PRIVACY IMPACT ASSESSMENT (PIA)

PRESCRIBING AUTHORITY: DoD Instruction 5400.16, "DoD Privacy Impact Assessment (PIA) Guidance". Complete this form for Department of Defense

(DoD) information systems or electronic collections of information (referred to as an "electronic collection" for the purpose of this form) that collect, maintain, use,

and/or disseminate personally identifiable information (PII) about members of the public, Federal employees, contractors, or foreign nationals employed at U.S.

military facilities internationally. In the case where no PII is collected, the PIA will serve as a conclusive determination that privacy requirements do not apply to

system.

1. DOD INFORMATION SYSTEM/ELECTRONIC COLLECTION NAME:

Automated Spectrum Coordination System (ASCS)

2. DOD COMPONENT NAME: 3. PIA APPROVAL DATE:

Defense Information Systems Agency 08/25/23

Defense Spectrum Organization

SECTION 1: PII DESCRIPTION SUMMARY (FOR PUBLIC RELEASE)

a. The PII is: (Check one. Note: Federal contractors, military family members, and foreign nationals are included in general public.)

From members of the general public From Federal employees

from both members of the general public and Federal employees Not Collected (if checked proceed to Section 4)

b. The PII is in a: (Check one.)

New DoD Information System

Existing DoD Information System

Significantly Modified DoD Information System

New Electronic Collection

Existing Electronic Collection

c. Describe the purpose of this DoD information system or electronic collection and describe the types of personal information about individuals

collected in the system.

ASCS helps government and commercial entities coordinate 3.45GHz spectrum use in shared coordination zones. It allows commercial users

to upload documents, track request status, and contact government personnel through the platform. It allows government and military users

to view requests, upload and download files, organize and review data in aggregate, and make decisions about requests.

ASCS admins can grant roles to users that grant access to different data sources and permissions to government users to move data between

parts of the program.

ASCS requires the following Personal Identifiable Information (PII) where applicable: Employment Information, Work e-mail address,

Official Duty Telephone, Position/Title, DoD ID Number, Name.

ASCS will utilize SAAR DD Form 2875 for access applications.

d. Why is the PII collected and/or what is the intended use of the PII? (e.g., verification, identification, authentication, data matching, mission-related use,

administrative use)

Some PII elements may be declined or substituted when necessary. But refusal of PII will result in a user being denied access. PKI use for

IL-5 access is mandatory for security, for instance.

e. Do individuals have the opportunity to object to the collection of their PII? Yes No

(1) If "Yes," describe the method by which individuals can object to the collection of PII.

(2) If "No," state the reason why individuals cannot object to the collection of PII.

Some PII elements may be declined or substituted when necessary. But refusal of PII will result in a user being denied access. PKI use for

IL-5 access is mandatory for security, for instance.

f. Do individuals have the opportunity to consent to the specific uses of their PII? Yes No

(1) If "Yes," describe the method by which individuals can give or withhold their consent.

(2) If "No," state the reason why individuals cannot give or withhold their consent.

Some PII elements may be declined or substituted when necessary. But refusal of PII will result in a user being denied access. PKI use for

IL-5 access is mandatory for security, for instance.

g. When an individual is asked to provide PII, a Privacy Act Statement (PAS) and/or a Privacy Advisory must be provided. (Check as appropriate and

provide the actual wording.)

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Privacy Act Statement Privacy Advisory Not Applicable

U.S. Department of Defense Warning Statement

You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which

includes any device attached to this IS), you consent to the following conditions:

The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing,

COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI)

investigations.

At any time, the USG may inspect and seize data stored on this IS.

Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be

disclosed or used for any USG-authorized purpose.

This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or

privacy.

Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of

privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and

their assistants. Such communications and work product are private and confidential.

h. With whom will the PII be shared through data/system exchange, both within your DoD Component and outside your Component?

(Check all that apply)

Within the DoD Component Specify. DISA/DSO 

Other DoD Components (i.e. Army, Navy, Air Force) Specify. USA, USN, USAF, DoD CIO 

Other Federal Agencies (i.e. Veteran’s Affairs, Energy, State) Specify.

State and Local Agencies Specify.

Contractor (Name of contractor and describe the language in

the contract that safeguards PII. Include whether FAR privacy

clauses, i.e., 52.224-1, Privacy Act Notification, 52.224-2,

Privacy Act, and FAR 39.105 are included in the contract.)

Specify.

Palantir USG Inc. The only information the contractor will 

have access to is Name and Employment Information. FAR 

privacy clauses, i.e., 52-224-1, Privacy Act Notification 

52.224-2, Privacy Act, and FAR 39.105 are included in the

contract.

Other (e.g., commercial providers, colleges). Specify.

i. Source of the PII collected is: (Check all that apply and list all information systems if applicable)

Individuals Databases

Existing DoD Information Systems Commercial Systems

Other Federal Information Systems

Individual requests. Existing DoD Information System: GFUD, DoD authentication systems, Login.gov.

j. How will the information be collected? (Check all that apply and list all Official Form Numbers if applicable)

E-mail Official Form (Enter Form Number(s) in the box below)

In-Person Contact Paper

Fax Telephone Interview

Information Sharing - System to System Website/E-Form

Other (If Other, enter the information in the box below)

k. Does this DoD Information system or electronic collection require a Privacy Act System of Records Notice (SORN)?

A Privacy Act SORN is required if the information system or electronic collection contains information about U.S. citizens or lawful permanent U.S. residents that

is retrieved by name or other unique identifier. PIA and Privacy Act SORN information must be consistent.

Yes No

If "Yes," enter SORN System Identifier K890.14

SORN Identifier, not the Federal Register (FR) Citation. Consult the DoD Component Privacy Office for additional information or http://dpcld.defense.gov/

Privacy/SORNs/

or

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If a SORN has not yet been published in the Federal Register, enter date of submission for approval to Defense Privacy, Civil Liberties, and Transparency

Division (DPCLTD). Consult the DoD Component Privacy Office for this date

If "No," explain why the SORN is not required in accordance with DoD Regulation 5400.11-R: Department of Defense Privacy Program.

l. What is the National Archives and Records Administration (NARA) approved, pending or general records schedule (GRS) disposition authority

for the system or for the records maintained in the system?

(1) NARA Job Number or General Records Schedule Authority. GRS 4.1 #40 (DAA-GRS-2013-0002-0009)

(2) If pending, provide the date the SF-115 was submitted to NARA.

(3) Retention Instructions.

Temporary. Destroy 3 years after form is discontinued, superseded, or canceled, but longer retention is authorized if needed for business use.

m. What is the authority to collect information? A Federal law or Executive Order must authorize the collection and maintenance of a system of

records. For PII not collected or maintained in a system of records, the collection or maintenance of the PII must be necessary to discharge the

requirements of a statue or Executive Order.

(1) If this system has a Privacy Act SORN, the authorities in this PIA and the existing Privacy Act SORN should be similar.

(2) If a SORN does not apply, cite the authority for this DoD information system or electronic collection to collect, use, maintain and/or disseminate PII.

(If multiple authorities are cited, provide all that apply).

(a) Cite the specific provisions of the statute and/or EO that authorizes the operation of the system and the collection of PII.

(b) If direct statutory authority or an Executive Order does not exist, indirect statutory authority may be cited if the authority requires the

operation or administration of a program, the execution of which will require the collection and maintenance of a system of records.

(c) If direct or indirect authority does not exist, DoD Components can use their general statutory grants of authority (“internal housekeeping”) as

the primary authority. The requirement, directive, or instruction implementing the statute within the DoD Component must be identified.

The following authorities allow Automated Spectrum Coordination System (ASCS) to collect data:

- 5 U.S.C. 301, Departmental Regulation;

- IO U.S.C. chapter 8; DoD Directive 5105.19, Defense Information Systems Agency (DISA);

- DoD Directive 1000.25, DoD Personnel Identity Protection (PIP) Program;

- DoD Enterprise User Data Management Plan for Persons and Personas, August 11, 2010;

- Global Information Grid 2.0 Concept of Operations (GIG 2.0 CONOPS), March 11, 2009.

- DoD Cybersecurity Discipline Implementation Plan, October 2015, Amended February 2016

- USCYBERCOM TASKORD 15-0102 Implementation and Reporting of DoD Public Key Infrastructure (PKI) System Administrator and

Privileged User Authentication, July 15, 2015

· DoDI 8520.02, Public Key Infrastructure (PKI) and Public Key (PK) Enabling, May 24,2010

• DoD Instruction 8520.03, "Identity Authentication for Information Systems,"

May 13, 2011

- DISA Memorandum, DoD PKI Enablement, DISA Computing Center Hosting Environment, January 3, 2017

n. Does this DoD information system or electronic collection have an active and approved Office of Management and Budget (OMB) Control

Number?

Contact the Component Information Management Control Officer or DoD Clearance Officer for this information. This number indicates OMB approval to

collect data from 10 or more members of the public in a 12-month period regardless of form or format.

Yes No Pending

(1) If "Yes," list all applicable OMB Control Numbers, collection titles, and expiration dates.

(2) If "No," explain why OMB approval is not required in accordance with DoD Manual 8910.01, Volume 2, " DoD Information Collections Manual:

Procedures for DoD Public Information Collections.”

(3) If "Pending," provide the date for the 60 and/or 30 day notice and the Federal Register citation.

OMB Control Number: 3060-1295; Expiration Date: None

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