FILED

November 1, 1996

Cecil W. Crowson

Appellate Court Clerk

RICHARD P. RIENHOLTZ, )

)

Petitioner/Appellant, )

) Appeal No.

) 01-A-01-9512-CH-00570

VS. )

) Davidson Chancery

) No. 94-63-II

CHRISTINE BRADLEY, )

Commissioner, and TENNESSEE )

DEPARTMENT OF CORRECTION, )

)

Respondents/Appellees. )

COURT OF APPEALS OF TENNESSEE

MIDDLE SECTION AT NASHVILLE

APPEALED FROM THE CHANCERY COURT OF DAVIDSON COUNTY

AT NASHVILLE, TENNESSEE

THE HONORABLE ELLEN HOBBS LYLE, CHANCELLOR

JOHN G. OLIVA

ROBERT P. BALLINGER

Washington Square, Suite 417

222 Second Avenue, North

Nashville, Tennessee 37201

Attorneys for Petitioner/Appellant

CHARLES W. BURSON

Attorney General & Reporter

PATRICIA C. KUSSMANN

Assistant Attorney General

404 James Robertson Parkway

Suite 2000

Nashville, Tennessee 37243

Attorney for Respondents/Appellees

AFFIRMED AND REMANDED

BEN H. CANTRELL, JUDGE

CONCUR:

TODD, P.J.

LEWIS, J.
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O P I N I O N

Richard P. Rienholtz, an inmate in the Tennessee prison system

petitioned the Chancery Court of Davidson County for a declaratory judgment arguing

that the Department of Correction’s decision to extend his parole eligibility date for

escape was illegal. The chancellor dismissed the petition and we affirm.

I.

In 1981, Mr. Rienholtz received a sentence of forty-five years in prison

for two counts of murder, a Class X felony. Under the law then in effect he had to

serve forty percent of the sentence to be eligible for parole, and he could not earn

sentence credits to advance his parole eligibility date. A later change in the law

reduced the mandatory time to be served to thirty-five percent of the sentence.

In 1990 Mr. Rienholtz was reclassified as a minimum security prisoner

and placed on work release status. As a condition of being placed on work release

he signed an agreement containing the following:

I understand that if I am convicted of a felony except escape

committed while on work, educational, restitution, or other

program which allows me the privilege of supervised or

unsupervised release into the community I must serve the

remainder of my term without parole or further participation in

any such programs. I also understand that if I escape from

any of these programs, the department has the authority to

penalize or punish me in accordance with departmental

policy. This is consistent with the laws of Tennessee,

specifically TCA 40-28-123(b)(1).

Approximately three months later, Mr. Rienholtz escaped and stayed at

large for three and a half months. He pled guilty to the escape charge and received

an additional one year sentence. In addition, in accordance with its policy No. 502.02,
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the Department of Correction extended Mr. Rienholtz’s release eligibility date on his

original sentence by twenty percent. Policy 502.02 states:

In all cases in which an inmate is found guilty of the

disciplinary offense of Escape, including Escape from

custody and failure to return from a pass or furlough, in

addition to any other punishment imposed, the offender’s

parole or release eligibility date shall be extended by adding

thereto an additional 20 percent of the offender’s original

maximum sentence, or by extending the inmate’s parole or

release eligibility date to the sentence expiration date,

whichever is less.

Mr. Rienholtz filed a petition for a declaratory order under Tenn. Code

Ann. § 4-5-223 of the Administrative Procedures Act. He argued that the policies

adopted for the Department of Correction’s Disciplinary Board draw a distinction

between escape and breach of trust, and that he should have been disciplined for the

latter. The difference, apparently, is an extension of the prisoner’s parole eligibility

date by twenty percent in the case of escape and merely a loss of sentence credits

or a period of punitive segregation for breach of trust.

The Department of Correction responded to the petition by a letter from

the Department’s legal assistant, denying any consideration because “disciplinary

decisions are not subject to appeal under the Uniform Administrative Procedures Act.”

Mr. Rienholtz then filed a petition for a declaratory judgment in the Chancery Court of

Davidson County, which the court dismissed because it was not filed within sixty days

of the date the Department of Correction denied consideration of the petition for

declaratory order. We reversed on appeal, holding that the sixty day provision in

Tenn. Code Ann. § 4-5-322(a)(1) did not apply to a case where the agency refused

to convene a contested case hearing. See also Taylor v. Reynolds, No. 01-A-01-

9401-CH-00016 (filed in Nashville, June 10, 1994).

On remand, the Chancery Court addressed the arguments raised in the

petition, found them insufficient as a matter of law, and dismissed the petition for
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failing to state a cause of action. In so doing, however, the chancellor considered

affidavits filed by both parties. We will, therefore, treat the judgment below as a

summary judgment. See Rule 12.02, Tenn. R. Civ. Proc.

II.

The focus in this case has constantly changed since Mr. Rienholtz

sought the first declaratory order from the Department of Correction. We noted that

in the first appeal he sought a declaration that he should have been punished for

breach of trust rather than for escape. His petition in the Chancery Court alleges that

in addition to the escape-breach of trust argument, he sought a declaration that the

disciplinary rule was null and void, that the rule discriminated against inmates with

more serious offenses, and that he did not violate the agreement he signed when he

was placed on work release. In an amended petition, Mr. Rienholtz also alleges that

the Department of Correction failed to bring the rule to his attention in accordance with

Tenn. Code Ann. § 41-21-218.

On remand, Mr. Rienholtz filed a brief in which he asserted that he did

not violate the agreement he signed when he was placed on work release; that he

was erroneously disciplined for escape rather than breach of trust; that he was given

a disproportionate sentence for escape; that the effect of his escape was never

brought to his attention in accordance with Tenn. Code Ann. § 41-21-218; that the

twenty percent addition to his sentence violated his rights to due process and equal

protection; and that extending his release eligibility date by twenty percent violated the

constitutional prohibition against ex post facto laws.

III.
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Mr. Rienholtz does not raise all the issues on appeal that he raised in

his amended petition in the chancery court. His first issue addresses the chancellor’s

holding that he waived his right to rely on the law as it existed prior to July 1, 1982.

See Tenn. Code Ann. § 40-35-117. Inherent in this argument is an assertion that

policy 502.02 cannot be applied to him because it was adopted after he was first

sentenced to the Department of Correction.

In her memorandum the chancellor found, “The petitioner’s sworn

affidavit, signed May 12, 1995, indicates that the petitioner signed a waiver of his right

to serve his sentence under the laws in effect on the date the indictment alleges the

offense was committed.” The petitioner’s designation of the record does not include

the May 12, 1995 affidavit. We are, therefore, handicapped in reviewing the question

of what waiver the petitioner executed and we would be justified in taking the

chancellor’s finding as conclusive. State v. Banes, 874 S.W.2d 73 (Tenn. Crim. App.

1994).

Nevertheless, there is in the record a form signed by Mr. Rienholtz on

March 12, 1986 in which he waived “for the sole and exclusive purpose of receiving

Sentence Reduction Credits . . . .” his right to serve his sentences under the prior law.

He argues on appeal that the only effect of this waiver was to allow him to begin

accruing sentence credits under the subsequent law; it did not allow the state to apply

the penalties for escape that were enacted after his original sentence.

The waiver states that for the sole and exclusive purpose of receiving

sentence reduction credits Mr. Rienholtz waived the right to serve his sentences under

the law in effect at the time he was indicted. He acquired the right to earn sentence

credits and he gave up any rights to serve his sentences under the prior law. Thus,

allowing him to accrue sentence credits was not the only effect of the waiver. The

sole and exclusive language in the waiver refers to what he was getting in return for
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his waiver, not what he was giving up. We hold that the waiver of his rights under the

prior law makes him subject to the current law, the law in effect after the 1989

amendments.

We also think Mr. Rienholtz overlooks the fact that he signed the

“Assignment of Responsibility” when he was placed on work release. In it he

acknowledged that if he escaped from work release the Department of Correction had

the authority to penalize or punish him in accordance with departmental policy.

IV.

Mr. Rienholtz argues on appeal that applying policy 502.02 to him

violates Article I Section 10 of the United States Constitution, which prohibits the

states from passing ex post facto laws. We fail to see, however, how this

constitutional provision is implicated.

The United States Supreme Court has said that the ex post facto

provisions of our constitution are “aimed at laws that retroactively alter the definition

of crimes or increase the punishment for criminal acts.” California Department of

Corrections v. Morales, 514 U.S. ____ at ____ (1995). Policy 502.02 was in effect at

the time Mr. Rienholtz escaped in 1990. Therefore, the consequences that could

result from his escape were fixed and have not been increased by subsequent

legislation.

V.

Mr. Rienholtz also argues that the Department of Correction violated his

right to due process by failing to bring Policy 502.02 to his attention.
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Tenn. Code Ann. § 41-21-218 provides:

Such of the foregoing regulations with all others adopted by

the general assembly or the commissioner in reference to the

police and government of the penitentiary, which it is

necessary that the convicts should know . . . shall be printed

so as to be conveniently read, and set up by the warden, in

a conspicuous place, and also read and explained by the

warden to each convict on his admission to the penitentiary.

Assuming that, as he alleges, policy 502.02 was not brought to Mr.

Rienholtz’s attention, what is the effect of that lapse on the ability of the Department

of Correction to apply the policy to him?

The statute itself does not say what such effect will be, and it is arguable

that the statute was passed for the Department’s benefit as an aid to maintaining

order in the prison. By making sure the inmates know that their acts have

consequences prison discipline will improve. But the main reason the policy should

apply to Mr. Rienholtz is the fact that he received a notice that substantially complied

with the statute. When he was assigned to work release he signed an

acknowledgment that if he escaped while on that program the Department of

Correction could punish him in accordance with departmental policy. We do not think

it is critical that the precise nature of the punishment was not set out in the agreement.

It is sufficient if the inmate knows that the Department of Correction has the power to

impose additional disciplinary sanctions for escape. 

The judgment of the court below is affirmed and the cause is remanded

to the Chancery Court of Davidson County for any further proceedings necessary.

Tax the costs on appeal to the appellant.
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_____________________________

BEN H. CANTRELL, JUDGE

CONCUR:

_______________________________

HENRY F. TODD, PRESIDING JUDGE

MIDDLE SECTION

_______________________________

SAMUEL L. LEWIS, JUDGE