n whic h th e permittee' s certificatio n relies suffi

cien t t o enabl e th e departmen t

t o determin e that

complianc e ha s bee n achieved

. Th e certificatio n mus t b e signe db y aResponsibl e Officia l base do n infonnatio n an dbehe f after makin g reasonabl e inquiry

. Fo r purpose s o f

thi s rale, "Responsibl e Official " mean s on e o f th e fol

lowing : (i ) Fo r acorporation : apresident , secretary , treasurer , o r vice

presiden t o f th e corporatio n i n charg e o f aprincipal busines s function , o r any othe r perso n wh o perform s simila r poUcy

- o r

decision-makin g function s for

th e corporation ; o r

th e manage r

o f on e o r mor e manu facturing , production , o r

operatin g facihtie s i f

autaorit y t o sig n doc

ument s ha s bee n assigne do r delegate dt o th e manage r i n accordanc e wit acorporat e procedures

. (ii ) Fo r apartaershi p o r

sol e proprietorship : agenera l partne r o r th e proprietor , respectively

. (iii ) Fo r amunicipality , state , federal , o r othe r publi c agency : eithe r aprincipa l executiv e office r o r appropriat e electe dofficial

. (B ) A writte n proposal , acceptabl e t o th e department , describin g ho w th e permitte e wil l brin g tae facilit y int o complianc e wit

h tae per mit

. At aminimum , an acceptabl e proposa l mus t includ e tae foUow

mg : (i ) A detaile dplan an dtime schedul e fo r achievin g compUanc e i n th e shortes t

practicabl e time; (u ) A descriptio n ofth e interi mstep s tha t wil l b e take n t o reduc e tae impac t

o f th e penni t

violatio n unti l th e permitte e i s i n complianc e wkh th e pemiit ; an d (iu ) A statemen t

that tae permitte e ha s reviewe dal l otae r con dition s an dUmitation s o f

th e permi t

an dn o other

violation s o f

th e per mi t wer e discovered ; o r (C ) Fo r awate r quaUt y permi t violation , awritte n reques t t o th e departmen t

tha t th e departmen t

follo w procedure s describe di n OR S 468B.032

. Notwithstandin g th e requirement fo r arespons e t o th e departmen t

withi n five workin g days , th e permitte e ma y file areques t unde r thi s paragrap h withi n 2 0 day s fro mtae dat e o f servic e o f

th e NPV

. (c ) I f acompUanc e schedul e approve db y th e departmen t unde r paragrap h (3)(b)(B ) provide s fo r acomplianc e perio dof

more taan si x months , th e complianc e schedul e mus t b e incorporate dint o afinal orde r that provide s fo r

stipulate dpenaltie s in th e even t o f any failure t o compl y wit

h th e approve dschedule

. Th e stipulate dpenaltie s ma y b e se t a t amount s equivalen t

t o tae bas e penalty amoun t appropriat e for th e underlyki g violatio n a s se t fort h i n OA R340-012-0140 ; (d ) If th e NP V i s issue db y aregiona l authority , th e regiona l authority may requk e that th e permitte e submi t

informatio n i n addi

tio n t o that

describe di n subsectio n (3)(b)

. (e ) Th e departmen t

ma y asses s apenalty witaou t fks t issuin g a n NP V if : (A ) Th e violatio n i s intentional ; (B ) Th e wate r

o r a k violatio n woul dno t

normall y occu r

for five consecutiv e days ; (C ) Th e permitte e ha s receive da n NPV o r an FE A wit

h respec t t o any violatio n ofth e pemii t withi n tae 3 6 month s immediatel y pre cedin g tae allege dviolation ; (D ) Th e permitte e i s subjec t t o th e Orego n Titl e V operatin g per mi t progra man dviolate s an y rale o r standar dadopte dunde r

OR S Chapte r 468 A o r any permi t

o r orde r issue dunde r

Chapte r 468A ; o r (E ) Th e requiremen t

t o provid e an NP V woul ddisqualif y astat e programfro mfedera

l approval o r

delegation

. Th e permit s an dpermi t condition s t o whic h thi s NP V exceptio n applie s include : (i ) A k Contaminan t

Discharg e Permi t

(ACDP ) condition s tha t implemen t

tae State Implementatio n Plan unde r th e federa

l Clean A k Act ; (ii ) Water

Pollutio n Contro l Facility (WPCF ) permi t condition s tha t implemen t

th e Undergroun dInjectio n Contro l progra munde r th e federa l Saf e Drinkin g Wate

r Act ; (iii ) Nationa l Pollutan t

Discharg e Eliminatio n Syste m(NPDES ) Permi t conditions ; an d (iv ) Municipa l Landfi

U SoU dWast e Disposa l Permi t

condition s that implemen t

Subtitl e D of

th e federa

l Soh dWast

e Disposa l Act

. (f ) Fo r purpose s o f

sectio n (3) , a"pemiit " include s permi t renewal s an dmodifications

. N o suc h renewa l o r modificatio n wi

U resul t i n th e requkemen t

that tae departmen t

provid e th e permitte e wit h a n additiona l advanc e notic e before forma l enforcemen t

i f th e permitte e ha s receive da

n NPV , o r othe r FEA , wit h respec t t o tae per mit , withi n th e 3 6 month s immediatel y precedin g th e allege dviolation

. (4 ) A n Expedite dEnforcement Offe r (EEO ) i s awritte n offe

r b y th e departmen t

t o settl e a

n allege dviolatio n tha

t th e departmen t

ha s determine dma

y b e resolve dthroug h it s expedite denforcemen t pro cedures

. A n EE O wi

U identif y th e allege dviolatio n o r violation s t o whic h th e EE O applie s an dtae amoun t for whic h th e departmen t

wil l settl e th e allege dviolation(s)

. I t ma y als o specif

y conectiv e action s taat mus t b e take n t o addres s thos e violations

. A n EE O constitate s th e department' s offe

r t o settl e th e violation(s ) throug h aconsen t order

. Th e EE O wi

U b e incorporate dint o afinal commissio n orde r onl y i f th e allege dviolato r

accept s th e department' s offe r t o settl e b y signin g tae EEO , payin g th e full amoun t stipulate di n th e offer , an dwaivin g any right t o administrativ e an djudicia l revie w regardin g th e EEO , th e final commissio n order , o r any violation s settle dtherein

. Violation s cite din a n EE O tha

t are incorporate dint o afina l commissio n orde r wU l b e treate da s "prio r

significant

actions " i n any subsequen t formal enforcemen t

action

.

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-27 8 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality [Publications : Pubhcation s reference dar e availabl e fro mth e agency. ] Stat

. Auth. : OR S 468.02 0 Stats

. Implemenled : OR S 459J76,468.09 0 - 468.140,468A,99 0 & 468B.02 5 Hist. : DE Q 78 , f

9-6-74 , e f

9-25-74 ; DE Q 25-1979 , t
. & ef

. 7-5-79 ; DE Q 22-1984 , f

. & e f 11-8-84 ; DE Q 16-1985 , f & e f 12-3-85 ; DE Q 22-1988 , f & cert , e f

9-14

- 88 ; DE Q 4-1989 , f

& cert , e f

3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 21-1992 , f

. & cert , e f

8-11-92 ; DE Q 4-1994 , f

& cert , e f

3-14-94 ; DE Q 19-1998 , f & cert. ef

. 10-12-98 ; Renumbere dfrom340-012-0040 , DE Q 4-2005 , f

. 5-13-05 , cert , e f 6-1-05 ; DE Q 14-2008 , f

& cert , e f

11-10-0 8 340-012-004 1 Forma l Enforcemen t

Action s (1 ) FEA s ma

y requk e tha

t th e responden t

take actio n withi n a specifie dtimeframe o r

ma y asses s civi l penalties

. Th e departmen t ma y issu e a n NPV o r FE A whethe r

o r no t i t ha s previousl y issue daNotic e o f NoncompUance , W L o r

PE N related t o th e issu e o r

violation

. Unles s specificall y prohibite db y statat e o r rale, th e departmen t

may issu e a

n FEA withou t

fks t issuin g a n NPV

. (2 ) A Notic e o f

Civi l Penalty Assessmen t (CPA ) ma

y b e issue d for tae occunenc e o f

an y clas s o f violatio n tha t

i s no t hmite db y th e NPV requkement

o f OAR340-012-0038(3)

. (3 ) A n Orde r

ma y b e i n tae for

mo f acommissio n o r

departmen t order , includin g an y writte n orde r tha t ha s bee n consente dt o i n writ

in g b y th e partie s diereto , includui g but no t limite dto , aMutaa l Agree

men t an dOrde r

(MAO)

. (4 ) A Penalty Deman dNotic e (PDN ) ma y b e issue daccordin g t o th e term s o f

any writte n final orde r

tha t ha s bee n consente dt o i n writin g b y th e partie s thereto , including , bu t no t liniite dto , aMAO

. (5 ) Th e enforcement

action s describe di n section s (2 ) throug h (4 ) o f thi s ml e i n n o wa

y limi t th e depeutmen

t o r commissio n fro mseek

in g an y othe r legal o r equitabl e remedies , includin g revocatio n of an y department-issue dlicens e o r pemiit , provide db y OR S Chapter s 183 , 454,459,465,466,467,468,468A , an d468B

. Stat

. Auth. : OR S 454.625 , 459.376 , 465.40 0 - 410 , 466.625 , 467.030 , 468.020 , 468A.025,468A.04 5 & 468B.03 5 Stats

. Implemented : OR S 454.635,454.645,459.376,459.995,465.900,466.210 , 466.88 0 - 895,468.09 0 -140,468A.990,468.992,4683.025,468B.22 0 & 468B.45 0 Hist. : DE Q 4-1989,f

. & cert , c f 3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 21-1992 , {

. & cert , e f

8-11-92 ; DE Q 4-1994 , f

& cert , e f

3-14-94 ; DE Q 19-1998 , f & cert , e f

10-12-98 ; DE Q 4-2005 , f 5-13-05,cert , e f

6-1-0 5 340-012-004 5 Civi l Penalt y Determinatio n Procedur e Excep t a s provide di n OA

R340-012-0038(3) , i n additio n t o any othe r hability , duty , o r

othe r penalty provide db y law , tae departmen t ma y asses s acivi l penalty for an y violation

. Excep t

fo r civi l penaltie s assesse dunde r

340-012-0155(2) , th e departmen t determine s th e amount ofth e civi l penalty usin g th e followin g procedures : (1 ) Th e classificatio n o f

eac h violatio n i s detemiine db y con sultin g OA

R340-012-005 3 t o 340-012-0097 ; (2 ) Th e magnitad e o

f th e violatio n i s detemiine da s follows : (a ) Th e selecte dmagnitud e categorie s i n OA R340-012-013 5 ar

e used

. (b ) If

aselecte dmagnitad e i s no t specifie din OAR340-012

- 0135 , o r i f informatio n i s no t

reasonabl y availabl e t o determin e whic h selecte dmagnitud e applies , 340-012-013 0 i s use dt o determin e th e magnitad e ofth e violation

. (c ) Th e appropriat e bas e penalt y (BP ) for eac h violatio n i s deter

mine db y applyin g th e classificatio n etn dmagnitad e o

f eac h violatio n t o th e matrice s i n OA

R340-012-0140

. (d ) Th e bas e penalty i s adjuste db y th e applicatio n o f aggravat

in g o r mitigatin g factor s ( P = prio r significant

actions , H = history i n conectin g prio r

significant

actions , O = repeate do r

ongoin g violation , M = mental stat e ofth e violato r an dC = effort s t o correct ) a s set fort h i n OA R340-012-0145

. (e ) Th e appropriat e economi c benefi t (EB ) i s detemiine da s se t fortf i i n OA R340-012-0150.(2 ) Th e result s o f di e determkiation s mad e i n sectio n (1 ) are applie di n th e foUowin g formul at o calculat e tae penalty : B P -i

- [(0. 1 x BP ) x ( P -I

- H -I

- O -i

- M -I

- C) ] + EB

. (3 ) In additio n t o th e factor s liste di n sectio n (1 ) o f thi s mle , th e directo r ma y conside r

an y othe r relevant rale o f th e commissio n ui assessin g acivi l penalty an dwil l stat e th e effec t tha t rale hado n th e penalt y amount
. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented ; OR S 454.635,454.645,459.376,459.995,465.900,466.210 , 466.880-895,468.090-140,468.992,468A.990,468B.025,468B.220&468B.45 0 Hist. : DE Q 78, f

9-6-74,e f

9-25-74 ; DE Q 22-1984 , f

& e f 11-8-84 ; DE Q 22-1988 , f

. & cert. ef

. 9-14-88 ; DE Q 4-1989 , f

. & cert , e f

3-14-89 ; DE Q 15-1990 , f

. & cert , e f 3-30-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 4-1994 , f

. & cert , e f

3-14

- 94 ; DE Q 19-1998 , f

. & cert , e f

10-12- ! 4-2005 , f 5-13-05 , cert , e f

6- 1 -0 5 ; DE Q 1-2003 , {

. & cert , e f 1-31-03 ; DE Q
340-012-005 3 Violation s tha t

Appl y t o al l Program s (1 ) Clas s I : (a ) Violatin g arequkemen t o r conditio n of

aconimissio n o r departmen t

order , consen t

order , agreement , consen t judgmen t (for

merl y calle djudicia l consen t decree ) o r

complianc e schedul e con teiinedi n apemiit; (b ) Submittin g false , inaccurate o r incomplete informatio n t o th e departmen t

wher e th e submittal maske daviolation , cause denviron

mental harm , o r

cause dtae departmen t

to misinterpre t

an y substantiv e fact ; (c ) FaiUng t o provid e acces s t o premise s o r record s a s requke d b y statate , pennit , order , consent order , agreemen

t o r consent judgmen t (formerl y caUe

djudicia l consen t

decree) ; o r (d ) Usin g fraudo r

dece k t o obtai n departmen t

approval , pemii t o r license

. (2 ) Clas s II : Violatin g an y otherwis e unclassifie drequirement. Stat

. Auth. : OR S 468.02 0 & 468.13 0 Stats

. Implemented : OR S 459.376,459.995,465.900,465.992,466.990-466.994 , 468.09 0 - 468.14 0 & 468B.45 0 Hist.:DEQ4-2005, f

5-13-05,cert.ef

. 6-1-05 ; DE Q 4-2006 , f 3-29-06 , cert.e f

3

- 31-0 6 340-012-005 4 Ai r Qualit y Classificatio n of Violation s (1)Class L (a ) Constractin g anew sourc e o r modifyin g a

n existin g sourc e withou t fks t obtainin g arequke dNe w Sourc e Review/Preventio n o f Significan t

Deterioratio n (NSR/PSD ) permk ; (b ) Operatin g amajo r

source , a s define dui OA

R340-200-0020 , withou t firs t obtainin g th e require dpermit ; (c ) Exceedin g aPlan t

Site Emissio n Limi t

(PSEL) ; (d ) Failin g t o instal l contro l equipment o r meet performanc e stan

dard s a s requke db y Ne w Sourc e Periformanc e Standard s unde r OA R 34 0 divisio n 23 8 o r

National Emissio n Standard s fo r Hazardou s A k Pollutan t Standard s unde r

OA R34 0 divisio n 244 ; (e ) Exceedin g ahazardou s a k pollutan t emissio n limitation ; (f ) Failin g t o compl y wit

h an Emergenc y Actio n Plan ; (g ) Exceedin g a

n opacit y o r emissio n Umi

t (includin g agrai n loadin g standard ) o r

violatki g a

n operational o r

proces s standard , tha

t wa s estabhshe dpursuan t

t o Ne w Sourc e Review/Preventio n o f Sig

mfican t Deterioratio n (NSR/PSD) , o r th e Weste mBacksto p S0 2 Trad

in g Program ; (h ) Exceedin g an emissio n limi t o r violatin g a

n operational o r proces s standardtaat

wa s establishe dt o Umi

t emission s to avoi dclas

sificatio n a s amajo r

source , a s define di n OA

R340-200-0020 ; (i ) Exceedin g an emissio n limit , includin g agrai n loadin g stan

dard , b y amajo r

source , a s define di n OA

R340-200-0020 , when th e violatio n wa s detecte ddurin g areferenc e metao dstac k test ; (j ) Fmling t o perfor

mtestin g o r

monitoring , requke db y apermit , rale o r order , taat

result s i n failure t o sho w compUanc e wit h aPlan t Sit e Emissio n Limi t

(PSEL ) o r

wit h a n emissio n Umitation o r

aper formanc e standardse t

pursuan t t o New Sourc e Review/Preventio n o f Significan t

Deterioratio n (NSR/PSD) , Nationa l Emissio n Standard s for Hazardou s Ai r

Pollutant s (NESHAP) , New Sourc e Performanc e Standard s (NSPS) , Reasonabl e Achievabl e Contro l Technolog y (RACT) , Bes t

Achievabl e Contro l Technolog y (BACT) , Maximu m Achievabl e Contto l Technolog y (MACT) , Typicall y Achievabl e Con

tro l Technolog y (TACT) , Lowes t Achievabl e Emission s Rate s (LAER ) o r

adopte dpursuant

t o sectio n 111(d) ofth e Federa l Clea n A k Act ; (k) Causin g emission s tha t are ahazardt o publi c safety ; (1 ) Violatin g awor

k practic e requkement

fo r asbesto s abatemen t projects ; (m) Storin g o r

accumulatin g friabl e asbesto s materia l o r asbestos-containin g waste material ; (n ) Conductin g a

n asbesto s abatemen t

project , b y aperso n no t license da s a

n asbesto s abatemen t

contractor ; (o ) Violatin g a

n OA R34 0 divisio n 24 8 disposal requiremen t for asbestos-containin g waste material ; (p ) Failin g t o hk e aUcense dcontracto r t o conduc t

a n asbesto s abatemen t project ;

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-27 9 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y (q ) Openl y bumin g material s whic h ar e prohibite dfrombein g ope n burne danywher e i n th e stat e b y OA R340-264-0060(3) ; o r (r ) FaiUng t o instal l certifie dvapo r recover y equipment

. (s ) Deliverin g for

sal e anoncompUant

vehicl e b y a

n automobil e manufacturer

i n violatio n o f

Orego n Lo w Emissio n Vehicl e mle s se t fort h i n OAR34 0 divisio n 257

. (t) Exceedin g a

n Orego n Lo w Emissio n Vehicl e averag e emissio n Ikni t se t forti i i n OAR34 0 divisio n 257

. (u ) Failin g t o compl y wit aZer o Emissio n Vehicl e (ZEV ) sale s requkement s set

fort h i n OAR34 0 divisio n 257

. (v ) Failin g t o obtai n aMoto r Vehicl e Indkec t

Sourc e Penni t

a s requke di n OAR34 0 divisio n 257

. (w ) SelUng , leasing , o r

rentin g anoncompUant

vehicl e b y a

n automobil e deale r

o r renta l ca r agenc y i n violatio n o f

Orego n Lo w Emissio n Vehicl e rales set fort h i n OA R34 0 divisio n 257

. (2 ) Clas s H : (a ) Constractin g o r

operatin g asourc e require dt o hav e a n Ai r Contaminan t

Discharg e Permi t

(ACDP ) withou t

fks t obtainin g suc h permit , unles s otaerwis e classified ; (b ) Violatin g tae term s o r

condition s o f

apemii t o r Ucense , unles s otherwis e classified ; (c ) Modifyin g asourc e i n suc h awa y a s t o requk e apermi t

mod

ificatio n fro mth e departmen t withou t fks t obtainin g suc h approval fromtae department , unles s otherwis e classified ; (d ) Exceedin g a

n opacity limit , unles s otherwis e classified ; (e ) Exceedin g aVolatil e Organi c Compoun d(VOC ) emissio n standard , operationa l requkement , contro l requiremen t o r VO C con ten t limitatio n estabUshe db y OAR34 0 divisio n 232 ; (f ) FaiUng t o timel y submi t a n ACD P annua l report ; (g ) Failin g t o tknel y submi t acertification , report , o r plan a s require db y rale o r

permit , unles s otherwis e classified ; (h ) Failin g t o timely submi t apermi t applicatio n o r

permi t renew a l appUcation ; (i ) Failin g t o compl y wit h th e ope n bumin g requirement s for commercial , constmction , demoUtion , o r industrial waste s i n violatio n o f OA R340-264-008 0 throug h 0180 ; (j ) Failin g t o compl y wit

h ope n bumin g requkement s i n viola

tio n o f an y provisio n o

f OAR34 0 divisio n 264 , unles s otherwis e clas

sified ; (k ) Failin g t o replace , repak , o r modif y any wo mo r

ineffectiv e componen t

o r desig n elemen t

t o ensur e th e vapo r

tigh t integrity an d efficienc y o f

astag e I o r

stag e I I vapo r

collectio n system ; (1 ) Failin g t o provid e notificatio n o f a n asbesto s abatemen t

pro ject ; (m) Failin g t o performafina l £i k clearanc e tes t

o r submi t a n asbesto s abatemen t

projec t a k clearanc e repor

t fo r a n asbesto s abate

ment project ; o r (n ) Violatin g o n roa dmoto r vehicl e refinishin g mle s containe d i n OA R340-242-0620

. (o ) Failin g t o compl y wit aa n Orego n Lo w Emissio n Vehicl e reporting , notification , o r

warrant y requkemen t

se t fort h i n OA Rdivi

sio n 257

. (3 ) Clas s ni : (a ) Failin g t o perfor

mtestin g o r

monitorin g require db y apermit , rale o r orde r wher e missin g dat aca n b e reconstmcte dt o sho w com plianc e wit

h standards , emissio n liniitation s o r underlyin g require

ments ; (b ) Constractin g o r

operatin g asourc e requke dt o hav e aBasi c A k Contaminan t

Discharg e Permi t

withou t fks t obtainin g th e permit ; (c ) Modffyin g asourc e i n suc h awa y a s t o require constmctio n approval fromth e departmen t withou t fks t obt£uning suc h approval fro mth e depairtment , unles s otherwis e classified ; (d ) Failin g t o provid e prope r notificatio n o f

an asbesto s abate

men t projec t o r failin g t o revis e anotificatio n whe n necessary , unles s otherwis e classified ; (e ) Submittin g alat e a k

clearanc e repor

t tha t demonstrate s com pUanc e wit ath e standard s fo r a n asbesto s abatemen t

project ; o r (f ) Failin g t o display atemporary labe l o n acertifie dwoodstove

. (g ) Licensin g anoncompUan t vehicl e b y a

n automobil e deale r

o r renta l ca r agenc y i n violatio n o f

Orego n Lo w Emissio n Vehicl e mle s se t fort ai n OA

R34 0 divisio n 257

. [Publications : Publication s reference dar e availabl e fro mth e agency. ] Stat

. Auth. : OR S 468.020,468A.02 5 & 468A.04 5 Stats

. Implemented : OR S 468.02 0 & 468A.02 5 Hist. : DE Q 78 , f 9-6-74 , ef

. 9-25-74 ; DE Q 5-1980, f

& e f 1-28-80 ; DE Q 22-1984 , f & e f 11-8-84 ; DE Q 22-1988 , f & cert. ef

. 9-14-88 ; DE Q 4-1989 , f

& cert , e f

3

- 14-89 ; DE Q 15-1990 , f

& cert , e f

3-30-90 ; DE Q 31-1990 , f & cert , e f

8-15-90 ; DE Q 2-1992 , f

& cert , e f

1-30-92 ; DE Q 21-1992 , f

. & cert , e f

8-11-92 ; DE Q 19

- 1993 , f

. & cert , e f

11-4-93 ; DE Q 20-1993(Temp) , f

. & cert , e f

11-4-93 ; DE Q 4

- 1994 , f & cert , e f

3-14-94 ; DE Q 13-1994 , f & cert , e f

5-19-94 ; DE Q 21-1994 , f

. & cert , e f 10-14-94 ; DE Q 22-1996, f & cert.e f

10-22-96 ; DE Q 19-1998, f & cert. e f 10-12-98 ; DE Q 6-2001, f 6-18-01,cert.e f

7-1-01 ; Renumbere dfrom340-012

- 0050 , DE Q 4-2005 , f

5-13-05,cert

. e f

6-1-05 ; DE Q 4-2006 , f

. 3-29-06 , cert. ef

. 3

- 31-06 ; DE Q 6-2006 , f

& cert , e f

6-29-0 6 340-012-005 5 Wate r Qualit y Classificatio n o f Violation s (1 ) Clas s I : (a ) Causin g pollutio n of

water s of th e state ; (b ) Reducin g th e water

quaUt y of water s o f th e stat e belo w water qualit y standards ; (c ) Dischargin g an

y wast e tha

t enter s water s of

th e state , eithe r witaou t awaste discharg e permi t

o r from adischarg e poin t

no t autho

rizedb y awaste discharg e pemiit; (d ) Operatin g adischarg e sourc e o r conductin g adisposa l activ

it y withou t

firs t obtainin g a

n individual permi t

o r applyin g for

cover ag e unde r agenera l permi t

fo r that discharg e o r

disposa l activity ; (e ) Failin g t o compl y wit

h statute , rale, o r

permi t requirement s regardin g notificatio n of

aspU l o r upse t condition , whic h result s i n a non-permitte ddischarg e t o publi c waters ; (f ) Failin g t o tak e appropriat e action , a s requke db y th e munic

ipa l wastewate r

treatmen t work s owner' s department-approve dpre treatment-complieuic e oversigh t program , agains t

a n industria l dis

charge r t o th e municipa l treatmen t work s wh o violate s an y pretreatmen t

standardo r

requkement , t

f th e violatio n impak s o r

dam

age s tae treatmen t

works , o r cause s majo r

har mo r pose s amajo r

risk of harmt o pubh c healt ao r

tae environment ; (g ) Makin g unauthorize dchanges , modifications , o r alteration s t o afaciUt y operatin g under

aWate r PoUution Contro l FaciUt

y (WPCF ) o r National Pollutan t

Discharg e Eliminatio n Syste m(NPDES ) permit ; (h ) Allowin g operatio n o r

supervisio n of

awastewate r

treatmen t an dcollectio n syste mwithou t prope r certification , b y th e permitte e and/o r owner ; (i ) Applyki g biosolid s or

domesti c septag e t o aparce l of lan dtha t doe s no t hav e departmen t

approval for

lan dappUcation ; (j ) Applyin g biosolid s that d o no t mee t tae pollutant , pathoge n o r on e of th e vecto r

ataactio n reductio n requkement s o f 4 0 CFR 503.33(b)(1 ) throug h (10) ; (k) Violatin g atechnolog y base deffluent Umitation , excep t

fo r removal efficiency , i n a

n NPDE S o r

WPC F pemii t

if : (A ) tae discharg e leve l (excep t fo r p H an dbacteria ) exceed s th e limitatio n b y 5 0 percen t

o r more ; (B ) th e discharg e i s outsid e tae permitte dp H rang e b y mor e than 2 p H units ; (C ) th e discharg e exceed s abacteri alimi t a s aresul t

o f a n inop

erativ e disinfectio n syste mwher e ther e i s n o disinfection ; o r (D ) tae discharg e o f

reclaimedwate r

exceed s abacteri alimi t

b y mor e than five time s th e limit

. (1 ) Violatin g awate r

quality base deffluent

limitatio n i n an NPDE S pemiit; (m ) Violatin g aWPC F permi t limitatio n i n adesignate dground

wate r managemen t

are aif tae exceedanc e i s o f

aparamete r

fo r whic h th e groundwate r

managemen t

are awa s estabUshed ; (n ) Failin g t o report

a n effluent Umitatio n exceedance ; (o ) Failin g t o collec t

monitorin g dat arequire di n Schedul e B o f th e permit ; (p ) Contractin g for

operatio n o r

operatin g aprohibite dUnder

groun dInjectio n Contro l (UIC ) syste motae r than acesspoo l tha

t onl y dispose s of

human waste ; (q ) Operatin g a

n Undergroun dInjectio n Contro l (UIC ) syste m that cause s adat averifiabl e violatio n o f federal drinkin g wate r

stan

dard s i n a n aquifer use da s a n undergroun dsourc e o f

drinkin g water ; o r (r ) Failin g t o implemen t a n erosio n an dsedimen t

contro l plan i n accordanc e wit

h a n NPDE S pemiit

. (2 ) Clas s II : (a ) Violatin g atechnolog y base deffluen t limitation , excep t

for removal efficiency , i n a

n NPDE S o r

WPC F pemii t

if : (A ) Th e discharg e leve l (excep t fo r p H an dbacteria ) exceed s th e limitatio n b y 2 0 percen t

o r more , bu t

les s taan 5 0 percent , fo r

bio

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 0 (11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality chemical oxyge n deman d(BOD) , carbonaceou s chemica l oxyge n deman d(CBOD) , an dtotal suspende dsoUd s (TTS) , o r b y 1 0 percen t o r more , bu t

les s than 5 0 percent , for

al l othe r liniitations ; (B ) Th e discharg e i s outsid e th e permitte dp H rang e b y mor e tha n 1 p H uni t bu t les s taan o r

equal t o 2 p H units ; (C ) Th e discharg e exceed s abacteri aUmi t b y afacto r

o f five o r more , unles s otherwis e classified ; o r (D ) Th e discharg e o f

reclaimedwate r

exceed s abacteri aUmi

t b y a n amoun t equal t o o r

les s tha n five time s th e limit

. (b ) FaiUn g t o timely submi t

arepor t o r plan a s requke db y rale, pemiit , o r Ucense , unles s otherwis e classified ; (c ) Causin g an

y waste s t o b e place di n alocatio n wher e suc h waste s are likel y t o b e carrie dint o water s o f th e stat e b y any means ; (d ) Violatin g an

y management , monitoring , o r operational plan establishe dpursuan t

t o awast e discharg e permit , unles s otherwis e classified ; o r (e ) Failin g t o timel y submi t o r implemen t

aTota l Maximu m Dail y Loa d(TMDL ) Implementatio n Plan , b y aDesignate dMan

agemen t Agenc y (DMA) , a s requke db y departmen t order

. (3 ) Clas s ni : (a ) FaiUng t o submi t

acomplet e discharg e monitorin g report; (b ) Violatin g atechnolog y base deffluent limitation , excep t

for removal efficiency , i n a

n NPDE S o r

WPC F permi t

if : (A ) th e discharg e (excep t

fo r p H an dbacteria ) exceed s th e Um

itatio n b y les s tha

n 2 0 percent

fo r biochemical oxyge n deman d(BOD) , carbonaceou s chemical oxyge n deman d(CBOD) , an dtotal suspend

e dsolid s (TSS) , o r

b y les s tha

n 1 0 percen t

fo r al l othe r Umitations ; (B ) th e discharg e i s outsid e th e permitte dp H rang e b y 1 p H uni t o r less ; o r (C ) th e discharg e (excep t

for reclaimedwater ) exceed s abacte

rialimi t b y les s taan five time s th e limit

. (c ) FaiUng t o achiev e aremoval efficienc y estabhshe di n an NPDE S o r

WPC F permit ; (d ) Failin g t o registe r

a n Undergroun dInjectio n Contro l (UIC ) system , excep t

fo r aUI C syste mprohibite db y rale; o r (e ) Failin g t o follo w th e owner' s department-approve dpretreat

men t programprocedures , where suc h faUiu- e di dno t resul t i n an y harmt o th e treatmen t

work s an dwa s no t

athreat t o th e publi c healt

h o r th e envkonment

. suit

. Auth. : OR S 468.02 0 & 468B.01 5 Stets

. Implemented : OR S 468.09 0 - 468.140,468B.025,468B.22 0 & 468B.30 5 Hist. : DE Q 78 , f

9-6-74 , e f

9-25-74 ; DE Q 22-1984 , f & e f 11-8-84 ; DE Q 17-1986 , f & e f 9-18-86 ; DE Q 22-1988 , f & cert , e f

9-14-88 ; DE Q 4-1989 , f

. & cer t e f 3

- 14-89 ; DE Q 15-1990 , f

& cert , e f

3-30-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 19-1998,f&cert.e f

10-12-98 ; DE Q 4-2005,f

. 5-13.05,cert.e f 6-1-05 ; DE Q 4-2006 , f

. 3-29-06 , cert , e f

3-31-0 6 340-012-006 0 Onsit e Sewag e Disposa l Classificatio n o f Violation s (1 ) Clas s I : (a ) Performin g sewag e disposa l service s withou t acurren t license ; (b ) InstalUng o r

causin g t o b e instaUeda

n onsite wastewate

r treat

ment syste mo r an y par t thereof , o r repairin g o r

causin g t o b e repake d an y part thereof , withou t fus t obtainin g apermit ; (c ) Disposin g o f

septi c tank , holdin g tank , chemical toilet , priv y o r othe r treatmen t facilit y content s i n amanne r

o r locatio n no t

autho

rize db y th e department ; o r (d ) Owning , operatin g o r

usin g an onsite wastewate r treatmen t syste mthat

i s dischargin g sewag e o r

effluen t t o th e groun dsurfac e o r int o water s o f

th e state
. (2 ) Clas s H : (a ) Failin g t o mee t

th e requkement s fo

r satisfactor

y completio n withi n 3 0 day s afte

r writte n notificatio n o r

postin g o f

aCorrectio n Notic e a t th e site ; (b ) Operatin g o r

usin g anonwater-carrie dwaste disposa l facili

ty withou t first obtainin g alette r

o f authorizatio n o r

permit ; (c ) Operatin g o r

usin g a n onsit e wastewate r

treatmen t syste mo r part thereo f withou t first obtainin g aCertificat e o f

Satisfactor

y Com

pletion ; (d ) Advertisin g o r

representin g onesel f

a s bein g i n th e busines s o f performin g sewag e disposal service s withou t acurren t license ; (e ) Placin g int o service , reconnectin g t o o r changin g th e us e of a n onsit e wastewate r

treatmen t syste mi n amanne r

that increase s tae projecte ddail y sewag e flow int o th e syste mwithou t first obtainin g a

n authorizatio n notice , constmctio n pemiit , alteratio n permit , o r repa k permit ; (f ) Failin g t o connec t

al l plumbin g fixtores to , o r failin g t o dis

charg e wastewate r

o r sewag e into , adepartment-approve dsystem , unles s failure result s i n sewag e dischargin g t o th e groun dsurfac e o r t o water s ofth e state ; (g ) Allowing , b y alicense dsewag e disposa l business , a n uncer tifiedinstalle r

to , supervis e o r

b e responsibl e fo r

th e constmctio n o r installatio n of

asyste mo r

part thereof; (h ) Failin g t o submi t

an annual maintenanc e report , b y aservic e provide r o f altemativ e treatmen t

technologies ; o r (i ) FaiUn g t o report

that arequire doperatio n an dmaintenanc e contrac t ha s bee n terminated , b y aservic e provider o f altemativ e keat

men t technologies

. (3 ) Clas s in : (a ) FaiUn g t o obtai n an operatio n andmaintenanc e contrac t from acertifie dservic e provider , b y a n owner of a n altemativ e treatmen t technology , recirculatin g grave l filte r o r commercial san dfilter; o r (b ) Placin g a

n existin g onsite wastewater treatmen t syste mint o servic e o r changin g tae dwelUng o r

typ e o f commercial facility , with

ou t firs t obtainin g a

n authorizatio n notice , wher e th e desig n flow o f th e syste mi s no t

exceeded

. Slat

. Auth. : OR S 454.050,454.62 5 & 468.02 0 Stats

. Implemented : OR S 454.635,454.64 5 & 468.09 0 - 468.14 0 Hist. : DE Q 78 , f

. 9-6-74 , e f

9-25-74 ; DE Q 4-1981 , f

& e f 2-6-81 ; DE Q 22-1984 , f & e f 11-8-84 ; DE Q 22-1988 , (

. & cert , e f 9-14-88 ; DE Q 4-1989 , f

& cert , e f

3

- 14-89 ; DE Q 15-1990 , f

& cert , e f

3-30-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 19-1998,f&cert.e f

10-12-98;DEQ3-2005, f

2-10-05,cert.e f

3-1-05 ; DE Q 4-2006 , f 3-29-06 , cert. ef

. 3-3 1 -0 6 340-012-006 5 Soli dWast e Managemen t Classificatio n o f

Violation s (1 ) Clas s I : (a ) Establishin g o r

operatin g adisposal site withou t first obtain

in g aregistratio n o r

pemiit ; (b ) Acceptin g soli dwaste fo r disposa l i n apermitte dsoli dwast e uni t o r faciUt y tha t ha s bee n expande di n are ao r capacit y withou t firs t submittin g plan s t o th e departmen t an dobtainin g departmen t approval ; (c ) Disposin g o f

o r authorizin g tae disposal of asoh dwaste a

t a locatio n no t

permitte db y th e departmen t t o receiv e that

soli dwaste ; (d ) Violatin g alagoo n freeboar dUmi t tha t result s i n th e overflo w o f asewag e sludg e o r

leachat e lagoon ; (e ) Acceptin g fo

r treatment , storage , o r

disposal a

t asoli dwaste disposa l site , withou t

approva l fromth e department , waste define da s hazardou s waste , waste fromanother stat e whic h i s hazeu-dou s under th e law s o f

that state , o r waste s prohibite dfromdisposa l by statate , rale, permk , o r

order ; (f ) Faihn g t o properl y constract , maintain , o r operat e i n goo d functiona l condition , groundwater , surfac e water , ga s o r leachat e col

lection , contaimnent , treatment , disposal o r monitorin g facilitie s i n accordanc e wit

h th e facilit

y permit , departmen t

approve dplans , o r departmen t

rales; (g ) Failin g t o collect , analyz e o r report groundwater , surfac e wate r o r leachat e qualit

y dat ai n accordanc e wit

h th e facUit

y pemiit , th e facilit y environmental monitorin g plan , o r departmen t

rales; (h ) Mixin g fo

r disposa l o r

disposin g of

recyclabl e material tha

t ha s bee n properl y prepare dan dsourc e separate dfor recycling ; (i ) FaiUn g t o establis h o r

maintai n financial assuranc e a s required b y statute , mle , permi t

o r order ; (j ) Fadin g t o compl y wit

h th e term s of

apermi t terminate ddu e t o afailure t o submi t

atimely appUcatio n for

renewal ; o r (k ) Operatin g acompostin g faciUt y i n amanne

r tha t cause s adis

charg e t o surfac e water

of pollutants , leachate o r

stormwate

r when tha t discharg e i s no t

authorize db y aNPDE S permit

. (2 ) Clas s H : (a ) Failin g t o accuratel y repor t th e amount

of soli dwaste dis

posed , b y apermitte ddisposa l sit e o r ametropolitan servic e district ; (b ) FaiUn g to timely o r

accuratel y report

th e weigh t

an dtyp e of material recovere do r

processe dfro

mth e soli dwaste stream ; (c ) Failin g t o compl y wit

h landfil l cover

requkements , includin g bu t no t limite dt o daily , intermediate , an dfinal covers , o r limitatio n of workin g fac e size ; (d ) Operatin g aHousehol dHazardou s Wast e (HHW ) collectio n event o r temporar y site withou t

first obtainin g departmen t

approva l o r

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 1 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality witaou t complyin g wit

h a n approve dpla

n fo r aHH W collectio n event ; o r (e ) Receivin g o r

managin g wast e i n violatio n o f o r witaou t a departmen t

approve dSpecia l Waste Managemen t Plan ; o r (f ) Unles s otherwis e specificall y classified , operatin g acom postin g faciUt

y i n amanne r

tha t fail s t o compl y wit

h tae faciUty' s registration , pemiit , department-approve dplan s o r departmen t

mles

. (3 ) Clas s ni : (a ) FaiUng t o pos t

requke dsigns ; (b ) FaiUng t o contro l Utter ; (c ) FaiUn g t o notif

y th e departmen t

o f an y nam e o r

addres s change ; o r (d ) Violatin g any labeUng requkemen t unde r OR S 459A.675

- 685

. Stat

. Auth. : OR S 459.04 5 & 468.02 0 Stats

. Implemented : OR S 459.205,459.376,459.99 5 & 468.09 0 - 468.14 0 Hist. : DE Q 78 , f

9-6-74 , e f

9-25-74 ; DE Q 1-1982 , f

& e f 1-28-82 ; DE Q 22-1984 , f & e f 11-8-84 ; DE Q 22-1988,f

. & cert , e f 9-14-88 ; DE Q 4-1989 , f

. & cert , e f

3

- 14-89 ; DE Q 15-1990 , f

. & cert , e f

3-30-90 ; DE Q 21-1992 , f

. & cert , e f

8-11-92 ; DE Q 4-1994 , f

. & cert , e f

3-14-94 ; DE Q 26-1994 , f & cert , e f

11-2-94 ; DE Q 9

- 1996,f.&cert.e f

7-10-96 ; DE Q 19-1998,f. & cert.e f 10-12-98 ; DE Q 6-2001, f 6-18-01 , cert , e f

7-1-01 ; DE Q 4-2005,f

. 5-13-05 , cert , e f 6-1-05 ; DE Q 4-2006 , f 3-29-06 , cert , e f

3-31-06 ; DE Q 6-2009 , f

& cert , e f

9-14-0 9 340-012-006 6 Soli dWast e Tir e Managemen t Classificatio n o f

Violation s (1 ) Clas s I : (a ) Establishin g o r

operatin g awaste tir e storag e site withou t first obtainin g apemiit ; (b ) Disposin g o f

wast e tires o r

tke-derive dproduct s a

t a n unau thorize dsite ; (c ) Violatin g tae fire safet

y requkement s o f

awast e tk e storag e sit e permit ; (d ) HauUng wast e tire s witaou t fks t obtainin g awaste tk e carri

e r permit ; o r (e ) Failin g t o estabUs h an dmaintai n financial assuranc e a s requke db y statute , rale, pemii t o r order

. (2 ) Clas s n : FaiUn

g t o maintai n writte n record s o f waste tir e gen eration , storage , collection , transportation , o r disposal

. (3 ) Clas s HI : (a ) FaiUng t o kee p requkedrecord s o n us e o f vehicles ; (b ) Faihn g t o pos t

require dsigns ; (c ) Hirin g o r

otaerwis e usin g a

n unpermitte dwaste tk e carrie r t o transport wast e tires; o r (d ) Haulin g waste tire s i n avehicl e no t identifie di n awaste tk e carrier pemii t o r failin g t o displa

y require ddecal s a s describe din aper mittee' s wast e tk e carrie r

permit

. Stat

. Auth. : OR S 459.78 5 & 468.02 0 Stats

. Implemented : OR S 459.70 5 - 459.790,459.99 2 & 468.09 0 - 468.14 0 Hist. : DE Q 4-1989, f

& cert , e f

3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 19-1998 , f & cert , e f

10-12-98 ; DE Q 4-2005 , f

. 5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , t
. 3-29-06 , cert , e f 3-31-0 6 340-012-006 7 Undergroun dStorag e Tan k (UST ) Classificatio n o f

Violation s (1 ) Clas s I : (a ) Failin g t o investigat e o r confir masuspecte drelease ; (b ) Failin g t o estabUs h o r

maintai n th e requke dfinancial respon sibilit y mechanism ; (c ) Failin g t o obtai n tae appropriat e genera l pemii t registratio n certificate before instalUn g o r operatin g an UST ; (d ) Failin g t o instal l spd l an doverfi U protectio n equipmen t

tha t wil l prevent

arelease , o r

failin g t o demonstrat e t o th e departmen t tha t th e equipmen t

i s properl y functioning ; (e ) Failin g t o install , operat e o r maintai n ametao do r

combina

tion o f method s fo r

releas e detectio n suc h that th e metho dcan detec t areleas e fro man y portio n o f th e US T system ; (f ) FaiUn g t o protec t

fromconosio n any part

o f a n US T syste m tha t routinel y contain s aregulate dsubstance ; (g ) FaiUn g t o permanentl y decommissio n a n US T system ; (h ) Failin g t o obtai n approval fro mth e departmen t before instaUin g o r

operatin g vapo r

o r groundwate r

monitorin g weUs a s part o f areleas e detectio n method ; (i ) InstalUng , repaking , replacing o r modifyin g a

n US T syste m in violatio n o f

any ml e adopte db y tae department ; Orego n Administrativ e (j ) Failin g t o conduc t testin g o r

monitoring , o r

t o kee p records where th e failure constitate s asignificant operational compUanc e vio

lation ; (k) Providing , offerin g o r

supervisin g tan k

service s withou t

th e appropriat e license ; (1 ) Demonstratm g negUgenc e o r incompetenc e i n performin g tank services ; o r (m ) Failin g t o asses s th e excavatio n zon e of adecommissione d o r abandone dUS T whe n dkecte dt o d o s o b y th e department

. (2 ) Clas s II : (a ) Continuin g t o us e ametho do r method s o f

release detectio n afte r perio dallowe db y rale ha s expked ; (b ) Faihn g t o hav e atraine dUS T syste moperato r fo r an US T facilit y afte r Marc h 1,2004 ; (c ) Failin g t o appl y fo

r amodifie dgenera

l permi t registratio n cer tificate ; (d ) Failin g t o hav e a

n operatio n certificate for

eac h compartmen t o f amulti-chambere do r

multi-compartmen t

US T whe n a

t leas t on e compartmen t

o r chambe r ha s a n operatio n certificate ; (e ) Installing , repaking , replacin g o r modifyin g a

n US T o r US T equipmen t

withou t providin g th e requkednotifications ; (f ) Failin g t o decommissio n an US T i n complianc e wit h th e statate s an drales adopte db y th e department , including , bu t no t lim

ite dto , performanc e standards , procedures , notification , general per mi t registratio n an dsit e assessmen t requirements ; (g ) Providin g tan k

service s a

t a n US T facilit

y tha t doe s no t hav e th e appropriat e genera l permi t registratio n certificate ; (h ) Failin g t o obtai n th e identificatio n number an doperatio n cer tificate numbe r

before depositin g aregulatedsubstanc e int o a n UST , b y adistributor ; (i ) FaiUng , b y adistributor , t o maintai n arecor do f al l UST s int o whic h i t deposite daregulatedsubstance ; (j ) Allowin g tan k

service s t o b e performe db y aperso n no t license db y th e department ; (k) Failin g t o submi t

checklist s o r

report s fo r

US T installation , modificatio n o r

suspecte dreletise confirmatio n activities ; (1 ) FaiUn g t o complete a

n integrit y assessment

before addin g cor rosio n protection ; (m ) Failin g b y a

n owne r o r permitte e to pas s th e appropriat e nationa l examinatio n before performin g tan k services ; o r (n ) FaiUn g t o provid e tae identificatio n number o r operatio n cer tificate numbe r

t o person s depositin g aregulate dsubstanc e int o a n UST

. (3 ) Clas s IH : Failin g t o notif y th e ne w owner

o r permitte e o f

tae department' s genera l permi t registratio n requirements , b y aperso n wh o seU s a

n UST

. Stat

. Auth. : OR S 466.720,466.746,466.882,466.99 4 & 468.02 0 Stats

. Implemented : OR S 466.70 6 - 466.835,466.99 4 & 468.09 0 - 468.14 0 Hist. : DE Q 2-1988 , f

1-27-88 , cert , e f

2-1-88 ; DE Q 22-1988 , f

& cert , e f

9-14

- 88 ; DE Q 4-1989 , f

. & cert , e f

3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 15-1991 , f & cert , e f

8-14-91 ; DE Q 21-1992 , t
. & cert.e f 8-11-92 ; DE Q 4-1994 , f

. & cert , e f

3-14-94 ; DE Q 19-1998 , f & cert , e f

10-12-98 ; DE Q 6-2003 , f & cert , e f 2-14-03 ; DE Q 4-2005 , f

. 5-13-05 , cert
. ef

. 6-1-05 ; DE Q 4-2006 , f

. 3-29-06 , cert , e f 3-31-0 6 340-012-006 8 Hazardou s Wast e Managemen t an dDisposa l Classificatio n o f Violation s (1 ) Clas s L (a ) Failin g t o make acomplet e an daccurat e hazardou s waste determinatio n of

aresidu e a s requke db y OA R340-102-0011 ; (b ) Failin g t o mee t

Lan dDisposal Restrictio n (LDR ) requke

ment s whe n disposin g of

hazardou s waste ; (c ) Operatin g ahazardou s waste treatment , storag e o r disposed facilit y (TSD ) witaou t

first obtainin g apemii t

o r withou t havin g inter

i mstatus ; (d ) Treating , storin g o r

accumulatin g hazardou s wast e i n ahaz

ardou s waste management

unit , a s define di n 4 0 CF

R260.10 , tha

t doe s no t mee t th e uni t desig n o r uni t integrity assessmen t

criteri afo

r th e hazardou s waste managemen t unit ; (e ) Accepting , transportin g o r offerin g fo r

transport hazardou s wast e withou t

aunifor mhazardou s wast e manifest ; (f ) Transporting , deliverin g o r designatin g o n amanifes t deUv

er y o f hazardou s wast

e to afaciht

y no t authorize dor

permitte dt o man ag e hazardou s waste ; o r

failin g t o submi t

a n exceptio n report ; Rule s Compilatio n 201 0 Editio n 

### 6-28 2 (11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Qualit

y (g ) Failin g t o compl y wit h managemen t

requkement s for ignitable , reactive , o r

incompatibl e hazardou s waste ; (h ) Illegall y treatin g o r

disposin g o f

ahazardou s waste ; (i ) Failin g t o submi t

Lan dDisposa l Restrictio n notifications ; (j ) Failin g t o hav e an dmainta maclosur e pla n o r pos t closur e pla n for aTreatment , Storag e o r

Disposa l (TSD ) faciUt

y o r for eac h regu late dhazardou s wast

e managemen t

unit , a s define di n 4 0 CF

R260.10 , b y th e owne r

o r operato r o f facilit y o r unit ; (k ) Failmg to carr

y ou t closure o r

pos t closur e pla

n requkements , b y a n owner o r operato r o f aTS D facility , suc h that

th e certificatio n for completin g closur e o r

pos t closur e wor

k i s no t submitted , o r

i s incomplete , inaccurate , o r non-compUant

wit h th e approve dplans ; (1 ) Failin g t o establis h o r

maintai n financial assuranc e o r hazar d liabiUt y requirement s ki 4 0 CF

R264.14 7 o r

4 0 CF R265.147 , b y a

n owne r o r operato r o f aTS D facility ; (m) FaiUng t o follo w emergenc y procedure s i n aContingenc y Plan o r othe r emergenc y respons e requirement s durin g a n inciden t i n whic h ahazardou s waste o r hazardou s weist

e constituen t

i s release dt o th e envkonmen t

or th e inciden t

present s arisk

o f harmt o employees , emergenc y responder s o r

th e public ; (n ) Failin g t o compl y wit

h th e export

requirements i n 4 0 CFR 262.5 2 for hazardou s wastes ; (0 ) Failin g t o properl y insta U agroundwate r

monitorin g syste m i n complianc e wit

h permi t requkements , b y a

n owne r o r operato r o f aTS D facility ; (p ) Failin g t o properl y contro l volatil e organi c hazardou s wast e emissions , b y alarge-quantit y hazardou s waste generato r o r TS D facil

ity , when suc h failur

e coul dresul t

i n har mt o employees , th e publi c o r th e environment ; (q ) Faihn g t o inspect , operate , monitor , keep record s o r maintai n i n complianc e wit

h apemiit : hazardou s wast e landfil l units , inciner

atio n equipment

. Subpart

X treatmen f

equipment , hazardou s wast e treatmen t units , pollutio n abatemen t equipmen t

fo r hazardou s wast e treatmen t o r disposal , o r

hazardou s wast e monitorin g equipment ; o r (r) Faihn g to immediatel y clea n u p spill s o r release s o r

threatene d SpiU s or release s o f hazardou s waste , b y any perso n havin g ownershi p o r contto l ove r

hazardou s waste
. (2 ) Clas s n : (a) Failin g to plac e a

n accumulatio n star

t date o n acontainer

use d for accumulatio n o r

storag e o f

hazardou s waste ; (b ) Failin g t o labe l atan k havin g acapacity o f

100 gallon s o r more , o r container s equalin g mor e than 11 0 gaUo n capacity use dfor accumulatio n o r

storag e o f

hazardou s waste ; (c ) FaiUn g t o pos t requke demergenc y respons e informatio n nex t t o th e telephone , b y asmal l quantity generator ; (d ) Accumulatin g hazardou s wast e mor e than thirt y (30 ) day s beyon dth e specifie daccumulatio n tim e frame ; (e ) Failin g t o submi t

amanifes t

discrepanc y report ; (f ) Shippin g hazardou s waste o n manifest s that d o no t compl y wit h departmen t

rales; (g ) Failin g to prevent

th e unknow n o r

unautaorize dentr

y of aper so n o r livestoc k int o th e wast e managemen t are ao f atreatment , stor

ag e o r disposa l faciUty ; (h ) FaiUng t o conduc t

requke dinspection s a

t hazardou s wast e generato r accumulatio n site s o r

hazardou s waste permitte dstorag e areas ; (i ) Failin g to prepar e acontingenc y plan ; (j ) Failin g t o follo w tae requkements o f agroundwate r

moni

torin g program , unles s otherwis e classified ; (k ) Failin g t o maintai n adequat e aisl e spac e t o allo w tae unob

stracte dmovement

o f personnel , fire protectio n equipment , spil l con tro l equipment , an ddecontamination ; (1 ) Generating , treating , storin g o r disposin g o f

hazardou s wast e withou t complyin g wit

h th e Personne l Trainin g requirements ; (m ) Failin g t o kee p container s o f haz£irdou s waste closed , excep t whe n addin g o r

removin g wastes ; (n ) Failin g to compl y wit

h th e requirement s for

managemen t

of containers , includin g satellit e accumulation , othe r than tae require

ment s fo r ignitable , reactiv e o r

incompatibl e waste , b y ahazardou s waste generato r

o r storag e facility ; (o ) Failin g t o compl y wit

h th e preparedness , prevention , contin

genc y pla n o r

emergenc y procedur e requirements , unles s otherwis e classified ; (p ) Failin g t o manag e universa l waste an dwaste pesticid e residue i n complianc e wit

h th e universal wast e managemen t requirements o r wast e pesticid e requkements ; (q ) Failin g t o obtai n ahazardou s waste EP A identificatio n num be r whe n required ; (r ) Failin g t o compl y wit

h 4 0 CF R26 4 o r 26 5 Subpart s J , W o r D D standards , othe r

than uni t desig n o r uni t integrit y assessment ; (s ) Failin g t o compl y wit

h 4 0 CF R26 4 o r 26 5 Subpart s AA , B B o r C C standard s fo

r hazardou s waste generato r an dTS D faciUties , unles s otherwis e classified ; o r (t ) FaiUng t o timel y submi t a n annual report , b y ahazardou s waste generator , TS D facility , o r hazardou s waste recycling facihty

. (3 ) Clas s IH : (a ) Accumulatin g hazardou s waste up t o thirt y (30 ) day s beyon d th e specifie daccumulatio n time frame ; (b ) FaiUn g t o labe l contakier s equaUn g 11 0 gallo n capacit

y o r les s use dfor th e accumulatio n o r

storag e o f

hazardou s waste ; (c ) Failm g t o labe l atan k

havin g les s than 10

0 gallo n capacit

y use dfo r th e accumulatio n o r

storag e of

hazardou s waste ; (d ) Failin g t o maintai n o n site acop y o f th e one-tim e notificatio n regardin g hazardou s wast e that meet s treatmen t

standard s b y ahaz

ardou s waste generator ; o r (e ) FaiUng t o submi t

acontingenc y plan t o al l poUce , fu-e , hos

pitei l an dloca l emergenc y responders

. [Publications ; Publication s reference dar e availabl e fromth e agency. ] Stat

. Auth. : OR S 459.995,466.07 0 - 466.080,466.62 5 & 468.02 0 Stats

. Implemented : OR S 466.63 5 - 466.680 , 466.99 0 - 466.99 4 & 468.09 0 - 468.14 0 Hist. : DE Q 1-1982 , f

. & ef

. 1-28-82 ; DE Q 22-1984 , f

. & ef

. 11-8-84 ; DE Q 9-1986 , f & e f 5-1-86 ; DE Q 17-1986 , f

& e f 9-18-86 ; DE Q 22-1988 , f & cert , e f

9-14

- 88 ; DE Q 4-1989 , i

. & cert , e f 3-14-89 ; DE Q 15-1990 , f

. & cert , e f

3-30-90 ; DE Q 21-1992,f&cert.e f

8-11-92 ; DE Q 19-1998,f&cert.e f 10-12-98 ; DE Q 6-2001 , f 6-18-01,cert.e f

7-l-01;DE Q 13-2002 , f&cert.ef

. 10-9^)2 ; DE Q 4-2005 , f

. 5

- 13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06,cert , e f

3-31-0 6 340-012-007 1 Polychlorinate dBipheny l (PCB ) Classificatio n of Violation s (1 ) Clas s I : (a ) Treating , storin g o r

disposin g o f

PCB s anywhere otae r

tha n apermitte dPC B disposa l faciUt y o r alocatio n authorize db y th e department ; o r (b ) Establishing , constractin g o r operatin g aPC B disposal facil

it y withou t first obtainin g apermi t

o r departmen t

authorization

. (2 ) Clas s n : Violatin g an

y otae r requkemen t

relatedt o th e treat

ment , storage , generatio n o r disposal o

f PCB s i s classifie dunder

OA R 340-012-0053

. Stat

. Auth. : OR S 459.995,466.625,467.030,468.02 0 & 468.99 6 Stats

. Implemented : OR S 466.255,466.26 5 - 466.270,466.53 0 & 466.99 0 - 466.99 4 Hist. : DE Q 22-1988 , f

& cert , e f

9-14-88 ; DE Q 4-1989, f

& cert , e f

3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 21-1992, f & cert , e f

8-11-92 ; DE Q 19-1998 , f.&cert.e f

10-12-98 ; DE Q 6-2001 , f

. 6-18-01,cert.ef

. 7-1-01 ; DE Q 4-2005 , f 5

- 13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3-31-0 6 340-012-007 2 Use dOi l Managemen t

Classificatio n o f

Violation s (1 ) Clas s I : (a ) Usin g use doi l a s adus t suppressant , pesticide , o r otherwis e spreadin g use doi l dkectl y i n th e envkonment ; (b ) Bumin g ause do

U mixtur e wher e th e use doi l mixture ha s les s than 5,00 0 Btu/pound ; (c ) Offering for

sal e use doi l a s specificatio n use doi l fue l whe n th e use doi l doe s no t

mee t use do U fue l specifications ; (d ) Selhn g off-specificatio n use doi l fue l t o afacilit

y no t meet

in g th e definitio n o f

a n industria l boile r

o r furnace ; (e ) Bumin g off-specificatio n use doi l i n adevic e tha t doe s no t mee t th e definitio n of

a n industrial boile r

o r fumac e an di s no t

other

wis e exempt ; (f ) Failin g t o mak

e a n on-specificatio n use doi l fuel determina

tio n when requked, b y ause do U generator , transporter , bume r o r pro cessor ; (g ) Storin g o r

managin g use doi l i n asurfac e impoundment ; (h ) Faihn g to determin e whethe r use doi l exceed s th e permissi

bl e haloge n content , b y ause doi l transporter , bume r o r processor ; (i ) FaiUn g t o perfor

mrequire dclosur e o n ause doi l tan k o r container , b y ause doi l processo r o r re-refiner ;

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 6 - 28 3 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (j ) Failin g t o maintai n requkedsecondary containmen t a t ause d oi l transfe r

facilit y o r b y aprocessor , bumer , o r markete r o f use doil ; o r (k ) Failin g t o immediatel y clean up spill s o r release s o r

threat

ene dspill s o r

release s o f

use doil , b y any perso n havin g ownershi p o r contro l ove r

th e use doil

. (2 ) Clas s n : (a ) Failin g t o obtai n aon e tim e writte n notificatio n fro mabum

e r before shippin g off-specificatio n use doi l fuel , b y ause doi l gen erator , transporter , processo r o r re-refiner ; (b ) Failin g t o develop , foUo w an dmaintai n record s o f awritte n wast e analysi s plan , b y ause doi l processor ; (c ) FaiUng t o clos e o r

cove r ause doi l tan k

o r container ; (d ) Failin g t o timel y submi t annual use doi l handlin g reports , b y ause doi l processor ; (e ) Failin g t o labe l eac h containe r o r tan k use dfor th e accumu latio n o r storag e o f

use doi l o n site , unles s otherwis e classified ; (f ) FaiUng t o kee p awritte n operatin g recorda t th e facility , b y use do U processor ; (g ) Failin g t o prepar e an dmaintai n a n up-to-dat e preparednes s an dpreventio n plan , b y ause do U processor ; o r (h ) Transporting , processing , re-refining, bumin g o r marketin g use doi l withou t

first obtainin g a

n EP A I D number

. (3 ) Clas s ni : (a ) Failin g t o labe l on e containe r o r tan k i n whic h use doi l wa s accumulate do n site , i f

five o r mor e tank s o r

container s ar e present ; (b ) Failin g t o labe l up t o tw o container s use dfor th e accumula

tion o r storag e o f

use doi l o n site ; o r (c ) Faihn g t o labe l atan k havin g les s than 10 0 gallo n capacity whe n use dfo r

th e accumulatio n o r

storag e o f

use doi l o n site

. [Publications : Publication s reference dar e availabl e fromth e agency. ] Stat

. Auth. : OR S 459.995,468.020,468.869,468.87 0 & 468.99 6 Stats

. Implemented : OR S 459A.58 0 - 459A.585,459A.59 0 & 468.09 0 - 468.14 0 Hist. : DE Q 33-1990 , f

. & cert
. ef

. 8-15-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 19-1998 , f

& cert , e f

10-12-98 ; DE Q 4-2005 , f 5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f 3-29-06 , cert , e f

3-31-0 6 340-012-007 3 Environmenta l Cleanu p Classificatio n o f Violation s (1 ) Clas s I : Violatin g any otherwis e unclassifie denvironmental cleanup-relate drequkement s are addresse dunder OA R340-012-0053

. (2 ) Clas s n : Failin g t o provid e informatio n unde r OR S 465.250

. Stat

. Auth. : OR S 465.280,465.40 0 - 465.410,465.43 5 & 468.02 0 Stats

. Implemented : OR S 465.21 0 & 468.09 0 - 468.14 0 Hist. : DE Q 22-1988 , f

& cert , e f

9-14-88 ; DE Q 4-1989 , f

& cert , e f

3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 19-1998 , f

. & cert.e f

10-12-98 ; DE Q 4-2005, f 5-13-05,cert , e f

6-1-05 ; DE Q 4-2006, f

3

- 29-06,cert.e f

3-31-0 6 340-012-007 4 Undergroun dStorag e Tan k (UST ) Cleanu p Classificatio n o f Violation s (1 ) Clas s I : (a ) FaiUng t o report

aconfirme dreleas e fro ma n UST ; (b ) Failin g t o initiat e o r

complet e th e investigatio n o r cleanup , o r t o perfor mrequke dmonitoring , o f arelease fro ma

n UST ; (c ) FaiUng t o conduc t

fre e produc t

removal ; (d ) FaiUng t o properl y manag e petroleu mcontaminate dsod ; (e ) Failin g t o mitigat e frre , explosio n o r vapo r hazards ; (f ) Demonstratin g negligenc e o r incompetenc e i n performin g soi l matri x cleanu p services ; o r (g ) Providin g o r

supervisin g so

U matri x cleanu p service s wita

ou t obtainin g th e appropriat e Ucense

. (2 ) Clas s H : (a ) Failin g t o report

asuspecte dreleas e fro ma n UST ; (b ) Failin g t o timel y submi t reports o r othe r documentatio n from th e investigatio n o r

cleanu p o f

areleas e froman UST ; o r (c ) Failin g t o timel y submi t aconectiv e actio n plan o r submit

tin g a n incomplet e conectiv e actio n plan

. Stat

. Auth. : OR S 466.746,466.99 4 & 468.02 0 Stats

. Implemented : OR S 466.70 6 - 466.83 5 & 466.99 4 Hist. : DE Q 4-2005

. f

. 5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06,cert , e f

3

- 31-0 6 340-012-007 9 Heatin g Oi l Tan k

(HOT ) Classificatio n o f Violation s (1 ) Clas s L (a ) Failin g t o report areleas e fro ma

n HO T whe n th e failur

e i s discovere db y tae department ; (b ) Fadin g t o initiat e an dcomplet e tae investigatio n o r cleanu p of areleas e fro man HOT ; (c ) Failin g t o initiat e an dcomplet e free produc t removal ; (d ) Failin g t o certif

y taat heatin g oi l tan

k service s wer

e conducte d i n complianc e wit

h al l applicabl e regulations , b y aservic e provider ; (e ) Failing , b y aresponsibl e part y o r servic e provider , t o conduc t conectiv e actio n afte

r th e departmen t

rejects acertifie dreport ; (f ) Demonstratin g negligenc e o r incompetenc e i n performin g HO T services ; o r (g ) Providin g o r

supervisin g HO T service s withou t fks t obtain

in g th e appropriat e license

. (2 ) Clas s II : (a ) Failin g t o submi t

acorrectiv e actio n plan ; (b ) Failin g t o properl y decommissio n a n HOT ; (c ) Failin g t o hol dan dcontinuousl y maintai n enor s andomis

sion s o r professional liabiUt

y insurance , b y aHO T servic e provider ; (d ) Failin g t o hav e asuperviso r presen t whe n performin g HO T services ; (e ) FaiUn g t o repor t areleas e froman HO T withi n 7 2 hour s whe n th e failure i s reporte dt o tae departmen t b y th e responsibl e perso n o r th e servic e provider ; o r (f ) Offerin g t o provid e heatin g oi l tank service s withou t

first obtainin g tae appropriat e servic e provide r license

. Stat

. Auth. : OR S 466.746,466.85 8 - 466.99 4 & 468.02 0 Stats

. Implemented ; OR S 466.706,466.85 8 - 466.882,466.99 4 & 468.09 0 - 468.14 0 Hist. : DE Q 4-2005 , f

5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

. 3-29-06 , cert , e f

3

- 31-0 6 340-012-008 1 Oi l an dHazardou s Materia l Spil l an dReleas e Classificatio n o f Violation s (1 ) Clas s I : (a ) FaiUn g t o immediatel y clea

n u p spill s o r releases o r

threatene d spill s o r release s o f

o do r hazardou s materials , b y any perso n havin g ownershi p o r

contro l over

th e oi l o r hazardou s materials ; (b ) Failin g t o immediatel y notif y th e Orego n Emergenc y Respons e Syste m(OERS ) ofth e type, quantity an dlocatio n o f aspil l of oi l o r hazardou s material , an dconectiv e an dcleanu p action s take n an dpropose dt o b e take n if th e amoun t

of oi l o r hazardou s material releasedexceed s th e reportabl e quantity , o r wil l excee dtae reportable quantity withi n 2 4 hours ; (c ) Spillin g o r

releasin g any oi l o r

hazardou s material s whic h enter s water s of

th e state ; (d ) FaiUn g t o activate alarms , wampeopl e i n th e immediate area , contai n th e oi l o r

hazardou s material o r

notif y appropriat e local emer genc y personnel ; (e ) Failin g t o immediatel y implemen t arequkedplan ; o r (f ) Failin g t o tak e immediat e preventative , repair , correctiv e o r containmen t

actio n i n th e even t

o f athreatene dspil l o r

release

. (2 ) Clas s H : (a ) Failin g t o submi t

acomplet e an ddetaile dwritte n repor t t o th e departmen t

o f aspil l of oi l o r hazardou s material ; (b ) Failin g t o us e th e requkedsamplin g procedure s an danalyt

ical testin g protocol s for

oi l an dhazardou s material s spill s o r releas

es ; (c ) Failin g t o coordinat e wit h th e departmen t

durin g th e emer genc y respons e t o aspi

U afte r bem g notifie dofth e department' s juris

diction ; (d ) Failin g t o immediatel y repor t spill s o r release s witai n con tainmen t area s whe n reportabl e quantitie s ar e exceede dan dexemp tion s ar e no t

me t unde r OAR340-142-0040 ; (e ) Failin g t o immediatel y manag e any spil l o r releas e o f

oi l o r hazardou s material s consistent wit h th e Nationa

l Incident Management Syste m(NIMS) ; (f ) Improperl y o r

witaou t approval ofth e Department , tteating, dUuting o r

disposin g of

spill , o r spill-relate dwater s o r

wastes ; o r (g ) Usin g chemical s t o disperse , coagulat e o r otaerwis e treat

a spil l o r releas e o f oi l o r hazardou s material s withou t prio r departmen t approval

. (3 ) Clas s IH : (a ) FaiUn g t o provid e maintenanc e an dinspection s record s ofth e storag e an dtransfe r

facilitie s t o th e departmen t upo n request ; o r

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 4 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (b ) Failing , b y avesse l owner o r operator , t o mak

e maintenanc e an dinspectio n records , an doi l treuisfe r procedure s availabl e t o th e departmen t

upo n request
. Stat

. Auth. : OR S 466.62 5 & 468.02 0 Stats

. Implemented : OR S 466.63 5 - 466.680,466.99 2 & 468.09 0 - 468.14 0 Hist. : DE Q 1-2003 , f

& cert , e f

1-31-03 ; DE Q 7-2003 , f

& cert , e f

4-21-03 ; DE Q 4-2005 , f

. 5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

. 3-29-06 , cert. ef

. 3-31-0 6 340-012-008 2 Contingenc y Plannin g Classificatio n o f Violation s (1 ) Clas s I : (a) Failin g t o immediatel y implement th e oi l spil l preventio n an d emergenc y respons e contingenc y pla n o r othe r applicabl e contingen

cy plan , afte

r discoverin g aspill ; (b ) Operatin g an onshor e o r offshor e facilit y withou t

a n approve do r

conditionall y approve do dspi U preventio n an demergenc y respons e contingenc y plan ; (c ) Enterin g into th e water s ofth e state , by acovere dvesse l wita

ou t a n approve do r

conditionall y approve doi l spil l preventio n an d emergenc y response contingenc y plan o r purchase dcoverag e under a n umbreU ao dspi

U preventio n an demergenc y respons e contingenc y plan ; (d ) Failin g t o knplemen t preventio n measure s identifie di n tae facilit y o r covere dvesse l spil l preventio n plan tha t directl y result s i n aspill ; (e ) Feuling t o maintai n equipment , personne l an dtrainin g a t lev

el s describe di n a

n approve do r

conditionall y approve doi l spil l pre ventio n an demergenc y respons e contingenc y plan ; (f ) Fadin g t o establis h an dmaintamfinancia l assuranc e a s requke db y statute , rale o r order ; o r (g ) Failin g b y th e owner

o r operato r o f a n oi l terminal faciUty , o r covere dvessel , t o take al l appropriat e measure s t o preven t spill s o r overfiUing durin g ttansfer o f petroleu mo r

hazardou s materi i prod

ucts
. (2 ) Clas s H : (a ) Failin g t o submi t

a n oi l spil l preventio n an demergenc y respons e contingenc y plan t o th e departmen t a t leas t 9 0 calenda

r day s before beginnin g operation s i n Oregon , b y an y onshor e o r

offshor e facilit y o r covere dvessel ;
• (b ) FaiUng t o hav e availabl e o n sit e asimplifie dfielddocumen t summarizin g ke

y notificatio n an dactio n element s o f arequke dves se l o r facilit y contingenc y plan ; (c ) Failing , b y aplan holder , t o submi t an dimplemen t

required change s t o arequire dvesse l o r faciUt y contingenc y plan followin g conditiona l approval ; (d ) Failing , b y acovere dvesse l o r faciUt y contingenc y pla

n hold

er , to submi t

th e require dvesse l o r

faciUt y contingenc y plan fo r

re approval a

t leas t ninety (90 ) day s before th e expkatio n dat e o f th e requke dvesse l o r

facilit y contingenc y plan ; (e ) Failin g t o submi t

spil l preventio n strategie s a s requked ; o r (f ) Failin g t o obtai n departmen t approval o f

tae managemen t

o r disposal o f

spille doi l o r

hazardou s materials , o r

material s contami

nate dwit h oi l o r hazardou s material , tha

t ar e generate ddurin g spil l response . (3 ) Clas s ni : (a ) Failin g to provid e maintenanc e an dinspection s record s ofth e storag e an dtransfer

facilitie s t o th e departmen t upo n request; (b ) Failing, b y avesse l owne r o r operator , t o mak

e maintenanc e an dinspectio n record s an doi l ttansfer procedure s availabl e t o th e departmen t

upo n request ; (c ) FaiUn g to hav e a

t leas t on e cop y o

f th e requkedvesse l o r

facU

it y contingenc y plan i n acentta l locatio n accessibl e a t an y tim e b y th e inciden t commande r

o r spd l respons e manager ; (d ) FaiUn g t o hav e th e covere dvesse l fielddocumen t availabl e t o al l appropriat e personne l i n aconspicuou s an daccessibl e location ; (e ) FaiUn g t o notif y th e departmen t

withi n 2 4 hour s of

an y sig

nificant change s that

coul daffect

implementatio n o f

arequire dves se l o r facilit y contingenc y plan ; o r (f ) Failin g t o distribut e amende dpage(s ) o f th e plan change s t o th e departmen t

witai n thirt

y (30 ) calenda

r day s o f tae amendment

. Stat

. Auth. : OR S 4683.35 0 Stats

. Implemented : OR S 468B.34 5 Hist. : DE Q 1-2003 , f

. & cert , e f

1-31-03 ; DE Q 4-2005 , f

5-13-05,cert

. e f

6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3-31-0 6 340-012-008 3 Ballas t Wate r Managemen t

Classificatio n o f

Violation s (1 ) Clas s I : Dischargin g o f ballas t water witaou t authorization

. (2 ) Clas s H : (a ) Fadin g t o report

ballas t water management

informatio n t o th e departmen t

a t leas t 2 4 hour s before enterin g th e water s o f thi s state ; o r (b ) Failin g t o file a

n amende dballas t

water managemen t

repor t after achang e in th e vessel' s ballas t wate r managemen t

plan

. Stat

. Auth. : OR S 783.60 0 - 783.99 2 Stats

. Implemented : OR S 783.62 0 Hist. : DE Q 1-2003, f

& cert.e f

1-31-03 ; DE Q 4-2005 , f

5-13-05,cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3-31-0 6 340-012-009 7 Dr y Cleanin g Classificatio n o f Violation s (1 ) Clas s I : (a ) Dischargin g dty cleanin g wastewater t o asanitar

y sewer , stormsewer , septi c system , boile r o r int o water s ofth e state ; (b ) Failin g t o hav e asecondar y containmen t

syste munde r

an d aroun deac h dr

y cleanin g machin e o r

eac h tan k o r containe r o f store d solvent ; (c ) FaiUn g t o repor t areleas e outsid e o f

acontainmen t

syste mo f mor e than on e poun do f

dr y cleanin g solven t

release di n a24-hou r period; (d ) Fadin g t o repa k

th e caus e o

f areleas e withi n acontainmen t syste mof dr y cleanin g solvent ; (e ) FaiUn g t o immediatel y clean up areleas e o r repa k th e caus e o f areleas e outsid e of

acontainmen t

syste mof

dr y cleanin g solvent s o r wast e water

contaminate dwit

h solvent ; (f ) Illegall y treatin g o r

disposin g hazardou s waste generate da t adr y cleanin g facility ; (g ) Transporting , deliverin g o r designatin g o n amanifest , deliv

er y o f hazardou s waste generate da t adr y cleanin g facilit

y t o adesti

natio n faciUt

y no t authorize dor

permitte dt o manag e hazardou s waste ; o r (h ) FaiUn

g to conduc t

weekly perchloroethylen e lea k inspections , an dt o measure tae perchloroethylen e refrigerate dcondense r outle t temperatur e an dlo g th e results, b y adry cleanin g owne r o r operator
. (2 ) Clas s II : (a ) Faihn g t o plac e o r

store hazardou s waste generate da t adr y cleanin g faciUt

y i n properl y labele dan dclose dcontainers ; (b ) Accumulatin g hazardou s wast e beyon dth e specifie daccu mulatio n tim e period ; (c ) FaiUng , b y adr

y cleanin g owner

o r operator , t o prominentl y pos t th e Orego n Emergenc y Respons e Syste mtelephon e numbe r s o th e number

i s immediatel y availabl e t o all employee s of tae dty clean

in g facility ; (d ) Failin g t o immediatel y clean up areleas e witai n acontain

men t syste mof

dr y cleanin g solvent

o r hazardou s waste ; (e ) Failm g t o us e closed , dkect-couple ddelivery , b y aperso n deliverin g perchloroethylen e t o adr y cleanin g facility ; (f ) FaiUng t o hav e closed , dkect-couple ddeUver y for per chloroethylene , b y adty cleanin g operator ; (g ) Failin g t o remov e al l dr y cleanin g solven t

o r solven t con tainin g residu e o r

to disconnec t

utiUtie s fromth e dt

y cleanin g machin e witai n 4 5 day s o f

th e las t da y o f dt y cleanin g machin e operations ; o r (h ) Failin g t o timel y submi t a n annual repor

t to th e department , b y adt y cleanin g owner

o r operator
. (3 ) Clas s ni : Failin g t o notif y tae departmen t

o f chang e o f own ershi p o r operato r o r closur e a t adt y cleanin g busines s o r dty clean

in g store
. ' Stat

. Auth. : OR S 466.07 0 - 466.080,466.62 5 & 468.02 0 Stats

. Implemented : OR S 466.63 5 - 466.680,466.990,466.99 4 & 468.09 0 - 468.14 0 Hist. : DE Q 4-2005 , f

5-13-05,cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3

- 31-0 6 340-012-013 0 Determinatio n o

f Violatio n Magnitud e (1 ) Fo r eac h civ U penalty assessed , th e magnitad e i s moderat e unless : (a ) A selecte dmagnitud e i s specifie din 340-012-013 5 an dinfor

matio n i s reasonabl y availabl e t o th e departmen t t o determin e th e appUcatio n of

tha t selecte dmagnitude ; o r

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 5 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (b ) Th e departmen t

determines , usin g informatio n reasonably availabl e t o it , taat

th e magnitud e shoul db e majo r unde r sectio n (3 ) o r mino r unde r sectio n (4)

. (2 ) I f th e departmen t

determines , usin g informatio n reasonably availabl e t o th e department , that agenera l o r

selecte dmagnitad e appUes , th e department' s determinatio n i s tae presume dmagnitad e o f th e violation , bu t

th e perso n agains t

who mtae violatio n i s allege dha s tae opportanit

y an dth e burde n t o prov e tha t another magnitad e appUe s an di s mor e probabl e tha n th e presume dmagnitade

. (3 ) Th e magnitad e o f

th e violatio n i s majo r

i f tae departmen t finds tha t th e violatio n ha dasignifican t advers e impac t

o n human healt ao r tae envkonment

. I n makin g thi s finding, th e departmen t wil l conside r al l reasonabl y availabl e information , including , bu t no t hm

ite dto : th e degre e o f

deviatio n fro

mapphcabl e statate s o r

commissio n an ddepartmen t

rales, steuidards , permit s o r orders ; th e exten t

o f actu

a l effect s o f tae violation ; th e concentration , volume , o r toxicity ofth e material s involved ; an dth e duratio n o f tae violation

. I n makin g thi s finding, th e departmen t

may conside r

any singl e facto r

t o b e conclu

sive

. (4 ) Th e magnitad e o f th e violatio n i s mino r

if th e departmen t finds that th e violatio n ha dn o mor e taan ad e minimi s advers e impac t o n huma n healt h o r th e envkonment , an dpose dn o mor e than ad e min

imi s threa t t o human healt

h o r otae r envkonmenta l receptors
. In mak

in g thi s finding, th e departmen t wi U conside r

al l reasonably availabl e informatio n including , but no t limite dto : tae degre e o f

deviatio n from applicabl e statate s o r

commissio n an ddepartmen t rales, standards , permit s o r orders ; th e exten t

o f actua l o r threatene deffect s o f

tae vio

lation ; th e concenttation , volume , o r toxicit y o f tae material s involved ; an dth e duratio n o f

th e violation

. In makin g thi s finding, th e depart

ment ma y conside r

any singl e facto r

t o b e conclusive

. Stat

. Auth. : OR S 468.02 0 & 468.13 0 Stats

. Implemented : OR S 459.376,459.995,465.900,465.992,466.99 0 - 466.994 , 468.09 0 - 468.14 0 & 468B.45 0 Hist. : DE Q 4-2005 , f

5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3

- 31-0 6 340-012-013 5 Selecte dMagnitud e Categorie s (1 ) Magnitade s fo

r selecte dA k

Quaht y violation s wil l b e deter

mine da s follow s i f

sufficien t informatio n i s reasonably availabl e t o th e departmen t

t o make adetermination : (a ) Opacity limitatio n violations : (A ) Majo r —Opacit

y measurement s o r

reading s o f

2 0 percen t opacit y o r mor e ove r

th e applicabl e limitation , o r a n opacity violatio n b y afedera

l majo r sourc e a s define di n OA

R340-200-0020 ; (B ) Moderat e —Opacit

y measurement s o r

reading s greate r

taan 1 0 percen t an dles s than 2 0 percen t

over th e applicabl e Umitation ; o r (C ) Mino r —Opacit

y measurement s o r

reading s o f

1 0 percen t o r les s over tae applicabl e limitation

. (b ) Operatio n o f

amajo r source , a s define di n OA R340-200

- 0020 , withou t

fks t obtainin g th e requkedpermit : Majo r —Th e Bes t Achievabl e Contro l Technolog y (BACT ) analysi s show s nee dfo r addi

tional conttol s and/o r

if offset s are requked

. (c ) A k contaminan t

emissio n limitatio n violation s fo r selecte da k pollutants : Magnitad e determination s unde r thi s subsectio n sha

U b e mad e base dupo n significan t emissio n rate amount s Uste di n OA R340

- 200-002 0 (Table s 2 an d3)

. [Tabl e no t included

. Se e ED

. NOTE. ] (A ) Major : (i ) Exceedin g th e annual Umi t a s establishe db y permit , rale o r orde r b y more than tae abov e amount ; (ii ) Exceedin g th e monthl y limi t a s establishe db y permit , rale o r orde r b y mor e tha n te n percen t

o f th e abov e amount ; (ui ) Exceedin g th e dail y Umi t a s estabUshe db y permit , rale o r _ orde r b y mor e tha n 0. 5 percen t o f th e abov e amount ; o r (iv ) Exceedin g tae hourl y limi t a s establishe db y permit , ml e o r orde r b y more tha n 0. 1 percen t o f th e abov e amount
. (B ) Moderate : (i ) Exceedin g tae annual limi t a s estabUshe db y permit , rale o r orde r b y an amoun t

fro m5 0 u p t o an dincludin g 10 0 percen t o f th e abov e amount ; (ii ) Exceedin g th e montal y limi t a s estabUshe db y pemiit , rale o r orde r b y a n amoun t fro mfive u p t o an dincludin g te n percen t o f th e abov e amount ; (iu ) Exceedin g th e dail y Umi t a s establishe db y permit , ml e o r orde r b y a n amoun t from0.2 5 up t o an dincludin g 0.5 0 percen t ofth e abov e amount ; o r (iv ) Exceedin g th e hourl y Umi t a s estabUshe db y permit , rale o r orde r b y a n amoun t from0.0 5 up t o an dincludin g 0.1 0 percen t ofth e abov e amount
. (C ) Minor : (i ) Exceedin g th e annual limi t a s estabUshe db y permit , rale o r orde r b y a n amoun t les s taan 5 0 percen t

o f th e abov e amount ; (ii ) Exceedin g th e monthl y Umi t a s establishe db y permit , rale o r orde r b y a n amoun t les s than five percen t

of th e abov e amount ; (in ) Exceedin g th e dail y limi t a s establishe db y pemiit , ml e o r orde r b y a n amoun t les s than 0.2 5 percen t

o f th e abov e amount ; o r (iv ) Exceedin g th e hourl y Umi t a s establishe db y permit , ml e o r orde r b y a n amoun t les s than 0.0 5 percen t

o f th e abov e amount
. (d ) Violation s o

f Emergenc y Actio n Plans : Majo r —Majo r mag nitad e i n al l cases . (e ) Violation s o f

o n roa dmoto r

vehicl e refinishing rales con taine di n OA

R340-242-0620 : Mino r

—Refinishin g 1 0 o r

fewe r o n roa dmoto r

vehicle s pe r

year . (f ) Asbesto s violations : (A ) Major —Mor e than 26 0 linea l feet o r mor e than 16 0 squar e feet of asbestos-containin g material ; (B ) Moderate —Fro m4 0 lineal feet up t o an dincludin g 26 0 Un

ea l feet o r fro m8 0 squar e feet

u p t o an dincludin g 16 0 square feet o f asbestos-containin g material ; o r (C ) Mino r

—Les s than 4 0 linea l feet o r 8 0 square feet

of asbestos-containin g material

. (D ) Th e magnitad e o f

th e asbesto s violatio n ma

y b e increase db y on e leve l i

f th e materia l wa s comprise dof mor e tha n five percen t asbestos

. (g ) Open bumin g violations : (A ) Major —Initiatin g o r

allowin g th e initiatio n of ope n bum

in g o f 2 0 o r mor e cubi c yard s o f

commercial , constmction , demoU

tion and/o r

industria l waste ; o r

5 o r mor e cubi c yard s o f

prohibite d material s (inclusiv e of

tires) ; o r 1 0 o r mor e tkes ; (B ) Moderat

e — Initiatin g o r

allowin g th e initiatio n of

open bum

in g o f 5 o r more , but

les s taan 2 0 cubi c yard s o f commercial , con stmction , demoUtio n and/o r industria l waste ; o r

2 o r more , bu t

les s than 5 cubi c yard s o f

prohibite dmaterial s (inclusiv e o f tkes) ; o r 3 t o 9 tkes ; o r if tae departmen t

lack s sufficien

t informatio n upo n whic h t o mak e adeterminatio n o f th e typ e o f

waste , numbe r

of cubi c yard s o r numbe r o f tke s bumed ; o r (C ) Mino r —Initiatin g o r

allowin g th e initiatio n o f ope n bum

in g of les s tha n 5 cubi c yard s o f

commercial , constmction , demoUtion and/o r industrial waste ; o r

les s than 2 cubi c yard s of

prohibite dmate

rijils (inclusiv e o f

tkes) ; o r 2 o r les s tkes

. (D ) Th e selecte dmagnitad e ma y b e increase don e leve l t f th e departmen t

finds tha

t on e o r mor e o f th e followin g ar e trae , o r decrease don e leve l if

th e departmen t

finds taat non e of th e followin g are trae : (i ) Th e bumin g too k

plac e i n a

n ope n bumin g contro l area ; (ii ) Th e bumin g too k

plac e i n a n are awher e ope n bumin g i s pro hibited ; (iii ) Th e bumin g too k

plac e i n anon-attainmen t o r maintenanc e are afo r PMI O o r PM2.5 ; o r (iv ) Th e bumin g too k

plac e o n ada

y whe n al l ope n bumin g WEI S prohibite ddu e t o meteorologica l condkions

. (h ) Orego n Lo w Emissio n Vehicl e Non-Methan e Ga s (NMOG ) o r Gree n Hous e Ga s (GHG ) fleet averag e emissio n limi t

violations : (A ) Major — Exceedin g th e Umi

t b y mor e than 1 0 percent ; o r (B ) Moderate —Exceedin g th e limi t b y 1 0 percen t

o r less

. (2 ) Magnitade s fo

r selecte dviolation s pertainin g t o Wate r Qual

it y wil l b e detemiine da s follow s i f sufficien t informatio n i s reason abl y availabl e t o th e departmen t t o mak e adetermination : (a ) Violatin g wastewate r

discharg e pemii t

effluent limitations : (A ) Major : (i ) Th e dilutio n (D ) of

tae spd l o r

technolog y base deffluen

t lim

itatio n exceedanc e wa s les s than two , whe n calculate da s follows : D

= ((QR/4 ) -I

- Ql) / Ql , wher e QRi s th e estimate dreceivin g strea mflow an dQ l i s th e estimate dquantity o r discharg e rat e of

th e incident ; (ii ) Th e receivin g streamflow a t th e tim e o f

tae wate r

quality base deffluent

Umitatio n (WQBEL ) exceedanc e wa s a t o r belo w th e flow use dt o calculat e tae WQBEL ; o r

201 0 Editio n Orego n Adininistrativ e Rule s Compilatio n 6-28 6 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (iii ) Th e resultin g wate r

quality fro mth e spi

U o r discharg e wa s a s follows : (I ) Fo r discharge s o f

toxi c pollutants : CS/

D wa s mor e than CAcute , wher e C S i s th e concenttatio n o f tae discharge , D i s th e dilu

tio n ofth e discharg e a s detemiine dunde r (2)(a)(A)(i) , an dCAcut e i s di e concentratio n fo

r acute toxicit

y (a s define db y th e apphcabl e water quality standard) ; (n ) Fo r spill s o r discharge s affectin g temperatare , whe n th e dis

charg e temperatur e i s a

t o r abov e 3 2 degree s centigrad e afte r tw o sec ond s fromth e outfall ; o r (ni ) Fo r B0D 5 discharges : (B0D5)/ D i s more than 10 , wher e BOD 5 i s th e concentratio n o f th e five day Biochemcia l Oxyge n Deman do f

tae discharg e an dD i s th e dilutio n o f th e discharg e a s detemiine dunde r

(2)(a)(A)(i)

. (B ) Moderate : (i ) Th e dilutio n (D ) o f

th e spi U o r th e technolog y base deffluent limitatio n exceedeinc e wa s tw o o r mor e bu t les s than 1 0 whe n calcu

late da s follows : D = ((QR14) + Q l ) / Ql , wher e Q

Ri s th e estimate d receivin g strea

mflow an dQ l i s th e estimate dquantit y o r discharg e rate o f th e discharge ; o r (U ) Th e receivin g sttea mflow a t tae time o f

th e WQBE L exceedanc e wa s greate r

than , but les s than twice , th e flo w use dto cal

culat e th e WQBEL

. (C ) Minor : (i ) Th e dilutio n (D ) ofth e spi U o r th e technolog y base deffluen t limitatio n exceedanc e wa s 1 0 o r more whe n calculate da s follows : D

= ((QR/4 ) + Ql) /

Ql , wher e QRi s th e receivin g streamflow an dQ l i s th e quantity o r

discharg e rate o f

th e incident ; o r (U ) Th e receiving strea

mflow a t th e tim e o f

th e WQBE L exceedanc e wa s twic e th e flow o r mor e o f th e flow use dto calculat e th e WQBEL

. (b ) Violatin g numeri c water-quaUt y standards : (A ) Major : (i ) Increase dtae concentratio n o f any pollutan t

excep t fo r toxi

cs , dissolve doxygen , pH , an dturbidity , b y 2 5 percen t o r mor e of th e standard ; (U ) Decrease dth e dissolve doxygen concenttatio n b y tw o o r more milligram s pe r

lite r belo w th e standard ; (ui ) Increase dth e toxi c pollutan t concentratio n b y an

y amoun t ove r th e acut e standar do r

by 100 percen t

o r mor e o f th e chroni c stan

dard ; (iv ) Increase do r

decrease dp H b y on e o r

more p H unit s fromth e standard ; o r (v ) Increase dturbidity b y 5 0 o r mor e nephelometri c tarbidity unit s (NTU ) over

background

. (B ) Moderate : (i ) Increase dth e concentratio n o f any pollutan t

excep t fo r toxi

cs , pH , an dturbidity b y mor e than 1 0 percen t bu t les s than 2 5 percen t o f th e standard ; (U ) Decrease ddissolve doxyge n concentratio n b y on e o r more , bu t les s than two , milligram s pe r lite r belo w th e standard ; (iu ) Increase dtae concenttatio n o f toxic s poUutant s b y mor e tha n 1 0 percen t bu t les s than 100 percen t

o f tae chroni c standard ; (iv ) Increase do r

decrease dp H b y mor e tha n 0. 5 p H uni t

but les s than 1.0 p H uni t

fro mth e standard ; o r (v ) Increase dturbidity b y mor e than 2 0 but les s than 5 0 NT U ove r background

. (C ) Minor : (i ) Increase dth e concenttatio n o f an y pollutant , excep t

for tox

ics , pH , an dtarbidity, b y 1 0 percen t o r les s of th e standard ; (ii ) Decrease dth e dissolve doxyge n concenttatio n b y les s than on e milligra mpe r

lite r belo w th e standard ; (iii ) Increase dth e concentratio n o f toxi c pollutant s b y 1 0 percen t o r les s o f th e chroni c standard ; (iv ) Increase do r

decrease dp H b y 0. 5 p H uni t o r les s fro mth e standard ; o r (v ) Increase dtarbidity b y 2 0 NT U o r les s ove r background

. (c ) Th e selecte dmagnitud e unde r (2)(a ) o r (b ) ma y b e increase d on e leve l i

f tae violation : (i ) Occurre di n awater

bod y that i s water-quahty Umite

d(Usted o n th e mos t

cunen t 303(d ) list ) an dth e discharg e i s tae seun e pollu

tan t fo r whic h th e water

body i s listed ; (ii ) Depresse doxyge n level s o r increase dtarbidity and/o r sedi

mentatio n i n astreami n whic h salmonid s ma y b e rearing o r

spawn in g a s indicate db y th e beneficia l us e map s availabl e a

t OA R340-041

- 010 1 throug h 0340 ; (iii ) Violate dabacteri astandardeithe r i n shell-fis h growin g water s o r durin g th e perio dfromJun e 1 throug h Septembe r 30 ; o r (iv ) Resulte di n adocumente dfish o r wildlif e kill

. (3 ) Magnitude s for

selecte dviolation s pertainin g to SoU dWast e wd l b e detemiine da s follow s if sufficien t informatio n i s reasonabl y availabl e t o th e departmen t t o mak e adetermination : (a ) Operatin g asoli dwaste disposal facilit y withou t apemiit : (A ) Majo r —Th e volum e of

material dispose do

f exceed s 40 0 cubi c yards ; (B ) Moderat e —Th e volum e o f material dispose do f

i s greate r than o r equal t o 4 0 cubi c yard s an dles s than o r equal t o 40 0 cubi c yards ; o r (C ) Mino r — Th e volume o f

material s dispose do f

i s les s than 4 0 cubi c yards

. (D ) Th e magnitud e of

th e violatio n ma

y b e raise db y on e mag nitad e i f th e material dispose dof

wa s either

k i th e floodplain o f

water s o f tae stat e o r

witai n 10 0 feet

o f water s o f tae state
. (b ) Faihn g t o accuratel y repor t th e amoun t

of soli dwast e dis

posed : (A ) Majo r —Th e amoun t

o f soli dwast e i s undeneporte db y 1 5 percen t o r mor e o f th e eunoun

t received ; (B ) Moderat e —Th e amoun t o f soli dwaste i s undeneporte db y 5 percen t or more , bu t

les s the m1 5 percent , o f

th e amount

received; o r (C ) Mino r

—Th e amount

o f soli dwast

e i s undeneporte db y les s tha n 5 percen t

of th e amoun t

received

. (4 ) Magnitude s fo

r selecte dviolation s pertainin g t o Hazardou s Waste wil l b e detemiine da s follow s i f sufficien t informatio n i s rea sonabl y availabl e t o th e departmen t to mak e adetermination : (a ) Failur e t o mak e ahazardou s waste determination : (A ) Major —Failiu- e t o mak

e th e determinatio n o n five o r mor e wast e streams ; (B ) Moderate —Failure t o mak e th e determinatio n o n thre e o r four waste stteams ; o r (C ) Mino r —Failur e t o make th e determinatio n o n on e o r tw o wast e stteams
. (b ) Hazardou s Wast

e treatment

anddisposa

l violation s OA

R340

- 012-0068(l)(b) , (c) , (h) , (k) , (1) , (m) , (p)

. (q ) an d(r) : (A ) Major : (i ) Treatmen t

o r disposal of

more tha n 5 5 gallon s o r

33 0 pound s o f hazardou s waste ; o r (u ) Treatment

o r disposa l o f mor e tha n thre e gallon s o r

1 8 pound s of acutel y hazardou s waste
. (B ) Moderate : (i ) Treatmen t

o r disposal o f

5 5 gallon s o r

33 0 pound s o r

les s o f hazardou s waste ; o r (ii ) Treatmen t

o r disposal o f

thre e gallon s o r

1 8 pound s o r

les s o f acutel y hazardou s waste
. (c ) Hazeirdou s waste managemen t violation s OAR340-012

- 0068(l)(d) , (e ) (f) , (g) , (i) , (j) , (n) , an d(2)(a) , (b) , (d) , (e) , (h) , (i) , (k) , (m),(n),(o),(p),(r)and(s) : (A ) Major : (i ) Hazardou s waste management violation s involvin g mor e than 1,00 0 gallon s o r

6,00 0 pound s o f

hazardou s waste ; o r (u ) Hazardou s wast

e management

violation s involvin g more tha n 2 0 gallon s o r

120 pound s o f

acutel y hazardou s waste
. (B ) Moderate : (i ) Hazardou s waste management violation s involvin g more tha n 25 0 gallon s o r

1,500 pounds , up t o an dincludin g 1,00 0 gallon s o r 6,00 0 pound s o

f hazardou s waste ; o r (u ) Hazardou s wast

e management

violation s involvin g more thsu i 5 gallon s o r

3 0 pounds , up t o an dincludin g 2 0 gallon s o r 6 0 pound s o f acutel y hazardou s waste
. (C ) Minor : (i ) Hazardou s waste managemen t violation s involvin g 25 0 gal

lon s o r 1,50 0 pound s o r

les s of hazardou s waste ; o r (ii ) Hazardou s waste managemen t violation s involvin g 5 gallon s o r 3 0 pound s o r

les s o f acutel y hazardou s waste
. (5 ) Magnitude s fo

r selecte dUse dOi l violation s (OA R340-012

- 0072 ) wil l b e determine da s follow s i f sufficien t informatio n i s rea sonabl y availabl e t o th e departmen t t o mak e adetermination :

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 7 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (a ) Use dO

U violation s OA

R340-012-0072(l)(f) , (h) , (i) , (j) ; and (2)(a ) du'oug h (j) : (A ) Majo r —Use doi l managemen t violation s involvin g mor e taan 1,00 0 gallon s o r

7,00 0 pound s o f

use do do r

use doi l mixtures ; (B ) Moderate —

Use do dmanagement

violation s mvolvin g more than 25 0 gallon s o r

1,75 0 pounds , u p t o an dincludin g 1,00 0 gallon s o r 7,00 0 pound s o f

use doi l o r

use doi l mixture ; o r (C ) Mino r — Use doi l management

violation s involvin g 25 0 gal

lon s o r 1,75 0 pound s o r

les s o f use doi l o r

use doi l mixtares

. (b ) Use dOi l spil l o r

disposa l violation s OAR340-012

- 0072(l)(a ) throug h (e) , (g ) an d(k) : (A ) Majo r — A spil l o r disposal involvin g mor e taan 42 0 gallon s o r 2,94 0 pound s o f

use doi l o r

use doi l mixtures ; (B ) Moderat e —A spi

U o r disposa l mvolvin g mor e than 4 2 gal

lon s o r 29 4 pounds , up t o an dincludin g 42 0 gallon s o r 2,94 0 pound s o f use doi l o r

use doi l mixtures ; o r (C ) Mino r —A spil l o r

disposa l o f

use doi l involvin g 4 2 gallon s o r 29 4 pound s o r

les s o f use doi l o r

use doi l mixtures

. [ED

. NOTE : Table s & Publication s reference dar e availabl e fromth e agency. ] Stat

. Auth. : OR S 468.06 5 & 468A.04 5 Stats

. Implemented : OR S 468.09 0 - 468.14 0 & 468A.06 0 Hist. : DE Q 21-1992, f

& cert , e f

8-11-92 ; DE Q 4-1994 , f

& cert , e f

3-14-94 ; DE Q 19-1998 , f

. & cert , e f

10-12-98 ; DE Q 1-2003,f, & cert.e f 1-31-03 ; Renumbere d from340-012-0090 , DE Q 4-2005 , f 5-13-05,cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29

- 06 , cert
. ef

. 3-31-06 ; DE Q 6-2006 , f

& cert , e f

6-29-0 6 340-012-014 0 Determinatio n o f

Bas e Penalt y (1 ) Excep t

for Clas s I H violation s an dfor penaltie s assesse d unde r OA R340-012-0155 , tae bas e penalty (BP ) i s detemiine db y applyin g th e type, clas s an dmagnitad e o f th e violatio n t o th e matri

ce s set fort h i n thi s section

. Fo r

Clas s I H violations , n o magnitad e determinatio n i s requked

. (2 ) $8,00 0 Penalty MaOix : (a ) Th e $8,00 0 penalty matri x applie s t o th e foUowing : (A ) An y violatio n o f

a n a k quality statute , rale, permi t o r relat

e dorde r committe db y aperso n taat ha s o r shoul dhav e aTitl e V per mi t o r an A k Contaminan t

Discharg e Permi t

(ACDP ) issue dpursuan t to Ne w Sourc e Revie w (NSR ) regulation s o r Preventio n o f

Significant Deterioratio n (PSD ) regulations, o r sectio n 112(g ) ofth e federa l Clean Ai r Act

. (B ) Ope n bumin g violation s a s follows : (i ) An y violatio n o f

a n ope n bumin g statate , mle , permi t o rrelate dorde r committe db y apermitte dindustria l facility

. (U ) An y violatio n o f

OAR340-264-0060(3 ) i n whic h 2 5 o r mor e cubi c yard s o f

prohibite dmaterial s o r

mor e than 1 5 tke s are bumed , excep t when committe db y aresidentia l owner-occupant
. (C ) An y violatio n o f

th e Orego n Lo w Emissio n Vehicl e rales (OA R340-257 ) b y a

n automobil e manufactarer

. (D ) Any violatio n o f

468B.025(l)(a ) o r

(l)(b) , o r

o f OR S 468B.050(l)(a ) b y aperso n withou t a n Nationa l PoUutan

t Discharg e Eliminatio n Syste m(NPDES ) permit

. (E ) An y violatio n o f

awate r quality statute , rale, pemii t o r relat

e dorde r by : (i ) A perso n taat

ha s aNPDE S permit , o r

that ha s o r shoul dhav e aWate r Pollutio n Contto l FaciUt

y (WPCF ) permit , for

amunicipal o r private utiUt

y sewag e tteatment

faciUt y wit h apermitte dflow o f

five millio n o r mor e gallon s pe r

day

. (ii ) A perso n tha

t ha s amajo r

industria l sourc e NPDE S permit

. (Ui ) A perso n tha

t ha s apopulatio n o f

100,00 0 o r

more , a s deter

mine db y th e mos t

recen t nationa l census , an deithe r ha s o r shoul d hav e aWPC F Mimicipal Stormwate r Undergroun dInjectio n Contro l (UIC ) Syste mPermit , o r

ha s aNPDE S Municipa l Separate dStorm Sewe r System s (MS4 ) Stormwate r Discharg e Permit

. (iv ) A perso n tha

t ha s o r shoul dhav e aWPC F pemii t for amajor vegetabl e o r

frai t processin g facility , for

amajo r minin g operatio n involvin g over

500,(X) 0 cubi c yard s pe r

year , o r fo r any minin g oper atio n usin g chemica l leachin g o r froth flotation. (v ) A perso n taat

install s o r

operate s aprohibite dClas s I , It , HI , r V o r V UI C system , excep t

for acesspool

. (F ) An y violatio n o f

an undergroun dstorag e tank s statute , mle , permi t o r relate dorde r

committe db y th e owner , operato r o r permit

te e o f 1 0 o r mor e US T faciUtie s o r

aperso n wh o i s license do r shoul d b e license db y th e departmen t t o perfor mtan k services

. (G ) An y violatio n o f

aheatin g oi l tan k

statate , rale, permit , licens e o r relate dorde r

committe db y aperso n wh o i s license do r shoul db e hcense db y tae departmen t t o perfor mheatin g oi l tan k

ser vices

. (H ) An y violatio n o f

OR S 468B.485 , o r

relate drales o r

order s regardin g financial assuranc e for ship s ttansporting hazardou s mate

rials o r oil

. (I ) An y violatio n of

ause do dstatate , mle , permi t o r relatedorder committe db y aperso n wh o i s ause doi l ttansporter, transfe r facility , processo r o r re-refiner, off-specificatio n use doi l bume r o r use doi l marketer

. (J ) Any violatio n o f

ahazardou s waste statute , mle , permi t o r relate dorde r

by : (i ) A perso n tha

t i s alarg e quantity generato r o r hazardou s waste transporter
. (ii ) A perso n that

ha s o r shoul dhav e atteatment, storag e o r dis

posa l facilit

y pennit

. (K ) Any violatio n o f

a n oi l an dhazardou s materia l spil l an d releas e statate , rale, o r

relate dorder

. (L ) An y violatio n of

apolychlorinate dbiphenyl s (PCBs ) man agemen t an ddisposa l statute , rale, permi t o r relatedorder

. (M ) Any violatio n of

OR S Chapte r

465 , US T o r

envkonmenta l cleanu p statate , rale, relate dorde r o r relatedagreement
. (N ) Unles s specificall y Uste dunde r anotae r penalty matrix , any violatio n o f

OR S Chapte r

45 9 o r an y violatio n o f

asoU dwast e statate , rale, permit , o r

relate dorde r

committe dby : (i ) A perso n taat

ha s o r shoul dhav e asoli dwast e disposa l per mit

. (U ) A perso n wit

h apopulatio n o f

25,00 0 o r more , a s determine d b y th e mos t

recent nationa l census . (b ) Th e bas e penalty value s for th e $8,00 0 penalty matri x are a s follows : (A ) Clas s I : (i ) Majo r - $8000 ; (U ) Moderat e —

$4000 ; (in ) Mino r

—$2000

. (B ) Clas s n : (i ) Majo r - $4000 ; (u ) Moderat e —$2000 ; (ui ) Minor-$1000

. (C ) Clas s ni : $750

. (3 ) $6,00 0 Penalty Mattix : (a ) Th e $6,00 0 penalty matri x applie s t o tae following : (A ) An y violatio n o f

a n ai r quality statute , rale, pemii t o r relat

e dorde r committe db y aperso n that ha s o r shoul dhav e a

n ACD P per mit , excep t

for NSR , PS D an dBasi c ACD P permits

. (B ) An y violatio n of

a n asbesto s statute , rale, permi t o r relate d orde r excep t thos e violation s Uste

di n sectio n (5 ) o f

thi s rale. (C ) Any violatio n o f

avehicl e inspectio n progra mstatute , rale, permi t o r relate dorde r

committe db y a

n auto repai r

faciUty

. (D ) Any violatio n o f

th e Orego n Lo w Emissio n Vehicl e mle s (OA R340-257 ) b y a

n automobil e dealer

o r a n automobil e renta l agen cy . (E ) An

y violatio n of

awater quaUt y statate , rale, pemii t

o r relat

e dorde r committe dby : (i ) A perso n that

ha s aNPDE S Pemiit , o r

that ha s o r shoul dhav e aWPC F Permit , for

amunicipal o r

privat e utility sewag e tteatment facilit y wit h apermitte dflow o

f tw o millio n or

more , but les s than five million , gallon s pe r

day

. (U ) A perso n that

ha s amino r

industria l sourc e NPDE S Permit , o r ha s o r shoul dhav e aWPC F Permit , for a n industria l source . (iu ) A perso n tha

t ha s o r shoul dhav e appUe

dfo r coverag e unde r a n NPDE S o r

aWPC F Genera l Permit , excep t a n NPDE S Stormwa

ter Discharg e 1200- C General Permi t fo r aconstmctio n site o f

on e acre o r more , bu t les s than five acre s in siz e an dexcep t for a n NPDE S 700

- PM Genera l Permi t

for suctio n dredges

. (iv ) A perso n tha

t ha s apopulatio n o f

les s than 100,00 0 bu t

mor e taan 10,000 , a s detemiine db y th e mos t recen t national census , an dha s o r shoul dhav e aWPC F Municipal Stormwater UI C Syste mPermi t

o r ha s an NPDE S MS 4 Stormwate r Discharg e Permit

. (v ) A perso n that

ha s o r shoul dhav e aWPC F pemii t for amin

in g operatio n involvin g from100,00 0 up t o 500,00 0 cubi c yard s othe r than thos e operation s usin g chemical leachat e o r frot h flotation.

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 8 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y (vi ) A perso n tha

t owns , an dtha t

ha s o r shoul dhav e registered , aUI C syste mthat

dispose s o f

wastewate r

othe r than stormwate r

o r sewage . (F ) An y violatio n o f

a n US T statate , mle , permi t o r relatedorde r committe db y aperso n wh o i s th e owner , operato r o r permitte e o f

five t o nin e US T facilities

. (G ) Unles s specificall y liste dunde r anothe r penalty matrix , any violatio n o f

OR S Chapte r

45 9 o r otae r soU dwast e statate , rale, per mit , o r relate dorde r

committe dby : (i ) A perso n that

ha s o r shoul dhav e awast e tk e permit ; o r (u ) A perso n wit

h apopulatio n o f

mor e taan 5,00 0 bu t

les s than o r equa l t o 25,000 , a s determine db y th e mos t recen t nationa l census . (H ) An y violatio n o f

ahazardou s wast

e management

statate , mle , permi t o r relatedorde r

committe db y aperso n that i s asmal l quanti

ty generator
. (b ) Th e bas e penalty value s for th e $6,00 0 penalt

y matri x are a s follows : (A ) Clas s I : (i ) Majo r — $6,000

. (u ) Moderate-$3,000

. (iii ) Mino r

—$1,500

. (B ) Clas s H : (i ) Majo r - $3,000

. (u ) Moderat e —$1,500

. (Ui ) Mino r - $750

. (C ) Clas s ni : $500

. (4 ) $2,50 0 Penalty Matrix : (a ) Th e $2,50 0 penalty matri x applie s t o th e following : (A ) An y violatio n o

f an y statate , rale, permit , Ucense , o r orde r committe db y aperso n no t liste dunde r

anothe r penalt y matrix

. (B ) Any violatio n o f

a n a k qualit y statate , rale, permi t

o r relat

e dorde r committe db y aperso n no t liste dunde r

anothe r penalty mattix

. (C ) Any violatio n o f

OA R340-264-0060(3 ) i n whic h 2 5 o r mor e cubi c yard s o f

prohibite dmaterial s o r

mor e than 1 5 tke s are bume d b y aresidentia l owner-occupant
. (D ) An y violatio n o f

avehicl e inspectio n programstatate , mle , permi t o r relate dorder

committe db y anatara l person , excep t fo r thos e violation s Ustedi n sectio n (5 ) o f thi s rale. (E ) Any violatio n o f

awate r qualit y statate , rale, permit , Ucens e o r relate dorde r

no t liste dunde r

another penalty matri x an dcommit

te dby : (i ) A perso n tha

t ha s a n NPDE S pennit , o r

ha s o r shoul dhav e a WPC F pemiit , for

amunicipal o r

private utility wastewater

treatmen t facilit y wit h apermitte dflow o f

les s than tw o millio n gallon s per day

. (U ) A perso n that

ha s o r shoul dhav e applie dfo

r coverag e unde r a n NPDE S Stormwate r

Discharg e 1200- C Genera l Pemii t for acon stmctio n sit e that

i s mor e than one , bu

t les s than five acres . (iii ) A perso n that

ha s apopulatio n o f

10,00 0 o r

less , a s deter

mine db y th e mos t

recen t national census , an deithe r ha s a n NPDE S MS 4 Stormwate r

Discharg e Pemii t

o r ha s o r shoul dhav e aWPC F Municipa l Stormwate r

UI C Syste mPermk

. (iv ) A perso n wh o i s license dt o perfor monsit e sewag e dispos

al service s o r

wh o ha s perfonne dsewag e disposa l services

. (v ) A person , excep t

for aresidential owner-occupant , that own s an deithe r ha s o r shoul dhav e registere daUI C syste mthat dispose s o f stormwate r

o r sewage . (vi ) A perso n taat

ha s o r shoul dhav e aWPC F individua l stormwate r

UI C syste mpermit

. (F ) Any violatio n o f

a n onsit e sewag e disposal statate , mle , per mi t o r relate dorder , excep t

for aviolatio n committe db y tae residentia l owner-occupant
. (G ) Any violatio n o f

a n US T statate , rale, pemii t o r relate dorde r if th e perso n i s th e owner , operato r o r permitte e o f

tw o t o four

US T facilities

. (H ) Any violation , excep t

aviolatio n relate dt o aspil l o r release , o f ause doi l statute , rale, permi t o r relate dorde r

committe db y aper so n that i s ause doi l generator
. (I ) Unles s Ustedunder

anothe r penalty matrix , any violatio n o f ahazardou s wast e managemen t statate , rale, permi t

o r relate dorde r committe db y aperso n that i s aconditionall y exemp t

generato r if th e violatio n doe s no t

impac t th e person's generato r

statas
. (J ) An y violatio n of

OR S 45 9 o r

otae r soli dwast e statate , rale, pemiit , o r relatedorde r

committe db y aperso n wit h apopulatio n les s than 5,000 , a s detemiine db y th e mos t recen t nationa l census . (K ) An y violatio n o f

th e labeUn g requirement s of OR S 459A.675-459A.685

. (L ) An y violatio n of

rigidpesticid e containe r

disposa l requke

ment s b y aconditionall y exemp t generato r of hazardou s waste
. (b ) Th e bas e penalty value s fo r th e $2,50 0 penalty matri x ar e a s follows : (A ) Clas s I : (i ) Majo r - $2500 ; (ii ) Moderat e —

$1250 ; (iii ) Mino r

—$625

. (B ) Clas s n : (i ) Major-$1250 ; (ii ) Moderat e —

$625 ; (iii ) Mino r

- $300

. (C ) Clas s in : $200

. (5 ) $ 1,00 0 Penalt y Mattix : (a ) Th e $1,00 0 penalt

y matri x apphe s t o th e following : (A ) An y violatio n of

a n ope n bumin g statate , mle , permi t o r relat

e dorde r committe db y aresidential owner-occupan t a t th e residence , no t liste dunde r

anotae r penalt y matrix

. (B ) An y violatio n of

visibl e emission s standard s b y operatio n o f avehicle

. (C ) An y violatio n of

a n asbesto s statate , mle , permi t o r relate d orde r committe db y aresidential owner-occupant
. (D ) An y violatio n of

a n onsite sewag e disposal statate , rale, per mi t o r relate dorde r

o f OA R340-04 4 committe db y aresidentia l owner-occupant
. (E ) An y violatio n of

a n US T statute , rale, permi t o r relate dorde r committe db y aperso n wh o i s tae owner , operato r o r permitte e o f

on e US T facility

. (F ) An y violatio n o

f a n HO T statute , rale, pemii t o r relatedorder no t liste dunde r

anothe r penalt y matrix

. (G ) An y violatio n of

adty cleanin g facdit

y statute , mle , pemii t o r relate dorder

. (H ) An y violatio n of

astatate , mle , permi t

o r orde r relating t o rigidplasti c containers , excep t for violatio n o f

th e labelin g requke

ment s under

OA R459A.67 5 throug h 459A.685

. (I ) An y violatio n o

f astatute , rale o r

orde r relatin g t o th e oppor tanity t o recycle

. (J ) Any violatio n o f

astatate , rale, permi t

o r orde r relating to woodstoves , excep t

aviolatio n relate dto th e sal e of ne w o r use dwood

stoves
. (K ) An y violatio n o f

a n UI C syste mstatate , mle , permi t o r relat

e dorde r b y aresidential owner-occupant , whe n th e IH C dispose s o f stormwate r

o r sewage . (L ) An y violatio n b y aperso n taat ha s o r shoul dhav e applie dfo

r coverag e unde r

a n NPDE S 700-P M Genera l Penni t for Suctio n Dredges

. (b ) Th e bas e penalty value s fo r th e $1,00 0 penalt

y matri x are a s follows : (A ) Clas s I : (i ) Major - $1000 ; (U ) Moderat e - $500 ; (in ) Mmo r

- $250

. (B ) Clas s U : (i ) Majo r - $500 ; (U ) Moderat e - $250 ; (iii ) Mino r

—$125

. (C ) Clas s ni : $100

. Stat

. Auth. : OR S 468.02 0 & 468.09 0 - 468.14 0 Stats

. Implemented : OR S 459.995,459A.655,459A.660,459A.685 & 468.03 5 Hist. : DE Q 4-1989 , f

& cert , e f

3-14-89 ; DE Q 15-1990 , f & cert , e f

3-30-90 ; DE Q 33-l990,f&cert.e f

8-15-90 ; DE Q 21-1992 , f&cert.e f 8-11-92 ; DE Q 4-1994 , f & cert , e f

3-14-94 ; DE Q 9-1996 , f

& cert , e f

7-10-96 ; DE Q 19-1998 , f & cert , e f 10-12-98 ; DE Q 6-2001, f 6-18-01,cert.e f

7-1-01 ; Renumbere dfrom340-012

- 0042 , DE Q 4-2005 , f

5-13-05 , cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29-06 , cert , e f

3

- 31-06 ; DE Q 6-2006 , f

. & cert , e f

6-29-0 6 340-012-014 5 Determinatio n o

f Aggravatin g o r

Mitigatin g Factor s (1 ) Eac h o f

th e aggravatin g o r

mitigatin g factor s i s determined , a s describe dbelow , an dthe n appUe dt o th e civi l penalty formul ai n OAR340-012-0045(2)

.
201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-28 9 (11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality (2 ) "P " i s whether

th e respondent

ha s any prio r

significan t action s (PSAs)

. A violatio n become s aPS A o n tae dat e th e firs t FE A i n whic h i t i s cite di s issued

. (a ) Excep t

a s otherwis e provide di n thi s section , th e value s for "P " an dth e finding taat

support s eac h are a s follows : (A ) 0 i f n o PSA s o r

ther e i s insufficient

informatio n o n whic h t o bas e afinding unde r

thi s section

. (B ) 1 if th e PS A include don e Clas s I I violatio n o r tw o Clas s H I violations

. (C ) 2 if tae PS A (s ) include don e Clas s I violatio n o r Clas s I equivalent

. (D ) Fo r eac h additional Clas s I violatio n o r Clas s I equivalent , tae valu e o f "P " i s increase db y 1

. (b ) Th e valu e o f

"P " wd l no t

excee d10

. (c ) I f any o f tae PSA s wer e issue dunde r OR S 468.996 , th e valu e of'F'winbelO

. (d ) I n determinin g th e valu e o f "P, " th e departmen t

wiU : (A ) Reduc e tae valu e o f

"P " by : (i ) 2 if al l th e formal enforcemen t action s i n whic h PSA s wer e cite dwer e issue dmor e tha

n dire e year s befor

e th e date th e current

vio

latio n occurred

. (u ) 4 if al l tae formal enforcemen t action s i n whic h PSA s wer e cite dwer e issue dmor e than five year s before th e dat e th e curren t vio

latio n occurred

. (B ) Includ e th e PSAs : (i ) A t a U facihtie s owne do r

operate db y th e same violato r with

i n tae stat e o f

Oregon ; an d (ii ) Tha t involve dth e sam e medi a(ak , wate r o r land ) a s tae vio

lation s tha t

ar e tae subjec t

o f tae cunen t

FEA

. (e ) In applyin g subsectio n (2)(d)(A) , th e valu e o f "P " ma y no t b e reduce dbelo w zero . (f ) PSA s that

ar e mor e than te n year s ol dar e no t include di n determinin g th e valu e o f

"P. " (3 ) "H " i s tae respondent's histot y o f correctin g PSAs

. (a ) Th e value s for

"H " an dth e finding tha t

support s eac h are a s follows : (A ) - 2 i f th e Responden t

conecte dal l violation s cite da s PSAs

. (B ) - 1 i f th e violation s wer e uncorrectabl e an dth e responden t too k reasonable effort s t o minimiz e th e effect s o f th e violation s cite d a s PSAs ; o r (C ) 0 if ther e i s n o prio r

histot y o r

if ther e i s insufficient

infor

matio n o n whic h t o bas e afindin g unde r paragraph s (3)(a)(A ) o r

(B)

. (b ) Th e su mo f

value s fo r

"P " an d"H " may no t

b e les s than 1 unles s tae responden t

too k exttaordinaty effort s t o conec t o r minimiz e tae effect s o f

al l PSAs

. In n o cas e ma

y th e su mo f

tae value s of

"P " an d"H " b e les s than zero . (4 ) "O " i s whethe r

tae violatio n wa s repeate do r ongoing

. (a ) Th e value s for

"O " an dtae findin g taat

support s eac h are a s follows : (A ) 0 if tae violatio n existe dfor

on e da y o r les s an ddi dno t

recu r o n th e same day , o r

if taere i s insufficien

t informatio n o n whic h t o bas e afinding unde r

paragraph s (4)(a)(B ) throug h (4)(a)(D)

. (B ) 2 i f tae violatio n recunedo n th e same day , o r existe dfor

o r occurre do n mor e than on e day u p t o an dincludin g six days , whic h nee dno t b e consecutiv e days

. (C ) 3 if tae violatio n existe dfor

o r occune dfromseve n t o 2 8 days , whic h nee dno t

b e consecutiv e days

. (D ) 4 i f th e violatio n existe dfor

o r occune do n mor e than 2 8 days , whic h nee dno t

b e consecutiv e days

. (b ) Th e departmen t

may , a t it s discretion , asses s separat e penal

tie s fo r eac h da y taat aviolatio n occurs . I f th e departmen t

doe s so , th e O factor fo r eac h affecte dviolatio n wil l b e se t a t 0

. (5 ) "M " i s th e mental stat e o f th e respondent

. Fo r

an y violatio n wher e th e finding s suppor

t mor e taan on e menta

l state , th e menta

l stat e wit h th e highes t

valu e wil l apply

. (a ) Th e value s for

"M " an dth e finding that

support s eac h are a s follows : (A ) 0 if ther e i s insufficient

informatio n o n whic h t o bas e afindin g unde r paragraph s (5)(a)(B ) throug h (5)(a)(D)

. (B ) 2 i f th e respondent' s conduc t

wa s negligen t

o r th e responden t hadconstractiv e knowledg e (reasonabl y shoul dhav e known ) that th e conduc t woul db e aviolation

. Holdin g apemii t that prohibit s o r require s conduc t

i s presume dt o constitat e a t leas t constractiv e knowl

edg e an dmay b e actual knowledg e dependin g o n tae specifi c fact s o f th e case . (C ) 6 i f tae respondent' s conduc t

wa s reckless , o r

th e respondent hadactaal knowledg e tha

t it s conduc t

woul db e aviolatio n an drespon dent' s conduc t

wa s intentional

. A responden t taat previousl y received aNotic e o f

Noncompliance , WL , PE N o r any FE A for

th e same vio

latio n i s presume dt o hav e actual knowledge

. Holdin g apermi t taat prohibit s o r

requkes conduc t

ma y b e actaa l knowledg e dependin g o n th e specifi c fact s of

th e case . (D ) 1 0 i f responden t

acte dflagrandy. (6 ) "C " i s tae respondent' s effort s t o conec t th e violation , (a ) Th e value s for

"C " £ui dth e finding that

support s eac h ar e a s follows : (A ) - 3 if th e responden t

mad e extraordinaty effort s t o conec t th e violation , o r

too k exttaordinat y effort s to minimiz e th e effect s o f th e violation

. (B ) - 2 ff th e responden t

mad e reasonabl e effort s t o conec t th e violation , reasonabl e affumativ e effort s t o minimiz e th e effect s ofth e violation , o r

extraordinaty effort s t o ensure tae violatio n woul dno t b e repeated

. (C ) - 1 if th e respondent

eventaall y made effort s t o correc t th e vio

lation , o r too k affirmativ e effort s t o minimiz e th e effect s o f th e vio

lation

. (D ) 0 if ther e i s insufficien

t informatio n t o make afmdin g unde r paragraph s (6)(a)(A ) throug h (6)(a)(C) , o r (6)(a)(E) , o r

i f tae violatio n o r th e effect s of

th e violatio n coul dno t

b e conecte do r

minimized

. (E ) 2 if th e responden t

di dno t addres s tae violatio n a s describe d i n paragraph s (6)(a)(A ) throug h (6)(a)(C ) an dth e fact s d o no t suppor t afindin g unde r

paragrap h (6)(a)(D)

. Stat

. Auth. : OR S 468.02 0 & 468.13 0 Stats

. Implemented : OR S 459.376 , 459.995 , 465.900 , 465.992 , 466.99 0 - 994 , 468.090-14 0 &468B.45 0 Hist. : DE Q 4-2005 , f

5-13-05 , cert , e f

6-1-0 5 340-012-015 0 Determinatio n of

Economi c Benefi t (1 ) Th e Economi c Benefi t (EB ) i s tae approximat e dollar valu e o f th e benefi t

gaine dan dth e cost s avoide do r delaye d(withou t

dupU

cation ) a s aresuh o f

th e respondent' s noncompliance

. Th e EB ma y b e determine dusin g th e U.S

. Envkonmenta l Protectio n Agency' s BE N compute r model

. Upo n reques t

of tae respondent, tae departmen t wi U provid e tae nam e of

th e versio n o f

tae mode l use dan drespondt o any reasonabl e reques t

fo r informatio n abou t

tae conten t

o r operatio n o f th e model

. Th e model' s standardvalue s for incom e ta x rates , mflatio n rat e an ddiscoun t

rat e are presume dt o appl y t o al l respondent s unles s aspecifi c responden t

ca n demonstrate tha

t th e standardvalu e doe s no t reflec t that respondent' s actaa l ckcumstance

. Upo n reques t of th e Respondent , tae department wi U us e th e mode l i n determinin g tae eco nomi c benefi t

componen t

of acivi l penalty

. (2 ) Th e departmen t

ma y make , for

us e i n th e apphcabl e model , areasonabl e estimat e of

th e benefit s gaine dan dth e cost s avoide do r delaye db y th e respondent

. Economi c benefi t wil l b e calculate dwith

ou t dupUcatin g o r

double-countin g th e advantage s realize db y respon den t a s aresul t

o f it s noncompliance

. (3 ) Th e departmen t

nee dno t calculat e EB if

th e departmen t make s areasonabl e determinatio n taat th e E B i s d e minimi s o r

if there i s insufBcient

informatio n reasonabl y availabl e t o th e departmen t o n whic h t o mak e a

n estimat e unde r

sectio n (2 ) o f

thi s rale. (4 ) Th e departmen t

ma y asses s E B whethe r

o r no t i t assesse s any othe r portio n o f

th e civi l penalt

y usin g th e formul ai n OA R340-012

- 0045

. , (5 ) Th e department' s calculatio n o f E B may no t

resul t i n acivi l penalt y fo r aviolatio n taat

exceed s th e maximu mciv dpenalt y allowe d b y rale o r statute
. However , whe n aviolatio n ha s occune do r bee n repeate dfo r

mor e than on e day , th e departmen t may treat

th e viola

tio n a s extendin g over

a t leas t a s many day s a s necessEit y t o recove r th e economi c benefi t

of th e violation

. Whe n th e purpos e of tteating a violatio n a s extendin g over mor e taan on e da

y i s t o recove r

th e eco nomi c benefit , tae department ha s di e discretio n no t

to impos e tae bas e penalty portio n of

th e civi l penalty

. Nothin g i n tais sectio n preclude s th e departmen t

fro massessin g apenalty of u p t o th e maximu m allowe dfo r

tae violatio n b y statate
. Stat

. Auth. : OR S 468.02 0 & 468.09 0 - 468.14 0 Stats

. Implemented : OR S 459.376,459.995,465.900,465.992,466.210,466.990 , 466.994,467.050,467.990,468.09 0 - 468.14 0 & 468.99 6 Hist. : DE Q 4-2005 , f

. 5-13-05 , cert , e f

6-1-0 5

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-29 0 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y 340-012-015 5 Additiona l o r

Alternat e Civi l Penaltie s (1 ) Th e followin g violation s an dviolator s ma y b e subjec t

t o addi

tiona l civi l penaltie s a s specifie dbelow : (a ) I n additio n t o an

y othe r penalty prescribe db y thes e mles , any perso n wh o intentionall y o r recklessl y violate s an

y provision s o f

OR S 164.785,459.205-459.426,459.705-459.790 , Chapter s 465,466,467 , 468 , o r 468 A o r 468 B o r any rale o r

standar do r

orde r of th e com missio n adopte do r

issue dpursuan t

t o 459.205-459.426 , 459.705-459.790 , Chapter s 465,466,467,468,468A , o r 468B , tha t result s i n o r

create s th e imminen t

likelihoo dfo

r a n exttem e hazar dt o th e publi c healt

h o r that cause s extensiv e damag e t o th e envkonment, ma y incu r acivi l penalty o f

u p t o $100,000

. Whe n determinin g th e civi l penalt

y t o b e assesse dunde r

thi s subsection , th e dkecto r wd l appl y th e followin g procedures : (A ) Selec t on e o f th e followin g bas e penaltie s afte r evaluatin g th e caus e o f tae violation : (i ) $50,OCX

) i f th e violatio n wa s cause dintentionally ; (U ) $75,00 0 if

th e violatio n wa s cause drecklessly; (ui ) $100,00 0 i

f th e violatio n wa s cause dflagrantly. (B ) The n determin e th e civi l penalty throug h applicatio n of th e followin g fonnula : B P + [(. 1 x BP ) ( P -I

- H + O + C) ] -

H EB

. (b ) I n additio n t o an

y other penalt y prescribe db y taese mles , an y perso n wh o intentionall y o r negUgend y cause s o r

permit s th e discharg e o f oi l t o water s o f

tae stat e wil l incur

acivi l penalty no t

t o excee d $20,00 0 dollar s fo

r eac h violation

. Th e amoun t ofth e penalt

y i s deter

mine db y doubtin g tae penalty derive dfro mappUcatio n ofth e $8,00 0 penalty matri x i n 340-012-0140(2 ) an dth e civi l penalty formul acon taine di n OA

R340-012-0045

. (c ) I n additio n t o an

y otae r penalt y prescribe db y thes e mles , an y perso n wh o willfully o r

negligentl y cause s o r

permit s th e discharg e o f oi l t o state water s wil l incur , i n additio n t o any othe r penalt y derive d fromapplicatio n ofth e $8,00 0 penalt y matti x k i 340-012-0140(2 ) an d tae civi l penalty formul acontaine di n OA R340-012-0045 , acivi l penalty commensurat e wit h th e amoun t

o f damag e incurred

. Th e amoun t o f th e penalty wil l b e detemiine db y th e dkecto r wit ath e advic e ofth e directo r

ofth e Orego n Departmen t o f Pis h an dWildlife

. I n determinin g tae amount o f th e penalty , tae directo r

ma y conside r th e gravit y ofth e violation , th e previou s recordofth e violato r i n com plyin g wit

h th e provision s o f

OR S 468B.45 0 t o 468B.460 , an dsuc h othe r consideration s th e dkecto r deem s appropriate

. (d ) I n additio n t o an

y othe r penalt y prescribe db y taese rales, an y perso n wh o ha s care , custody o r contto l o f ahazardou s waste o r

asub

stanc e tha t woul db e ahazardou s wast e excep t for th e fac t tha t i t i s no t discarded , useles s o r

unwante dwi

U incu r acivi l penalty accordin g t o tae schedul e set

fort h i n thi s subsectio n for

th e destraction , du e t o con taminatio n o f

foo do r water suppl y by suc h waste o r

substance , of

any o f th e followin g wildUf

e that are property o f

th e state : (A ) Eac h gam e mammal othe r tha n mountai n sheep , mountai n goat , el k o r silve r gra y squinel , $400

. (B ) Eac h mountai n shee p o r mountai n goat , $3,500

. (C ) Eac h eUc, $750

. (D ) Eac h silver

gra y squinel , $10

. (E ) Eac h game bk dothe r

tha n wil dturkey , $10

. (F ) Eac h wil dtarkey, $50

. (G ) Eac h gam e fish othe r

than salmo n o r

steelhea dtrout , $5

. (H ) Eac h salmo n o r

steelhea dtrout , $125

. (1 ) Eac h fur-bearin g mammal othe r than bobcat

o r fisher, $50

. (J ) Eac h bobcat

o r fisher, $350

. (K) Eac h specimen ofan y wildlif e specie s whos e surviva

l i s spec ifie db y th e wildUf

e law s o r tae law s ofth e Unite dState s a s threatene d o r endangered , $500

. (L ) Eac h specimen o

f an y wUdUf e specie s otaerwis e protecte db y th e wddlif

e law s o r th e law s o f

th e Unite dStates , bu t

no t otherwis e refene dt o i n thi s section , $25

. (2 ) Th e foUowin

g violation s are subjec t

t o th e civi l penaltie s specifie dbelow , i n lieu o f

civi l penaltie s calculate dpursuan t t o OAR 340-012-0045 : (a ) Th e departmen t

wd l asses s afieldpenalt

y a s specifie dunde r OAR340-150-025 0 unles s th e departmen t determine s tha

t a n owner , operato r o r permitte e i s no t

eligibl e for

th e fieldpenalty

. (b ) An y owner o r operato r o f avesse l dischargin g ballas t water i n violatio n o f

OR S 783.63 5 ma

y incu r acivi l penalt y no t

t o excee d $5,00 0 for

eac h violation

. I n determinin g th e amoun t o f th e penalty

. th e directo r wil l conside r

whethe r th e violatio n wa s intentional , neg ligen t o r withou t an y fault an dwil l conside r

th e quaUt y an dnatur e of risks create db y th e violation , th e previou s recor dof th e violato r

i n complyin g wit

h th e provision s o f

468B.45 0 t o 468B.460 , an dsuc h othe r consideration s th e dkecto r deem s appropriate

. (c ) An y owne r o r operato r of avesse l violatin g th e ballas t water reportin g requkement s i n OR S 783.64 0 wil l incu r acivi l penalt

y no t t o excee d$50 0 pe r

violation

. (d ) A k emissio n source s operatin g unde r th e Weste mBacksto p S0 2 Tradin g Progra

mwil l b e assesse dacivi l penalt y o f a t leas t $5,00 0 for eac h to n an deac h da

y o f violatio n i n exces s o f

th e applicabl e allowanc e Umitation a s determine db y OA Rchapte r 34 0 divisio n 228

. (e ) An y owne r o r operato r o f aconfine danimal feedin g opera tion tha t ha s no t applie dfo r o r doe s no t hav e apermi t

requkedb y OR S 468B.05 0 wi

U b e assesse dacivi l penalt y o f $500

. (f ) An y perso n tha

t fail s t o compl y wit

h Toxic s Us e an dHaz

ardou s Wast

e Reductio n Plan , syste mo r summaty requkement s o f OR S 465.00 3 t o 465.03 4 ma y incu r aciv dpenalty o f

$50 0 fo r eac h violatio n o n eac h day

. Stat

. Auth. : OR S 465,466,468.020,468.130,468.99 6 & 783.99 2 Stats

. Implemented : OR S 465.021,466.785,466.835,466.992,468.090-468.140 , 468.996,468B.220,468B.450 & 783.99 2 Hist. : DE Q 15-1990 , f

& cert , e f

3-30-90 ; DE Q 21-1992 , f & cert , e f

8-11-92 ; DE Q 9-2000, f

& cert , e f 7-21-00 ; DE Q 1-2003 , f

& cert
. ef

. 1-31-03 ; Renumbere d fio m340-012-0049 , DE Q 4-2005 , f 5-13-05,cert , e f

6-1-05 ; DE Q 4-2006 , f

3-29

- 06,cert , e f

3-31-06 ; DE Q 14-2008 , f & cert , e f

11-10-0 8 340-012-016 0 Departmen t

Discretio n Regardin g Penalt y Assessmen t (1 ) In additio n t o that

describe di n sectio n (3 ) below , th e depart

men t ha s tae discretio n t o increas e abas e penalty determine dunde r OA R340-012-014 0 t o tha t derive dusin g th e nex t

highes t penalty matrix

. Factor s that

ma y b e take n int o consideratio n i n increasin g a bas e penalt

y includ e th e respondent's complianc e histoty , th e likeh

hoo do f futur e violations , th e degre e o

f environmenta

l o r huma n healt h impact , th e deterrenc e impac t an dother simila r factors

. (2 ) In determinin g acivi l penalty , th e directo r ma y reduc e an

y penalty b y any amoun t

th e dkecto r

deem s appropriat e if

th e respon den t ha s voluntarily disclose dth e violatio n t o th e department

. In decid

in g whethe r

aviolatio n ha s bee n voluntaril y disclosed , th e directo r ma y take int o accoun t

any consideration s th e directo r deem s appro priate , includin g whethe r

tae violatio n was : (a ) Discovere dthroug h a

n envkonmenta l auditin g programo r a systemati c compUanc e program ; (b ) VoluntEuil

y discovered ; (c ) Promptl y disclosed ; (d ) Discovere dan ddisclose dindependen t of th e govemmen t

o r atakdparty ; (e ) Conecte dan dremedied ; (f ) Prevente dfromrecurring ; (g ) No t repeated ; (h ) No t tae caus e o

f significan t har mt o huma

n healt h o r di e envi

ronment ; an d (i ) Disclose dan dconecte di n acooperativ e manner . (3 ) Regardles s o

f an y other penalt y amount Uste di n thi s division , th e directo r

ha s th e discretio n t o increas e th e penalt y t o $10,00 0 pe r violatio n pe r

da y of violatio n base dupo n th e fact s an dckcumstance s of th e individual case . (4 ) Fo r violation s of

adepartment-issue dpermi t wit h mor e than on e permittee , th e departmen t ma y issu e separat e civi l penaltie s t o eac h permittee , give n complianc e objectives , includin g th e leve l of detenenc e needed

. Stat

. Auth. : OR S 468.02 0 & 468.13 0 Stats

. Implemented : OR S 183.745,459.376,459.995,465.900,465.992,466.990 , 466.994,468.09 0 - 468.140,468.99 6 & 468B.45 0 Hist. : DE Q 4-2005 , f

5-13-05 , cert. ef

. 6-1-0 5 340-012-016 2 Inabilit y t o Pa y th e Penalt y (1 ) Afte r apenalt y i s assessed , th e departmen t ma y reduc e a penalty base do n di e respondent' s inabiUt y to pay th e ful

l penalty amount
. In orde r

t o d o so , th e departmen t

mus t receiv e informatio n regardin g th e respondent' s financial conditio n o n afor mrequire db y th e departmen t

alon g wit h an y additiona

l documentatio n requeste db y th e department

.
201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-29 1 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (2 ) If th e responden t

i s currentl y unabl e t o pay tae ful l penalty amount , th e firs t

optio n i s t o plac e th e responden t o n apaymen t

sched

ul e wit h interest

. Th e departmen t may reduc e th e penalty onl y after determinin g tha t

tae responden t

i s unabl e t o mee t

apaymen t

sched

ul e o f alengt ath e departmen t

determine s i s reasonable

. (3 ) I n considerin g th e respondent's ability t o pay acivi l penalty , tae departmen t

ma y us e th e U.S

. Environmenta l Protectio n Agency' s ABEL , INDIPAY o r

MUNIPAY compute r

model s t o evaluat e a respondent' s financia

l conditio n o r

ability t o pay tae fu

U civi l penal

ty amount
. Upo n reques t

o f th e respondent , th e departmen t wil l pro vid e di e responden t

th e nam e o f

th e versio n o f

th e mode l use dan d respon dt o an y reasonabl e request for informatio n abou t

th e conten t o r operatio n o f

tae model ; (4 ) Th e department , a

t it s discretion , ma

y refus e t o reduc e a

n assesse dciv dpenalty

. I n exercisin g thi s discretion , tae department ma y take into consideratio n any facto r relate dt o th e violation s o r tae respondent, includin g bu t no t Umite dt o tae respondent's menta l state , whetae r th e responden t

ha s conecte dth e violatio n o r take n effort s t o ensur e th e violatio n wil l no t b e repeated, whetae r

th e respondent' s financial conditio n pose s aseriou s concern regarding tae respondent' s abilit y t o remain mcompUance , th e respondent' s futur e abilit y t o pay , an dth e respondent' s rea l property o r othe r assets
. Stat

. Auth. : OR S 468.02 0 & 468.13 0 Stats

. Implemented : OR S 454.635,454.645,459.376,459.995,465.900,465.992 , 466.99 0 - 466.994,468.09 0 - 468.14 0 & 468B.22 0 - 468B.45 0 Hist. : DE Q 4-2005 , f

5-13-05 , cert , e f

6-1-0 5 340-012-016 5 Stipulate dPenaltie s Nothin g i n OAR340 , divisio n 1 2 affect s th e ability o f th e com missio n o r

departmen t

t o includ e stipulate dpenaltie s i n aMutaa l Agreement

an dOrder , Consen t

Order , Consen t

Judgmen t o r any otae r orde r o r agreemen t

issue dunde r

OR S Chapter s 183,454 , 459,465 , 466,467,468,468A , o r

468B

. Stat

. Auth. : OR S 454.625,459.995,468.02 0 & 468.99 6 Stats

. Implemented : OR S 183.09 0 & 183.41 5 Hist. : DE Q 4-1989 , f

& cert , e f

3-14-89 ; DE Q 15-1990 , f

. & cert , e f

3-30-90 ; DE Q 21-1992 , f

& cert , e f

8-11-92 ; DE Q 19-1998 , f & cert , e f

10-12-98 ; Renumbere d fn) m340-012-0048 , DE Q 4-2005 , f 5-13-05,cert , e f

6-1-0 5 340-012-017 0 Compromis e o r

Settlemen t

o f Civi l Penalt y b y Departmen t (1 ) Th e departmen t

may compromis e o r

settl e acivi l penalty assesse di n aforma

l enforcement

actio n a t any amount

taat th e depart

ment deem s appropriate

. I n determinin g whetae r apenalty shoul db e compromise do r

settled , th e departmen t

ma y tak e int o accoun t

tae fol

lowing : (a) Ne w informatio n obtaine dthroug h further investigatio n o r provide db y tae responden t that relate s t o th e penalty determmatio n factor s containe di n OA

R340-012-0045 ; (b ) Th e effec t

o f compromis e o r

settlemen t

o n deterrence ; (c ) Whetae r

tae responden t

ha s o r i s willin g t o emplo y extraor

dinat y mean s t o conec t

tae violatio n o r

maintai n compliance ; (d ) Whethe r

tae responden t

ha s ha dan y previou s penaltie s whic h hav e bee n compromise do r setded ; (e ) Whethe r

th e respondent

ha s th e ability t o pay th e civi l penal

ty a s detemiine db y OA

R340-012-0160 ; (f ) Whethe r

th e compromis e o r

settlemen t

woul db e consisten t wit atae department' s goal o f protectin g human health an dth e envi

ronment ; and (g ) Th e relativ e sttength o r weaknes s o f

tae department' s evi

dence

. (2 ) Expedite dEnforcemen t Offers : (a ) Th e departmen t

ma y pursu e informal dispositio n o f any allege dviolatio n b y makin g an expedite denforcemen t offer

. (b ) Th e decisio n a s t o whethe r t o mak e a n expedite denforcement offe r wit h respect t o any allege dviolatio n i s witai n th e depeutment' s sol e discretion , excep t

a s otherwis e provide di n thi s sectio n (2)

. (c ) I n determinin g whethe r

t o make a

n expedite denforcemen t offer , th e departmen t

mus t conside r tae amoun t

o f th e economi c ben

efit g£une db y th e aUege

dviolato r a s aresul t

o f th e noncompUance ; whethe r th e allege dviolato r

ha s bee n th e subjec t

o f aformal enforce

men t actio n o r bee n issue dawamin g lette r o r pre-enforcemen t

notic e fo r tae same o r

simila r violations ; whethe r

th e allege dviolatio n i s iso

late do r ongoing ; an dth e menta l stat e o f th e allege dviolator

. (d ) Th e departmen t wi U no t mak e a n expedite denforcement

offe r t o settl e aClas s I violatio n taat ha s bee n repeatedwithi n th e previou s thre e year s o r

t o settl e aviolatio n taat

woul db e amajo

r magnitad e vio

latio n unde r

OA R340-012-0130(3 ) regardless o f whethe r aselecte d magnitud e unde r

340-012-013 5 applies

. (e ) Th e penalty amoun t

for a n allege dviolatio n cite di n a n expe dite denforcement

offe r wil l b e 40 % of

tae moderat e bas e penalty list

e di n OA R340-012-014 0 unde r

th e applicabl e matri x an dth e appli

cabl e classification

. (f ) Participatio n i n tae expedite denforcemen t programi s vol

untaty
. A n allege dviolato r

t o who mth e departmen t

make s a n expe dite denforcemen t

offe r i s unde r n o obligatio n t o accep t

th e offer

. (g ) A perso n t o who ma

n expedite denforcemen t

offe r i s mad e ha s 3 0 calendar

day s fromth e dat e of

th e offe r t o accep t th e offe r b y signin g th e expedite denforcemen t offe r an dsubmittin g th e signe d expedite denforcemen t

offe r an dpaymen t

fo r th e tota l amoun t

stipu

late di n th e expedite denforcemen t offer

. Th e signe dexpedite denforce

men t offe r an dpaymen t

are deeme dsubmitte dwhe n receive db y th e department

. (h ) B y signin g tae expedite denforcemen t offe r an dsubmittin g paymen t t o tae departmen t

i n tae tota l amoun t

stipulate di n th e expe dite denforcemen t

offer , th e allege dviolato r accept s th e expedite d enforcement

offer , consent s t o th e issuanc e o f afinal order

o f tae com missio n whic h ma

y includ e acompUanc e schedule , andagree s t o waiv e an y right t o appea l o r

seek administrativ e o r

judicia l revie w o f tae expedite denforcemen t offer , tae final order , o r

any violatio n cite d taerein. (i ) Expedite denforcement

offers incorporate dint o final order s of th e commissio n wil l b e tteateda s prio r significant

action s i n accor danc e wit aOAR340-012-0145

. (j ) Th e departmen t

ma y initiat e aforma

l enforcemen t

actio n for an y violatio n no t

settle db y acceptanc e of

th e expedite denforcemen t offer

. Stat

. Auth. : OR S 459,466,467,468.02 0 & 468.130,183.415,183.74 5 Stats

. Implemented : OR S 468.130-140 , 183.415 , 183.470 , 183.745 , 459.376 , 459.995,465.900,466.990,466.994,468.035,468.09 0 -14 0 & 468B.22 0 Hist. : DE Q 78 , f

9-6-74,e f

9-25-74 ; DE Q 22-1984, f

& e f 11-8-84 ; DE Q 22-1988 , f

. & cert , e f

9-14-88 , Renumbere dfrom340-012-0075 ; DE Q 4-1989, f & cert , e f 3-14-89 ; DE Q 15-1990,f & cert.e f 3-30-90 ; DE Q 21-1992,f & cert.e f 8-11-92 ; Renumbere dfrom340-012-0047 , DE Q 4-2005 , f 5-13-05 , cert , e f

6-1-05 ; DE Q 14-2008 , t
. & cert , e f

11-10-0 8
DIVISIO N 1 3 WILDERNESS , RECREATIONAL , AN D SCENI C ARE A RULE S Environmenta l Standard s fo r Wildernes s Area s 340-013-000 5 Statemen t

o f Polic y Wildemes s area s represen t anatara l resource of

uniqu e impor

tance
. Congres s ha s protecte dsuc h area s b y enactin g th e Wildemes s Act , Publi c Law 88-577,1 6 U.S.C

. Sec

. 1131 , e t seq . Thos e wilder

nes s area s locate dwithi n th e geographica l Umits o f th e stat e ar e a majo r part of th e culttu-Ei

l heritag e o f

th e citizen s o f

Orego n an dar e a ke y elemen t

i n developin g an dmaintainin g touris man drecreatio n a s aviabl e industty

. Thus , th e envkonmen t of wUdemes s area s i s deserv

in g o f th e highes t

leve l o f protectio n an dsafeguardin g b y th e stat e i n order t o preserv e Oregon' s uniqu e primitiv e andnatural lan dareas . Th e Wildemes s Ac t

allow s certai n activitie s i n wildemes s areas . Mos t o f thes e hav e minimal presen t impac t o n th e envkonment

. However , min

in g an dsome othe r

activitie s allowe dby tae Wildemes s Ac t pos e a seriou s threat

o f asubstantia l harmt o th e uniqu e envkonmen t of wUdemes s areas . Therefore , i t i s declare dt o b e th e poUc

y an dpurpos e ofth e Departmen t

ofEnvironmenta l Qualit

y t o maintai n th e environ

men t of wildemes s area s essentiall y i n apristin e stat e an da s free fro m ak , water , an dnois e pollutio n a s i s practicall y possibl e an dt o permi t it s alteratio n onl y i n amanne r compatibl e wit

h recreationa l us e an d th e enjoymen t

ofth e sceni c beauty an dsplendo r o f thes e land s b y th e citizen s of

Orego n an do f

th e Unite dStates

. [Publications : Publication s reference dar e availabl e fro mth e agency. ] Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468.03 5 & 1 6 US C 113 1 e t seq . Hist. : DE Q 35 , f

. 2-15-72 , ef

. 3-1-7 2

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-29 2 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y in g thi s determination , th e agencie s ma y conside r tae resource s avail

abl e t o proces s andadministe r th e permit

. Th e agencie s ma y als o con side r di e regulate dstata s an dcompUanc e histOt y o f th e faciht y whe n determinin g whethe r

t o accep t a n application

. (3 ) Th e agenc y sha

U coordinat e wit

h othe r agencie s a s ma

y b e necessat y t o obtai n federal , state an dloca l approval s fo

r issuin g aCus

to mWaive

r Pemii t o r GEM S Permit

. Th e agenc y sha U provid e acop y o f eac h applicatio n accepte dt o th e USEPA , an dreques t assistanc e i n identifyin g an

y decision s fo

r waiver s o r

incentive s tha

t require USEP

A actio n a s expeditiousl y a s possible

. (4 ) I f th e propose dCusto mWaiver Permi t o r GEM S Permi t

i s t o replac e i n whol e o r

part an y existin g pemiit , an applicatio n fo r aCus

to mWaive

r Pemii t o r GEM S Permi t

shal l b e tteateda s a

n applicatio n fo r renewal o f

apermi t unde r OA R340-014-003 0 o r

othe r apphcabl e mle

. A s lon g EI

S th e applicatio n i s mad e i n atimel y manner prio r t o th e expiratio n dat e o f

tae existin g permit(s) , th e existin g permit(s ) shal l remai n i n effect

unti l final actio n ha s bee n take n o n th e Custo mWaiv

er Permi t o r GEM S pemii t

apphcatio n subjec t

t o thi s section

. (5 ) Upo n acceptanc e ofth e application , th e agenc y shal l provid e publi c notic e o f

th e applicatio n an dth e propose dproces s for consid

erin g issuanc e o f

th e Custo mWaive

r Pemii t o r GEM S Permit , includ

in g th e propose dtimelin e fo r publi c notic e andcomment
. AppUcation s for aCusto mWaive

r Pemiit , GEM S Achieve r Permi t an dGEM S Leader Permi t shal l specif

y method s i n whic h th e publi c ma y comment o n earl y draft s o f

th e permit

. (6 ) Th e agenc y shal l verif

y taat tae applicant

ha s satisfie dtae cri

teri afor approval o f

th e Custo mWaive

r Pemii t o r GEM S Pemiit

. Th e agenc y shal l provid e a

n opportanit

y fo r pubU c notic e an dcomment

o n th e propose dCusto mWaiver Permi t o r GEM S Permit

. Al l comment s mus t b e submitte di n writin g withi n 3 0 calenda r day s fro mth e com mencement

o f th e pubU c notic e perio di

f such comment s are t o receiv e consideratio n prio r

t o final actio n o n tae apphcation

. If , withi n 1 4 day s afte r commencemen t

ofth e pubh c notic e period , th e agenc y receives writte n request s fro mte n persons , o r froma n organizatio n o r

organi

zation s representin g a

t leas t te n persons , for

apubli c hearin g t o allo w intereste dperson s t o appea r an dsubmi t

ora l o r writte n comment s o n th e propose dprovisions , th e agenc y shal l provid e suc h ahearin g befor e takin g final actio n o n tae appUcation , a t areasonabl e plac e an d tim e ando n reasonable notice

. Notic e o f suc h ahearin g ma

y b e given , i n th e agency' s discretion , eitae r i n th e notic e accompanyin g th e pro pose dprovision s o r

i n suc h othe r

manne r a s i s reeisonabl

y calculate d t o infor mintereste dpersons . Th e agenc y ma y adop t o r modif y th e pro pose dprovision s o r

recommen ddenia l o f

apermit

. I n takin g suc h action , tae agenc y sha

U consider

comment s received regardin g th e pro pose dprovision s an dan

y othe r informatio n obtaine dwhic h ma y b e pertinen t t o th e applicatio n bein g considered

. Th e agenc y shal l pro vid e arespons e t o th e majo r comment s received , an dmak e tae respons e avadabl e t o th e facilit y an dth e person s wh o provide dcom ment s o n th e draf

t permi t prio r t o takin g final actio n o n th e Custo m Waive r Pemii t o r GEM S Permit

. (7 ) Th e decisio n o f

an agenc y t o refuse t o issu e aCusto mWaiv

e r Pemii t o r GEM S Perm k

i s no t subjec t t o judicia l review

. Th e deci

sio n o f an agenc y t o issu e aCusto mWaive r Permi t o r GEM S Pemii t ma y b e appeale di n accordanc e wit h th e provision s o f

OR S 468.513

. Stat , Auth. : OR S 468.02 0 Stats.Implemented : ORS468.501,468.503,468.506,468.508,468.511,468.513 , 468.516,468.51 8 & 468.52 1 Hist. : DE Q 13-1999 , f

& cert , e f

9-14-9 9 340-014-015 0 Procedure s fo r

Renewin g Custo mWaive r Permit s o r

GEM S Permit s Upo n receip t

o f an applicatio n fo

r renewal ofth e Custo mWaiv

er Pemii t o r GEM S Permk , th e agenc y shal l verif y that th e permitte e continue s t o mee t

th e criteri afo

r approva l ofth e Custo mWaive

r Per

mi t o r GEM S Pemiit , an devaluate whether th e waiver s shoul db e con tinued

. Th e agenc y shal l provid e publi c notic e ofth e renewal appli

catio n an dpropose dchange s i n th e Custo mWaive r Pemii t o r GEM S Pemiit , i n accordanc e wit

h di e procedure s describe di n OA R340-014

- 0145(6)

. Sut

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468.501,46 8 J03,46 8 J06,468.508,468.511,468.513 , 468.516,468.51 8 & 468.52 1 Hist. : DE Q 13-1999 , f

& cert , e f

9-14-9 9 340-014-015 5 Procedure s fo r

Modifyin g Custo mWaive r Permit s o r

GEM S Permit s (1 ) A facilit

y wit aaGEM S pemii t

ma y appl y fo r adifferen t type of GEM S Pemii t

a t any time. (2 ) A faciUt

y wit h aCusto mWaive

r Permi t o r aGEM S penni t ma y appl y fo r amodificatio n of

th e term s o r

condition s o f

aCusto m Waive r Permi t o r GEM S pemii t

a t an y time. Upo n receip t

of a n appU

catio n for modification , th e agenc y shal l determin e whethe r th e pro pose dmodificatio n i s amino r modificatio n o r

asignificant

modifica

tion , takin g int o consideratio n whethe r modification s t o waiver s are proposed

. I

f th e proposa

l i s asignifican

t modification , th e agenc y sha U follo w th e procedure s describe din OA R340-014-0145

. If

tae proposa

l i s amino r

modification , th e agenc y shal l provid e pubUc notic e i n accordanc e wit

h 340-014-0145(5) , an dif , withi n 3 0 day s afte

r com mencemen t

o f th e publi c notic e period , th e Departmen t receives writ

te n requests fromten persons , o r froma n organizatio n o r

organization s representin g a

t leas t te n persons , fo

r reconsideratio n a s asignific£ui t modification , the n th e agenc y shal l follo w al l o f th e remeiining pro cedure s describe di n 340-014-0145

. (3 ) A n agenc y ma

y propos e t o modif

y afacility' s GEM S permi t i n accordanc e wid

i th e procedure s describe dk i OA R340-014-0160(4 ) if th e faciUt y n o longer

meet s th e criteri afo

r it s GEM S pemii t

but ma y mee t th e criteri afo

r adifferent

type of GEM S pennit

. Upo n receip t of th e conectiv e actio n repor t an dupo n completio n o

f suc h addition

al investigatio n a s ma

y b e requked , th e agenc y wi U eithe r modif y th e permi t i n accordanc e wit

h th e procedure s above , o r witadraw it s intent t o modif y th e permit

. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468.501,468.503,468.506,468.508,468.511,468.513 , 468.516,468.51 8 & 46 8 J2 1 Hist. : DE Q 13-1999 , f

& cert , e f

9-14-9 9 340-014-016 0 Terminatio n of

Gree n Permit s (1 ) A faciUt

y may terminat e aCusto mWaive r Permi t o r GEM S Permi t b y providin g 3 0 day s writte n notic e t o th e agency . (2 ) A n agenc y ma

y terminat e th e facility' s GEM S Permi t i n accordanc e wit

h th e procedure s i n subsectio n (4 ) if : (a ) Th e facilit

y doe s no t

develo p a

n annual performanc e repor t an dmak e i t availabl e t o th e agenc y an dth e publi c i n atimely fashion ; (b ) Th e facilit

y n o longer

meet s th e criteri afo

r approval fo

r a GEM S Pemii t

o r th e facilit y i s no t effectively implementin g it s envi

ronmenta l managemen t

system ; (c ) Th e facilit

y i s foundguilt

y of acrimina l violatio n o f

envi

ronmenta l law ; (d ) Th e facilit

y fail s t o correc t

aviolatio n discovere dthroug h routine envkonmental management syste mreviews o r

agenc y inspection s withi n areasonabl e time frame ; o r (e ) Th e facilit

y experience s repeat

violation s tha

t reflect aseri

ou s underlyin g deficienc y in tae faciUty' s envkonmental managemen t system
. (3 ) A n agenc y ma

y terminat e th e facdity' s Custo mWaiver Per

mi t i n accordanc e wit ath e procedure s i n subsectio n (4 ) if k fail s t o compl y wit

h any ter mo r conditio n i n th e Custo mWaive r Pemiit , o r if th e facilit y i s foun dgudty o

f acriminal violatio n of

environmental law

. (4 ) I n th e even t

tha t a n agenc y decide s t o temiinat e aCusto m Waiver Pemii t or GEM S Permit , i t

shal l notif

y th e permitte e b y reg istere dmai l o r

by personal servic e o f

it s inten t to terminat e th e per mit

. Suc h notificatio n shal l includ e th e reason s fo r th e termination

. Suc h notic e shal l allo w th e permitte e areasonable perio do f time wita

i n whic h t o conec t

th e allege ddeficiencie s an dto submi t aconectiv e actio n report

to th e agenc y confumin g that th e faciUt

y ha s bee n brough t int o complianc e o r

wil l b e brough t

int o complianc e witai n a reasonabl e time considerin g all th e ckcumstances

. Upo n receip t ofth e conectiv e actio n repor

t andupo n completio n o f

such additional inves

tigation a s ma

y b e requked , th e agenc y wil l eithe r temiinat e th e Cus

to mWaive

r Permi t o r GEM S Permit , modif

y th e Custo mWaive

r Per

mi t o r GEM S Pemiit , or

withdra w it s inten t t o terminate

. A terminatio n shal l become effectiv e 3 0 day s fromth e dat e of mailin g ofth e final notic e o f temiinatio n unles s withi n tha t tim e th e permitte e request s a hearin g befor

e th e Environmental Qualit y Conimissio n o r

it s autao

rizedrepresentative

. Any hearin g hel dshal l b e conducte dpursuan t t o OAR340 , divisio n 11

.

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-29 7 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (5 ) I f th e agenc y finds that

ther e i s aseriou s dange r

t o th e pub

li c healt h o r safet y an dif ground s exis t

for terminatio n a s se t

fort h above , i t may , pursuan t

t o applicabl e statate s an dmles , suspen do r revoke aCusto mWaiver

Permi t o r GEM S Permi t

effectiv e immedi

ately

. Notic e o f

suc h suspensio n o r

revocatio n mus t

stat e th e reason s fo r suc h Eictio

n an dadvis e tae permitte e taat ahearin g before th e Envi

ronmental QuaUt

y Commissio n o r

it s autaorize drepresentativ e ma y b e requested

. Suc h arequest for hearin g sha

U b e mad e i n writin g t o th e Agenc y withi n 9 0 day s ofth e dat e o f suspensio n an dshal l stat e th e ground s for

tae request
. An

y hearin g shal l b e conducte dpursuan t t o OA R340 , divisio n 11

. (6 ) Afte r a n agenc y o r

facilit y issue s afinal notic e o f

temiinatio n o f aCusto mWaiver

Permi t o r GEM S Permi t

i n th e manne r

provide d above , th e permitte e shal l hav e 3 0 day s t o appl y for any pemii t

o r approva l affecte db y th e terminatio n o f al l o r aportio n o f

th e Custo m Waive r Pemii t o r GEM S Pennit

. A n applicatio n fileddurin g th e 30

- da y perio dshal l b e considere datimely applicatio n fo r renewa l of

a permi t under di e term s o f

tae apphcabl e law

. Th e apphcatio n for mma y reques t reinstatemen t

o f tae permi t

contUtion s that

wer e i n effect

prio r t o th e issuanc e o f

th e Custo mWaive

r Permi t o r GEM S permit

. Th e term s an dcondition s o f

th e Custo mWaiver

Permi t o r GEM S Pemii t shal l continu e i n effec t

unt dafinal permi t

o r approva l i s issue do r denied

. In orde r

t o achiev e a

n orderl y transitio n an dcomplianc e wit h th e envkonmenta l laws , tae agenc y ma y issu e a n orde r estabhshin g condition s fo r

th e interi moperatio n o f

tae facility

. (7 ) Custo mWaiver

Pennit s an dGEM S Permit s ar e issue dt o th e officia l apphcan t

o f recordan dshal l b e automaticall y terminate dwita

i n 6 0 day s afte

r sal e o r exchang e o f

th e facUit y o r activit y whic h i s cov ere db y th e permi t

unles s apermi t

transfe r i s pendin g o r

completed

. Th e new owne r

o r operato r ma y appl y for

attansfer

o f tae Custo m Waive r Pemii t o r GEM S Pemii t

t o transfe r

tae officia

l applican t

of record

. Fo r

an y suc h transfer , th e agenc y shal l foUo w th e procedure s fo r modifyin g Custo mWaiver Permit s o r

GEM S Permit s describe di n OA R340-014-0155

. Th e applicatio n for O'ansfe r shal l b e mad e a

t leas t 6 0 day s prio r

t o th e sal e o r

exchang e o f

tae facdity o r

activity

. Th e applican t shal l demonstrat e t o th e agency' s satisfactio n that th e appli

can t can continu e t o mee t

th e requirements o f

tae Custo mWaive

r Per

mi t o r GEM S Permit

. Upo n receip t o f a n applicatio n for

ttansfer, th e agenc y shal l determin e whetae r tae propose dtransfer

i s amino r

mod

ificatio n o r

significan t

modification

. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468301,468.503,468.506,468J08,468.511,468.513 , 468.516,46831 8 & 468.52 1 Hist. : DE Q 13-1999 , f

& cert , e f

9-14-9 9 340-014-016 5 Cos t Recover y Th e agenc y shal l recove r

th e cost s o f

th e agenc y i n developing , negotiating , an dpubUcizing , aCusto mWaive r Pemii t o r GEM S Per

mit , an dma

y recover th e cost s o f

administerin g aCusto mWaiver Per

mi t o r GEM S Permit , includin g permi t modification s an drenewals , i n th e followui g manner : (1 ) Th e apphcan t

o r permitte e shal l full

y reimburs e th e agenc y for th e agency' s invoice ddkec t an dindkec t

cost s o f conductin g th e review , negotiatin g th e relevan t permi t revision s o r

conditions , responding to pubh c comment , administerin g th e Custo mWaive r Per

mi t o r GEM S Permit , monitorin g th e provision s i n tae Custo mWaiv

er Permi t o r GEM S Permi t

andenvironmenta

l outcome s resulting from th e Custo mWaiver

Permi t o r GEM S Permit , an dpubUcizin g an dcon ductin g tae pubU

c hearings

. Indkec t

cost s shal l b e comprise dof gen eral management , support , administrativ e an doverhea dcost s o f th e agenc y taat tae agenc y deem s t o b e allocabl e usin g generall y accept

e daccountin g principles

. (2 ) Th e agenc y shal l provid e th e apphcan t wit h abudge t dia t esti

mate s th e dkec t

an dindkec t

cost s taat wil l b e charge dt o tae apphcan t unde r thi s sectio n upo n acceptanc e o f th e application

. Durin g th e per mi t applicatio n proces s an ddurin g tae ter mo f tae pemii t

onc e issued , th e agenc y shal l provid e quarterl y update s o f estimate dfutar e costs
. (3 ) "Th e agenc y shal l appropriatel y documen t tae direc t an dindi

rec t cost s o f th e agenc y an dcollec t

paymen t for suc h cost s fro mth e permittee

. Th e agenc y shal l collec t adeposi t

fro mth e applicant , agains t whic h tae agenc y shal l bil l unti l th e deposi t i s depleted

. Whe n th e deposi t

i s depleted , th e agenc y shah collec t an additiona l deposit

. Th e initia l deposi t

shal l accompan y th e apphcant' s initia l Custo m Waive r Permi t o r GEM S Pemii t

applicatio n an dshal l b e i n th e amoun t o f $5000

. Th e agenc y shal l deUve r t o th e applican t

o r permitte e a

n accountin g o f

al l charge s an dth e amoun t o f th e deposi t

remainin g a

t th e closur e of

eac h month' s accountin g records. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468.501,468.503,468.506,468.508,468.511,468313 , 468.516,468.51 8 & 468.52 1 Hist. : DE Q 13-1999 , f

& cert , e f

9-14-9 9
DIVISIO N 1 6 POLLUTIO N CONTRO L TA X CREDIT S 340-016-000 5 Purpos e Th e purpos e o f

thes e mle s i s t o prescrib e procedure s an dcrite

riat o b e use db y tae Departmen t an dCommissio n fo r

issuanc e o f

ta x credi t certificate s for

pollutio n contro l faciUties

. Thes e rales are t o b e use di n connectio n wit aOR S 468.15 0 t o 468.190

. Thes e mle s become effectiv e upo n filing wit ath e Secretat y o f State o r o n Febraaty 1,200 1 whichever i s th e late r

date an dappl y t o al l application s receive db y th e Departmen t

o n o r after tha t dat e excep t

wher e otherwis e note dhere

in

. A n applican t

wit h a n appUcatio n pendin g Commissio n actio n o n tae dat e thes e rales becom e effectiv e ma y elec t t o procee dunder

thes e rales b y informin g th e Departmen t i n writing

. Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 12-1984 , f

. & e f 7-13-84 ; DE Q 5-1998 , f

4-24-98,cert

. ef

. 5-1-98 ; DE Q 1-2001 , f

. 1-30-01 , cert. ef

. 2-1-0 1 340-016-000 7 Facilitie s certifie dunde r th e 199 9 Editio n Fo r th e purpose s o f

OR S 468.173(1) , afaciUt y ma y b e certifie d unde r th e 199 9 editio n o f

468.15 5 t o 468.19 0 if

th e faciUt y wa s sub

stantiall y complete do n o r before Decembe r

31,2001 , an da

n appli

catio n wa s filedwit

h th e Departmen t

withi n tw o year s afte

r th e date of substantia l completion

. Stat

. Auth. : OR S 468.02 0 & 483.335(5 ) Stats

. Implemented : OR S 468.15 5 - 468.19 0 Hist. : DE Q 16-2002 , f

. 10-28-0 2 cert
. ef

. 11-1-0 2 340-016-000 9 Certificatio n o f

woo dchipper s Fo r th e purpos e o f

subdelegatin g authorit

y t o approv e an dissu e final certificatio n o f

pollutio n contto l faciUtie s unde r OA R340-016

- 0080(2) : (1 ) Th e Envkonmenta

l CJuaUt y Commissio n autaorize s th e Dkec

to r o f th e Departmen t

o f Envkonmenta l QuaUt

y o r th e Dkector' s del

egat e t o certif

y woo dchipper s a s provide di n OA R340-016

- 0060(4)(h)(C ) i f (a ) Th e Departmen t

determine s th e facilit

y i s otherwis e eligibl e unde r OAR340-016-0060 ; an d (b ) Th e claime dfaciUt

y cos t doe s no t excee d$50,00 0 a s set

fort h i n OA R340-016-0075(1)

. (2 ) Th e Departmen t

ma y elec t t o defer certificatio n of

an y facil

it y t o th e Environmental Quality Commission

. (3 ) ff th e Department

determine s th e facilit

y cost, th e percentag e of tae facilit y cos t allocabl e t o pollutio n conttol , o r th e applicabl e per centag e unde r

OR S 468.17 3 i s les s than th e apphcan t claime do n th e applicatio n the n tae Departmen t shall : (a ) Notifyin g th e applican t i n writing ; an d (b ) Includ e aconcis e statemen t o f th e reason s for

th e propose d certificatio n of

alesse r amoun t o r percentage ; an d (c ) Includ e astatement

advisin g th e apphcant

of the k rights under sectio n (4)

. (4 ) Applicant s that

receiv e anotificatio n unde r sectio n (3 ) ma

y elec t t o defer certificatio n t o th e Envkonmenta l Quality Conimissio n b y notifyin g th e Departmen t witai n 3 0 day s of

tae notificatio n date

. (5 ) Th e Departmen t

sha U defer certificatio n t o th e Envkonmen

ta l Quality Commissio n accordin g t o section s (2 ) an d(4)

. (6 ) Th e Directo r

o r th e Director' s delegat e shal l certif y facultie s that otherwis e qualif

y unde r thi s ml e an dhav e no t

bee n defene d accordin g t o section s (2 ) o r (4)

. Stat

. Auth. : OR S 468.02 0 & 483.335(5 ) Stats

. Implemented : OR S 468.15 5 - 468.19 0 Hist. : DE Q 16-2002 , f

10-28-0 2 cert , e f

11-1-0 2

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-29 8 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-016-001 0 Definition s Th e definition s i n thi s ml e giv e meanin g t o tae termo r phras e a s use di n OA

R340-016-000 5 throug h 340-016-0080

. (1 ) "Applicant " mean s an y perso n wh o applie s for

apollutio n contto l tax credi t

unde r thes e mles

. (2 ) "Ckcumstance s Beyon dth e Contto l ofth e Applicant " mean s facts , condition s an dckcumstance s whic h tae apphcant' s du e care an d diUgenc e woul dno t

hav e avoided

. (3 ) "Conimission " mean s Envkonmental Quaht y Commissio n o r th e Commission' s delegate

. (4 ) "Department " mean s Departmen t ofEnvironmenta l Quality

. (5 ) "Facdity " a s use dmcontex t means : (a ) A pollutio n contto l faciUt y a s se t fort h i n OR S 468.15 0 an d 468.155 ; o r (b ) Th e faciht

y a s claime do n th e appUcation

. (6 ) "Like-for-Lik

e Replacemen t

Cost " mean s th e curren t

pric e of providin g ane w facilit

y ofth e same type, siz e an dconstmctio n mate

rial s a s th e facilit

y that i s bein g replace dbase dupo n th e Consume r Pric e Inde x (CPI ) —A

U Urba n Consumer s a s publishe db y th e Burea u o f Labo r Statistics

. (7 ) "Materia l Recovety " mean s any process , suc h a s pre-segre gation , for

obtainin g material s fromsoli dwaste , hazardou s wast e o r use doil

. Th e recoveredmaterial s shal l std l hav e usefu l physicsi l o r chemical propertie s afte

r servin g aspecifi c purpos e an dcan , therefore , b e reuse do r

recycle dfor

th e sam e o r

othe r purpose . Th e recovere d materia l shal l hav e usefu l physica l o r chemical propertie s that

yiel d acompetitiv e end-produc t

o f rea l economi c value

. Th e material recovety proces s doe s no t

includ e processes : (a ) I n whic h th e major

purpos e i s th e productio n of fue l fro m soli dwaste , hazardou s waste o r use doi l whic h ca

n b e utilize dfo

r hea t conten t o r othe r form s o f energy ; o r (b ) Tha t bum s wast e t o produc e energ y o r t o reduc e th e amoun t o f waste
. However , i t

doe s no t eUminat e fromeligibiUt

y apoUutio n contto l devic e associate dwit h aproces s whic h bum s wast e if suc h devic e i s otherwis e eligibl e fo r pollutio n contto l ta

x credk unde r thes e mles

. (8 ) "Nonpoin t

Sourc e PoUution " mean s pollutio n that come s fromnumerous , diverse , o r widel y scattere dsource s o f pollutio n tha t togethe r hav e a n advers e effect

o n th e environment

. Th e meanin g includes : (a ) Th e definitio n provide di n OAR340-041-0006(17) ; o r (b ) Any source s o f

a k poUutio n that

are : (A ) Mobil e source s that

can mov e o n o r

of f roads ; o r (B ) Are asources . (9 ) "PoUutio n Conttol " mean s th e eUmination , prevention , con ttol o r reductio n o f

ak , water o r nois e pollution ; o r

th e utilizatio n o f soh dwaste , hazardou s waste , o r th e recyclin g o r

properl y disposin g o f use doi l excep t

wher e otherwis e note dherein

. (10 ) "Reconstractio n or

Replacement " mean s th e provisio n of a ne w facdit y wit h qualitie s andpollutio n contto l characteristic s equiv

alen t t o th e faciUt

y taat i s bein g replaced

. Thi s doe s no t includ e repair s o r wor k don e t o maintai n th e facilit y in goo dworkin g order

. (11 ) "Spil l o r

Unautaorize dRelease " means : (a) Th e discharge , deposit , injection , dumping , spilling , emitting , releasing , leakag e o r

placin g o f

oil , hazardou s material s o r othe r pol

lutin g substance s int o th e ai r o r int o o r o n any lan do r

water s of th e state , a s define di n OR S 468.700 , excep t a s authorize db y apermi t issue dunde r

OR S Chapte r

454,459,46 8 o r

469,466.00 5 t o 466.385 , 466.880(1 ) an d(2) , 466.89 0 an d466.995(1 ) an d(2 ) o r federal la

w whil e bein g store do r

use dfo r it s intende dpurpose; an d (b ) Fo r purpose s o f

determinin g eUgibilit

y for ta x credit s unde r thes e mles , poUuting substance s release dinto th e envkonmen t mcon junctio n wit

h operatio n o f

apreviousl y approve dfaciUt y o r activit y wher e suc h faciUt

y o r activit y wa s operate di n complianc e wit h requkement s impose db y th e Departmen t o r th e Federa l Envkon

menta l Protectio n Agency , an dwher e th e pollutin g substance s whic h mus t no w b e cleane dup ar

e determine db y th e Departmen t t o hav e bee n a n unanticipate dresul t

o f th e approve dfacUit

y o r activit y an dar e no t deeme dt o b e a"spil l o r

unauthorize drelease. " (12 ) "Substantial Completion " mean s th e completio n ofth e erec tion , installation , modification , o r constmctio n o f

al l element s o f

th e claime dfacUit

y whic h are essentia l t o perfor mit s purpose . (13 ) "Usefu l Life " mean s tae numbe r o f year s th e claime dfacd

it y i s capabl e o

f operatin g before replacemen t o r disposal

. Th e appli

cant sh^ l provid e astatement

o f ho w th e useful Uf

e o f tae facdit y wa s determined

. Th e minimu museful Ik e shal l no t b e les s tha

n thre e year s o r tae Asse t GuideUne Perio duse dt o repor t th e depreciatio n o

f th e facilit y t o th e Intema l Revenu e Service

. Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468,15 0 - 468.19 0 Hist. : DE Q 12-1984 , f

& e f 7-13-84 ; DE Q 5-1985 , f

& e f 3-12-85 ; DE Q 20-1987 , f & e f 12-16-87 ; DE Q 6-1990 , f & cert , e f

3-13-90 ; DE Q 5-1998 , f

4-24-98 , cert. e f 5-l-98;DE Q 1-2001, f

1-30-01,cert.e f

2-1-0 1 340-016-005 5 Applicatio n Procedure s Any Orego n taxpaye r

ma y appl y fo r tae certificatio n o f

apollu

tio n contto l facilit

y t o take relie f

fromthe k

Orego n tax liability

. Th e applican t an dtae faciUt

y shal l b e eUgibl e under OR S 307.405 , 315.304 , and468.15 0 t o 468.190

. Th e applicant shal l submi t

tae appU

catio n t o th e Departmen t o n th e applicatio n for

mprovide db y th e Department

. (1 ) Applicatio n for

Preliminaty Certification

. A n applican t

ma y appl y fo r preliminaty certificatio n o f apollutio n contto l faciUt y t o determin e k

afutare faciUt

y woul dmeet

th e certificatio n requirement s a s se t fort h mOA R340-016-0060

. Th e applican t ma y submi t th e optional preUminat

y appUcation anytim

e befor e tae constmctio n o f

th e pollutio n contto l facUit

y i s complete

. I

f th e Conimissio n issue s apre liminat y certificate an di

f tae apphcan t

constract s th e facilit

y a s rep resentedo n th e preliminat

y appUcation an dth e preliminat y certificate the n th e facilit

y shal l mee t

th e requkement s a s set

fort h i n 340-016

- 0060

. Th e preliminaty certificatio n o f afacdit y doe s no t

exemp t th e applican t fro msubmittin g atimely applicatio n fo r final certificatio n a s se t fort h i n sectio n (2 ) o

f thi s rale. (2 ) AppUcatio n for

Final Certification

. Th e apphcan t shal l sub

mi t al l information , exhibit s an dsubsteuitiatin g document s requested o n th e appUcatio n for

final certification

. Th e Departmen t shal l reject th e apphcatio n fo

r fma l certificatio n k

th e applicant

fail s t o submi t

th e application : (a ) Afte r th e constmctio n of

th e faciht y i s substantiall y complete an dth e facilit

y i s place di n service ; (b ) Withi n on e year

afte r constmctio n o

f th e facilit y i s substan

tiall y completed ; an d (c ) O n o r befor e Decembe r

31,2008

. (3 ) Complete Application

. Th e applican t shal l submi t

t o th e Departmen t

a n apphcatio n a s set

fort h in sectio n (1 ) o r

sectio n (2 ) tha

t i s complet e an dready t o process . Fo r an applicatio n t o b e complet e an dready t o process , tae applican t shall : (a ) Complete al l require dappUcatio n fields ; (b ) Provid e al l appropriat e exhibks ; (c ) Explai n ho w th e facilit

y i s eligibl e fo

r apollutio n contto l tax credi t a s set fort h i n OA R340-016-0060

. Th e apphcan t shal l includ e supportin g documentatio n i f th e faciht

y i s eligibl e for

certificatio n base dupo n order s o r

penni t limitations ; (d ) Includ e th e appropriat e fee s establishe din OA R340-016

- 0065 ; (e ) Provid e documentatio n that substantiate s th e faciUt

y cos t a s claime do n th e applicatio n for final certificatio n an da s set fort h i n OAR340-016-0070 ; (f ) Contai n astatemen t

that th e faciht

y i s i n complianc e wit

h Departmen t

statutes , mle s an dstandards , an dany documentatio n regardin g non-complicuice ; (g ) Sig n th e apphcatio n certifyin g that a U claim s mad e o n th e apphcatio n ar

e tra e an daccurate ; (h ) Provid e acop y of

awritte n agreement

betwee n th e lesso r

an d lesse e designatin g th e part y t o receiv e th e tax credi t

if th e applican t

i s claimin g ata

x credi t fo r alease dfacdity

. Th e applican t shal l provid e acop y of th e cover , first

andsignatar e page s of

th e complet e an dcur ren t leas e agreemen t

for th e facility

. Th e Departmen t ma y reques t a cop y of th e complet e agreement ; an d (i ) Provid e acop y o

f awritte n andsigne dagreement betwee n th e owner s designatin g th e part y o r partie s t o receiv e tae ta

x credi t cer tificat e i f th e apphcant

i s claimmg di e ta

x credi t fo r afaciUt y wit h mor e than on e owne r (4 ) Departmen t

Notification

. Th e Departmen t shal l notif

y th e applican t i n writin g when :

201 0 Editio n Orego n Adininistrativ e Rule s Compilatio n 

### 6-29 9 (11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality (a ) Rejectin g a

n applicatio n for

tae applicant' s failure t o file a timel y applicatio n a s se t

fort h i n section s (1 ) an d(2 ) o f thi s rale o r rejectin g an appUcatio n for failure t o provid e atimely respons e a s se t fort ai n subsectio n (5)(a ) o f thi s rale. (b ) Requirin g additiona l informatio n fromth e applicant

. Th e Departmen t

shal l reques t

additiona l informatio n withi n 6 0 day s from tae dat e tae Departmen t

receivedth e applicatio n i f tae Departmen t

i s unabl e t o complet e th e review ; (c ) Requirin g additiona l information , for application s for

final certificatio n only , if

th e Departmen t

i s unabl e t o determin e th e acta

al cos t o f tae faciUt

y o r th e portio n o f

th e actaa l cos t

o f tae facilit

y properl y allocabl e t o pollutio n conttol ; (d ) Notifyin g tae appUcan t o f th e date , tun e an dplac e o f tae Commissio n meetin g wher e th e Commissio n shal l tak e actio n o n tae application ; an d (e ) Notifym g th e applican t o f th e actio n take n b y th e Commis

sion

. If tae Commissio n reject s an applicatio n fo r certification ; certi

fies alesse r

actaa l cos t

o f th e facility ; o r

certifie s alesse r

portio n o f tae actaa l cos t

properl y allocabl e t o pollutio n conttol , materia l recov ety o r recyclin g tha

n th e applican t

claime di n th e apphcatio n for cer tification , tae Commissio n shal l caus e writte n notic e o f it s action , an d aconcis e statemen t

o f th e fmding s an dreason s therefore , t o b e sen t b y registere do r

certifie dmai l t o th e apphcant

. (5 ) Applican t

Respons e t o Notification

. Th e applicant : (a ) Shal l respondt o th e Departmen t withi n 6 0 day s o f

receip t o f th e Department' s writte n notificatio n whe n tae Departmen t request s additiona l informatio n a s set

fort h msectio n (4 ) o f

thi s rale. Th e apph

can t shal l respondb y providin g tae additiona l informatio n requeste d o r b y submittin g awritte n estimat e o f th e tim e neede dt o provid e tae informatio n necessaty t o complet e tae application

. (b ) May appeal fro mth e rejection o r reduction a s provide di n OR S 468.170(3 ) an d468.110

. (6 ) Extensio n o f

Time

. Th e Commissio n ma y gran t a n extensio n o f time t o submi t

a n applicatio n fo

r final certification

. A n extensio n o f time: (a ) Shal l onl y b e considere dfor application s that

ma y excee dth e tim e limit s se t

fort h i n sectio n (2 ) o f

thi s rale; (b ) Shal l no t

exten dtae perio dfo r

fiUng a n applicatio n beyon d Decembe r 31,2008 ; an d (c ) Shal l onl y b e grante dfor ckcumstance s beyon dth e contro l o f th e applican t

tha t woul dmake fiUn

g atimel y appUcatio n unrea sonable

. [ED

. NOTE : Application s reference dar e availabl e fromth e agency. ] Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468.16 5 & 468.17 0 Hist. : DE Q 5-1998 , f

4-24-98 , cert , e f

5-1-98 ; DE Q 4-2004(Terap) , f

. & cert , e f 6-8-0 4 thr u 12-5-04 ; DE Q 9-2004 , f & cert , e f

11-19-0 4 340-016-006 0 Eligibilit y (1 ) EUgibl e Facilities

. FaciUtie s eUgibl e for pollutio n contro l ta

x credi t certificatio n sha

U includ e any land , stractare , building , instal

lation , excavation , machinety , equipmen t o r device , o r

altemativ e method s fo

r fieldsanitatio n an dstra

w utilizatio n an ddisposal

. A n eli

gibl e faciUt

y shal l b e reasonabl y used , erected , constracte do r instaUed as : (a ) A ne w facility ; (b ) A n additio n o r

improvemen t

t o a n existin g faciUty ; o r (c ) Th e reconstractio n o r

replacement

o f a n existin g facihty

. (2 ) Purpos e o f

Facility

. Th e facihty shal l mee t th e principa l pur pos e requkement

t o b e eUgible for

apollutio n contto l faciUt

y ta x cred

i t certification , o r

if th e facilit y i s unabl e t o mee t

tae principa l purpos e requkement , th e faciUt

y shal l mee t

tae sol e purpos e requkemen t t o b e eligibl e for

apollutio n contto l tax credit : _ (a ) Principa l Purpos e Requkement

. Th e principal purpos e of the ^ facilit y i s th e mos t

importan t

o r primaty purpos e o f

th e facility

. Eac h facilit y shal l hav e onl y on e principa l purpose . Th e facilit y shal l b e estabUshe dt o compl y wit aenvkonmenta l requkement s impose db y th e Department , th e federa l Envkonmenta l Protectio n Agenc y o r a regional a k

pollutio n authorit

y t o conttol , reduce , o r

preven t ak , water o r nois e pollution , o r

fo r th e materia l recovety o f

soli dwaste , haz

ardou s waste o r

use doil ; o r (b ) Sol e Purpos e Requkement

. Th e sol e purpos e o f th e facilit

y shal l b e th e exclusiv e purpos e o f th e facility

. Th e onl y functio n o r us e o f th e faciUt y shal l b e tae conttol , reduction , o r preventio n o f

pollu

tion ; o r

fo r th e materia l recovety o f

soU dwaste , hazardou s wast e o r use doil

. (3 ) Faciht y Compliance

. Th e facdit y sha U achiev e compUanc e wit h Departmen t

statate s an drales, o r

Commissio n order s o r

permi t condition s before th e Conimissio n issue s certificatio n a s apollutio n contto l facility

. (4 ) Eligibl e Activities

. Th e facilit y shal l prevent , reduce , conttol , o r eliminate : (a ) Ai r contaminatio n b y us e o f

a k cleanin g device s a s define d i n OR S 468A.00 5 o r

throug h equipmen t

designe dt o prevent , reduc e o r eliminat e ai r

contaminant s prio r

t o discharg e to th e outdoo r atmo

sphere ; (b ) Altemative s t o Ope n Fiel dBuming

. Th e facdit y shal l reduc e o r eliminate : (A ) Ope n fieldbumin g an dma y includ e equipment , facilities , an dlan dfor

gataering , densifying , handhng , storing , ttansporting an d incorporatin g gras s stta w o r sttaw base dproducts ; (B ) A k quahf y impact s fromope n fieldbumin g an dma y includ e propan e bumer s o r

mobil e fieldsanitizers ; o r (C ) Gras s see dacreag e taat require s ope n field buming

. Th e facU

ity ma y include : (i ) Productio n o f

altemativ e crop s taat

d o no t requir e ope n field buming ; (ii ) Productio n o f

rotatio n crop s that

suppor t gras s see dproduc

tio n withou t

ope n fieldbuming ; o r (Ui ) Drainag e til e installation s an dnew cro p processin g faciUties

. (c ) Hazardou s Waste

. Th e faciht y shal l tteat, substantiall y reduce o r eUminate hazardou s wast e a s define di n OR S 466.00 5 o r utiUz e materia l a s se t

fort h i n subsectio n (4)(e ) o f

thi s mle ; (d ) Industrial Waste

. Th e facilit y shal l dispos e of

, eUminat e o r b e redesigne dt o eUminat

e industrial wast

e andth e us e of

tteatment work s for industria l wastewate r

a s define di n OR S 468B.005 ; (e ) Hazardou s Waste , SoU dWast e an dUse dOi l Materia l Recov

ety
. Th e facilit

y shal l eliminat e o r

obtai n usefu l materia l frommate

ria l tha t woul dotherwis e b e soli dwaste a s define di n OR S 459.005 , hazardou s wast e a s define di n 466.005 , o r use doi l a s define di n 468.850

. Th e facilit

y shal l produc e a

n en dproduc t

of utilizatio n that i s a n ite mof real economi c valu e andi s competitiv e wit h an en dprod

uc t produce di n anotae r

state
. Th e faciht

y shal l produc e tae en dprod

uc t b y mechanica l processing , chemical processing ; o r throug h th e production , processing , pre-segregation , o r us e of material s which : (A ) Hav e usefu l chemica l o r physical propertie s an dwhic h ma y b e use dfor

th e sam e o r

othe r purposes ; o r (B ) Ma y b e use di n th e same kin dof applicatio n a s it s prio r

us e withou t chang e i n identity

. (f ) Nois e Pollution

. Th e facilit y shal l substantiall y reduce , eUm

inat e o r b e redesigne dt o eliminat e nois e pollutio n o r nois e emissio n source s se t

fort ai n OA

R340-035-000 5 du'oug h 340-035-0100 ; (g ) SpiU s o r

Unauthorize dReleases

. Th e facilit y sha U b e use dt o detect , defer

o r preven t spill s o r unautaorize dreleases. Thi s doe s not includ e any faciUt

y installed , constracte do r use dfo r cleanu p after

a spil l o r unauthorize dreleas e ha s occuned ; o r (h ) Nonpoki t

Sourc e Pollution

. Pursuan t t o OR S 468.155(2)(b) , tae EQ C ha s detemiine dthat th e followin g faciUtie s reduce, o r con tro l sigiufican t

amount s o f

nonpoin t sourc e pollution : (A ) An y faciUt y that implement s aplan , project , o r strateg y t o reduc e o r contro l nonpoin t

sourc e pollutio n a s documented : (i ) B y on e o r

mor e partaer s liste dmth e Orego n Nonpoint Sourc e Contto l ProgramPlan ; o r (U ) In aFedera

l Clea n A k Ac t Stat e Implementatio n Pla

n fo r Ore

gon ; o r (B ) An y facilit y effectiv e i n reducin g nonpoin t sourc e pollutio n a s documente di n supportin g research by : (i ) Orego n Stat e University , Agricultara l Experimen t Station ; o r (u ) Th e Unite dState s Departmen t o f Agricultare , Agricultar e Researc h Service ; o r (iii ) Th e Orego n Departmen t of Agriculture ; o r (C ) Woo dchipper s use dt o reduc e openl y bume dwoody debris ; o r (D ) Th e rettofi t

of diese l engine s wit

h adiese l emissio n contto l device , certifie db y th e U.S

. Environmental Protectio n Agency

. Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 5-1998 , f

4-24-98 , cert , e f

5-1-98 ; DE Q 1-2001 , f

1-30-01 , cert , e f 2-1-0 1

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 0 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y 340-016-006 5 Fee s Th e appUcatio n fe e shal l b e mad e payabl e t o tae Departmen t o f Envkonmental Qualit

y an dshal l no t

b e refunde dt o th e applican t excep t a s se t fort h i n sectio n (3 ) o f

thi s rale. Th e applicatio n fee shal l b e base dupo n th e facilit

y cos t after an y reduction s a s set

fort h OR S 340-016-0070(1)

. (1 ) Applicatio n Fe e fo

r PreUminat

y Certification

. If

th e applicant choose s t o submi t

th e optional applicatio n for preliminEu

y certifica

tio n a s set fort h mOA R340-016-0055(1) , th e applican t sha U submi t th e appropriat e preliminat y applicatio n fe e of : (a ) One-hal f

o f on e percen t

o f th e estimate dfacilit

y cos t a s claime do n tae preliminaty appUcation

. Th e minimu mfee shal l b e $5 0 an dth e maximu mfe e shal l b e $7,500 ; o r (b ) $5 0 fo r prelkninaty application s claimin g altemative s t o ope n fieldbuming

. (2 ) Applicatio n Fe e fo

r Final Certification

. Th e apphcan t shal l submi t th e appropriat e fma

l applicatio n fee : (a) On e percen t

o f tae estimate dfacdity cos t a s claime do n th e final apphcation

. Th e minimu mfe e shal l b e $5 0 an dth e maximu mfe e shal l b e $ 15,000

. ff

th e appUcan

t receive dapreUminat

y certificat

e an d tae facilit y claime do n th e final application : (A ) Wa s bud t

substantiall y a s represente do n th e preUminEit y cer tification , th e applican t

ma y subttac t th e amoun t

o f th e preUminat

y applicatio n fee pai dfro mth e final applicatio n fee ; o r (B ) Wa s no t

buil t substantiall y a s represente do n th e preliminaty certification , th e applican t shal l no t subttac t th e amoun t

o f tae pre liminaty applicatio n fe e pai dfro mth e final applicatio n fee

. (b ) $5 0 for

final application s claimin g altemative s t o ope n field buming

. (3 ) Refunds

. Th e Department shall refund50 % ofth e preUminat y an dfinal appUcatio n fe e pai donl y i f th e preliminaty o r

th e final appli

catio n i s rejecte do r

denied

. Th e preUminat

y an dfinal appUcatio n fe e fo r altemative s t o ope n field bumin g shal l no t b e refunde dan

y amount unde r thi s rale. Smt

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 5-1998 , f

4-24-98 , cert. ef

. 5-1-9 8 340-016-007 0 Determinin g th e Facilit y Cos t (1 ) Facilit y Cost

. Th e applican t

sha U provid e documentatio n suf

ficient t o substantiate tae faciUt

y cost
. Th e faciUt

y cos t shal l b e reduce d b y the : (a ) Salvag e valu e o

f apre-existin g facilit

y if th e applican t

i s replacing afaciUty

. Th e salvag e valu e shal l never b e les s tha

n zer o an d sha U b e tae valu e o f

th e pre-existin g faciUt

y a t tae en do f it s useful lif

e minu s th e cos t

t o remov e i t

fro mservice ; (b ) Amoun t

o f any govemmen t

grant s receive dt o pa

y part of th e faciht y cost ; (c ) Presen t

valu e o f any othe r

stat e ta x credit s for

whic h th e investmen t

i s eligible ; an d (d ) Ineligibl e faciUt

y cost s a s set

fort h i n sectio n (3 ) an da s deter

mine db y comparin g th e actaa l facilit y cost s wit

h eligibl e cost s a s set fort ai n sectio n (2)

. (2 ) Eligibl e Costs

. For

cost s t o b e eligible , the y shal l mak e asig

nifican t contributio n t o poUution contto l an dshal l dkectl y relate t o tae acquisitio n an dinstallatio n ofth e facility

. Eligibl e cost s ma y include : (a ) Machinety , equipmen t an ddevices ; (b ) Sttucture s an dbuddings ; (c ) Desig n o r

engineering ; (d ) Employe e o r

contracto r

labor ; (e ) Indkec t

cost s hmite dt o employee s o f tae apphcant' s busines s tha t dkectl y performe dth e engineering , acquisitio n o r installatio n work ; (f ) Govemmen t

fee s associate dwit

h th e installatio n ofth e equip

ment ; (g ) Freight ; (h ) Excavation ; (i ) Material s an dsupplie s neede dfor installation ; (j ) Trave l directl y relate dt o pittchase dequipment ; (k ) Fo r undergroun dan dabovegroun dstorag e tan k system s hold

in g pettoleum , wast e oi l an dhazardou s substances : (A ) Modificatio n anddecommissionin g o f existin g tank

systems ; an d (B ) Ninet y percen t o f an y automati c tan k

gaugin g system
. (1 ) Essential backu p systems ; (m ) Replacemen t

o r reconstractio n o f

a U o r apar t o f an y faciU

ty fo r whic h apollutio n contto l facilit y certificate ha s previousl y bee n issue dunde r

OR S 468.170 , Umitedto : (A ) A n amount equal t o th e differenc e betwee n th e cos t th e new facilit y an dth e Idie-for-lik

e replacemen t

cos t o f tae origina l faciht

y if th e facUit y i s bein g replace ddu e t o anew requkemen t impose db y th e Department , th e federa l Environmental Protectio n Agenc y o r a regiona l ai r

pollutio n authority ; o r (B ) Th e remainde r

o f th e ta x credi t certifie dt o th e facihty bein g replace dif

afaciht y i s replace do r

reconstmcte dbefor

e th e en dof

it s usefu l life ; and (n ) Other cost s dkectl y relate dt o th e principal o r sol e purpos e of th e facility

. (3 ) Ineligibl e Costs

. Th e applican t an dth e Departmen t

shal l reduc e th e facdit

y cos t b y an y ineligibl e costs
. Ineligibl e cost s ar e an y distinc t portio n of

apollutio n contto l facilit

y taat make s a n insignif

icant contributio n t o th e principa l o r sol e purpos e ofth e facihty ; o r pro vide s benefit s o f

economi c value ; o r

where th e cost s are no t

directl y relate dt o th e operatio n o f th e industty o r

enterpris e seekin g th e ta

x credi t bu t wer e installe da s aresul t

of th e facihty

. Ineligibl e cost s includ e bu t

ar e no t hmite dto : (a ) Offic e building s an dfurnishings ; (b ) Parkin g lot s an droadimprovements ; . (c ) Automobiles ; (d ) Landscaping ; (e ) External lighting ; (f ) Company o r

relatedsigns ; (g ) A k conditioners ; (h ) Propert

y installed , constracte do r use dfo r clean up o f

emer genc y spill s o r

unauthorize dreleases , a s define db y th e Conimission ; (i ) Septi c tank s o r

other faciUtie s fo

r huma n wast e mcludin g prop erty installed , constracte do r use dfor movin g sewag e t o th e collect

in g facultie s o f

apubli c o r

quasi-pubU c sewerag e system ; (j ) Remova

l of equipment

replaced b y tae faciUt

y excep t fo r tank s a s se t fort h i n paragrap h (2)(k)(A ) o f thi s rale; (k ) Replacemen t

o r reconstractio n of

al l o r apar t of an y facilit y for whic h apollutio n contro l faciUt y certificate ha s previousl y bee n issue dunder

OR S 468.170 , excep t

a s set fort h msubsectio n (2)(m ) o f thi s rale; (1 ) Applicatio n fee s fo

r apollutio n contro l ta

x credit ; (m) Start-u p costs ; (n ) Asbesto s abatement ; (o ) Purchase dequipmen t

use dt o instal l th e facility ; (p ) Maintenance , operation , o r repak of afacUity , includin g spar

e parts ; (q ) Owner' s time; (r ) Interest , wanant y charges , financing costs , capitalize dcost s (propert y taxes , capitaUze dinterest , etc.) , insuranc e premiums , legal fees , cour t costs , paten t

searche s andfeasibiht

y stadies ; an d (s ) Travel fo r

researc h purposes . (4 ) Statemen t

o f Facilit y Cost

. Th e appUcan

t shal l provid e a

n auditor' s statement

that th e facilit y cos t claime do n th e applicatio n fo r final certificatio n i s eligibl e an dallocabl e a s set fort h i n thi s rale an d OAR340-016-0070

. Th e facilit y cos t prio r t o an y reductions , a s se t fort h 340-016-0070(1) , shal l determin e tae degre e o f independenc e of th e auditor : (a ) Th e applican t

ma y prepar e th e auditor' s statemen t whe n th e facilit y cost : (A ) Doe s no t

excee d$50,000 ; o r (B ) Exceed s $500,000

. Whe n th e facilit y cos t exceed s $500,000 , th e applicant

shal l als o aUo

w th e Departmen t

t o perfor man indepen

den t accountin g revie w t o b e pai dby th e Department

. (b ) Th e applican t

shal l hav e th e auditor' s statemen t prepare db y a n independen t

Certifie dPubli c Accountan t when th e faciht

y cos t exceed s $50,00 0 bu t

doe s no t excee d$500,000

. (5 ) Waive r o f Extema l CPA' s Audit

. Th e applican t ma y submi t awritte n reques t

an dth e Department

ma y gran t awaiver o f tae inde

penden t accountin g review : (a) I f th e faciUt y cos t ca n b e thoroughl y documente db y les s tha n twenty invoice s o r

cancele dchecks ; (b ) ff th e faciUt y i s no t part of alarger constmctio n project ; an d

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 1 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality (c ) If th e faciUt y consist s o f

asingl e pollutio n contto l component o r asingl e pollutio n contto l process . (6 ) Mor e Than On e Owner

. I f ther e i s mor e than on e owner applyin g for

tax relief

fo r th e sam e faciUty , eac h owne r ma y b e requiredt o obtai n aseparate certificatio n o f cos t a s se t fort h i n thi s sec tion. Th e faciUt

y cos t claime db y eac h owne r

separatel y shal l no t excee dth e tota l cos t

o f tae facility

. Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 5-1998 , f

4-24-98 , cert , e f

5-1-9 8 340-016-007 5 Determinatio n o f

Portio n o f

Facilit y Cos t

Allocabl e t o Pollutio n Contro l Th e appUcan

t shal l provid e th e informatio n necessat y fo r th e Conimissio n £ui

dth e Depeutmen

t t o determin e tae portio n o f tae facil

ity cos t allocabl e t o poUutio n contro l a s se t fort h i n OR S 468.19 0 an d thi s rale. Th e portio n o f

th e faciUt y cos t properl y allocabl e t o pollu

tion contro l sha

U b e fromzer o t o 100 percen t mincrement s o f

on e per cent
. If th e portio n i s zero percent , tae Commissio n sha U issu e a n order denyki g th e certification

. 'Th e faciUt y cos t fo r dii s ml e sha

U b e th e cos t a s se t fortai n OA

R340-016-0070(1 ) afte

r th e reductio n o f

tae salvag e value

. (1 ) Facility Cos t

Doe s No t

Excee d$50,000

. Th e Commissio n shal l onl y conside r

th e percentag e o f

tim e th e facilit

y i s use dfor

pol

lutio n contto l a s oppose dt o an y othe r purpos e whe n determiiun g th e percentag e ofth e facilit

y cos t allocabl e t o pollutio n contto l for facu

ltie s wit h cost s that

d o no t excee d$50,000

. Th e remainin g section s i n thi s ml e shal l no t

b e applicabl e t o thes e faciUties

. (2 ) Facility Cos t

Exceed s $50,000

. Th e Commissio n sha U con sider tae five factor s i n tais sectio n whe n establishin g th e portio n o f th e faciht y cost s properl y allocabl e t o pollutio n contto l fo r facilitie s quaUfyin g for certificatio n under

OR S 468.170

. Thes e five factor s shal l b e considere donl y whe n th e faciht y cos t exceed s $50,00 0 unde r

sec tion s (3) , (4 ) an d(5 ) o f

thi s rale. In considerin g tae five factor s an d the k applicabUit

y t o taese mles , th e Commissio n ma y determin e i n it s findings tha

t on e o r mor e factor s are mor e importan t tha n otaer s an d ma y assig n different

weight s t o th e factor s whe n determinin g tae por tio n o f cost s properl y allocabl e t o pollutio n conttol : (a) Th e exten t

t o whic h th e facilit

y i s use dt o recove r

an dcon ver t waste product s int o asalabl e o r usabl e commodity ; (b ) Th e estimate dannual percen t reta mo n th e investmen t

i n tae facility ; (c ) Th e altemativ e methods , equipmen t an dcost s for

achievin g tae same pollutio n contro l objective ; (d ) Relate dsaving s o r

increase s i n cost s whic h occu r o r ma y occu r a s aresult

o f th e installatio n o f

th e facility ; o r (e ) Othe r factor s whic h are relevant i n estabhshin g th e portio n of th e actaal cos t

ofth e facdit

y properl y allocabl e t o th e prevention , con ttol o r reductio n o f

air , wate r

o r nois e pollution , soh do r

hazardou s waste o r t o recyclin g o r

properl y disposin g o f

use doil

. (3 ) Non-Integra l Facilities

. Th e Departmen t shal l determin e th e percentag e ofth e faciht

y cos t allocabl e t o pollutio n contto l a s se t fort h i n thi s sectio n i f

th e faciUt

y i s no t "integra l t o tae operatio n of th e applicant' s business " a s set fort h i n subsectio n (4)(a ) o f

thi s rale. Th e applican t shall : (a ) Determin e th e Averag e Annua l Cas h Flo w fromth e faciUty

. Th e averag e annual cas h flow i s calculate db y summin g th e five annu al cas h flows i n thi s subsectio n a s calculate dthroug h paragrap h (3)(a)(C ) an ddividin g th e su mb y five. Wher e th e usefu l lif e of th e faciht y i s les s than five years , su mtae annua l cas h flows fo r tae use fu l Uf e ofth e facihty an ddivid e tae su mb y tae usefu l life

. Th e apph

can t shall : (A ) Estimat e gros s annua l revenu e for eac h o f th e first five ful

l year s o f operation

. Revenu e include s tae estimate dtotal annual income directl y relate dt o th e operatio n o f th e facdity

. Revenu e include s incom e derive dfro msal e o r reus e o f recovere dmaterial s o r

energ y o r any other mean s includin g saving s tha t ma y occu r a s aresul t

o f th e faciUty

. Th e Departmen t

may requke additiona l mformatio n o r doc

umentatio n regardin g gros s annual revenu e estimate s for evaluatio n purposes ; (B ) Estimat e th e annua l operatin g expense s for eac h o f th e first five ful l year s o f operation

. Operatin g expense s shal l b e th e estimat

e dannual cos t

o f operatin g th e facihty

. Operatin g expense s ma y includ e labor , utilities , property taxes , insurance , an dothe r cas h expenses , les s any saving s i n expense s attributabl e t o installatio n of

th e facility

. Operatin g expense s shal l no t includ e depreciation , inter

es t expenses , an dstat e an dfederal taxes ; an d (C ) Subttac t

th e estimate dannua

l operatin g expense s set

fort h i n paragrap h (3)(a)(B ) fromth e estimate dgros s annua l revenue s se

t fort h i n paragrap h (3)(a)(A ) for

eac h of tae firs t five full year s o f

operation

. (b ) Determin e th e Reta mo n Investmen t Facto r (RO I Factor ) b y dividin g th e facihty cos t

b y th e averag e annua l cas h flow a s set fort h i n subsectio n (3)(a ) of

thi s rale. (c ) Determin e th e Facility Retu mo n Investmen t (Facilit y ROI ) b y usin g th e Facilit

y RO I — Tabl e 1 provide dwit ath e appUcation

. At th e to p of Tabl e 1 , find th e numbe r

equal t o th e number

o f year s of tae usefu l lif e of th e facility

. In th e column unde r tae useful hfe , findth e numbe r closes t t o th e RO I Facto r

a s set fort ai n subsectio n (3)(b ) o f thi s rale. Follo w thi s ro w t o th e leftmos t column t o findth e FaciUt y ROI

. Tabl e 1 sha

U b e develope dutilizin g th e followin g equation : [Tabl e no t mcluded

. Se e ED

. NOTE. ] (d ) Determin e th e National Retu mo n Investment (National ROI ) fro mth e National RO I —Tabl e 2 provide dwit h th e apphcation

. Selec t th e National RO I tha

t conespond s wit

h th e yea r constmctio n wa s com plete do n th e facility

. Th e National RO I Tabl e 2 sha U b e develope db y averagin g tae prio r

five years ' rates of

retumbefor

e taxe s o n total asset s fo r a U Unite dState s manufacturin g corporation s a s foun di n th e Quar

teri y Financial Repor

t fo r Manufacturing

. Minin g andTrad e Corpora

tions , pubUshe db y th e U.S

. Departmen t o f Commerce , Burea

u o f th e Census

. [Tabl e no t

included

. Se e ED

. NOTE. ] (e ) Determin e th e Portio n o f Actaa l Cost s Properl y AUocabl e t o Pollutio n Conttol

. ff

th e Facility RO I a s set

fort h i n subsectio n (3)(c ) is : (A ) Greate r

than o r equal t o th e Nationa l RO I a s se t fort h i n sub

sectio n (3)(d ) the n tae percentag e o f tae facilit y cos t properl y alloca

bl e t o pollutio n contto l shal l b e zer o percent
. (B ) Les s than tae Nationa l RO I a s set fort h i n subsectio n (3)(d ) the n th e percentag e of

tae facdit y cos t properl y allocabl e t o pollutio n contto l shsil

l b e determine db y th e equation : [Equatio n no t included

. Se e ED

. NOTE. ] (4 ) Facditie s Integra l t o th e Operatio n o f th e AppUcant' s Busi

ness . Thi s sectio n applie s onl y t o facditie s costin g ove r $50,000 , t o application s receive db y th e Departmen t o n o r afte r Febmat y 1,1993 , an dt o £ui y facilit y that tae Conimissio n deterrrune s t o b e "integra l t o th e operatio n ofth e applicant' s business " a s se t fort h i n thi s section

. Th e Department

shal l us e th e step s i n thi s sectio n t o determin e th e por tion of th e facilit y cos t taat i s allocabl e t o pollutio n contto l fo r facil

itie s detemiine dt o b e "integral t o th e operatio n o f tae applicant' s busi

ness. " (a ) Determin e i f

th e Facility i s Integral t o th e Operatio n o f th e Applicant' s Business

. A faciht y i s integra

l to th e operatio n ofth e apph

cant' s busines s whe n th e busines s i s unabl e t o operat e o r i s onl y abl e t o operate a

t reduce dincome levels , without th e claime dpollutio n con ttol facdit y a s detemiine db y th e Commission

. Suc h instance s include , bu t ar e no t liniite dto , commercia l soli dwaste an dhazardou s wast e landfills , soli dan dhazardou s waste recycUng businesses , an denvi

ronmental servic e providers

. A poUution contto l facilit y integral t o th e operatio n o f

th e applicant' s busines s doe s no t includ e afacilit

y that meet s th e principal purpos e requkemen t a s se t fort ai n OA

R340-016

- 0060(3)(a ) unles s th e pollutio n contto l facilit y meet s on e o r

mor e o f th e factor s include di n thi s definition

. Factor s tha t tae Department

ma y us e t o determin e whethe r

apollutio n contto l faciUt

y i s integra l t o th e operatio n ofth e busines s include : (A ) Th e facilit

y represent

i n exces s o

f 2 5 percen t

o f th e tota l asset s ofth e business ; o r (B ) Th e facilit

y wa s erected , constracted , o r installe di n respons e t o marke t

deman dfor

suc h pollutio n contto l facilities

. Thi s ma y occu r a s th e result

o f requkement s impose db y tae Department , th e Federa l Envkonmenta l Protectio n Agenc y o r regional a k

pollutio n authority , o n partie s unaffiliate dwit h th e appUcant ; o r (C ) Erection , constmction , o r installatio n ofth e facilit

y an dan y previousl y certifie dpollutio n contto l facilities , allow s th e applican t t o generat e gros s revenue s a t leas t 5 0 percen t

greate r tha n woul dhav e bee n generate di n th e absenc e of th e claime dfaciUt

y an dany previ

ousl y certifie dpollutio n contto l faciUties ; o r (D ) Th e apphcant' s operatin g expense s related to operatio n o f th e facilit y an dan y previousl y certifie dpollutio n contro l facilitie s ar e a t leas t 5 0 percen t

ofth e operatin g expense s ofth e applicant' s business

.
201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 2 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y (b ) Determin e tae National Retu mo n Investment (National ROI ) fromNationa l RO I Tabl e 2 provide dwit h th e appUcation

. Selec t

th e Nationa l RO I tha t

conespond s wit

h th e yea r constmctio n wa s com plete do n th e facility

. Tabl e 2 sha U b e develope da s se t

fort ai n sub

sectio n (3)(d ) o f

thi s rale. (c ) Determin e th e Industty Averag e Profi t (Industty AP ) b y sum min g tae "industty median profi t befor e taxe s a s apercen t

of tota l assets " for th e five year s prio r

t o th e year

tae facilit y wa s complete da s foundmRober

t Morri s Associates

. Annua l Statemen t Stadie s under

tae applicant' s primaty fou

r digi t StandardIndustrial Classificatio n (SIC ) an ddividin g th e sumobtaine db y five. Where five year s are no t avail

able , sumth e number

o f year s taat ar e avadabl e an ddivide by th e num be r o f year s avadable

. If

th e Annua

l Statemen t

Stadie s d o no t

lis t tae "industty media

n profit befor e taxe s a s apercent

o f total assets " fo

r th e apphcant' s SIC , th e appUcan t an dtae Departmen t

shal l determin e whetae r a n altemat e SI C i s appropriat e fo r th e applicant' s business

. I f n o altemate SI C i s appropriat e fo r th e apphcant' s busmes s o r

k a n appU

can t i s dissatisfie dwit

h th e percen t

allocabl e determinatio n made usin g tae procedure s i n thi s section , tae percen t allocabl e shal l b e determine d usin g tae procedure s set

fort h i n sectio n (5 ) o f

thi s mle ; (d ) Determin e th e Portio n o f Actaa l Cost s Properl y Allocabl e t o Pollutio n Conttol

. I f

th e Industt y A P a s set

fort h i n paragrap h (4)(c ) is : (A ) Greate r

than o r equal t o th e Nationa l RO I a s se t fort h i n sub

sectio n (4)(b) , th e percentag e ofth e faciUt y cos t allocabl e t o pollutio n contro l shal l b e zer o percent ; (B ) Les s than th e Nationa l RO I a s set fort h i n paragrap h (4)(b) , th e percentag e o f

th e faciht y cos t allocabl e t o pollutio n contto l shal l b e determine db y th e equation : [Equatio n no t included

. Se e ED

. NOTE. ] (5 ) Altemat e fo

r Facihtie s Integral t o Apphcant' s Business

. If th e applican t an dth e Departmen t

determin e that

n o altemat e Standar d Industria l Classificatio n (SIC ) i s appropriat e for tae applicant' s busi

nes s a s se t

fort h i n subsectio n (4)(c ) o f

thi s rale, th e percen t

alloca

bl e t o pollutio n contto l shal l b e determine dusmg di e procedure s se t fort h i n tais section

. (a ) Defmitions

. Th e followin g definition s shal l b e use di n thi s section : (A ) "Annua

l Incrementa l Cas h Row " mean s th e estimate dannu a l cas h flow fo

r eac h year

o f th e usefu l lif

e o f tae claime dpoUutio n contro l facilit

y that i s integra l t o th e operatio n o f applicant' s busines s calculate da s follows : (i ) Calculat e th e applicant' s annual cas h flow includin g th e claime dfacilit

y b y subttactin g th e annual operatin g expense s for tae applicant' s busines s fromth e gros s annual incom e fo r th e applicant' s busines s for

eac h year

o f th e usefu l lif

e o f th e claime dfacility ; an d (U ) Calculat e th e applicant' s annual cas h flow assumin g taat th e claime dfacilit

y wa s no t

erected , constracted , o r

installe db y sub

ttacting tae annual operatin g expense s for th e applicant' s busines s usin g thi s assumptio n fromth e gros s annua l income fo

r th e apphcant' s busines s usin g thi s assumptio n fo r eac h yea r o f th e usefu l lif

e o f th e claime dfacility ; an d (iii ) Subttac t

th e apphcant' s annual cas h flow assumin g that tae claime dfacilit

y wa s no t

erected , constracted , o r

installe dfromth e annua l cas h flow wit

h th e claime dfacilit

y for eac h year ofth e usefu l lif e o f th e claime dfacility

. (B ) "Annual Operatin g Expenses " mean s th e estimate dcost s of operatin g th e apphcant' s busines s includin g labor , utiUties , property taxes , insurance , an dothe r cas h expenses , les s an

y saving s i n expens es . Depreciation , interes t

expenses , eui

dstat e an dfedera

l taxe s ar e no t included ; (C ) "Gros s Annua l Income " mean s th e estimate dtota l annua l incom e fro mth e applicant' s busines s includin g saving s that ma y occur ; (D ) "Intema l Rat e o f

Retum " mean s th e rat e o f retamthat

wil l equat e th e presen t

valu e o f th e annual incremental cas h flows over th e usefu l lif e ofth e claime dfacilit

y wit h th e presen t

valu e ofth e claime d facilit y cost
. (b ) Th e appUcan

t shal l fumis h th e followin g informatio n t o th e Department : (A ) A n income statement , balanc e sheet , statement o f cas h flows, an dfedera l an dstate ta

x retums (i

f applicable ) fo

r tae applicant' s busi

nes s fo r th e applicant' s thre e fiscal year s prio r t o th e dat e of

submis

sio n ofth e application

. I f

thre e year s o f

suc h statement s are no t

avail

able , tae applicant sha U submit informatio n fo

r th e year s that

are avail

able ; (B ) Revenu e an dexpens e projections , an dcas h flow projection s for th e apphcant' s busines s beginnin g wit h tae yea r th e appUcatio n i s submitte dandcontinuin g for th e entk e usefu

l Ik e o f th e poUution con tro l facdity

. Th e leve l of

detai l of thes e projection s sha

U b e substan

tiall y equivalent

t o th e leve l o

f detai l of infonnatio n submitte di n para grap h (A ) o f

thi s subsection

. Th e Departmen t ma y elec t t o provid e th e applican t wit h aworkshee t

fo r thi s purpose ; (C ) Revenu e an dexpens e projections , an dcas h flow projection s for th e applicant' s busines s for tae entk e usefu l lif

e o f th e claime d facdit y assumin g that

th e claime dpollutio n contro l faciUt y wa s no t erected , consttiicte do r

installed ; (D ) A projectio n ofth e applicant' s futar e capital expenditure s fo

r th e pollutio n contto l facility ; (E ) A lette r

signe db y th e applican t

authorizin g th e Departmen t t o contrac t

wit h a n independen t

certifie dpubh c accountan t t o revie w th e financial informatio n provide db y th e appUcant

. Th e appUcan t shal l agre e t o reimburs e th e Departmen t fo r tae cos t o f thi s review ; (F ) Usin g th e informatio n submitte di n paragraph s (A)-(D ) o f thi s subsection , th e Departmen t shal l calculat e a

n Intema l Rat e o f Reta mfo r th e claime dfacilit

y b y considerin g tae claime dfacUit y cos t an dannual incremental cas h flow. Th e Intema l Rat e o f Reta mshal l b e compare dt o th e National RO I fro mTabl e 2 a s set

fort h i n subsec

tio n (4)(b ) o f

thi s rale; (G ) If th e applicant' s Intema l Rat e o f Reta mi s greate r

taan th e referenc e rate , th e percen t allocabl e shal l b e zer o percent ; (H ) If th e applicant' s Intema l Rat e o f Reta mi s les s than th e referenc e rate , th e percen t

allocabl e shal l b e determine db y th e foUow

in g formula : [ED

. NOTE : Table s an dEquation s reference dar e availabl e fromth e agency. ] Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 5-1998 , f

. 4-24-98 , cert , e f

5-1-9 8 340-016-008 0 Certificatio n (1 ) Th e Preliminaty Certificate

. Th e Conimissio n shal l pre-cer tif y th e eUgibUit

y of afacUit y if th e Conimissio n determine s th e facU

it y i s eUgibl e fo

r apollutio n contto l tax credi t certificate a s set

fort a i n OAR340-016-0060

. Th e certificate shal l b e prim afaci e evidenc e that th e faciUt y i s qualifie dfo

r certificatio n for

ta x relie f unde r OR S 468.167

. Preliminat

y certificatio n shed

l no t ensure tha

t th e facilit y con stracte dwil l receiv e certificatio n unde r 468.16 7 o r

ta x relie f unde r 307.40 5 o r

315.304

. (2 ) Th e Final Certificate

. Th e Commissio n shal l certif y th e actu

a l cos t o f apollutio n contto l faciUt

y a s se t fort h mOA R340-016-007 0 an dth e portio n o f

th e cos t properl y allocabl e t o pollutio n contto l a s set fort h i n OR S 468.19 0 an dOA R340-016-007 5 if

di e Departmen t determine s th e facilit

y i s eligibl e fo

r pollutio n contto l tax credi t cer tificatio n a s set

fort h i n OA R340-016-0060

. Th e certificate : (a ) Shal l bea

r aseparate serial numbe r

fo r eac h suc h facility ; (b ) Ma y certif y tw o o r mor e facilitie s whic h constitat e a n oper ational uni t

unde r on e certificate ; (c ) I s effectiv e fo

r purpose s of

ta x relie f accordin g t o th e provi

sion s of OR S 307.40 5 o r

315.304 ; (d ) Sha U b e granted : (A ) Fo r 1 0 consecutiv e year s beginnin g wit h tax yea r ofth e per so n takin g th e ta

x credk ; o r (B ) Fo r 2 0 consecutiv e year s fo

r corporation s organize dunde r OR S Chapter s 6 2 o r

6 5 tha t utiliz e a dvalore mtax-relie f

Th e portio n of th e facilit y allocabl e t o pollutio n contto l shal l b e exemp t fro ma d valore mtaxation

. (e ) Sha U b e Umite

dt o tha t portio n of

th e eligibl e an dallocabl e facilit y costs , a s set

fort h i n OA R340-016-007 0 an d340-016-007 5 representin g th e taxpayer' s investment i n tae pollutio n contto l facili

fy- (f ) Ma y certif y portion s of

afacilit y qualifyin g unde r

OR S 468.165(l)(c ) separatel y unde r thi s sectio n i

f portion s ofth e faciht

y ar e owne db y more than on e person . Th e actual cos t certifie dfo

r al l portion s of

afacdit y separately certifie dunder thi s subsectio n sha

U no t excee dth e total cos t

o f th e facUit y tha t woul dhav e bee n certifie dunder on e certificate

. Th e provision s of 307.40 5 o r

315.304 , whichever

i s

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 3 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality applicable , shal l appl y t o any sale , exchang e o r othe r dispositio n o f

a certifie dportio n o f

afacility

. (g ) May certif

y alesse r actual cos t

o f th e facilit y o r alesse r por tio n o f th e actua l cos t

properl y allocabl e t o poUutio n conttol , materi

al recovety o r

recyclin g than wa s claime di n th e applicatio n for cer tification. (3 ) Revocation

. Th e Commissio n ma y orde r th e revocation o f

th e final ta x credi t certificatio n a s se t

fort h i n OR S 468.185

. Th e Depart

ment shal l notif

y th e Departmen t

o f Revenu e an dth e county assesso r o f th e county i n whic h th e facihty i s locate da s soo n a s th e orde r o f revocatio n o r

reinstatemen t

unde r tais sectio n ha s becom e final. (a ) Caus e for

Revocation

. Pursuan t

t o th e procedure s for

acon teste dcas e unde r

OR S 183.31 0 to 183.550 , th e Conimissio n ma y orde r revocatio n o f

ata x credi t for : (A ) Frau do r

Misrepresentation , i f

tae certificate wa s obtaine db y frau do r nusrepresentation

. Al l prio r tax reUe f provide dt o th e certifi

cat e holder

b y virta e o f

suc h certificate shal l b e forfeited

. Th e Depart

men t o f Revenu e o r

tae prope r

count y officer s shal l procee dt o collec t taxe s no t pai db y tae certificat e holde r a s aresul t

o f th e tax relie f provide dt o tae holde r

unde r an y provisio n o f

OR S 307.40 5 an d 315.304 ; o r (B ) Failur e t o Operat e Facility , if th e certificate holde r

ha s faile d substantiall y t o operate th e facilit y fo r tae purpos e of

, an dt o th e exten t necessat y t o mee t th e specification s o f

th e certificate ; o r

i n compUanc e wit h tae applicabl e Departmen t or Commissio n statutes , mles , order s o r penni t conditions

. Th e certificate holde r shal l b e denie dany furthe r reUef provide dunder

OR S 307.40 5 o r

315.30 4 k i connectio n wit asuc h facilit y froman dafte

r tae dat e taat

th e orde r o f revocatio n become s final. (b ) Suspende dRevocation

. Th e Conimissio n ma y suspen dtae revocatio n o f

acertificate whe n operatio n o f afaciht y cease s if

tae cer tificate holde r

indicate s i n writin g taat tae facihty wil l b e retume dt o operatio n withi n five year s time

. In th e even t that tae facilit

y i s no t retume dt o operatio n a s indicated , th e Conimissio n shal l revoke tae certificate

. (c ) Impac t o n Adjacen t

Facilities

. Th e Commissio n may revoke tax credit s hel dfor

any facihty o r

piec e o f equipmen t

whic h i s for

th e purpos e o f

preventing , conttolling , reducing , o r eliminatin g pollutio n t o th e same medi aan dwhic h i s a t alocatio n adjacent

t o th e non-com plyin g facility

. (d ) Reinstatement

. Th e Commissio n ma y reinstat e any revoked ta x credi t certificatio n if

th e Commissio n finds tae non-complyin g facilit y ha s bee n brough t

int o comphance

. Th e tax credi t certificatio n shal l b e reinstate dfo

r th e remainin g perio dofth e tax credit , les s tae perio dbeginnin g o n th e dat e th e Commissio n revoke s th e certificat e an dendin g o n th e dat e tae Commissio n reinstate s tae certificate

. (4 ) Sale , Exchang e o r

Dispositio n o f

Facility

. Th e certificat e holder shal l provid e tae Departmen t wit awritte n notic e upo n any sale , exchang e o r

othe r dispositio n o f

th e certifie dpollutio n contro l facd

ity

. Upo n request , tae taxpaye r shal l provid e acop y ofth e conttac t o r othe r evidenc e o f

dispositio n o f

th e property t o tae Departmen t o f Envkonmenta l Quality

. Upo n sal e o r exchang e o f

tae facility , th e cer tificate holde r

ma y reques t tha t th e Commissio n ttansfer atax credi t fromon e holde r

t o another , th e Commissio n shal l reissu e th e certifi

cat e t o th e ne w holder , an dth e Departmen t shal l report

th e ttansfer

of th e certificate t o th e Departmen t o f Revenu e a s set

fort ai n OR S 307.40 5 an d315.304

. Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 5-1998 , f

4-24-98 , cert , e f

5-1-9 8 Pollutio n Preventio n Ta x Credit s 340-016-010 0 ^ - - ^ Purpos e Th e 199 5 Orego n Legislatar e estabUshe dapilo t progra mt o determin e tae desirabiht y o f ata x credi t progra mwhic h encourage s businesse s to utiUze technologie s o r processe s tha

t prevent th e creatio n o f a k pollutants

. Th e purpos e o f thes e rales i s t o prescrib e procedure s an dcriteri at o b e use db y th e Departmen t an dCommissio n for issuanc e o f

pollutio n preventio n ta

x credits

. Thes e mle s ar e t o b e use d t o implemen t

OR S 468A.09 5 throug h 468A.098

. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468A.095,468A.0 % & 468A.09 8 Hist. : DE Q 11-1996 , f

& cert , e f

7-24-9 6 340-016-011 0 Definition s (1 ) AppUcant : A perso n wh o applie s fo r apollutio n preventio n tax credk unde r thes e mles

. I t

include s asol e proprietor , partnership , limite dpartnership , join t

venture , C corporation , S corporation , lim

ite dliabiUt

y company , cooperativ e association , o r non-profi t

corpo ratio n tha t files a n Orego n tax retam. (2 ) Busines s Location : A stationaty sourc e of a k emission s a s define dki OA R340-028-0110

. (3 ) Conimission : Envkonmenta l Quaht y Commission

. (4 ) Cost : Th e capita l equipmen t cost s an dexpense s th e Depart

men t finds are neede dt o acquke , erect , build , o r insta U a n emissio n preventio n projec t

unde r thes e rales. (a ) Cost s ma

y include : (A ) Certifiabl e capital an dinstallatio n costs , includin g payment s for fee s t o desig n o r

enginee r tae project ; (B ) Govemmen t

fee s associate dwit

h installatio n of

tae equip

ment , (C ) Shipping ; an d (D ) Material s an dsupplie s neede dt o instal l th e project

. (b ) Tangibl e equipmen t

cost s shal l b e a t

leas t 50 % o f th e tota l cost s claime dfor

th e emissio n preventio n project

. (c ) Cost s ma

y no t include : (A ) Interes t

an dwarrant

y charges ; (B ) Lega l fee s an dcourt

costs ; (C ) Paten t searches ; (D ) Ta x cred k appUcatio n an dfiUng fees ; (E ) Cost s t o maintain , operate , o r repak aproject , includin g spar e parts ; (F ) Cost s t o remov e existin g equipmen t whic h i s bein g replaced b y tae emissio n preventio n project ; (G ) Constmctio n equipmen t neede dt o instal l th e project ; o r (H)Land

. (d ) ff th e emissio n preventio n projec t i s installe dunde r

alease , lease-optio n o r

lease-pittchas e conttact , tae lessee' s cos t t o acquk e th e tangibl e asset s of

tae emissio n preventio n projec t i s th e presen t

valu e ofth e leas e payments
. Th e leas e cost s shfj l no t includ e taxes , insur

ance , interest , an doperatin g an dmaintenanc e costs
. Payment s t o b e mad e i n tae futar e shal l b e discounte dt o presen t value

. (5 ) Department : tae Orego n Departmen t of Envkonmenta l Qual

ity

. (6 ) Dkector : th e Directo r o f th e Departmen t

o f Environmental Quality

. (7 ) Emissio n preventio n project : productio n technologie s o r pro cesses , o r

component s o f

productio n technologie s o r processes , installe da t abusines s locatio n withi n Orego n whic h mee t tae criteri a i n OA R340-016-0120

. (8 ) InstaUed : tae completio n of erection , installation , modifica

tion , o r constmctio n o f

al l element s o f

th e emissio n preventio n pro jec t whic h ar e essentia l t o perfor mit s purpose . (9 ) Targete dEmissio n Sourc e Categories : categorie s o f source s tha t qualif y for apollutio n preventio n tax credi t unde r OA R340-016

- 0120 : (a ) 4 0 CF R6332 0 t o 6 3 J2 5 (National Perchloroethylen e A k Emission s Standard s for

Dty Cleanin g Facilities) ; (b ) 4 0 CF R6334 0 t o 6334 7 (National Emissio n Standard s fo r ChrorruumEmission s fromHardan dDecorativ e Chromiu mElectto

platin g an dChromiu mAnodizin g Tanks) ; o r (c ) 4 0 CF R6346 0 B6346 9 (National Emissio n Standard s fo r Halogenate dSolven t

Cleaning)

. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468A.095,468A.09 6 & 468A.09 8 Hist. : DE Q 11-1996 , f

& cert , e f

7-24-9 6 340-016-012 0 Emissio n Preventio n Project s Whic h Qualif y fo r aPollutio n Preventio n Ta x Credi t (1 ) An y perso n ma

y appl y for

certificatio n unde r

OA R340-016

- 013 0 ofth e cos t

of productio n technologie s o r processe s installe da

t a busines s locatio n withi n Orego n an dproducin g emissio n level s an d type s no t subjec t t o regulatio n unde r

Sectio n 11 2 ofth e Clea

n A k Ac t of 199 0 (PL

. 101-549 ) i f (a ) Th e technologie s o r

processe s are installe di n replacemen t of technologie s o r

processe s taat

produc e emissio n level s an dtype s taat

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 4 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y
ar e subjec t to , o r are installe di n lie u o f

system s taat

woul dproduc e emissio n level s an dtypes subjec t t o regulatio n under : (A ) 4 0 CF R6332 0 t o 6332 5 (nationa l perchloroethylen e a k emission s standard s fo

r dt y cleanin g faciUties) ; (B ) 4 0 CF R6334 0 t o 6334 7 (national emissio n standard s for chromiu memission s fromhardan ddecorativ e chromiu melecttoplat

in g an dchromiu manodizin g tanks) ; o r (C ) 4 0 CF R6346 0 t o 6346 9 (national emissio n standard s for halogenate dsolven t

cleaning) ; an d (b ) Th e technologie s o r

processe s ar

e installe do n o r

afte r Januaty 1,199 6 an do n o r

befor e Decembe r

31,1999 ; an d (c ) Th e cos t

o f th e technologie s andprocesse s doe s no t quEihf y fo r certificatio n unde r

OR S 468.16 5 an d468.170

. Subjec t t o an y applica

bl e limit s o n credi t

amounts , th e grjuiting o

f acertificatio n of

apollu

tio n contto l facilit

y unde r 468.16 5 an d468.17 0 sha U no t preven t a n appUcation unde r

thi s sectio n fo

r tae cos t o f technologie s andprocesse s no t include di n th e pollutio n contto l facility

. (A ) Pollutio n preventio n ta x credi t appUcant s ma

y submi t acom bine dapplicatio n for

mt o determin e whetae r

th e technologie s o r

pro cesse s woul dqualif

y for apollutio n contto l facilit

y ta x credit

. (B ) If th e applican t

can clearl y demonsttat e taat n o portio n o

f tae projec t i s eUgibl e fo

r pollutio n contto l ta

x credits , the n th e Departmen t shal l mak e it s determinatio n a s par

t o f it s pollutio n preventio n ta

x cred

i t recommendatio n t o th e Envkonmenta l QuaUt y Commission

. (C ) If aprojec t coul dpotentiall y qualky fo r bot apollutio n con ttol an dpoUutio n preventio n ta x credits , andtae appUcan t can clearl y demonsttat e tha t

les s taan 10 % ofth e cos t

claime di n th e apphcation , up t o amaximu mo

f $7500 , ma

y qualif y fo r pollutio n contto l tax cred

its , taen th e Departmen t

shal l make it s determinatio n a s part o f it s pol

lutio n preventio n ta

x credi t recommendatio n t o th e Envkonmenta l Quality Conimission

. (D ) If aprojec t coul dpotentiall y qualif

y fo r bot h pollutio n con ttol an dpollutio n preventio n ta x credits , an dth e portion s o f tae projec t whic h woul dquaiUf

y fo r pollutio n contto l ta

x credit s andpoUution pre ventio n ta x credit s are easil y separabl e an ddistinguishable , an dthe y ar e no t eUgible fo

r combine drevie w under

sectio n (C ) o

f thi s rale, the n th e project s shal l b e considere dseparat e project s an dshal l b e applie d for separatel y accompanie db y appropriat e fees

. (E ) If aprojec t coul dpotentiall y quaUf

y fo r bot h pollutio n con ttol an dpollutio n preventio n ta x credits , andif

tae portion s of

tae pro jec t whic h woul dquahf

y fo r poUution contto l ta

x credit s an dpoUution preventio n ta

x credit s ar e intenelate dportion s o f asyste man dare no t easil y separabl e an ddistinguishable , the n tae applican t shal l appl y fo

r th e poUutio

n contro l ta

x credi t first to identif y which portion s ofth e pro jec t wi U b e certifie dunde r

pollutio n contto l ta

x credit s prio r

t o sub

mittin g a n applicatio n for

pollutio n preventio n ta

x credits

. (2 ) Emissio n preventio n project s ma y include , but

ar e no t limit

e dto , th e foUowin

g proces s or

technologies , o r

component s ofth e pro ces s o r technologies

. Project s ma y als o includ e th e rettofi t

o f existin g equipmen t

t o accommodat e us e o f

altemativ e chemicals

. (a ) Dt y cleanki g facilities : (A ) Multiproces s we t

cleanin g systems ; (B ) Equipmen t

usin g pettoleu mbase dsolvent s o r othe r altema

tives t o perchlorethylene ; (C ) Larg e washin g machine s i f tae applicant

can demonstrate tha

t i t wa s installe di n lieu o f

solvent usage ; (D ) Equipment

whic h result s in perchloroethylen e us e of les s tha n 140 gaUon s pe r

yea r pe r faciUt y an dquahficatio n a s asma U are asourc e unde r 4 0 CF R6332 0 t o 6332 5 (national perchloroethylen e a k emis

sion s standard s fo

r dt y cleanin g facilities)

. (b ) Har danddecorativ e chromiu melecttoplatin g andchromiu m anodizin g tanks : (A ) Equipmen t

usin g replacemen t

technologie s for

chrome , includin g bu t

no t hmite dto : (i ) Vet y hardelecttoles s nicke l deposits ; (ii ) Replacemen t

o f hardchromiu mwit anickel/boron ; (iu ) Equipmen t

usin g io n bea

mprocessin g altematives : (B ) Chrom e fre e conversio n coatin g fo r aluminu m (C ) Zin c phosphate s whic h replac e chromate s o n stee l fo r pre paint applications , an dother

phosphate s o n aluminu mwhic h are use d a s areplacemen t

for o r insteado f standardchromate s a s apre-pain t o n aluminu mbas e materials

. (D ) Equipmen t

usin g trivalen t

chrom e a s areplacement

fo r hex

avalent chrom e (E ) Equipmen t whic h result s i n emission s belo w th e level s spec ifiedin 4 0 CF R6334 0 t o 6334 7 (National Emissio n Standard s for Hardan dDecorativ e Chromiu mElecttoplatin g an dChromiu m Anodizin g Tanks)

. (c ) Halogenate dsolvent

cleaning : (A ) Vapo r degreaser s tha

t us e nonhalogenate dsolvents ; (B ) Ulttasoni c cleaners ; (C ) Aqueous , nonaqueou s o r semiaqueou s cleanin g systems ; (D ) Ho t an dcol dcausti c di p tanks ; (E ) Equipmen t

whic h results i n emission s belo w th e level s spec ifiedi n 4 0 CF R6346 0 t o 6346 9 (National Emissio n Standard s for Halogenate dSolvent

Cleaning)

. (3 ) I n order

t o qualif y fo r apollutio n preventio n ta

x credit , th e busines s locatio n must : (a ) B e registere dunder

th e Clea n A k Ac t Titl e H I Nationa l Emis

sio n Standard s fo

r Hazardou s A k

PoUutants , if

i t currently operate s sys tem s whic h woul db e regidated under tae federa l regulations referenced i n sectio n (1 ) o

f thi s rale; o r (b ) Certif y tha t th e proces s o r

technolog y wa s installe di n lie u o f system s use db y targete demissio n sourc e categories , a s require db y Sectio n (1 ) o

f thi s rale. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468A.095,468A.09 6 & 468A.09 8 Hist. : DE Q 11-1996 , f

& cert , e f

7-24-9 6 340-016-013 0 Procedure s fo r

Processin g Pollutio n Preventio n Tax Credit s (1 ) Filin g o f

AppUcatio n (a ) A writte n appUcatio n fo r poUution preventio n ta

x credi t cer tificatio n shal l b e mad e t o th e Department o n afor mprovide db y th e Department

. On e origuial andon e cop y sha U b e submitted

. Th e appU

catio n shal l include , but

no t b e hmite dto , tae followin g information : (A ) Identifyin g infonnation , includin g company name an d address , plant

name andaddres s k

differen t fromcompany' s name , and telephon e number

andname s o f

plan t site contac t

persons . (B ) A descriptio n ofth e emissio n preventio n project , an dastate

ment explainin g how th e technologie s or processes , includin g proces s components , use dwil l prevent o r eliminat e th e emission s regulate d unde r 4 0 CF R6332 0 t o 6332 5 (national perchloroethylen e a k emis

sion s standard s for

dty cleanui g faciUties) ; 4 0 CF R6334 0 t o 6334 7 (national etnissio n standard s fo r chromiu memission s fromhar dand decorativ e chromiu melecttoplatin g an dchromiu manodizin g tanks) ; o r 4 0 CF R6346 0 t o 6346 9 (national emissio n standard s fo r halo

genate dsolvent

cleaning)

. (C ) A summat

y andaccountin g o

f tae actaal emissio n preventio n projec t costs
. Record s o

f projec t costs , such a s cancele dchecks , kivoic

e s an dreceipts , shal l b e retaine dby th e business

. Record s mus t b e maintaine dunt dth e ta

x yea r i n whic h th e ta

x credit s claime dare n o longe r subjec t t o Department

o f Revenu e audit

. (D ) A statement

verifyin g tae date th e projec t wa s installed

. (E ) A statement

tha t th e projec t

i s i n accor

dwit h local , state an d federa l envkonmental law s andregulations

. (F ) I f th e projec t

i s leased , acop y of

th e lease

. (G ) Informatio n whic h wil l allo w th e Commissio n t o determin e whetae r tae projec t

i s eUgible for

apoUution contto l tax credit

. (H ) Otae r informatio n th e Dkector

consider s necessat

y t o assure aprojec t complie s wit

h thes e rales. (I ) Certificatio n b y aresponsibl e officia l o f trath, accurac y an d completenes s ofth e applicatio n an dattachments

. (b ) Th e appUcation shal l b e submitte dwithi n on e yea r of instal

latio n ofth e technologie s or processes . Failur

e to submit

atimely apph

catio n shal l mak

e tae cos t o f atechnolog y o r

proces s ineUgible fo

r cer tification. Th e Conimissio n ma y gran t a n extensio n o

f time, no t exceedin g on e year , t o submi t e mapplicatio n when circumstance s beyon dth e contto l o f

th e applicant

woul dmak

e atimely submittal unreasonable

. (c ) A n appUcation shall no t

b e considere dfiled unti l i t

i s complete an dready fo

r processing

. To b e deeme dcomplete , a n applicant

shal l provid e al l informatio n requke di n subsectio n (l)(a ) of thi s rale, an d th e informatio n shal l b e sufficien t t o determin e whether

th e emissio n preventio n projec t

andassociate dcost s qualif y for certificatio n andtha

t th e projec t i s installe din accordanc e wit h federal , stat

e an dlocal envi

ronmental statutes , rales an dstandards

. Thi s mean s that all requeste d informatio n i s fiimished b y th e applicant , an dth e Department notifie s

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 5 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality th e applican t

i n writin g tha t

th e applicatio n i s complete an dready for processing

. (d ) AppUcation s whic h are obviousl y incomplete , unsigned , o r whic h d o no t

contai n th e requkedexhibits , clearl y identified , wi U no t b e accepte db y th e Departmen t for filing an dshal l b e retumedt o tae applican t for completion

. (e ) Withi n 6 0 day s afte

r th e receip t

o f a n application , th e Depart

ment sha U request an y additional informatio n tha t tae appUcan

t need s t o submi t i n orde r for th e applicatio n t o b e considere dcomplete

. Th e Department' s reques t

for adcUtiona l informatio n ma

y b e considere da

n automati c reques t

for extensio n o f

tim e t o file th e application

. Th e appUcan t shal l submi t

th e requeste dinformatio n withi n 3 0 day s ofth e date whe n th e Departmen t requested tae infonnatio n unles s th e appU

cant requests i n writin g areasonabl e amount o f additional time t o sub

mi t th e requeste dinformation

. (2 ) Commissio n Action : (a) Notic e o f

tae Department' s recommende dactio n o n tae appU

catio n shal l b e maile dt o th e apphcan t a t leas t seve n day s before th e Commissio n meetin g wher e th e apphcatio n wil l b e considere dunles s th e apphcan t

waive s tae notic e requiremen t i n writing

. Th e Commis

sio n shal l ac t

o n a n applicatio n for

certificatio n befor

e th e 120t h da y afte r th e fiUng o f

acomplet e appUcation

. Th e Conimissio n ma y con sider an dac t upo n a n applicatio n a

t an y o f it s regula r o r special meet

ings

. Th e matter

sha U b e conducte da s a

n informa l publi c informationa

l hearing , no t

aconteste dcas e hearing , unles s ordere dotaerwis e b y th e Conunission

. (b ) Certification : (A ) Th e Conimissio n shal l certif y th e cos t of technologie s o r

pro cesse s fo r whic h a n apphcatio n ha s bee n mad e under thi s rale, if

th e Commissio n finds tha

t th e technologie s o r

processes : (i ) Wer e installe di n accordanc e wit h th e requkement s o f

OA R 340-016-0120

. (U ) Furtae r di e mtent s an dpurpose s o f 4 0 CF R6332 0 t o 6332 5 (national perchloroetaylen e a k emission s standard s for

dt y cleanin g facilities) ; 4 0 CF R6334 0 t o 6334 7 (national emissio n standard s for chromiu memission s fro mhar dan ddecorativ e chromiu melecttoplat

in g andchromiu manodizin g tanks) ; o r 4 0 CF R6346 0 t o 6346 9 (national emissio n standard s for halogenate dsolvent

cleaning)

. (B ) Th e actio n ofth e Cominissio n shal l uiclud e certificatio n ofth e actaal cos t o f tae technologie s o r

processe s resultin g ui tae eliminatio n o f emission s regulatedunde r 4 0 CF R6332 0 t o 6332 5 (national per chloroethylen e a k

emission s standard s for

dty cleanin g facihties) ; 4 0 CF R6334 0 t o 6334 7 (national emissio n standard s fo r chromiu m emission s fromhardan ddecorativ e chromiu melecttoplatin g an d chromiu manodizin g tanks) ; o r 4 0 CF R6346 0 to 63.46 9 (national emissio n standard s fo

r halogenate dsolven t

cleaning)

. Eac h certificate shal l bea r aseparate serial numbe r

for eac h suc h emissio n preventio n project

. (C ) Th e amount

o f th e actaa l cos t

certifie dfor

al l technologie s o r processe s installe di n an

y taxabl e yea

r a t asingl e busines s locatio n shal l no t excee d$75,000

. (D ) Th e Commissio n ma

y certif y th e cos t o f more than on e tech

nolog y o r proces s a t alocatio n unde r

on e certificate

. (E ) Th e actaa l cos t

certifie dsha

U no t excee dth e applicant' s ow n cas h investment

i n tae technologie s o r

processes . (F ) N o determinatio n o f

th e portio n o f

tae cost s t o b e certifie d shal l b e mad e unti l acomplet e appUcatio n i s filed. (G ) A certificate unde r

thi s rale i s effectiv e fo

r purpose s o f

ta x relie f i n accordanc e wit

h OR S 31 5 31 1 if

th e technologie s o r

process e s wer e installe do n o r

afte r Januaty 1,199 6 an do n o r befor e Decem

be r 31,1999

. (H ) Certificatio n o f

a n emissio n preventio n projec t quaUfyin g under thi s ml e sha

U b e grante dfor

aperio do f

five consecutiv e years , beginnin g wit

h th e ta x yea r o f th e perso n i n whic h tae technolog y o r proces s i s certifie dunde r

thi s section

. (I ) ff th e perso n receivin g tae certificat e i s apartaership , eac h part

ne r shal l b e entitle dt o take ta

x credi t reUef beginnin g wit

h th e ta x yea r followin g th e ta

x year o f certificatio n a s provide di n OR S 315.304 , base do n tha

t partner' s pr o ratashare o f th e certifie dcos t

o f th e tech

nolog y o r proces s a s determine db y tae partaer' s pr o ratashar e o f tae busmes s tha

t installe dth e technolog y o r process . (J ) If tae Commissio n approve s fo r certificatio n a

n emissio n pre ventio n projec t

bu t al l fiind s hav e bee n allocate dfo r tha t targete dgroup o r calenda r yea r i n accordanc e wit aOAR340-016-0140 , the n tae cer tification sha U b e delaye dpendin g availabilit y of funds

. Th e applican t wil l no t nee dt o resubmi t

an application

. (K ) I f th e Commissio n i s actin g o n severa l application s bu t

there i s onl y enoug h funding fo

r some o f tae appUcation s i n accordanc e wit h OAR340-016-0140 , th e orde r i n whic h th e apphcation s were fileda s complet e an dready fo

r processui g wi

U determin e tae orde r

i n whic h tax credi t certificate s ar

e issued

. (c ) Rejection : (A ) I f tae Departmen t

ha s allocate dal l fund s fo

r thi s pilo t under OR S 468A.098(7) , th e Departmen t may rejec t

al l appUcation s mad e afte r exhaustio n o f

fimds , an dal l application s whic h wer e approve d pendin g availabilit

y o f funds

. (B ) I f th e Department

determine s that

tae applicatio n i s incom

plet e fo r processin g an dth e apphcan t fail s t o submi t

requeste dinfor

matio n withi n 3 0 day s o

f th e dat e when tae Departmen t requeste dth e information , th e applicatio n wd l b e rejectedb y th e Departmen t unles s tae apphcan t

request s i n writin g additional tim e t o submi t th e request

e diniformation

. (C ) If th e apphcatio n i s submitte dafte r th e on e yea

r perio dfol

lowin g installatio n an da

n extensio n reques t

ha s no t bee n filedprio r

t o tae en do f th e on e yea

r perio dfollowui g mstallation , di e appUcation wd l b e rejectedb y th e Department

. (D ) ff tae Commissio n reject s a n apphcatio n for

certification , o r certifie s alesse r

actaa l cos t

o f th e technologie s o r

processe s tha

n wa s claime dmtae applicatio n fo r certification , th e Commissio n shal l caus e writte n notic e o f

it s action , an daconcis e statemen t ofth e findings an d reasons taerefore, t o b e sen t b y registere do r

certifie dmai l t o th e apph

can t befor e th e 120tada

y afte r tae filing ofth e application

. (d ) Appeal : If

th e applicatio n i s rejectedb y th e Commissio n for any reaso n othe r

tha n achievement

ofth e programhmitatio n impose d unde r OA R340-016-0140 , includin g th e iriformatio n furnishe db y tae applican t a s t o th e cos t

o f th e technologie s o r

processes , o r

if th e appli

can t i s dissatisfie dwit

h tae certificatio n o f

th e actual cos t

o f th e tech

nolog y o r process , th e applican t

ma y appeal th e rejectio n a s provide d i n OR S 468.110

. Th e rejectio n o f tae certificatio n i s final andconclu

siv e o n al l partie s unles s th e appUcan t take s a n appea l taerefroma s pro vide di n 468.11 0 befor

e tae 30t ada

y afte r notic e wa s maile db y tae Conimission

. Stat

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468A.095,468A.09 6 & 468A.09 8 Hist. : DE Q 11-1996 , f

& cert , e f

7-24-9 6 340-016-014 0 Limitation s an dRanking s o n Certifie dCost s (1 ) Th e tota l actaa l cos t

certifie dfo

r a U project s complete do n o r afte r Januaty 1 , 199 6 o r

o n o r befor e Decembe r

31 , 1999 , shal l no t excee d$5200,000

. Fund s shal l b e allocate dequaU y over th e fou r yea r perio dexcep t

a s provide di n subsectio n (3 ) o f thi s rale, an ddistribut

e dequall y t o targete demissio n sourc e categorie s in accordanc e wit h subsectio n (2 ) o f

thi s mle

. (2 ) Th e Directo r

ma y se t asid e $43333 3 pe r

yea r o f cost s certi

fiedfor eac h o f th e targete demissio n sourc e categories

. If th e amoun t set asid e fo r atargete demissio n sourc e categoty i s no t allocate dt o source s withi n taat

categoty b y November

1 5 of eac h year , i t

ma y b e use dfor other targete demissio n sourc e categorie s i n th e order i n whic h th e appUcatio n wa s filed. (3 ) Final certificatio n shal l b e awarde dfirst t o targete demissio n source s fo r which aset-aside ha s bee n estabUshed , then to other targete d emissio n sources , i n th e order i n whic h th e application s wer e fileda s complet e an dready fo

r processing , unti l all fund s ar e allotte dfo

r acal

enda r year . If th e amoun t

o f set-asid e i s no t

allotte din acalenda

r year , i t ma y b e carrie dove r

an ddistribute dequall y t o eac h o f th e targete d emission s sourc e categories ' annua l set-asid e t o b e use dmtae nex t cal

enda r year unti l al l fund s ar

e allotted

. Suit

. Auth. : OR S 468.02 0 Stats

. Implemented : OR S 468A.095,468A.09 6 & 468A.09 8 Hist. : DE Q 11-1996 , f

& cert , e f

7-24-9 6 340-016-015 0 Fee s (1 ) Th e foUowin

g fee s mus t

accompan y eac h applicatio n fo r a pollutio n preventio n ta

x credit : (a ) Fdin g fe e i n th e amoun t of $100

. Th e filing fe e i s non refundable

.
201 0 Editio n Orego n Administrativ e Rule s Compilatio n 6-30 6 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Qualit

y (b ) AppUcatio n processin g fe e i n th e amoun t o f 1 % of th e cos t claime din th e application , up t o amaximu mfe e o f $750

. If th e appli

catio n i s rejecte do r

witadraw n a

t alate r date , DE Q ma

y refun dth e applicatio n processin g fee

. (2 ) Th e applican t

shal l submi t

a n amoun t equal t o th e su mofth e fiUng fe e an dth e applicatio n processin g fe e wit h eac h application , mad e payabl e t o tae Departmen t ofEnvironmenta l Quality

. N o appU

catio n i s considere dcomplet e unti l tae filing fe e an dapphcatio n pro cessin g fee ar e submitted

. (3 ) Th e fee s sha

U no t b e considere db y th e Conimissio n a s part o f th e cos t o f th e faciUt y t o b e certified

. Stat , Auth. : OR S 468.02 0 Suits

. Implemented : OR S 468A.095,468A.09 6 & 468A.09 8 ^ Hist. : DE Q 11-1996 , f

& cert , e f

7-24-9 6 Truc k Engin e Ta x Credit s 340-016-021 0 Purpos e Thi s rale estabUshe s Departmen t o f Envkonmenta l Qualit

y poli

cie s andprocedure s for

issuin g tax credit s t o Orego n taxpayer s tha t purchas e qualifyin g trac k engine s i n accordanc e wit h Orego n Law 2003 , Chapte r

618 , Section s 2 8 throug h 32

. Thes e mle s appl y onl y t o purchase s mad e o n o r

afte r September

27,2007 , an dcertificate s issue d o n o r befor e Decembe r

31,2011

. Stat

. Auth. : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 8-2004 , f

. & cert , e f

9-17-04 ; DE Q 9-2008 , f

& cert , e f

7-11-0 8 340-016-022 0 Definition s (1 ) "DEQ " mean s th e Departmen t o f Envkonmenta l Quality

. (2 ) "Th e 200 3 Laws " mean s Orego n Law s 2003 , Chapte r 618 , Section s 2 8 throug h 3 2 a s reprinte di n anot e followin g OR S 315.356

. (3 ) "Progra mlimitation " mean s th e maximu mamoun t of $500,00 0 taat

DE Q ma y approv e i n ta

x credit s fo

r a U taxpayer s i n any on e calenda

r year a s provide db y Sectio n 29(3 ) o f th e 200 3 Laws

. (4 ) "Tax credit " o r

"credit " mean s tae trac k

engin e ta x credi t o r th e amount

o f th e trac k engin e tax credit

. (5 ) "Taxpaye r

limitation " mean s th e maximu mamoun t o f $80,00 0 i n tax credit s taat DE Q ma y approv e for

on e taxpaye r

i n an y on e calenda

r yea r a s provide db y Sectio n 28(3 ) ofth e 200 3 Laws

. Stat

. Auth. : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 8-2004 , f

& cert , e f

9-17-04 ; DE Q 9-2008 , f

& cert , e f

7-11-0 8 340-016-023 0 Applicatio n Procedure s (1 ) Any Orego n taxpaye r

ma y submi t a n applicatio n t o th e DE Q afte r purchasin g aqualifyin g engin e an dwithi n th e eligibdity perio d provide db y OA

R340-016-0210

. (2 ) Th e taxpaye r

mus t appl y for tae ta x credi t o n th e for

mpre scribe db y DEQ

. (3 ) Th e taxpaye r

ma y submi t more than on e apphcatio n i n acal

enda r year . (4 ) A singl e appUcatio n ma y includ e more taan on e trac k engine

. (5 ) Th e taxpaye r

mus t file acomplet e apphcatio n that include s al l o f tae followin g elements : (a ) Th e taxpayer' s name , contac t mformation , andtaxpayer iden

tificatio n number ; (b ) Th e numbe r

o f track s owne dprio r

t o purchasin g th e engine s claime do n th e application ; (c ) Proo f o f purchas e fo r

eac h trac k

engin e claime do n th e appU

cation

. Th e proo f

o f purchas e mus t

includ e the : (A ) Purchas e date ; (B ) Seder' s name , address , locatio n ofth e sale , andcontac t infor

mation ; (C ) Taxpayer' s nam e tha t

i s identica l t o th e nam e o n th e appU

cation ; an d (D ) Vehicl e identificatio n numbe r o f th e trac k wit h th e claime d engine ; (d ) A cop y o f

th e Orego n Departmen t

o f Transportatio n regis

tratio n cab card ; (e ) Th e engin e manufactarer , tae engin e seria l number , an dth e federal Envkonmenta l Protectio n Agenc y diese l engin e family num ber ; (f ) Th e tEixpayer' s signatare ; (g ) Othe r informatio n a s requested ; an d (h ) Th e nonrefundabl e applicatio n fee of $5 0 for eac h engin e claime do n th e application ; an d (i ) Othe r informatio n requke do n tae applicatio n form

. (6 ) A n incomplet e applicatio n i s no t eligibl e fo

r a n allocatio n of th e limitatio n provide db y OR S 340-016-024 0 unti l th e dat e that th e taxpaye r complete s th e application

. (7 ) Th e DE Q wil l notif

y th e taxpayer

withi n 1 4 day s afte

r receiv

in g tae applicatio n if

th e applicatio n i s incomplete

. Th e notificatio n wdl : (a ) Reques t

th e missin g information ; (b ) Provide th e taxpayer

wit h tae opportunit

y t o submi t

additiona l informatio n o r

mak e conections ; an d (c ) Infor mth e taxpayer

ofth e filing andaUocatio

n stata s provide d b y OR S 340-016-0240

. (8 ) DE Q ma

y reques t other informatio n t o determin e if th e engine , th e track , an dth e applican t qualif y fo r th e credi t accordin g t o tae 200 3 Laws

. (9 ) DE Q wi

U file, bu t wi U no t process , application s tha t excee d th e programlimitatio n an dtae taxpaye r limitation

. (10 ) DE Q ma

y no t accep t a n applicatio n for

atrac k engin e tha

t ha s previousl y bee n issue datrac k engin e ta x credit

. Suit

. Auth. : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 8-2004 , t
. & cert. ef

. 9-17-04 ; DE Q 9-2008 , f

. & cert , e f

7-1 1 -0 8 340-016-024 0 Allocatin g th e Limitation s (1 ) Th e DE Q wil l first

allocate th e progra

mlimitatio n t o th e ear lies t applicatio n dat e base do n th e dat e tha t th e DE Q receives acom plet e applicatio n accordin g t o OA R340-016-0230(5)

. (2 ) I f th e DE Q receive s severa

l application s o n th e same da y and th e total o f

th e ta x credit s requeste do n thes e appUcation s woul d excee dth e progra

mlimitatio n the n DE Q wd l allocat e th e remainin g limitatio n b y th e followin g method

. (a ) Th e DE Q wil l allocate tae remainin g programlimitatio n b y th e earUes t

postmarke ddate

. (b ) If there i s atie for

th e earlies t

postmarke ddat e the n th e DE Q wil l allocat e th e remainin g programlimitatio n b y th e earUes t invoic e date

. (c ) If there i s ati e fo

r th e earUes t

invoice ddate the n tae DE Q wi U allocat e th e remainin g programUmitatio n b y drawing

. (3 ) Whe n th e programhmitatio n ha s expire dfo r tae calendei

r year , th e DE Q wil l retai n al l complete dappUcation s for processin g i n th e followin g calenda

r yea r u p t o th e taxpaye r

hmitatio n for

th e cur ren t calenda r year . Th e DE Q wi

U proces s retaine dappUcation s accord

in g t o section s 1 and2 o f

thi s mle

. Th e ta

x credi t claime do n aretained applicatio n wil l no t

increas e th e taxpaye r

limitatio n for

th e followin g calenda r year . Stat

. Auth. : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315,35 6 Hist. : DE Q 8-2004 , f

& cert , e f

9-17-0 4 340-016-025 0 Approva l o r

Rejectio n Procedure s (1 ) Th e DE Q wil l approv e al l qualifyin g trac k engine s withi n 4 5 day s o f th e date tha

t th e taxpayer

submit s a n appUcation under

th e fol

lowin g conditions : (a ) Th e applican t

filedth e applicatio n withi n tae eligibility peri

o dprovide db y OA

R340-016-0210 ; an d (b ) Th e taxpaye r

filed acomplet e appUcatio n accordin g t o OA R 340-015-0230 ; an d (c ) Th e taxpayer

purchase dth e trac k

fro madealer

hcense dwit

h th e Orego n Departmen t

o f Moto r Vehicle s a s avehicl e deale r o n th e dat e of purchase , o r

fromaprivate part

y tha t i s a n Orego n resident

. (d ) Th e engine , th e track , an dth e appUcan t quahf y for th e cred

i t accordin g t o th e 200 3 Laws ; an d (e ) Th e engin e ha s not

previousl y been awarde data x credi t unde r OAR340-016-021 0 throug h 0260 ; an d

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 7 (11-13-09 )

## Chapte r 34 0 Departmen t

of Environmenta l Quality (f ) Th e progra mlimitatio n ha s no t expire dfo r

th e cunen t

cal

enda r year ; an d (g ) Th e taxpaye r

hmitatio n ha s no t

expire dfor

tae cunen t

cal

enda r year . (2 ) Th e DE Q wiU : (a ) Rejec t al l trac k engine s tha

t d o no t qualif y for approva l unde r sectio n 1 o f

thi s rule ; an d (b ) Provid e th e taxpaye r

wit aawritte n notic e o f

th e reaso n for th e rejectio n withi n 4 5 day s ofth e dat e that th e taxpaye r

filed acom plet e appUcatio n accordki g t o OA R340-015-0230

. Stet

. Auth. : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 8-2004 , t
. & cert , e f 9-17-04 ; DE Q 9-2008 , f

& cert , e f

7-11-0 8 340-016-026 0 Procedure s fo r

Reconsideratio n an dRevie w ff, fo r an y reason , tae taxpaye r

i s dissatisfie dwit

h DEQ' s rejec

tion o f atrac k engin e fo r tae credi t accordin g t o OA

R340-016-050(2) , th e taxpaye r

ma y appeal th e rejection

. (1 ) Th e taxpaye r

ma y reques t withi n 4 5 day s o f

tae dat e o n tae rejectio n notic e taat: (a ) Th e DE Q re-evaluat e th e rejection. Th e taxpaye r mus t pro vid e additiona l informatio n i n writin g for th e DE Q t o re-evaluat e tae rejection ; o r (b ) Th e Envkonmenta l Qualit y Coinmissio n hear s th e taxpayer' s cas e a t on e o f it s regularly schedule dmeetings

. Th e Envkonmenta l Qualit y Commissio n wil l issu e a n orde r providin g th e taxpaye r

wit h writte n notic e o f

it s actio n an daconcis e statemen t ofth e findings an d reason s b y registeredo r

certifie dmai l withi n 4 5 day s o f th e decision

. (2 ) If th e taxpaye r

i s dissatisfie dwit ath e Envkonmental QuaU

ty Commission' s orde r

unde r sectio n (l)(b ) o f

thi s rale the n th e tax

paye r ma y appea l fromth e orde r

a s provide di n OR S 468.11 0 an d 183.38 4 a s an orde r

i n othe r than aconteste dcase . Stat

. Auth. : O L 2003 , Sec

. 28-32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 28-32 , reprinte di n anot e foUowing OR S 315.35 6 Hist. : DE Q 8-2004 , f

& cert
. ef

. 9-17-0 4 Clea n Diese l Repowe r

An dRetrofi t

Ta x Credit s 340-016-027 0 Purpos e an dScop e (1 ) Th e purpos e o f

th e Clean Diese l Repowe r an dRettofi t

Ta x Credit s rul e i s t o provid e a n incentiv e for

makin g investment s i n qual

ifying project s tha t

reduce diese l emission s fromengine s use di n Ore

go n b y 2 5 percen t

o r more . (2 ) OAR340-016-027 0 throug h 340-016-034 0 appl y onl y t o a repower o r rettofi t that occur s betwee n Septembe r 28,200 7 an dJan

uaty 1,2018

. (3 ) OA R340-016-027 0 tarough 340-016-034 0 establis h th e Department' s requkements , standard s an dprocedure s use dt o approv e ta x credit s fo

r th e certifie dcost s necessat y t o perfor mquaUfie drepower s o f nonroa dOrego n diese l engine s an dquaUfiedrettofit s of Ore

go n diese l engines

. Stat

. Auth. : O L 2007 , Chapte r 85 5 (HB 217 2 (2007)) , O L 2007 , ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

. & cert , e f

7-11-0 8 340-016-028 0 Definition s A s use dk i OAR340-016-027 0 throug h 340-016-0340 , unles s specificall y define dotaerwise : (1 ) "Apphcabl e local , stat e o r federa l pollutio n o r

emission s law " mean s aregulatio n tha t

requke s adiese l engin e to'mee t polhjtib n or ' emission s standard s an dha s acomphanc e dat e before th e mstallatio n o f arepower

o r rettofi t i s completed

. (2 ) "Apphcant " mean s aperso n that submit s aRepowe r

Ta x Credk Applicatio n o r

aRettofi t Ta x Credi t Application

. (3 ) "Clea n Diese l Servic e Provider " mean s aperso n tha t th e Departmen t

ha s certifie dunde r

OA R340-259-006 5 t o insta

U quaU

fying repower s o r

rettofits unde r

th e Clean Diese l Repowe r an d Rettofi t Ta x Credk regulations , 340-016-027 0 throug h 340-016-0340 , o r tae Clea n Diese l Gran t

an dLoa n regulations, 340-259-000 5 throug h 340-259-0065

. (4 ) "Cost-effectivenes s threshold " mean s tae cost , i n doUars , pe r to n o f diese l particulat e matte r

reduce ddetermine dpursuan t t o OAR 340-259-0025

. (5 ) "Department " mean s th e Departmen t ofEnvironmental Qual

ity

. (6 ) "Moto r

vehicle " ha s th e meanin g give n tha t ter mi n OR S 825.005

. (7 ) "Nomoa dOrego n diese l engine " mean s an y Orego n diese l engin e tha

t wa s no t designe dprimaril y t o prope l amoto r vehicl e o n publi c highway s o f

thi s state
. (8 ) "Orego n diese l engine " mean s an engin e a t leas t 5 0 percen t of th e us e of

which , a s measure db y mile s drive n o r hour s operated , wil l occu r i n Orego n for

th e thre e year s followin g th e repowering o r rettofittin g of

th e engine

. (9 ) "Progra mlirrutation " mean s th e maximu mamoun t that th e Departmen t

ma y certif y i n tax credit s durin g an

y on e calenda

r yea r a s authorize db y th e legislatare

. (10 ) "Publi c highway " ha s th e meanin g give n that ter mi n OR S 825.005

. (11 ) "Qualifie dInstaller " mean s th e perso n that install s th e repowe r o r retrofi t an dis : (a ) A Clean Diese l Servic e Provider ; o r (b ) A n employe e ofth e appUcant , if tae applicant

an dvendo r

ver if y taat th e employee : (A ) Installe do r

wd l instal l th e repower

o r rettofit t o meet tae warranty conditions ; an d (B ) Possesse s th e necessaty skil l t o instal l tae repower o r retrofit. (12 ) "Repower " mean s t o scra p an ol ddiese l engin e an dreplac e i t wit aane w engine , ause dengin e o r aremanufacturedengine , o r wit h electri c motors , drive s o r fue l ceUs , wit

h aminimu musefu l lif

e o f seve n years . (13 ) "Rettofit " mean s t o equi p adiese l engin e wit h new emis

sions-reducin g part s o r

technolog y after

th e manufactar e of

th e orig

inal engine

. A rettofit

mus t us e th e greates t

degre e of emission s reduc

tio n availabl e for

th e particular

applicatio n o f

th e equipmen t rettofittedtha

t meet s th e cost-effectivenes s threshol dspecifie di n OA R 340-259-0025

. (14 ) "Scrap " mean s t o destto y an drende r inoperable

. Stat

. Auth. : O L 2007 , Chapte r 85 5 (HB 217 2 (2007)) , O L 2007 , ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

& cert , e f

7-11-0 8 340-016-029 0 Standard s fo r

aQualifyin g Repowe r

o r Retrofi t (1 ) To qualif

y for th e Clean Diese l Repowe r an dRettofi t

Ta x Credit , th e repowe r

o r retrofi t must : (a ) B e eithe r

arepowe r

o f anonroa dOfego n diese l engin e o r a rettofi t o f £u i Orego n diese l engine ; (b ) Fo r arettofit , us e technologies : (A ) Verifiedb y th e Unite dState s Envkonmenta l Protectio n Agenc y pursuan t

t o it s Febraat y 200 2 Final Draf t Testin g Protoco l "Generi c Verificatio n Protoco l fo r Diese l Catalysts , Particulate Filter s an dEngin e Modifications " o r it s Septembe r

200 3 "Generi c Verifica

tio n Protoco l for

Determinatio n o f

Emission s Reduction s Obtaine db y Us e of Altemativ e o r

Reformulate dLiqui dFuels , Fue l Additives , Fue l Emulsions , an dLubricant s fo r Highway an dNonroa dUs e Diese l Engine s an dLigh t

Dut y Gasolin e Engines; " (B ) Verifiedb y th e CaUfomi aA k Resource s Boar dpursuan t t o Tid e 13 , Californi aCod e o f Regulations , Chapte r

14 , "Verificatio n Procedure , Wanant

y an dIn-Us e Comphanc e Requirement s fo r In-Us e Sttategie s t o Contto l Emission s fro mDiese l Engines, " a s i n effect o n Jun e 18,2008 ; o r (C ) Determine db y tae Departmen t t o hav e bee n verifie dthroug h a n equivalen t

emissio n testin g program ; (c ) Reduc e diese l particulat e matte r emission s b y a

t leas t 2 5 per cen t compare dt o baselin e emission s for th e engin e yea

r an dspecifi c installation ; and (d ) B e installe db y aQualifie dInstaller

. (2 ) I f th e Departmen t

approve daClea n Diese l Repowe r an d Rettofi t Ta x Credi t applicatio n unde r

OA R340-016-033 0 o r

agran t o r loa n applicatio n unde r

OAR340-259-005 5 t o repowe r o r rettofi t a vehicl e o r engine , asubsequent

Clea n Diese l Repower

an dRetrofi

t Ta x Credi t fo r th e same vehicl e o r

engin e i s availabl e if

th e new repowe r

201 0 Editio n Orego n Adininistrativ e Rule s Compilatio n 

### 6-30 8 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality
o r rettofi t reduce s diese l particulat e matte r emission s belo w th e emis

sion s achieve db y th e previou s repowe r o r rettofit

. Stat

. Auth. : O L 2007 , ch

. 85 5 (HB 217 2 (2007)) , O L 2007 , ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

. & cert
. ef

. 7-11-0 8 340-016-030 0 Applicatio n Procedure s (1 ) An y perso n ma

y submi t a n applicatio n t o th e Departmen t for aClean Diese l Repowe r

an dRettofi t

Ta x Credi t afte r completin g a qualifyin g repower

o r rettofit that occune dbetwee n Septembe r 28 , 200 7 an dJanuaty 1,2018 , an dwithi n on e year followin g tae invoic e date o f th e qualifyin g repowe r

o r retrofit

. Th e applicant : (a ) Mus t appl y fo r th e tax credi t

o n th e Repowe r

Ta x Credi t AppUcatio n o r

Rettofi t Ta x Credi t Applicatio n publishe db y th e Department ; (b ) Ma y submi t more tha n on e applicatio n i n acalenda r year ; an d (c ) Ma y includ e mor e than on e repowe r o r retrofi t o n on e appli

cation

. (2 ) Fo r Repower Ta x Credi t Applications , th e applican t mus t file acomplet e applicatio n including : (a) Documentatio n dia

t th e repower

meet s th e standard s of

aqual

kyin g repower

pursuan t t o OAR340-016-0290 ; (b ) A n invoic e for

th e scrappe dengin e tha t

include s th e nam e o f th e scra p yard , scrappin g pric e anddate , scrappe dengin e manufacture r an dserial number , and , if

available , EP

A engin e family number ; (c ) Documentatio n tha

t th e engin e bloc k

o f th e engin e scrappe d ha s hadahol e drille di n it , o r i s otherwis e desttoye do r

rendere dinop

erable ; an d (d ) Th e manufactare r

nam e an dserial numbe r o f th e newl y installe dengine , electri c motors , drive s o r fuel cells

. (3 ) Fo r Rettofi t Ta x Credi t AppUcations , th e applican t mus t file acomplet e applicatio n including : (a ) Documentatio n dia

t tae rettofi t

meet s th e standard s of

aqual

ifyin g rettofit

pursuan t t o OA R340-016-0290 ; (b ) Documentatio n that

th e rettofi t

use s th e greates t

degre e o f emission s reduction availabl e fo r th e particular

applicatio n o f

th e equipmen t

rettofittedthat

meet s tae cost-effectivenes s threshol dspec ifie din OA

R340-259-0025 ; an d (c ) Th e manufactitte r

nam e an dseria l numbe r

ofth e engine

. (4 ) Fo r Repowe r Ta x Credi t Application s an dRettofi t

Ta x Cred

i t AppUcations , tae applican t mus t include : (a ) Th e name , addres s an dtaxpaye r identificatio n numbe r

of tae applicant ; (b ) Th e nonrefundabl e applicatio n fee o f $5 0 plu s on e percen t

o f th e potentia l tax credit ; (c ) A n itemize dinvoic e fo

r eac h repowe r

o r rettofi t claime do n th e applicatio n taat

includes : (A ) Installatio n date ; (B ) Qualifie dInstalle r

nam e an daddress ; (C ) Locatio n o f

th e sal e o f

tae repower

o r retrofi t an dcontac t informatio n for

th e vendor ; (D ) Th e purchaser' s nam e (whic h mus t b e identica l t o th e appli

cant) ; (E ) Th e vehicl e identificatio n numbe r o r seria l numbe r

fo r eac h piec e o f equipmen t

tha t i s claime da s repowere do r rettofitte do n th e application ; an d (F ) Th e plat e numbe r

for eac h license dmoto r

vehicl e o n whic h th e repowe r

o r rettofi t wa s installed

. (d ) A statemen t

that th e applican t

agree s t o audit s of

relevant record s an dinspectio n ofth e repower o r rettofit , an dwi

U maintai n th e installe dengin e o r

technolog y i n workin g conditio n t o mee t wanan ty requirement s fo r

thre e years ; (e ) A statement

b y th e applicant

tha t a t leas t 5 0 percent

of th e us e o f th e engine , a s measure db y mile s drive n o r hour s operated , wil l occu r i n Orego n for

th e thre e year s followin g th e repowerin g o r retrofittin g o f

th e engine ; (f ) A statemen t

o f tae amoun t

an dsourc e o f

an y existin g financia l incentive s frompubli c fund s that dkectl y reduc e th e cos t

o f th e repowe r o r retrofit , includin g ta

x credits , grants , loan s o r any othe r publi c financial assistance ; (g ) A statemen t b y th e QuaUfie

dInstalle r

that th e repowe r

o r rettofi t qualifie s for

th e tax credi t

pursuan t t o OA R340-016-0290 ; (h ) A statemen t

b y th e applican t

tha t tae engin e o n whic h th e repowe r o r rettofi t wa s performe di s owne db y th e applicant ; (i ) Th e applicant' s signatur e attestin g that th e apphcatio n i s tra e an dcorrect ; an d (j ) An y additional infonnatio n th e Departmen t ma y requke

. (5 ) Upo n determinin g tha

t k doe s no t requk e an y additiona

l uifor

matio n an dthat

th e applicatio n i s complete , th e Departmen t wil l revie w th e apphcatio n pursuan t t o OA R340-016-0320

. (6 ) I f tae Department

determine s taat

i t require s additional infor

matio n o r tha t th e applicatio n i s incomplete , th e Departmen t wd l reques t additiona l informatio n n o later

tha n 6 0 day s afte

r receivin g th e appUcation

. (7 ) Th e appUcan

t mus t submi t tae informatio n requeste dunde r OAR340-016-0300(6 ) withi n 3 0 day s o f di e date ofth e Department' s request , o r

th e Departmen t

ma y deny th e application

. Stat

. Auth. : O L 2007 , ch

. 85 5 (HB 217 2 (2007)) , O L 2007 , ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

& cert. ef

. 7-11-0 8 340-016

- 031 0 Ta x Credi t

Cos t Certificatio n Lette r (1 ) If th e Departmen t

approve s a

n apphcatio n pursuan t

t o OA R 340-016-0330 , i t

wi U issu e alette r

certifyin g th e cos t

o f arepower

o r retrofi t accordin g t o 340-259-0020

. Th e lette r may : (a ) Certif y cost s i n adifferen

t amoun t than claime di n th e appU

catio n pursuan t

t o OA R340-259-0020 ; an d (b ) Impos e recordkeeping requkements , o r othe r term s on th e applican t an data x credi t transferee

. (2 ) Th e applicant

mus t mee t th e requkement s of

th e lette r o f cer tificatio n regardles s ofan y ta x credi t transfers

. (3 ) Th e Departmen t

wil l notif y th e Orego n Departmen t

o f Rev

enu e i n writin g if

acertificatio n lette r

ha s bee n revoke do r

modified

. Stat

. Auth. : O L 2007 , Ch

. 85 5 (H B 217 2 (2007)) , O L 2007 , ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

& cert , e f

7-11-0 8 340-016-032 0 Allocatin g th e Limitation s (1 ) Th e Departmen t

wd l aUocat

e th e programlimitatio n amon g applicant s accordin g t o tae orde r fawhic h th e Departmen t receive s application s that

i t determine s t o b e complet e an dd o no t requke any additiona l informatio n pursuan t t o OA R340-016-0300

. (2 ) If th e Departmen t

receive s multipl e appUcation s o n tae same da y tha t k determine s t o b e complete an dd o no t require an

y additional information , an dth e total o f th e Clean Diese l Repowe r an dRettofi t Ta x Credit s requested o n thes e appUcation s woul dexcee dtae progra m limitation , th e Department wi U allocate th e remamki g limitatio n usin g th e followin g method : (a ) Th e Departmen t

wi U allocate th e remainin g progra mhmita

tio n t o th e apphcatio n wit h th e earlies t

postmarke ddate

. (b ) ff multipl e application s shar

e th e earlies t

postmarke ddate , tae Department

wd l allocat

e th e remaimng progra

mlimitatio n t o th e apph

catio n wit h th e earUes t

invoic e date

. (c ) I f multipl e appUcation s share th e earlies t invoice ddate , th e Department

wd l aUocat

e tae remaining progreu

n limitatio n b y rando m selection

. (3 ) Onc e th e programUmitatio n ha s bee n met , th e Departmen t wil l proces s application s a s follows : (a) If tae Department

determine s that

k requkes additional infor

matio n o r taat th e apphcatio n i s incomplete , th e Departmen t wil l reques t additiona l informatio n pursuant

t o OA R340-016-0300(6) ; and (b ) Upo n determiiun g tha

t i t doe s no t requir e an y additiona

l infor

matio n an dtha

t th e appUcatio n i s complete , th e Departmen t wU l revie w tae appUcation pursuant to OA R340-016-032 0 durin g th e nex t calenda r year . Stat

. Aulh. : O L 2007 , ch

. 85 5 (HB 217 2 (2007)) , O L 2007 , ch

. 84 3 (H B 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anote followin g OR S 315.35 6 Stats

. Implemented : OL 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

& cert , e f

7-11-0 8

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 

### 6-30 9 (11-13-09 )

## Chapte r 34 0 Departmen t

o f Environmenta l Quality 340-016-033 0 Applicatio n Approva l o r Denia l Procedure s (1 ) With m6 0 day s o f

determinin g tha t

k doe s no t requir e any additional informatio n an dthat th e appUcatio n i s complet e pursuan t t o OA R340-016-0300 , th e Departmen t mus t provid e writte n notic e to

th e applican t

ofth e approval o r

denia l ofth e apphcation

. (2 ) Th e Departmen t

wil l approv e an appUcatio n if : (a ) Th e repower

o r rettofit occurre dbetwee n September 28,200 7 an dJanuat y 1,2018 ; (b ) Th e applican t

filedth e applicatio n withi n on e year followmg tae dat e o f

th e invoic e fo r

th e qualifyin g repower

o r rettofit ; an d (c ) Th e repowe r

o r rettofi t meet s th e standard s o

f aqualifyin g repowe r o r rettofi t pursuan t t o OAR340-016-0290

. (3 ) I f th e Departmen t

approve s an application , th e Departmen t mus t issu e atax credi t

cos t certificatio n lette r

pursuan t t o OA R340

- 016-0310

. (4 ) K tae Departmen t

denie s an application , tae Departmen t mus t provid e th e applican t

wit awritte n notic e o f

tae reasons for

th e denial

. Th e notificatio n wi

U faclude procedure s fo

r reconsideratio n an dreview unde r OAR340-016-340

. (5 ) I f th e Departmen t

approve s acos t

certificatio n i n alesse r amount taan claime do n tae application , th e Departmen t mus t provid e th e appUcan

t wit h writte n notic e o f

tae reasons for

tae different amount
. Th e notificatio n wil l includ e procedure s for reconsideratio n an dreview unde r

OAR340-016-340

. Stat

. Auth. : O L 2007 , ch

. 85 5 (HB 217 2 (2007)) , O L 2007 , ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followm g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

& cert , e f

7-11-0 8 340-016-034 0 Procedure s fo r

Reconsideratio n an dReviev f o f Denia l Th e apphcan t

ma y appeal th e Department' s denia l o f £u i apph

catio n o r approval o f

acos t certificatio n i n alesse r

amoun t tha n claime do n di e appUcatio n unde r OAR340-016-0330(4)-(5 ) a s fol

lows : (1 ) Th e appUcan

t ma y request tha t tae Departmen t

reconsider

th e denial if i t provide s additiona l informatio n mwritin g t o assis t th e Department

mreconsiderin g tae appUcation , with m6 0 day s ofth e date o f th e Department' s notic e o f denial ; o r (2 ) Appeal th e denia

l a s aconteste dcas e unde r

OR S Chapter

183

. Stat

. Auth. : O L 2007 , ch

. 85 5 (HB 217 2 (2007)) , O L 2007 , Ch

. 84 3 (HB 320 1 (2007)).O L 2003 , Sec

. 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Stats

. Implemented : O L 2003 , Sec , 2 8 - 32 , reprinte di n anot e followin g OR S 315.35 6 Hist. : DE Q 9-2008 , f

. & cert , e f

7-11-0 8
DIVISIO N 1 7 PLASTIC S RECYCLIN G TAX CREDIT S 340-017-001 0 Purpos e Th e purpos e o f

thes e mle s i s t o prescrib e procedure s an dcrite

riat o b e use db y th e Departmen t an dCommissio n for

issuanc e o f

tax credit s t o Orego n busmesse s tha t mak e investment s i n orde r

t o collect , transport , o r

proces s reclaime dplasti c o r t o manufactar e areclaime d plasti c product

. Thes e rales ar e t o b e use di n connectio n wit h OR S 468.45 1 t o 468.49 1 an dappl y onl y t o favestments mad e o n o r after Januaty 1,198 6 an dbefor e December31,2001,excep t wher e other

wis e note dherein

. Stat

. Auth. : OR S 468.015 0 Stats

. Implemented : OR S 468.150-468.19 0 ^

_ Hist. : DE Q 4-1986 , f

& efr2-12-86 ; DE Q 29-1989(Temp) , f & cert , e f

12-14-89 ; ' " " DE Q 7-1990 , t
. & cert , e f 3-13-90 ; DE Q 6-1998 , t
. 4-24-98 , cert , e f 5-1-9 8 340-017-001 5 Definition s (1 ) "Investment " mean s th e amount o f money aperso n invest s t o acquk e o r constrac t equipment , persona l property o r machinety nec essaty t o collect , ttansport, o r proces s reclaime dplasti c o r t o manu factur e areclaime dplasti c product

. A n investment

shal l b e detemiine d t o hav e bee n mad e o n th e date asale s contrac t i s agree dt o b y th e buyer o r th e date o f

issuanc e o f

apurchas e order

. (2 ) "Ckcumstance s Beyon dth e Contto l o f tae Applicant " mean s facts , condition s an dckcumstance s whic h applicanti s du e car e an d diligenc e woul dno t

hav e avoided

. (3 ) "Commission " mean s Envkonmental Qualit y Conimissio n o r th e Commissioni s sub-delegate

. (4 ) "Department " mean s Departmen t o f Envkonmenta l Quality

. (5 ) "Persona l Property " mean s any investment mproperty dkect

ly relate dt o th e operatio n o f th e industty o r

enterpris e seekin g tae ta

x credit , whic h make asignifican t contributio n t o di e collection , ttansportatio n o r

processin g o f

reclaime dplasti c o r

th e manufactar e of

a reclaime dplasti c product , excludin g lan dan dbuildings

. (6 ) "Qualifyin g Business " mean s abusines s i n Orego n tha t col

lects , ttansports, o r

processe s reclaimedplasti c o r manufactore s a reclaime dplasti c product

. (7 ) "Reclaime dPlastic " mean s plasti c fromindustrial consumers , commercia l user s o r

post-consume r

waste
. "Reclaime dPlastic " include s shredde dplastics , regrind , peUet s o r any othe r simila r prod

uct s manufacture dfro mOrego n mdustrial consumers , commercia l users , o r pos t consume r

wast e that

i s sol dfor

tae purpos e o f

makin g a n en dproduc t

ou t o f reclaime dplasti c an di s mtende dt o b e use dt o manufactar e anon-medica l o r non-foo dplasti c product

. (8 ) "Reclaime dPlasti c Product " mean s aplasti c produc t o f rea l economi c valu e for

whic h mor e tha n 5 0 percen t o f th e plasti c use di n th e produc t

i s reclaimedplastic

. (9 ) "Specia l Ckcumstances " mean s emergencie s whic h cal l for immediat e erection , constmctio n o r instaUatio n o f

afacility , case s wher e appUcan

t ha s relie do n mconec t

faformation provide db y Departmen t

personne l a s demonsttate db y letters , record s o f conver sation s o r othe r writte n evidence , o r

simila r adequatel y documente d ckcumstance s whic h dkectl y resulte dfaapplicant' s failure t o file a timel y appUcatio n for

preliminat y certification

. Stat

. Auth. : OR S 468.15 0 Stats

. Implemented : OR S 468.15 0 - 468.19 0 Hist. : DE Q 4-1986, f

& e f 2-12-86 ; DE Q 29-1989(Temp) , f & cert , e f

12-14-89 ; DE Q 7-1990 , f

. & cert
. ef

. 3-13-90 ; DE Q 6-1998 , f

. 4-24-98 , cert. cf

. 5-1-9 8 340-017-002 0 Procedure s fo r

Receivin g Preliminar y Ta x Credi t Certificatio n (1 ) Fdin g of

Application : (a ) Any perso n proposin g t o appl y for final certificatio n o f

a n investmen t

mad e faOrego n t o collect , ttansport o r proces s reclaime d plasti c o r t o manufactar e areclaime dplasti c produc t pursuan t t o OR S 468.46 1 shal l file an applicatio n fo r preliminaty certificatio n wit h th e Departmen t

o f Envkonmenta l Quality

. Th e applicatio n shal l b e mad e o n afor mprovide db y th e Department

. Th e preliminaty certificate nee dno t b e issue dprio r

t o constmctio n for

complianc e wit

h thi s requkement ; (b ) Th e investment

mus t no t b e mad e unti l 3 0 day s afte r a n apph

catio n i s receive db y th e Departmen t unles s th e Departmen t

review s th e apphcatio n an dnotifie s th e applican t that th e applicatio n i s com plete

. If th e investmen t

i s mad e withi n 3 0 day s afte r submittin g th e applicatio n an dth e Departmen t ha s no t notifie dth e applican t

that th e appUcatio n i s complete , th e apphcatio n wi U b e rejected b y th e Depart

ment ; (c ) Th e Cornmissio n ma

y waiv e th e filing o f

tae preliminaty applicatio n i f

i t finds th e filing inappropriat e becaus e special ckcum

stance s rende r

th e filing unreeisonabl e an di f i t finds suc h favestment woul dotherwis e quahf

y for tax credi t

certificatio n pursuan t

t o OR S 468.45 1 t o 468.491 ; (d ) Withi n 3 0 day s o f

th e receip t

of a n applicatio n for

prelimi

nat y certification , th e Departmen t shal l reques t

an y additiona l infor

matio n that

apphcan t need s t o submi t

i n orde r for th e applicatio n t o b e considere dcomplete

. Th e Departmen t ma y require an

y othe r infor

matio n necessaty t o determfa e whethe r th e propose dfavestment

i s fa accordanc e wit

h Departmen t

statates , mle s an dstandards ; (e ) Th e apphcatio n shal l no t b e considere dcomplet e unti l th e Departmen t

receive s th e informatio n requeste dan dnotifie s th e appli

can t i n writin g tha t

th e applicatio n i s complet e an dready for pro cessing

. However , if

th e Departmen t

doe s no t make atimely reques t pursuan t t o subsectio n (l)(d ) o f

thi s rale, th e applicatio n shal l b e deeme dcomplet e 3 0 day s afte r receip t ofth e appUcation

. (2 ) Approval o f

Preliminaty Certification : (a ) If th e Departmen t

determfae s taat

th e propose dfavestment

i s eUgible , i t shal l withi n 6 0 day s of

receip t o f acomplete dapplicatio n issu e apreliminaty certificat e approvin g th e investment

. Th e prelim

201 0 Editio n Orego n Administrativ e Rule s Compilatio n 6-31 0 (11-13-09 )