## OMB Control Number: 2040-0281 Plant ID: Insert Plant ID

Approval Expires: 05/31/2013 Plant Name: Insert Plant Name

**Section Title Tab Name**  Part I Instructions Part I Section 1 Part I Section 2 Part I Section 3 Part I Section 4.1 Part I Section 4.2 Part I Section 5.1 Financial Information Steam Electric Generating Unit Operating Information Part I Section 5.2 Planned and Forced Outages and Annual Operating Cost Part I Section 5.3 Part I Comments Part I Comments Ultimate Parent Economic and Financial Information Basic Plant Economic and Financial Information Basic Steam Electric Generating Unit Economic and Detailed Plant Financial Information Financial Information **Steam Electric Questionnaire PA**  **RT I - ECONOMIC A ND FINA**  **NCIA L DA**  **TA**

Part I Instructions Primary Immediate Parent Firm Economic and **Table of Contents**
Immediate Parent Economic and Financial Information

Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Instructions 

## Plant ID: Insert Plant ID Plant Name: Insert Plant Name

(2) For your plant : data on electricity generated, operating expenses, income statement, balance sheet, and other operational statements for the last three fiscal years of operation.

In cases where a plant has multiple immediate parent firms and where it is not possible to identify a primary parent firm based on equity share, you may make copies of Section 2 of this questionnaire and provide the requested information for each immediate parent listed in Section 1. **PA RT I. ECONOMIC A**  **ND FINA NCIA**  **L DA TA** 

Use the Part I Comments tab to do the following: provide additional information as requested in certain questions within Part I; indicate atypical data (e.g., if the analytical data provided from the sample collection is not representative of normal operations); and note methods used to make estimates based on professional judgment in the event that exact data are not available. **INSTRUCTIONS** Complete Part I of the questionnaire for your plant . As you are completing the electronic form, note the following: W hen you enter your plant name and plant ID on the Part I TOC tab, all name and ID fields throughout Part I will automatically populate. Refer to the overall questionnaire instructions and the list of abbreviations for additional assistance with completing Part I. Refer to the glossary for definitions of selected economic and financial terms used in this Part.

Please provide all free response answers in the highlighted yellow areas. You may wish to assemble the following documents in order to efficiently fill out this part of the questionnaire:

(1) For the entity/entities that own your plant : income statements, balance sheet statements, and cash flow statements for the last three fiscal years.

Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data Plant ID: Insert Plant ID Plant Name: Insert Plant Name **Part:** I **Section Title: Instructions:** 

**CBI? I1-1.** 

**Start (mm) End (mm)**  **2007 1,200,000**  **800,000 15,400,400**  **2008 1,560,000**  **851,000 15,851,700**  **2009 1,720,000**  **867,000 15,110,890**  **2007 552,000**  **502,800 6,570,000**  **2008 550,000**  **513,100 6,858,000**  **2009 487,000**  **479,200 6,253,000**  **2007 126,000**  **20,000 250**  **235,200 2008**  **120,000 10,000**  **265 259,100**  **2009 89,000**  **11,500 207**  **231.985 2007**  **2008 2009**  **2007 2008**  **2009 2007**  **2008 2009**  **Total Electricity Sales (MWh)**  **Table I-1. Immediate Parent Firm Financial Information**

**3 2**  **1 Example**  **XYZ Corp. 789 Z**  **Street, City, State,**  **ZIP 20.50%**  **2211 925486982**  **Example EFG Inc.**  **12500, Some**  **Blvd., City, State, ZIP**  **45% 2211**  **587426985 Year**  **Total Rev** **enue (‘000$)**  **Rev enue** 

**from Electricity**  **Generation (‘000$)**  **Total Employment**

**(FTE) Example**  **ABC LLC 123 A**  **Street, City, State,**  **ZIP 34.50%**  **2211 123456789**  Throughout Section 1, provide financial information for the immediate parent firm or, in case where multiple entities have financial participation or interest in the plant , for every entity with an equity stake (or any other form of financial participation or interest) in this plant. For the purpose of this questionnaire, the immediate parent is the first entity in the plant’s ownership structure. A plant may have more than one immediate parent if more than one firm owns or has another form of financial participation or interest in the generating units located at the plant. Please provide all free response answers in the highlighted yellow areas. In Table I-1, provide the following information for the immediate parent firm or, in case where multiple entities have financial participation or interest in the plant, for every entity with an equity stake (or any other form of financial participation or interest) in this plant . If the financial participation shares vary by generating units at the plant, please estimate the plant-level share based on the relative electricity generation capacity (nameplate capacity ) of all units at this plant. 1. Immediate Parent Economic and Financial Information

**Number Name of** 

**Immediate Parent**  **Mailing**

**Address %** 

**Ownership or Financial**  **Interest in Plant in**  **2009 NAICS**  **DUNS Number**  **Fiscal Year** Yes

I-1 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data Plant ID: Plant Name: **Part:** I **Section Title: Instructions:** 

Unit 1 (non-steam) Unit 2 (steam) 45% 35% 100% 0% **70% 63%**  30% 37%

**CBI? I2-1.**  (1)details of ownership share calculations: 0% since only has shares in non-steam generation capacity. ABC LLC share: EFG Inc. share: Insert Plant ID Insert Plant Name

Unit 3 (steam) 20% Ow nership Share **50%** 50% 2. Primary Immediate Parent Firm Economic and Financial Information Throughout Section 2, EPA is interested in obtaining financial and economic data regarding the plant ow ner to support a detailed evaluation of the economic impacts of the regulations on firms that ow n steam electric power generation assets. W hen answering questions in Section 2, please provide data for the immediate parent firm and not only for the steam electric plant covered in this questionnaire. If the plant has multiple ow ners (immediate parent firms identified in Question I1-1), please report detailed information in Questions I2-1 through I2- 13 only for the entity that has the largest equity stake (or the largest share of financial participation or interest) in the steam electric portion of the plant . This immediate parent firm is referred to as the “primary immediate parent” firm in the remainder of this section. **For example, a hypothetical steam electric plant has three generation units, two of which are steam. Table I-2 below provides the distribution of plant capacity and ownership shares for this plant. Since ABC LLC has the largest ownership share in the steam electric**  **capacity at this hypothetical plant, the detailed information requested in the remainder of this section would be provided for ABC LLC.**

**Table I-2. Distribution of Plant Capacity and Ownership Shares for Example Plant**

Please select the primaryimmediate parent firm for w hich you are providing detailed information in this section. (Lists immediate parent firm(s) provided in Question I1-1) In cases w here a plant has multiple immediate parent firms and w here it is not possible to identify a primary parent firm based on equity shares, you may make copies of Section 2 of this questionnaire, using the "Copy Section 2" button below , and provide the requested information for each immediate parent listed in Section 1. In the example above, you have the option of providing information for both ABC LLC and XYZ Corp. XYZ Corp. Ow nership Share of Plant Steam Electric Capacity (1)

XYZ Corp. share: 0.70 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.63 **Plant %**  **of Plant Total Capacity**  **Immediate parent firm**  EFG Inc.
0.30 x 0.35 / (0.35+0.20) + 0.50 x 0.20 / (0.35+0.20) = 0.37 **ABC LLC.** 

Yes I-2 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

I-3 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I2-2.**  Other, specify: **CBI? I2-3.**  **CBI? I2-4.**  **CBI? I2-5.** 

(Continue to Question I2-5) (Skip to Question I2-6) Please indicate the state in w hich the primary immediate parent firm is organized as a legal entity. Please indicate the legal structure of the plant’s ow nership. Has the primary immediate parent firm engaged in revenue generating activities other than electricity generation during the period of FY 2007 through FY 2009? **NOTE: Economic activities other than generation of electricity may include, but are not limited to, production activities or the leasing of land. Please include only** **those economic activities that are carried out by the plant’s owner; do not include activities carried out on the plant’s property** **by**

**third parties for which the plant’s owner does not incur cost or receive revenue.** Please indicate the type of ow nership for the primaryimmediate parent firm . Yes

Yes

Yes No Yes

Yes

I-4 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I2-6.** 
**Costs (‘000$)**

**CBI? I2-7.**  Economic activities not associated w ith electricity generation (e.g., manufacturing production, leasing of land) **2007 2008**  **Description of Economic A ctivity**  Please provide a description of each of the entity’s revenue generating activities other than generation of electricity and the revenue and costs associated w ith this(ese) activity(ies).

**Table I-3. Description of Each Entity's Other Revenue Generating A ctivities**  **Revenue (‘000$)**

Has the immediate parent firm submitted data to FERC in Form 1 for the period of FY 2007 through FY 2009? FERC Form No. 1 (FERC Form 1) is an annual regulatory requirement for Major electric utilities, licensees and others (18 C.F.R. § 141.1) and is designed to collect financial and operational information from electric utilities, licensees and others subject to the jurisdiction of the Federal Energy Regulatory Commission. If you answer YES, please attach a copy of your FERC Form 1 report for 2009 in pdf format to your submittal to ensure that EPA has the most recent data for your firm. EPA w ill also be using the data you already reported on your FERC Form 1 filing for 2007 and 2008 to support its economic impact and other analyses. **2009 FY** 

(Continue to Question I2-7) (Skip to Question I2-12) Yes

Yes
Yes, attach FERC Form 1.
No FERC Form 1 is NOT attached. Explain why:

I-5 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I2-8.** 

**CBI? I2-9.** 
**FY 2009 As**  **sets (‘000$)** Other current assets (Prepared expenses, cash, accounts receivable, etc. Non-current assets (land, buildings, equipment, machinery, other physical capital and intangibles, capital stocks and bonds, etc., including expansions and renovations and net of depreciation and amortization) **FY 2009**

Current liabilities (Liabilities due for payment w ithin the reporting year) **Liability /Equity**  **(‘000$)** Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt) Owner equity (Total assets minus total (current and non-current) liabilities) **Table I-5. Balance Sheet Information FY 2008** 

**FY 2007 FY 2008**  Inventories (Raw

materials, supplies, fuels, etc.) **Table I-4. Income Statement Information** In Table I-4, please provide the income statement information for the immediate parent firm . This information may be available from SEC filings, depending on how

the firm presents its statement, if your immediate parent firm is a publicly traded company. **Total revenue (‘000$)** Revenue from electric power generation and sales Other revenue (i.e., total revenue from activities described in Question I2-5) Revenue from sources indirectly related to the generation of electricity (e.g., sale of steam or ash, w aste combustion) **FY 2007**

Interest expense (Total. Firms w ith debt should have interest expenses) Income taxes (Total federal, state, and local income taxes)
In Table I-5, please provide the follow ing balance sheetinformation for the immediate parent firm . This information may be available from SEC filings, depending on howthe firm presents its statement, if your immediate parent firm is a publicly traded company. **Total expenses (‘000$)** Operation expenses Maintenance expenses Depreciation, depletion, and amortization expense All other expenses (i.e. including total cost of activities described in Question I2-5) After-tax income (Subtract Total operating expenses from Total revenue) Yes

Yes

I-6 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I2-10.** 

**CBI? I2-11.** 
**FY 2007 FY 2009**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  Net income from operations **Table I-6. Cash Flow Information**

Purchases from utilities and power marketers (MW h) Cost of purchases from utilities and pow er marketers (‘000$) Purchases from nonutilities (MW h) Capital expenditures Capital expenditures for electric plant and equipment

Gross energy generation (MW h) **Cash flow from financing activities ('000$)** Other cash flows from investing activities
In Table I-7, please provide the follow ing information regarding the immediate parent’s sources of electric energy during each year. This information may be available from SEC filings, depending on howthe firm presents its statement, if your immediate parent firm is a publicly traded company. **Table I-7. Sources of Energy** Net cash provided by (used in) investing activities Cash flows provided by (used in) financing activities Net cash provided by (used in) operating activities

Cost of purchases from nonutilities (‘000$) Total sources of electric energy (MW h) including net energy exchanged Investments **Net increase/decrease in cash and cash equivalents** Non-cash charges (credits) to income **Cash flow from operating activities (‘000$)**

**Cash flow from investing activities (‘000$)** Depreciation and depletion In Table I-6, please provide the follow ing cash flow information for the immediate parent firm . This information may be available from SEC filings, depending on how

the firm presents its statement, if your immediate parent firm is a publicly traded company.

Amortization of electricity generating plants Net change in accounts receivable/ accounts payable Change in inventories Net change in other current assets/current liabilities Yes

Yes

I-7 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I2-12.** 

**CBI? I2-13.** 

**Example 60%**  % % % **30%** % % % **10%** % % % **100%** 0 % 0 % 0 % **CBI? I2-14.** 

**80 %**  % **20 %**  % **%** % TOTAL

**FY 2009** Contracted sales under contracts more than one year in duration that include clauses permitting price adjustments based on changes in environmental regulatory **Example** % contracted sales in FY 2009 subject to contract pricing under contracts of one year or less duration. % sales in FY 2009 subject to contract pricing under contracts more than one year in duration **Table I-10. A pproximate shares of the Immediate Parent’s Contracted Electricity Sales**  % sales subject to cost-of-service based regulated pricing % contracted sales % sales subject to short-term auction pricing **FY 2007 FY 2008**  **FY 2009**

If the share of contracted sales indicated in Question I2-12 is greater than 0% in FY2009, please indicate in Table I-10 the approximate shares of the immediate parent firm’s contracted electricity sales (on a MW h basis) that are of different durations and terms. **FY 2009 FY 2007**  **FY 2008**

**NOTE: EPA is looking for information regarding the approximate share of electricity that is sold under various terms and conditions to help in conducting economic impact and other ty**  **pes of analy ses. You may provide approximate shares based on information readily**  **available from immediate parent’s filings and statements. Table I-9. Electricity Sales**  **Table I-8. Disposition of Electricity** In Table I-8, please provide the follow ing information regarding the immediate parent’s disposition of electric energy generated, purchased, exchanged, and w heeled during each year. This information may be available from SEC filings, depending on how the firm presents its statement, if your immediate parent firm is a publicly traded company.

Sales to end users (MW h) Revenue from sales to end users (‘000$) Electric energy furnished w ithout charge (MW h) In Table I-9, please provide the follow ing information regarding the fraction of the immediate parent’s electricity sales (on a MW h basis) subject to different pricing terms. Electric energy used by the parent (MW h) Total uses of electric energy (MW h) including energy losses Sales for resale (MW h) Revenue from sales for resale (‘000$)

None All Other, specify: None All Other, specify: _________ Yes

Yes

Yes

I-8 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data Plant ID: Insert Plant ID Plant Name: Insert Plant Name **Part:** I **Section Title: Instructions:** 

**CBI? I3-1.**  (Skip to Section 4.1) (Continue to Question I3-2) **CBI? I3-2.** 

**Start (mm) End (mm)**  **2007 2008**  **2009 U.S. DIAMOND CORP**  **2007 52,358,000**  **25,875 45,400,400**  **2008 55,582,000**  **25,786 45,851,700**  **2009 56,889,200**  **26,850 55,110,890**  **2007 2008**  **2009 2007**  **2008 2009**  **2007 2008**  **2009 2007**  **2008 2009**  **XYZ Corp. ABC LLC.**  **5239 885785963**  **EFG Inc.**
**2255 5 th**  **Avenue, City, State, ZIP**  **85% Total**  **Employ ment**  **(FTE) Total Electricity** 

**Sales (MWh) Table I-11. Ultimate Parent Firm Financial Information**  **Immediate Parent (from**  **Question I-1) Name of Ultimate**  **Parent Mailing** 

**Address % Financial** 

**Interest in Immediate**  **Parent in 2009 NAICS**  **DUNS Number**  **Fiscal Year Year**  **Total Revenue (‘000$)**  Is (are) the ultimate parent firm(s) the same as the immediate parent(s) identified in Question I1-1? In Table I-11, please provide the following information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in the immediate parent firm , for the entity having the largest equity stake in the immediate parent firm . If the ultimate parent firm is the same as the immediate parent firm , you may indicate so in column 2 and do not need to provide the information requested in columns 3 through 10 of the table. This information may be available from SEC filings, if your ultimate parent firm is a publicly traded company. Throughout Section 3, please provide information for the ultimate parent firm of each immediate parent firm identified in Question I1-1 or, in case of joint ownership or partnership in the immediate parent firm, for the entity having the largest equity stake in the immediate parent firm. Please provide all free response answers in the highlighted yellow areas. For the purpose of this questionnaire, the ultimate parent firm is the highest level domestic business entity in a plant’s ownership structure. A firm that is owned by another U.S. firm is not an ultimate domestic parent firm. In contrast, a U.S. firm that is owned by a foreign firm is an ultimate domestic parent firm. **NOTE: EPA is interested in financial information about ultimate parent firm of entity (ies) that own or have financial participation or interest in y**  **our plant**  **to conduct regulatory and economic**  **impact analy ses and to identify the relevant firm size category** **for corporate entities potentially affected by the regulations.**  3. Ultimate Parent Economic and Financial Information

Yes No

Same as Immediate Parent

Same as Immediate Parent

Same as Immediate Parent

Same as Immediate Parent

Same as Immediate Parent

Same as Immediate Parent Yes

Yes

I-8 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

I-9 Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Economic and Financial Data Plant ID: Plant Name: **Part:** I **Section Title: Instructions:** 

**CBI? I4-1.**  Start (dd/mm) / End (dd/mm) / **CBI? I4-2.** 
**FY 2007 FY 2008**  **CBI? I4-3.** 

(Continue to Question I4-4) (Skip to Question I4-7) 4.1 Basic Plant Economic and Financial Information

Number of Months At any time during the three reporting years, did the plant engage in revenue generating activities other than generation of electricity? **NOTE: Economic activ ities other than generation of electricity** **may include, but are not limited to, production activ**  **ities or the leasing of land. Please include only** **those economic activ ities that are carried out by** **the plant’s owner; do not include activ ities**  **carried out on the plant’s property by**  **third parties for which the plant’s owner does not incur cost or receiv e rev** **enue. If such third party**  **activ ities are significant, y** **ou may note them in the comments section at the end of Part I.**  Throughout Section 4.1, please provide the requested economic and financial information for the plant . Please provide all free response answers in the highlighted yellow areas.

Wh at is the Fiscal Year period covered by plant-level financial and operational information provided in this section?
In Table I-12, please indicate the number of months in each fiscal year for which you have financial and operational information for your plant . In some cases, such as new plants, records may cover only part of a year. **Table I-12. Number of Months in Each Fiscal Year NOTE: For Section 4.1, EPA**  **is interested in obtaining financial and economic data regarding the specific plant cov ered by**  **this questionnaire.** 

Yes No Yes

Yes

Yes

I-9 Approved: May 20, 2010

### Part I. Economic and Financial Data Insert Plant ID Insert Plant Name

**FY 2009** engage in revenue generating activities other than generation of electricity? **NOTE: Economic activ ities other than generation of electricity** **may include, but are not limited to, production activ**  **ities or the leasing of land. Please include only** **those economic activ ities that are carried out by** **the plant’s owner; do not include activ ities**  **carried out on the plant’s property by**  **third parties for which the plant’s owner does not incur cost or receiv e rev** **enue. If such third** . Please provide all free response

covered by plant-level financial and operational information provided in this section?
In Table I-12, please indicate the number of months in each fiscal year for which you have financial and operational information for your **NOTE: For Section 4.1, EPA is interested in obtaining financial and economic data regarding the specific plant cov**  **ered by this** 

I-10 Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I4-4.** 

**CBI? I4-5.**  (Continue to Question I4-6) (Skip to Question I4-7) In Table A-13, please provide a description of each of the plant **’** s economic activities other than electricity generation. **Description of Economic A ctiv**  **ity (ies)** 

Is(are) this(ese) business activity(ies) associated with (a) specific generating unit(s)? **Table I-13. Description of Economic A ctiv**  **ities**
**2007 2008**  **2009 Fiscal Year**  Economic activities not associated with electricity generation (e.g., manufacturing production, leasing of land)

Yes No Yes

Yes

I-11 Approved: May 20, 2010

### Part I. Economic and Financial Data s economic activities other than electricity generation.

**Description of Economic A ctiv**  **ity (ies)** 

I-12 Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I4-6.**  **Revenue (‘000$)** FY 2007 FY 2008 FY 2009 FY 2007 FY 2008 FY 2009 FY 2007 FY 2008 FY 2009 FY 2007 FY 2008 FY 2009 FY 2007 FY 2008 FY 2009 FY 2007 FY 2008 FY 2009 **CBI? I4-7.** 
**FY 2007 FY 2008**  **Table I-14. Financial Data by Steam Electric Unit**  In Table I-14, please provide the following information for each of these generating units. Use steam electric generating unit IDs assigned in Table A-8. **SE Unit ID**

Total Employment (FTE) **Table I-15. Plant Employ ment Information**  In Table I-15, please provide information on total plant employment in terms of full-time equivalent employees (FTE). Yes

Yes

I-13 Approved: May 20, 2010

### Part I. Economic and Financial Data

**Costs (‘000$)**

**FY 2009** In Table I-14, please provide the following information for each of these generating units. Use steam electric generating unit IDs assigned in

employment in terms of full-time equivalent employees (FTE).

I-14 Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Economic and Financial Data

**CBI? I4-8.** 

**FY 2007 FY 2008** 

**CBI? I4-9.**  **FY 2007 FY 2008**  Capital outlays for plant and equipment (‘000$) **Table I-17. Capital Outlay s for Plant**  Gross Electricity Generated (MW h) Net Electricity Generated (MW h) **Table I-16. Gross and Net Electricity Generated by**  **Plant**

In Table I-17, please provide information regarding capital outlays for plant and equipment for the plant . In Table I-16, please provide gross and net electricity generated by the plant on a fiscal year basis.
to answer to Question A1-14 for the requested data. **NOTE: If y our fiscal y** **ear coincides with the calendar y ear, please indicate so below and skip this question. The requested**  **information is already prov**  **ided in Question A 1-14 of questionnaire on a calendar y** **ear basis.** This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 – December 31). Refer Yes

Yes

I-15 Approved: May 20, 2010

### Part I. Economic and Financial Data

**FY 2009**

**FY 2009 NOTE: If y** **our fiscal y ear coincides with the calendar y** **ear, please indicate so below and skip this question. The requested** This plant’s fiscal year coincides with calendar years (i.e., fiscal year period is January 1 – December 31). Refer

I-16 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data 

### Plant ID: Insert Plant ID Plant Name: Insert Plant Name **Part:** I **Section Title: Instructions:** 

**CBI? I4-10.** 

**FY 2007 FY 2008**  **FY 2009** Inventories (Raw materials, supplies, fuels, etc.) Other current assets (Prepared expenses, cash, accounts receivable, etc. Plant-level balance sheet data have been estimated for the purpose of answering this questionnaire. Provide details in Question I4- 12. 4.2 Detailed Plant Financial Information In Section 4.2, please provide financial information for the plant . Your parent firm may not customarily compile financial reports at the level of the plant. In that case, you may estimate plant-level information from data reported at the level of reporting closest to your plant. This may be a division, the immediate parent firm , or some other business unit. You should report information about your plant either from existing reports or by estimating plant-level data. If you have to estimate plant-level data, you may use any method and information that, in your judgment, will yield the best estimate of plant-level data and describe the method in Question I4-12. If no such method or information is available, you may follow the default methodology outlined below. Default Methodology : Please estimate plant-level data by using aggregate data from the financial reports for the business unit that is closest to your plant in terms of business activity performed. Please estimate plant data by multiplying that business unit’s numbers corresponding to electricity generation activities by the ratio of your plant’s net generation to the business unit’s net generation. For example, if you have aggregate data for a business unit consisting of three plants, each with 100 MW h in net generation, the plant-level data are estimated based on 1/3 of the aggregate data.

Land and buildings (Original land cost and cost of buildings, including expansions and renovations, net of depreciation) Other non-current assets (Equipment, machinery, other physical capital and intangibles, capital stocks and bonds, etc., net of depreciation and amortization) **Table I-18. Balance Sheet Information for Plant** In Table I-18, please provide the following balance sheet information for the plant. As needed, you may estimate plant-level data based on balance sheet information for the relevant business unit or immediate parent.

**As sets (‘000$)**  Yes

I-13 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data



### CBI? **I4-11.**

**FY 2007 FY 2008**  **FY 2009**

Other operating expenses Total maintenance expenses Total sales and customer accounts, service, and informational expenses Cost of contract work Interest expense Taxes Depreciation All other expenses, including fixed expenses (describe below) **Total expenses (‘000$)** Revenue from electric power generation and sales Other revenue (i.e., total revenue from the economic activities described in Question I4-4) (describe below) Fuel expenses Revenue from sources indirectly related to the generation of electricity (e.g., sale of steam or ash, waste combustion) Owner equity (Total assets minus total (current and non-current) liabilities In Table I-19, please provide the following income statement information for the plant . As needed, you may estimate plant-level data based on income statement information for the relevant division, business unit or immediate parent. Plant-level income statement data have been estimated for the purpose of answering this questionnaire. Provide details in Question I4-12. **Table I-19. Income Statement for Plant Total rev** **enue (‘000$) Liability/Equity (‘000$)**  Current liabilities (Liabilities due for payment within the reporting year) Non-current liabilities (Including long-term debt, such as bonds, debentures, and bank debt)

Yes

I-14 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data



### CBI? **I4-12.**
Methodology description: **CBI? I4-13.** 

**FY 2007 FY 2008**  **FY 2009** If you estimated balance sheet and/or income statement for the plant in questions I4-10 and I4-11, please indicate the methodology used. Used default methodology described in Instructions to Section 4.2 (i.e., based on ratio of net generation) Used alternative methodology (describe below)

Depreciation Total administrative and general expenses Fuel expenses Other operating expenses Total maintenance expenses Total sales and customer accounts, services, and informational expenses In Table I-20, please provide the following information regarding the cost of steam electricity generation for the plant . If the information for steam electricity generation is the same as reported above for the plant as a whole, please indicate so below and skip this question.

**Table I-20. Cost of Steam Electricity Generation NOTE: This information represents a subset of the total expenses reported in Question I4-11; the data are for steam electricity**  **generation more specifically.** Expenses for steam electricitygeneration are the same as for the plant as a whole.

Taxes Yes Yes

I-15 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data Plant ID: Insert Plant ID Plant Name: Insert Plant Name **Part:** I **Section Title: Instructions:** 
**CBI? I5-1.** 

**SE Unit ID Immediate parent**  **firm(s) in 2009**

**FY 2008 FY 2007**  **FY 2009 NOTE: If a generating unit is owned by**  **more than one entity , please provide the name(s) of the**  **immediate parent firm(s) and their respective**  **equity shares (or financial participation or interest) in this generating unit.** 

**Example FY 2007**  **250,000**

**FY 2008 FY 2009**  **200,000** In Table I-21, please provide information for each non-retired (as of January 1, 2007) steam electric generating unit of your plant. Use steam electric generating unit IDs assigned in Table A-8. 5.1 Basic Steam Electric Generating Unit Economic and Financial Information

**Remaining undepreciated value (‘000$) Nonutility**  **status of each steam electric generating unit** Please provide the economic and financial information requested for each steam electric generating unit at your plant . Use steam electric generating unit IDs assigned in Table A-8. Please provide all free response answers in the highlighted yellow areas.

**Table I-21. Basic Financial Steam Electric Generating Information**

**225,000 ABC LLC. (70%**  **) XYZ Corp. (30%** 

**)**

**FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Yes

I-16 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data

**FY 2008 FY 2009**  **FY 2007 FY 2007**  **FY 2009**
**FY 2008 FY 2009**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2007**

**FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009** Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Cogenerator FERC qualifying cogenerator FERC qualifying small power producer FERC exempt wholesale generator Cogenerator not qualified under PURPA Check here if not applicable Other (specify): Other (specify):

I-17 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data Plant ID: Insert Plant ID Plant Name: Insert Plant Name **Part:** I **Section Title: Instructions:**  **CBI? I5-2.** 

**SE Unit ID Fiscal Year**  **Primary Energy**  **Source Number of** 

**Days in Operation**  **Plan to**

**Continue Operating the**  **Unit During the Next FY?**  **Capacity**

**Utilization (% of rated**  **capacity) Gross** 

**Electricity Generated**  **(MWh) Net** 

**Electricity Generated**  **(MWh) Net Peak** 

**Demand on Unit – MW**  **(60 minutes) Quantity of Fuel** 

**Burned (Units) a**  **Average Cost of**

**Fuel Per Unit of Fuel Burned**  **($/unit) FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009** a – (coal in tons of 2,000 lbs; oil in barrels of 42 gals; gas in mcf; nuclear or other – indicate) 5.2 Steam Electric Generating Unit Operating Information

**Table I-22. Steam Electric Generating Unit Operating Information** In Table I-22, please provide the following information regarding operations for each steam electric generating unit. Use steam electric generating unit IDs assigned in Table A-8. Throughout Section 5.2, please provide information regarding operations for each steam electric generating unit. Please provide all free response answers in the highlighted yellow areas.
Yes

I-18 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data 

### Plant ID: Insert Plant ID Plant Name: Insert Plant Name **Part:** I **Section Title: Instructions:** 
**CBI? I5-3.** 

**SE Unit ID Fiscal Year**  **Total Duration of Planned/Scheduled**  **Routine Maintenance Outages (hours/y** **ear) Total Duration of**  **Outages Planned/ Scheduled to A** **ddress Major Upgrades**  **a** 

### (hours/y**ear) Duration of**  **Forced/Unscheduled Outages for this Unit**  **(hours/y ear)**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009** In Section 5.3, please provide information on the duration of planned and forced outages and annual operating cost for each steam electric generating unit. Please provide all free response answ ers in the highlighted yellow areas. In Table I- 23, please provide information on the duration of planned and forced outages for each steam electric generating unit. Use steam electric generating unit IDs assigned in Table A-8. **Table I-23. Planned and Forced Outages** 5.3 Planned and Forced Outages and Annual Operating Cost

Yes

I-19 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data 

### FY 2007 **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  a – Such as repowering, FGD/SCR installation, etc.

I-20 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data



### CBI? **I5-4.**

**SE Unit ID Fiscal Year**  **Total Costs ($) a**  

### Fuel Costs ($) **Variable O&M Costs ($)**  **b** 

### FY 2007 **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  Select **Table I-24. A nnual Operating Cost** 

Select Select Select In Table I-24, please provide the follow ing annual operating cost information for each generating unit (refers to steam electric generating unit IDs assigned in Table A-8, as entered in Question I5-3).

Select Select Select Yes

I-21 Approved: May 20, 2010Steam Electric Questionnaire Part I. Economic and Financial Data 

### FY 2007 **FY 2008 FY 2009**  **FY 2007 FY 2008**  **FY 2009 FY 2007**  **FY 2008 FY 2009**  Select Select Select

b - Refer to the glossaryfor a list of costs to be considered as variable O&M costs (e.g., fuel handling and steam expense and electric expense (other than other direct costs). a - Total costs may

include other operating costs (other than fuel costs or variable O&M ) such as the scheduled maintenance of boiler and electric plant and the scheduled maintenance of generating and electric equipment, w hich are considered fixed O&M for the purpose of this questionnaire.

I-22 Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Economic and Financial Data 

## Plant ID: Insert Plant ID Plant Nam e: Insert Plant Nam e **Part:** I **Section Title:** Part I Com me nts **Instructions: Question**  **Number CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **Comment** Cross reference your com me nts by question num ber and indicate the confidential status of y our com me nt by checking the box next to "Yes" under "CBI?" (Confidential Business Inform ation).

Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes 

### I-23 Approved: May 20, 2010

### Steam Electric Questionnaire Part I. Economic and Financial Data



## CBI? **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI? CBI?**  **CBI?** Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes



### I-24 Approved: May 20, 2010