Table of 
c
ontents

|  |  |  |
|--|--|--|
|  |

|   |                                                                                         |  |  |  |  |
|---|-----------------------------------------------------------------------------------------|--|--|--|--|
| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |

|   |                                                                                                         |  |  |  |  |
|---|---------------------------------------------------------------------------------------------------------|--|--|--|--|
| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |

|                                                               |                                     |  |  |  |  |
|---------------------------------------------------------------|-------------------------------------|--|--|--|--|
| Maryland                                                      | 45-3999996                          |
| (State or other jurisdiction ofincorporation or organization) | (I.R.S. EmployerIdentification No.) |
| 1300 Post Oak Boulevard, 8th FloorHouston, TX            | 77056                               |
| (Address of principal executive offices)                      | (Zip Code)                          |

|                     |  |                |  |                                          |  |  |  |  |  |  |  |  |  |  |
|---------------------|--|----------------|--|------------------------------------------|--|--|--|--|--|--|--|--|--|--|
| Title of Each Class |  | Trading Symbol |  | Name of Each Exchange on WhichRegistered |
| None                |  | N/A        |  | N/A                                  |

|                         |   |                   |   |                       |   |                           |   |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------|---|-------------------|---|-----------------------|---|---------------------------|---|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Large accelerated filer | o | Accelerated filer | o | Non-accelerated filer | x | Smaller reporting company | o |
|                         |   |                   |   |                       |   | Emerging growth company   | o |

|  |  |  |
|--|--|--|
|  |

----

Table of 
c
ontents

|                       |                                                                                                                                           |     |  |  |  |  |  |  |
|-----------------------|-------------------------------------------------------------------------------------------------------------------------------------------|-----|--|--|--|--|--|--|
| PART I           |                                                                                                                                           |
| FINANCIAL INFORMATION |                                                                                                                                           |
| Item 1.               | Consolidated Financial Statements                                                                                                         |     |
|                       | Consolidated Balance Sheets—September 30, 2022 (unaudited) and December 31, 2021                                               | 1   |
|                       | Consolidated Statements of Operations (unaudited)—Three and nine months ended September 30, 2022 and 2021                      | 2   |
|                       | Consolidated Statements of Changes in Net Assets (unaudited)—Nine months ended September 30, 2022 and 2021                     | 3   |
|                       | Consolidated Statements of Cash Flows (unaudited)—Nine months ended September 30, 2022 and 2021                                | 4   |
|                       | Consolidated Schedule of Investments (unaudited)—September 30, 2022                                                                 | 5   |
|                       | Consolidated Schedule of Investments—December 31, 2021                                                                         | 28  |
|                       | Notes to Consolidated Financial Statements (unaudited)                                                                               | 45  |
|                       | Consolidated Schedules of Investments in and Advances to Affiliates (unaudited)— Nine months ended September 30, 2022 and 2021 | 82  |
| Item 2.          | Management’s Discussion and Analysis of Financial Condition and Results of Operations                                               | 90  |
| Item 3.          | Quantitative and Qualitative Disclosures about Market Risk                                                                                | 105 |
| Item 4.          | Controls and Procedures                                                                                                                   | 106 |
| PART II          |                                                                                                                                           |
| OTHER INFORMATION     |                                                                                                                                           |
| Item 1.          | Legal Proceedings                                                                                                                         | 108 |
| Item 1A.         | Risk Factors                                                                                                                              | 108 |
| Item 2.          | Unregistered Sales of Equity Securities and Use of Proceeds                                                                               | 108 |
| Item 6.          | Exhibits                                                                                                                                  | 109 |
|                       | Signatures                                                                                                                                | 110 |

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Table of contents

|                                                                                                                                                                                                              |                   |                 |                  |                 |   |                 |  |  |  |  |  |
|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------|-----------------|------------------|-----------------|---|-----------------|--|--|--|--|--|
|                                                                                                                                                                                                              | September 30,2022 |                 | December 31,2021 |
| ASSETS                                                                                                                                                                                                       | (Unaudited)       |                 |                  |
| Investments at fair value:                                                                                                                                                                               |                   |                 |                  |
| Control investments (cost: $30,906 and $28,903 as of September 30, 2022 and December 31, 2021, respectively)                                                                                   | $                 | 50,546     |                  |                 | $ | 46,583     |  |
| Affiliate investments (cost: $228,834 and $209,971 as of September 30, 2022 and December 31, 2021, respectively)                                                                               | 257,418      |                 |                  | 234,158    |   |
| Non‐Control/Non‐Affiliate investments (cost: $837,919 and $828,301 as of September 30, 2022 and December 31, 2021, respectively)                                               | 788,204      |                 |                  | 796,395    |   |
| Total investments (cost: $1,097,659 and $1,067,175 as of September 30, 2022 and December 31, 2021, respectively)                                                                               | 1,096,168    |                 |                  | 1,077,136  |   |
| Cash and cash equivalents                                                                                                                                                                                    | 18,158       |                 |                  | 25,813     |   |
|                                                                                                                                                                                                              |                   |                 |                  |
| Interest and dividend receivable                                                                                                                                                                             | 12,196       |                 |                  | 12,991     |   |
| Receivable for securities sold                                                                                                                                                                               | 6,745        |                 |                  | 21,729     |   |
| Deferred financing costs (net of accumulated amortization of $2,105 and $1,290 as of September 30, 2022 and December 31, 2021, respectively)                                                       | 3,216        |                 |                  | 4,049      |   |
| Prepaids and other assets                                                                                                                                                                                    | 1,888        |                 |                  | 2,059      |   |
| Total assets                                                                                                                                                                                                 | $                 | 1,138,371  |                  |                 | $ | 1,143,777  |  |
| LIABILITIES                                                                                                                                                                                                  |                   |                 |                  |
| Credit facilities                                                                                                                                                                                            | $                 | 352,688    |                  |                 | $ | 426,688    |  |
| Series A Notes due 2026 (par: $150,000 and $77,500 as of September 30, 2022 and December 31, 2021, respectively)                                                                               | 148,782      |                 |                  | 76,184     |   |
| Accounts payable and other liabilities                                                                                                                                                                       | 2,136        |                 |                  | 3,159      |   |
| Payable for securities purchased                                                                                                                                                                             | —      |                 |                  | 4,170      |   |
| Interest payable                                                                                                                                                                                             | 6,606        |                 |                  | 3,093      |   |
| Dividend payable                                                                                                                                                                                             | 12,809       |                 |                  | 11,974     |   |
| Management and incentive fees payable                                                                                                                                                                        | 5,281        |                 |                  | 5,339      |   |
| Deferred tax liability, net                                                                                                                                                                                  | 321          |                 |                  | —    |   |
|                                                                                                                                                                                                              |                   |                 |                  |
|                                                                                                                                                                                                              |                   |                 |                  |
| Total liabilities                                                                                                                                                                                            | 528,623      |                 |                  | 530,607    |   |
| Commitments and contingencies (Note J)                                                                                                                                                                       |                   |                 |                  |
| NET ASSETS                                                                                                                                                                                                   |                   |                 |                  |
| Common stock, $0.001 par value per share (450,000,000 shares authorized; 80,059,079 and 79,826,605 shares issued and outstanding as of September 30, 2022 and December 31, 2021, respectively) | 80           |                 |                  | 80         |   |
| Additional paid‐in capital                                                                                                                                                                             | 684,494      |                 |                  | 682,426    |   |
|                                                                                                                                                                                                              |                   |                 |                  |
|                                                                                                                                                                                                              |                   |                 |                  |
|                                                                                                                                                                                                              |                   |                 |                  |
| Total overdistributed earnings                                                                                                                                                                               | (74,826)          |                 |                  | (69,336)        |   |
| Total net assets                                                                                                                                                                                             | 609,748      |                 |                  | 613,170    |   |
| Total liabilities and net assets                                                                                                                                                                             | $                 | 1,138,371  |                  |                 | $ | 1,143,777  |  |
| NET ASSET VALUE PER SHARE                                                                                                                                                                                    | $                 | 7.62       |                  |                 | $ | 7.68       |  |

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Table of contents

|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------------------------------------------------------------------|---------------------------------|--------------|--------------------------------|------------------|------|--------------|------------------|--|---|------------------|--|--|---|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
|                                                                                        | Three Months EndedSeptember 30, |              | Nine Months EndedSeptember 30, |                  |      |
|                                                                                        | 2022                            |              | 2021                           |                  | 2022 |              | 2021             |  |   |                  |  |  |   |
| INVESTMENT INCOME:                                                                 |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Interest, fee and dividend income:                                                 |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Control investments                                                                    | $                               | 555     |                                |                  | $    | 845     |                  |  | $ | 2,595       |  |  | $ | 2,188   |  |  |  |  |  |  |  |
| Affiliate investments                                                                  | 6,385                      |              |                                | 5,365       |      |              | 17,443      |  |   | 13,461      |  |  |   |              |  |  |  |
| Non‐Control/Non‐Affiliate investments                                  | 19,111                     |              |                                | 16,544      |      |              | 53,753      |  |   | 49,873      |  |  |   |              |  |  |  |
| Total investment income                                                                | 26,051                     |              |                                | 22,754      |      |              | 73,791      |  |   | 65,522      |  |  |   |              |  |  |  |
| EXPENSES:                                                                          |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Interest                                                                               | (6,801)                         |              |                                | (3,759)          |      |              | (16,628)         |  |   | (10,223)         |  |  |   |              |  |  |  |
| Base management fees                                                                   | (4,974)                         |              |                                | (4,473)          |      |              | (14,919)         |  |   | (12,534)         |  |  |   |              |  |  |  |
|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Internal administrative services expenses                                              | (1,405)                         |              |                                | (1,152)          |      |              | (3,888)          |  |   | (3,247)          |  |  |   |              |  |  |  |
|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| General and administrative                                                             | (941)                           |              |                                | (1,400)          |      |              | (3,017)          |  |   | (3,457)          |  |  |   |              |  |  |  |
| Total expenses before expense waivers                                                  | (14,121)                        |              |                                | (10,784)         |      |              | (38,452)         |  |   | (29,461)         |  |  |   |              |  |  |  |
| Waiver of internal administrative services expenses                                    | 1,252                      |              |                                | 1,152       |      |              | 3,431       |  |   | 3,247       |  |  |   |              |  |  |  |
| Total expenses, net of expense waivers                                                 | (12,869)                        |              |                                | (9,632)          |      |              | (35,021)         |  |   | (26,214)         |  |  |   |              |  |  |  |
| NET INVESTMENT INCOME                                                                  | 13,182                     |              |                                | 13,122      |      |              | 38,770      |  |   | 39,308      |  |  |   |              |  |  |  |
| NET REALIZED GAIN (LOSS):                                                          |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
|                                                                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Affiliate investments                                                                  | (1,456)                         |              |                                | (203)            |      |              | (676)            |  |   | (2,673)          |  |  |   |              |  |  |  |
| Non‐Control/Non‐Affiliate investments                                  | 8,694                      |              |                                | (3,473)          |      |              | 8,541       |  |   | (1,176)          |  |  |   |              |  |  |  |
| Realized loss on extinguishment of debt                                                | —                    |              |                                | —     |      |              | —     |  |   | (2,091)          |  |  |   |              |  |  |  |
| Total net realized gain (loss)                                                         | 7,238                      |              |                                | (3,676)          |      |              | 7,865       |  |   | (5,940)          |  |  |   |              |  |  |  |
| NET UNREALIZED APPRECIATION (DEPRECIATION):                                        |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Control investments                                                                    | 574                        |              |                                | 572         |      |              | 1,959       |  |   | 569         |  |  |   |              |  |  |  |
| Affiliate investments                                                                  | 3,909                      |              |                                | 3,987       |      |              | 4,401       |  |   | 10,017      |  |  |   |              |  |  |  |
| Non‐Control/Non‐Affiliate investments                                  | (8,918)                         |              |                                | 2,784       |      |              | (17,812)         |  |   | 9,777       |  |  |   |              |  |  |  |
| Total net unrealized appreciation (depreciation)                                       | (4,435)                         |              |                                | 7,343       |      |              | (11,452)         |  |   | 20,363      |  |  |   |              |  |  |  |
| INCOME TAXES:                                                                      |                                 |              |                                |                  |      |              |                  |  |   |                  |  |  |   |
| Federal and state income, excise and other taxes                                       | (578)                           |              |                                | (453)            |      |              | (1,559)          |  |   | (1,283)          |  |  |   |              |  |  |  |
| Deferred taxes                                                                         | (144)                           |              |                                | —     |      |              | (321)            |  |   | —     |  |  |   |              |  |  |  |
| Income tax provision                                                                   | (722)                           |              |                                | (453)            |      |              | (1,880)          |  |   | (1,283)          |  |  |   |              |  |  |  |
| NET INCREASE IN NET ASSETS RESULTING FROM OPERATIONS                                   | $                               | 15,263  |                                |                  | $    | 16,336  |                  |  | $ | 33,303      |  |  | $ | 52,448  |  |  |  |  |  |  |  |
| NET INVESTMENT INCOME PER SHARE—BASIC AND DILUTED                                | $                               | 0.16    |                                |                  | $    | 0.16    |                  |  | $ | 0.48        |  |  | $ | 0.49    |  |  |  |  |  |  |  |
| NET INCREASE IN NET ASSETS RESULTING FROM OPERATIONS PER SHARE—BASIC AND DILUTED | $                               | 0.19    |                                |                  | $    | 0.20    |                  |  | $ | 0.42        |  |  | $ | 0.66    |  |  |  |  |  |  |  |
| WEIGHTED-AVERAGE SHARES OUTSTANDING—BASIC AND DILUTED                            | 80,048,855                 |              |                                | 79,908,827  |      |              | 79,960,302  |  |   | 79,831,292  |  |  |   |              |  |  |  |

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Table of contents

|                                          |                 |  |                          |          |                              |               |                      |               |               |  |   |              |              |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |
|------------------------------------------|-----------------|--|--------------------------|----------|------------------------------|---------------|----------------------|---------------|---------------|--|---|--------------|--------------|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|
|                                          | Common Stock    |  | AdditionalPaid-InCapital |          | TotalOverdistributedEarnings |               | Total NetAsset Value |
|                                          | Number ofShares |  | ParValue                 |          |                              |               |
| Balances at December 31, 2020  | 79,608,304      |  | $                        | 80  |                              |               | $                    | 682,028  |               |  | $ | (102,484)    |              |  | $ | 579,624  |  |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Net increase resulting from operations   | —         |  | —             |          |                              | —  |                      |               | 12,657   |  |   | 12,657  |              |
| Dividends to stockholders                | —         |  | —             |          |                              | —  |                      |               | (7,961)       |  |   | (7,961)      |              |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Balances at March 31, 2021     | 79,608,304      |  | $                        | 80  |                              |               | $                    | 682,028  |               |  | $ | (97,788)     |              |  | $ | 584,320  |  |
| Offering of common stock                 | 67,114          |  | —             |          |                              | 500      |                      |               | —  |  |   | 500     |              |
| Dividend reinvestment                    | 424,455         |  | —             |          |                              | 3,162    |                      |               | —  |  |   | 3,162   |              |
| Common stock repurchased                 | (383,512)       |  | —             |          |                              | (2,861)       |                      |               | —  |  |   | (2,861)      |              |
| Net increase resulting from operations   | —         |  | —             |          |                              | —  |                      |               | 23,455   |  |   | 23,455  |              |
| Dividends to stockholders                | —         |  | —             |          |                              | —  |                      |               | (9,964)       |  |   | (9,964)      |              |
| Balances at June 30, 2021      | 79,716,361      |  | $                        | 80  |                              |               | $                    | 682,829  |               |  | $ | (84,297)     |              |  | $ | 598,612  |  |
| Dividend reinvestment                    | 478,309         |  | 1                   |          |                              | 3,682    |                      |               | —  |  |   | 3,683   |              |
| Common stock repurchased                 | (438,292)       |  | (1)                      |          |                              | (3,317)       |                      |               | —  |  |   | (3,318)      |              |
| Net increase resulting from operations   | —         |  | —             |          |                              | —  |                      |               | 16,336   |  |   | $            | 16,336  |  |
| Dividends to stockholders                | —         |  | —             |          |                              | —  |                      |               | (11,964)      |  |   | $            | (11,964)     |  |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Balances at September 30, 2021 | 79,756,378      |  | $                        | 80  |                              |               | $                    | 683,194  |               |  | $ | (79,925)     |              |  | $ | 603,349  |  |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Balances at December 31, 2021  | 79,826,605      |  | $                        | 80  |                              |               | $                    | 682,426  |               |  | $ | (69,336)     |              |  | $ | 613,170  |  |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Dividend reinvestment                    | 533,062         |  | —             |          |                              | 4,212    |                      |               | —  |  |   | 4,212   |              |
| Common stock repurchased                 | (489,031)       |  | —             |          |                              | (3,790)       |                      |               | —  |  |   | (3,790)      |              |
| Net increase resulting from operations   | —         |  | —             |          |                              | —  |                      |               | 16,213   |  |   | 16,213  |              |
| Dividends to stockholders                | —         |  | —             |          |                              | —  |                      |               | (13,178)      |  |   | (13,178)     |              |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Balances at March 31, 2022          | 79,870,636      |  | $                        | 80  |                              |               | $                    | 682,848  |               |  | $ | (66,301)     |              |  | $ | 616,627  |  |
| Offering of common stock                 | 94,697          |  | —             |          |                              | 750      |                      |               | —  |  |   | 750     |              |
| Dividend reinvestment                    | 582,453         |  | 1                   |          |                              | 4,612    |                      |               | —  |  |   | 4,613   |              |
| Common stock repurchased                 | (536,065)       |  | (1)                      |          | (4,151)                      |               | —              |               | (4,152)       |
| Net increase resulting from operations   | —         |  | —                  |          | —                      |               | 1,823                |               | 1,823         |
| Dividends to stockholders                | —         |  | —                  |          | —                      |               | (12,802)             |               | (12,802)      |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Balances at June 30, 2022           | 80,011,721      |  | $                        | 80  |                              |               | $                    | 684,059  |               |  | $ | (77,280)     |              |  | $ | 606,859  |  |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Dividend reinvestment                    | 574,866         |  | 1                   |          |                              | 4,478    |                      |               | —  |  |   | 4,479   |              |
| Common stock repurchased                 | (527,508)       |  | (1)                      |          |                              | (4,043)       |                      |               | —  |  |   | (4,044)      |              |
| Net increase resulting from operations   | —         |  | —             |          |                              | —  |                      |               | 15,263   |  |   | 15,263  |              |
| Dividends to stockholders                | —         |  | —             |          |                              | —  |                      |               | (12,809)      |  |   | (12,809)     |              |
|                                          |                 |  |                          |          |                              |               |                      |               |               |
| Balances at September 30, 2022           | 80,059,079      |  | $                        | 80  |                              |               | $                    | 684,494  |               |  | $ | (74,826)     |              |  | $ | 609,748  |  |

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Table of contents

|                                                                                                                                           |                                |              |      |               |   |              |  |  |  |  |  |
|-------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|--------------|------|---------------|---|--------------|--|--|--|--|--|
|                                                                                                                                           | Nine Months EndedSeptember 30, |
|                                                                                                                                           | 2022                           |              | 2021 |
| CASH FLOWS FROM OPERATING ACTIVITIES                                                                                                      |                                |              |      |
| Net increase in net assets resulting from operations                                                                                      | $                              | 33,303  |      |               | $ | 52,448  |  |
| Adjustments to reconcile net increase in net assets resulting from operations to net cash provided by (used in) operating activities: |                                |              |      |
|                                                                                                                                           |                                |              |      |
| Investments in portfolio companies                                                                                                        | (171,762)                      |              |      | (333,778)     |   |
| Proceeds from sales and repayments of debt investments in portfolio companies                                                             | 123,357                   |              |      | 181,804  |   |
| Proceeds from sales and return of capital of equity investments in portfolio companies                                                    | 42,875                    |              |      | —  |   |
| Net unrealized (appreciation) depreciation                                                                                                | 11,452                    |              |      | (20,363)      |   |
| Net realized (gain) loss on the sale of portfolio investments                                                                             | (7,865)                        |              |      | 3,986    |   |
| Realized loss on extinguishment of debt                                                                                                   | —                   |              |      | 2,091    |   |
| Amortization of deferred financing costs                                                                                                  | 1,080                     |              |      | 886      |   |
| Amortization of deferred offering costs                                                                                                   | 210                       |              |      | 110      |   |
| Accretion of unearned income                                                                                                              | (3,576)                        |              |      | (3,425)       |   |
| Payment-in-kind interest                                                                                                                  | (2,091)                        |              |      | (4,357)       |   |
| Cumulative dividends                                                                                                                      | (608)                          |              |      | (19)          |   |
| Deferred tax provision                                                                                                                    | 321                       |              |      | —  |   |
| Changes in other assets and liabilities:                                                                                              |                                |              |      |
| Interest and dividend receivable                                                                                                          | 795                       |              |      | (2,425)       |   |
|                                                                                                                                           |                                |              |      |
| Prepaid and other assets                                                                                                                  | 171                       |              |      | 977      |   |
|                                                                                                                                           |                                |              |      |
| Management and incentive fees payable                                                                                                     | (58)                           |              |      | 272      |   |
|                                                                                                                                           |                                |              |      |
|                                                                                                                                           |                                |              |      |
| Interest payable                                                                                                                          | 3,513                     |              |      | 3,155    |   |
| Accounts payable and other liabilities                                                                                                    | (1,024)                        |              |      | 619      |   |
| Net cash provided by (used in) operating activities                                                                                       | 30,093                    |              |      | (118,019)     |   |
| CASH FLOWS FROM FINANCING ACTIVITIES                                                                                                      |                                |              |      |
| Issuance of common stock                                                                                                                  | 750                       |              |      | 500      |   |
| Redemption of common stock                                                                                                                | (11,986)                       |              |      | (6,179)       |   |
| Payment of offering costs                                                                                                                 | (210)                          |              |      | (110)         |   |
| Dividends paid                                                                                                                            | (24,653)                       |              |      | (11,081)      |   |
| Repayments on credit facilities                                                                                                           | (161,000)                      |              |      | (340,816)     |   |
|                                                                                                                                           |                                |              |      |
| Proceeds from credit facilities                                                                                                           | 87,000                    |              |      | 392,688  |   |
| Proceeds from Series A Notes due 2026                                                                                                     | 72,500                    |              |      | 60,000   |   |
|                                                                                                                                           |                                |              |      |
| Payment of deferred financing costs                                                                                                       | (149)                          |              |      | (4,607)       |   |
| Net cash provided by (used in) financing activities                                                                                       | (37,748)                       |              |      | 90,395   |   |
| Net decrease in cash, cash equivalents and restricted cash                                                                                | (7,655)                        |              |      | (27,624)      |   |
| CASH, CASH EQUIVALENTS AND RESTRICTED CASH AT BEGINNING OF PERIOD                                                                         | 25,813                    |              |      | 49,066   |   |
| CASH, CASH EQUIVALENTS AND RESTRICTED CASH AT END OF PERIOD                                                                               | $                              | 18,158  |      |               | $ | 21,442  |  |
|                                                                                                                                           |                                |              |      |
|                                                                                                                                           |                                |              |      |
|                                                                                                                                           |                                |              |      |
|                                                                                                                                           |                                |              |      |
| Supplemental cash flow disclosures:                                                                                                   |                                |              |      |
| Interest paid                                                                                                                             | $                              | 9,578   |      |               | $ | 6,183   |  |
| Taxes paid                                                                                                                                | $                              | 1,992   |      |               | $ | 1,328   |  |
| Non-cash financing activities:                                                                                                        |                                |              |      |
| Dividends declared and unpaid                                                                                                             | $                              | 12,809  |      |               | $ | 11,964  |  |
| Value of shares issued pursuant to the DRIP                                                                                               | $                              | 13,304  |      |               | $ | 6,845   |  |
|                                                                                                                                           |                                |              |      |

----

Table of contents

|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |  |   |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------------------|-----------|----------------------------------------------------------|-------------------------------------------|----------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------------|--|---|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                      |           | Business Description                                     | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| Control Investments (5)                                         |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
| Copper Trail Fund Investments                                   | (12) (13) | Investment Partnership                                   |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
|                                                                 |           |                                                          | LP Interests (CTMH, LP)                   | (24)     | 7/17/2017    | 39.0%            |            |                                |               |               |                    |          | $               | 835     |  | $ | 710     |  |
|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
| GRT Rubber Technologies LLC                                     |           | Manufacturer of Engineered Rubber Products               |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
|                                                                 |           |                                                          | Secured Debt                              |          | 12/19/2014   |                  | 10.56%     | L+                             | 8.00%         |               | 10/29/2026 | 19,944   | 19,741          | 19,944       |
|                                                                 |           |                                                          | Member Units                              | (8)      | 12/19/2014   | 2,896            |            |                                |               |               |                    |          | 6,435           | 22,750       |
|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          | 26,176          | 42,694       |
| Harris Preston Fund Investments                                 | (12) (13) | Investment Partnership                                   |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
|                                                                 |           |                                                          | LP Interests (2717 MH, L.P.)              | (24)     | 10/1/2017    | 49.3%            |            |                                |               |               |                    |          | 3,895           | 7,142        |
|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
| Subtotal Control Investments (8.3% of net assets at fair value) |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          | $               | 30,906  |  | $ | 50,546  |  |
| Affiliate Investments (6)                                       |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
| AFG Capital Group, LLC                                          |           | Provider of Rent-to-Own Financing Solutions and Services |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
|                                                                 |           |                                                          | Preferred Member Units                    | (8)      | 11/7/2014    | 46               |            |                                |               |               |                    |          | 300             | 2,190        |
|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
| Analytical Systems Keco Holdings, LLC                           |           | Manufacturer of Liquid and Gas Analyzers                 |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
|                                                                 |           |                                                          | Secured Debt                              | (9) (33) | 8/16/2019    |                  |            | L+                             | 10.00%        |               | 8/16/2024  | 0        | (3)             | (3)          |
|                                                                 |           |                                                          | Secured Debt                              | (9)      | 8/16/2019    |                  | 12.63%     | L+                             | 10.00%        |               | 8/16/2024  | 1,184    | 1,147           | 1,147        |
|                                                                 |           |                                                          | Preferred Member Units                    |          | 8/16/2019    | 800              | 12.63%     |                                |               |               |                    |          | 800             | 0            |
|                                                                 |           |                                                          | Preferred Member Units                    |          | 5/20/2021    | 607              |            |                                |               |               |                    |          | 607             | 960          |
|                                                                 |           |                                                          | Warrants                                  | (27)     | 8/16/2019    | 105              |            |                                |               |               | 8/16/2029  | 79       | 79              | 0            |
|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          | 2,630           | 2,104        |
| ATX Networks Corp.                                              | (11)      | Provider of Radio Frequency Management Equipment         |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |              |
|                                                                 |           |                                                          | Secured Debt                              | (9)      | 9/1/2021     |                  | 11.14%     | L+                             | 7.50%         |               | 9/1/2026   | 6,907    | 6,362           | 6,735        |
|                                                                 |           |                                                          | Unsecured Debt                            | (19)     | 9/1/2021     |                  | 10.00%     |                                |               | 10.00%        | 9/1/2028   | 3,330    | 2,251           | 2,481        |
|                                                                 |           |                                                          | Common Stock                              |          | 9/1/2021     | 585              |            |                                |               |               |                    |          | 0               | 0            |
|                                                                 |           |                                                          |                                           |          |                      |                  |            |                                |               |               |                    |          | 8,613           | 9,216        |

----

Table of Contents

|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------|------|---------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)        |      | Business Description                                    | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| Barfly Ventures, LLC              | (10) | Casual Restaurant Group                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Member Units                              |                | 10/26/2020   | 12               |            |                                |               |               |                    |          | 528             | 1,107  |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Batjer TopCo, LLC                 |      | HVAC Mechanical Contractor                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Secured Debt                              | (33)           | 3/7/2022     |                  |            |                                |               |               | 3/31/2027  | 0        | (1)             | (1)    |
|                                   |      |                                                         | Secured Debt                              |                | 3/7/2022     |                  | 11.00%     |                                |               |               | 3/31/2027  | 1,225    | 1,203           | 1,203  |
|                                   |      |                                                         | Preferred Stock                           |                | 3/7/2022     | 453              |            |                                |               |               |                    |          | 455             | 455    |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          | 1,657           | 1,657  |
| Brewer Crane Holdings, LLC        |      | Provider of Crane Rental and Operating Services         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Secured Debt                              | (9)            | 1/9/2018     |                  | 12.56%     | L+                             | 10.00%        |               | 1/9/2023   | 1,522    | 1,520           | 1,520  |
|                                   |      |                                                         | Preferred Member Units                    | (8)            | 1/9/2018     | 737              |            |                                |               |               |                    |          | 1,070           | 1,420  |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          | 2,590           | 2,940  |
| Centre Technologies Holdings, LLC |      | Provider of IT Hardware Services and Software Solutions |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Secured Debt                              | (9) (33)       | 1/4/2019     |                  |            | L+                             | 9.00%         |               | 1/4/2026   | 0        | 0               | 0      |
|                                   |      |                                                         | Secured Debt                              | (9)            | 1/4/2019     |                  | 11.63%     | L+                             | 9.00%         |               | 1/4/2026   | 3,758    | 3,729           | 3,729  |
|                                   |      |                                                         | Preferred Member Units                    |                | 1/4/2019     | 3,327            |            |                                |               |               |                    |          | 1,531           | 2,040  |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,260           | 5,769  |
| Chamberlin Holding LLC            |      | Roofing and Waterproofing Specialty Contractor          |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Secured Debt                              | (9) (33)       | 2/26/2018    |                  |            | L+                             | 6.00%         |               | 2/26/2023  | 0        | 0               | 0      |
|                                   |      |                                                         | Secured Debt                              | (9)            | 2/26/2018    |                  | 10.63%     | L+                             | 8.00%         |               | 2/26/2023  | 4,366    | 4,351           | 4,366  |
|                                   |      |                                                         | Member Units                              | (8)            | 2/26/2018    | 1,087            |            |                                |               |               |                    |          | 2,860           | 5,580  |
|                                   |      |                                                         | Member Units                              |  (8) (23) | 11/2/2018    | 261,786          |            |                                |               |               |                    |          | 443             | 471    |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          | 7,654           | 10,417 |
| Charps, LLC                       |      | Pipeline Maintenance and Construction                   |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Preferred Member Units                    | (8)            | 2/3/2017     | 457              |            |                                |               |               |                    |          | 491             | 3,300  |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Clad-Rex Steel, LLC               |      | Specialty Manufacturer of Vinyl-Clad Metal              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                         | Secured Debt                              | (9)            | 12/20/2016   |                  | 12.13%     | L+                             | 9.50%         |               | 1/15/2024  | 2,620    | 2,620           | 2,620  |
|                                   |      |                                                         | Secured Debt                              |                | 12/20/2016   |                  | 10.00%     |                                |               |               | 12/20/2036 | 264      | 262             | 262    |
|                                   |      |                                                         | Member Units                              | (8)            | 12/20/2016   | 179              |            |                                |               |               |                    |          | 1,820           | 2,370  |
|                                   |      |                                                         | Member Units                              | (23)           | 12/20/2016   | 200              |            |                                |               |               |                    |          | 53              | 152    |
|                                   |      |                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          | 4,755           | 5,404  |
| Cody Pools, Inc.                  |      | Designer of Residential and Commercial Pools            |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |

----

Table of Contents

|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------------|-----------|----------------------------------------------------|-----------------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)       |           | Business Description                               | Type of Investment (2) (3) (15)           |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                  |           |                                                    | Secured Debt                                        | (9) (33)       | 3/6/2020     |                  |            | L+                             | 10.50%        |               | 12/17/2026 | 0        | (10)            | 0      |
|                                  |           |                                                    | Secured Debt                                        | (9)            | 3/6/2020     |                  | 13.63%     | L+                             | 10.50%        |               | 12/17/2026 | 6,958    | 6,855           | 6,958  |
|                                  |           |                                                    | Preferred Member Units                              |  (8) (23) | 3/6/2020     | 147              |            |                                |               |               |                    |          | 2,079           | 14,300 |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          | 8,924           | 21,258 |
| Colonial Electric Company LLC    |           | Provider of Electrical Contracting Services        |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                  |           |                                                    | Secured Debt                                        | (33)           | 3/31/2021    |                  |            |                                |               |               | 3/31/2026  | 0        | 0               | 0      |
|                                  |           |                                                    | Secured Debt                                        |                | 3/31/2021    |                  | 12.00%     |                                |               |               | 3/31/2026  | 5,906    | 5,799           | 5,799  |
|                                  |           |                                                    | Preferred Member Units                              | (8)            | 3/31/2021    | 4,320            |            |                                |               |               |                    |          | 1,920           | 2,300  |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          | 7,719           | 8,099  |
| Datacom, LLC                     |           | Technology and Telecommunications Provider         |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                  |           |                                                    | Secured Debt                                        |                | 3/1/2022     |                  | 7.50%      |                                |               |               | 12/31/2025 | 25       | 25              | 25     |
|                                  |           |                                                    | Secured Debt                                        |                | 3/31/2021    |                  | 7.50%      |                                |               |               | 12/31/2025 | 966      | 896             | 861    |
|                                  |           |                                                    | Preferred Member Units                              | (8)            | 3/31/2021    | 1,000            |            |                                |               |               |                    |          | 290             | 300    |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          | 1,211           | 1,186  |
| Digital Products Holdings LLC    |           | Designer and Distributor of Consumer Electronics   |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                  |           |                                                    | Secured Debt                                        | (9)            | 4/1/2018     |                  | 12.63%     | L+                             | 10.00%        |               | 4/1/2023   | 3,966    | 3,955           | 3,955  |
|                                  |           |                                                    | Preferred Member Units                              | (8)            | 4/1/2018     | 964              |            |                                |               |               |                    |          | 2,375           | 2,459  |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          | 6,330           | 6,414  |
| Direct Marketing Solutions, Inc. |           | Provider of Omni-Channel Direct Marketing Services |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                  |           |                                                    | Secured Debt                                        | (9)            | 2/13/2018    |                  | 13.63%     | L+                             | 11.00%        |               | 2/13/2024  | 600      | 595             | 600    |
|                                  |           |                                                    | Secured Debt                                        | (9)            | 2/13/2018    |                  | 13.63%     | L+                             | 11.00%        |               | 2/13/2024  | 4,494    | 4,461           | 4,494  |
|                                  |           |                                                    | Preferred Stock                                     | (8)            | 2/13/2018    | 2,100            |            |                                |               |               |                    |          | 2,100           | 5,560  |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          | 7,156           | 10,654 |
| Flame King Holdings, LLC         |           | Propane Tank and Accessories Distributor           |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                  |           |                                                    | Secured Debt                                        | (9)            | 10/29/2021   |                  | 9.25%      | L+                             | 6.50%         |               | 10/31/2026 | 1,900    | 1,884           | 1,900  |
|                                  |           |                                                    | Secured Debt                                        | (9)            | 10/29/2021   |                  | 13.75%     | L+                             | 11.00%        |               | 10/31/2026 | 5,300    | 5,169           | 5,300  |
|                                  |           |                                                    | Preferred Equity                                    | (8)            | 10/29/2021   | 2,340            |            |                                |               |               |                    |          | 2,600           | 3,460  |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          | 9,653           | 10,660 |
| Freeport Financial Funds         | (12) (13) | Investment Partnership                             |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                  |           |                                                    | LP Interests (Freeport First Lien Loan Fund III LP) |  (8) (24) | 7/31/2015    | 6.0%             |            |                                |               |               |                    |          | 6,630           | 6,175  |
|                                  |           |                                                    |                                                     |                |                      |                  |            |                                |               |               |                    |          |                 |        |

----

Table of Contents

|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------|-----------|---------------------------------------------------------------------------------------------------------------|-------------------------------------------|-----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)            |           | Business Description                                                                                          | Type of Investment (2) (3) (15) |                 | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| Gamber-Johnson Holdings, LLC          |           | Manufacturer of Ruggedized Computer Mounting Systems                                                          |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | Secured Debt                              | (9) (33)        | 6/24/2016    |                  |            | L+                             | 8.00%         |               | 1/1/2025   | 0        | 0               | 0      |
|                                       |           |                                                                                                               | Secured Debt                              | (9)             | 6/24/2016    |                  | 10.63%     | L+                             | 8.00%         |               | 1/1/2025   | 6,020    | 5,995           | 6,020  |
|                                       |           |                                                                                                               | Member Units                              | (8)             | 6/24/2016    | 2,261            |            |                                |               |               |                    |          | 4,423           | 11,620 |
|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          | 10,418          | 17,640 |
| GFG Group, LLC.                       |           | Grower and Distributor of a Variety of Plants and Products to Other Wholesalers, Retailers and Garden Centers |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | Secured Debt                              |                 | 3/31/2021    |                  | 9.00%      |                                |               |               | 3/31/2026  | 2,936    | 2,872           | 2,936  |
|                                       |           |                                                                                                               | Preferred Member Units                    | (8)             | 3/31/2021    | 56               |            |                                |               |               |                    |          | 1,225           | 1,790  |
|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          | 4,097           | 4,726  |
| Gulf Publishing Holdings, LLC         |           | Energy Industry Focused Media and Publishing                                                                  |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | Secured Debt                              | (9) (33)        | 9/29/2017    |                  |            | L+                             | 9.50%         |               | 7/1/2027   | 0        | 0               | 0      |
|                                       |           |                                                                                                               | Secured Debt                              |                 | 7/1/2022     |                  | 12.50%     |                                |               |               | 6/30/2027  | 600      | 600             | 571    |
|                                       |           |                                                                                                               | Member Units                              |                 | 4/29/2016    | 920              |            |                                |               |               |                    |          | 920             | 0      |
|                                       |           |                                                                                                               | Member Units                              |                 | 7/1/2022     | 15,930           |            |                                |               |               |                    |          | 1,400           | 980    |
|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          | 2,920           | 1,551  |
| Harris Preston Fund Investments       | (12) (13) | Investment Partnership                                                                                        |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | LP Interests (HPEP 3, L.P.)               |  (8) (24)  | 8/9/2017     | 8.2%             |            |                                |               |               |                    |          | 2,558           | 4,331  |
|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
| Kickhaefer Manufacturing Company, LLC |           | Precision Metal Parts Manufacturing                                                                           |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | Secured Debt                              |                 | 10/31/2018   |                  | 11.50%     |                                |               |               | 10/31/2023 | 5,104    | 5,066           | 5,066  |
|                                       |           |                                                                                                               | Secured Debt                              |                 | 10/31/2018   |                  | 9.00%      |                                |               |               | 10/31/2048 | 972      | 963             | 963    |
|                                       |           |                                                                                                               | Member Units                              |                 | 10/31/2018   | 145              |            |                                |               |               |                    |          | 3,060           | 2,310  |
|                                       |           |                                                                                                               | Member Units                              |  (8) (23)  | 10/31/2018   | 200              |            |                                |               |               |                    |          | 248             | 615    |
|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          | 9,337           | 8,954  |
| Market Force Information, LLC         |           | Provider of Customer Experience Management Services                                                           |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | Secured Debt                              |  (14) (19) | 7/28/2017    |                  | 12.00%     |                                |               | 12.00%        | 7/28/2023  | 6,520    | 6,463           | 718    |
|                                       |           |                                                                                                               | Member Units                              |                 | 7/28/2017    | 185,980          |            |                                |               |               |                    |          | 4,160           | 0      |
|                                       |           |                                                                                                               |                                           |                 |                      |                  |            |                                |               |               |                    |          | 10,623          | 718    |
| MH Corbin Holding LLC                 |           | Manufacturer and Distributor of Traffic Safety Products                                                       |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                       |           |                                                                                                               | Secured Debt                              |                 | 8/31/2015    |                  | 13.00%     |                                |               |               | 12/31/2022 | 1,559    | 1,559           | 677    |
|                                       |           |                                                                                                               | Preferred Member Units                    |                 | 3/15/2019    | 16,500           |            |                                |               |               |                    |          | 1,100           | 0      |
|                                       |           |                                                                                                               | Preferred Member Units                    |                 | 9/1/2015     | 1,000            |            |                                |               |               |                    |          | 1,500           | 0      |

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Table of Contents

|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------|--|-----------------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|-------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)     |  | Business Description                                                  | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 4,159           | 677   |
| Mystic Logistics Holdings, LLC |  | Logistics and Distribution Services Provider for Large Volume Mailers |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              | (33)           | 8/18/2014    |                  |            |                                |               |               | 1/31/2024  | 0        | 0               | 0     |
|                                |  |                                                                       | Secured Debt                              |                | 8/18/2014    |                  | 10.00%     |                                |               |               | 1/31/2024  | 1,436    | 1,436           | 1,436 |
|                                |  |                                                                       | Common Stock                              | (8)            | 8/18/2014    | 1,468            |            |                                |               |               |                    |          | 680             | 5,175 |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 2,116           | 6,611 |
| NexRev LLC                     |  | Provider of Energy Efficiency Products & Services                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              |                | 2/28/2018    |                  | 11.00%     |                                |               |               | 2/28/2025  | 40       | 40              | 40    |
|                                |  |                                                                       | Secured Debt                              |                | 2/28/2018    |                  | 11.00%     |                                |               |               | 2/28/2025  | 3,066    | 3,020           | 2,263 |
|                                |  |                                                                       | Preferred Member Units                    | (8)            | 2/28/2018    | 25,786,046       |            |                                |               |               |                    |          | 2,053           | 280   |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,113           | 2,583 |
| NuStep, LLC                    |  | Designer, Manufacturer and Distributor of Fitness Equipment           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              | (9)            | 1/31/2017    |                  | 9.13%      | L+                             | 6.50%         |               | 1/31/2025  | 1,100    | 1,097           | 1,097 |
|                                |  |                                                                       | Secured Debt                              |                | 1/31/2017    |                  | 12.00%     |                                |               |               | 1/31/2025  | 4,610    | 4,602           | 4,602 |
|                                |  |                                                                       | Preferred Member Units                    |                | 1/31/2017    | 102              |            |                                |               |               |                    |          | 2,550           | 2,550 |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 8,249           | 8,249 |
| Oneliance, LLC                 |  | Construction Cleaning Company                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              | (9)            | 8/6/2021     |                  | 13.56%     | L+                             | 11.00%        |               | 8/6/2026   | 1,400    | 1,378           | 1,378 |
|                                |  |                                                                       | Preferred Stock                           |                | 8/6/2021     | 264              |            |                                |               |               |                    |          | 264             | 264   |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 1,642           | 1,642 |
| Orttech Holdings, LLC          |  | Distributor of Industrial Clutches, Brakes and Other Components       |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              | (9) (33)       | 7/30/2021    |                  |            | L+                             | 11.00%        |               | 7/31/2026  | 0        | (3)             | (3)   |
|                                |  |                                                                       | Secured Debt                              | (9)            | 7/30/2021    |                  | 13.63%     | L+                             | 11.00%        |               | 7/31/2026  | 5,900    | 5,808           | 5,808 |
|                                |  |                                                                       | Preferred Stock                           |  (8) (23) | 7/30/2021    | 2,500            |            |                                |               |               |                    |          | 2,500           | 2,500 |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 8,305           | 8,305 |
| Robbins Bros. Jewelry, Inc.    |  | Bridal Jewelry Retailer                                               |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              | (9) (33)       | 12/15/2021   |                  |            | L+                             | 11.00%        |               | 12/15/2026 | 0        | (8)             | (8)   |
|                                |  |                                                                       | Secured Debt                              | (9)            | 12/15/2021   |                  | 13.63%     | L+                             | 11.00%        |               | 12/15/2026 | 3,990    | 3,923           | 3,923 |
|                                |  |                                                                       | Preferred Equity                          |                | 12/15/2021   | 1,230            |            |                                |               |               |                    |          | 1,230           | 1,690 |
|                                |  |                                                                       |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,145           | 5,605 |
| SI East, LLC                   |  | Rigid Industrial Packaging Manufacturing                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                |  |                                                                       | Secured Debt                              |                | 8/31/2018    |                  | 10.25%     |                                |               |               | 8/31/2023  | 750      | 750             | 750   |

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Table of Contents

|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------------------------------------|------|--------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|---------------|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                         |      | Business Description                             | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                                                    |      |                                                  | Secured Debt                              |                | 8/31/2018    |                  | 10.25%     |                                |               |               | 8/31/2023  | 31,079   | 30,887          | 31,079        |
|                                                                    |      |                                                  | Preferred Member Units                    | (8)            | 8/31/2018    | 52               |            |                                |               |               |                    |          | 406             | 4,980         |
|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | 32,043          | 36,809        |
| Sonic Systems International, LLC                                   | (10) | Nuclear Power Staffing Services                  |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                    |      |                                                  | Secured Debt                              | (9)            | 8/20/2021    |                  | 9.78%      | L+                             | 7.50%         |               | 8/20/2026  | 18,425   | 18,123          | 18,242        |
|                                                                    |      |                                                  | Common Stock                              |                | 8/20/2021    | 11,647           |            |                                |               |               |                    |          | 1,584           | 1,650         |
|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | 19,707          | 19,892        |
| Tedder Industries, LLC                                             |      | Manufacturer of Firearm Holsters and Accessories |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                    |      |                                                  | Secured Debt                              |                | 8/31/2018    |                  | 12.00%     |                                |               |               | 8/31/2023  | 460      | 460             | 460           |
|                                                                    |      |                                                  | Secured Debt                              |                | 8/31/2018    |                  | 12.00%     |                                |               |               | 8/31/2023  | 3,800    | 3,796           | 3,779         |
|                                                                    |      |                                                  | Preferred Member Units                    |                | 8/31/2018    | 133              |            |                                |               |               |                    |          | 2,267           | 1,784         |
|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | 6,523           | 6,023         |
| Trantech Radiator Topco, LLC                                       |      | Transformer Cooling Products and Services        |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                    |      |                                                  | Secured Debt                              | (33)           | 5/31/2019    |                  |            |                                |               |               | 5/31/2024  | 0        | (4)             | 0             |
|                                                                    |      |                                                  | Secured Debt                              |                | 5/31/2019    |                  | 12.00%     |                                |               |               | 5/31/2024  | 2,080    | 2,056           | 2,080         |
|                                                                    |      |                                                  | Common Stock                              | (8)            | 5/31/2019    | 154              |            |                                |               |               |                    |          | 1,164           | 1,850         |
|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | 3,216           | 3,930         |
| VVS Holdco LLC                                                     |      | Omnichannel Retailer of Animal Health Products   |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                    |      |                                                  | Secured Debt                              |  (9) (23) | 12/1/2021    |                  | 8.63%      | L+                             | 6.00%         |               | 12/1/2023  | 200      | 193             | 193           |
|                                                                    |      |                                                  | Secured Debt                              | (23)           | 12/1/2021    |                  | 11.50%     |                                |               |               | 12/1/2026  | 7,600    | 7,409           | 7,409         |
|                                                                    |      |                                                  | Preferred Equity                          |  (8) (23) | 12/1/2021    | 2,960            |            |                                |               |               |                    |          | 2,960           | 3,020         |
|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | 10,562          | 10,622        |
| Subtotal Affiliate Investments (42.2% of net assets at fair value) |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | $               | 228,834  |  | $ | 257,418  |  |
| Non-Control/Non-Affiliate Investments (7)                      |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
| AAC Holdings, Inc.                                                 | (11) | Substance Abuse Treatment Service Provider       |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                    |      |                                                  | Secured Debt                              | (19)           | 12/11/2020   |                  | 18.00%     |                                |               | 18.00%        | 6/25/2025  | 3,986    | 3,755           | 3,906         |
|                                                                    |      |                                                  | Common Stock                              |                | 12/11/2020   | 593,927          |            |                                |               |               |                    |          | 3,148           | 75            |
|                                                                    |      |                                                  | Warrants                                  | (27)           | 12/11/2020   | 197,717          |            |                                |               |               | 12/11/2025 | 0        | 0               | 27            |
|                                                                    |      |                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          | 6,903           | 4,008         |
| AB Centers Acquisition Corporation                                 | (10) | Applied Behavior Analysis Therapy Provider       |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                    |      |                                                  | Secured Debt                              | (9) (33)       | 9/6/2022     |                  |            | SF+                            | 6.00%         |               | 9/6/2028   | 0        | (5)             | (5)           |
|                                                                    |      |                                                  | Secured Debt                              | (9) (33)       | 9/6/2022     |                  |            | SF+                            | 6.00%         |               | 9/6/2028   | 0        | (9)             | (9)           |
|                                                                    |      |                                                  | Secured Debt                              | (9)            | 9/6/2022     |                  | 9.17%      | SF+                            | 6.00%         |               | 9/6/2028   | 1,983    | 1,928           | 1,928         |

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Table of Contents

|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|------------------------------------------|------|--------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|-------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)               |      | Business Description                                                                                                                       | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 1,914           | 1,914 |
| Acumera, Inc.                            | (10) | Managed Security Service Provider                                                                                                          |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 6/28/2022    |                  | 12.02%     | L+                             | 9.50%         |               | 10/26/2027 | 4,368    | 4,258           | 4,330 |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 6/28/2022    |                  | 12.02%     | L+                             | 9.50%         |               | 10/26/2027 | 1,379    | 1,346           | 1,367 |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,604           | 5,697 |
| Adams Publishing Group, LLC              | (10) | Local Newspaper Operator                                                                                                                   |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 3/11/2022    |                  | 12.75%     | P+                             | 6.50%         |               | 3/11/2027  | 424      | 424             | 408   |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 3/11/2022    |                  | 10.75%     | L+                             | 7.50%         |               | 3/11/2027  | 2,902    | 2,895           | 2,840 |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 3,319           | 3,248 |
| ADS Tactical, Inc.                       | (11) | Value-Added Logistics and Supply Chain Provider to the Defense Industry                                                                    |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 3/29/2021    |                  | 8.80%      | L+                             | 5.75%         |               | 3/19/2026  | 9,250    | 9,111           | 8,551 |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
| AMEREQUIP LLC.                           | (10) | Full Service Provider of Comprehensive Commercial Production Services, Including the Design, Engineering, and Manufacturing of Products It |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9) (33)       | 8/31/2022    |                  |            | SF+                            | 7.40%         |               | 8/31/2027  | 0        | 0               | 0     |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 8/31/2022    |                  | 9.84%      | SF+                            | 7.40%         |               | 8/31/2027  | 2,031    | 2,031           | 2,031 |
|                                          |      |                                                                                                                                            | Common Stock                              |                | 8/31/2022    | 11               |            |                                |               |               |                    |          | 78              | 78    |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 2,109           | 2,109 |
| American Health Staffing Group, Inc.     | (10) | Healthcare Temporary Staffing                                                                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9) (33)       | 11/19/2021   |                  |            | L+                             | 7.00%         |               | 11/19/2026 | 0        | (14)            | (14)  |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 11/19/2021   |                  | 8.01%      | L+                             | 7.00%         |               | 11/19/2026 | 8,292    | 8,223           | 8,292 |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 8,209           | 8,278 |
| American Nuts, LLC                       | (10) | Roaster, Mixer and Packager of Bulk Nuts and Seeds                                                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 3/11/2022    |                  | 8.98%      | SF+                            | 6.75%         |               | 4/10/2026  | 4,449    | 4,426           | 4,341 |
|                                          |      |                                                                                                                                            | Secured Debt                              | (9)            | 3/11/2022    |                  | 10.98%     | SF+                            | 8.75%         |               | 4/10/2026  | 4,449    | 4,426           | 4,347 |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 8,852           | 8,688 |
| American Teleconferencing Services, Ltd. | (11) | Provider of Audio Conferencing and Video Collaboration Solutions                                                                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |       |
|                                          |      |                                                                                                                                            | Secured Debt                              | (14)           | 9/17/2021    |                  | 7.50%      | L+                             | 6.50%         |               | 12/8/2022  | 2,425    | 2,375           | 136   |
|                                          |      |                                                                                                                                            | Secured Debt                              |  (9) (14) | 5/19/2016    |                  | 7.50%      | L+                             | 6.50%         |               | 6/8/2023   | 11,693   | 11,451          | 658   |
|                                          |      |                                                                                                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          | 13,826          | 794   |

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Table of Contents

|                             |      |                                                                                       |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------|------|---------------------------------------------------------------------------------------|-------------------------------------------|---------------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)  |      | Business Description                                                                  | Type of Investment (2) (3) (15) |                     | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| ArborWorks, LLC             | (10) | Vegetation Management Services                                                        |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 11/9/2021    |                  | 9.97%      | L+                             | 7.00%         |               | 11/9/2026  | 2,484    | 2,423           | 2,194  |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 11/9/2021    |                  | 9.87%      | L+                             | 7.00%         |               | 11/9/2026  | 15,786   | 15,523          | 13,939 |
|                             |      |                                                                                       | Common Equity                             |                     | 11/9/2021    | 124              |            |                                |               |               |                    |          | 124             | 7      |
|                             |      |                                                                                       |                                           |                     |                      |                  |            |                                |               |               |                    |          | 18,070          | 16,140 |
| Archer Systems, LLC         | (10) | Mass Tort Settlement Administration Solutions Provider                                |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 8/11/2022    |                  | 9.65%      | SF+                            | 6.50%         |               | 8/11/2027  | 26       | 22              | 22     |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 8/11/2022    |                  | 8.91%      | SF+                            | 6.50%         |               | 8/11/2027  | 2,205    | 2,162           | 2,162  |
|                             |      |                                                                                       | Common Stock                              |                     | 8/11/2022    | 62,402           |            |                                |               |               |                    |          | 62              | 62     |
|                             |      |                                                                                       |                                           |                     |                      |                  |            |                                |               |               |                    |          | 2,246           | 2,246  |
| ATS Operating, LLC          | (10) | For-Profit Thrift Retailer                                                            |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                             |      |                                                                                       | Secured Debt                              | (9) (33)            | 1/18/2022    |                  |            | SF+                            | 6.50%         |               | 1/18/2027  | 0        | 0               | 0      |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 1/18/2022    |                  | 7.84%      | SF+                            | 5.50%         |               | 1/18/2027  | 925      | 906             | 883    |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 1/18/2022    |                  | 9.84%      | SF+                            | 7.50%         |               | 1/18/2027  | 925      | 906             | 887    |
|                             |      |                                                                                       | Common Stock                              |                     | 1/18/2022    | 100,000          |            |                                |               |               |                    |          | 100             | 100    |
|                             |      |                                                                                       |                                           |                     |                      |                  |            |                                |               |               |                    |          | 1,912           | 1,870  |
| AVEX Aviation Holdings, LLC | (10) | Specialty Aircraft Dealer                                                             |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 12/15/2021   |                  | 10.32%     | L+                             | 7.00%         |               | 12/15/2026 | 100      | 92              | 94     |
|                             |      |                                                                                       | Secured Debt                              | (9)                 | 12/15/2021   |                  | 10.29%     | L+                             | 7.00%         |               | 12/15/2026 | 1,687    | 1,659           | 1,591  |
|                             |      |                                                                                       | Common Equity                             |                     | 12/15/2021   | 50               |            |                                |               |               |                    |          | 50              | 36     |
|                             |      |                                                                                       |                                           |                     |                      |                  |            |                                |               |               |                    |          | 1,801           | 1,721  |
| BBB Tank Services, LLC      |      | Maintenance, Repair and Construction Services to the Above-Ground Storage Tank Market |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                             |      |                                                                                       | Unsecured Debt                            |  (9) (17)      | 4/8/2016     |                  | 13.56%     | L+                             | 11.00%        |               | 4/8/2021   | 200      | 200             | 200    |
|                             |      |                                                                                       | Unsecured Debt                            |  (9) (17)      | 4/8/2016     |                  | 13.56%     | L+                             | 11.00%        |               | 4/8/2021   | 1,000    | 1,000           | 375    |
|                             |      |                                                                                       | Member Units                              |                     | 4/8/2016     | 200,000          |            |                                |               |               |                    |          | 200             | 0      |
|                             |      |                                                                                       | Preferred Stock (non-voting)              | (19)                | 12/17/2018   |             | 15.00%     |                                |               | 15.00%        |                    |          | 41              | 0      |
|                             |      |                                                                                       |                                           |                     |                      |                  |            |                                |               |               |                    |          | 1,441           | 575    |
| Berry Aviation, Inc.        | (10) | Charter Airline Services                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                             |      |                                                                                       | Secured Debt                              | (19)                | 7/6/2018     |                  | 12.00%     |                                | 10.50%        | 1.50%         | 1/6/2024   | 189      | 188             | 189    |
|                             |      |                                                                                       | Preferred Member Units                    |  (8) (19) (23) | 7/6/2018     | 1,548,387        | 8.00%      |                                |               | 8.00%         |                    |          | 2,118           | 4,607  |

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Table of Contents

|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------------------|-----------|-------------------------------------------------------------------------|------------------------------------------------|---------------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|-------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                       |           | Business Description                                                    | Type of Investment (2) (3) (15)      |                     | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)     | Cost (4) | Fair Value (18) |
|                                                  |           |                                                                         | Preferred Member Units                         |  (8) (19) (23) | 11/12/2019   | 122,416          | 16.00%     |                                |               | 16.00%        |                   |          | 188             | 379    |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 2,494           | 5,175  |
| Bettercloud, Inc.                                | (10)      | SaaS Provider of Workflow Management and Business Application Solutions |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | Secured Debt                                   | (9) (33)            | 6/30/2022    |                  |            | SF+                            | 6.00%         |               | 6/30/2028 | 0        | (23)            | (23)   |
|                                                  |           |                                                                         | Secured Debt                                   |  (9) (19)      | 6/30/2022    |                  | 9.78%      | SF+                            | 6.75%         | 5.75%         | 6/30/2028 | 7,828    | 7,679           | 7,828  |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 7,656           | 7,805  |
| Binswanger Enterprises, LLC                      | (10)      | Glass Repair and Installation Service Provider                          |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | Secured Debt                                   | (9) (33)            | 3/10/2017    |                  |            | SF+                            | 8.50%         |               | 6/10/2024 | 0        | 0               | 0      |
|                                                  |           |                                                                         | Member Units                                   |                     | 3/10/2017    | 1,050,000        |            |                                |               |               |                   |          | 1,050           | 560    |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 1,050           | 560    |
| Bluestem Brands, Inc.                            | (11)      | Multi-Channel Retailer of General Merchandise                           |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | Secured Debt                                   | (9)                 | 8/28/2020    |                  | 11.29%     | L+                             | 8.50%         |               | 8/28/2025 | 6,780    | 6,760           | 6,661  |
|                                                  |           |                                                                         | Common Stock                                   | (8)                 | 10/1/2020    | 700,446          |            |                                |               |               |                   |          | 0               | 5,273  |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 6,760           | 11,934 |
| Boccella Precast Products LLC                    |           | Manufacturer of Precast Hollow Core Concrete                            |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | Secured Debt                                   |                     | 9/23/2021    |                  | 10.00%     |                                |               |               | 2/28/2027 | 80       | 80              | 80     |
|                                                  |           |                                                                         | Member Units                                   | (8)                 | 6/30/2017    | 540,000          |            |                                |               |               |                   |          | 564             | 826    |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 644             | 906    |
| Brightwood Capital Fund Investments              | (12) (13) | Investment Partnership                                                  |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | LP Interests (Brightwood Capital Fund III, LP) |  (8) (24)      | 7/21/2014    | 0.5%             |            |                                |               |               |                   |          | 2,449           | 1,522  |
|                                                  |           |                                                                         | LP Interests (Brightwood Capital Fund IV, LP)  |  (8) (24)      | 10/26/2016   | 1.2%             |            |                                |               |               |                   |          | 8,737           | 8,954  |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 11,186          | 10,476 |
| Buca C, LLC                                      |           | Casual Restaurant Group                                                 |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | Secured Debt                                   |                     | 6/30/2015    |                  | 9.00%      |                                |               |               | 6/30/2023 | 11,853   | 11,853          | 9,473  |
|                                                  |           |                                                                         | Preferred Member Units                         | (19)                | 6/30/2015    | 4                | 6.00%      |                                |               | 6.00%         |                   |          | 3,040           | 0      |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 14,893          | 9,473  |
| Burning Glass Intermediate Holding Company, Inc. | (10)      | Provider of Skills-Based Labor Market Analytics                         |                                                |                     |                      |                  |            |                                |               |               |                   |          |                 |        |
|                                                  |           |                                                                         | Secured Debt                                   | (9)                 | 6/14/2021    |                  | 7.52%      | L+                             | 5.00%         |               | 6/10/2026 | 413      | 393             | 413    |
|                                                  |           |                                                                         | Secured Debt                                   | (9)                 | 6/14/2021    |                  | 7.52%      | L+                             | 5.00%         |               | 6/10/2028 | 13,289   | 13,094          | 13,289 |
|                                                  |           |                                                                         |                                                |                     |                      |                  |            |                                |               |               |                   |          | 13,487          | 13,702 |

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Table of Contents

|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------|------|------------------------------------------------------------------------------|-------------------------------------------|----------------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)           |      | Business Description                                                         | Type of Investment (2) (3) (15) |                      | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| Cadence Aerospace LLC                | (10) | Aerostructure Manufacturing                                                  |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              |  (9) (19) (30)  | 11/14/2017   |                  | 11.31%     | L+                             | 8.50%         | 0.13%         | 11/14/2023 | 20,153   | 20,093          | 20,129 |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
| CAI Software LLC                     |      | Provider of Specialized Enterprise Resource Planning Software                |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Preferred Equity                          | (8)                  | 12/13/2021   | 379,338          |            |                                |               |               |                    |          | 379             | 379    |
|                                      |      |                                                                              | Preferred Equity                          |                      | 12/13/2021   | 126,446          |            |                                |               |               |                    |          | 0               | 0      |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          | 379             | 379    |
| Camin Cargo Control, Inc.            | (11) | Provider of Mission Critical Inspection, Testing and Fuel Treatment Services |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              | (9)                  | 6/14/2021    |                  | 9.62%      | L+                             | 6.50%         |               | 6/4/2026   | 7,629    | 7,569           | 7,362  |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
| Career Team Holdings, LLC            |      | Provider of Workforce Training and Career Development Services               |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              | (9) (33)             | 12/17/2021   |                  |            | L+                             | 6.00%         |               | 12/17/2026 | 0        | (3)             | (3)    |
|                                      |      |                                                                              | Secured Debt                              |                      | 12/17/2021   |                  | 12.50%     |                                |               |               | 12/17/2026 | 2,250    | 2,193           | 2,193  |
|                                      |      |                                                                              | Common Stock                              |                      | 12/17/2021   | 50,000           |            |                                |               |               |                    |          | 500             | 500    |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          | 2,690           | 2,690  |
| CaseWorthy, Inc.                     | (10) | SaaS Provider of Case Management Solutions                                   |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              | (9) (33)             | 5/18/2022    |                  |            | L+                             | 5.25%         |               | 5/18/2027  | 0        | (4)             | (4)    |
|                                      |      |                                                                              | Secured Debt                              | (9) (33)             | 5/18/2022    |                  |            | L+                             | 5.25%         |               | 5/18/2027  | 0        | 0               | 0      |
|                                      |      |                                                                              | Secured Debt                              | (9)                  | 5/18/2022    |                  | 8.26%      | L+                             | 5.25%         |               | 5/18/2027  | 1,995    | 1,976           | 1,952  |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          | 1,972           | 1,948  |
| Channel Partners Intermediateco, LLC | (10) | Outsourced Consumer Services Provider                                        |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              | (9)                  | 2/7/2022     |                  | 9.08%      | SF+                            | 6.25%         |               | 2/7/2027   | 477      | 467             | 454    |
|                                      |      |                                                                              | Secured Debt                              | (9)                  | 2/7/2022     |                  | 7.70%      | SF+                            | 6.25%         |               | 2/7/2027   | 3,591    | 3,527           | 3,421  |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          | 3,994           | 3,875  |
| Clarius BIGS, LLC                    | (10) | Prints & Advertising Film Financing                                      |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              |  (14) (17) (19) | 9/23/2014    |                  | 15.00%     |                                |               | 15.00%        | 1/5/2015   | 2,747    | 2,403           | 10     |
|                                      |      |                                                                              |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
| Classic H&G Holdings, LLC        |      | Provider of Engineered Packaging Solutions                                   |                                           |                      |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                              | Secured Debt                              | (9)                  | 3/12/2020    |                  | 8.38%      | L+                             | 6.00%         |               | 3/12/2025  | 1,940    | 1,925           | 1,940  |

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Table of Contents

|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------|------|------------------------------------------------------------------------------------------------------------|----------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)           |      | Business Description                                                                                       | Type of Investment (2) (3) (15)    |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                      |      |                                                                                                            | Secured Debt                                 |                | 3/12/2020    |                  | 8.00%      |                                |               |               | 3/12/2025  | 4,819    | 4,748           | 4,819  |
|                                      |      |                                                                                                            | Preferred Member Units                       | (8)            | 3/12/2020    | 39               |            |                                |               |               |                    |          | 1,440           | 5,950  |
|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          | 8,113           | 12,709 |
| Computer Data Source, LLC            | (10) | Third Party Maintenance Provider to the Data Center Ecosystem                                              |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)            | 8/6/2021     |                  | 10.13%     | L+                             | 7.50%         |               | 8/6/2026   | 4,167    | 4,102           | 3,766  |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)            | 8/6/2021     |                  | 10.37%     | L+                             | 7.50%         |               | 8/6/2026   | 15,604   | 15,358          | 14,102 |
|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          | 19,460          | 17,868 |
| Construction Supply Investments, LLC | (10) | Distribution Platform of Specialty Construction Materials to Professional Concrete and Masonry Contractors |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                                                            | Member Units                                 | (8)            | 12/29/2016   | 861,618          |            |                                |               |               |                    |          | 3,335           | 20,795 |
|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Dalton US Inc.                       | (10) | Provider of Supplemental Labor Services                                                                    |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)            | 8/16/2022    |                  | 11.13%     | SF+                            | 8.00%         |               | 8/16/2027  | 55       | 38              | 38     |
|                                      |      |                                                                                                            | Secured Debt                                 | (9) (33)       | 8/16/2022    |                  |            | SF+                            | 8.00%         |               | 8/16/2027  | 0        | (6)             | (6)    |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)            | 8/16/2022    |                  | 11.31%     | SF+                            | 8.00%         |               | 8/16/2027  | 1,038    | 1,017           | 1,017  |
|                                      |      |                                                                                                            | Common Stock                                 |                | 8/16/2022    | 14               |            |                                |               |               |                    |          | 14              | 14     |
|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          | 1,063           | 1,063  |
| DMA Industries, LLC                  |      | Distributor of aftermarket ride control products                                                           |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                                                            | Secured Debt                                 |                | 11/19/2021   |                  | 12.00%     |                                |               |               | 11/19/2026 | 5,300    | 5,212           | 5,300  |
|                                      |      |                                                                                                            | Preferred Equity                             |                | 11/19/2021   | 1,486            |            |                                |               |               |                    |          | 1,486           | 1,820  |
|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          | 6,698           | 7,120  |
| DTE Enterprises, LLC                 | (10) | Industrial Powertrain Repair and Services                                                                  |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                                                            | Secured Debt                                 | (9) (33)       | 4/13/2018    |                  |            | L+                             | 7.50%         |               | 4/13/2023  | 0        | (2)             | (2)    |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)            | 4/13/2018    |                  | 10.44%     | L+                             | 7.50%         |               | 4/13/2023  | 7,869    | 7,851           | 7,529  |
|                                      |      |                                                                                                            | Class A Preferred Member Units               | (19)           | 4/13/2018    | 776,316          | 8.00%      |                                |               | 8.00%         |                    |          | 776             | 270    |
|                                      |      |                                                                                                            | Class AA Preferred Member Units (non-voting) |  (8) (19) | 4/13/2018    |             | 10.00%     |                                |               | 10.00%        |                    |          | 1,132           | 1,132  |
|                                      |      |                                                                                                            |                                              |                |                      |                  |            |                                |               |               |                    |          | 9,757           | 8,929  |
| Dynamic Communities, LLC             | (10) | Developer of Business Events and Online Community Groups                                                   |                                              |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                                                            | Secured Debt                                 | (9) (33)       | 7/17/2018    |                  |            | L+                             | 8.50%         |               | 7/17/2023  | 0        | 0               | 0      |

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Table of Contents

|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------------|------|---------------------------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                 |      | Business Description                                                            | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 9/28/2022    |                  | 10.75%     | L+                             | 7.50%         |               | 7/17/2023  | 2,805    | 2,792           | 2,270  |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 9/28/2022    |                  | 12.75%     | L+                             | 9.50%         |               | 7/17/2023  | 2,805    | 2,792           | 2,149  |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,584           | 4,419  |
| Emerald Technologies Acquisition Co, Inc.  | (11) | Design & Manufacturing                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 2/10/2022    |                  | 9.38%      | SF+                            | 6.25%         |               | 2/10/2028  | 2,469    | 2,424           | 2,376  |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Engineering Research & Consulting, LLC | (10) | Provider of Engineering & Consulting Services to US Department of Defense   |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 5/23/2022    |                  | 11.00%     | SF+                            | 6.25%         |               | 5/23/2027  | 41       | 26              | 40     |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 5/23/2022    |                  | 9.38%      | SF+                            | 6.25%         |               | 5/23/2028  | 5,159    | 5,066           | 4,981  |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,092           | 5,021  |
| EPIC Y-Grade Services, LP                  | (11) | NGL Transportation & Storage                                                |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 6/22/2018    |                  | 8.08%      | L+                             | 6.00%         |               | 6/30/2027  | 6,857    | 6,791           | 5,817  |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Event Holdco, LLC                          | (10) | Event and Learning Management Software for Healthcare Organizations and Systems |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              |  (9) (23) | 12/22/2021   |                  | 9.25%      | L+                             | 7.00%         |               | 12/22/2026 | 308      | 305             | 281    |
|                                            |      |                                                                                 | Secured Debt                              |  (9) (23) | 12/22/2021   |                  | 10.67%     | L+                             | 7.00%         |               | 12/22/2026 | 3,692    | 3,661           | 3,367  |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 3,966           | 3,648  |
| Flip Electronics LLC                       | (10) | Distributor of Hard-to-Find and Obsolete Electronic Components                  |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 3/24/2022    |                  | 11.21%     | SF+                            | 7.50%         |               | 1/2/2026   | 545      | 545             | 545    |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 1/4/2021     |                  | 11.19%     | SF+                            | 7.50%         |               | 1/2/2026   | 6,873    | 6,751           | 6,753  |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 7,296           | 7,298  |
| Hawk Ridge Systems, LLC                    |      | Value-Added Reseller of Engineering Design and Manufacturing Solutions          |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              | (9)            | 12/2/2016    |                  | 8.38%      | L+                             | 6.00%         |               | 1/15/2026  | 796      | 796             | 796    |
|                                            |      |                                                                                 | Secured Debt                              |                | 12/2/2016    |                  | 8.00%      |                                |               |               | 1/15/2026  | 8,200    | 8,143           | 8,200  |
|                                            |      |                                                                                 | Preferred Member Units                    | (8)            | 12/2/2016    | 56               |            |                                |               |               |                    |          | 713             | 4,770  |
|                                            |      |                                                                                 | Preferred Member Units                    | (23)           | 12/2/2016    | 56               |            |                                |               |               |                    |          | 38              | 250    |
|                                            |      |                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 9,690           | 14,016 |
| HDC/HW Intermediate Holdings           | (10) | Managed Services and Hosting Provider                                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                            |      |                                                                                 | Secured Debt                              |  (9) (19) | 12/21/2018   |                  | 11.76%     | SF+                            | 9.50%         | 5.75%         | 12/21/2023 | 180      | 179             | 167    |

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Table of Contents

|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------|------|-----------------------------------------------------------|-------------------------------------------|---------------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                          |      | Business Description                                      | Type of Investment (2) (3) (15) |                     | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                                     |      |                                                           | Secured Debt                              |  (9) (19)      | 12/21/2018   |                  | 11.76%     | SF+                            | 9.50%         | 5.75%         | 12/21/2023 | 1,754    | 1,744           | 1,624  |
|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          | 1,923           | 1,791  |
| HEADLANDS OP-CO LLC                                 | (10) | Clinical Trial Sites Operator                             |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                     |      |                                                           | Secured Debt                              | (9) (33)            | 8/1/2022     |                  |            | SF+                            | 6.50%         |               | 8/1/2027   | 0        | (19)            | (19)   |
|                                                     |      |                                                           | Secured Debt                              | (9) (33)            | 8/1/2022     |                  |            | SF+                            | 6.50%         |               | 8/1/2027   | 0        | (19)            | (19)   |
|                                                     |      |                                                           | Secured Debt                              | (9)                 | 8/1/2022     |                  | 9.52%      | SF+                            | 6.50%         |               | 8/1/2027   | 5,000    | 4,903           | 4,903  |
|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          | 4,865           | 4,865  |
| Hybrid Promotions, LLC                              | (10) | Wholesaler of Licensed, Branded and Private Label Apparel |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                     |      |                                                           | Secured Debt                              | (9)                 | 6/30/2021    |                  | 10.33%     | L+                             | 8.25%         |               | 6/30/2026  | 7,875    | 7,754           | 7,468  |
|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| IG Parent Corporation                               | (11) | Software Engineering                                      |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                     |      |                                                           | Secured Debt                              | (9)                 | 7/30/2021    |                  | 8.41%      | SF+                            | 5.75%         |               | 7/30/2026  | 295      | 276             | 290    |
|                                                     |      |                                                           | Secured Debt                              | (9)                 | 7/30/2021    |                  | 8.23%      | SF+                            | 5.75%         |               | 7/30/2026  | 8,317    | 8,205           | 8,171  |
|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          | 8,481           | 8,461  |
| Implus Footcare, LLC                                | (10) | Provider of Footwear and Related Accessories              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                     |      |                                                           | Secured Debt                              |  (9) (19)      | 6/1/2017     |                  | 10.25%     | L+                             | 7.75%         | 0.25%         | 4/30/2024  | 16,964   | 16,956          | 15,674 |
|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Independent Pet Partners Intermediate Holdings, LLC | (10) | Omnichannel Retailer of Specialty Pet Products            |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                     |      |                                                           | Secured Debt                              |  (14) (19)     | 12/10/2020   |                  | 6.00%      |                                |               | 6.00%         | 11/20/2023 | 10,902   | 10,443          | 7,939  |
|                                                     |      |                                                           | Preferred Stock (non-voting)              |  (14) (19)     | 12/10/2020   |             | 6.00%      |                                |               | 6.00%         |                    |          | 2,470           | 0      |
|                                                     |      |                                                           | Preferred Stock (non-voting)              |                     | 12/10/2020   |             |            |                                |               |               |                    |          | 0               | 0      |
|                                                     |      |                                                           | Member Units                              |                     | 11/20/2018   | 1,191,667        |            |                                |               |               |                    |          | 1,192           | 0      |
|                                                     |      |                                                           | Warrants                                  |                     | 11/20/2018   | 185,757          |            |                                |               |               | 11/19/2028 | 0        | 0               | 0      |
|                                                     |      |                                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          | 14,105          | 7,939  |
| Industrial Services Acquisition, LLC                | (10) | Industrial Cleaning Services                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                     |      |                                                           | Secured Debt                              | (9)                 | 8/13/2021    |                  | 9.88%      | L+                             | 6.75%         |               | 8/13/2026  | 387      | 357             | 387    |
|                                                     |      |                                                           | Secured Debt                              | (9)                 | 8/13/2021    |                  | 9.69%      | L+                             | 6.75%         |               | 8/13/2026  | 10,900   | 10,758          | 10,900 |
|                                                     |      |                                                           | Preferred Member Units                    |  (8) (19) (23) | 1/31/2018    | 336              | 10.00%     |                                |               | 10.00%        |                    |          | 296             | 376    |
|                                                     |      |                                                           | Preferred Member Units                    |  (8) (19) (23) | 5/17/2019    | 187              | 20.00%     |                                |               | 20.00%        |                    |          | 208             | 234    |
|                                                     |      |                                                           | Member Units                              | (23)                | 6/17/2016    | 2,100            |            |                                |               |               |                    |          | 2,100           | 1,620  |

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Table of Contents

|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------|------|-----------------------------------------------------------------------------------|-------------------------------------------|---------------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)        |      | Business Description                                                              | Type of Investment (2) (3) (15) |                     | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          | 13,719          | 13,517 |
| Infolinks Media Buyco, LLC        | (10) | Exclusive Placement Provider to the Advertising Ecosystem                         |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              | (9) (33)            | 11/1/2021    |                  |            | L+                             | 5.75%         |               | 11/1/2026  | 0        | (51)            | (51)   |
|                                   |      |                                                                                   | Secured Debt                              | (9)                 | 11/1/2021    |                  | 9.42%      | L+                             | 5.75%         |               | 11/1/2026  | 10,769   | 10,592          | 10,652 |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          | 10,541          | 10,601 |
| Interface Security Systems, L.L.C | (10) | Commercial Security & Alarm Services                                          |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              | (9)                 | 12/9/2021    |                  | 12.32%     | L+                             | 10.00%        |               | 8/7/2023   | 1,398    | 1,398           | 1,398  |
|                                   |      |                                                                                   | Secured Debt                              |  (9) (14) (19) | 8/7/2019     |                  | 10.52%     | L+                             | 7.00%         | 1.00%         | 8/7/2023   | 7,334    | 7,254           | 1,554  |
|                                   |      |                                                                                   | Common Stock                              |                     | 12/7/2021    | 2,143            |            |                                |               |               |                    |          | 0               | 0      |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          | 8,652           | 2,952  |
| Intermedia Holdings, Inc.         | (11) | Unified Communications as a Service                                               |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              | (9)                 | 8/3/2018     |                  | 9.12%      | L+                             | 6.00%         |               | 7/19/2025  | 5,635    | 5,627           | 4,945  |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Invincible Boat Company, LLC.     | (10) | Manufacturer of Sport Fishing Boats                                               |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              | (9)                 | 8/28/2019    |                  | 9.42%      | L+                             | 6.50%         |               | 8/28/2025  | 726      | 721             | 716    |
|                                   |      |                                                                                   | Secured Debt                              | (9)                 | 8/28/2019    |                  | 8.75%      | L+                             | 6.50%         |               | 8/28/2025  | 17,148   | 17,041          | 16,901 |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          | 17,762          | 17,617 |
| INW Manufacturing, LLC            | (11) | Manufacturer of Nutrition and Wellness Products                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              | (9)                 | 5/19/2021    |                  | 8.71%      | L+                             | 5.75%         |               | 3/25/2027  | 7,078    | 6,907           | 6,264  |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Iron-Main Investments, LLC        |      | Consumer Reporting Agency Providing Employment Background Checks and Drug Testing |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              |                     | 8/2/2021     |                  | 12.50%     |                                |               |               | 11/15/2026 | 1,150    | 1,123           | 1,123  |
|                                   |      |                                                                                   | Secured Debt                              |                     | 9/1/2021     |                  | 12.50%     |                                |               |               | 11/15/2026 | 800      | 781             | 781    |
|                                   |      |                                                                                   | Secured Debt                              |                     | 11/15/2021   |                  | 12.50%     |                                |               |               | 11/15/2026 | 2,236    | 2,236           | 2,236  |
|                                   |      |                                                                                   | Secured Debt                              |                     | 11/15/2021   |                  | 12.50%     |                                |               |               | 11/15/2026 | 5,000    | 4,875           | 4,875  |
|                                   |      |                                                                                   | Common Stock                              |                     | 8/3/2021     | 44,944           |            |                                |               |               |                    |          | 449             | 449    |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          | 9,464           | 9,464  |
| Isagenix International, LLC       | (11) | Direct Marketer of Health & Wellness Products                                 |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                   |      |                                                                                   | Secured Debt                              |  (9) (19)      | 6/21/2018    |                  | 9.93%      | L+                             | 7.75%         | 9.93%         | 6/14/2025  | 4,951    | 4,929           | 2,140  |
|                                   |      |                                                                                   |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Jackmont Hospitality, Inc.        | (10) | Franchisee of Casual Dining Restaurants                                           |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |

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Table of Contents

|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------|------|----------------------------------------------------------------------|-------------------------------------------|-----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)           |      | Business Description                                                 | Type of Investment (2) (3) (15) |                 | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                      |      |                                                                      | Secured Debt                              | (9)             | 11/8/2021    |                  | 8.75%      | L+                             | 6.50%         |               | 11/4/2024  | 4,179    | 4,179           | 3,985  |
|                                      |      |                                                                      | Preferred Equity                          | (8)             | 11/8/2021    | 5,653,333        |            |                                |               |               |                    |          | 229             | 1,233  |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 4,408           | 5,218  |
| Joerns Healthcare, LLC               | (11) | Manufacturer and Distributor of Health Care Equipment & Supplies |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              | (19)            | 11/15/2021   |                  | 15.00%     |                                |               | 15.00%        | 11/8/2022  | 1,546    | 1,546           | 1,546  |
|                                      |      |                                                                      | Secured Debt                              |  (14) (19) | 8/21/2019    |                  | 19.75%     |                                |               | 19.75%        | 8/21/2024  | 3,351    | 3,325           | 1,015  |
|                                      |      |                                                                      | Common Stock                              |                 | 8/21/2019    | 392,514          |            |                                |               |               |                    |          | 3,678           | 0      |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 8,549           | 2,561  |
| Johnson Downie Opco, LLC             |      | Executive Search Services                                            |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              | (9) (33)        | 12/10/2021   |                  |            | L+                             | 11.50%        |               | 12/10/2026 | 0        | (3)             | 0      |
|                                      |      |                                                                      | Secured Debt                              | (9)             | 12/10/2021   |                  | 14.13%     | L+                             | 11.50%        |               | 12/10/2026 | 1,111    | 1,092           | 1,111  |
|                                      |      |                                                                      | Preferred Equity                          | (8)             | 12/10/2021   | 350              |            |                                |               |               |                    |          | 350             | 650    |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 1,439           | 1,761  |
| JorVet Holdings, LLC                 |      | Supplier and Distributor of Veterinary Equipment and Supplies        |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              |                 | 3/28/2022    |                  | 12.00%     |                                |               |               | 3/28/2027  | 2,850    | 2,800           | 2,800  |
|                                      |      |                                                                      | Common Stock                              | (8)             | 3/28/2022    | 11,934           |            |                                |               |               |                    |          | 1,193           | 1,193  |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 3,993           | 3,993  |
| JTI Electrical & Mechanical, LLC | (10) | Electrical, Mechanical and Automation Services                       |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              | (9) (33)        | 12/22/2021   |                  |            | L+                             | 6.00%         |               | 12/22/2026 | 0        | (12)            | (12)   |
|                                      |      |                                                                      | Secured Debt                              | (9)             | 12/22/2021   |                  | 8.26%      | L+                             | 6.00%         |               | 12/22/2026 | 3,118    | 3,066           | 3,110  |
|                                      |      |                                                                      | Common Equity                             |                 | 12/22/2021   | 140,351          |            |                                |               |               |                    |          | 140             | 200    |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 3,194           | 3,298  |
| KMS, LLC                             | (10) | Wholesaler of Closeout and Value-priced Products                     |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              | (9)             | 10/4/2021    |                  | 9.56%      | L+                             | 7.25%         |               | 10/4/2026  | 1,344    | 1,259           | 1,268  |
|                                      |      |                                                                      | Secured Debt                              | (9)             | 10/4/2021    |                  | 9.56%      | L+                             | 7.25%         |               | 10/4/2026  | 9,405    | 9,253           | 8,877  |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 10,512          | 10,145 |
| Knight Energy Services LLC           | (11) | Oil and Gas Equipment & Services                                 |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              | (19)            | 1/9/2015     |                  |            |                                |               | 8.50%         | 2/9/2024   | 1,025    | 1,025           | 811    |
|                                      |      |                                                                      | Common Stock                              |                 | 11/14/2018   | 25,692           |            |                                |               |               |                    |          | 1,843           | 0      |
|                                      |      |                                                                      |                                           |                 |                      |                  |            |                                |               |               |                    |          | 2,868           | 811    |
| Lightbox Holdings, L.P.              | (11) | Provider of Commercial Real Estate Software                          |                                           |                 |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                      |      |                                                                      | Secured Debt                              |                 | 5/9/2019     |                  | 7.96%      | L+                             | 5.00%         |               | 5/9/2026   | 5,841    | 5,795           | 5,636  |

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Table of Contents

|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------|------|--------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)     |      | Business Description                                         | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| LL Management, Inc.            | (10) | Medical Transportation Service Provider                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              | (9)            | 5/2/2019     |                  | 10.20%     | SF+                            | 7.25%         |               | 9/25/2023  | 8,024    | 8,001           | 8,024  |
|                                |      |                                                              | Secured Debt                              | (9)            | 5/2/2019     |                  | 9.81%      | SF+                            | 7.25%         |               | 9/25/2023  | 6,179    | 6,159           | 6,179  |
|                                |      |                                                              | Secured Debt                              | (9)            | 5/12/2022    |                  | 9.13%      | SF+                            | 7.25%         |               | 9/25/2023  | 8,907    | 8,806           | 8,861  |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          | 22,966          | 23,064 |
| LLFlex, LLC                    | (10) | Provider of Metal-Based Laminates                            |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              | (9)            | 8/16/2021    |                  | 11.28%     | L+                             | 9.00%         |               | 8/16/2026  | 4,938    | 4,850           | 4,693  |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Logix Acquisition Company, LLC | (10) | Competitive Local Exchange Carrier                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              | (9)            | 1/8/2018     |                  | 8.87%      | L+                             | 5.75%         |               | 12/22/2024 | 9,506    | 9,472           | 8,675  |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Mac Lean-Fogg Company          | (10) | Manufacturer and Supplier for Auto and Power Markets         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              | (9)            | 4/22/2019    |                  | 7.87%      | L+                             | 4.75%         |               | 12/22/2025 | 761      | 758             | 754    |
|                                |      |                                                              | Secured Debt                              | (9)            | 4/22/2019    |                  | 7.87%      | L+                             | 4.75%         |               | 12/22/2025 | 6,484    | 6,458           | 6,419  |
|                                |      |                                                              | Preferred Stock                           | (19)           | 10/1/2019    |                  | 13.75%     |                                |               | 9.25%         |                    |          | 826             | 802    |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          | 8,042           | 7,975  |
| Mako Steel, LP                 | (10) | Self-Storage Design & Construction                       |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              |  (9) (31) | 3/15/2021    |                  | 10.42%     | L+                             | 7.25%         |               | 3/15/2026  | 1,782    | 1,725           | 1,720  |
|                                |      |                                                              | Secured Debt                              | (9)            | 3/15/2021    |                  | 11.09%     | L+                             | 7.25%         |               | 3/15/2026  | 17,114   | 16,870          | 16,518 |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          | 18,595          | 18,238 |
| MB2 Dental Solutions, LLC      | (11) | Dental Partnership Organization                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              |  (9) (28) | 1/28/2021    |                  | 9.08%      | SF+                            | 6.00%         |               | 1/29/2027  | 6,845    | 6,716           | 6,791  |
|                                |      |                                                              | Secured Debt                              | (9)            | 1/28/2021    |                  | 9.70%      | SF+                            | 6.00%         |               | 1/29/2027  | 7,896    | 7,797           | 7,834  |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          | 14,513          | 14,625 |
| Microbe Formulas, LLC          | (10) | Nutritional Supplements Provider                             |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                |      |                                                              | Secured Debt                              | (9) (33)       | 4/4/2022     |                  |            | SF+                            | 6.25%         |               | 4/3/2028   | 0        | (8)             | (8)    |
|                                |      |                                                              | Secured Debt                              | (9)            | 4/4/2022     |                  | 8.36%      | SF+                            | 6.25%         |               | 4/3/2028   | 3,328    | 3,266           | 3,092  |
|                                |      |                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          | 3,258           | 3,084  |
| Mills Fleet Farm Group, LLC    | (10) | Omnichannel Retailer of Work, Farm and Lifestyle Merchandise |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |

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Table of Contents

|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------|----------------|--------------------------------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20) |                | Business Description                                                                 | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 10/24/2018   |                  | 9.06%      | L+                             | 6.25%         |               | 10/24/2024 | 18,769   | 18,530          | 18,309 |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| MonitorUS Holding, LLC     | (10) (13) (32) | SaaS Provider of Media Intelligence Services                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              | (9) (33)       | 5/24/2022    |                  |            | L+                             | 7.00%         |               | 5/24/2027  | 0        | (20)            | (20)   |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 5/24/2022    |                  | 9.43%      | L+                             | 7.00%         |               | 5/24/2027  | 2,882    | 2,825           | 2,760  |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 5/24/2022    |                  | 8.51%      | L+                             | 7.00%         |               | 5/24/2027  | 4,906    | 4,815           | 4,840  |
|                            |                |                                                                                      | Common Stock                              |                | 8/30/2022    | 12,798,820       |            |                                |               |               |                    |          | 256             | 256    |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          | 7,876           | 7,836  |
| NinjaTrader, LLC           | (10)           | Operator of Futures Trading Platform                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              | (9) (33)       | 12/18/2019   |                  |            | L+                             | 6.75%         |               | 12/18/2024 | 0        | (2)             | 0      |
|                            |                |                                                                                      | Secured Debt                              | (9) (33)       | 12/18/2019   |                  |            | L+                             | 6.75%         |               | 12/18/2024 | 0        | (26)            | (26)   |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 12/18/2019   |                  | 8.53%      | L+                             | 6.75%         |               | 12/18/2024 | 11,634   | 11,488          | 11,634 |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          | 11,460          | 11,608 |
| NNE Partners, LLC          | (10)           | Oil & Gas Exploration & Production                                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              |                | 3/2/2017     |                  | 10.86%     | L+                             | 9.25%         |               | 12/31/2023 | 21,607   | 21,602          | 20,989 |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| NTM Acquisition Corp.      | (11)           | Provider of B2B Travel Information Content                                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              |  (9) (19) | 7/12/2016    |                  | 9.50%      | L+                             | 6.25%         | 1.00%         | 6/7/2024   | 4,101    | 4,098           | 3,958  |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| NWN Corporation            | (10)           | Value Added Reseller and Provider of Managed Services to a Diverse Set of Industries |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 5/7/2021     |                  | 9.27%      | L+                             | 6.50%         |               | 5/7/2026   | 1,570    | 1,515           | 1,480  |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 5/7/2021     |                  | 9.37%      | L+                             | 6.50%         |               | 5/7/2026   | 21,184   | 20,847          | 19,969 |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          | 22,362          | 21,449 |
| OVG Business Services, LLC | (10)           | Venue Management Services                                                            |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 11/29/2021   |                  | 9.34%      | L+                             | 6.25%         |               | 11/19/2028 | 17,456   | 17,302          | 16,322 |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| Paragon Healthcare, Inc.   | (10)           | Infusion Therapy Treatment Provider                                                  |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |                |                                                                                      | Secured Debt                              | (9) (33)       | 1/19/2022    |                  |            | SF+                            | 5.75%         |               | 1/19/2027  | 0        | (15)            | (15)   |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 1/19/2022    |                  | 8.45%      | SF+                            | 5.75%         |               | 1/19/2027  | 214      | 201             | 202    |
|                            |                |                                                                                      | Secured Debt                              | (9)            | 1/19/2022    |                  | 8.40%      | SF+                            | 5.75%         |               | 1/19/2027  | 2,363    | 2,301           | 2,238  |
|                            |                |                                                                                      |                                           |                |                      |                  |            |                                |               |               |                    |          | 2,487           | 2,425  |

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Table of Contents

|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------------------|-----------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                      |           | Business Description                                                                                                                                                                            | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| PTL US Bidco, Inc                                               | (10) (13) | Manufacturers of Equipment, Including Drilling Rigs and Equipment, and Providers of Supplies and Services to Companies Involved In the Drilling, Evaluation and Completion of Oil and Gas Wells |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9) (33)       | 8/19/2022    |                  |            | SF+                            | 8.25%         |               | 8/19/2027  | 0        | (12)            | (12)   |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 8/19/2022    |                  | 11.40%     | SF+                            | 8.25%         |               | 8/19/2027  | 1,875    | 1,839           | 1,839  |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 1,827           | 1,827  |
| RA Outdoors LLC                                                 | (10)      | Software Solutions Provider for Outdoor Activity Management                                                                                                                                     |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9) (33)       | 4/8/2021     |                  |            | SF+                            | 6.75%         |               | 4/8/2026   | 0        | (12)            | (12)   |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 4/8/2021     |                  | 9.03%      | SF+                            | 6.75%         |               | 4/8/2026   | 12,917   | 12,779          | 11,838 |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 12,767          | 11,826 |
| Research Now Group, Inc. and Survey Sampling International, LLC | (11)      | Provider of Outsourced Online Surveying                                                                                                                                                         |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 12/29/2017   |                  | 8.84%      | SF+                            | 5.50%         |               | 12/20/2024 | 9,820    | 9,820           | 8,916  |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
| RM Bidder, LLC                                                  | (10)      | Scripted and Unscripted TV and Digital Programming Provider                                                                                                                                     |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Member Units                              |                | 11/12/2015   | 1,854            |            |                                |               |               |                    |          | 31              | 24     |
|                                                                 |           |                                                                                                                                                                                                 | Warrants                                  | (26)           | 11/12/2015   | —          |            |                                |               |               | 10/20/2025 | 284      | 284             | 0      |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 315             | 24     |
| Roof Opco, LLC                                                  | (10)      | Residential Re-Roofing/Repair                                                                                                                                                               |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9) (33)       | 8/27/2021    |                  |            | L+                             | 6.50%         |               | 8/27/2026  | 0        | (15)            | (15)   |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 8/27/2021    |                  | 8.78%      | L+                             | 6.50%         |               | 8/27/2026  | 2,917    | 2,830           | 2,837  |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 8/27/2021    |                  | 8.78%      | L+                             | 6.50%         |               | 8/27/2026  | 3,967    | 3,902           | 3,859  |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 6,717           | 6,681  |
| Rug Doctor, LLC.                                                | (10)      | Carpet Cleaning Products and Machinery                                                                                                                                                          |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              |  (9) (19) | 7/16/2021    |                  | 11.99%     | SF+                            | 8.25%         | 2.00%         | 11/16/2024 | 6,250    | 6,207           | 5,592  |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              |  (9) (19) | 7/16/2021    |                  | 11.99%     | SF+                            | 8.25%         | 2.00%         | 11/16/2024 | 9,250    | 9,182           | 8,276  |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 15,389          | 13,868 |
| Salient Partners L.P.                                           | (11)      | Provider of Asset Management Services                                                                                                                                                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 8/31/2018    |                  | 9.67%      | L+                             | 6.00%         |               | 10/31/2022 | 6,251    | 6,257           | 5,039  |
|                                                                 |           |                                                                                                                                                                                                 | Secured Debt                              | (9)            | 9/30/2021    |                  | 9.67%      | L+                             | 6.00%         |               | 10/31/2022 | 1,250    | 1,250           | 2,494  |
|                                                                 |           |                                                                                                                                                                                                 |                                           |                |                      |                  |            |                                |               |               |                    |          | 7,507           | 7,533  |

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Table of Contents

|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------|------|--------------------------------------|-------------------------------------------|----------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)          |      | Business Description                 | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| Savers, Inc.                        | (11) | For-Profit Thrift Retailer           |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Secured Debt                              | (9)      | 5/14/2021    |                  | 9.17%      | L+                             | 5.50%         |               | 4/26/2028  | 4,292    | 4,280           | 4,142  |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
| SIB Holdings, LLC                   | (10) | Provider of Cost Reduction Services  |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Secured Debt                              | (9)      | 10/29/2021   |                  | 8.81%      | SF+                            | 6.25%         |               | 10/29/2026 | 404      | 392             | 372    |
|                                     |      |                                      | Secured Debt                              | (9)      | 10/29/2021   |                  | 8.81%      | SF+                            | 6.25%         |               | 10/29/2026 | 1,966    | 1,918           | 1,814  |
|                                     |      |                                      | Secured Debt                              | (9)      | 10/29/2021   |                  | 8.14%      | SF+                            | 6.25%         |               | 10/29/2026 | 9,787    | 9,627           | 9,029  |
|                                     |      |                                      | Common Equity                             |          | 10/29/2021   | 119,048          |            |                                |               |               |                    |          | 250             | 250    |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          | 12,187          | 11,465 |
| Slick Innovations, LLC              |      | Text Message Marketing Platform      |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Secured Debt                              |          | 9/13/2018    |                  | 11.00%     |                                |               |               | 9/13/2023  | 1,060    | 1,008           | 1,060  |
|                                     |      |                                      | Common Stock                              |          | 9/13/2018    | 17,500           |            |                                |               |               |                    |          | 175             | 410    |
|                                     |      |                                      | Warrants                                  | (27)     | 9/13/2018    | 4,521            |            |                                |               |               | 9/13/2028  | 45       | 45              | 110    |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          | 1,228           | 1,580  |
| South Coast Terminals Holdings, LLC | (10) | Specialty Toll Chemical Manufacturer |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Secured Debt                              | (9) (33) | 12/10/2021   |                  |            | L+                             | 5.75%         |               | 12/13/2026 | 0        | (6)             | (6)    |
|                                     |      |                                      | Secured Debt                              | (9)      | 12/10/2021   |                  | 8.74%      | L+                             | 5.75%         |               | 12/13/2026 | 3,531    | 3,472           | 3,481  |
|                                     |      |                                      | Common Equity                             |          | 12/10/2021   | 60,606           |            |                                |               |               |                    |          | 61              | 75     |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          | 3,527           | 3,550  |
| SPAU Holdings, LLC                  | (10) | Digital Photo Product Provider       |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Secured Debt                              | (9) (33) | 7/1/2022     |                  |            | SF+                            | 7.50%         |               | 7/1/2027   | 0        | (19)            | (19)   |
|                                     |      |                                      | Secured Debt                              | (9)      | 7/1/2022     |                  | 9.58%      | SF+                            | 7.50%         |               | 7/1/2027   | 5,000    | 4,907           | 4,907  |
|                                     |      |                                      | Common Stock                              |          | 7/1/2022     | 200,000          |            |                                |               |               |                    |          | 200             | 200    |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          | 5,088           | 5,088  |
| Student Resource Center, LLC        | (10) | Higher Education Services            |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Secured Debt                              | (9) (33) | 6/25/2021    |                  |            | L+                             | 8.00%         |               | 6/25/2026  | 0        | (12)            | (12)   |
|                                     |      |                                      | Secured Debt                              | (9)      | 9/30/2022    |                  | 10.25%     | L+                             | 7.00%         |               | 6/25/2026  | 6,944    | 6,836           | 5,712  |
|                                     |      |                                      | Secured Debt                              | (9)      | 9/30/2022    |                  | 11.75%     | L+                             | 9.50%         |               | 6/25/2026  | 4,820    | 4,743           | 1,429  |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          | 11,567          | 7,129  |
| Tex Tech Tennis, LLC                | (10) | Sporting Goods & Textiles        |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |
|                                     |      |                                      | Common Stock                              | (23)     | 7/7/2021     | 1,000,000        |            |                                |               |               |                    |          | 1,000           | 1,380  |
|                                     |      |                                      |                                           |          |                      |                  |            |                                |               |               |                    |          |                 |        |

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Table of Contents

|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------|------|--------------------------------------------------------------|-------------------------------------------|---------------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|--------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20) |      | Business Description                                         | Type of Investment (2) (3) (15) |                     | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
| The Affiliati Network, LLC |      | Performance Marketing Solutions                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              | (33)                | 8/9/2021     |                  |            |                                |               |               | 8/9/2026   | 0        | (4)             | (4)    |
|                            |      |                                                              | Secured Debt                              |                     | 8/9/2021     |                  | 13.00%     |                                |               |               | 8/9/2026   | 2,810    | 2,762           | 2,762  |
|                            |      |                                                              | Preferred Stock                           | (8)                 | 8/9/2021     | 320,000          |            |                                |               |               |                    |          | 1,600           | 1,600  |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          | 4,358           | 4,358  |
| U.S. TelePacific Corp.     | (11) | Provider of Communications and Managed Services              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              |  (9) (19) (29) | 5/17/2017    |                  | 11.57%     | SF+                            | 8.50%         | 7.25%         | 5/2/2026   | 13,181   | 13,109          | 5,734  |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| USA DeBusk LLC             | (10) | Provider of Industrial Cleaning Services                     |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              | (9)                 | 10/22/2019   |                  | 8.27%      | L+                             | 5.75%         |               | 9/8/2026   | 18,059   | 17,860          | 17,718 |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Vida Capital, Inc          | (11) | Alternative Asset Manager                                    |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              |                     | 10/10/2019   |                  | 9.12%      | L+                             | 6.00%         |               | 10/1/2026  | 6,403    | 6,345           | 5,016  |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Vistar Media, Inc.         | (10) | Operator of Digital Out-of-Home Advertising Platform         |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Preferred Stock                           |                     | 4/3/2019     | 70,207           |            |                                |               |               |                    |          | 767             | 2,350  |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
| Volusion, LLC              |      | Provider of Online Software-as-a-Service eCommerce Solutions |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              | (17)                | 1/26/2015    |                  | 11.50%     |                                |               |               | 1/26/2020  | 7,172    | 7,172           | 7,127  |
|                            |      |                                                              | Unsecured Convertible Debt                |                     | 5/16/2018    |                  | 8.00%      |                                |               |               | 11/16/2023 | 175      | 175             | 175    |
|                            |      |                                                              | Preferred Member Units                    |                     | 1/26/2015    | 2,090,001        |            |                                |               |               |                    |          | 6,000           | 0      |
|                            |      |                                                              | Warrants                                  | (27)                | 1/26/2015    | 784,867          |            |                                |               |               | 1/26/2025  | 1,104    | 1,104           | 0      |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          | 14,451          | 7,302  |
| VORTEQ Coil Finishers, LLC | (10) | Specialty Coating of Aluminum and Light-Gauge Steel          |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              | (9)                 | 11/30/2021   |                  | 9.75%      | L+                             | 7.25%         |               | 11/30/2026 | 18,870   | 18,551          | 18,797 |
|                            |      |                                                              | Common Equity                             | (8)                 | 11/30/2021   | 769,231          |            |                                |               |               |                    |          | 769             | 2,300  |
|                            |      |                                                              |                                           |                     |                      |                  |            |                                |               |               |                    |          | 19,320          | 21,097 |
| Wall Street Prep, Inc.     | (10) | Financial Training Services                                  |                                           |                     |                      |                  |            |                                |               |               |                    |          |                 |        |
|                            |      |                                                              | Secured Debt                              | (9) (33)            | 7/19/2021    |                  |            | L+                             | 7.00%         |               | 7/19/2026  | 0        | (8)             | (8)    |

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Table of Contents

|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------------------------------------------|------|----------------------------------------------------------------------------------------|-------------------------------------------|----------------|----------------------|------------------|------------|--------------------------------|---------------|---------------|--------------------|----------|-----------------|---------------|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                                              |      | Business Description                                                                   | Type of Investment (2) (3) (15) |                | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4) | Fair Value (18) |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 7/19/2021    |                  | 9.28%      | L+                             | 7.00%         |               | 7/19/2026  | 5,294    | 5,212           | 5,025         |
|                                                                                         |      |                                                                                        | Common Stock                              |                | 7/19/2021    | 500,000          |            |                                |               |               |                    |          | 500             | 390           |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | 5,704           | 5,407         |
| Watterson Brands, LLC                                                                   | (10) | Facility Management Services                                                           |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 12/17/2021   |                  | 9.63%      | L+                             | 6.00%         |               | 12/17/2026 | 51       | 45              | 49            |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 12/17/2021   |                  | 8.25%      | L+                             | 6.00%         |               | 12/17/2026 | 53       | 45              | 52            |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 12/17/2021   |                  | 8.25%      | L+                             | 6.00%         |               | 12/17/2026 | 4,142    | 4,086           | 4,013         |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | 4,176           | 4,114         |
| West Star Aviation Acquisition, LLC                                                     | (10) | Aircraft, Aircraft Engine and Engine Parts                                             |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 3/1/2022     |                  | 8.59%      | SF+                            | 6.00%         |               | 3/1/2028   | 2,985    | 2,931           | 2,847         |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9) (33)       | 3/1/2022     |                  |            | SF+                            | 6.00%         |               | 3/1/2028   | 0        | (6)             | (6)           |
|                                                                                         |      |                                                                                        | Common Stock                              |                | 3/1/2022     | 200,000          |            |                                |               |               |                    |          | 200             | 210           |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | 3,125           | 3,051         |
| Winter Services LLC                                                                     | (10) | Provider of Snow Removal and Ice Management Services                                   |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9) (33)       | 11/19/2021   |                  |            | L+                             | 7.00%         |               | 11/19/2026 | 0        | (46)            | 0             |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9) (33)       | 11/19/2021   |                  |            | L+                             | 7.00%         |               | 11/19/2026 | 0        | (46)            | (46)          |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 11/19/2021   |                  | 9.23%      | L+                             | 7.00%         |               | 11/19/2026 | 12,500   | 12,292          | 12,108        |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | 12,200          | 12,062        |
| Xenon Arc, Inc.                                                                         | (10) | Tech-enabled Distribution Services to Chemicals and Food Ingredients Primary Producers |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                                         |      |                                                                                        | Secured Debt                              | (33)           | 12/17/2021   |                  |            | L+                             | 5.25%         |               | 12/17/2026 | 0        | (7)             | (7)           |
|                                                                                         |      |                                                                                        | Secured Debt                              | (33)           | 12/17/2021   |                  |            | L+                             | 5.25%         |               | 12/17/2027 | 0        | (20)            | (20)          |
|                                                                                         |      |                                                                                        | Secured Debt                              |                | 12/17/2021   |                  | 8.63%      | L+                             | 5.25%         |               | 12/17/2027 | 2,382    | 2,342           | 2,291         |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | 2,315           | 2,264         |
| YS Garments, LLC                                                                        | (11) | Designer and Provider of Branded Activewear                                            |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                                         |      |                                                                                        | Secured Debt                              |  (9) (29) | 8/22/2018    |                  | 7.92%      | L+                             | 5.50%         |               | 8/9/2024   | 6,329    | 6,307           | 6,060         |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
| Zips Car Wash, LLC                                                                      | (10) | Express Car Wash Operator                                                              |                                           |                |                      |                  |            |                                |               |               |                    |          |                 |               |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9)            | 2/11/2022    |                  | 9.94%      | SF+                            | 7.25%         |               | 3/1/2024   | 2,394    | 2,356           | 2,363         |
|                                                                                         |      |                                                                                        | Secured Debt                              |  (9) (32) | 2/11/2022    |                  | 9.86%      | SF+                            | 7.25%         |               | 3/1/2024   | 600      | 595             | 586           |
|                                                                                         |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | 2,951           | 2,949         |
| Subtotal Non-Control/Non-Affiliate Investments (129.3% of net assets at fair value) |      |                                                                                        |                                           |                |                      |                  |            |                                |               |               |                    |          | $               | 837,919  |  | $ | 788,204  |  |

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Table of Contents

|                                                                                           |  |                      |                                           |  |                      |                  |            |                                |               |               |               |          |                 |                 |  |   |                 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------------------------------------------------------------|--|----------------------|-------------------------------------------|--|----------------------|------------------|------------|--------------------------------|---------------|---------------|---------------|----------|-----------------|-----------------|--|---|-----------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                                                |  | Business Description | Type of Investment (2) (3) (15) |  | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4) | Fair Value (18) |
| Total Portfolio Investments, September 30, 2022 (179.8% of net assets at fair value) |  |                      |                                           |  |                      |                  |            |                                |               |               |               |          | $               | 1,097,659  |  | $ | 1,096,168  |  |
| Short-Term Investments (16)                                                               |  |                      |                                           |  |                      |                  |            |                                |               |               |               |          |                 |                 |
|                                                                                           |  |                      |                                           |  |                      |                  |            |                                |               |               |               |          |                 |                 |
| US Bank Money Market Account (21)                                                         |  |                      |                                           |  |                      |                  |            |                                |               |               |               |          | 6,577           | 6,577           |
| Total Short-Term Investments                                                              |  |                      |                                           |  |                      |                  |            |                                |               |               |               |          | $               | 6,577      |  | $ | 6,577      |  |

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Table of contents

|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |               |             |              |             |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------------------|-----------|----------------------------------------------------------|-------------------------------------------|------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|-------------------|-------------------|--------------------|--------------|---------------|-------------|--------------|-------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                      |           | Business Description                                     | Type of Investment (2) (3) (15) |      | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)     | Cost (4)          | Fair Value (18)    |
| Control Investments (5)                                         |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| Copper Trail Fund Investments                                   | (12) (13) | Investment Partnership                                   |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | LP Interests (CTMH, LP)                   | (24) | 7/17/2017    | 38.8        | %           |                                |               |               |                   |                   |                    | $            | 835      |             | $            | 710    |              |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| GRT Rubber Technologies LLC                                     |           | Manufacturer of Engineered Rubber Products               |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | Secured Debt                              |      | 12/19/2014   |                  | 8.10   | %                              | L+            | 8.00     | %                 |                   | 10/29/2026 | $            | 19,152   |             | 18,930  |             | 19,152  |  |
|                                                                 |           |                                                          | Member Units                              | (8)  | 12/19/2014   | 2,896            |             |                                |               |               |                   |                   | 6,435         |              | 22,750   |             |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   | 25,365        |              | 41,902   |             |
| Harris Preston Fund Investments                                 | (12) (13) | Investment Partnership                                   |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | LP Interests (2717 MH, L.P.)              | (24) | 10/1/2017    | 49.3        | %           |                                |               |               |                   |                   |                    | 2,703   |               | 3,971  |              |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| Subtotal Control Investments (7.6% of net assets at fair value) |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   | $                  | 28,903  |               | $           | 46,583  |             |
| Affiliate Investments (6)                                       |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| AFG Capital Group, LLC                                          |           | Provider of Rent-to-Own Financing Solutions and Services |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | Secured Debt                              |      | 4/25/2019    |                  | 10.00  | %                              |               |               |                   | 5/25/2022 | 36            |              | 36       |             | 36      |             |
|                                                                 |           |                                                          | Preferred Member Units                    | (8)  | 11/7/2014    | 46               |             |                                |               |               |                   |                   | 300           |              | 1,930    |             |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   | 336           |              | 1,966    |             |
| Analytical Systems Keco Holdings, LLC                           |           | Manufacturer of Liquid and Gas Analyzers                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | Secured Debt                              | (9)  | 8/16/2019    |                  | 12.00  | %                              | L+            | 10.00    | %                 |                   | 8/16/2024  | 1,236   |               | 1,178  |              | 1,178  |              |
|                                                                 |           |                                                          | Preferred Member Units                    |      | 8/16/2019    | 800              |             |                                |               |               |                   |                   | 800           |              | —  |             |
|                                                                 |           |                                                          | Preferred Member Units                    |      | 5/20/2021    | 607              |             |                                |               |               |                   |                   | 607           |              | 1,220    |             |
|                                                                 |           |                                                          | Warrants                                  | (27) | 8/16/2019    | 105              |             |                                |               |               | 8/16/2029 |                   | 79            |              | —  |             |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   | 2,664         |              | 2,398    |             |
| ATX Networks Corp.                                              | (11)      | Provider of Radio Frequency Management Equipment         |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | Secured Debt                              | (9)  | 9/1/2021     |                  | 8.50   | %                              | L+            | 7.50     | %                 |                   | 9/1/2026   | 7,698   |               | 7,153  |              | 7,121  |              |
|                                                                 |           |                                                          | Unsecured Debt                            |      | 9/1/2021     |                  | 10.00  | %                              |               |               | 10.00        | %                 | 9/1/2028   | 3,090   |               | 2,010  |              | 1,977  |              |
|                                                                 |           |                                                          | Common Stock                              |      | 9/1/2021     | 585              |             |                                |               |               |                   |                   | —       |              | —  |             |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   | 9,163         |              | 9,098    |             |
| Barfly Ventures, LLC                                            | (10)      | Casual Restaurant Group                                  |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | Member Units                              |      | 10/26/2020   | 12               |             |                                |               |               |                   |                   | 528           |              | 643      |             |
|                                                                 |           |                                                          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| Brewer Crane Holdings, LLC                                      |           | Provider of Crane Rental and Operating Services          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                                                 |           |                                                          | Secured Debt                              | (9)  | 1/9/2018     |                  | 11.00  | %                              | L+            | 10.00    | %                 |                   | 1/9/2023   | 2,015   |               | 2,005  |              | 2,005  |              |

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Table of Contents

|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |              |             |             |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------|--|---------------------------------------------------------|-------------------------------------------|----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|--------------------|--------------------|-------------|--------------|-------------|-------------|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)        |  | Business Description                                    | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)           | Fair Value (18)    |
|                                   |  |                                                         | Preferred Member Units                    | (8)      | 1/9/2018     | 737              |             |                                |               |               |               |                    | 1,070         |             | 1,930   |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 3,075         |             | 3,935   |             |
| Centre Technologies Holdings, LLC |  | Provider of IT Hardware Services and Software Solutions |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Secured Debt                              | (9)      | 1/4/2019     |                  | 12.00  | %                              | L+            | 10.00    | %             |                    | 1/4/2024   | 2,354  |              | 2,331  |             | 2,216  |  |
|                                   |  |                                                         | Preferred Member Units                    |          | 1/4/2019     | 3,174            |             |                                |               |               |               |                    | 1,460         |             | 1,460   |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 3,791         |             | 3,676   |             |
| Chamberlin Holding LLC            |  | Roofing and Waterproofing Specialty Contractor          |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Secured Debt                              | (9)      | 2/26/2018    |                  | 9.00   | %                              | L+            | 8.00     | %             |                    | 2/26/2023  | 4,454  |              | 4,406  |             | 4,454  |  |
|                                   |  |                                                         | Member Units                              | (8)      | 2/26/2018    | 1,087            |             |                                |               |               |               |                    | 2,860         |             | 6,030   |             |
|                                   |  |                                                         | Member Units                              | (8) (23) | 11/2/2018    | 261,786          |             |                                |               |               |               |                    | 330           |             | 385     |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 7,596         |             | 10,869  |             |
| Charps, LLC                       |  | Pipeline Maintenance and Construction                   |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Preferred Member Units                    | (8)      | 2/3/2017     | 457              |             |                                |               |               |               |                    | 491           |             | 3,500   |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
| Clad-Rex Steel, LLC               |  | Specialty Manufacturer of Vinyl-Clad Metal              |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Secured Debt                              | (9)      | 12/20/2016   |                  | 10.50  | %                              | L+            | 9.50     | %             |                    | 1/15/2024  | 2,620  |              | 2,620  |             | 2,620  |  |
|                                   |  |                                                         | Member Units                              | (8)      | 12/20/2016   | 179              |             |                                |               |               |               |                    | 1,820         |             | 2,560   |             |
|                                   |  |                                                         | Secured Debt                              |          | 12/20/2016   |                  | 10.00  | %                              |               |               |               | 12/20/2036 | 270           |             | 268     |             | 268    |             |
|                                   |  |                                                         | Member Units                              | (23)     | 12/20/2016   | 200              |             |                                |               |               |               |                    | 53            |             | 133     |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 4,761         |             | 5,581   |             |
| Cody Pools, Inc.                  |  | Designer of Residential and Commercial Pools            |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Secured Debt                              | (9)      | 3/6/2020     |                  | 12.25  | %                              | L+            | 10.50    | %             |                    | 12/17/2026 | 7,187  |              | 7,055  |             | 7,181  |  |
|                                   |  |                                                         | Preferred Member Units                    | (8) (23) | 3/6/2020     | 147              |             |                                |               |               |               |                    | 2,079         |             | 11,910  |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 9,134         |             | 19,091  |             |
| Colonial Electric Company LLC     |  | Provider of Electrical Contracting Services             |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Secured Debt                              |          | 3/31/2021    |                  | 12.00  | %                              |               |               |               | 3/31/2026  | 6,143         |             | 6,007   |             | 6,007  |             |
|                                   |  |                                                         | Preferred Member Units                    | (8)      | 3/31/2021    | 4,320            |             |                                |               |               |               |                    | 1,920         |             | 2,280   |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 7,927         |             | 8,287   |             |
| Datacom, LLC                      |  | Technology and Telecommunications Provider              |                                           |          |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                   |  |                                                         | Secured Debt                              |          | 3/31/2021    |                  | 5.00   | %                              |               |               |               | 12/31/2025 | 988           |             | 901     |             | 852    |             |
|                                   |  |                                                         | Preferred Member Units                    |          | 3/31/2021    | 1,000            |             |                                |               |               |               |                    | 290           |             | 290     |             |
|                                   |  |                                                         |                                           |          |                      |                  |             |                                |               |               |               |                    | 1,191         |             | 1,142   |             |

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Table of Contents

|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |               |             |             |             |          |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------|-----------|---------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|-------------------|--------------------|-------------------|---------------|-------------|-------------|-------------|----------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)            |           | Business Description                                                                                          | Type of Investment (2) (3) (15)           |          | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)          | Fair Value (18)    |
| Digital Products Holdings LLC         |           | Designer and Distributor of Consumer Electronics                                                              |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | Secured Debt                                        | (9)      | 4/1/2018     |                  | 11.00  | %                              | L+            | 10.00    | %             |                   | 4/1/2023   | 4,213        |               | 4,186  |             | 4,186  |          |
|                                       |           |                                                                                                               | Preferred Member Units                              | (8)      | 4/1/2018     | 964              |             |                                |               |               |               |                   | 2,375         |                   | 2,459    |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   | 6,561         |                   | 6,645    |             |
| Direct Marketing Solutions, Inc.      |           | Provider of Omni-Channel Direct Marketing Services                                                            |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | Secured Debt                                        | (9)      | 2/13/2018    |                  | 12.00  | %                              | L+            | 11.00    | %             |                   | 2/13/2024  | 4,705        |               | 4,644  |             | 4,698  |          |
|                                       |           |                                                                                                               | Preferred Stock                                     | (8)      | 2/13/2018    | 2,100            |             |                                |               |               |               |                   | 2,100         |                   | 4,590    |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   | 6,744         |                   | 9,288    |             |
| Flame King Holdings, LLC              |           | Propane Tank and Accessories Distributor                                                                      |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | Secured Debt                                        | (9)      | 10/29/2021   |                  | 7.50   | %                              | L+            | 6.50     | %             |                   | 10/31/2026 | 1,600        |               | 1,581  |             | 1,581  |          |
|                                       |           |                                                                                                               | Secured Debt                                        | (9)      | 10/29/2021   |                  | 12.00  | %                              | L+            | 11.00    | %             |                   | 10/31/2026 | 5,300        |               | 5,145  |             | 5,145  |          |
|                                       |           |                                                                                                               | Preferred Equity                                    |          | 10/29/2021   | 2,340            |             |                                |               |               |               |                   | 2,600         |                   | 2,600    |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   | 9,326         |                   | 9,326    |             |
| Freeport Financial Funds              | (12) (13) | Investment Partnership                                                                                        |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | LP Interests (Freeport First Lien Loan Fund III LP) | (8) (24) | 7/31/2015    | 6.0         | %           |                                |               |               |               |                   |                    | 7,629        |               | 7,231  |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
| Gamber-Johnson Holdings, LLC          |           | Manufacturer of Ruggedized Computer Mounting Systems                                                          |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | Secured Debt                                        | (9)      | 6/24/2016    |                  | 9.50   | %                              | L+            | 7.50     | %             |                   | 1/1/2025   | 5,400        |               | 5,382  |             | 5,400  |          |
|                                       |           |                                                                                                               | Member Units                                        | (8)      | 6/24/2016    | 2,261            |             |                                |               |               |               |                   | 4,423         |                   | 12,430   |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   | 9,805         |                   | 17,830   |             |
| GFG Group, LLC.                       |           | Grower and Distributor of a Variety of Plants and Products to Other Wholesalers, Retailers and Garden Centers |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | Secured Debt                                        |          | 3/31/2021    |                  | 12.00  | %                              |               |               |               | 3/31/2026 | 3,136         |                   | 3,053    |             | 3,136  |             |
|                                       |           |                                                                                                               | Preferred Member Units                              | (8)      | 3/31/2021    | 56               |             |                                |               |               |               |                   | 1,225         |                   | 1,750    |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   | 4,278         |                   | 4,886    |             |
| Gulf Publishing Holdings, LLC         |           | Energy Industry Focused Media and Publishing                                                                  |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | Secured Debt                                        | (9) (17) | 9/29/2017    |                  | 10.50  | %                              | L+            | 9.50     | %             | 5.25         | %                  | 9/30/2020 | 64       |             | 64     |             | 64  |  |
|                                       |           |                                                                                                               | Secured Debt                                        | (17)     | 4/29/2016    |                  | 12.50  | %                              |               |               | 6.25     | %                 | 4/29/2021  | 3,391        |               | 3,391  |             | 2,429  |          |
|                                       |           |                                                                                                               | Member Units                                        |          | 4/29/2016    | 920              |             |                                |               |               |               |                   | 920           |                   | —  |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   | 4,375         |                   | 2,493    |             |
| Harris Preston Fund Investments       | (12) (13) | Investment Partnership                                                                                        |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
|                                       |           |                                                                                                               | LP Interests (HPEP 3, L.P.)                         | (24)     | 8/9/2017     | 8.2         | %           |                                |               |               |               |                   |                    | 3,193        |               | 4,712  |             |
|                                       |           |                                                                                                               |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |
| Kickhaefer Manufacturing Company, LLC |           | Precision Metal Parts Manufacturing                                                                           |                                                     |          |                      |                  |             |                                |               |               |               |                   |                    |                   |

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Table of Contents

|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |               |             |             |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------|--|-----------------------------------------------------------------------|-------------------------------------------|----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|--------------------|-------------------|-------------|---------------|-------------|-------------|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)     |  | Business Description                                                  | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)           | Fair Value (18)   |
|                                |  |                                                                       | Secured Debt                              |          | 10/31/2018   |                  | 11.50  | %                              |               |               |               | 10/31/2023 | 5,104        |             | 5,040    |             | 5,040  |             |
|                                |  |                                                                       | Member Units                              |          | 10/31/2018   | 145              |             |                                |               |               |               |                    | 3,060        |             | 3,080    |             |
|                                |  |                                                                       | Secured Debt                              |          | 10/31/2018   |                  | 9.00   | %                              |               |               |               | 10/31/2048 | 979          |             | 970      |             | 970    |             |
|                                |  |                                                                       | Member Units                              | (8) (23) | 10/31/2018   | 200              |             |                                |               |               |               |                    | 248          |             | 615      |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 9,318        |             | 9,705    |             |
| Market Force Information, LLC  |  | Provider of Customer Experience Management Services                   |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              | (14)     | 7/28/2017    |                  | 12.00  | %                              |               |               | 12.00    | %                  | 7/28/2023 | 6,520  |               | 6,463  |             | 2,234  |  |
|                                |  |                                                                       | Member Units                              |          | 7/28/2017    | 185,980          |             |                                |               |               |               |                    | 4,160        |             | —  |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 10,623       |             | 2,234    |             |
| MH Corbin Holding LLC          |  | Manufacturer and Distributor of Traffic Safety Products               |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              |          | 8/31/2015    |                  | 13.00  | %                              |               |               |               | 3/31/2022  | 2,063        |             | 2,061    |             | 1,484  |             |
|                                |  |                                                                       | Preferred Member Units                    |          | 3/15/2019    | 16,500           |             |                                |               |               |               |                    | 1,100        |             | —  |             |
|                                |  |                                                                       | Preferred Member Units                    |          | 9/1/2015     | 1,000            |             |                                |               |               |               |                    | 1,500        |             | —  |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 4,661        |             | 1,484    |             |
| Mystic Logistics Holdings, LLC |  | Logistics and Distribution Services Provider for Large Volume Mailers |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              |          | 8/18/2014    |                  | 12.00  | %                              |               |               |               | 1/17/2022  | 1,595        |             | 1,594    |             | 1,595  |             |
|                                |  |                                                                       | Common Stock                              | (8)      | 8/18/2014    | 1,468            |             |                                |               |               |               |                    | 680          |             | 2,210    |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 2,274        |             | 3,805    |             |
| NexRev LLC                     |  | Provider of Energy Efficiency Products & Services                 |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              |          | 2/28/2018    |                  | 11.00  | %                              |               |               |               | 2/28/2023  | 4,054        |             | 4,031    |             | 3,510  |             |
|                                |  |                                                                       | Preferred Member Units                    | (8)      | 2/28/2018    | 21,600,000       |             |                                |               |               |               |                    | 1,720        |             | 670      |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 5,751        |             | 4,180    |             |
| NuStep, LLC                    |  | Designer, Manufacturer and Distributor of Fitness Equipment           |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              | (9)      | 1/31/2017    |                  | 7.50   | %                              | L+            | 6.50     | %             |                    | 1/31/2025 | 430    |               | 430    |             | 430    |  |
|                                |  |                                                                       | Secured Debt                              |          | 1/31/2017    |                  | 11.00  | %                              |               |               |               | 1/31/2025  | 4,310        |             | 4,308    |             | 4,310  |             |
|                                |  |                                                                       | Preferred Member Units                    |          | 1/31/2017    | 102              |             |                                |               |               |               |                    | 2,550        |             | 3,380    |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 7,288        |             | 8,120    |             |
| Oneliance, LLC                 |  | Construction Cleaning Company                                         |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              | (9)      | 8/6/2021     |                  | 12.00  | %                              | L+            | 11.00    | %             |                    | 8/6/2026  | 1,400  |               | 1,374  |             | 1,374  |  |
|                                |  |                                                                       | Preferred Stock                           |          | 8/6/2021     | 264              |             |                                |               |               |               |                    | 264          |             | 264      |             |
|                                |  |                                                                       |                                           |          |                      |                  |             |                                |               |               |               |                    | 1,638        |             | 1,638    |             |
| Orttech Holdings, LLC          |  | Distributor of Industrial Clutches, Brakes and Other Components       |                                           |          |                      |                  |             |                                |               |               |               |                    |                   |             |
|                                |  |                                                                       | Secured Debt                              | (9)      | 7/30/2021    |                  | 12.00  | %                              | L+            | 11.00    | %             |                    | 7/31/2026 | 6,094  |               | 5,978  |             | 5,978  |  |
|                                |  |                                                                       | Preferred Stock                           | (8) (23) | 7/30/2021    | 2,500            |             |                                |               |               |               |                    | 2,500        |             | 2,500    |             |

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Table of Contents

|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |              |              |               |              |  |   |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------------------------------------|------|-------------------------------------------------------------------------|-------------------------------------------|----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|--------------------|-------------------|--------------------|---------------|--------------|--------------|---------------|--------------|--|---|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                         |      | Business Description                                                    | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4)          | Fair Value (18)    |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 8,478         |               | 8,478   |              |
| SI East, LLC                                                       |      | Rigid Industrial Packaging Manufacturing                                |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              |          | 8/31/2018    |                  | 10.25  | %                              |               |               |                    | 8/31/2023 | 21,950        |               | 21,892  |              | 21,950   |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Preferred Member Units                    | (8)      | 8/31/2018    | 52               |             |                                |               |               |                    |                   | 406           |               | 3,860   |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 22,298        |               | 25,810  |              |
| Sonic Systems International, LLC                                   | (10) | Nuclear Power Staffing Services                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              | (9)      | 8/20/2021    |                  | 8.50   | %                              | L+            | 7.50     | %                  |                   | 8/20/2026  | 14,000   |              | 13,738  |               | 13,738  |  |
|                                                                    |      |                                                                         | Common Stock                              |          | 8/20/2021    | 9,191            |             |                                |               |               |                    |                   | 1,250         |               | 1,250   |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 14,988        |               | 14,988  |              |
| Tedder Industries, LLC                                             |      | Manufacturer of Firearm Holsters and Accessories                        |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              |          | 8/31/2018    |                  | 12.00  | %                              |               |               |                    | 8/31/2022 | 4,060         |               | 4,013   |              | 4,013    |              |
|                                                                    |      |                                                                         | Preferred Member Units                    |          | 8/31/2018    | 126              |             |                                |               |               |                    |                   | 2,145         |               | 2,145   |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 6,158         |               | 6,158   |              |
| Trantech Radiator Topco, LLC                                       |      | Transformer Cooling Products and Services                               |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              |          | 5/31/2019    |                  | 12.00  | %                              |               |               |                    | 5/31/2024 | 2,180         |               | 2,137   |              | 2,174    |              |
|                                                                    |      |                                                                         | Common Stock                              | (8)      | 5/31/2019    | 154              |             |                                |               |               |                    |                   | 1,164         |               | 2,160   |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 3,301         |               | 4,334   |              |
| VVS Holdco LLC                                                     |      | Omnichannel Retailer of Animal Health Products                          |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              | (9) (23) | 12/1/2021    |                  | 7.00   | %                              | L+            | 6.00     | %                  |                   | 12/1/2026  | 300      |              | 292     |               | 292     |  |
|                                                                    |      |                                                                         | Secured Debt                              | (23)     | 12/1/2021    |                  | 11.50  | %                              |               |               |                    | 12/1/2026 | 7,600         |               | 7,375   |              | 7,375    |              |
|                                                                    |      |                                                                         | Preferred Equity                          | (23)     | 12/1/2021    | 2,960            |             |                                |               |               |                    |                   | 2,960         |               | 2,960   |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 10,627        |               | 10,627  |              |
| Subtotal Affiliate Investments (38.2% of net assets at fair value) |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | $                  | 209,971  |              | $            | 234,158  |              |
| Non-Control/Non-Affiliate Investments (7)                      |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
| AAC Holdings, Inc.                                                 | (11) | Substance Abuse Treatment Service Provider                              |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              |          | 12/11/2020   |                  | 18.00  | %                              |               |               | 8.00          | %                 | 6/25/2025  | $             | 3,636   |              | $             | 3,342   |  | $ | 3,491  |  |
|                                                                    |      |                                                                         | Common Stock                              |          | 12/11/2020   | 593,927          |             |                                |               |               |                    |                   | 3,148         |               | 2,079   |              |
|                                                                    |      |                                                                         | Warrants                                  | (27)     | 12/11/2020   | 197,717          |             |                                |               |               | 12/11/2025 |                   | —       |               | 692     |              |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   | 6,490         |               | 6,262   |              |
| ADS Tactical, Inc.                                                 | (11) | Value-Added Logistics and Supply Chain Provider to the Defense Industry |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              | (9)      | 3/29/2021    |                  | 6.75   | %                              | L+            | 5.75     | %                  |                   | 3/19/2026  | 9,625    |              | 9,450   |               | 9,571   |  |
|                                                                    |      |                                                                         |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
| American Health Staffing Group, Inc.                               | (10) | Healthcare Temporary Staffing                                           |                                           |          |                      |                  |             |                                |               |               |                    |                   |                    |               |
|                                                                    |      |                                                                         | Secured Debt                              | (9)      | 11/19/2021   |                  | 7.00   | %                              | L+            | 6.00     | %                  |                   | 11/19/2026 | 8,833    |              | 8,736   |               | 8,736   |  |

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Table of Contents

|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |               |              |               |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|------------------------------------------|------|---------------------------------------------------------------------------------------|-------------------------------------------|---------------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|----------|--------------------|--------------|---------------|--------------|---------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)               |      | Business Description                                                                  | Type of Investment (2) (3) (15) |               | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4) | Fair Value (18)    |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
| American Nuts, LLC                       | (10) | Roaster, Mixer and Packager of Bulk Nuts and Seeds                                    |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              | (9)           | 12/21/2018   |                  | 9.00   | %                              | L+            | 8.00     | %             |          | 4/10/2025  | 12,016  |               | 11,892  |               | 12,016  |  |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
| American Teleconferencing Services, Ltd. | (11) | Provider of Audio Conferencing and Video Collaboration Solutions                      |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              | (9) (14) (17) | 9/17/2021    |                  | 7.50   | %                              | L+            | 6.50     | %             |          | 9/9/2021   | 2,425   |               | 2,375   |               | 73      |  |
|                                          |      |                                                                                       | Secured Debt                              | (9) (14)      | 5/19/2016    |                  | 7.50   | %                              | L+            | 6.50     | %             |          | 6/28/2023  | 11,693  |               | 11,451  |               | 351     |  |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 13,826        |              | 424      |              |
| ArborWorks, LLC                          | (10) | Vegetation Management Services                                                        |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              | (9)           | 11/9/2021    |                  | 8.00   | %                              | L+            | 7.00     | %             |          | 11/9/2026  | 17,317  |               | 16,929  |               | 16,929  |  |
|                                          |      |                                                                                       | Common Equity                             |               | 11/9/2021    | 124              |             |                                |               |               |               |          | 124           |              | 124      |              |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 17,053        |              | 17,053   |              |
| AVEX Aviation Holdings, LLC              | (10) | Specialty Aircraft Dealer                                                             |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              | (9)           | 12/15/2021   |                  | 7.50   | %                              | L+            | 6.50     | %             |          | 12/15/2026 | 1,850   |               | 1,806   |               | 1,806   |  |
|                                          |      |                                                                                       | Common Equity                             |               | 12/15/2021   | 50               |             |                                |               |               |               |          | 50            |              | 50       |              |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 1,856         |              | 1,856    |              |
| BBB Tank Services, LLC                   |      | Maintenance, Repair and Construction Services to the Above-Ground Storage Tank Market |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Unsecured Debt                            | (9) (17)      | 4/8/2016     |                  | 12.00  | %                              | L+            | 11.00    | %             |          | 4/8/2021   | 1,200   |               | 1,200   |               | 625     |  |
|                                          |      |                                                                                       | Preferred Stock (non-voting)              |               | 12/17/2018   |                  | 15.00  | %                              |               |               | 15.00    | %        |                    |              | 41       |              | —  |              |
|                                          |      |                                                                                       | Member Units                              |               | 4/8/2016     | 200,000          |             |                                |               |               |               |          | 200           |              | —  |              |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 1,441         |              | 625      |              |
| Berry Aviation, Inc.                     | (10) | Charter Airline Services                                                              |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              |               | 7/6/2018     |                  | 12.00  | %                              |               |               | 1.50     | %        | 1/6/2024   | 4,688   |               | 4,658   |               | 4,688   |  |
|                                          |      |                                                                                       | Preferred Member Units                    | (8) (23)      | 11/12/2019   | 122,416          | 16.00  | %                              |               |               | 16.00    | %        |                    |              | 168      |              | 208      |              |
|                                          |      |                                                                                       | Preferred Member Units                    | (23)          | 7/6/2018     | 1,548,387        | 8.00   | %                              |               |               | 8.00     | %        |                    |              | 1,671    |              | 2,487    |              |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 6,497         |              | 7,383    |              |
| Binswanger Enterprises, LLC              | (10) | Glass Repair and Installation Service Provider                                        |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              | (9)           | 3/10/2017    |                  | 9.50   | %                              | L+            | 8.50     | %             |          | 3/10/2023  | 12,001  |               | 11,977  |               | 12,001  |  |
|                                          |      |                                                                                       | Member Units                              |               | 3/10/2017    | 1,050,000        |             |                                |               |               |               |          | 1,050         |              | 730      |              |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 13,027        |              | 12,731   |              |
| Bluestem Brands, Inc.                    | (11) | Multi-Channel Retailer of General Merchandise                                         |                                           |               |                      |                  |             |                                |               |               |               |          |                    |              |
|                                          |      |                                                                                       | Secured Debt                              | (9)           | 8/28/2020    |                  | 10.00  | %                              | L+            | 8.50     | %             |          | 8/28/2025  | 5,745   |               | 5,745   |               | 5,724   |  |
|                                          |      |                                                                                       | Common Stock                              | (8)           | 10/1/2020    | 700,446          |             |                                |               |               |               |          | —       |              | 1,471    |              |
|                                          |      |                                                                                       |                                           |               |                      |                  |             |                                |               |               |               |          | 5,745         |              | 7,195    |              |

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Table of Contents

|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |               |              |               |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------------------|-----------|------------------------------------------------------------------------------|------------------------------------------------|----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|--------------------|--------------------|--------------|---------------|--------------|---------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                       |           | Business Description                                                         | Type of Investment (2) (3) (15)      |          | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)           | Fair Value (18)    |
| Boccella Precast Products LLC                    |           | Manufacturer of Precast Hollow Core Concrete                                 |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Secured Debt                                   |          | 9/23/2021    |                  | 10.00  | %                              |               |               |               | 2/28/2027  | 80            |              | 80       |              | 80       |              |
|                                                  |           |                                                                              | Member Units                                   | (8)      | 6/30/2017    | 540,000          |             |                                |               |               |               |                    | 564           |              | 1,207    |              |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    | 644           |              | 1,287    |              |
| Brightwood Capital Fund Investments              | (12) (13) | Investment Partnership                                                       |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | LP Interests (Brightwood Capital Fund III, LP) | (8) (24) | 7/21/2014    | 0.5         | %           |                                |               |               |               |                    |                    | 2,495   |               | 1,423   |               |
|                                                  |           |                                                                              | LP Interests (Brightwood Capital Fund IV, LP)  | (8) (24) | 10/26/2016   | 1.2         | %           |                                |               |               |               |                    |                    | 8,737   |               | 8,788   |               |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    | 11,232        |              | 10,211   |              |
| Buca C, LLC                                      |           | Casual Restaurant Group                                                      |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Secured Debt                                   | (9) (17) | 6/30/2015    |                  | 10.25  | %                              | L+            | 9.25     | %             |                    | 6/30/2020  | 13,164  |               | 13,164  |               | 9,705   |  |
|                                                  |           |                                                                              | Preferred Member Units                         |          | 6/30/2015    | 4                | 6.00   | %                              |               |               | 6.00     | %                  |                    |              | 3,040    |              | —  |              |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    | 16,204        |              | 9,705    |              |
| Burning Glass Intermediate Holding Company, Inc. | (10)      | Provider of Skills-Based Labor Market Analytics                              |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Secured Debt                                   | (9)      | 6/14/2021    |                  | 6.00   | %                              | L+            | 5.00     | %             |                    | 6/10/2026  | 310     |               | 285     |               | 285     |  |
|                                                  |           |                                                                              | Secured Debt                                   | (9)      | 6/14/2021    |                  | 6.00   | %                              | L+            | 5.00     | %             |                    | 6/10/2028  | 13,389  |               | 13,168  |               | 13,290  |  |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    | 13,453        |              | 13,575   |              |
| Cadence Aerospace LLC                            | (10)      | Aerostructure Manufacturing                                                  |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Secured Debt                                   | (9)      | 11/14/2017   |                  | 9.28   | %                              |               |               | 0.22     | %                  | 11/14/2023 | 20,276  |               | 20,174  |               | 19,017  |  |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
| CAI Software LLC                                 |           | Provider of Specialized Enterprise Resource Planning Software                |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Preferred Equity                               |          | 12/13/2021   | 379,338          |             |                                |               |               |               |                    | 379           |              | 379      |              |
|                                                  |           |                                                                              | Preferred Equity                               |          | 12/13/2021   | 126,446          |             |                                |               |               |               |                    | —       |              | —  |              |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    | 379           |              | 379      |              |
| Camin Cargo Control, Inc.                        | (11)      | Provider of Mission Critical Inspection, Testing and Fuel Treatment Services |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Secured Debt                                   | (9)      | 6/14/2021    |                  | 7.50   | %                              | L+            | 6.50     | %             |                    | 6/4/2026   | 7,960   |               | 7,888   |               | 7,920   |  |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
| Career Team Holdings, LLC                        |           | Provider of Workforce Training and Career Development Services               |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |
|                                                  |           |                                                                              | Secured Debt                                   |          | 12/17/2021   |                  | 12.50  | %                              |               |               |               | 12/17/2026 | 2,250         |              | 2,180    |              | 2,180    |              |
|                                                  |           |                                                                              | Class A Common Units                           |          | 12/17/2021   | 50,000           |             |                                |               |               |               |                    | 500           |              | 500      |              |
|                                                  |           |                                                                              |                                                |          |                      |                  |             |                                |               |               |               |                    | 2,680         |              | 2,680    |              |
| Cenveo Corporation                               | (11)      | Provider of Digital Marketing Agency Services                                |                                                |          |                      |                  |             |                                |               |               |               |                    |                    |              |

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Table of Contents

|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |              |              |             |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------|------|------------------------------------------------------------------------------------------------------------|----------------------------------------------|-----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|--------------------|-------------------|--------------|--------------|--------------|-------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)           |      | Business Description                                                                                       | Type of Investment (2) (3) (15)    |           | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)           | Fair Value (18)   |
|                                      |      |                                                                                                            | Common Stock                                 |           | 9/7/2018     | 253,194          |             |                                |               |               |               |                    | 4,848        |              | 2,236   |              |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
| Chisholm Energy Holdings, LLC        | (10) | Oil & Gas Exploration & Production                                                                 |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)       | 5/15/2019    |                  | 7.75   | %                              | L+            | 6.25     | %             |                    | 5/15/2026 | 2,857   |              | 2,817   |             | 2,663   |  |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
| Clarius BIGS, LLC                    | (10) | Prints & Advertising Film Financing                                                                    |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 | (14) (17) | 9/23/2014    |                  | 15.00  | %                              |               |               | 15.00    | %                  | 1/5/2015  | 2,772   |              | 2,431   |             | 33      |  |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
| Classic H&G Holdings, LLC        |      | Provider of Engineered Packaging Solutions                                                                 |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)       | 3/12/2020    |                  | 7.00   | %                              | L+            | 6.00     | %             |                    | 3/12/2025 | 1,000   |              | 997     |             | 1,000   |  |
|                                      |      |                                                                                                            | Secured Debt                                 |           | 3/12/2020    |                  | 8.00   | %                              |               |               |               | 3/12/2025  | 4,819        |              | 4,717   |              | 4,819  |              |
|                                      |      |                                                                                                            | Preferred Member Units                       | (8)       | 3/12/2020    | 39               |             |                                |               |               |               |                    | 1,440        |              | 3,810   |              |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    | 7,154        |              | 9,629   |              |
| Computer Data Source, LLC            | (10) | Third Party Maintenance Provider to the Data Center Ecosystem                                              |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)       | 8/6/2021     |                  | 8.50   | %                              | L+            | 7.50     | %             |                    | 8/6/2026  | 18,011  |              | 17,639  |             | 17,639  |  |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
| Construction Supply Investments, LLC | (10) | Distribution Platform of Specialty Construction Materials to Professional Concrete and Masonry Contractors |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Member Units                                 | (8)       | 12/29/2016   | 861,618          |             |                                |               |               |               |                    | 3,335        |              | 14,640  |              |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
| DMA Industries, LLC                  |      | Distributor of aftermarket ride control products                                                           |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 |           | 11/19/2021   |                  | 12.00  | %                              |               |               |               | 11/19/2026 | 5,300        |              | 5,196   |              | 5,196  |              |
|                                      |      |                                                                                                            | Preferred Equity                             |           | 11/19/2021   | 1,486            |             |                                |               |               |               |                    | 1,486        |              | 1,486   |              |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    | 6,682        |              | 6,682   |              |
| DTE Enterprises, LLC                 | (10) | Industrial Powertrain Repair and Services                                                                  |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)       | 4/13/2018    |                  | 9.50   | %                              | L+            | 8.00     | %             |                    | 4/13/2023 | 9,369   |              | 9,311   |             | 8,926   |  |
|                                      |      |                                                                                                            | Class AA Preferred Member Units (non-voting) | (8)       | 4/13/2018    |                  | 10.00  | %                              |               |               | 10.00    | %                  |                   |              | 1,051   |              | 1,051  |              |
|                                      |      |                                                                                                            | Class A Preferred Member Units               |           | 4/13/2018    | 776,316          | 8.00   | %                              |               |               | 8.00     | %                  |                   |              | 776     |              | 320    |              |
|                                      |      |                                                                                                            |                                              |           |                      |                  |             |                                |               |               |               |                    | 11,138       |              | 10,297  |              |
| Dynamic Communities, LLC             | (10) | Developer of Business Events and Online Community Groups                                                   |                                              |           |                      |                  |             |                                |               |               |               |                    |                   |              |
|                                      |      |                                                                                                            | Secured Debt                                 | (9)       | 7/17/2018    |                  | 9.50   | %                              | L+            | 8.50     | %             |                    | 7/17/2023 | 5,681   |              | 5,641   |             | 5,570   |  |

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Table of Contents

|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |              |              |             |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------------|------|---------------------------------------------------------------------------------|-------------------------------------------|----------|----------------------|------------------|------------|--------------------------------|---------------|---------------|---------------|-------------------|--------------------|--------------|--------------|--------------|-------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)       |      | Business Description                                                            | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)          | Fair Value (18)    |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| EPIC Y-Grade Services, LP        | (11) | NGL Transportation & Storage                                                |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 6/22/2018    |                  | 7.00  | %                              | L+            | 6.00     | %             |                   | 6/30/2027  | 6,892   |              | 6,814   |             | 5,861   |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| Event Holdco, LLC                | (10) | Event and Learning Management Software for Healthcare Organizations and Systems |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9) (23) | 12/22/2021   |                  | 8.00  | %                              | L+            | 7.00     | %             |                   | 12/22/2026 | 3,692   |              | 3,653   |             | 3,653   |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| Flip Electronics LLC             | (10) | Distributor of Hard-to-Find and Obsolete Electronic Components                  |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 1/4/2021     |                  | 9.09  | %                              | L+            | 8.09     | %             |                   | 1/2/2026   | 6,000   |              | 5,891   |             | 5,874   |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| GoWireless Holdings, Inc.        | (11) | Provider of Wireless Telecommunications Carrier Services                        |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 1/10/2018    |                  | 7.50  | %                              | L+            | 6.50     | %             |                   | 12/22/2024 | 15,018  |              | 14,953  |             | 15,052  |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| GS Operating, LLC                | (10) | Distributor of Industrial and Specialty Parts                                   |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 2/24/2020    |                  | 8.00  | %                              | L+            | 6.50     | %             |                   | 2/24/2025  | 12,193  |              | 11,960  |             | 12,193  |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| Hawk Ridge Systems, LLC          | (13) | Value-Added Reseller of Engineering Design and Manufacturing Solutions          |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 12/2/2016    |                  | 7.00  | %                              | L+            | 6.00     | %             |                   | 1/15/2026  | 646     |              | 646     |             | 646     |  |
|                                  |      |                                                                                 | Secured Debt                              |          | 12/2/2016    |                  | 8.00  | %                              |               |               |               | 1/15/2026 | 7,450         |              | 7,388   |              | 7,450  |              |
|                                  |      |                                                                                 | Preferred Member Units                    | (8)      | 12/2/2016    | 56               |            |                                |               |               |               |                   | 713           |              | 3,670   |              |
|                                  |      |                                                                                 | Preferred Member Units                    | (23)     | 12/2/2016    | 56               |            |                                |               |               |               |                   | 38            |              | 190     |              |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   | 8,785         |              | 11,956  |              |
| HDC/HW Intermediate Holdings | (10) | Managed Services and Hosting Provider                                           |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 12/21/2018   |                  | 8.50  | %                              | L+            | 7.50     | %             |                   | 12/21/2023 | 1,934   |              | 1,916   |             | 1,715   |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
| Hybrid Promotions, LLC           | (10) | Wholesaler of Licensed, Branded and Private Label Apparel                       |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |
|                                  |      |                                                                                 | Secured Debt                              | (9)      | 6/30/2021    |                  | 9.25  | %                              | L+            | 8.25     | %             |                   | 6/30/2026  | 7,875   |              | 7,730   |             | 7,809   |  |
|                                  |      |                                                                                 |                                           |          |                      |                  |            |                                |               |               |               |                   |                    |              |

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Table of Contents

|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |               |              |             |              |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------|------|-----------------------------------------------------------|-------------------------------------------|----------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|------------|--------------------|------------------|---------------|--------------|-------------|--------------|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                          |      | Business Description                                      | Type of Investment (2) (3) (15) |          | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)   | Fair Value (18)    |
| IG Parent Corporation                               | (11) | Software Engineering                                      |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 7/30/2021    |                  | 6.75   | %                              | L+            | 5.75     | %             |            | 7/30/2026  | 6,394       |               | 6,278   |             | 6,280   |             |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
| Implus Footcare, LLC                                | (10) | Provider of Footwear and Related Accessories              |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 6/1/2017     |                  | 8.75   | %                              | L+            | 7.75     | %             |            | 4/30/2024  | 17,093      |               | 17,080  |             | 16,216  |             |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
| Independent Pet Partners Intermediate Holdings, LLC | (10) | Omnichannel Retailer of Specialty Pet Products            |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              |          | 12/10/2020   |                  | 6.00   | %                              |               |               | 6.00     | %          | 11/20/2023 | 10,415      |               | 9,795   |             | 9,815   |             |
|                                                     |      |                                                           | Preferred Stock (non-voting)              |          | 12/10/2020   |                  | 6.00   | %                              |               |               | 6.00     | %          |                    |                  | 2,470    |              | 3,310  |              |
|                                                     |      |                                                           | Preferred Stock (non-voting)              |          | 12/10/2020   |                  |             |                                |               |               |               |            | —       |                  | —  |              |
|                                                     |      |                                                           | Member Units                              |          | 11/20/2018   | 1,191,667        |             |                                |               |               |               |            | 1,192         |                  | —  |              |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            | 13,457        |                  | 13,125   |              |
| Industrial Services Acquisition, LLC                | (10) | Industrial Cleaning Services                              |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 8/13/2021    |                  | 7.75   | %                              | L+            | 6.75     | %             |            | 8/13/2026  | 18,406      |               | 18,033  |             | 18,033  |             |
|                                                     |      |                                                           | Preferred Member Units                    | (8) (23) | 1/31/2018    | 336              | 10.00  | %                              |               |               | 10.00    | %          |                    |                  | 281      |              | 383    |              |
|                                                     |      |                                                           | Preferred Member Units                    | (8) (23) | 5/17/2019    | 187              | 20.00  | %                              |               |               | 20.00    | %          |                    |                  | 190      |              | 231    |              |
|                                                     |      |                                                           | Member Units                              | (23)     | 6/17/2016    | 2,100            |             |                                |               |               |               |            | 2,100         |                  | 1,710    |              |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            | 20,604        |                  | 20,357   |              |
| Infolinks Media Buyco, LLC                          | (10) | Exclusive Placement Provider to the Advertising Ecosystem |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 11/1/2021    |                  | 7.00   | %                              | L+            | 6.00     | %             |            | 11/1/2026  | 10,850      |               | 10,578  |             | 10,578  |             |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
| Interface Security Systems, L.L.C                   | (10) | Commercial Security & Alarm Services                  |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 12/9/2021    |                  | 11.75  | %                              | L+            | 10.00    | %             |            | 8/7/2023   | 343         |               | 343     |             | 343     |             |
|                                                     |      |                                                           | Secured Debt                              | (9) (14) | 8/7/2019     |                  | 9.75   | %                              | L+            | 7.00     | %             | 1.00  | %                  | 8/7/2023 | 7,334    |              | 7,249  |              | 5,248  |  |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            | 7,592         |                  | 5,591    |              |
| Intermedia Holdings, Inc.                           | (11) | Unified Communications as a Service                       |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 8/3/2018     |                  | 7.00   | %                              | L+            | 6.00     | %             |            | 7/19/2025  | 5,659       |               | 5,649   |             | 5,632   |             |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
| Invincible Boat Company, LLC.                       | (10) | Manufacturer of Sport Fishing Boats                       |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 8/28/2019    |                  | 8.00   | %                              | L+            | 6.50     | %             |            | 8/28/2025  | 17,770      |               | 17,624  |             | 17,770  |             |
|                                                     |      |                                                           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
| INW Manufacturing, LLC                              | (11) | Manufacturer of Nutrition and Wellness Products           |                                           |          |                      |                  |             |                                |               |               |               |            |                    |                  |
|                                                     |      |                                                           | Secured Debt                              | (9)      | 5/19/2021    |                  | 6.50   | %                              | L+            | 5.75     | %             |            | 3/25/2027  | 7,359       |               | 7,155   |             | 7,212   |             |

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Table of Contents

|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |               |             |             |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|--------------------------------------|------|-----------------------------------------------------------------------------------|-------------------------------------------|-----|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|--------------------|--------------------|-------------|---------------|-------------|-------------|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)           |      | Business Description                                                              | Type of Investment (2) (3) (15) |     | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4)           | Fair Value (18)    |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
| Iron-Main Investments, LLC           |      | Consumer Reporting Agency Providing Employment Background Checks and Drug Testing |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              |     | 8/3/2021     |                  | 13.00  | %                              |               |               |               | 8/1/2026   | 1,150         |             | 1,118    |             | 1,118  |             |
|                                      |      |                                                                                   | Secured Debt                              |     | 9/1/2021     |                  | 12.50  | %                              |               |               |               | 9/1/2026   | 800           |             | 777      |             | 777    |             |
|                                      |      |                                                                                   | Secured Debt                              |     | 8/3/2021     |                  | 12.50  | %                              |               |               |               | 11/30/2026 | 5,000         |             | 4,853    |             | 4,853  |             |
|                                      |      |                                                                                   | Secured Debt                              |     | 8/3/2021     |                  | 12.50  | %                              |               |               | 12.50    | %                  | 3/31/2022  | 2,212  |               | 2,148  |             | 2,148  |  |
|                                      |      |                                                                                   | Common Stock                              |     | 8/3/2021     | 44,944           |             |                                |               |               |               |                    | 449           |             | 449      |             |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    | 9,345         |             | 9,345    |             |
| Isagenix International, LLC          | (11) | Direct Marketer of Health & Wellness Products                                 |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              | (9) | 6/21/2018    |                  | 6.75   | %                              | L+            | 5.75     | %             |                    | 6/14/2025  | 5,158  |               | 5,129  |             | 3,865  |  |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
| Jackmont Hospitality, Inc.           | (10) | Franchisee of Casual Dining Restaurants                                           |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              | (9) | 5/26/2015    |                  | 8.00   | %                              | L+            | 7.00     | %             |                    | 11/4/2024  | 4,200  |               | 4,200  |             | 4,200  |  |
|                                      |      |                                                                                   | Preferred Equity                          |     | 11/8/2021    | 5,653,333        |             |                                |               |               |               |                    | 624           |             | 628      |             |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    | 4,824         |             | 4,828    |             |
| Joerns Healthcare, LLC               | (11) | Manufacturer and Distributor of Health Care Equipment & Supplies              |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              | (9) | 8/21/2019    |                  | 7.00   | %                              | L+            | 6.00     | %             |                    | 8/21/2024  | 3,351  |               | 3,320  |             | 3,039  |  |
|                                      |      |                                                                                   | Secured Debt                              |     | 11/15/2021   |                  | 15.00  | %                              |               |               | 15.00    | %                  | 11/8/2022  | 862    |               | 862    |             | 862    |  |
|                                      |      |                                                                                   | Common Stock                              |     | 8/21/2019    | 392,514          |             |                                |               |               |               |                    | 3,678         |             | —  |             |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    | 7,860         |             | 3,901    |             |
| Johnson Downie Opco, LLC             |      | Executive Search Services                                                         |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              | (9) | 12/10/2021   |                  | 13.00  | %                              | L+            | 11.50    | %             |                    | 12/10/2026 | 1,275  |               | 1,246  |             | 1,246  |  |
|                                      |      |                                                                                   | Preferred Equity                          |     | 12/10/2021   | 350              |             |                                |               |               |               |                    | 350           |             | 350      |             |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    | 1,596         |             | 1,596    |             |
| JTI Electrical & Mechanical, LLC | (10) | Electrical, Mechanical and Automation Services                                    |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              | (9) | 12/22/2021   |                  | 7.00   | %                              | L+            | 6.00     | %             |                    | 12/22/2026 | 3,158  |               | 3,081  |             | 3,081  |  |
|                                      |      |                                                                                   | Common Equity                             |     | 12/22/2021   | 140,351          |             |                                |               |               |               |                    | 140           |             | 140      |             |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    | 3,221         |             | 3,221    |             |
| KMS, LLC                             | (10) | Wholesaler of Closeout and Value-priced Products                                  |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              | (9) | 10/4/2021    |                  | 8.25   | %                              | L+            | 7.25     | %             |                    | 10/4/2026  | 9,476  |               | 9,242  |             | 9,242  |  |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
| Knight Energy Services LLC           | (11) | Oil and Gas Equipment & Services                                              |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |
|                                      |      |                                                                                   | Secured Debt                              |     | 1/9/2015     |                  | 8.50   | %                              |               |               | 8.50     | %                  | 2/9/2024   | 961    |               | 961    |             | 677    |  |
|                                      |      |                                                                                   | Common Stock                              |     | 11/14/2018   | 25,692           |             |                                |               |               |               |                    | 1,843         |             | —  |             |
|                                      |      |                                                                                   |                                           |     |                      |                  |             |                                |               |               |               |                    | 2,804         |             | 677      |             |
| Laredo Energy, LLC                   | (10) | Oil & Gas Exploration & Production                                        |                                           |     |                      |                  |             |                                |               |               |               |                    |                    |             |

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Table of Contents

|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |             |              |           |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------|------|--------------------------------------------------------------|-------------------------------------------|-----|----------------------|------------------|-------------|--------------------------------|---------------|---------------|---------------|----------|--------------------|--------------|-------------|--------------|-----------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)              |      | Business Description                                         | Type of Investment (2) (3) (15) |     | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4) | Fair Value (18)    |
|                                         |      |                                                              | Member Units                              |     | 5/4/2020     | 1,155,952        |             |                                |               |               |               |          | 11,560        |              | 9,659  |              |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| LaserAway Intermediate Holdings II, LLC | (11) | Aesthetic Dermatology Service Provider                       |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 10/18/2021   |                  | 6.50   | %                              | L+            | 5.75     | %             |          | 10/14/2027 | 4,130   |             | 4,050   |           | 4,115   |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| Lightbox Holdings, L.P.                 | (11) | Provider of Commercial Real Estate Software                  |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              |     | 5/23/2019    |                  | 5.22   | %                              | L+            | 5.00     | %             |          | 5/9/2026   | 5,886   |             | 5,831   |           | 5,812   |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| LL Management, Inc.                     | (10) | Medical Transportation Service Provider                      |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 5/2/2019     |                  | 8.25   | %                              | L+            | 7.25     | %             |          | 9/25/2023  | 14,332  |             | 14,256  |           | 14,332  |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| LLFlex, LLC                             | (10) | Provider of Metal-Based Laminates                            |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 8/16/2021    |                  | 10.00  | %                              | L+            | 9.00     | %             |          | 8/16/2026  | 4,988   |             | 4,882   |           | 4,882   |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| Logix Acquisition Company, LLC          | (10) | Competitive Local Exchange Carrier                           |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 1/8/2018     |                  | 6.75   | %                              | L+            | 5.75     | %             |          | 12/22/2024 | 12,484  |             | 12,438  |           | 11,798  |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| Mac Lean-Fogg Company                   | (10) | Manufacturer and Supplier for Auto and Power Markets         |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 4/22/2019    |                  | 5.88   | %                              | L+            | 5.25     | %             |          | 12/22/2025 | 7,301   |             | 7,266   |           | 7,301   |  |
|                                         |      |                                                              | Preferred Stock                           |     | 10/1/2019    |                  | 13.75  | %                              |               |               | 9.25     | %        |                    |              | 760    |              | 760  |              |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          | 8,026         |              | 8,061  |              |
| Mako Steel, LP                          | (10) | Self-Storage Design & Construction                       |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 3/15/2021    |                  | 8.00   | %                              | L+            | 7.25     | %             |          | 3/13/2026  | 19,544  |             | 19,175  |           | 19,544  |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| MB2 Dental Solutions, LLC               | (11) | Dental Partnership Organization                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 1/28/2021    |                  | 7.00   | %                              | L+            | 6.00     | %             |          | 1/29/2027  | 11,697  |             | 11,462  |           | 11,697  |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| Mills Fleet Farm Group, LLC             | (10) | Omnichannel Retailer of Work, Farm and Lifestyle Merchandise |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
|                                         |      |                                                              | Secured Debt                              | (9) | 10/24/2018   |                  | 7.25   | %                              | L+            | 6.25     | %             |          | 10/24/2024 | 17,781  |             | 17,555  |           | 17,781  |  |
|                                         |      |                                                              |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |
| NinjaTrader, LLC                        | (10) | Operator of Futures Trading Platform                         |                                           |     |                      |                  |             |                                |               |               |               |          |                    |              |

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Table of Contents

|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |               |              |              |              |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------------------|------|--------------------------------------------------------------------------------------|-------------------------------------------|------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|--------------------|------------|--------------------|--------------------|---------------|--------------|--------------|--------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                      |      | Business Description                                                                 | Type of Investment (2) (3) (15) |      | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)      | Cost (4)   | Fair Value (18)    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 12/18/2019   |                  | 7.25   | %                              | L+            | 6.25     | %                  |            | 12/18/2024 | 16,875        |               | 16,602  |              | 16,840  |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| NNE Partners, LLC                                               | (10) | Oil & Gas Exploration & Production                                           |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              |      | 3/2/2017     |                  | 9.37   | %                              | L+            | 4.75     | %                  | 4.50  | %                  | 12/31/2023 | 21,607   |              | 21,599  |              | 20,188  |  |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| NTM Acquisition Corp.                                           | (11) | Provider of B2B Travel Information Content                                           |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 7/12/2016    |                  | 8.25   | %                              | L+            | 6.25     | %                  | 1.00  | %                  | 6/7/2024   | 4,258    |              | 4,254   |              | 4,216   |  |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| NWN Corporation                                                 | (10) | Value Added Reseller and Provider of Managed Services to a Diverse Set of Industries |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 5/7/2021     |                  | 7.50   | %                              | L+            | 6.50     | %                  |            | 5/7/2026   | 22,162        |               | 21,687  |              | 21,786  |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| OVG Business Services, LLC                                      | (10) | Venue Management Services                                                            |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 11/29/2021   |                  | 7.25   | %                              | L+            | 6.25     | %                  |            | 11/19/2028 | 17,500        |               | 17,327  |              | 17,327  |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| RA Outdoors LLC                                                 | (10) | Software Solutions Provider for Outdoor Activity Management                          |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 4/8/2021     |                  | 7.75   | %                              | L+            | 6.75     | %                  |            | 4/8/2026   | 18,719        |               | 18,544  |              | 17,731  |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| Research Now Group, Inc. and Survey Sampling International, LLC | (11) | Provider of Outsourced Online Surveying                                              |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 12/29/2017   |                  | 6.50   | %                              | L+            | 5.50     | %                  |            | 12/20/2024 | 9,897         |               | 9,897   |              | 9,787   |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
| RM Bidder, LLC                                                  | (10) | Scripted and Unscripted TV and                                                       |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      | Digital Programming Provider                                                         |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Member Units                              |      | 11/12/2015   | 1,854            |             |                                |               |               |                    |            | 31            |                    | 18       |              |
|                                                                 |      |                                                                                      | Warrants                                  | (26) | 11/12/2015   |                  |             |                                |               |               | 10/20/2025 |            | 284           |                    | —  |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            | 315           |                    | 18       |              |
| Robbins Bros. Jewelry, Inc.                                     |      | Bridal Jewelry Retailer                                                              |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 12/15/2021   |                  | 12.00  | %                              | L+            | 11.00    | %                  |            | 12/15/2026 | 4,040         |               | 3,950   |              | 3,950   |              |
|                                                                 |      |                                                                                      | Preferred Equity                          |      | 12/15/2021   | 1,230            |             |                                |               |               |                    |            | 1,230         |                    | 1,230    |              |
|                                                                 |      |                                                                                      |                                           |      |                      |                  |             |                                |               |               |                    |            | 5,180         |                    | 5,180    |              |
| Roof Opco, LLC                                                  | (10) | Residential Re-Roofing/Repair                                                    |                                           |      |                      |                  |             |                                |               |               |                    |            |                    |                    |
|                                                                 |      |                                                                                      | Secured Debt                              | (9)  | 8/27/2021    |                  | 7.00   | %                              | L+            | 6.00     | %                  |            | 8/27/2026  | 3,500         |               | 3,343   |              | 3,343   |              |

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|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |             |              |             |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------|------|-------------------------------------------------|-------------------------------------------|------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|-------------------|-------------------|--------------------|--------------|-------------|--------------|-------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)          |      | Business Description                            | Type of Investment (2) (3) (15) |      | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)     | Cost (4)          | Fair Value (18)    |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| Rug Doctor, LLC.                    | (10) | Carpet Cleaning Products and Machinery          |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              | (9)  | 7/16/2021    |                  | 7.25   | %                              | L+            | 6.25     | %                 |                   | 11/16/2024 | 12,367  |             | 12,217  |             | 12,099  |  |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| Salient Partners L.P.               | (11) | Provider of Asset Management Services           |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              | (9)  | 8/31/2018    |                  | 7.00   | %                              | L+            | 6.00     | %                 |                   | 10/30/2022 | 6,251   |             | 6,292   |             | 4,063   |  |
|                                     |      |                                                 | Secured Debt                              | (9)  | 9/30/2021    |                  | 6.00   | %                              | L+            | 5.00     | %                 |                   | 10/30/2022 | 1,250   |             | 1,250   |             | 2,435   |  |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   | 7,542         |              | 6,498  |              |
| Savers, Inc.                        | (11) | For-Profit Thrift Retailer                      |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              | (9)  | 5/14/2021    |                  | 6.25   | %                              | L+            | 5.50     | %                 |                   | 4/26/2028  | 4,372   |             | 4,331   |             | 4,366   |  |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| SIB Holdings, LLC                   | (10) | Provider of Cost Reduction Services             |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              | (9)  | 10/29/2021   |                  | 7.00   | %                              | L+            | 6.00     | %                 |                   | 10/29/2026 | 7,853   |             | 7,661   |             | 7,674   |  |
|                                     |      |                                                 | Common Equity                             |      | 10/29/2021   | 119,048          |             |                                |               |               |                   |                   | 250           |              | 250    |              |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   | 7,911         |              | 7,924  |              |
| Slick Innovations, LLC              |      | Text Message Marketing Platform                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              |      | 9/13/2018    |                  | 13.00  | %                              |               |               |                   | 9/13/2023 | 1,330         |              | 1,211  |              | 1,330  |              |
|                                     |      |                                                 | Common Stock                              |      | 9/13/2018    | 17,500           |             |                                |               |               |                   |                   | 175           |              | 380    |              |
|                                     |      |                                                 | Warrants                                  | (27) | 9/13/2018    | 4,521            |             |                                |               |               | 9/13/2028 |                   | 45            |              | 100    |              |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   | 1,431         |              | 1,810  |              |
| South Coast Terminals Holdings, LLC | (10) | Specialty Toll Chemical Manufacturer            |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              | (9)  | 12/10/2021   |                  | 7.25   | %                              | L+            | 6.25     | %                 |                   | 12/13/2026 | 3,558   |             | 3,480   |             | 3,480   |  |
|                                     |      |                                                 | Common Equity                             |      | 12/10/2021   | 60,606           |             |                                |               |               |                   |                   | 61            |              | 61     |              |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   | 3,541         |              | 3,541  |              |
| Student Resource Center, LLC        | (10) | Higher Education Services                       |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              | (9)  | 6/25/2021    |                  | 9.00   | %                              | L+            | 8.00     | %                 |                   | 6/25/2026  | 12,188  |             | 11,949  |             | 12,029  |  |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| Tex Tech Tennis, LLC                | (10) | Sporting Goods & Textiles                   |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Common Stock                              | (23) | 7/7/2021     | 1,000,000        |             |                                |               |               |                   |                   | 1,000         |              | 1,000  |              |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
| The Affiliati Network, LLC          |      | Performance Marketing Solutions                 |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |
|                                     |      |                                                 | Secured Debt                              |      | 8/9/2021     |                  | 7.00   | %                              |               |               |                   | 8/9/2026  | 70            |              | 65     |              | 65     |              |
|                                     |      |                                                 | Secured Debt                              |      | 8/9/2021     |                  | 11.83  | %                              |               |               |                   | 8/9/2026  | 3,340         |              | 3,270  |              | 3,270  |              |
|                                     |      |                                                 | Preferred Stock                           | (8)  | 8/9/2021     | 320,000          |             |                                |               |               |                   |                   | 1,600         |              | 1,600  |              |
|                                     |      |                                                 |                                           |      |                      |                  |             |                                |               |               |                   |                   | 4,935         |              | 4,935  |              |
| U.S. TelePacific Corp.              | (11) | Provider of Communications and Managed Services |                                           |      |                      |                  |             |                                |               |               |                   |                   |                    |              |

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|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |               |              |             |              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------|------|--------------------------------------------------------------|-------------------------------------------|------|----------------------|------------------|-------------|--------------------------------|---------------|---------------|-------------------|--------------------|--------------------|--------------|---------------|--------------|-------------|--------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20) |      | Business Description                                         | Type of Investment (2) (3) (15) |      | Investment Date (22) | Shares/Units | Total Rate  | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4)     | Cost (4)           | Fair Value (18)    |
|                            |      |                                                              | Secured Debt                              | (9)  | 5/17/2017    |                  | 7.00   | %                              | L+            | 6.00     | %                 |                    | 5/2/2023   | 12,500  |               | 12,400  |             | 9,449   |  |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
| USA DeBusk LLC             | (10) | Provider of Industrial Cleaning Services                     |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              | (9)  | 10/22/2019   |                  | 6.75   | %                              | L+            | 5.75     | %                 |                    | 9/8/2026   | 19,950  |               | 19,692  |             | 19,950  |  |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
| Vida Capital, Inc          | (11) | Alternative Asset Manager                                    |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              |      | 10/10/2019   |                  | 6.10   | %                              | L+            | 6.00     | %                 |                    | 10/1/2026  | 6,825   |               | 6,752   |             | 6,330   |  |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
| Vistar Media, Inc.         | (10) | Operator of Digital Out-of-Home Advertising Platform         |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Preferred Stock                           |      | 4/3/2019     | 70,207           |             |                                |               |               |                   |                    | 767           |              | 1,720    |              |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
| Volusion, LLC              |      | Provider of Online Software-as-a-Service eCommerce Solutions |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              | (17) | 1/26/2015    |                  | 11.50  | %                              |               |               |                   | 1/26/2020  | 7,472         |              | 7,472    |              | 7,472  |              |
|                            |      |                                                              | Unsecured Convertible Debt                |      | 5/16/2018    |                  | 8.00   | %                              |               |               |                   | 11/16/2023 | 175           |              | 175      |              | 175    |              |
|                            |      |                                                              | Preferred Member Units                    |      | 1/26/2015    | 2,090,001        |             |                                |               |               |                   |                    | 6,000         |              | 2,570    |              |
|                            |      |                                                              | Warrants                                  | (27) | 1/26/2015    | 784,867          |             |                                |               |               | 1/26/2025 |                    | 1,104         |              | —  |              |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    | 14,751        |              | 10,217   |              |
| VORTEQ Coil Finishers, LLC | (10) | Specialty Coating of Aluminum and Light-Gauge Steel          |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              | (9)  | 11/30/2021   |                  | 8.50   | %                              | L+            | 7.50     | %                 |                    | 11/30/2026 | 19,231  |               | 18,852  |             | 18,852  |  |
|                            |      |                                                              | Common Equity                             |      | 11/30/2021   | 769,231          |             |                                |               |               |                   |                    | 770           |              | 769      |              |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    | 19,622        |              | 19,621   |              |
| Wall Street Prep, Inc.     | (10) | Financial Training Services                                  |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              | (9)  | 7/19/2021    |                  | 8.00   | %                              | L+            | 7.00     | %                 |                    | 7/19/2026  | 5,466   |               | 5,355   |             | 5,355   |  |
|                            |      |                                                              | Common Stock                              |      | 7/19/2021    | 500,000          |             |                                |               |               |                   |                    | 500           |              | 500      |              |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    | 5,855         |              | 5,855    |              |
| Watterson Brands, LLC      | (10) | Facility Management Services                                 |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              | (9)  | 12/17/2021   |                  | 7.25   | %                              | L+            | 6.25     | %                 |                    | 12/17/2026 | 2,337   |               | 2,278   |             | 2,278   |  |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
| Winter Services LLC        | (10) | Provider of Snow Removal and Ice Management Services         |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |
|                            |      |                                                              | Secured Debt                              | (9)  | 11/19/2021   |                  | 8.00   | %                              | L+            | 7.00     | %                 |                    | 11/19/2026 | 12,847  |               | 12,494  |             | 12,548  |  |
|                            |      |                                                              |                                           |      |                      |                  |             |                                |               |               |                   |                    |                    |              |

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|                                                                                         |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |              |             |                 |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------------------------------------------|------|----------------------------------------------------------------------------------------|-------------------------------------------|-----|----------------------|------------------|------------|--------------------------------|---------------|---------------|---------------|----------|--------------------|-----------------|--------------|-------------|-----------------|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Portfolio Company (1) (20)                                                              |      | Business Description                                                                   | Type of Investment (2) (3) (15) |     | Investment Date (22) | Shares/Units | Total Rate | Reference Rate and Spread (25) | PIK Rate (19) | Maturity Date | Principal (4) | Cost (4) | Fair Value (18)    |
| Xenon Arc, Inc.                                                                         | (10) | Tech-enabled Distribution Services to Chemicals and Food Ingredients Primary Producers |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9) | 12/17/2021   |                  | 6.75  | %                              | L+            | 6.00     | %             |          | 12/17/2026 | 2,400      |              | 2,320  |                 | 2,320  |  |
|                                                                                         |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
| YS Garments, LLC                                                                        | (11) | Designer and Provider of Branded Activewear                                            |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
|                                                                                         |      |                                                                                        | Secured Debt                              | (9) | 8/22/2018    |                  | 6.50  | %                              | L+            | 5.50     | %             |          | 8/9/2024   | 6,470      |              | 6,438  |                 | 6,244  |  |
|                                                                                         |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
| Subtotal Non-Control/Non-Affiliate Investments (129.9% of net assets at fair value) |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          | $                  | 828,301    |              | $           | 796,395    |             |
| Total Portfolio Investments, December 31, 2021 (175.7% of net assets at fair value)     |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          | $                  | 1,067,175  |              | $           | 1,077,136  |             |
|                                                                                         |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
| Short-Term Investments (16)                                                             |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
| Fidelity Institutional Money Market Funds (21)                                          |      |                                                                                        | Prime Money Market Portfolio              |     |                      |                  |            |                                |               |               |               |          | $                  | 4,881      |              | $           | 4,881      |             |
|                                                                                         |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
| US Bank Money Market Account (21)                                                       |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          | 10,566        |                 | 10,566  |             |
|                                                                                         |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          |                    |                 |
| Total Short-Term Investments                                                            |      |                                                                                        |                                           |     |                      |                  |            |                                |               |               |               |          | $                  | 15,447     |              | $           | 15,447     |             |

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|                                         |                                 |              |                                |             |      |              |             |  |   |              |  |  |   |              |  |  |  |  |  |  |  |  |  |
|-----------------------------------------|---------------------------------|--------------|--------------------------------|-------------|------|--------------|-------------|--|---|--------------|--|--|---|--------------|--|--|--|--|--|--|--|--|--|
|                                         | Three Months EndedSeptember 30, |              | Nine Months EndedSeptember 30, |
|                                         | 2022                            |              | 2021                           |             | 2022 |              | 2021        |
|                                         | (dollars in thousands)          |
| Interest, fee and dividend income:  |                                 |              |                                |             |      |              |             |
| Interest income                         | $                               | 23,346  |                                |             | $    | 18,818  |             |  | $ | 64,577  |  |  | $ | 52,218  |  |
| Dividend income                         | 2,166                      |              |                                | 3,249  |      |              | 7,430  |  |   | 12,227  |  |
| Fee income                              | 539                        |              |                                | 687    |      |              | 1,784  |  |   | 1,077   |  |
| Total interest, fee and dividend income | $                               | 26,051  |                                |             | $    | 22,754  |             |  | $ | 73,791  |  |  | $ | 65,522  |  |

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|                           |  |                                                      |                 |                                          |  |                                        |  |                               |  |                     |   |            |             |   |            |   |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------|--|------------------------------------------------------|-----------------|------------------------------------------|--|----------------------------------------|--|-------------------------------|--|---------------------|---|------------|-------------|---|------------|---|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Type ofInvestment         |  | Fair Value as ofSeptember 30,2022(in thousands) |                 | Valuation Technique                      |  | SignificantUnobservable Inputs         |  | Range(3)                      |  | Weighted Average(3) |   | Median(3)  |
| Equity investments        |  | $                                                    | 206,491    |                                          |  | Discounted cash flow                   |  | WACC                          |  | 10.5% - 22.4%       |   | 14.3  | %           |   | 15.7  | % |
|                           |  |                                                      |                 | Market comparable / Enterprise value |  | EBITDA multiple (1)                    |  | 4.3x - 8.5x (2)               |  | 7.2x                |   | 6.4x       |
| Debt investments          |  | $                                                    | 767,177    |                                          |  | Discounted cash flow                   |  | Risk adjusted discount factor |  | 6.5% - 16.3%(2)     |   | 10.5  | %           |   | 9.9   | % |
|                           |  |                                                      |                 |                                          |  | Expected principal recovery percentage |  | 0.4% - 200.0%                 |  | 99.7           | % |            | 100.0  | % |
| Debt investments          |  | $                                                    | 122,500    |                                          |  | Market approach                        |  | Third-party quote             |  | 5.6 - 98.9          |   | 88.7  |             |   | 93.0  |   |
| Total Level 3 investments |  | $                                                    | 1,096,168  |                                          |  |                                        |  |                               |  |                     |   |            |             |   |

|                           |  |                                                      |                 |                                          |  |                                        |  |                               |  |                    |   |            |             |   |            |   |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------|--|------------------------------------------------------|-----------------|------------------------------------------|--|----------------------------------------|--|-------------------------------|--|--------------------|---|------------|-------------|---|------------|---|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Type ofInvestment         |  | Fair Value as ofDecember 31, 2021(in thousands) |                 | Valuation Technique                      |  | SignificantUnobservable Inputs         |  | Range(3)                      |  | WeightedAverage(3) |   | Median(3)  |
| Equity investments        |  | $                                                    | 197,926    |                                          |  | Discounted cash flow                   |  | WACC                          |  | 10.1% - 19.1%      |   | 13.4  | %           |   | 14.8  | % |
|                           |  |                                                      |                 | Market comparable / Enterprise value |  | EBITDA multiple (1)                    |  | 4.9x - 8.3x (2)               |  | 7.3x               |   | 6.2x       |
| Debt investments          |  | $                                                    | 743,211    |                                          |  | Discounted cash flow                   |  | Risk adjusted discount factor |  | 5.2% - 15.0%(2)    |   | 8.1   | %           |   | 9.0   | % |
|                           |  |                                                      |                 |                                          |  | Expected principal recovery percentage |  | 1.2% - 100.0%                 |  | 100.0         | % |            | 100.0  | % |
| Debt investments          |  | $                                                    | 135,999    |                                          |  | Market approach                        |  | Third-party quote             |  | 3.0 - 100.2        |   | 94.3  |             |   | 97.3  |   |
| Total Level 3 investments |  | $                                                    | 1,077,136  |                                          |  |                                        |  |                               |  |                    |   |            |             |   |

----

Table of contents

|                   |  |                                      |                 |                                    |               |                            |               |                |  |                                     |               |                                         |  |               |               |                                       |              |   |           |               |  |   |               |  |  |   |               |  |  |   |                 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------|--|--------------------------------------|-----------------|------------------------------------|---------------|----------------------------|---------------|----------------|--|-------------------------------------|---------------|-----------------------------------------|--|---------------|---------------|---------------------------------------|--------------|---|-----------|---------------|--|---|---------------|--|--|---|---------------|--|--|---|-----------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Type ofInvestment |  | Fair Valueas ofDecember 31,2021 |                 | TransfersIntoLevel 3Hierarchy |               | Redemptions/Repayments |               | NewInvestments |  | NetChangesfromUnrealizedto Realized |               | NetUnrealizedAppreciation(Depreciation) |  | Other(1)      |               | Fair Valueas ofSeptember 30,2022 |
| Debt              |  | $                                    | 879,970    |                                    |               | $                          | —  |                |  | $                                   | (124,061)     |                                         |  | $             | 168,053  |                                       |              | $ | 855  |               |  | $ | (33,407)      |  |  | $ | (1,733)       |  |  | $ | 889,677    |  |
| Equity            |  | 196,374                         |                 |                                    | —  |                            |               | (18,520)       |  |                                     | 5,011    |                                         |  | (8,806)       |               |                                       | 30,562  |   |           | 1,733    |  |   | 206,354  |  |
| Equity Warrant    |  | 792                             |                 |                                    | —  |                            |               | —   |  |                                     | —  |                                         |  | —  |               |                                       | (655)        |   |           | —  |  |   | 137      |  |
|                   |  | $                                    | 1,077,136  |                                    |               | $                          | —  |                |  | $                                   | (142,581)     |                                         |  | $             | 173,064  |                                       |              | $ | (7,951)   |               |  | $ | (3,500)       |  |  | $ | —  |  |  | $ | 1,096,168  |  |

|                   |  |                                      |               |                                    |               |                            |               |                |  |                                     |               |                                         |  |             |               |                                       |              |   |             |               |  |   |               |  |  |   |         |  |  |   |                 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------|--|--------------------------------------|---------------|------------------------------------|---------------|----------------------------|---------------|----------------|--|-------------------------------------|---------------|-----------------------------------------|--|-------------|---------------|---------------------------------------|--------------|---|-------------|---------------|--|---|---------------|--|--|---|---------|--|--|---|-----------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Type ofInvestment |  | Fair Valueas ofDecember 31,2020 |               | TransfersIntoLevel 3Hierarchy |               | Redemptions/Repayments |               | NewInvestments |  | NetChangesfromUnrealizedto Realized |               | NetUnrealizedAppreciation(Depreciation) |  | Other(1)    |               | Fair Valueas ofSeptember 30,2021 |
| Debt              |  | $                                    | 638,423  |                                    |               | $                          | —  |                |  | $                                   | (192,707)     |                                         |  | $           | 354,164  |                                       |              | $ | 1,572  |               |  | $ | 2,466    |  |  | $ | (970)   |  |  | $ | 802,948    |  |
| Equity(2)         |  | 185,041                         |               |                                    | —  |                            |               | (18,133)       |  |                                     | 13,064   |                                         |  | 1,209  |               |                                       | 16,372  |   |             | 976      |  |   | 198,529  |  |
| Equity Warrant    |  | 2,058                           |               |                                    | —  |                            |               | —   |  |                                     | —  |                                         |  | (1,290)     |               |                                       | 35      |   |             | —  |  |   | 803      |  |
|                   |  | $                                    | 825,522  |                                    |               | $                          | —  |                |  | $                                   | (210,840)     |                                         |  | $           | 367,228  |                                       |              | $ | 1,491  |               |  | $ | 18,873   |  |  | $ | 6  |  |  | $ | 1,002,280  |  |

|                                     |  |               |                 |                                                                  |               |                                                  |               |                                             |  |   |               |  |  |   |                 |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------|--|---------------|-----------------|------------------------------------------------------------------|---------------|--------------------------------------------------|---------------|---------------------------------------------|--|---|---------------|--|--|---|-----------------|--|--|--|--|--|--|--|--|--|--|--|
|                                     |  |               |                 | Fair Value Measurements                                          |
|                                     |  |               |                 | (in thousands)                                                   |
| At September 30, 2022          |  | Fair Value    |                 | Quoted Prices inActive Markets forIdentical Assets(Level 1) |               | Significant OtherObservable Inputs(Level 2) |               | SignificantUnobservableInputs(Level 3) |
| Private Loan portfolio investments  |  | $             | 595,564    |                                                                  |               | $                                                | —  |                                             |  | $ | —  |  |  | $ | 595,564    |  |
| LMM portfolio investments           |  | 335,723  |                 |                                                                  | —  |                                                  |               | —                                |  |   | 335,723  |  |
| Middle Market portfolio investments |  | 136,048  |                 |                                                                  | —  |                                                  |               | —                                |  |   | 136,048  |  |
| Other Portfolio investments         |  | 28,833   |                 |                                                                  | —  |                                                  |               | —                                |  |   | 28,833   |  |
| Total investments                   |  | $             | 1,096,168  |                                                                  |               | $                                                | —  |                                             |  | $ | —  |  |  | $ | 1,096,168  |  |

----

Table of contents

|                                     |  |                 |                 |                                                                  |               |                                                  |               |                                             |  |   |               |  |  |   |                 |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------|--|-----------------|-----------------|------------------------------------------------------------------|---------------|--------------------------------------------------|---------------|---------------------------------------------|--|---|---------------|--|--|---|-----------------|--|--|--|--|--|--|--|--|--|--|--|
|                                     |  |                 |                 | Fair Value Measurements                                |
|                                     |  |                 |                 | (in thousands)                                              |
| At December 31, 2021           |  | Fair Value |                 | Quoted Prices inActive Markets forIdentical Assets(Level 1) |               | Significant OtherObservable Inputs(Level 2) |               | SignificantUnobservableInputs(Level 3) |
| Private Loan portfolio investments  |  | $               | 575,865    |                                                                  |               | $                                                | —  |                                             |  | $ | —  |  |  | $ | 575,865    |  |
| LMM portfolio investments           |  | 315,415    |                 |                                                                  | —  |                                                  |               | —                                |  |   | 315,415  |  |
| Middle Market portfolio investments |  | 159,021    |                 |                                                                  | —  |                                                  |               | —                                |  |   | 159,021  |  |
| Other Portfolio investments         |  | 26,835     |                 |                                                                  | —  |                                                  |               | —                                |  |   | 26,835   |  |
| Total investments                   |  | $               | 1,077,136  |                                                                  |               | $                                                | —  |                                             |  | $ | —  |  |  | $ | 1,077,136  |  |

----

Table of contents

|                                                              |                                         |             |         |            |               |             |            |   |   |             |  |  |  |  |  |  |  |
|--------------------------------------------------------------|-----------------------------------------|-------------|---------|------------|---------------|-------------|------------|---|---|-------------|--|--|--|--|--|--|--|
|                                                              | As of September 30, 2022 |
|                                                              | Private Loan                            |             | LMM (a) |            | Middle Market |
|                                                              | (dollars in millions)                   |
| Number of portfolio companies                                | 73                                      |             | 45      |            | 22            |
| Fair value                                                   | $                                       | 595.6  |         |            | $             | 335.7  |            |   | $ | 136.0  |  |
| Cost                                                         | $                                       | 607.8  |         |            | $             | 296.4  |            |   | $ | 168.3  |  |
| Debt investments as a % of portfolio (at cost)               | 96.1                               | %           |         | 72.4  | %             |             | 95.9  | % |
| Equity investments as a % of portfolio (at cost)             | 3.9                                | %           |         | 27.6  | %             |             | 4.1   | % |
| % of debt investments at cost secured by first priority lien | 99.9                               | %           |         | 99.9  | %             |             | 98.6  | % |
| Weighted-average annual effective yield (b)                  | 10.0                               | %           |         | 11.6  | %             |             | 9.9   | % |
| Average EBITDA (c)                                           | $                                       | 41.7   |         |            | $             | 8.5    |            |   | $ | 77.0   |  |

----

Table of contents

|                                                              |                              |             |         |            |               |             |            |   |   |             |  |  |  |  |  |  |  |
|--------------------------------------------------------------|------------------------------|-------------|---------|------------|---------------|-------------|------------|---|---|-------------|--|--|--|--|--|--|--|
|                                                              | As of December 31, 2021 |
|                                                              | Private Loan                 |             | LMM (a) |            | Middle Market |
|                                                              | (dollars in millions)        |
| Number of portfolio companies                                | 57                           |             | 43      |            | 25            |
| Fair value                                                   | $                            | 575.9  |         |            | $             | 315.4  |            |   | $ | 159.0  |  |
| Cost                                                         | $                            | 576.3  |         |            | $             | 281.0  |            |   | $ | 184.2  |  |
| Debt investments as a % of portfolio (at cost)               | 94.0                    | %           |         | 72.2  | %             |             | 93.7  | % |
| Equity investments as a % of portfolio (at cost)             | 6.0                     | %           |         | 27.8  | %             |             | 6.3   | % |
| % of debt investments at cost secured by first priority lien | 98.5                    | %           |         | 99.8  | %             |             | 98.8  | % |
| Weighted-average annual effective yield (b)                  | 8.4                     | %           |         | 10.8  | %             |             | 7.6   | % |
| Average EBITDA (c)                                           | $                            | 38.0   |         |            | $             | 7.3    |            |   | $ | 85.9   |  |

----

Table of contents

|                  |  |                    |   |                   |             |   |  |  |  |  |  |  |  |  |
|------------------|--|--------------------|---|-------------------|-------------|---|--|--|--|--|--|--|--|--|
| Cost:        |  | September 30, 2022 |   | December 31, 2021 |
| First lien debt  |  | 89.2          | % |                   | 87.2   | % |
| Equity           |  | 10.4          | % |                   | 11.7   | % |
| Second lien debt |  | —       | % |                   | 0.7    | % |
| Equity warrants  |  | 0.1           | % |                   | 0.1    | % |
| Other            |  | 0.3           | % |                   | 0.3    | % |
|                  |  | 100.0         | % |                   | 100.0  | % |

|                  |  |                    |   |                   |             |   |  |  |  |  |  |  |  |  |
|------------------|--|--------------------|---|-------------------|-------------|---|--|--|--|--|--|--|--|--|
| Fair Value:  |  | September 30, 2022 |   | December 31, 2021 |
| First lien debt  |  | 83.1          | % |                   | 82.8   | % |
| Equity           |  | 16.6          | % |                   | 16.1   | % |
| Second lien debt |  | —       | % |                   | 0.7    | % |
| Equity warrants  |  | —       | % |                   | 0.1    | % |
| Other            |  | 0.3           | % |                   | 0.3    | % |
|                  |  | 100.0         | % |                   | 100.0  | % |

|                         |  |                    |   |                   |               |   |  |  |  |  |  |  |  |  |
|-------------------------|--|--------------------|---|-------------------|---------------|---|--|--|--|--|--|--|--|--|
| Cost:               |  | September 30, 2022 |   | December 31, 2021 |
| Northeast               |  | 23.1          | % |                   | 21.4     | % |
| Southwest               |  | 22.3          | % |                   | 24.8     | % |
| West                    |  | 21.3          | % |                   | 22.3     | % |
| Southeast               |  | 17.0          | % |                   | 16.6     | % |
| Midwest                 |  | 14.6          | % |                   | 14.0     | % |
| Canada                  |  | 0.8           | % |                   | 0.9      | % |
| Other Non-United States |  | 0.9           | % |                   | —  | % |
|                         |  | 100.0         | % |                   | 100.0    | % |

----

Table of contents

|                         |  |                    |   |                   |               |   |  |  |  |  |  |  |  |  |
|-------------------------|--|--------------------|---|-------------------|---------------|---|--|--|--|--|--|--|--|--|
| Fair Value:         |  | September 30, 2022 |   | December 31, 2021 |
| Southwest               |  | 25.4          | % |                   | 27.1     | % |
| Northeast               |  | 23.0          | % |                   | 21.4     | % |
| West                    |  | 19.9          | % |                   | 21.4     | % |
| Midwest                 |  | 15.2          | % |                   | 14.8     | % |
| Southeast               |  | 14.7          | % |                   | 14.4     | % |
| Canada                  |  | 0.9           | % |                   | 0.9      | % |
| Other Non-United States |  | 0.9           | % |                   | —  | % |
|                         |  | 100.0         | % |                   | 100.0    | % |

----

Table of contents

|                                        |  |                    |   |                   |             |   |  |  |  |  |  |  |  |  |
|----------------------------------------|--|--------------------|---|-------------------|-------------|---|--|--|--|--|--|--|--|--|
| Cost:                              |  | September 30, 2022 |   | December 31, 2021 |
| Commercial Services & Supplies     |  | 10.9          | % |                   | 11.1   | % |
| Machinery                              |  | 8.1           | % |                   | 7.9    | % |
| Internet Software & Services       |  | 7.4           | % |                   | 6.1    | % |
| Diversified Consumer Services          |  | 5.1           | % |                   | 4.4    | % |
| IT Services                            |  | 4.7           | % |                   | 4.3    | % |
| Distributors                           |  | 4.6           | % |                   | 4.5    | % |
| Health Care Providers & Services   |  | 4.5           | % |                   | 3.5    | % |
| Specialty Retail                       |  | 3.8           | % |                   | 3.8    | % |
| Professional Services                  |  | 3.6           | % |                   | 3.7    | % |
| Aerospace & Defense                |  | 3.5           | % |                   | 2.8    | % |
| Leisure Equipment & Products       |  | 3.5           | % |                   | 3.0    | % |
| Communications Equipment               |  | 3.4           | % |                   | 3.7    | % |
| Containers & Packaging             |  | 3.4           | % |                   | 2.6    | % |
| Diversified Telecommunication Services |  | 3.0           | % |                   | 4.5    | % |
| Oil, Gas & Consumable Fuels        |  | 2.8           | % |                   | 4.2    | % |
| Construction & Engineering         |  | 2.5           | % |                   | 3.8    | % |
| Media                                  |  | 2.3           | % |                   | 2.0    | % |
| Building Products                      |  | 2.2           | % |                   | 2.3    | % |
| Textiles, Apparel & Luxury Goods   |  | 1.9           | % |                   | 2.0    | % |
| Hotels, Restaurants & Leisure      |  | 1.8           | % |                   | 2.1    | % |
| Diversified Financial Services         |  | 1.7           | % |                   | 2.3    | % |
| Internet & Catalog Retail          |  | 1.6           | % |                   | 1.6    | % |
| Household Products                     |  | 1.4           | % |                   | 1.2    | % |
| Energy Equipment & Services        |  | 1.4           | % |                   | 1.4    | % |
| Health Care Equipment & Supplies   |  | 1.2           | % |                   | 0.8    | % |
| Electrical Equipment                   |  | 1.2           | % |                   | 0.9    | % |
| Food Products                          |  | 1.1           | % |                   | 1.2    | % |
| Software                               |  | 1.1           | % |                   | 1.0    | % |
| Computers & Peripherals            |  | 1.0           | % |                   | 0.9    | % |
| Food & Staples Retailing           |  | 0.8           | % |                   | 1.1    | % |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
| Trading Companies & Distributors   |  | —       | % |                   | 1.1    | % |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
| Other (1)                              |  | 4.5           | % |                   | 4.2    | % |
|                                        |  | 100.0         | % |                   | 100.0  | % |

----

Table of contents

|                                        |  |                    |   |                   |             |   |  |  |  |  |  |  |  |  |
|----------------------------------------|--|--------------------|---|-------------------|-------------|---|--|--|--|--|--|--|--|--|
| Fair Value:                        |  | September 30, 2022 |   | December 31, 2021 |
| Commercial Services & Supplies     |  | 10.1          | % |                   | 10.6   | % |
| Machinery                              |  | 9.7           | % |                   | 9.3    | % |
| Internet Software & Services       |  | 6.5           | % |                   | 5.5    | % |
| Diversified Consumer Services          |  | 5.8           | % |                   | 5.3    | % |
| Distributors                           |  | 5.0           | % |                   | 4.6    | % |
| IT Services                            |  | 4.5           | % |                   | 4.2    | % |
| Health Care Providers & Services   |  | 4.3           | % |                   | 3.5    | % |
| Containers & Packaging             |  | 3.9           | % |                   | 2.9    | % |
| Leisure Equipment & Products       |  | 3.5           | % |                   | 3.1    | % |
| Aerospace & Defense                |  | 3.4           | % |                   | 2.7    | % |
| Specialty Retail                       |  | 3.3           | % |                   | 3.8    | % |
| Diversified Telecommunication Services |  | 3.0           | % |                   | 4.5    | % |
| Construction & Engineering         |  | 2.8           | % |                   | 4.2    | % |
| Professional Services                  |  | 2.8           | % |                   | 2.9    | % |
| Oil, Gas & Consumable Fuels        |  | 2.6           | % |                   | 3.7    | % |
| Media                                  |  | 2.5           | % |                   | 2.1    | % |
| Building Products                      |  | 2.2           | % |                   | 2.4    | % |
| Internet & Catalog Retail          |  | 2.1           | % |                   | 1.7    | % |
| Construction Materials                 |  | 2.0           | % |                   | 1.5    | % |
| Textiles, Apparel & Luxury Goods   |  | 1.9           | % |                   | 1.9    | % |
| Diversified Financial Services         |  | 1.8           | % |                   | 2.4    | % |
| Computers & Peripherals            |  | 1.7           | % |                   | 1.7    | % |
| Software                               |  | 1.5           | % |                   | 1.3    | % |
| Hotels, Restaurants & Leisure      |  | 1.5           | % |                   | 1.4    | % |
| Communications Equipment               |  | 1.4           | % |                   | 2.1    | % |
| Electrical Equipment                   |  | 1.3           | % |                   | 1.0    | % |
| Household Products                     |  | 1.3           | % |                   | 1.2    | % |
| Energy Equipment & Services        |  | 1.1           | % |                   | 1.1    | % |
| Air Freight & Logistics            |  | 1.1           | % |                   | 1.1    | % |
| Food & Staples Retailing           |  | 0.8           | % |                   | 1.1    | % |
| Food Products                          |  | 0.8           | % |                   | 1.1    | % |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
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|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
| Trading Companies & Distributors   |  | —       | % |                   | 1.2    | % |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
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|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
|                                        |  |                    |   |                   |
| Other (1)                              |  | 3.8           | % |                   | 2.9    | % |
|                                        |  | 100.0         | % |                   | 100.0  | % |

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|                      |                        |               |                                    |               |                |               |                          |  |   |               |  |  |   |               |  |  |  |  |  |  |  |  |  |
|----------------------|------------------------|---------------|------------------------------------|---------------|----------------|---------------|--------------------------|--|---|---------------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|
|                      | Outstanding Balance    |               | Unamortized Debt IssuanceCosts (2) |               | Recorded Value |               | Estimated Fair Value (1) |
|                      | (dollars in thousands) |
|                      |                        |               |                                    |               |                |               |                          |
| JPM SPV Facility     | $                      | 267,688  |                                    |               | $              | —  |                          |  | $ | 267,688  |  |  | $ | 267,688  |  |
|                      |                        |               |                                    |               |                |               |                          |
| Series A Notes       | 150,000           |               |                                    | (1,218)       |                |               | 148,782             |  |   | 133,451  |  |
| TIAA Credit Facility | 85,000            |               |                                    | —  |                |               | 85,000              |  |   | 85,000   |  |
| Total Debt           | $                      | 502,688  |                                    |               | $              | (1,218)       |                          |  | $ | 501,470  |  |  | $ | 486,139  |  |

|                      |                        |               |                                     |               |                |               |                          |  |   |               |  |  |   |               |  |  |  |  |  |  |  |  |  |
|----------------------|------------------------|---------------|-------------------------------------|---------------|----------------|---------------|--------------------------|--|---|---------------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|
|                      | Outstanding Balance    |               | Unamortized Debt Issuance Costs (2) |               | Recorded Value |               | Estimated Fair Value (1) |
|                      | (dollars in thousands) |
|                      |                        |               |                                     |               |                |               |                          |
| JPM SPV Facility     | $                      | 273,688  |                                     |               | $              | —  |                          |  | $ | 273,688  |  |  | $ | 273,688  |  |
|                      |                        |               |                                     |               |                |               |                          |
| Series A Notes       | 77,500            |               |                                     | (1,316)       |                |               | 76,184              |  |   | 77,491   |  |
| TIAA Credit Facility | 153,000           |               |                                     | —  |                |               | 153,000             |  |   | 153,000  |  |
| Total Debt           | $                      | 504,188  |                                     |               | $              | (1,316)       |                          |  | $ | 502,872  |  |  | $ | 504,179  |  |

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|                                  |                                  |             |                                 |               |      |             |               |  |   |               |  |  |   |              |  |  |  |  |  |  |  |  |  |
|----------------------------------|----------------------------------|-------------|---------------------------------|---------------|------|-------------|---------------|--|---|---------------|--|--|---|--------------|--|--|--|--|--|--|--|--|--|
|                                  | Three Months Ended September 30, |             | Nine Months Ended September 30, |
|                                  | 2022                             |             | 2021                            |               | 2022 |             | 2021          |
|                                  | (dollars in thousands)           |
| JPM SPV Facility                 | $                                | 3,944  |                                 |               | $    | 2,257  |               |  | $ | 9,217    |  |  | $ | 5,830   |  |
| Series A Notes                   | 1,573                       |             |                                 | —  |      |             | 4,569    |  |   | —  |  |
| TIAA Credit Facility             | 1,284                       |             |                                 | 751      |      |             | 2,865    |  |   | 1,706    |  |
| Deutsche Bank Credit Facility(1) | —                     |             |                                 | —  |      |             | —  |  |   | 1,046    |  |
| Main Street Term Loan(2)         | —                     |             |                                 | 751      |      |             | —  |  |   | 1,641    |  |
| Total Interest Expense           | $                                | 6,801  |                                 |               | $    | 3,759  |               |  | $ | 16,651   |  |  | $ | 10,223  |  |

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|                                                         |                                 |            |         |                  |   |            |  |  |  |  |  |
|---------------------------------------------------------|---------------------------------|------------|---------|------------------|---|------------|--|--|--|--|--|
|                                                         | Nine Months Ended September 30, |
| Per Share Data:                                     | 2022                            |            | 2021    |
| NAV at the beginning of the period                      | $                               | 7.68  |         |                  | $ | 7.28  |  |
| Net investment income(1)                                | 0.48                            |            | 0.49    |
| Net realized gain (loss)(1)(2)                          | 0.10                            |            | (0.08)  |
| Net unrealized appreciation (depreciation)(1)(2)        | (0.14)                          |            | 0.25    |
| Income tax benefit (provision)(1)(2)                    | (0.02)                          |            | — |
| Net increase in net assets resulting from operations(1) | 0.42                            |            | 0.66    |
| Dividends paid from net investment income               | (0.40)                          |            | (0.38)  |
| Distributions from capital gains                        | (0.08)                          |            | (0.01)  |
| Dividends paid or accrued(3)                            | (0.48)                          |            | (0.39)  |
|                                                         |                                 |            |         |
|                                                         |                                 |            |         |
| Other(4)                                                | —                         |            | 0.01    |
| NAV at the end of the period                            | $                               | 7.62  |         |                  | $ | 7.56  |  |
| Shares outstanding at the end of the period             | 80,059,079                 |            |         | 79,756,378  |   |
|                                                         |                                 |            |         |

|                                                                                   |                                 |               |      |             |   |               |  |  |  |  |  |
|-----------------------------------------------------------------------------------|---------------------------------|---------------|------|-------------|---|---------------|--|--|--|--|--|
|                                                                                   | Nine Months Ended September 30, |
|                                                                                   | 2022                            |               | 2021 |
|                                                                                   | (dollars in thousands)          |
| NAV at end of period                                                              | $                               | 609,748  |      |             | $ | 603,349  |  |
| Average NAV                                                                       | $                               | 611,601  |      |             | $ | 591,476  |  |
| Average outstanding debt                                                          | $                               | 497,038  |      |             | $ | 293,110  |  |
|                                                                                   |                                 |               |      |
| Ratios to average NAV:                                                        |                                 |               |      |
| Ratio of total expenses, including income tax expense, to average NAV(1)(2)(3)(5) | 6.03                       | %             |      | 4.14   | % |
| Ratio of operating expenses to average NAV(2)(3)(5)                               | 5.73                       | %             |      | 4.43   | % |
| Ratio of operating expenses, excluding interest expense, to average NAV(2)(3)(5)  | 3.01                       | %             |      | 2.70   | % |
| Ratio of net investment income to average NAV(2)                                  | 6.34                       | %             |      | 6.65   | % |
| Portfolio turnover ratio(2)                                                       | 14.13                      | %             |      | 19.99  | % |
| Total return based on change in NAV(2)(4)                                         | 5.43                       | %             |      | 9.00   | % |

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|                                                                                |                                 |   |      |            |   |  |  |  |  |  |  |
|--------------------------------------------------------------------------------|---------------------------------|---|------|------------|---|--|--|--|--|--|--|
|                                                                                | Nine Months Ended September 30, |
|                                                                                | 2022                            |   | 2021 |
|                                                                                |                                 |   |      |
| Ratio of total expenses, including income tax expense, to average NAV(1)(2)(3) | 6.59                       | % |      | 5.20  | % |
| Ratio of operating expenses to average NAV(2)(3)                               | 6.28                       | % |      | 4.99  | % |
| Ratio of operating expenses excluding interest expense to average NAV(2)(3)    | 3.57                       | % |      | 3.26  | % |
| Ratio of net investment income to average NAV(2)                               | 5.77                       | % |      | 6.10  | % |
| Total return based on change in NAV(2)(4)                                      | 4.87                       | % |      | 8.51  | % |

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|                                                                                                                                          |                                   |              |      |              |   |              |  |  |  |  |  |
|------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|--------------|------|--------------|---|--------------|--|--|--|--|--|
|                                                                                                                                          | Nine Months Ended September 30,   |
|                                                                                                                                          | 2022                              |              | 2021 |
|                                                                                                                                          | (estimated, dollars in thousands) |
|                                                                                                                                          |                                   |              |      |
| Net increase in net assets resulting from operations                                                                                     | $                                 | 33,303  |      |              | $ | 52,448  |  |
| Net unrealized (appreciation) depreciation                                                                                               | 11,452                       |              |      | (20,363)     |   |
| Income tax provision                                                                                                                     | 1,880                        |              |      | 1,283   |   |
| Pre-tax book income not consolidated for tax purposes                                                                                    | (11,403)                          |              |      | (10,763)     |   |
| Book income and tax income differences, including debt origination, structuring fees, dividends, realized gains and changes in estimates | 893                          |              |      | 3,437   |   |
| Estimated taxable income (1)                                                                                                             | 36,125                       |              |      | 26,042  |   |
| Taxable income earned in prior year and carried forward for distribution in current year                                                 | 23,276                       |              |      | 29,173  |   |
| Taxable income earned prior to period end and carried forward for distribution next period                                               | (33,421)                          |              |      | (37,290)     |   |
| Dividend accrued as of period end and paid in the following period                                                                       | 12,809                       |              |      | 11,964  |   |
| Taxable income earned to be carried forward                                                                                              | (20,612)                          |              |      | (25,326)     |   |
| Total distributions accrued or paid to common stockholders                                                                               | $                                 | 38,789  |      |              | $ | 29,889  |  |

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|                                     |                                  |           |                                 |               |      |               |             |  |   |               |  |  |   |               |  |  |  |  |  |  |  |  |  |
|-------------------------------------|----------------------------------|-----------|---------------------------------|---------------|------|---------------|-------------|--|---|---------------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|
|                                     | Three Months Ended September 30, |           | Nine Months Ended September 30, |
|                                     | 2022                             |           | 2021                            |               | 2022 |               | 2021        |
| Current tax expense (benefit):  |                                  |           |                                 |               |      |               |             |
| Federal                             | $                                | 190  |                                 |               | $    | —  |             |  | $ | 194      |  |  | $ | —  |  |
| State                               | 169                         |           |                                 | 82       |      |               | 484    |  |   | 251      |  |
| Excise                              | 219                         |           |                                 | 371      |      |               | 881    |  |   | 1,032    |  |
| Total current tax expense           | 578                         |           |                                 | 453      |      |               | 1,559  |  |   | 1,283    |  |
| Deferred tax expense (benefit): |                                  |           |                                 |               |      |               |             |
| Federal                             | 131                         |           |                                 | —  |      |               | 298    |  |   | —  |  |
| State                               | 13                          |           |                                 | —  |      |               | 23     |  |   | —  |  |
| Total deferred tax expense          | 144                         |           |                                 | —  |      |               | 321    |  |   | —  |  |
|                                     |                                  |           |                                 |               |      |               |             |
| Total income tax provision          | $                                | 722  |                                 |               | $    | 453      |             |  | $ | 1,880    |  |  | $ | 1,283    |  |

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|                        |                                 |            |         |  |   |           |  |  |  |  |  |
|------------------------|---------------------------------|------------|---------|--|---|-----------|--|--|--|--|--|
|                        | Nine Months Ended September 30, |
|                        | 2022                            |            | 2021    |
|                        | ($ in millions)                 |
| DRIP participation     | $                               | 13.3  |         |  | $ | 6.8  |  |
| Shares issued for DRIP | 1,690,381                       |            | 902,764 |

|                                                                                                                                                   |  |             |             |  |  |  |  |  |
|---------------------------------------------------------------------------------------------------------------------------------------------------|--|-------------|-------------|--|--|--|--|--|
| Investments with equity capital commitments that have not yet funded:                                                                         |  | Amount      |
|                                                                                                                                                   |  |             |
| Brightwood Capital Fund III, LP                                                                                                                   |  | $           | 100    |  |
| Freeport First Lien Loan Fund III LP                                                                                                              |  | 4,871  |             |
| HPEP 3, L.P.                                                                                                                                      |  | 1,555  |             |
|                                                                                                                                                   |  |             |
|      Total Equity Commitments                                                                                            |  | $           | 6,526       |
|                                                                                                                                                   |  |             |
| Investments with commitments to fund revolving loans that have not been fully drawn or term loans with additional commitments not yet funded: |  |             |
|                                                                                                                                                   |  |             |
| Winter Services LLC                                                                                                                               |  | $           | 5,556  |  |
| MB2 Dental Solutions, LLC                                                                                                                         |  | 3,500  |             |
| CaseWorthy, Inc.                                                                                                                                  |  | 3,400  |             |
| Infolinks Media Buyco, LLC                                                                                                                        |  | 3,150  |             |
| NinjaTrader, LLC                                                                                                                                  |  | 3,078  |             |

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|                                                  |  |             |  |  |  |  |  |  |
|--------------------------------------------------|--|-------------|--|--|--|--|--|--|
| HEADLANDS OP-CO LLC                              |  | 3,000  |  |
| Mako Steel, LP                                   |  | 2,275  |  |
| Roof Opco, LLC                                   |  | 1,944  |  |
| NWN Corporation                                  |  | 1,919  |  |
| SI East, LLC                                     |  | 1,750  |  |
| American Health Staffing Group, Inc.             |  | 1,667  |  |
| GRT Rubber Technologies LLC                      |  | 1,650  |  |
| Xenon Arc, Inc.                                  |  | 1,600  |  |
| Evergreen North America Acquisitions, LLC        |  | 1,548  |  |
| Dalton US Inc.                                   |  | 1,393  |  |
| IG Parent Corporation                            |  | 1,388  |  |
| KMS, LLC                                         |  | 1,357  |  |
| RA Outdoors LLC                                  |  | 1,235  |  |
| Bettercloud, Inc.                                |  | 1,216  |  |
| Burning Glass Intermediate Holding Company, Inc. |  | 1,136  |  |
| MonitorUS Holding, LLC                           |  | 1,041  |  |
| SPAU Holdings, LLC                               |  | 1,000  |  |
| Paragon Healthcare, Inc.                         |  | 858    |  |
| Student Resource Center, LLC                     |  | 833    |  |
| Engineering Research & Consulting, LLC       |  | 786    |  |
| DTE Enterprises, LLC                             |  | 750    |  |
| JTI Electrical & Mechanical, LLC             |  | 702    |  |
| Watterson Brands, LLC                            |  | 686    |  |
| West Star Aviation Acquisition, LLC              |  | 667    |  |
| PTL US Bidco, Inc                                |  | 625    |  |
| VVS Holdco, LLC                                  |  | 600    |  |
| Centre Technologies Holdings, LLC                |  | 600    |  |
| Cody Pools, Inc.                                 |  | 550    |  |
| Flip Electronics LLC                             |  | 545    |  |
| Adams Publishing Group, LLC                      |  | 518    |  |
| AB Centers Acquisition Corporation               |  | 517    |  |
| Robbins Bros. Jewelry, Inc.                      |  | 500    |  |
| The Affiliati Network, LLC                       |  | 500    |  |
| Wall Street Prep, Inc.                           |  | 500    |  |
| Interface Security Systems, L.L.C                |  | 439    |  |
| Microbe Formulas, LLC                            |  | 434    |  |
| Trantech Radiator Topco, LLC                     |  | 400    |  |
| Chamberlin Holding LLC                           |  | 400    |  |
| Colonial Electric Company LLC                    |  | 400    |  |
| AVEX Aviation Holdings, LLC                      |  | 400    |  |
| AMEREQUIP LLC.                                   |  | 391    |  |
| South Coast Terminals Holdings, LLC              |  | 381    |  |
| Invincible Boat Company, LLC.                    |  | 353    |  |
| SIB Holdings, LLC                                |  | 334    |  |
| Batjer TopCo, LLC                                |  | 300    |  |

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|                                                      |  |           |              |  |  |  |  |  |
|------------------------------------------------------|--|-----------|--------------|--|--|--|--|--|
| Gamber-Johnson Holdings, LLC                         |  | 300  |              |
| Acumera, Inc.                                        |  | 253  |              |
| ATS Operating, LLC                                   |  | 250  |              |
| Dynamic Communities, LLC                             |  | 250  |              |
| Archer Systems, LLC                                  |  | 206  |              |
| Hawk Ridge Systems, LLC                              |  | 204  |              |
| Mystic Logistics Holdings, LLC                       |  | 200  |              |
| Career Team Acquireco LLC                            |  | 200  |              |
| Johnson Downie Opco, LLC                             |  | 200  |              |
| Orttech Holdings, LLC                                |  | 200  |              |
| Gulf Publishing Holdings, LLC                        |  | 100  |              |
| Flame King Holdings, LLC                             |  | 100  |              |
| Channel Partners Intermediateco, LLC                 |  | 95   |              |
| Classic H&G Holdco, LLC                          |  | 60   |              |
| Datacom, LLC                                         |  | 25   |              |
|                                                      |  |           |
|      Total Loan Commitments |  | $         | 63,415  |  |
|                                                      |  |           |
|      Total Commitments      |  | $         | 69,941  |  |

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|                                                                                                   |            |           |        |          |                               |  |           |  |                                  |               |                                    |               |                                                        |               |                                  |  |                   |               |                    |  |                                   |              |  |               |   |               |               |  |   |          |  |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------------------------------------------------------------------|------------|-----------|--------|----------|-------------------------------|--|-----------|--|----------------------------------|---------------|------------------------------------|---------------|--------------------------------------------------------|---------------|----------------------------------|--|-------------------|---------------|--------------------|--|-----------------------------------|--------------|--|---------------|---|---------------|---------------|--|---|----------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Company                                                                                           | Total Rate | Base Rate | Spread | PIK Rate | Type of Investment(1)(10)(11) |  | Geography |  | Amount ofRealizedGain/(Loss) |               | Amount ofUnrealizedGain/(Loss) |               | Amount ofInterest,Fees orDividendsCredited toIncome(2) |               | December 31,2021 Fair Value (13) |  | GrossAdditions(3) |               | GrossReductions(4) |  | September 30,2022 Fair Value (13) |
| Control Investments                                                                               |            |           |        |          |                               |  |           |  |                                  |               |                                    |               |                                                        |               |                                  |  |                   |               |                    |  |                                   |
| GRT Rubber Technologies LLC                                                                       | 10.56%     | L+        | 8.00%  |          | Secured Debt                  |  | (8)       |  | $                                | —  |                                    |               | $                                                      | (20)          |                                  |  | $                 | 1,365    |                    |  | $                                 | 19,152  |  |               | $ | 812      |               |  | $ | 20  |  |  | $ | 19,944   |  |
|                                                                                                   |            |           |        |          | Member Units                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | 1,230                       |  |                   | 22,750   |                    |  | —                      |              |  | —  |   |               | 22,750   |  |
| Harris Preston Fund Investments                                                                   |            |           |        |          | LP Interests (2717 MH, L.P.)  |  | (8)       |  | —                     |               |                                    | 1,979    |                                                        |               | —                     |  |                   | 3,971    |                    |  | 3,171                        |              |  | —  |   |               | 7,142    |  |
| Copper Trail Energy Fund I, LP - CTMH                                                             |            |           |        |          | LP Interests (CTMH, LP)       |  | (9)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | 710      |                    |  | —                      |              |  | —  |   |               | 710      |  |
| OtherAmounts related toinvestments transferred from other1940 Act classificationduring the period |            |           |        |          |                               |  |           |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | —                      |              |  | —  |   |               | —  |  |
| Total Control Investments                                                                         |            |           |        |          |                               |  |           |  | $                                | —  |                                    |               | $                                                      | 1,959    |                                  |  | $                 | 2,595    |                    |  | $                                 | 46,583  |  |               | $ | 3,983    |               |  | $ | 20  |  |  | $ | 50,546   |  |
| Affiliate Investments                                                                             |            |           |        |          |                               |  |           |  |                                  |               |                                    |               |                                                        |               |                                  |  |                   |               |                    |  |                                   |
| AFG Capital Group, LLC                                                                            |            |           |        |          | Secured Debt                  |  | (8)       |  | $                                | —  |                                    |               | $                                                      | —  |                                  |  | $                 | 1        |                    |  | $                                 | 36      |  |               | $ | —  |               |  | $ | 36  |  |  | $ | —  |  |
|                                                                                                   |            |           |        |          | Preferred Member Units        |  | (8)       |  | —                     |               |                                    | 260      |                                                        |               | 50                          |  |                   | 1,930    |                    |  | 260                          |              |  | —  |   |               | 2,190    |  |
| ASK (Analytical Systems Keco Holdings, LLC)                                                       |            | L+        | 10.00% |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | 2                           |  |                   | (4)           |                    |  | 1                            |              |  | —  |   |               | (3)           |  |
|                                                                                                   | 12.63%     | L+        | 10.00% |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | 127                         |  |                   | 1,182    |                    |  | 17                           |              |  | 52       |   |               | 1,147    |  |
|                                                                                                   | 12.63%     |           |        |          | Preferred Member Units        |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | —                      |              |  | —  |   |               | —  |  |
|                                                                                                   |            |           |        |          | Preferred Member Units        |  | (8)       |  | —                     |               |                                    | (260)         |                                                        |               | —                     |  |                   | 1,220    |                    |  | —                      |              |  | 260      |   |               | 960      |  |
|                                                                                                   |            |           |        |          | Warrants                      |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | —                      |              |  | —  |   |               | —  |  |
| ATX Networks Corp.                                                                                | 11.14%     | L+        | 7.50%  |          | Secured Debt                  |  | (6)       |  | —                     |               |                                    | 405      |                                                        |               | 559                         |  |                   | 7,121    |                    |  | 633                          |              |  | 1,019    |   |               | 6,735    |  |
|                                                                                                   | 10.00%     |           |        | 10.00%   | Unsecured Debt                |  | (6)       |  | —                     |               |                                    | 263      |                                                        |               | 240                         |  |                   | 1,977    |                    |  | 504                          |              |  | —  |   |               | 2,481    |  |
|                                                                                                   |            |           |        |          | Common Stock                  |  | (6)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | —                      |              |  | —  |   |               | —  |  |
| Barfly Ventures, LLC                                                                              |            |           |        |          | Member Units                  |  | (5)       |  | —                     |               |                                    | 463      |                                                        |               | —                     |  |                   | 643      |                    |  | 464                          |              |  | —  |   |               | 1,107    |  |
| Batjer TopCo, LLC                                                                                 |            |           |        |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | 50                           |              |  | 51       |   |               | (1)           |  |
|                                                                                                   | 11.00%     |           |        |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | 81                          |  |                   | —  |                    |  | 1,203                        |              |  | —  |   |               | 1,203    |  |
|                                                                                                   |            |           |        |          | Preferred Stock               |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | 455                          |              |  | —  |   |               | 455      |  |
| Brewer Crane Holdings, LLC                                                                        | 12.56%     | L+        | 10.00% |          | Secured Debt                  |  | (9)       |  | —                     |               |                                    | —  |                                                        |               | 166                         |  |                   | 2,005    |                    |  | 8                            |              |  | 493      |   |               | 1,520    |  |
|                                                                                                   |            |           |        |          | Preferred Member Units        |  | (9)       |  | —                     |               |                                    | (510)         |                                                        |               | 199                         |  |                   | 1,930    |                    |  | —                      |              |  | 510      |   |               | 1,420    |  |
| Centre Technologies Holdings, LLC                                                                 |            | L+        | 9.00%  |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | 6                           |  |                   | —  |                    |  | 360                          |              |  | 360      |   |               | —  |  |
|                                                                                                   | 11.63%     | L+        | 9.00%  |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | 115      |                                                        |               | 321                         |  |                   | 2,216    |                    |  | 1,610                        |              |  | 97       |   |               | 3,729    |  |
|                                                                                                   |            |           |        |          | Preferred Member Units        |  | (8)       |  | —                     |               |                                    | 509      |                                                        |               | 23                          |  |                   | 1,460    |                    |  | 580                          |              |  | —  |   |               | 2,040    |  |
| Chamberlin Holding LLC                                                                            |            | L+        | 6.00%  |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | —  |                                                        |               | 2                           |  |                   | —  |                    |  | —                      |              |  | —  |   |               | —  |  |
|                                                                                                   | 10.63%     | L+        | 8.00%  |          | Secured Debt                  |  | (8)       |  | —                     |               |                                    | (32)          |                                                        |               | 347                         |  |                   | 4,454    |                    |  | 32                           |              |  | 120      |   |               | 4,366    |  |
|                                                                                                   |            |           |        |          | Member Units                  |  | (8)       |  | —                     |               |                                    | (450)         |                                                        |               | 334                         |  |                   | 6,030    |                    |  | —                      |              |  | 450      |   |               | 5,580    |  |
|                                                                                                   |            |           |        |          | Member Units                  |  | (8)       |  | —                     |               |                                    | (27)          |                                                        |               | 14                          |  |                   | 385      |                    |  | 113                          |              |  | 27       |   |               | 471      |  |
| Charps, LLC                                                                                       |            |           |        |          | Secured Debt                  |  | (5)       |  | —                     |               |                                    | —  |                                                        |               | —                     |  |                   | —  |                    |  | —                      |              |  | —  |   |               | —  |  |
|                                                                                                   |            |           |        |          | Preferred Member Units        |  | (5)       |  | —                     |               |                                    | (200)         |                                                        |               | 106                         |  |                   | 3,500    |                    |  | —                      |              |  | 200      |   |               | 3,300    |  |
| Clad-Rex Steel, LLC                                                                               | 12.13%     | L+        | 9.50%  |          | Secured Debt                  |  | (5)       |  | —                     |               |                                    | —  |                                                        |               | 217                         |  |                   | 2,620    |                    |  | —                      |              |  | —  |   |               | 2,620    |  |
|                                                                                                   | 10.00%     |           |        |          | Secured Debt                  |  | (5)       |  | —                     |               |                                    | —  |                                                        |               | 20                          |  |                   | 268      |                    |  | —                      |              |  | 6        |   |               | 262      |  |
|                                                                                                   |            |           |        |          | Member Units                  |  | (5)       |  | —                     |               |                                    | (190)         |                                                        |               | 149                         |  |                   | 2,560    |                    |  | —                      |              |  | 190      |   |               | 2,370    |  |
|                                                                                                   |            |           |        |          | Member Units                  |  | (5)       |  | —                     |               |                                    | 20       |                                                        |               | —                     |  |                   | 133      |                    |  | 19                           |              |  | —  |   |               | 152      |  |

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Table of 
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|                                       |            |           |        |          |                                                     |  |           |  |                                  |  |                                    |               |                                                        |  |                                  |  |                   |               |                    |  |                                   |  |  |               |  |  |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------|------------|-----------|--------|----------|-----------------------------------------------------|--|-----------|--|----------------------------------|--|------------------------------------|---------------|--------------------------------------------------------|--|----------------------------------|--|-------------------|---------------|--------------------|--|-----------------------------------|--|--|---------------|--|--|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Company                               | Total Rate | Base Rate | Spread | PIK Rate | Type of Investment(1)(10)(11)                       |  | Geography |  | Amount ofRealizedGain/(Loss) |  | Amount ofUnrealizedGain/(Loss) |               | Amount ofInterest,Fees orDividendsCredited toIncome(2) |  | December 31,2021 Fair Value (13) |  | GrossAdditions(3) |               | GrossReductions(4) |  | September 30,2022 Fair Value (13) |
| Cody Pools, Inc.                      |            | L+        | 10.50% |          | Secured Debt                                        |  | (8)       |  | —                     |  |                                    | 10       |                                                        |  | 13                          |  |                   | (6)           |                    |  | 641                          |  |  | 635      |  |  | —  |  |
|                                       | 13.63%     | L+        | 10.50% |          | Secured Debt                                        |  | (8)       |  | —                     |  |                                    | (22)          |                                                        |  | 694                         |  |                   | 7,187    |                    |  | 22                           |  |  | 251      |  |  | 6,958    |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (8)       |  | —                     |  |                                    | 2,390    |                                                        |  | 928                         |  |                   | 11,910   |                    |  | 2,390                        |  |  | —  |  |  | 14,300   |  |
| Colonial Electric Company LLC         |            |           |        |          | Secured Debt                                        |  | (6)       |  | —                     |  |                                    | —  |                                                        |  | 12                          |  |                   | —  |                    |  | 400                          |  |  | 400      |  |  | —  |  |
|                                       | 12.00%     |           |        |          | Secured Debt                                        |  | (6)       |  | —                     |  |                                    | —  |                                                        |  | 573                         |  |                   | 6,007    |                    |  | 28                           |  |  | 236      |  |  | 5,799    |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (6)       |  | —                     |  |                                    | 20       |                                                        |  | 317                         |  |                   | 2,280    |                    |  | 20                           |  |  | —  |  |  | 2,300    |  |
| Datacom, LLC                          | 7.50%      |           |        |          | Secured Debt                                        |  | (8)       |  | —                     |  |                                    | —  |                                                        |  | —                     |  |                   | —  |                    |  | 25                           |  |  | —  |  |  | 25       |  |
|                                       | 7.50%      |           |        |          | Secured Debt                                        |  | (8)       |  | —                     |  |                                    | 14       |                                                        |  | 73                          |  |                   | 852      |                    |  | 32                           |  |  | 23       |  |  | 861      |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (8)       |  | —                     |  |                                    | 10       |                                                        |  | 8                           |  |                   | 290      |                    |  | 10                           |  |  | —  |  |  | 300      |  |
| Digital Products Holdings LLC         | 12.63%     | L+        | 10.00% |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | 368                         |  |                   | 4,186    |                    |  | 17                           |  |  | 248      |  |  | 3,955    |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | 38                          |  |                   | 2,459    |                    |  | —                      |  |  | —  |  |  | 2,459    |  |
| Direct Marketing Solutions, Inc.      | 13.63%     | L+        | 11.00% |          | Secured Debt                                        |  | (9)       |  | —                     |  |                                    | 5        |                                                        |  | 19                          |  |                   | (7)           |                    |  | 758                          |  |  | 151      |  |  | 600      |  |
|                                       | 13.63%     | L+        | 11.00% |          | Secured Debt                                        |  | (9)       |  | —                     |  |                                    | (21)          |                                                        |  | 459                         |  |                   | 4,705    |                    |  | 21                           |  |  | 232      |  |  | 4,494    |  |
|                                       |            |           |        |          | Preferred Stock                                     |  | (9)       |  | —                     |  |                                    | 970      |                                                        |  | 257                         |  |                   | 4,590    |                    |  | 970                          |  |  | —  |  |  | 5,560    |  |
| Flame King Holdings, LLC              | 9.25%      | L+        | 6.50%  |          | Secured Debt                                        |  | (9)       |  | —                     |  |                                    | 16       |                                                        |  | 116                         |  |                   | 1,581    |                    |  | 319                          |  |  | —  |  |  | 1,900    |  |
|                                       | 13.75%     | L+        | 11.00% |          | Secured Debt                                        |  | (9)       |  | —                     |  |                                    | 131      |                                                        |  | 525                         |  |                   | 5,145    |                    |  | 155                          |  |  | —  |  |  | 5,300    |  |
|                                       |            |           |        |          | Preferred Equity                                    |  | (9)       |  | —                     |  |                                    | 860      |                                                        |  | 227                         |  |                   | 2,600    |                    |  | 860                          |  |  | —  |  |  | 3,460    |  |
| Freeport Financial Funds              |            |           |        |          | LP Interests (Freeport First Lien Loan Fund III LP) |  | (5)       |  | —                     |  |                                    | (57)          |                                                        |  | 288                         |  |                   | 7,231    |                    |  | —                      |  |  | 1,056    |  |  | 6,175    |  |
| Gamber-Johnson Holdings, LLC          |            | L+        | 8.00%  |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | 1                           |  |                   | —  |                    |  | —                      |  |  | —  |  |  | —  |  |
|                                       | 10.63%     | L+        | 8.00%  |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | 8        |                                                        |  | 422                         |  |                   | 5,400    |                    |  | 620                          |  |  | —  |  |  | 6,020    |  |
|                                       |            |           |        |          | Member Units                                        |  | (5)       |  | —                     |  |                                    | (810)         |                                                        |  | 179                         |  |                   | 12,430   |                    |  | —                      |  |  | 810      |  |  | 11,620   |  |
| GFG Group, LLC.                       | 9.00%      |           |        |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | (19)          |                                                        |  | 255                         |  |                   | 3,136    |                    |  | 19                           |  |  | 219      |  |  | 2,936    |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (5)       |  | —                     |  |                                    | 40       |                                                        |  | 104                         |  |                   | 1,750    |                    |  | 40                           |  |  | —  |  |  | 1,790    |  |
| Gulf Publishing Holdings, LLC         |            | L+        | 9.50%  |          | Secured Debt                                        |  | (8)       |  | —                     |  |                                    | —  |                                                        |  | 2                           |  |                   | 64       |                    |  | (64)                              |  |  | —  |  |  | —  |  |
|                                       |            |           |        |          | Secured Debt                                        |  | (8)       |  | (1,455)                          |  |                                    | 962      |                                                        |  | 126                         |  |                   | 2,429    |                    |  | (974)                             |  |  | 1,455    |  |  | —  |  |
|                                       | 12.50%     |           |        |          | Secured Debt                                        |  | (8)       |  | —                     |  |                                    | (29)          |                                                        |  | —                     |  |                   | —  |                    |  | 600                          |  |  | 29       |  |  | 571      |  |
|                                       |            |           |        |          | Member Units                                        |  | (8)       |  | —                     |  |                                    | —  |                                                        |  | —                     |  |                   | —  |                    |  | —                      |  |  | —  |  |  | —  |  |
|                                       |            |           |        |          | Member Units                                        |  | (8)       |  | —                     |  |                                    | (420)         |                                                        |  | —                     |  |                   | —  |                    |  | 1,400                        |  |  | 420      |  |  | 980      |  |
| HPEP 3, L.P.                          |            |           |        |          | LP Interests (HPEP 3, L.P.)                         |  | (8)       |  | 779                         |  |                                    | 254      |                                                        |  | (81)                             |  |                   | 4,712    |                    |  | 587                          |  |  | 968      |  |  | 4,331    |  |
| Kickhaefer Manufacturing Company, LLC | 11.50%     |           |        |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | 471                         |  |                   | 5,040    |                    |  | 26                           |  |  | —  |  |  | 5,066    |  |
|                                       | 9.00%      |           |        |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | 66                          |  |                   | 970      |                    |  | —                      |  |  | 7        |  |  | 963      |  |
|                                       |            |           |        |          | Member Units                                        |  | (5)       |  | —                     |  |                                    | (770)         |                                                        |  | —                     |  |                   | 3,080    |                    |  | —                      |  |  | 770      |  |  | 2,310    |  |
|                                       |            |           |        |          | Member Units                                        |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | 21                          |  |                   | 615      |                    |  | —                      |  |  | —  |  |  | 615      |  |
| Market Force Information, LLC         | 12.00%     |           |        | 12.00%   | Secured Debt                                        |  | (9)       |  | —                     |  |                                    | (1,516)       |                                                        |  | —                     |  |                   | 2,234    |                    |  | —                      |  |  | 1,516    |  |  | 718      |  |
|                                       |            |           |        |          | Member Units                                        |  | (9)       |  | —                     |  |                                    | —  |                                                        |  | —                     |  |                   | —  |                    |  | —                      |  |  | —  |  |  | —  |  |
| MH Corbin Holding LLC                 | 13.00%     |           |        |          | Secured Debt                                        |  | (5)       |  | —                     |  |                                    | (305)         |                                                        |  | 199                         |  |                   | 1,484    |                    |  | 2                            |  |  | 809      |  |  | 677      |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | —                     |  |                   | —  |                    |  | —                      |  |  | —  |  |  | —  |  |
|                                       |            |           |        |          | Preferred Member Units                              |  | (5)       |  | —                     |  |                                    | —  |                                                        |  | —                     |  |                   | —  |                    |  | —                      |  |  | —  |  |  | —  |  |
| Mystic Logistics Holdings, LLC        |            |           |        |          | Secured Debt                                        |  | (6)       |  | —                     |  |                                    | —  |                                                        |  | 1                           |  |                   | —  |                    |  | —                      |  |  | —  |  |  | —  |  |
|                                       | 10.00%     |           |        |          | Secured Debt                                        |  | (6)       |  | —                     |  |                                    | —  |                                                        |  | 115                         |  |                   | 1,595    |                    |  | —                      |  |  | 159      |  |  | 1,436    |  |
|                                       |            |           |        |          | Common Stock                                        |  | (6)       |  | —                     |  |                                    | 2,965    |                                                        |  | 739                         |  |                   | 2,210    |                    |  | 2,965                        |  |  | —  |  |  | 5,175    |  |

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Table of 
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|                                                                                                    |            |           |        |          |                               |  |           |  |                                  |       |                                    |               |                                                        |             |                                  |  |                   |               |                    |  |                                   |               |  |               |   |              |               |  |   |              |  |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------------------------------------------------------------------------------|------------|-----------|--------|----------|-------------------------------|--|-----------|--|----------------------------------|-------|------------------------------------|---------------|--------------------------------------------------------|-------------|----------------------------------|--|-------------------|---------------|--------------------|--|-----------------------------------|---------------|--|---------------|---|--------------|---------------|--|---|--------------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Company                                                                                            | Total Rate | Base Rate | Spread | PIK Rate | Type of Investment(1)(10)(11) |  | Geography |  | Amount ofRealizedGain/(Loss) |       | Amount ofUnrealizedGain/(Loss) |               | Amount ofInterest,Fees orDividendsCredited toIncome(2) |             | December 31,2021 Fair Value (13) |  | GrossAdditions(3) |               | GrossReductions(4) |  | September 30,2022 Fair Value (13) |
| NexRev LLC                                                                                         | 11.00%     |           |        |          | Secured Debt                  |  | (8)       |  | —                     |       |                                    | —  |                                                        |             | 7                           |  |                   | 199      |                    |  | (159)                             |               |  | —  |   |              | 40       |  |
|                                                                                                    | 11.00%     |           |        |          | Secured Debt                  |  | (8)       |  | —                     |       |                                    | (236)         |                                                        |             | 394                         |  |                   | 3,311    |                    |  | (157)                             |               |  | 891      |   |              | 2,263    |  |
|                                                                                                    |            |           |        |          | Preferred Member Units        |  | (8)       |  | —                     |       |                                    | (723)         |                                                        |             | 15                          |  |                   | 670      |                    |  | 333                          |               |  | 723      |   |              | 280      |  |
| NuStep, LLC                                                                                        | 9.13%      | L+        | 6.50%  |          | Secured Debt                  |  | (5)       |  | —                     |       |                                    | —  |                                                        |             | 49                          |  |                   | 430      |                    |  | 667                          |               |  | —  |   |              | 1,097    |  |
|                                                                                                    | 12.00%     |           |        |          | Secured Debt                  |  | (5)       |  | —                     |       |                                    | (2)           |                                                        |             | 403                         |  |                   | 4,310    |                    |  | 294                          |               |  | 2        |   |              | 4,602    |  |
|                                                                                                    |            |           |        |          | Preferred Member Units        |  | (5)       |  | —                     |       |                                    | (830)         |                                                        |             | —                     |  |                   | 3,380    |                    |  | —                      |               |  | 830      |   |              | 2,550    |  |
| Oneliance, LLC                                                                                     | 13.56%     | L+        | 11.00% |          | Secured Debt                  |  | (7)       |  | —                     |       |                                    | —  |                                                        |             | 136                         |  |                   | 1,374    |                    |  | 4                            |               |  | —  |   |              | 1,378    |  |
|                                                                                                    |            |           |        |          | Preferred Stock               |  | (7)       |  | —                     |       |                                    | —  |                                                        |             | —                     |  |                   | 264      |                    |  | —                      |               |  | —  |   |              | 264      |  |
| Orttech Holdings, LLC                                                                              |            | L+        | 11.00% |          | Secured Debt                  |  | (5)       |  | —                     |       |                                    | —  |                                                        |             | 5                           |  |                   | 41       |                    |  | —                      |               |  | 44       |   |              | (3)           |  |
|                                                                                                    | 13.63%     | L+        | 11.00% |          | Secured Debt                  |  | (5)       |  | —                     |       |                                    | —  |                                                        |             | 587                         |  |                   | 5,937    |                    |  | 21                           |               |  | 150      |   |              | 5,808    |  |
|                                                                                                    |            |           |        |          | Preferred Stock               |  | (5)       |  | —                     |       |                                    | —  |                                                        |             | 145                         |  |                   | 2,500    |                    |  | —                      |               |  | —  |   |              | 2,500    |  |
| Robbins Bros. Jewelry, Inc.                                                                        |            | L+        | 11.00% |          | Secured Debt                  |  | (9)       |  | —                     |       |                                    | —  |                                                        |             | 3                           |  |                   | —  |                    |  | 2                            |               |  | 10       |   |              | (8)           |  |
|                                                                                                    | 13.63%     | L+        | 11.00% |          | Secured Debt                  |  | (9)       |  | —                     |       |                                    | —  |                                                        |             | 392                         |  |                   | —  |                    |  | 3,973                        |               |  | 50       |   |              | 3,923    |  |
|                                                                                                    |            |           |        |          | Preferred Equity              |  | (9)       |  | —                     |       |                                    | 460      |                                                        |             | 62                          |  |                   | —  |                    |  | 1,690                        |               |  | —  |   |              | 1,690    |  |
| SI East, LLC                                                                                       | 10.25%     |           |        |          | Secured Debt                  |  | (7)       |  | —                     |       |                                    | —  |                                                        |             | 64                          |  |                   | 750      |                    |  | 1,250                        |               |  | 1,250    |   |              | 750      |  |
|                                                                                                    | 10.25%     |           |        |          | Secured Debt                  |  | (7)       |  | —                     |       |                                    | 134      |                                                        |             | 1,885                       |  |                   | 21,200   |                    |  | 10,375                       |               |  | 496      |   |              | 31,079   |  |
|                                                                                                    |            |           |        |          | Preferred Member Units        |  | (7)       |  | —                     |       |                                    | 1,120    |                                                        |             | 189                         |  |                   | 3,860    |                    |  | 1,120                        |               |  | —  |   |              | 4,980    |  |
| Sonic Systems International, LLC                                                                   | 9.78%      | L+        | 7.50%  |          | Secured Debt                  |  | (8)       |  | —                     |       |                                    | 118      |                                                        |             | 1,129                       |  |                   | 13,738   |                    |  | 4,504                        |               |  | —  |   |              | 18,242   |  |
|                                                                                                    |            |           |        |          | Common Stock                  |  | (8)       |  | —                     |       |                                    | 66       |                                                        |             | 38                          |  |                   | 1,250    |                    |  | 400                          |               |  | —  |   |              | 1,650    |  |
| Tedder Industries, LLC                                                                             | 12.00%     |           |        |          | Secured Debt                  |  | (9)       |  | —                     |       |                                    | —  |                                                        |             | 41                          |  |                   | 259      |                    |  | 201                          |               |  | —  |   |              | 460      |  |
|                                                                                                    | 12.00%     |           |        |          | Secured Debt                  |  | (9)       |  | —                     |       |                                    | (16)          |                                                        |             | 387                         |  |                   | 3,754    |                    |  | 41                           |               |  | 16       |   |              | 3,779    |  |
|                                                                                                    |            |           |        |          | Preferred Member Units        |  | (9)       |  | —                     |       |                                    | (483)         |                                                        |             | —                     |  |                   | 2,145    |                    |  | 122                          |               |  | 483      |   |              | 1,784    |  |
| Trantech Radiator Topco, LLC                                                                       |            |           |        |          | Secured Debt                  |  | (7)       |  | —                     |       |                                    | 4        |                                                        |             | 3                           |  |                   | (6)           |                    |  | 6                            |               |  | —  |   |              | —  |  |
|                                                                                                    | 12.00%     |           |        |          | Secured Debt                  |  | (7)       |  | —                     |       |                                    | (13)          |                                                        |             | 205                         |  |                   | 2,180    |                    |  | 13                           |               |  | 113      |   |              | 2,080    |  |
|                                                                                                    |            |           |        |          | Common Stock                  |  | (7)       |  | —                     |       |                                    | (310)         |                                                        |             | 22                          |  |                   | 2,160    |                    |  | —                      |               |  | 310      |   |              | 1,850    |  |
| VVS Holdco, LLC                                                                                    | 8.63%      | L+        | 6.00%  |          | Secured Debt                  |  | (5)       |  | —                     |       |                                    | —  |                                                        |             | 11                          |  |                   | 292      |                    |  | 201                          |               |  | 300      |   |              | 193      |  |
|                                                                                                    | 11.50%     |           |        |          | Secured Debt                  |  | (5)       |  | —                     |       |                                    | —  |                                                        |             | 697                         |  |                   | 7,375    |                    |  | 34                           |               |  | —  |   |              | 7,409    |  |
|                                                                                                    |            |           |        |          | Preferred Equity              |  | (5)       |  | —                     |       |                                    | 60       |                                                        |             | 75                          |  |                   | 2,960    |                    |  | 60                           |               |  | —  |   |              | 3,020    |  |
| OtherAmounts related toinvestments transferred from other1940 Act classificationsduring the period |            |           |        |          |                               |  |           |  | —                     |       |                                    | —  |                                                        |             | —                     |  |                   | —  |                    |  | —                      |               |  | —  |   |              | —  |  |
| Total Affiliate investments                                                                        |            |           |        |          |                               |  |           |  | $                                | (676) |                                    |               | $                                                      | 4,401  |                                  |  | $                 | 17,443   |                    |  | $                                 | 234,158  |  |               | $ | 43,193  |               |  | $ | 19,933  |  |  | $ | 257,418  |  |

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|                                                                                                   |             |           |        |             |                                               |                     |                |              |                                  |               |                                    |               |                                                        |               |                             |           |                   |               |                    |               |                              |               |             |               |           |               |               |               |             |               |   |          |   |              |   |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------------------------------------------------------------------|-------------|-----------|--------|-------------|-----------------------------------------------|---------------------|----------------|--------------|----------------------------------|---------------|------------------------------------|---------------|--------------------------------------------------------|---------------|-----------------------------|-----------|-------------------|---------------|--------------------|---------------|------------------------------|---------------|-------------|---------------|-----------|---------------|---------------|---------------|-------------|---------------|---|----------|---|--------------|---|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Company                                                                                           | Total Rate  | Base Rate | Spread | PIK Rate    | Type of Investment(1)(10)(11)                 |                     | Geography      |              | Amount ofRealizedGain/(Loss) |               | Amount ofUnrealizedGain/(Loss) |               | Amount ofInterest,Fees orDividendsCredited toIncome(2) |               | December 31,2020 Fair Value |           | GrossAdditions(3) |               | GrossReductions(4) |               | September 30,2021 Fair Value |
| Control Investments                                                                               |             |           |        |             |                                               |                     |                |              |                                  |               |                                    |               |                                                        |               |                             |           |                   |               |                    |               |                              |
| GRT Rubber Technologies LLC                                                                       | 7.10   | %         | L+     | 7.00   | %                                             |                     | Secured Debt   |              | (8)                              |               | $                                  | —  |                                                        |               | $                           | (16)      |                   |               | $                  | 449      |                              |               | $           | 8,262    |           |               | $             | 4        |             |               | $ | 16  |   |              | $ | 8,250  |  |
|                                                                                                   |             |           |        |             | Member Units                                  |                     | (8)            |              | —                     |               |                                    | —  |                                                        |               | 1,739                  |           |                   | 22,120   |                    |               | —                 |               |             | —  |           |               | 22,120   |               |
| Harris Preston Fund Investments                                                                   |             |           |        |             | LP Interests (2717 MH, L.P.)                  |                     | (8)            |              | —                     |               |                                    | 585      |                                                        |               | —                |           |                   | 2,702    |                    |               | 689                     |               |             | —  |           |               | 3,391    |               |
| Copper Trail Energy Fund I, LP - CTMH                                                             |             |           |        |             | LP Interests (CTMH, LP)                       |                     | (9)            |              | —                     |               |                                    | —  |                                                        |               | —                |           |                   | 747      |                    |               | —                 |               |             | 37       |           |               | 710      |               |
| OtherAmounts related toinvestments transferred from other1940 Act classificationduring the period |             |           |        |             |                                               |                     |                |              | —                     |               |                                    | —  |                                                        |               | —                |           |                   | —  |                    |               | —                 |               |             | —  |           |               | —  |               |
| Total Control Investments                                                                         |             |           |        |             |                                               |                     |                |              | $                                | —  |                                    |               | $                                                      | 569      |                             |           | $                 | 2,188    |                    |               | $                            | 33,831   |             |               | $         | 693      |               |               | $           | 53       |   |          | $ | 34,471  |   |
| Affiliate Investments                                                                             |             |           |        |             |                                               |                     |                |              |                                  |               |                                    |               |                                                        |               |                             |           |                   |               |                    |               |                              |
| AFG Capital Group, LLC                                                                            |             |           |        |             | Preferred Member Units                        |                     | (8)            |              | $                                | —  |                                    |               | $                                                      | 400      |                             |           | $                 | 50       |                    |               | $                            | 1,450    |             |               | $         | 400      |               |               | $           | —  |   |          | $ | 1,850   |   |
|                                                                                                   | 10.00  | %         |        |             |                                               | 10.00% Secured Debt |                | (8)          |                                  | —  |                                    |               | —                                           |               |                             | 7    |                   |               | 123           |               |                              | —  |             |               | 65   |               |               | 58       |             |
| ASK (Analytical Systems Keco Holdings, LLC)                                                       |             |           |        |             | Preferred Member Units                        |                     | (8)            |              | —                     |               |                                    | (800)         |                                                        |               | —                |           |                   | 800      |                    |               | —                 |               |             | 800      |           |               | —  |               |
|                                                                                                   |             |           |        |             | Preferred Member Units                        |                     | (8)            |              | —                     |               |                                    | 593      |                                                        |               | —                |           |                   | —  |                    |               | 1,200                   |               |             | —  |           |               | 1,200    |               |
|                                                                                                   | 12.00  | %         | L+     | 10.00  | %                                             |                     | Secured Debt   |              | (8)                              |               | —                       |               |                                                        | —  |                             |           | 163          |               |                    | 1,180    |                              |               | 66     |               |           | 55       |               |               | 1,191  |               |
|                                                                                                   |             |           |        |             | Warrants                                      |                     | (8)            |              | —                     |               |                                    | —  |                                                        |               | —                |           |                   | —  |                    |               | —                 |               |             | —  |           |               | —  |               |
| ATX Networks Corp.                                                                                | 10.00  | %         |        |             | 10.00                                    | %                   | Unsecured Debt |              | (6)                              |               | —                       |               |                                                        | —  |                             |           | 30           |               |                    | —  |                              |               | 1,973  |               |           | —  |               |               | 1,973  |               |
|                                                                                                   | 8.50   | %         | L+     | 7.50   | %                                             |                     | Secured Debt   |              | (6)                              |               | —                       |               |                                                        | —  |                             |           | 55           |               |                    | —  |                              |               | 7,121  |               |           | —  |               |               | 7,121  |               |
|                                                                                                   | 8.75   | %         | L+     | 6.25   | %                                             | 1.50           | %              | Secured Debt |                                  | (6)           |                                    | —  |                                                        |               | —                |           |                   | —  |                    |               | —                 |               |             | —  |           |               | —  |               |             | —  |   |
| Barfly Ventures, LLC                                                                              |             |           |        |             | Preferred Member Units                        |                     | (5)            |              | —                     |               |                                    | 115      |                                                        |               | —                |           |                   | 528      |                    |               | 115                     |               |             | —  |           |               | 643      |               |
| Brewer Crane Holdings, LLC                                                                        |             |           |        |             | Preferred Member Units                        |                     | (9)            |              | —                     |               |                                    | (390)         |                                                        |               | 99                     |           |                   | 1,460    |                    |               | —                 |               |             | 390      |           |               | 1,070    |               |
|                                                                                                   | 11.00  | %         | L+     | 10.00  | %                                             |                     | Secured Debt   |              | (9)                              |               | —                       |               |                                                        | —  |                             |           | 181          |               |                    | 2,119    |                              |               | 7      |               |           | 93       |               |               | 2,033  |               |
| Centre Technologies Holdings, LLC                                                                 | 12.00  | %         | L+     | 10.00  | %                                             |                     | Secured Debt   |              | (8)                              |               | —                       |               |                                                        | —  |                             |           | 247          |               |                    | 2,868    |                              |               | 14     |               |           | 515      |               |               | 2,367  |               |
|                                                                                                   |             |           |        |             | Preferred Member Units                        |                     | (8)            |              | —                     |               |                                    | (80)          |                                                        |               | —                |           |                   | 1,540    |                    |               | —                 |               |             | 80       |           |               | 1,460    |               |
| Chamberlin Holding LLC                                                                            | 9.00   | %         | L+     | 8.00   | %                                             |                     | Secured Debt   |              | (8)                              |               | —                       |               |                                                        | —  |                             |           | 281          |               |                    | 3,803    |                              |               | 1,000  |               |           | 349      |               |               | 4,454  |               |
|                                                                                                   |             |           |        |             | Member Units                                  |                     | (8)            |              | —                     |               |                                    | (990)         |                                                        |               | 895                    |           |                   | 7,020    |                    |               | —                 |               |             | 990      |           |               | 6,030    |               |
|                                                                                                   |             |           |        |             | Member Units                                  |                     | (8)            |              | —                     |               |                                    | 41       |                                                        |               | 13                     |           |                   | 317      |                    |               | 41                      |               |             | —  |           |               | 358      |               |
| Charlotte Russe, Inc                                                                              |             |           |        |             | Common Stock                                  |                     | (9)            |              | (2,470)                          |               |                                    | 2,470    |                                                        |               | —                |           |                   | —  |                    |               | 2,470                   |               |             | 2,470    |           |               | —  |               |
| Charps, LLC                                                                                       |             |           |        |             | Preferred Member Units                        |                     | (5)            |              | —                     |               |                                    | 930      |                                                        |               | 530                    |           |                   | 2,630    |                    |               | 930                     |               |             | —  |           |               | 3,560    |               |
|                                                                                                   | 15.00  | %         |        |             |                                               | Secured Debt        |                | (5)          |                                  | —  |                                    |               | —                                           |               |                             | 1    |                   |               | 167           |               |                              | —  |             |               | 167  |               |               | —  |             |
| Clad-Rex Steel, LLC                                                                               | 10.50  | %         | L+     | 9.50   | %                                             |                     | Secured Debt   |              | (5)                              |               | —                       |               |                                                        | —  |                             |           | 246          |               |                    | 2,706    |                              |               | 11     |               |           | 100      |               |               | 2,617  |               |
|                                                                                                   |             |           |        |             | Member Units                                  |                     | (5)            |              | —                     |               |                                    | 407      |                                                        |               | 545                    |           |                   | 2,153    |                    |               | 407                     |               |             | —  |           |               | 2,560    |               |
|                                                                                                   |             |           |        |             | Member Units                                  |                     | (5)            |              | —                     |               |                                    | 2        |                                                        |               | —                |           |                   | 132      |                    |               | 2                       |               |             | —  |           |               | 134      |               |
|                                                                                                   | 10.00  | %         |        |             |                                               | Secured Debt        |                | (5)          |                                  | —  |                                    |               | —                                           |               |                             | 21   |                   |               | 275           |               |                              | —  |             |               | 5    |               |               | 270      |             |
| Cody Pools, Inc.                                                                                  | 12.25  | %         | L+     | 10.50  | %                                             |                     | Secured Debt   |              | (8)                              |               | —                       |               |                                                        | 11       |                             |           | 398          |               |                    | 3,554    |                              |               | 2,025  |               |           | 1,070    |               |               | 4,509  |               |
|                                                                                                   |             |           |        |             | Preferred Member Units                        |                     | (8)            |              | —                     |               |                                    | 3,858    |                                                        |               | 367                    |           |                   | 3,740    |                    |               | 3,860                   |               |             | —  |           |               | 7,600    |               |
| Colonial Electric Company LLC                                                                     | 12.00  | %         |        |             |                                               | Secured Debt        |                | (6)          |                                  | —  |                                    |               | —                                           |               |                             | 396  |                   |               | —       |               |                              | 6,156    |             |               | 79   |               |               | 6,077    |             |
|                                                                                                   |             |           |        |             | Preferred Member Units                        |                     | (6)            |              | —                     |               |                                    | 190      |                                                        |               | —                |           |                   | —  |                    |               | 2,110                   |               |             | —  |           |               | 2,110    |               |
| Copper Trail Energy Fund I, LP                                                                    |             |           |        |             | LP Interests (Copper Trail Energy Fund I, LP) |                     | (9)            |              | (203)                            |               |                                    | 379      |                                                        |               | 482                    |           |                   | 1,782    |                    |               | 379                     |               |             | 2,161    |           |               | —  |               |

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|                                       |             |           |        |             |                                                     |              |                    |              |                                  |               |                                    |               |                                                        |               |                             |           |                   |               |                    |               |                              |               |               |               |               |               |               |              |              |          |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------|-------------|-----------|--------|-------------|-----------------------------------------------------|--------------|--------------------|--------------|----------------------------------|---------------|------------------------------------|---------------|--------------------------------------------------------|---------------|-----------------------------|-----------|-------------------|---------------|--------------------|---------------|------------------------------|---------------|---------------|---------------|---------------|---------------|---------------|--------------|--------------|----------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Company                               | Total Rate  | Base Rate | Spread | PIK Rate    | Type of Investment(1)(10)(11)                       |              | Geography          |              | Amount ofRealizedGain/(Loss) |               | Amount ofUnrealizedGain/(Loss) |               | Amount ofInterest,Fees orDividendsCredited toIncome(2) |               | December 31,2020 Fair Value |           | GrossAdditions(3) |               | GrossReductions(4) |               | September 30,2021 Fair Value |
| Datacom, LLC                          |             |           |        |             | Preferred Member Units                              |              | (8)                |              | —                     |               |                                    | —  |                                                        |               | —                |           |                   | —  |                    |               | 290                     |               |               | —  |               |               | 290      |              |
|                                       | 5.00   | %         |        |             |                                                     | Secured Debt |                    | (8)          |                                  | —  |                                    |               | —                                           |               |                             | 47   |                   |               | —       |               |                              | 910      |               |               | 9        |               |               | 901     |              |
| Digital Products Holdings LLC         | 11.00  | %         | L+     | 10.00  | %                                                   |              | Secured Debt       |              | (5)                              |               | —                       |               |                                                        | —  |                             |           | 382          |               |                    | 4,493    |                              |               | 17       |               |               | 248      |               |              | 4,262   |          |
|                                       |             |           |        |             | Preferred Member Units                              |              | (5)                |              | —                     |               |                                    | —  |                                                        |               | 38                     |           |                   | 2,459    |                    |               | —                 |               |               | —  |               |               | 2,459    |              |
| Direct Marketing Solutions, Inc.      |             |           |        |             | Preferred Stock                                     |              | (9)                |              | —                     |               |                                    | (550)         |                                                        |               | 168                    |           |                   | 4,840    |                    |               | —                 |               |               | 550      |               |               | 4,290    |              |
|                                       | 12.00  | %         | L+     | 11.00  | %                                                   |              | Secured Debt       |              | (9)                              |               | —                       |               |                                                        | —  |                             |           | 362          |               |                    | 3,717    |                              |               | 19       |               |               | 59       |               |              | 3,677   |          |
| Freeport Financial Funds              |             |           |        |             | LP Interests (Freeport First Lien Loan Fund III LP) |              | (5)                |              | —                     |               |                                    | 66       |                                                        |               | 613                    |           |                   | 10,321   |                    |               | 66                      |               |               | 3,156    |               |               | 7,231    |              |
| Gamber-Johnson Holdings, LLC          | 9.00   | %         | L+     | 7.00   | %                                                   |              |  Secured Debt |              | (5)                              |               | —                       |               |                                                        | (25)          |                             |           | 375          |               |                    | 4,960    |                              |               | 225      |               |               | 25       |               |              | 5,160   |          |
|                                       |             |           |        |             | Member Units                                        |              | (5)                |              | —                     |               |                                    | 8        |                                                        |               | 849                    |           |                   | 13,120   |                    |               | 720                     |               |               | —  |               |               | 13,840   |              |
| GFG Group, LLC.                       |             |           |        |             | Preferred Member Units                              |              | (5)                |              | —                     |               |                                    | 525      |                                                        |               | 115                    |           |                   | —  |                    |               | 1,750                   |               |               | —  |               |               | 1,750    |              |
|                                       | 12.00  | %         |        |             |                                                     | Secured Debt |                    | (5)          |                                  | —  |                                    |               | —                                           |               |                             | 245  |                   |               | —       |               |                              | 3,849    |               |               | 800      |               |               | 3,049   |              |
| Gulf Publishing Holdings, LLC         | 10.50  | %         | L+     | 9.50   | %                                                   | 5.25    | %                  | Secured Debt |                                  | (8)           |                                    | —  |                                                        |               | —                |           |                   | 6        |                    |               | 63                      |               |               | 1        |               |               | —  |              |              | 64  |  |
|                                       | 12.50  | %         |        |             | 6.25                                           | %            | Secured Debt       |              | (8)                              |               | —                       |               |                                                        | (499)         |                             |           | 250          |               |                    | 2,988    |                              |               | 127      |               |               | 499      |               |              | 2,616   |          |
| Hawk Ridge Systems, LLC               | 9.00   | %         |        |             |                                                     | Secured Debt |                    | (9)          |                                  | —  |                                    |               | (13)                                                   |               |                             | 257  |                   |               | 3,350         |               |                              | 13       |               |               | 13       |               |               | 3,350   |              |
|                                       | 7.00   | %         | L+     | 6.00   | %                                                   |              | Secured Debt       |              | (9)                              |               | —                       |               |                                                        | 1        |                             |           | 5            |               |                    | —  |                              |               | 646      |               |               | —  |               |              | 646     |          |
|                                       |             |           |        |             | Preferred Member Units                              |              | (9)                |              | —                     |               |                                    | 1,282    |                                                        |               | 173                    |           |                   | 2,008    |                    |               | 1,282                   |               |               | —  |               |               | 3,290    |              |
|                                       |             |           |        |             | Preferred Member Units                              |              | (9)                |              | —                     |               |                                    | 65       |                                                        |               | —                |           |                   | 105      |                    |               | 65                      |               |               | —  |               |               | 170      |              |
| HPEP 3, L.P.                          |             |           |        |             | LP Interests (HPEP 3, L.P.)                         |              | (8)                |              | —                     |               |                                    | 803      |                                                        |               | —                |           |                   | 3,258    |                    |               | 925                     |               |               | —  |               |               | 4,183    |              |
| J&J Services, Inc.                | 11.50  | %         |        |             |                                                     | Secured Debt |                    | (7)          |                                  | —  |                                    |               | (15)                                                   |               |                             | 285  |                   |               | 3,200         |               |                              | 15       |               |               | 515      |               |               | 2,700   |              |
|                                       |             |           |        |             | Preferred Stock                                     |              | (7)                |              | —                     |               |                                    | 680      |                                                        |               | —                |           |                   | 3,170    |                    |               | 680                     |               |               | —  |               |               | 3,850    |              |
| Kickhaefer Manufacturing Company, LLC |             |           |        |             | Member Units                                        |              | (5)                |              | —                     |               |                                    | —  |                                                        |               | 19                     |           |                   | 3,060    |                    |               | —                 |               |               | —  |               |               | 3,060    |              |
|                                       | 11.50  | %         |        |             |                                                     | Secured Debt |                    | (5)          |                                  | —  |                                    |               | —                                           |               |                             | 497  |                   |               | 5,500         |               |                              | 32       |               |               | 500      |               |               | 5,032   |              |
|                                       | 9.00   | %         |        |             |                                                     | Secured Debt |                    | (5)          |                                  | —  |                                    |               | —                                           |               |                             | 67   |                   |               | 978           |               |                              | —  |               |               | 6        |               |               | 972     |              |
|                                       |             |           |        |             | Member Units                                        |              | (5)                |              | —                     |               |                                    | 12       |                                                        |               | —                |           |                   | 290      |                    |               | 12                      |               |               | —  |               |               | 302      |              |
| Market Force Information, LLC         | 12.00  | %         |        |             | 12.00                                          | %            | PIK Secured Debt   |              | (9)                              |               | —                       |               |                                                        | (601)         |                             |           | —      |               |                    | 3,391    |                              |               | —  |               |               | 601      |               |              | 2,790   |          |
| MH Corbin Holding LLC                 | 13.00  | %         |        |             | 3.00                                           | %            | Secured Debt       |              | (5)                              |               | —                       |               |                                                        | (515)         |                             |           | 215          |               |                    | 2,070    |                              |               | 7        |               |               | 575      |               |              | 1,502   |          |
|                                       |             |           |        |             | Preferred Member Units                              |              | (5)                |              | —                     |               |                                    | (590)         |                                                        |               | —                |           |                   | 590      |                    |               | —                 |               |               | 590      |               |               | —  |              |
| Oneliance, LLC                        |             |           |        |             | Preferred Stock                                     |              | (7)                |              | —                     |               |                                    | —  |                                                        |               | —                |           |                   | —  |                    |               | 264                     |               |               | —  |               |               | 264      |              |
|                                       | 12.00  | %         | L+     | 11.00  | %                                                   |              | Secured Debt       |              | (7)                              |               | —                       |               |                                                        | —  |                             |           | 27           |               |                    | —  |                              |               | 1,373    |               |               | —  |               |              | 1,373   |          |
| Orttech Holdings, LLC                 |             |           |        |             | Preferred Stock                                     |              | (5)                |              | —                     |               |                                    | —  |                                                        |               | —                |           |                   | —  |                    |               | 2,900                   |               |               | —  |               |               | 2,900    |              |
|                                       | 12.00  | %         | L+     | 11.00  | %                                                   |              | Secured Debt       |              | (5)                              |               | —                       |               |                                                        | —  |                             |           | 132          |               |                    | —  |                              |               | 5,972    |               |               | —  |               |              | 5,972   |          |
| Mystic Logistics Holdings, LLC        | 12.00  | %         |        |             |                                                     | Secured Debt |                    | (6)          |                                  | —  |                                    |               | —                                           |               |                             | 153  |                   |               | 1,682         |               |                              | 2        |               |               | 7        |               |               | 1,677   |              |
|                                       |             |           |        |             | Common Stock                                        |              | (6)                |              | —                     |               |                                    | (456)         |                                                        |               | 137                    |           |                   | 2,248    |                    |               | —                 |               |               | 456      |               |               | 1,792    |              |
| NexRev LLC                            |             |           |        |             | Preferred Member Units                              |              | (8)                |              | —                     |               |                                    | 450      |                                                        |               | 15                     |           |                   | 370      |                    |               | 450                     |               |               | —  |               |               | 820      |              |
|                                       | 11.00  | %         |        |             |                                                     | Secured Debt |                    | (8)          |                                  | —  |                                    |               | 4                                                 |               |                             | 17   |                   |               | 197           |               |                              | 4        |               |               | —  |               |               | 201     |              |
|                                       | 11.00  | %         |        |             |                                                     | Secured Debt |                    | (8)          |                                  | —  |                                    |               | (345)                                                  |               |                             | 345  |                   |               | 3,980         |               |                              | 15       |               |               | 509      |               |               | 3,486   |              |
| NuStep, LLC                           |             |           |        |             | Preferred Member Units                              |              | (5)                |              | —                     |               |                                    | 680      |                                                        |               | —                |           |                   | 2,700    |                    |               | 680                     |               |               | —  |               |               | 3,380    |              |
|                                       | 7.50   | %         | L+     | 6.50   | %                                                   |              | Secured Debt       |              | (5)                              |               | —                       |               |                                                        | —  |                             |           | 6            |               |                    | —  |                              |               | 500      |               |               | 100      |               |              | 400     |          |
|                                       | 10.50  | %         |        |             |                                                     | Secured Debt |                    | (5)          |                                  | —  |                                    |               | 7                                                 |               |                             | 384  |                   |               | 4,288         |               |                              | 22       |               |               | —  |               |               | 4,310   |              |
| SI East, LLC (Stavig)                 | 10.25  | %         |        |             |                                                     | Secured Debt |                    | (7)          |                                  | —  |                                    |               | (37)                                                   |               |                             | 782  |                   |               | 10,987        |               |                              | 11,512   |               |               | 1,300    |               |               | 21,199  |              |
|                                       |             |           |        |             | Preferred Member Units                              |              | (7)                |              | —                     |               |                                    | 1,804    |                                                        |               | 699                    |           |                   | 3,260    |                    |               | 1,804                   |               |               | 1,594    |               |               | 3,470    |              |
| Sonic Systems International, LLC      |             |           |        |             | Common Stock                                        |              | (8)                |              | —                     |               |                                    | —  |                                                        |               | 25                     |           |                   | —  |                    |               | 1,250                   |               |               | —  |               |               | 1,250    |              |
|                                       | 8.50   | %         | L+     | 7.50   | %                                                   |              | Secured Debt       |              | (8)                              |               | —                       |               |                                                        | —  |                             |           | 144          |               |                    | —  |                              |               | 13,725   |               |               | —  |               |              | 13,725  |          |

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ontents
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    

|                                                                                                    |             |           |        |          |                               |              |           |     |                                  |               |                                    |               |                                                        |              |                             |           |                   |               |                    |  |                              |               |  |               |           |              |               |             |   |              |  |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------------------------------------------------------------------------------|-------------|-----------|--------|----------|-------------------------------|--------------|-----------|-----|----------------------------------|---------------|------------------------------------|---------------|--------------------------------------------------------|--------------|-----------------------------|-----------|-------------------|---------------|--------------------|--|------------------------------|---------------|--|---------------|-----------|--------------|---------------|-------------|---|--------------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Company                                                                                            | Total Rate  | Base Rate | Spread | PIK Rate | Type of Investment(1)(10)(11) |              | Geography |     | Amount ofRealizedGain/(Loss) |               | Amount ofUnrealizedGain/(Loss) |               | Amount ofInterest,Fees orDividendsCredited toIncome(2) |              | December 31,2020 Fair Value |           | GrossAdditions(3) |               | GrossReductions(4) |  | September 30,2021 Fair Value |
| Tedder Industries, LLC                                                                             | 12.00  | %         |        |          |                               | Secured Debt |           | (9) |                                  | —  |                                    |               | —                                           |              |                             | 366  |                   |               | 4,025         |  |                              | 123      |  |               | 400  |              |               | 3,748  |   |
|                                                                                                    |             |           |        |          | Preferred Member Units        |              | (9)       |     | —                     |               |                                    | —  |                                                        |              | —                |           |                   | 2,034    |                    |  | —                 |               |  | —  |           |              | 2,034    |             |
|                                                                                                    | 12.00  | %         |        |          |                               | Secured Debt |           | (9) |                                  | —  |                                    |               | (2)                                                    |              |                             | 21   |                   |               | —       |  |                              | 401      |  |               | 2    |              |               | 399    |   |
| Trantech Radiator Topco, LLC                                                                       |             |           |        |          | Common Stock                  |              | (7)       |     | —                     |               |                                    | 150      |                                                        |              | 22                     |           |                   | 1,510    |                    |  | 150                     |               |  | —  |           |              | 1,660    |             |
|                                                                                                    | 12.00  | %         |        |          |                               | Secured Debt |           | (7) |                                  | —  |                                    |               | (8)                                                    |              |                             | 211  |                   |               | 2,131         |  |                              | 11       |  |               | 8    |              |               | 2,134  |   |
| OtherAmounts related toinvestments transferred from other1940 Act classificationsduring the period |             |           |        |          |                               |              |           |     | —                     |               |                                    | —  |                                                        |              | —                |           |                   | —  |                    |  | —                 |               |  | —  |           |              | —  |             |
| Total Affiliate investments                                                                        |             |           |        |          |                               |              |           |     | $                                | (2,673)       |                                    |               | $                                                      | 10,017  |                             |           | $                 | 13,461   |                    |  | $                            | 157,690  |  |               | $         | 83,096  |               |             | $ | 21,911  |  |  | $ | 218,875  |  |

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ontents
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    

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Table of 
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ontents

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Table of 
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ontents

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Table of 
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ontents

|                                                              |                          |             |         |            |               |             |            |   |   |             |  |  |  |  |  |  |  |
|--------------------------------------------------------------|--------------------------|-------------|---------|------------|---------------|-------------|------------|---|---|-------------|--|--|--|--|--|--|--|
|                                                              | As of September 30, 2022 |
|                                                              | Private Loan             |             | LMM (a) |            | Middle Market |
|                                                              | (dollars in millions)    |
| Number of portfolio companies                                | 73                       |             | 45      |            | 22            |
| Fair value                                                   | $                        | 595.6  |         |            | $             | 335.7  |            |   | $ | 136.0  |  |
| Cost                                                         | $                        | 607.8  |         |            | $             | 296.4  |            |   | $ | 168.3  |  |
| Debt investments as a % of portfolio (at cost)               | 96.1                | %           |         | 72.4  | %             |             | 95.9  | % |
| Equity investments as a % of portfolio (at cost)             | 3.9                 | %           |         | 27.6  | %             |             | 4.1   | % |
| % of debt investments at cost secured by first priority lien | 99.9                | %           |         | 99.9  | %             |             | 98.6  | % |
| Weighted-average annual effective yield (b)                  | 10.0                | %           |         | 11.6  | %             |             | 9.9   | % |
| Average EBITDA (c)                                           | $                        | 41.7   |         |            | $             | 8.5    |            |   | $ | 77.0   |  |

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Table of 
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ontents

|                                                              |                         |             |         |            |               |             |            |   |   |             |  |  |  |  |  |  |  |
|--------------------------------------------------------------|-------------------------|-------------|---------|------------|---------------|-------------|------------|---|---|-------------|--|--|--|--|--|--|--|
|                                                              | As of December 31, 2021 |
|                                                              | Private Loan            |             | LMM (a) |            | Middle Market |
|                                                              | (dollars in millions)   |
| Number of portfolio companies                                | 57                      |             | 43      |            | 25            |
| Fair value                                                   | $                       | 575.9  |         |            | $             | 315.4  |            |   | $ | 159.0  |  |
| Cost                                                         | $                       | 576.3  |         |            | $             | 281.0  |            |   | $ | 184.2  |  |
| Debt investments as a % of portfolio (at cost)               | 94.0               | %           |         | 72.2  | %             |             | 93.7  | % |
| Equity investments as a % of portfolio (at cost)             | 6.0                | %           |         | 27.8  | %             |             | 6.3   | % |
| % of debt investments at cost secured by first priority lien | 98.5               | %           |         | 99.8  | %             |             | 98.8  | % |
| Weighted-average annual effective yield (b)                  | 8.4                | %           |         | 10.8  | %             |             | 7.6   | % |
| Average EBITDA (c)                                           | $                       | 38.0   |         |            | $             | 7.3    |            |   | $ | 85.9   |  |

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Table of 
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ontents

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Table of 
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ontents

|                  |  |                    |   |                   |             |   |  |  |  |  |  |  |  |  |
|------------------|--|--------------------|---|-------------------|-------------|---|--|--|--|--|--|--|--|--|
| Cost:        |  | September 30, 2022 |   | December 31, 2021 |
| First lien debt  |  | 89.2          | % |                   | 87.2   | % |
| Equity           |  | 10.4          | % |                   | 11.7   | % |
| Second lien debt |  | —       | % |                   | 0.7    | % |
| Equity warrants  |  | 0.1           | % |                   | 0.1    | % |
| Other            |  | 0.3           | % |                   | 0.3    | % |
|                  |  | 100.0         | % |                   | 100.0  | % |

|                  |  |                    |   |                   |             |   |  |  |  |  |  |  |  |  |
|------------------|--|--------------------|---|-------------------|-------------|---|--|--|--|--|--|--|--|--|
| Fair Value:  |  | September 30, 2022 |   | December 31, 2021 |
| First lien debt  |  | 83.1          | % |                   | 82.8   | % |
| Equity           |  | 16.6          | % |                   | 16.1   | % |
| Second lien debt |  | —       | % |                   | 0.7    | % |
| Equity warrants  |  | —       | % |                   | 0.1    | % |
| Other            |  | 0.3           | % |                   | 0.3    | % |
|                  |  | 100.0         | % |                   | 100.0  | % |

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Table of 
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ontents

|                                                                   |                                 |              |            |              |        |              |              |  |   |               |   |  |          |   |  |  |  |  |  |  |  |  |  |
|-------------------------------------------------------------------|---------------------------------|--------------|------------|--------------|--------|--------------|--------------|--|---|---------------|---|--|----------|---|--|--|--|--|--|--|--|--|--|
|                                                                   | Three Months EndedSeptember 30, |              | Net Change |
|                                                                   | 2022                            |              | 2021       |              | Amount |              | %            |
|                                                                   | (dollars in thousands)          |
| Total investment income                                           | $                               | 26,051  |            |              | $      | 22,754  |              |  | $ | 3,297    |   |  | 14  | % |
| Total expenses, net of expense waivers                            | (12,869)                        |              |            | (9,632)      |        |              | (3,237)      |  |   | 34       | % |
| Net investment income                                             | 13,182                     |              |            | 13,122  |        |              | 60      |  |   | —  | % |
| Total net realized gain (loss) from investments                   | 7,238                      |              |            | (3,676)      |        |              | 10,914  |  |   | NM            |
| Total net unrealized appreciation (depreciation) from investments | (4,435)                         |              |            | 7,343   |        |              | (11,778)     |  |   | NM            |
| Income tax provision                                              | (722)                           |              |            | (453)        |        |              | (269)        |  |   | NM            |
| Net increase in net assets resulting from operations              | $                               | 15,263  |            |              | $      | 16,336  |              |  | $ | (1,073)       |   |  | (7)      | % |

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Table of 
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ontents

|                         |                                 |              |            |             |        |              |         |  |   |             |   |     |          |   |     |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------|---------------------------------|--------------|------------|-------------|--------|--------------|---------|--|---|-------------|---|-----|----------|---|-----|--|--|--|--|--|--|--|--|--|--|--|
|                         | Three Months EndedSeptember 30, |              | Net Change |             |
|                         | 2022                            |              | 2021       |             | Amount |              | %       |  |
|                         | (dollars in thousands)          |              |
| Interest income         | $                               | 23,346  |            |             | $      | 18,818  |         |  | $ | 4,528  |   |     | 24  | % | (a) |
| Dividend income         | 2,166                      |              |            | 3,249  |        |              | (1,083) |  |   | (33)        | % | (b) |
| Fee income              | 539                        |              |            | 687    |        |              | (148)   |  |   | (22)        | % |     |
| Total investment income | $                               | 26,051  |            |             | $      | 22,754  |         |  | $ | 3,297  |   |     | 14  | % | (c) |

|                                                     |                                 |              |            |              |        |             |             |  |   |             |   |     |          |   |     |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------|---------------------------------|--------------|------------|--------------|--------|-------------|-------------|--|---|-------------|---|-----|----------|---|-----|--|--|--|--|--|--|--|--|--|--|--|
|                                                     | Three Months EndedSeptember 30, |              | Net Change |              |
|                                                     | 2022                            |              | 2021       |              | Amount |             | %           |  |
|                                                     | (dollars in thousands)          |              |
| Interest expense                                    | $                               | 6,801   |            |              | $      | 3,759  |             |  | $ | 3,042  |   |     | 81  | % | (a) |
| Base management fees                                | 4,974                      |              |            | 4,473   |        |             | 501    |  |   | 11     | % | (b) |
| Internal administrative services fees               | 1,405                      |              |            | 1,152   |        |             | 253    |  |   | 22     | % |     |
| General and administrative                          | 941                        |              |            | 1,400   |        |             | (459)       |  |   | (33)        | % |     |
| Total expenses before fee and expense waivers       | 14,121                     |              |            | 10,784  |        |             | 3,337  |  |   | 31     | % |     |
| Waiver of internal administrative services expenses | (1,252)                         |              |            | (1,152)      |        |             | (100)       |  |   | 9      | % |     |
| Total expenses                                      | $                               | 12,869  |            |              | $      | 9,632  |             |  | $ | 3,237  |   |     | 34  | % |     |

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Table of 
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ontents

|                                    |                                       |             |                  |         |                     |               |                  |               |                     |  |                  |  |                     |               |                     |               |         |  |               |      |  |  |   |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|------------------------------------|---------------------------------------|-------------|------------------|---------|---------------------|---------------|------------------|---------------|---------------------|--|------------------|--|---------------------|---------------|---------------------|---------------|---------|--|---------------|------|--|--|---|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
|                                    | Three Months Ended September 30, 2022 |
|                                    | Full Exits                            |             | Partial Exits    |         | Restructures        |               | Other (a)        |               | Total (a)           |
|                                    | Net Gain/(Loss)                   |             | # of Investments |         | Net Gain/(Loss) |               | # of Investments |               | Net Gain/(Loss) |  | # of Investments |  | Net Gain/(Loss) |               | Net Gain/(Loss) |
|                                    | (dollars in thousands)                |
| Private Loan portfolio             | $                                     | 7,619  |                  |         | 1                   |               | $                | —  |                     |  | —          |  | $                   | —  |                     |               | — |  | $             | (22) |  |  | $ | 7,597  |  |
| LMM portfolio                      | —                          |             |                  | — |                     | —  |                  |               | —             |  | (1,456)          |  |                     | 1             |                     | —  |         |  | (1,456)       |      |
| Middle Market portfolio            | 1,097                            |             |                  | 2       |                     | —  |                  |               | —             |  | —     |  |                     | —       |                     | —  |         |  | 1,097    |      |
| Other Portfolio                    | —                          |             |                  | — |                     | —  |                  |               | —             |  | —     |  |                     | —       |                     | —  |         |  | —  |      |
| Total net realized gain/(loss) | $                                     | 8,716  |                  |         | 3                   |               | $                | —  |                     |  | —          |  | $                   | (1,456)       |                     |               | 1       |  | $             | (22) |  |  | $ | 7,238  |  |

|                                                                                                                                                                                     |                                       |       |        |  |              |   |           |       |       |   |           |  |  |           |               |  |  |   |       |  |  |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-------|--------|--|--------------|---|-----------|-------|-------|---|-----------|--|--|-----------|---------------|--|--|---|-------|--|--|--|--|--|--|--|--|--|--|--|--|--|
|                                                                                                                                                                                     | Three Months Ended September 30, 2022 |
|                                                                                                                                                                                     | PrivateLoan                           |       | LMM(a) |  | MiddleMarket |   | Other     |       | Total |
|                                                                                                                                                                                     | (dollars in millions)                 |
| Accounting reversals of net unrealized (appreciation) depreciation recognized in prior periods due to net realized (gains / income) losses recognized during the current period | $                                     | (7.5) |        |  |              | $ | 1.5  |       |       | $ | (0.8)     |  |  | $         | —  |  |  | $ | (6.8) |  |
| Net unrealized appreciation (depreciation) relating to portfolio investments                                                                                                        | 5.0                              |       |        |  | (0.1)        |   |           | (3.6) |       |   | 1.1  |  |  | 2.4  |               |
| Total net unrealized appreciation (depreciation) relating to portfolio investments                                                                                                  | $                                     | (2.5) |        |  |              | $ | 1.4  |       |       | $ | (4.4)     |  |  | $         | 1.1      |  |  | $ | (4.4) |  |

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Table of 
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ontents

|                                                                   |                                |              |            |              |        |              |              |  |   |             |   |  |          |   |  |  |  |  |  |  |  |  |  |
|-------------------------------------------------------------------|--------------------------------|--------------|------------|--------------|--------|--------------|--------------|--|---|-------------|---|--|----------|---|--|--|--|--|--|--|--|--|--|
|                                                                   | Nine Months EndedSeptember 30, |              | Net Change |
|                                                                   | 2022                           |              | 2021       |              | Amount |              | %            |
|                                                                   | (dollars in thousands)         |
| Total investment income                                           | $                              | 73,791  |            |              | $      | 65,522  |              |  | $ | 8,269  |   |  | 13  | % |
| Total expenses, net of expense waivers                            | (35,021)                       |              |            | (26,214)     |        |              | (8,807)      |  |   | 34     | % |
| Net investment income                                             | 38,770                    |              |            | 39,308  |        |              | (538)        |  |   | (1)         | % |
| Total net realized gain (loss) from investments                   | 7,865                     |              |            | (3,849)      |        |              | 11,714  |  |   | NM          |
| Realized loss on extinguishment of debt                           | —                   |              |            | (2,091)      |        |              | 2,091   |  |   | NM          |
| Total net unrealized appreciation (depreciation) from investments | (11,452)                       |              |            | 20,363  |        |              | (31,815)     |  |   | NM          |
| Income tax benefit (provision)                                    | (1,880)                        |              |            | (1,283)      |        |              | (597)        |  |   | NM          |
| Net increase in net assets resulting from operations              | $                              | 33,303  |            |              | $      | 52,448  |              |  | $ | (19,145)    |   |  | (37)     | % |

|                         |                                |              |            |              |        |              |           |  |   |              |   |     |          |   |     |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------|--------------------------------|--------------|------------|--------------|--------|--------------|-----------|--|---|--------------|---|-----|----------|---|-----|--|--|--|--|--|--|--|--|--|--|--|
|                         | Nine Months EndedSeptember 30, |              | Net Change |              |
|                         | 2022                           |              | 2021       |              | Amount |              | %         |  |
|                         | (dollars in thousands)         |              |
| Interest income         | $                              | 64,577  |            |              | $      | 52,218  |           |  | $ | 12,359  |   |     | 24  | % | (a) |
| Dividend income         | 7,430                     |              |            | 12,227  |        |              | (4,797)   |  |   | (39)         | % | (b) |
| Fee income              | 1,784                     |              |            | 1,077   |        |              | 707  |  |   | 66      | % | (c) |
| Total investment income | $                              | 73,791  |            |              | $      | 65,522  |           |  | $ | 8,269   |   |     | 13  | % | (d) |

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Table of 
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ontents

|                                                     |                                |              |            |              |        |              |             |  |   |             |   |     |          |   |     |  |  |  |  |  |  |  |  |  |  |  |
|-----------------------------------------------------|--------------------------------|--------------|------------|--------------|--------|--------------|-------------|--|---|-------------|---|-----|----------|---|-----|--|--|--|--|--|--|--|--|--|--|--|
|                                                     | Nine Months EndedSeptember 30, |              | Net Change |              |
|                                                     | 2022                           |              | 2021       |              | Amount |              | %           |  |
|                                                     | (dollars in thousands)         |
| Interest expense                                    | $                              | 16,628  |            |              | $      | 10,223  |             |  | $ | 6,405  |   |     | 63  | % | (a) |
| Base management fees                                | 14,919                    |              |            | 12,534  |        |              | 2,385  |  |   | 19     | % | (b) |
| Internal administrative services fees               | 3,888                     |              |            | 3,247   |        |              | 641    |  |   | 20     | % |     |
| General and administrative                          | 3,017                     |              |            | 3,457   |        |              | (440)       |  |   | (13)        | % |     |
| Total expenses before fee and expense waivers       | 38,452                    |              |            | 29,461  |        |              | 8,991  |  |   | 31     | % |     |
| Waiver of internal administrative services expenses | (3,431)                        |              |            | (3,247)      |        |              | (184)       |  |   | 6      | % |     |
| Total expenses                                      | $                              | 35,021  |            |              | $      | 26,214  |             |  | $ | 8,807  |   |     | 34  | % |     |

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Table of 
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ontents

|                                    |                                      |             |                  |         |                     |               |                  |               |                     |  |                  |  |                     |               |                     |      |         |  |             |       |  |  |   |             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|------------------------------------|--------------------------------------|-------------|------------------|---------|---------------------|---------------|------------------|---------------|---------------------|--|------------------|--|---------------------|---------------|---------------------|------|---------|--|-------------|-------|--|--|---|-------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
|                                    | Nine Months Ended September 30, 2022 |
|                                    | Full Exits                           |             | Partial Exits    |         | Restructures        |               | Other (a)        |               | Total (a)           |
|                                    | Net Gain/(Loss)                  |             | # of Investments |         | Net Gain/(Loss) |               | # of Investments |               | Net Gain/(Loss) |  | # of Investments |  | Net Gain/(Loss) |               | Net Gain/(Loss) |
|                                    | (dollars in thousands)               |
| Private Loan portfolio             | $                                    | 7,619  |                  |         | 1                   |               | $                | —  |                     |  | —          |  | $                   | —  |                     |      | — |  | $           | (13)  |  |  | $ | 7,606  |  |
| LMM portfolio                      | —                         |             |                  | — |                     | —  |                  |               | —             |  | (1,456)          |  |                     | 1             |                     | (41) |         |  | (1,497)     |       |
| Middle Market portfolio            | 1,097                           |             |                  | 2       |                     | —  |                  |               | —             |  | —     |  |                     | —       |                     | (42) |         |  | 1,055  |       |
| Other Portfolio                    | —                         |             |                  | — |                     | 779      |                  |               | 1                   |  | —     |  |                     | —       |                     | (78) |         |  | 701    |       |
| Total net realized gain/(loss) | $                                    | 8,716  |                  |         | 3                   |               | $                | 779      |                     |  | 1                |  | $                   | (1,456)       |                     |      | 1       |  | $           | (174) |  |  | $ | 7,865  |  |

|                                                                                                                                                                                     |                                      |        |        |           |              |           |       |  |       |           |  |  |       |           |  |  |   |        |  |  |  |  |  |  |  |  |  |  |  |
|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|--------|--------|-----------|--------------|-----------|-------|--|-------|-----------|--|--|-------|-----------|--|--|---|--------|--|--|--|--|--|--|--|--|--|--|--|
|                                                                                                                                                                                     | Nine Months Ended September 30, 2022 |
|                                                                                                                                                                                     | PrivateLoan                          |        | LMM(a) |           | MiddleMarket |           | Other |  | Total |
|                                                                                                                                                                                     | (dollars in millions)                |
| Accounting reversals of net unrealized (appreciation) depreciation recognized in prior periods due to net realized (gains / income) losses recognized during the current period | $                                    | (8.1)  |        |           | $            | 1.5  |       |  | $     | (1.0)     |  |  | $     | (0.8)     |  |  | $ | (8.4)  |  |
| Net unrealized appreciation (depreciation) relating to portfolio investments                                                                                                        | (3.7)                                |        |        | 3.4  |              |           | (6.1) |  |       | 3.3  |  |  | (3.1) |           |
| Total net unrealized appreciation (depreciation) relating to portfolio investments                                                                                                  | $                                    | (11.8) |        |           | $            | 4.9  |       |  | $     | (7.1)     |  |  | $     | 2.5  |  |  | $ | (11.5) |  |

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|                                       |                        |               |      |               |      |               |               |  |      |               |            |  |               |               |  |               |   |               |               |  |   |               |  |  |   |               |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|---------------------------------------|------------------------|---------------|------|---------------|------|---------------|---------------|--|------|---------------|------------|--|---------------|---------------|--|---------------|---|---------------|---------------|--|---|---------------|--|--|---|---------------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
|                                       | 2022                   |               | 2023 |               | 2024 |               | 2025          |  | 2026 |               | Thereafter |  | Total         |
|                                       | (dollars in thousands) |
| JPM SPV Facility(2)                   | $                      | —  |      |               | $    | —  |               |  | $    | —  |            |  | $             | 267,688  |  |               | $ | —  |               |  | $ | —  |  |  | $ | 267,688  |  |
| Series A Notes                        | —           |               |      | —  |      |               | —  |  |      | —  |            |  | 150,000  |               |  | —  |   |               | 150,000  |  |
| Interest due on Series A Senior Notes | 3,013             |               |      | 6,060    |      |               | 6,060    |  |      | 6,060    |            |  | 6,060    |               |  | —  |   |               | 27,253   |  |
| TIAA Credit Facility(1)               | —           |               |      | —  |      |               | —  |  |      | —  |            |  | 85,000   |               |  | —  |   |               | 85,000   |  |
| Total                                 | $                      | 3,013    |      |               | $    | 6,060    |               |  | $    | 6,060    |            |  | $             | 273,748  |  |               | $ | 241,060  |               |  | $ | —  |  |  | $ | 529,941  |  |

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|                    |  |                                                  |          |                                      |             |                                           |             |                                                     |  |   |            |  |  |   |        |  |  |  |  |  |  |  |  |  |  |  |
|--------------------|--|--------------------------------------------------|----------|--------------------------------------|-------------|-------------------------------------------|-------------|-----------------------------------------------------|--|---|------------|--|--|---|--------|--|--|--|--|--|--|--|--|--|--|--|
| Basis Point Change |  | Increase(Decrease)in InterestIncome              |          | (Increase)Decreasein InterestExpense |             | Increase(Decrease) in NetInvestmentIncome |             | Increase(Decrease) in NetInvestmentIncome per Share |
|                    |  | (dollars in thousands, except per share amounts) |
| (200)              |  | $                                                | (16,088) |                                      |             | $                                         | 7,054  |                                                     |  | $ | (9,034)    |  |  | $ | (0.11) |  |
| (175)              |  | (14,130)                                         |          |                                      | 6,172  |                                           |             | (7,958)                                             |  |   | (0.10)     |  |
| (150)              |  | (12,161)                                         |          |                                      | 5,290  |                                           |             | (6,871)                                             |  |   | (0.09)     |  |
| (125)              |  | (10,172)                                         |          |                                      | 4,409  |                                           |             | (5,763)                                             |  |   | (0.07)     |  |
| (100)              |  | (8,161)                                          |          |                                      | 3,527  |                                           |             | (4,634)                                             |  |   | (0.06)     |  |
| (75)               |  | (6,137)                                          |          |                                      | 2,645  |                                           |             | (3,492)                                             |  |   | (0.04)     |  |
| (50)               |  | (4,114)                                          |          |                                      | 1,763  |                                           |             | (2,351)                                             |  |   | (0.03)     |  |
| (25)               |  | (2,091)                                          |          |                                      | 882    |                                           |             | (1,209)                                             |  |   | (0.02)     |  |
| 25                 |  | 1,956                                       |          |                                      | (882)       |                                           |             | 1,074                                          |  |   | 0.01  |  |
| 50                 |  | 3,980                                       |          |                                      | (1,763)     |                                           |             | 2,217                                          |  |   | 0.03  |  |
| 75                 |  | 6,003                                       |          |                                      | (2,645)     |                                           |             | 3,358                                          |  |   | 0.04  |  |
| 100                |  | 8,026                                       |          |                                      | (3,527)     |                                           |             | 4,499                                          |  |   | 0.06  |  |
| 125                |  | 10,050                                      |          |                                      | (4,409)     |                                           |             | 5,641                                          |  |   | 0.07  |  |
| 150                |  | 12,073                                      |          |                                      | (5,290)     |                                           |             | 6,783                                          |  |   | 0.08  |  |
| 175                |  | 14,097                                      |          |                                      | (6,172)     |                                           |             | 7,925                                          |  |   | 0.10  |  |
| 200                |  | 16,120                                      |          |                                      | (7,054)     |                                           |             | 9,066                                          |  |   | 0.11  |  |
| 300                |  | 24,214                                      |          |                                      | (10,581)    |                                           |             | 13,633                                         |  |   | 0.17  |  |
| 400                |  | 32,307                                      |          |                                      | (14,108)    |                                           |             | 18,199                                         |  |   | 0.23  |  |

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ontents

|                                        |  |                                 |  |                             |            |                                                                                |         |                                                                                       |               |         |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|----------------------------------------|--|---------------------------------|--|-----------------------------|------------|--------------------------------------------------------------------------------|---------|---------------------------------------------------------------------------------------|---------------|---------|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|--|
| Period                                 |  | Total number of sharespurchased |  | Average price paidper share |            | Total number of sharespurchased as part of publiclyannounced plans or programs |         | Approximate dollar value ofshares that may yet bepurchased under the plans orprograms |
| July 1 through July 31, 2022           |  | —                         |  | —                |            |                                                                                | — |                                                                                       | —  |         |
| August 1 through August 31, 2022       |  | 527,508                         |  | $                           | 7.64  |                                                                                |         | 527,508                                                                               |               | N/A |
| September 1 through September 30, 2022 |  | —                         |  | —                |            |                                                                                | — |                                                                                       | —  |         |
| Total                                  |  | 527,508                         |  |                             |            | 527,508                                                                        |         |                                                                                       |

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ontents

|               |  |                                                                                                                           |  |  |  |  |  |  |
|---------------|--|---------------------------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|
| ExhibitNumber |  | Description of Exhibit                                                                                                    |
| 31.1          |  | Certification of Chief Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934.            |
| 31.2          |  | Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934.  |
| 32.1          |  | Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350). |
| 32.2          |  | Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350). |

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ontents

|                                  |                                                     |  |  |  |  |
|----------------------------------|-----------------------------------------------------|--|--|--|--|
|                                  | MSC INCOME FUND, INC.                               |
|                                  |                                                     |
| Date: November 14, 2022 | /s/ DWAYNE L. HYZAK                         |
|                                  | Dwayne L. Hyzak                                     |
|                                  | Chief Executive Officer                             |
|                                  | (principal executive officer)                       |
|                                  |                                                     |
| Date: November 14, 2022 | /s/ JESSE E. MORRIS                         |
|                                  | Jesse E. Morris                                     |
|                                  | Chief Financial Officer and Chief Operating Officer |
|                                  | (principal financial officer)                       |
|                                  |                                                     |
| Date: November 14, 2022 | /s/ CORY E. GILBERT                         |
|                                  | Cory E. Gilbert                                     |
|                                  | Vice President and Chief Accounting Officer         |
|                                  | (principal accounting officer)                      |