# Patent

## Title
Formulations used for the treatment of substrate surfaces

## Abstract

The invention relates to formulations containing at least one nitrogen-free polysiloxane compound, at least one polyamino polysiloxane and/or polyammonium polysiloxane compound, and/or at least one amino polysiloxane and/or ammonium polysiloxane compound, and an optional silicone-free cationic surfactant, a coacervate phase-forming agent, and carrier substances. Also disclosed are a method for the production of the inventive formulations and the use thereof for treating natural and synthetic fibrous materials.

## Background
The invention relates to formulations based on polysiloxane, to processes for their preparation and to their use, especially for the treatment of textiles and other natural and synthetic fiberlike materials.
Amino-containing polysiloxanes are known as textile softeners (EP 441530). The introduction of amino structures modified by ethylene oxide/propylene oxide units as side chains brings about an improvement in the effect (U.S. Pat. No. 5,591,880, U.S. Pat. No. 5,650,529). In this context, the alkylene oxide units allow the controlled adjustment of the hydrophilic-hydrophobic balance.
It has likewise been proposed to react α,ω-epoxy-modified siloxanes with α,ω-amino-functionalized alkylene oxides, and to use these products as hydrophilic softeners (U.S. Pat. No. 5,807,956, U.S. Pat. No. 5,981,681).
To improve the substantivity, experiments on the introduction of quaternary ammonium groups into alkylene oxide-modified siloxanes have been undertaken.
Branched alkylene oxide-modified polysiloxane quats (“polysiloxane quats”=quaternary ammonium-containing polysiloxanes) have been synthesized by condensation from α,ω-OH-terminated polysiloxanes and trialkoxysilanes. The quaternary ammonium structure is introduced via the silane, and the quaternary nitrogen atom is substituted by alkylene oxide units (U.S. Pat. No. 5,602,224).
Strictly comb-type alkylene oxide-modified polysiloxane quats have likewise been described. The hydroxyl groups of polyethersiloxanes substituted in a comblike manner are converted using epichlorohydrin (U.S. Pat. No. 5,098,979) or chloroacetic acid (U.S. Pat. No. 5,153,294, U.S. Pat. No. 5,166,297) to the corresponding chlorine derivatives. Subsequently, quaternization is effected with tertiary amines.
U.S. Pat. No. 6,242,554 describes α,ω-difunctional siloxane derivatives, each of which have a separate quaternary ammonium and alkylene oxide unit. These materials feature improved compatibility with polar environments.
The reaction of α,ω-diepoxides with tertiary amines in the presence of acids affords α,ω-diquaternary siloxanes which can be used for haircare purposes (DE-A-37 19 086). In addition to tetraalkyl-substituted quaternary ammonium structures, aromatic imidazolium derivatives are also claimed.
A reduction in the washout from hair can be achieved when the α,ω-diepoxides are reacted with tertiary diamines in the presence of acids to give long-chain polyquaternary polysiloxanes (EP-A-282 720). Aromatic quaternary ammonium structures are not disclosed.
Such polyquaternary imidazolium derivatives are considered in U.S. Pat. No. 6,240,929. These cationic compounds are said to have a further increased compatibility toward the anionic surfactants present in cosmetic formulations. However, the washout resistance from hair relates to the brief attack of principally water and very mild surfactants which do not irritate the skin, while wash-resistant hydrophilic softeners for textiles have to resist the attack of concentrated surfactant solutions with high grease and soil dissolution capacity. An additional complicating factor is that modern detergents comprise highly alkaline complexing agents, oxidative bleaches and complex enzyme systems, and the fibers are often exposed to their action at elevated temperatures over a period of hours.
Highly charged, very hydrophilic synthetic polycationic compounds are likewise capable of improving the compatibility with anionic surfactant systems (U.S. Pat. No. 6,211,139) or of associating with fibers in the presence of solutions of anionic surfactants (WO 99/14300). The latter document also describes polyimidazolium derivatives inter alia. Mixtures of cationic polysaccharide derivatives with polysiloxanes have likewise been investigated (J. V. Gruber et al., Colloids and Surfaces B: Biointerfaces 19 (2000) 127-135).
It is also known that hydrocarbon-based quats which are used extensively, for example, in fabric softeners can be combined with polysiloxanes.
For instance, it has been proposed to emulsify silicone oils of certain viscosities with cationic surfactants and to incorporate these emulsions into fabric softener formulations which comprise further cationic surfactants (WO 00/71806 and WO 00/71807). In U.S. Pat. No. 4,961,753, hydrocarbon quats are combined with a mixture of high viscosity and low viscosity polysiloxanes.
Emulsions of hydrocarbon-based quats (silicone-free quaternary ammonium compounds with hydrocarbon radicals) with highly branched or crosslinked polydimethylsiloxane (PDMS) are claimed in U.S. Pat. No. 4,908,140. According to U.S. Pat. No. 4,978,462, it is advantageous also to add straight-chain PDMS to such a system.
The combination of hydrocarbon-based quats with OH-terminated polysiloxanes as a textile softener is claimed in WO 98/50502.
Combinations of hydrocarbon-based quats with siloxanes from the group of the unfunctionalized polydimethylsiloxanes, aminosiloxanes or polyethersiloxanes are described in WO 95/24460 as constituents of fabric softener formulations.
According to U.S. Pat. No. 5,852,110 and U.S. Pat. No. 6,090,885, aminosiloxane emulsions are prepared by alkaline polymerization in the presence of cationic surfactants.
Finally, GB 1 549 180 discloses the combination of emulsions of unfunctionalized polysiloxanes obtained by alkaline polymerization in the presence of cationic surfactants with further hydrocarbon quat. Alternatively, it is also said to be possible to use the hydrocarbon-based quats together with α,ω-diquaternary polysiloxanes or polyquaternary polysiloxanes or aminosiloxanes substituted in a comblike manner.
None of the proposals considered constitutes a satisfactory solution to the problem of achieving the soft hand, possible in principle by the use of silicones, of textile materials directly during the wash process with modern heavy-duty and light-duty detergent systems based on anionic surfactants.
WO 02/10256, WO 02/10257 and WO 02/10259 claim silicone materials which enable softening of textiles during the wash process with laundry detergent systems of this type. The US laid-open specification 2002/0103094 considers the use of the silicone materials mentioned in textile care formulations.
A further improvement in the performance of the above-described siloxane systems with regard to the achievable softness of the treated fibers, especially in the case of equal or improved substantivity (adhesion of the siloxane systems to the fiber), the flexibility in the formulation of the siloxane systems and the administration form, especially with a view to a reduction of the use amounts needed and the material costs, is very desirable.
It is thus an object of the invention to provide formulations based on polysiloxane, especially for the treatment of textiles and other natural and synthetic fiberlike materials, for example paper fibers and hair, which impart to such materials or substrates, preferably textile materials, a softness typical of silicones, an improved elasticity and reduced creasing tendency, especially in the presence of anionic surfactants or other ionic surface-active compositions for fiber pretreatment, as occur, for example, in the case of use in laundry detergent systems and in the case of finishing of pretreated fibers. At the same time, the formulations should have a high substantivity on the substrate surfaces.
It is a further object of the invention to provide for the use of these formulations as a constituent of separate softener systems after the washing of fibers has been performed, as a constituent of softener systems for nonwovens such as paper and textiles, as a constituent of systems for initial textile finishing, as an ironing aid and composition for prevention and reversal of textile creases and as a constituent of cosmetic systems for the treatment of hair and skin.
It is a further object of the invention to provide formulations based on polysiloxane which can be adjusted flexibly to the type of the substrates to be treated and the treatment conditions by simple variation of the composition ratios of the components present. In addition, the formulations should enable the amounts required to achieve the desired properties of the substrates to be treated and/or the use of expensive polysiloxane components, for example polysiloxane quats, to be reduced without a worsening in the desired properties of the substrates to be treated occurring.
It has been found that, surprisingly, particular multicomponent formulations of especially polysiloxane-containing compounds achieve the above object and constitute inexpensive and nevertheless exceptionally effective agents for the treatment of particular materials, in particular fiber materials.
The present invention thus provides a formulation which comprises:

    
    
        a) at least one nitrogen-free polysiloxane compound,
        b) at least one polyamino- and/or polyammonium-polysiloxane compound b1) and/or at least one amino- and/or ammonium-poly-siloxane compound b2)
        c) optionally one or more silicone-free surfactants,
        d) optionally one or more coacervate phase formation agents,
        e) optionally one or more carrier substances.
    
    


The inventive formulation preferably contains, based on the total amount of components a) and b), from 5 to 99% by weight of component a) and from 1 to 95% by weight of component b). More preferably, the amount of component a) is from 20 to 90% by weight and the amount of component b) is from 10 to 80% by weight; particularly preferably the amount of component a) is from 30 to 90% by weight and the amount of component b) is from 10 to 70% by weight, based in each case on the total amount of components a) and b).
The optionally present carrier substances of component e) are preferably selected from solid carrier substances f) and/or liquid carrier substances g), which are described more precisely below.
The inventive formulation preferably contains from 0 to 1500, more preferably from 0 to 1000, more preferably from 0 to 500, even more preferably from 0 to 300 and most preferably from 0 to 150, parts by weight of the optionally present components c), d) and e), based on 100 parts by weight of components a) and b).
Component c) is added preferably in amounts of from 0 to 70, more preferably from 0 to 50 and particularly preferably from 0 to 30, parts by weight per 100 parts by weight of the total amount of components a) and b). If component c) is present in the inventive formulation, it is present in amounts of >0 part by weight, preferably >0.1 part by weight, per 100 parts by weight of the total amount of components a) and b).
Component d) is added preferably in amounts of from 0 to 10, more preferably from 0 to 3, particularly preferably from 0 to 1.5 and most preferably from 0 to 0.9, parts by weight per 100 parts by weight of the total amount of components a) and b). If component d) is present in the inventive formulation, it is present in amounts of >0, preferably >0.01, part by weight, preferably up to a maximum of 1 part by weight, per 100 parts by weight of the total amount of components a) and b).
Component f) is added preferably in amounts of from 0 to 710, more preferably from 0 to 300 and particularly preferably from 0 to 100, parts by weight per 100 parts by weight of the total amount of components a) and b). If component f) is present in the inventive formulation, it is present in amounts of >0 part by weight, preferably >5 parts by weight, per 100 parts by weight of the total amount of components a) and b).
Component g) is added preferably in amounts of from 0 to 710, more preferably from 0 to 300 and particularly preferably from 0 to 100, parts by weight per 100 parts by weight of the total amount of components a) and b). If component g) is present in the inventive formulation, it is present in amounts of >0 part by weight, preferably >5 parts by weight, per 100 parts by weight of the total amount of components a) and b).
Component e), i.e. component f) and/or g), is added preferably in amounts of from 0 to 1420, more preferably from 0 to 600 and particularly preferably from 0 to 200, parts by weight per 100 parts by weight of the total amount of components a) and b).
Component a) of the inventive formulation is a nitrogen-free polysiloxane compound. It preferably comprises straight-chain, cyclic, branched or partially crosslinked polydiorganosiloxanes in which the organo group is preferably selected from: C1 to C6 alkyl groups, polyalkyleneoxy groups whose end groups may be hydroxyl, ether or ester groups and which are preferably bonded to the silicon via alkylene groups, and aryl groups, and where the polydiorganosiloxanes may likewise optionally have functional groups, especially hydroxyl and alkoxy groups, on the silicon, with the exclusion of nitrogen-containing groups. The organo groups are more preferably selected from methyl, ethyl, butyl, phenyl, poly(ethyleneoxy) and copoly(ethyleneoxy)(propyleneoxy) groups. Greatest preference is given to polydialkylsiloxanes, especially polydimethylsiloxanes. The nitrogen-free, functionalized or unfunctionalized polysiloxane compounds as per component a), especially the polydimethylsiloxanes, appropriately have a viscosity in the range from 100 to 50 000 000 mPa·s, preferably from 10 000 to 20 000 000 mPa·s, more preferably from 10 000 to 10 000 000 mPa·s, more preferably between 100 000 and 10 000 000 mPa·s, such as between 100 000 and 1 000 000 mPa·s and between 1 000 000 and 10 000 000 mPa·s, at 25° C. and a shear rate gradient of D=1 s−1.
The polysiloxane compounds as per component a) which have functional groups are, for example, α,ω-dihydroxy-terminated polydimethylsiloxanes.
The amount of component a), based on the total amount of the formulation, is preferably in the range from 0.3% by weight to 99% by weight, preferably from 1.2% by weight to 90% by weight, more preferably from 1.8% by weight to 80% by weight and most preferably from 5% by weight to 70% by weight.
Examples of the polysiloxane compounds as per the definition of component a) are described, for example, in “Silicone Surfactants”, ed.: R. M. Hill, Surfactant Science Series, Vol. 86, Marcel Dekker, Inc., 1999.
Preferred polysiloxane compounds as per the definition of component a) include, for example, silicone polymers of the formulae (II) to (III):




and mixtures thereof,
in which R24 is in each case independently selected from the group consisting of: hydroxyl groups, linear, branched or cyclic alkyl groups having from 1 to 22 carbon atoms, linear, branched or cyclic alkenyl groups having from 2 to 22 carbon atoms, linear, branched or cyclic alkoxy groups having from 1 to 8 carbon atoms, phenyl; alkylaryl groups having from 7 to 20 carbon atoms; arylalkyl groups having from 7 to 20 carbon atoms, a poly(ethylene oxide/propylene oxide) copolymer group of the general formula (IV):

—R25—O(C2H4O)c(C3H6O)d—R26  (IV)

in which R25 is a straight-chain, branched or cyclic alkanediyl group which has from 3 to 22 carbon atoms and may optionally be interrupted by one or more oxygen atoms, and R26 is independently selected from the group consisting of hydrogen, alkyl having from 1 to 16 carbon atoms and an acetyl group, where the index a is appropriately selected in such a way that the viscosity of the nitrogen-free silicone polymer of the formula (II), for the derivatives of this class which are liquid at 25° C., is between 1 to 20 mPa·s and the index b is appropriately selected in such a way that the viscosity of the nitrogen-free silicone polymer of the formula (III), for the derivatives of this class which are liquid at 25° C., is between 1 to 50 000 000 mPa·s. The index “a” or the average degree of polymerization as Mn is preferably from 3 to 6 and the index “b” or the average degree of polymerization as Mn is preferably from 300 to 5000; where the viscosity values given in the present application are measured at a temperature of 25° C. and a shear rate gradient of D=1 s−1; and where c+d=from 1 to 10 000 and c=from 1 to 10 000 and d=from 0 to 100, and the ethyleneoxy and propyleneoxy groups are arranged randomly or in block form, preferably randomly.
Examples of the nitrogen-free silicone polymers of the formula (III) are the Silwet® compounds from OSi Specialties of Crompton, Middlebury, Conn., USA, or Tegostab from Goldschmidt, Essen, or the SF PU foam stabilizer types from GE Bayer Silicones GmbH and Co KG, Leverkusen.
Further examples of the compounds of the formulae (II) and (III) are polydimethylsiloxane oils, for example from GE Bayer Silicones GmbH and Co. KG, of the Baysilone M series, or silicone oils of the 200 series from Dow Corning.
The preferred amount of component a) in the formulation, based on the total amount of the formulation, is from 5 to 99% by weight, preferably from 10 to 80% by weight, more preferably from 10 to 40% by weight.
The component b) used in accordance with the invention is at least one polyamino- and/or polyammonium-polysiloxane compound b1) and/or at least one amino- and/or ammonium-polysiloxane compound b2). The polyamino- and/or poly-ammonium-polysiloxane compound b1) is a copolymer compound which has amino and/or ammonium repeat units and polysiloxane repeat units in the polymer main chain. The amino units contain secondary and/or tertiary nitrogen atoms (2 or 3 organic radicals on the uncharged nitrogen atom). The ammonium units contain secondary, tertiary and/or quaternary, positively charged nitrogen atoms (2, 3 or 4 organic radicals on the nitrogen). The amino and/or ammonium repeat units may also serve heterocyclic radicals bonded into the polymer chain via two nitrogen atoms.
In contrast, component b2) comprises polysiloxane compounds which contain amino and/or ammonium groups in the pendent groups of the polysiloxane main chain. In other words, the amino and/or ammonium groups are not present in the main chain composed of polysiloxane repeat units.
The difference can be illustrated as follows:

    polyamino- and/or polyammonium-polysiloxane compound b1):
    -Amino/AmmoniumPolyorganosiloxane-Amino/AmmoniumiPolyorgagosioxane-amino- and/or ammonium-polysiloxane compound b2):






In the inventive formulation, components b1) and b2) serve principally as a substantivity-imparting component.
In the inventive formulation, components b1) and b2) may be present alone or together. In a preferred embodiment, component b1) is, however, present alone in the inventive formulation, without component b2). In a likewise preferred embodiment, both component b1) and component b2) are present together.
Components b1) or b2) may be present together in any ratios relative to one another.
The polyamino- and/or polyammonium-polysiloxane compound b1) preferably comprises polysiloxane compounds which contain at least one unit of the formula (I):

—[Q—V]—  (I)

in which Q is selected from the group consisting of:

    
    
        —NR—,
        —NR+R2—
        a saturated or unsaturated diamino-functional heterocycle of the formulae:
    
    






    
    
        an aromatic diamino-functional heterocycle of the formula:
    
    






    
    
        a trivalent radical of the formula:
    
    






    
    
        a trivalent radical of the formula:
    
    






    
    
        a tetravalent radical of the formula
    
    






    
    
        in which R is in each case hydrogen or a monovalent organic radical,
        where Q is not bonded to a carbonyl carbon atom,
        V is at least one constituent which is selected from the group consisting of V1, V2 and V3, where
        V2 is selected from divalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radicals which have up to 1000 carbon atoms (not counting the carbon atoms of the polysiloxane radical Z2 defined below) and may optionally contain one or more groups selected from
        
            —O—, —CONH—,
            —CONR2—, in which R2 is hydrogen, a monovalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 100 carbon atoms, may contain one or more groups selected from —O—, —NH—, —C(O)— and —C(S)—, and may optionally be substituted by one or more substituents selected from the group consisting of a hydroxyl group, an optionally substituted heterocyclic group preferably containing one or more nitrogen atoms, amino, alkylamino, dialkylamino, ammonium, polyether radicals and polyether ester radicals, where, when a plurality of —CONR2 groups is present, they may be the same or different,
            —C(O)— and —C(S)—,
        
        
        the V2 radical may optionally be substituted by one or more hydroxyl groups, and
        the V2 radical contains at least one —Z2— group of the formula
    
    






    
    
        in which
        R1 may be the same or different and is selected from the group consisting of: C1 to C22 alkyl, fluoro(C1-C10)alkyl and C6-C10 aryl, and n1=from 20 to 1000,
        V1 is selected from divalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radicals which have up to 1000 carbon atoms and may optionally contain one or more groups selected from
        
            —O—, —CONH—,
            —CONR2—, in which R2 is as defined above, where the R2 groups in the V1 and V2 groups may be the same or different,
            —C(O)—, —C(S)— and —Z1—, where —Z1— is a group of the formula
        
        
    
    






    
    
        
        
            in which
            R1 is as defined above, where the R1 groups in the V1 and V2 groups may be the same or different, and
            n2=from 0 to 19,
        
        
        and the V1 radical may optionally be substituted by one or more hydroxyl groups, and
        V3 is a trivalent or higher-valency, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 1000 carbon atoms, may optionally contain one or more groups selected from
        
            —O—, —CONH—, —CONR2—, in which R2 is as defined above, —C(O)—, —C(S)—, —Z1— which is as defined above, —Z2— which is as defined above and Z3, where Z3 is a trivalent or higher-valency organopolysiloxane unit, and
        
        
        may optionally be substituted by one or more hydroxyl groups,
        where, in said polysiloxane compound, in each case one or more V1 groups, one or more V2 groups and/or one or more V3 groups may be present, with the proviso
        
            that said polysiloxane compound contains at least one V1, V2 or V3 group which contains at least one —Z1—, —Z2— or Z3 group, and
            that the tri- and tetravalent Q radicals either serve to branch the main chain formed from Q and V, so that the valencies which do not serve for bonding in the main chain bear further branches formed from —[Q—V]— units, or the tri- and tetravalent Q radicals are saturated with V3 radicals within a linear main chain without formation of a branch,
        
        
        and wherein the positive charges resulting from ammonium groups are neutralized by organic or inorganic acid anions, and acid addition salts thereof.

The polysiloxane compounds which contain at least one unit of the formula (I) are terminated by monofunctional —Q—R and/or —V—R groups, i.e., for example, by amino groups. These arise by saturation of one of the two binding points of Q or V by a monovalent R group or hydrogen, which is as defined above, and are also referred to below as Vst or Qst. Instead of Vst, other unconverted reactive groups such as epoxy or haloalkyl groups may also be present.

    
    


In the context of the invention, the polysiloxane compounds which contain at least one unit of the formula (I) are also intended to include the case where only one —[Q—V]— unit is present, so that compounds of the formula R—V—[Q—V]—R or R—[Q—V]—Q—R, where R may also be replaced by H, are also included.
Suitable polyamino- and/or polyammonium-polysiloxane compounds b1) are described, for example, in WO 02/10257, WO 02/10259, DE-A 100 36 522, DE-A 100 36 532, DE-A 100 36 533 and the unpublished DE application 102 12 470.1. In addition, the compounds may also be according to U.S. Pat. No. 6,240,929.
The polysiloxane compounds which contain at least one unit of the formula (I) are, for example, linear polysiloxane copolymers of the general formula (I′):

—[Q—V]—  (I′)

in which Q is as defined above,

V is at least one V1 group and at least one V2 group,

where V1 and V2 are each as defined above. In addition, V may also be trivalent or higher-valency, particularly trivalent, V3 radicals. In this case, tri- or tetravalent Q units, as defined above, are also present, and the trivalent or higher-valency V3 radicals and the tri- or tetravalent Q units are saturated exclusively by one another within the linear main chain to form cyclic structures, as illustrated in more detail below. However, this case is less preferred.

In a preferred embodiment of the polyamino- and/or polyammonium-polysiloxane copolymers b1) of the formulae (I) or (I′), Q is therefore selected from the group consisting of:

    
    
        —NR—,
        —NR+R2-
        a saturated or unsaturated diamino-functional heterocycle of the formulae:
    
    






    
    
        an aromatic diamino-functional heterocycle of the formula:
    
    






    
    
        in which R is as defined above, and V is selected from V1 and V2.
    
    


In the general formulae (I) and (I′), the molar ratio of the V1 and V2 groups in the polysiloxane compounds V2/V1 may in principle assume any value. The invention thus also includes the case in which the polysiloxane compound of the formulae (I) or (I′) contains only V2 units, i.e. the polysiloxane compound has the formula —[Q—V2]—. The invention also embraces the case in which the polysiloxane compound contains only V1 units. However, in this case, the V1 units have to contain Z1-siloxane units.
In a preferred embodiment of the invention, however, the polysiloxane compound of the formulae (I) or (I′) contains both V2 and V1 units.
In a further preferred embodiment of the present invention, the molar ratio of the V1 and V2 groups in the polysiloxane compounds of the general formulae (I) and (I′) is:

V2/V1=1.

Such linear amine and tetraorganoammonium compounds have been described, for example, in WO 02/10257, WO 02/10259, EP 282720 or U.S. Pat. No. 5,981,681. Particular preference is given to the polysiloxanes of WO 02/10259 and WO 02/10257, and reference is made here explicitly to the polysiloxane polymers defined in claims 1 which form part of the disclosure content of the present application.

In a further embodiment of the linear polysiloxane compounds of the formula (I) or (I′), V2/V1 does not equal 1; preferably, V2/V1 is <1, more preferably <0.9; even more preferably, V2/V1 fulfills the relationship

0.0005<V2/V1<0.5,

more preferably

0.0005<V2/V1<0.3.

The R group is preferably selected from the R2 groups.
In a preferred embodiment of the invention, Q is a divalent radical and is selected in the formulae (I) or (I′) from the group consisting of:
—NR—,
—NR+R2-
a quaternized imidazole unit of the structure




a quaternized pyrazole unit of the structure





a diquaternized piperazine unit of the structure





a monoquaternized piperazine unit of the structure





a monoquaternized piperazine unit of the structure





a diquaternized unit of the structure





a monoquaternized unit of the structure





a monoquaternized unit of the structure





a diquaternized unit of the structure





a monoquaternized unit of the structure





and a monoquaternized unit of the structure





in which

t is from 2 to 10,

R is as defined above, preferably R2, R2 is as defined above, and the definition of R2 and the definition of the above R2 group may be the same or different,

R3 has the definition of R2, where R2 and R3 may be the same or different, or

R2 and R3 together with the positively charged nitrogen atom form a five- to seven-membered heterocycle which may optionally additionally have one or more nitrogen, oxygen and/or sulfur atoms,

R5, R6, R7 may be the same or different and are selected from the group consisting of: H, halogen, hydroxyl group, nitro group, cyano group, thiol group, carboxyl group, alkyl group, monohydroxyalkyl group, polyhydroxyalkyl group, thioalkyl group, cyanoalkyl group, alkoxy group, acyl group, acetyloxy group, cycloalkyl group, aryl group, alkylaryl group, and groups of the —NHRw type in which Rw is H, alkyl group, monohydroxyalkyl group, polyhydroxyalkyl group, acetyl group, ureido group, and in each case two of the adjacent R5, R6 and R7 radicals with the carbon atoms binding them to the heterocycles may form aromatic five- to seven-membered rings, and

R8 has the definition of R2, where R8 and R2 may be the same or different.

In the case that Q is a trivalent radical of the formulae




or a tetravalent radical





these radicals in the linear copolymers of the formula (I′), as mentioned above, do not serve to branch the polysiloxane copolymers, but rather these radicals are bonded exclusively to especially trivalent V3 radicals to form cyclic structures which are part of the linear main chain, for example a structural element of the formula:





In a preferred embodiment of the polysiloxane compounds of the formula (I) or (I′) as component b1), V2 is a group of the formula

—V2*—Z2—V2*—

in which Z2 is as defined above and V2* is a divalent, straight-chain cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 40 carbon atoms and may optionally contain one or more groups selected from —O—, —CONH—, —CONR2— in which R2 is as defined above, —C(O)— and —C(S)—, and the V2* radical may optionally be substituted by one more hydroxyl groups.

In the aforementioned embodiment, the inventive linear polysiloxane copolymer may have the following repeat units:
[V2*—Z2—V2*—Q]—, preferably together with —[V1—Q]—.
The molar ratio of the repeat units [V2*—Z2—V2*—Q]—to —[V1—Q]—, i.e. the V2/V1 ratio, may, as mentioned above, be 1, but is, in one embodiment, preferably unequal to 1, more preferably <0.9, even more preferably <0.8, even more preferably <0.3. In the cases where V2/V1<1, the linear polysiloxane copolymers —[Q—V]— mentioned necessarily contain blocks which contain more than one —[V1—Q]— unit joined together.
As is explained in detail below in connection with the process for preparing the above-described linear polysiloxane-copolymers, the blocklike sequences which have more than one —[V1—Q]— unit joined together may, depending on the preparation method, be bonded regularly with the V2—Q units or irregularly with the V2—Q units.
This means the following:
In the case of regular bonding, in which, for example, a prepolymer corresponding to the —[Q—[V1-Q]x— group is reacted with monomer units corresponding to V2 in a molar ratio of 1:1, the linear polysiloxane copolymers can be represented as follows:

—{V2—Q—[V1—Q]x—}—.

In this formula, x may be from 2 to 2000 and is the median of the distribution. The linear polysiloxane copolymers represented by the formula —{V2—Q—[V1—Q]x—}— are characterized in that they have substantially no —V2—Q— units joined to one another, or, in other words, two —V2—Q— units are always interrupted by at least one —V1—Q— unit.

In the case of irregular bonding, in which, for example, monomers corresponding to Q units are reacted with monomer units corresponding to V1 and monomer units corresponding to V2 in a ratio of Q/(V1+V2), where, for example, V2/V1<1, preferably <0.5, of 1:1, the linear polysiloxane copolymers can be represented as follows:

—Q—(V1,V2)—

in which V the V2/V1 ratio is <1 or <0.5. In this formula, the V1 and V2 groups are distributed randomly over the copolymer chain. In contrast to the linear polysiloxane copolymers prepared by the regular bonding, this copolymer may also have adjacent —Q—V2— units.

In a preferred embodiment of the polysiloxane compound of the formula (I) or (I′) used in accordance with the invention as component b1), the V1 group is selected from divalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radicals which have up to 600, preferably up to 400, carbon atoms and may optionally contain one or more groups selected from —O—, —CONH—, —CONR2— in which R2 is as defined above, —C(O)—, —C(S)— and —Z1—, where —Z1— is a group of the formula




in which

R1 is C1-C18 alkyl which may optionally be substituted by one or more fluorine atoms or is phenyl, and n2 is as defined above.

In a further preferred embodiment of the polysiloxane compounds of the formula (I) or (I′) as component b1), the Q group is selected from:




a quaternized imidazole unit of the structure,





a quaternized pyrazole unit of the structure





a diquaternized piperazine unit of the structure





a monoquaternized piperazine unit of the structure





a monoquaternized piperazine unit of the structure





a monoquaternized unit of the structure





in which R2, R3, R4, R5, R6, R7 and R8 are each as defined above.

In a further preferred embodiment of the linear polysiloxane compounds of the formula (I′) as component b1) of the present invention, the molar ratio V2/V1 fulfills the relationship

0.0005<V2/V1<0.5(=2<V1/V2<2000)

more preferably the relationship

0.005<V2/V1<0.4(=2.5<V1/V2<200)

even more preferably the relationship

0.01<V2/V1<0.3(=3.3<V1/V2<100).

In the formulae (I) and (I′), preferably:

R1═C1 to C18 alkyl, in particular methyl, ethyl, trifluoropropyl and phenyl,

n1=from 20 to 400, more preferably from 20 to 300, especially from 20 to 200. In a further preferred embodiment, n1 is between 20 and 50 or between 80 and 200. The number n1 is the average degree of polymerization from Mn of the diorganosiloxy units in the Z2 group.

n2=from 0 to 15, more preferably from 0 to 10, especially from 0 to 5, more especially 0. The number n2 is the average degree of polymerization from Mn of the diorganosiloxy units in the Z1 group.

V2*=a divalent straight-chain, cyclic or branched, saturated, unsaturated C3 to C16 hydrocarbon radical or aromatic C8 to C20 hydrocarbon radical which may optionally contain one or more groups selected from —O—, —CONH—, —CONR2—, —C(O)—, —C(S)— and may be substituted by one or more OH groups, where R2 is as defined above.




a quaternized imidazole unit of the structure





a diquaternized piperazine unit of the structure





a monoquaternized piperazine unit of the structure





a monoquaternized piperazine unit of the structure





a monoquaternized unit of the structure





in which R2, R3, R4, R5, R6, R7 and R8 are each as defined above.

More preferably,

V2* is a divalent straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 16 carbon atoms, may be substituted by one or more groups selected from —O—, —CONH—, —CONR2— in which R2 is as defined above, —C(O)—, —C(S)— and may be substituted by one or more hydroxyl groups. Even more preferably, —V2*— is selected from groups of the formulae:








R2 is preferably: H,





where

R4=straight-chain, cyclic or branched C1 to C18 hydrocarbon radical which may be substituted by one or more groups selected from —O—, —NH—, —C(O)— and —C(S)— and may be substituted by one or more OH groups, especially unsubstituted C5 to C17 hydrocarbon radicals which derive from the corresponding fatty acids or else hydroxylated C3 to C17 radicals which can be traced back to hydroxylated carboxylic acids, especially saccharide carboxylic acids, and quite especially





Moreover, R2 is preferably:




in which t, R5 and R8 are each as defined above,





in which t, R5 to R7 are each as defined above,





in which t, R2, R3 and R8 are each as defined above.

V1 is preferably

    
    
        —R9—, in which R9 is a divalent, saturated or mono- or polyunsaturated, straight-chain or branched hydrocarbon radical having from two to 25 carbon atoms,
        —(CH2)uC(O)O—[(CH2CH2O)q—(CH2CH(CH3)Or]—C(O)(CH2)u 
        —(CH2)uC(O)O—R9—O—C(O)(CH2)u— in which R9 is as defined above,
        —(CH2)u—R10—(CH2)u— in which R10 is an aromatic group,
        —[CH2CH2O]q—[CH2CH(CH3)O]r—CH2CH2—,
        —CH(CH3)CH2O[CH2CH2O]q—[CH2CH(CH3)O]r—CH2CH(CH3)—
        —CH2CH(OH)CH2—,
        —CH2CH(OH)(CH2)2CH(OH)CH2—,
        —CH2CH(OH)CH2OCH2CH(OH)CH2OCH2CH(OH)CH2— and
        —CH2CH(OH)CH2O—[CH2CH2O]q—[CH2CH(CH3)O]r—CH2CH(OH)CH2—

in which

u is from 1 to 3,

q and r are each from 0 to 200, preferably from 0 to 100, more preferably from 0 to 70 and particularly preferably from 0 to 40, and

q+r>0.

    
    


Preferred variants of V1 are structures of the formula:

    —CH2C(O)O—[CH2CH2O]q—[CH2CH(CH3)O]r—C(O)CH2—,
    —CH2CH2C(O)O—[CH2CH2O]q—[CH2CH(CH3)O]r—C(O)CH2CH2—,
    —CH2CH2CH2C(O)O—[CH2CH2O]q—[CH2CH(CH3)O]r—C(O)CH2CH2CH2—,

esterified alkylene, alkenylene, alkynylene units, especially of the structures

    —CH2C(O)O—[CH2]o—OC(O)CH2—,
    —CH2CH2C(O)O—[CH2]o—OC(O)CH2CH2—,
    —CH2CH2CH2C(O)O—[CH2]o—OC(O)CH2CH2CH2—
    —CH2C(O)O—CH2C≡CCH2—OC(O)CH2—,
    —CH2CH2C(O)O—CH2C≡CCH2—OC(O)CH2CH2—,
    —CH2CH2CH2C(O)O—CH2C≡CCH2—OC(O)CH2CH2CH2—,
    —CH2C(O)O—CH2CH═CHCH2—OC(O)CH2—,
    —CH2CH2C(O)O—CH2CH═CHCH2—OC(O)CH2CH2—,
    —CH2CH2CH2C(O)O—CH2CH═CHCH2—OC(O)CH2CH2CH2—,

alkylene, alkenylene, alkynylene and aryl units, especially of the structures:

—[CH2]o-

where o=from 2 to 6,

    —CH2C≡CCH2—, —CH2CH═CHCH2—, —CH(CH3)CH2CH2—,






polyalkylene oxide units, especially of the structures

    —[CH2CH2O]q—[CH2CH(CH3)O]r—CH2CH2—,
    —CH(CH3)CH2O[CH2CH2O]q—[CH2CH(CH3)O]r—CH2CH(CH3)—

with

mono-, di- or polyhydroxy-functional units, especially of the structures

    —CH2CH(OH)CH2—, —CH2CH(OH)(CH2)2CH(OH)CH2—,
    —CH2CH(OH)CH2OCH2CH(OH)CH2OCH2CH(OH)CH2—,
    —CH2CH(OH)CH2O—[CH2CH2O]q—[CH2CH(CH3)Or—CH2CH(OH)CH2—

where

q=from 0 to 200,

r=from 0 to 200.

Preferably, q=from 1 to 50, in particular from 2 to 50, especially from 1 to 20, very especially from 1 to 10, and also 1 or 2, r=from 0 to 100, in particular from 0 to 50, especially from 0 to 20, very especially from 0 to 10, and also 0 or 1 or 2.

The linear polysiloxanes of the formulae (I) or (I′) may be prepared, for example, by a process in which

    a) at least one amine compound selected from a diamine compound and/or a primary or secondary monoamine compound is reacted with at least two difunctional organic compounds capable of reaction with the amino functions of the amine compound, the molar ratio of the organic compounds being selected in such a way that the desired V2/V1 ratio is obtained,
    b) at least two mol of an amine compound selected from a diamine compound and/or a primary or secondary monoamine compound is reacted with one mole of a difunctional organic compound capable of reaction with the amino functions of the amine compound to form a diamine compound (monomer) which is subsequently reacted with at least one amine compound selected from a diamine compound and/or a primary or secondary monoamine compound and at least one further difunctional organic compound capable of reaction with the amino function of the amine compounds,
    c) an amine compound selected from a diamine compound and/or a primary or secondary monoamine compound is reacted with a difunctional organic compound capable of reaction with the amino functions of the amine compounds to form a diamine compound (amino-terminated oligomer) which is subsequently reacted with at least one difunctional organic compound capable of reaction with the amino functions of the diamine compounds,
    d) an amine compound selected from a diamine compound and/or a primary or secondary monoamine compound is reacted with a difunctional organic compound capable of reaction with the amino functions of the amine compound to form a difunctional compound capable of reaction with amino functions (difunctional oligomer) which is subsequently reacted with at least one amine compound selected from a diamine compound and/or a primary or secondary monoamine compound and at least one further compound capable of reaction with amino functions,

where monofunctional, preferably tertiary, monoamines or suitable monoamines incapable of chain propagation and/or monofunctional compounds capable of reaction with amino functions may optionally be added as chain terminators, and the stoichiometry of the amino functions and of the functional groups capable of reaction with amino functions in the last stage of the reaction is always about 1:1, and where any amino functions present may be protonated or quaternized.

Variant a), in which at least one diamine compound selected from a diamine compound and/or a primary or secondary monoamine compound is reacted with at least two difunctional organic compounds capable of reaction with the amino functions of the amine compound, the molar ratio of the organic compounds being selected such that the desired V2/V1 ratio, for example <0.5, is fulfillled, can thus be represented schematically, for example, as follows:

—[N—N]—+—[V1]—+—[V2]—→[Q—(V1,V2)]— or

—[N]—+—[V1]—+—[V2]—→—[Q—(V1,V2)—

where —[N—N]—, can include an acyclic diamine corresponding to the definition of Q or a V1-containing diamine —[N—V1—N]— or a V2-containing diamine —[N—V2—N]—, in particular —[N—V2*—Z2—V2*—N]—, the latter giving rise in each case to two Q units and one V1 unit or two V2 units, and -[v1]- and —[V2]— are intended to represent the monomers corresponding to the repeat units V1 and V2,

and —[N]— is a primary or secondary monoamine suitable for chain propagation.



From the —[N—N]— and/or —[N]— units, at least one relatively highly alkylated amine or a quaternary ammonium unit Q is formed, and secondary or tertiary amino functions formed in the polymerization may optionally be protonated or quaternized in a separate step after the polymerization. Preference is given to the formation of quaternary ammonium units.
Preferred examples of —[N—N]— are as described in more detail below: piperazine and imidazole; preferred diamine units —[N—V1—N]— include, for example: polymethylenediamines such as tetramethylhexamethylenediamine, α,ω-diamino-terminated polyethers, for example Jeffamines, etc.
Preferred diamine units —[N—V2*—Z2—V2*—N]— include, for example, reaction products of α,ω-dihydropolydialkylsiloxanes with allylamines.
Preferred examples of —[N]— are as described in more detail below, for example dimethylamine.
The use of diamines —[N—N]— is preferred in principle.
Preferred —[V1]— monomers include, for example, epichlorohydrin, bischloroalkyl esters, bisepoxides or bisacrylates. It is also possible with preference to use mixtures of the —[V1]— monomers mentioned, for example mixtures of epichlorohydrin, bischloroalkyl esters or bisepoxides.
Preferred —[V2]— monomers are monomers of the formula —[V2*—Z2—V2*] in which Z2 is as defined above and —[V2*] is a functionalized group corresponding to the V2* repeat unit. Preferred —[V2*] monomers for the formation of the V2 repeat units are in particular α,ω-diepoxy-terminated polydialkylsiloxanes.
Variant b) can be carried out either with diamines —[N—N]— or suitable monoamines —[N]— and can be represented schematically, for example, as follows:
Variant b1)
Step 1): 2-[N—N]—+—[V2]— or —[V1]—→—[N—N—V1—N—N]— or
—[N—N—V2—N—N]—
Step 2.1): —[N—N—V2—N—N]—→—[V1]—+—[N—N]—→,
Step 2.2): —[N—N—V1—N—N]—+—[V2]—+—[N—N]—→,
where the stoichiometry V2/V1 is established as desired.
With regard to the —[N—N]—, —[V1]— and —[V2]— monomer units used with preference, the same applies as was stated for step a).
Variant b2)
Step 1): 2-[N]]—+—[V2]— or —[V1]—→—[N—V1—N]— or —[N—V2—N]—
Step 2.1): —[N—V2—N]—+—[V1]—+—[N]—→,
Step 2.2): —[N—V1—N]—+—[V2]—+—[N]—→,
where this variant, as mentioned above, can be carried out only with primary or secondary monoamines and where, with regard to the —[N]—, —[V1]— and —[V2]— monomer units used with preference, the same applies as was stated for step a).
Variant c) can be represented schematically, for example, as follows:
Variant c1)
Step 1): —[N—N]—+—[V1]—→—[N—N—(V1—N—N)x]—
Step 2): —[N—N—(V1—N—N)x]—+—[V2]—→
where, with regard to the —[N—N]—, —[V1]— and —[V2]— monomer units used with preference, the same applies as was stated for step a).
Variant c2)
Step 1): —[N]—+—[V1]—→—[N—(V1—N)x]—
Step 2): —[N—(V1—N)x]—+—[V2]—→
where, with regard to the —[N]—, —[V1]— and —[V2]— monomer units used with preference, the same applies as was stated for step a).
Variant d) can be represented schematically, for example, as follows:
Variant d1)
Step 1): —[V1]—+—[N—N]—→[V1—(N—N—V1)x]—
Step 2): —[V1—(N—N—V1)x]—+—[V2]—+—[N]— or —[N—N]—→
where, with regard to the —[N—N]—, —[V1]— and —[V2]— monomer units used with preference, the same applies as was stated for step a).
Variant d2)
Step 1): —[V1]—+—[N]—→—[V1—(N—V1)x]—
Step 2: —[V1—(N—V1)x]—+—[V2]—+—[V2]—+—[N]— or —[N—N]→
where, with regard to the —[N—N]—, —[V1]— and —[V2]—monomer units used with preference, the same applies as was stated for step a).
For all variants represented schematically above, it is also possible to use mixtures of monoamines —[N]— and diamines —[N—N]—.
Particular preference is given to selecting the functional groups of the difunctional compounds capable of reaction with amino functions from the group consisting of epoxy groups and haloalkyl groups.
A preferred starting point for the syntheses of the polysiloxane copolymers of the formulae (I) and (I′) used in accordance with the invention is α,ω Si—H functionalized siloxanes of the general structure




where R1 is as defined above and n, depending on the desired V1 or V2 repeat units, is n1 or n2 which are as defined above. When they are not commercially available, these siloxanes may be prepared by known processes, for example by equilibration (Silicone, Chemie und Technologie [Silicones, chemistry and technology], Vulkan-Verlag, Essen 1989, p. 82-84).

The precursors of the structural elements V2* and Q may be prepared, for example, by two routes.

On the one hand, it is possible first to bind unsaturated structures bearing tertiary amino functions, for example N,N-dimethylallylamine, by hydrosilylation directly to the siloxane in α,ω arrangement. This process is common knowledge (B. Marciniec, Comprehensive Handbook on Hydrosilylation, Pergamon Press, Oxford 1992, p. 122-124).

On the other hand, it is preferred initially to generate by hydrosilylation reactive (α,ω-functionalized intermediates which can subsequently be converted to α,ω)-ditertiary amino structures or directly to the inventive quaternary ammonium structures. Suitable starting materials for generating reactive intermediates are, for example, halogenated alkenes or alkynes, especially allyl chloride, allyl bromide, chloropropyne and chlorobutyne, unsaturated halocarboxylic esters, especially allyl chloroformate, propargyl chloroformate, allyl 3-chloropropionate and propargyl 3-chloropropionate and epoxy-functional alkenes, for example vinylcyclohexene oxide and allyl glycidyl ether. The general performance of hydrosilylations with representatives of the substance groups mentioned is likewise known (B. Marciniec, Comprehensive Handbook on Hydrosilylation, Pergamon Press, Oxford 1992, p. 116-121, 127-130, 134-137, 151-155).

In a subsequent step, the reactive intermediates may then be reacted with compounds bearing secondary amino functions. Suitable representatives are N,N-dialkylamines, for example dimethylamine, diethylamine, dibutylamine, diethanolamine and N-methylglucamine, cyclic secondary amines, for example morpholine and piperidine, amino amides bearing secondary amino functions, for example the reaction products of diethylenetriamine or dipropylenetriamine with lactones such as γ-butyrolactone, δ-gluconolactone and glucopyranosylarabonolactone (DE-A 43 18 536, examples 11a, 12a, 13a) or secondary-tertiary diamines, for example N-methylpiperazine. It is especially preferred to utilize appropriate imidazole or pyrazole derivatives, especially imidazole and pyrazole, for the introduction of tertiary amino functions.

Suitable partners for the epoxide derivatives which are used with preference in one embodiment are particularly the secondary-tertiary diamines mentioned, and also imidazole and pyrazole. In this way, it is possible to direct the alkylations to the nitrogen atoms bearing hydrogen atoms regioselectively and without additional complexity.

To ensure a quantitative conversion of the reactive moieties to tertiary amino structures, the amines are used in a ratio of 1≦Σ secondary amino groups:reactive groups ≦10, preferably from 1 to 3, especially from 1 to 2, very especially 1. Amine excesses have to be removed in some cases.

The bonding of the above-described α,ω-ditertiary aminosiloxanes to —[V1]— monomer units corresponding to V1 or a prepolymer unit —[V1—(Q—V1)x]— leads to the formation of further relatively highly alkylated amino units or quaternary ammonium units and may in turn be effected in two advantageous ways.

On the one hand, preference is given to separately generating a strongly hydrophilic, polyquaternary, difunctional precondensate —[V1—(Q—V1)x]— which is combined at a suitable time with the α,ω-ditertiary aminosiloxanes and reacts to give the polyamino or polyquaternary siloxane copolymer.

The preparation of highly charged, difunctional prepolymers of different chain length —[V1—(Q—V1)x]— is described by way of example in WO 99/14300 (examples 1 to 7, table 11). Depending on the molar ratio of V1 and the parent amine of Q, it is possible to generate a prepolymer terminated either by amino groups or by other reactive groups.

In the case of the binding of a prepolymer terminated by amino groups —[N—(V1—N)x]— to the amine function of an α,ω-ditertiary aminosiloxane structure, it is possible, for example, to use an alkylating or quaternizing difunctional monomer —[V1]— corresponding to the repeat unit V1, selected, for example, from bisepoxides, epichlorohydrin, bishaloalkyl compounds. It need not be mentioned here that different V1 groups can result in the prepolymer and in the linking group between prepolymer and α,ω-ditertiary aminosiloxane structure.

In the case of a prepolymer terminated by reactive groups, such as —[V1—(Q—V1)x]—, direct bonding to the amine function of the α,ω-ditertiary aminosiloxane structure may be effected without a further linker, since an excess of the V1-generating component has already been used in the prepolymer synthesis.

Alternatively to the separate preparation of a precondensate —[V1—(Q—V1)x]—, highly charged blocks can be formed in parallel to the incorporation into the copolymer. This means that the α,ω-ditertiary aminosiloxane can be initially charged together with the starting components for the formation of —[V1—(Q—V1)x]—, i.e., for example, —[V1]— and mono- or diamines of the abovementioned definition —[N]— and/or —[N—N]—, and reacted.

Finally, it is possible to meter the α,ω-ditertiary aminosiloxane with a long-chain siloxane unit Z2 or short-chain siloxane unit Z1, or the α,ω-difunctional siloxane —[N—V2*—Z2—V2*—N]— or —[N—V1—N]—, stepwise over a period of time into the initially charged components for the formation of —[V1—(Q—V1)x]—, or else, conversely, to add these components stepwise to the α,ω-ditertiary aminosiloxane or α,ω-difunctional siloxane.

A preceding preparation of prepolymers terminated by amino groups, for example —[N-(V1—N)x]—, opens up the possibility of performing the copolymer formation directly with suitable reactive intermediates, for example epoxy derivatives.

It is likewise preferred to initially charge the reactive intermediates and the starting components for the formation of —[V1—(Q—V1)x]— together and subsequently to react them.

Finally, it is possible to meter the reactive intermediates stepwise over a period of time into the initially charged components for the formation of —[V1—(Q—V1)x]—, or else, conversely, to add these components stepwise to the reactive intermediate.

Irrespective of the selection of the above-described reaction paths and the closely related question of whether amino units terminate the siloxane or else the prepolymer first, the overall stoichiometry is selected such that the sum of the amino functions and of the groups reactive with them is about 1:1.

In the context of the invention, it is possible to deviate from this preferred overall stoichiometry. However, products are then obtained which no longer have the envisaged length of the highly charged, hydrophilic block —[V1—(Q—V1)x]— and additionally leave behind an excess of an unreacted starting component.

In addition to the overall stoichiometry, considered above, of the reaction, the selection of the component(s) forming the V1 repeat unit is of great significance for the property profile of the products.

Suitable difunctional parent monomers —[V1]— of the V1 repeat units are, for example, the halocarboxylic esters of the polyalkylene oxide diols. Preferred starting materials for their synthesis are low molecular weight, oligomeric and polymeric alkylene oxides of the general composition

HO[CH2CH2O]q—[CH2CH(CH3)O]rH

where q and r each have the definitions specified above, and the units are random or blocklike. Preferred representatives with regard to the alkylene oxide block are ethylene glycol, diethylene glycol, triethylene glycol, tetraethylene glycol, the oligoethylene glycols having molecular weights of from 200 to 10 000 g/mol, especially from 300 to 800 g/mol, and also 1,2-propylene glycol, 1,3-propylene glycol and dipropylene glycol.

The alkylene oxides are esterified in a manner known per se (Organikum, Organisch-chemisches Grundpraktikum [Basic Organic Chemistry Practicals], 17th edition, VEB Deutscher Verlag der Wissenschaften, Berlin 1988, p. 402-408) by reaction with the C2 to C4 halocarboxylic acids, their anhydrides or acid chlorides. Preference is given to using the acid chlorides of chloroacetic acid and 3-chloropropionic acid and to carrying out the reaction in the absence of solvents.

In an analogous manner, it is possible to convert alkanediols, alkenediols and alkyndiols to the corresponding reactive ester derivatives. Examples of alcohols are 1,4-butanediol, 1,6-hexanediol, 1,4-but(-2-)enol and 1,4-but(-2-)ynol.

Alkylene, alkenylene, alkynylene and aryl units are introduced preferably starting from the corresponding halides, especially chlorides and bromides. Examples of representatives are 1,6-dichlorohexane, 1,4-dichlorobut(-2-)ene, 1,4-dichlorobut-(-2-)yne and 1,4-bis(chloromethyl)benzene.

Polyalkylene oxide units may likewise be introduced via the α,ω-dihalogen compounds. These are obtainable from the oligomeric and polymeric alkylene oxides of the general composition

HO[CH2CH2O]q—[CH2CH(CH3)O]rH

where q and r are each as defined above, for example by chlorination of the hydroxyl groups with SOCl2 (Organikum, Organisch-chemisches Grundpraktikum, 17th edition, VEB Deutscher Verlag der Wissenschaften, Berlin 1988, p. 189-190). Mono-, di- or polyhydroxy-functional units as group V1 may be introduced starting from epoxide derivatives.

Commercial examples are 1-chloro-2,3-epoxypropane, glycerol 1,3-bisglycidyl ether and diethylene glycol diglycidyl ether and neopentyl glycol diglycidyl ether.

When they are not commercially available, the desired diepoxides may be synthesized, for example, by reaction of the corresponding diols with 1-chloro-2,3-epoxypropane under alkaline conditions.

It lies within the scope of the invention to introduce siloxane chains Z1 into the structure of V1. This gives rise, inter alia, to the possibility of using siloxane chains of different length for the formation of the overall molecule. It is a preferred variant to incorporate into V1 siloxane chains Z1 of the chain length range n2=0 to 19, preferably from 0 to 15, more preferably from 0 to 10, especially from 0 to 5, more especially 0. Suitable starting materials for the incorporation are, for example, the corresponding α,ω-diepoxides or α,ω-di(monohalocarboxylic acid) ester structures. In the case of the reaction of epoxides with primary or secondary amines, it should be noted that one mole of H+ has to be added per mole of epoxide/tertiary amine for alkylations of tertiary amino groups.

The selection of suitable amines as starting components for the formation of Q in the —[V1—(Q—V1)x]— repeat unit likewise determines to a high degree the molecular structure. The use of ditertiary amines (corresponding to —[N—N]—, for example N,N,N′,N′-tetramethylethylenediamine, N,N,N′,N′-tetramethyltetramethylenediamine, N,N,N′,N′-tetramethylhexamethylenediamine, N,N′-dimethylpiperazine, leads to products in which each nitrogen atom of the repeat unit is quaternized.

The use of secondary-tertiary diamines, for example N-methylpiperazine, opens up the route to repeat —[V1—(Q—V1)x]— units in which tertiary and quaternary amine and ammonium structures are present in a ratio of 1:1. A partial or complete subsequent quaternization of remaining tertiary amino structures constitutes a preferred variant for the establishment of a desired high density of the quaternary ammonium groups. The corresponding aromatic amines, imidazole and pyrazole, lead to products having a delocalized charge.

When primary-tertiary diamines, for example N,N-dimethylpropylenediamine and 1-(3-aminopropyl)imidazole, are used, especially in combination with diepoxides, it is possible to form comb-like structures for which the degree of quaternization during a final alkylation can be selected. In principle, the alkylations may also be adjusted to degrees of quaternization of, on average, less than one quaternary ammonium group per repeat —[V1—(Q—V1)x]— unit. However, preference is given to quaternizing at least one nitrogen atom per repeat unit.

Starting from disecondary amines, for example piperazine, N,N′-bis(2-hydroxyethyl)hexamethylenediamine, N,N′-bis(2-hydroxypropyl)hexamethylenediamine, it is also possible in principle to synthesize repeat —[V1—(Q—V1)x]— units with an average content of less than one quaternary ammonium group. In this case, the disecondary amines initially afford polytertiary amino-modified siloxane copolymers or else prepolymers which can subsequently be quaternized partly or fully to —[V1—(Q—V1)x]— in a final reaction. However, it is preferred in this variant too to quaternize at least one nitrogen atom per repeat unit.

Suitable quaternizing agents are the commonly known substance groups such as alkyl halides, halocarboxylic esters, epoxide derivatives in the presence of H+ and dialkyl sulfates, especially dimethyl sulfate.

In a preferred embodiment, commercially unavailable disecondary amines are prepared starting from the corresponding diprimary amines, for example hexamethylenediamine, by alkylation with epoxides, for example ethylene oxide, propylene oxide, isopropyl glycidyl ether, utilizing the different reaction rates of primary and secondary amines.

It has already been stated that the possibility exists within the scope of the invention of introducing siloxane chains Z1 into the structure of V1. Suitable starting materials named by way of example have been the reactive intermediates α,ω-diepoxides and α,ω-di(monohalocarboxylic acid) esters.

Useful anions A− which neutralize the positive charges resulting from the ammonium groups may preferably be the ions formed during the quaternization, such as halide ions, especially chloride and bromide, alkylsulfates, especially methosulfate, carboxylates, especially acetate, propionate, octanoate, decanoate, dodecanoate, tetradecanoate, hexadecanoate, octadecanoate, oleate, sulfonates, especially toluenesulfonate. However, it is also possible to introduce other anions by ion exchange. Mention should be made, for example, of organic anions such as polyether carboxylates and polyether sulfates.

The quaternization reactions are performed preferably in water, polar organic solvents or mixtures of the two components mentioned. Suitable solvents are, for example, alcohols, especially methanol, ethanol, isopropanol and n-butanol, glycols such as ethylene glycol, diethylene glycol, triethylene glycol, the methyl, ethyl and butyl ethers of the glycols mentioned, 1,2-propylene glycol and 1,3-propylene glycol, ketones such as acetone and methyl ethyl ketone, esters such as ethyl acetate, butyl acetate and 2-ethylhexyl acetate, ethers such as tetrahydrofuran, and nitro compounds such as nitromethane. The selection of the solvent depends substantially on the solubility of the reaction partners, the desired reaction temperature and any reactivity present which disrupts the reaction.

The reactions are carried out in the range from 20° C. to 130° C., preferably from 40° C. to 100° C.

In order to prevent the formation of gel-like linear polyorganosiloxane polymers which are not fully soluble, an upper limit is appropriately placed on the molar mass.
A limit in the molecular weight is brought about by the end-capping resulting from the reaction between epoxides and any water or alcohol present in the reaction system, or alternatively by the additional use of tertiary amines such as trialkylamines or monofunctional compounds reactive toward amino groups.
In other words, the polyorganosiloxane polymers may, in addition to the terminal groups which result by their nature from the reaction of the monomeric starting materials, also have from monofunctional chain terminators such as trialkylamines etc. and, for example, ammonium, amino, ether or hydroxyl end groups resulting therefrom. All cases of end-capping are embraced by the aforementioned definition —Q—R and/or —V—R, where Q, V and R are each as defined above and R may be replaced by hydrogen.
The polysiloxanes of the general formula (I) used as component b1) in accordance with the invention may also contain branch units V3. V3 is a trivalent or higher-valency, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 1000 carbon atoms and may optionally contain one or more groups selected from —O—, —CONH—, —CONR2— where R2 is as defined above, —C(O)—, —C(S)—, —Z1—, which is as defined above, —Z2— which is as defined above and Z3 where Z3 is a trivalent or higher-valency organopolysiloxane unit. The branch unit V3 may be silicone-free. Examples thereof include:







where v+w≧0.

The branch unit V3 may be a trivalent or high-valency organopolysiloxane unit, for example:





in which R1 is as defined above, m=from 0 to 1000, and m1≧1 and m2≧3,





in which R1 is in each case as defined above.

One example of a Z3-containing branch unit V3 is, for example:





The polyamino- and/or polyammonium-polysiloxane compounds b1) used may be solid or liquid at 25° C. In the case that they are liquid at 25° C., the viscosities of the polysiloxanes b1) mentioned are preferably between 500 and 50 000 000 mPa·s at 25° C., preferably from 1000 to 2 500 000 mPa·s at 25° C., and at a shear rate gradient of D=1 s−1. They may have melting points up to 250° C., but are water-soluble or -dispersible. Their solubility is preferably more than 1 g/l at 25° C.
The component b2) used may be one or more one amino- and/or ammonium-polysiloxane compounds b2). As explained above, these contain amino or ammonium groups only in the pendent groups. The amino- and/or ammonium-polysiloxane compounds b2) are preferably polysiloxanes which bear primary and/or secondary and/or tertiary amino groups in the pendent groups, in which the amino groups may optionally be protonated or quaternized, and which may optionally contain additional hydrophilic groups. The amino or ammonium groups mentioned are preferably bonded to the siloxane skeleton via carbon. The amino- and/or ammonium-polysiloxane compounds b2) mentioned are preferably polyalkylsiloxanes having aminoalkyl- or aminoarylsiloxane units. The aminoalkyl units may be bonded to the difunctional, trifunctional or the monofunctional end groups, and be part of other oxygen-containing pendent groups, in particular of polyether pendent groups.
The additional hydrophilicizing groups optionally present are preferably those which derive from polyalkylene oxides and saccharides.
The aminopolysiloxanes mentioned are linear or branched polysiloxanes which are formed from siloxy units which are selected from the group consisting of:




in which R11 represents organic radicals which may be the same or different with the proviso that at least one of the R11 radicals contains at least one nitrogen atom.

The R11 substituents are preferably selected from the group consisting of:

    
    
        straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 200 carbon atoms and may optionally contain one or more groups selected from:
        
            —O—,
            —NR2— where R2 may be hydrogen, a monovalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 100 carbon atoms, may contain one or more groups selected from —O—, —NH—, —C(O)— and —C(S)—, and is optionally substituted by one or more substituents selected from the group consisting of a hydroxyl group, an optionally substituted heterocyclic group preferably containing one or more nitrogen atoms, amino, alkylamino, dialkylamino, ammonium, polyether radicals and polyether ester radicals, where, when a plurality of —NR2 groups is present, they may be the same or different,
        
        
    
    






    
    
        and the radical may optionally be substituted by one or more substituents selected from hydroxyl and
    
    






    
    
         where R1, m, m2 are each as defined above,
        hydroxyl,
        a polyether radical which has up to 20 000 carbon atoms and may optionally bear one or more amino, mono- or dialkylamino, or arylamino groups,
        a saccharide-containing organic radical,
        or two R11 substituents from different siloxy units together form a straight-chain, branched or cyclic alkanediyl radical having from 2 to 12 carbon atoms between two silicon atoms,

with the proviso that at least one R11 substituent per molecule contains nitrogen, i.e., constitutes a nitrogen-containing R11 radical.

R11 is preferably alkyl, in particular methyl.

Preferred R11 radicals which have nitrogen are, for example:

    
    






Further preferred amino- and ammonium-containing R11 radicals are, for example:





Corresponding aminopolysiloxanes having such R11 radicals are disclosed in WO 02/10256, whose disclosure content belongs to the present application.

The nitrogen-containing R11 radical is preferably aminopropyl or aminoethylaminopropyl. Further preferred nitrogen-containing R11 radicals are formed from the reaction of glycidyloxypropylsiloxanes with mono- or dialkylamines. Preferred compounds as component b2) are therefore, for example, aminopolysiloxanes which arise from the reaction of epoxyalkylsiloxanes with ammonia, primary or secondary amines, such as those from the reaction of glycidyloxypropylsiloxanes with mono- or dialkylamines. Preferred alkoxy radicals for R11 are methoxy, ethoxy, propoxy, isopropoxy, butoxy, hexyloxy and cyclohexyloxy.

Preferred polyether radicals which have up to 20 000 carbon atoms and may optionally bear one or more amino-, mono- or dialkylamino, or arylamino groups for R11 include, for example:





Saccharide-containing organic radicals for R11 are, for example:








The preparation of such saccharide-containing polysiloxanes can be found, for example, in DE 4 318 536, DE 4 318 537.
The average degree of polymerization of the polysiloxane moiety of the aminopolysiloxanes b2) used in accordance with the invention, which results from Mn, is appropriately from 1 to 3000, preferably from 200 to 1000.
The ratio of the nitrogen-free polyorganosiloxane units to the nitrogen-containing polyorganosiloxane units in the aminopolysiloxanes b2) used in accordance with the invention is appropriately from 1:1 to 500:1.
The ratio of the polyether- or saccharide-containing polyorganosiloxane units to the remaining polyorganosiloxane units may be from 0 to 1.
The typical nitrogen content of the aminopolysiloxanes b2) used in accordance with the invention is, for example, between 0.005% by weight to 18% by weight, preferably from 0.02% by weight to 5% by weight, more preferably from 0.02% by weight to 1.5% by weight.
The aminopolysiloxanes b2) used may be solid or liquid at 25° C. In the case that they are liquid at 25° C., the viscosities of the aminopolysiloxanes b2) used in accordance with the invention are preferably between 500 to 500 000 mPa·s at 25° C., preferably from 1000 to 25 000 mPa·s at 25° C., and at a shear rate gradient of D=1 s−1.
They may have melting points up to 250° C., but are water-soluble or -dispersible. Their solubility is preferably more than 1 g/l at 25° C.
Some of the above-described aminopolysiloxanes b2) used in accordance with the invention are obtainable, for example, as Wacker Finish® WR 1100 and General Electric® SF 1923.
The preferred amount of component b), i.e. b1)+b2), based on the total amount of the formulation, is from 1 to 30% by weight, preferably from 1 to 20% by weight.
The component c) used optionally is one or more silicone-free, preferably cationic, surfactants. It is preferably at least one constituent which is selected from nonpolymerized, organic, quaternary ammonium compounds. It preferably comprises hydrocarbon-containing quaternary ammonium salts or amine salts, and the hydrocarbon groups may preferably contain from 8 to 28 carbon atoms.
Examples of components c) are compounds of the following formula:

R12R13R14R15N+X−

in which R12, R13, R14 and R15 are each independently selected from the group consisting of: C1-C28-alkyl, alkenyl, hydroxyalkyl, benzyl, alkylbenzyl, alkenylbenzyl, benzylalkyl and benzylalkenyl, and X is an anion. The hydrocarbon groups R12, R13, R14 and R15 may independently be polyalkoxylated, preferably polyethoxylated or polypropoxylated, more preferably with groups of the general formula (C2H4O)yH where y=from 1 to 15, preferably from 2 to 5. Not more than one of the R12, R13, R14 and R15 groups should be benzyl. The R12, R13, R14 and R15 groups may each independently contain one or more, preferably two, ester (—[—O—C(O)—]; [—C(O)—O—]) and/or amido groups (—[CO—N(R12)—]; [—N(R12)—CO—]) in which R12 is as defined above. The anion X may be selected from halides, methosulfate, acetate and phosphate, preferably from halides and methosulfate. Further examples of component c) are tetraorgano-substituted quaternary ammonium compounds having one or two long-chain C8 to C28 hydrocarbon radicals and two or three short-chain C1 to C6 hydrocarbon radicals. The long-chain radicals are preferably C12 to C20 chains and the short-chain radicals are preferably methyl, ethyl, propyl, butyl, hexyl, phenyl and hydroxyethyl, 2-hydroxypropyl. Preferred counterions are Cl−, Br−, CH3OSO3−, C2H5OSO3−, NO3−, HCOO− and CH3COO−.
Examples include:
dodecylethyldimethylammonium bromide
didodecyldimethylammonium bromide.
In the cationic surfactants which contain only one long-chain hydrocarbon group R12, the chain length of the long-chain hydrocarbon group is preferably from 12 to 15 carbon atoms, and the short-chain radicals R13, R14 and R15 are preferably methyl and hydroxyethyl.
In the cationic surfactants which contain two, three or even four long-chain hydrocarbon groups, the chain length of the long-chain hydrocarbon groups is preferably from 12 to 28 carbon atoms.
Preferred ester-containing surfactants have the formula:

{(R16)2N[(CH2)zER17]2}+X−

in which R16 is independently selected from C1-4 alkyl, hydroxyalkyl or C2-4 alkenyl; and in which R17 is independently selected from C8-28 alkyl or alkenyl groups; E is an ester group, i.e. —OC(O)— or —C(O)O—, z is an integer from 0 to 8 and X− is as defined above. They contain two or three short-chain C1 to C6 hydrocarbon radicals. The one or two long alkyl radicals per molecule derive from fatty acids of lengths from C8 to C26, preferably from C10 to C20, especially from C12 to C18. The fatty acids or the cuts of the chain length ranges mentioned may be saturated fatty acids, unsaturated fatty acids, hydroxy-substituted fatty acids or mixtures thereof. Examples of the acids mentioned are lauric acid, myristic acid, palmitic acid, stearic acid, oleic acid and ricinoleic acid. Further examples are tallow fatty acid and coconut fatty acid cuts. They are bonded to the quaternized nitrogen preferably via oxyethyl, 2-oxypropyl or 1,2-dioxypropyl or oligooxyethylene spacers. The short-chain radicals are preferably methyl, ethyl, propyl, butyl, hexyl, phenyl and hydroxyethyl, 2-hydroxypropyl. Preferred counterions are Cl−, Br−, CH3OSO3−, C2H5OSO3−, NO3−, HCOO− and CH3COO−.

Examples include

(tallow fatty acid oxyethyl)trimethylammonium methosulfate

(coconut fatty acid pentaethoxy)trimethylammonium methosulfate

di(tallow fatty acid oxyethyl)dimethylammonium chloride

di(tallow fatty acid oxyethyl)hydroxyethylmethylammonium methosulfate

di(tallow fatty acid 2-oxypropyl)dimethylammonium methosulfate

1,2-(ditallow fatty acid)oxy-3-trimethylpropaneammonium chloride

A further type of preferred ester-containing cationic surfactants can be represented by the following formula:
{(R16)3N(CH2)zCH[O(O)CHR17][CH2O(O)CR17]}+X−, in which R16, R17, X, and z are each as defined above.
A further group of cationic surfactants c) is those of the formula R18A(CH2)2-4NR19R20 in which R18 is C6-C12 alkyl;
A is a divalent group which is selected from —NH—, —CONH—, —COO— or —O—, or A may be absent. R19 and R20 are each independently selected from the group consisting of H, C1-C14 alkyl or (CH2—CH2—O(R21)) in which R21 is H or methyl.
Particularly preferred surfactants of this type are decylamine, dodecylamine, C8-C12 bis(hydroxyethyl)amine, C8-C12 bis(hydroxypropyl)amine, C8-C12 amidopropyldimethylamine or salts thereof.
Further surfactants include: fatty acid amides of the formula R22C(O)N(R23)2 wherein R22 is an alkyl group having from 8 to 28 carbon atoms and R23 is in each case a short-chain radical, preferably selected from hydrogen, C1-C6 alkyl and hydroxyalkyl. It is also possible to use C8-C28 N-alkylpolyhydroxy fatty acid amides. Typical examples include: C12-C18 N-methylglucamides (see WO 92/06154). Other sugar derivatives include, for example, C8-C28 N-(3-methoxy-propyl)glucamide. These likewise have two or three short-chain C1 to C6 hydrocarbon radicals. The one or two long alkyl radicals per molecule derive from fatty acids of lengths C8 to C26, preferably C10 to C20, especially C12 to C18. The fatty acids or the cuts of the chain length ranges mentioned may likewise be saturated fatty acids, unsaturated fatty acids, hydroxy-substituted fatty acids or mixtures thereof. Examples of the acids mentioned are lauric acid, myristic acid, palmitic acid, stearic acid, oleic acid and ricinoleic acid. Further examples are tallow fatty acid and coconut fatty acid cuts. They are bonded to the quaternized nitrogen preferably via amidoethyl and 3-amidopropyl spacers. The short-chain radicals are preferably methyl, ethyl, propyl, butyl, hexyl, phenyl and hydroxyethyl, 2-hydroxypropyl. They may also alternatively be cyclic radicals such as imidazolinium radicals into which fatty alkyl substituents have optionally additionally been incorporated. Preferred counterions are Cl−, Br−, CH3OSO3−, C2H5OSO3−, NO3−, HCOO− and CH3COO−.
Examples include
(undecylenic acid amidopropyl)trimethylammonium methosulfate
(ricinoleic acid amidopropyl)trimethylammonium methosulfate
1-methyl-1-(tallow fatty acid amidoethyl)-2-(tallow fatty alkyl)imidazolinium methosulfate
1-methyl-1-oleylamidoethyl-2-oleylimidazolinium methosulfate
1,1-ethylenebis(1-methyl-2-(tallow fatty alkyl)imidazolinium) methosulfate.
In addition to the quaternary ammonium compounds, amine salts may also find use. These are salts of primary, secondary or tertiary amines with inorganic or organic acids.
In these amine salts, the nitrogen is substituted by one or two long-chain C8 to C28 hydrocarbon radicals, one to three hydrogen atoms and optionally one or two short-chain C1 to C6 hydrocarbon radicals. The one or two long alkyl radicals per molecule derive, for example, from fatty amines or fatty acids of lengths C8 to C26, preferably C10 to C20, especially C12 to C18. Preferred counterions are Cl−, Br−, CH3OSO3−, C2H5OSO3−, NO3−, HCOO− and CH3COO−.
To increase the hydrophilicity, the fatty amines used may be ethoxylated. One example is the ethoxylated stearylamine derivative CH3(CH2)17N+H[(CH2CH2O)5H]2 Cl−.
The fatty acids or the cuts of the chain length ranges mentioned may be the saturated fatty acids, unsaturated fatty acids, hydroxy-substituted fatty acids or mixtures thereof, which have already been described. Examples of the acids mentioned are lauric acid, myristic acid, palmitic acid, stearic acid, oleic acid and ricinoleic acid. Further examples are tallow fatty acid and coconut fatty acid cuts. They are bonded to the amine salt nitrogen preferably via oxyethyl, 2-oxypropyl, 1,2-dioxypropyl spacers in the case of esters, and preferably via amidoethyl and 3-amidopropyl spacers in the case of amides. The short-chain radicals are preferably methyl, ethyl, propyl, butyl, hexyl, phenyl and hydroxyethyl, 2-hydroxypropyl. Preferred counterions are Cl−, Br−, CH3OSO3−, C2H5OSO3−, NO3−, HCOO− and CH3COO−.
Examples include
stearic acid triethanolamine derivative:
CH3(CH2)16C(O)OCH2CH2N+(CH2CHOH)2 Cl−
stearamide derivative CH3(CH2)16CONHCH2CH2N+H2CH2CH2N+H3 2Cl−
stearamide derivative CH3(CH2)16CONHCH2CH2N+H2CH2CH2OH Cl−
palmitamide derivative CH3(CH2)14CONHCH2CH2CH2N+H(CH3)2 Cl−.
The amount of the optionally used component c), based on the total amount of the formulation, is from 0 to 30% by weight, preferably from 0 to 10% by weight. If component c) is present in the formulation, the amount is preferably between 0.01% by weight and 15% by weight, more preferably from 1 to 10% by weight.
Component c) in the inventive formulations has the function of improving the emulsifiability of component a) and in some cases of increasing the substantivity.
The optionally used coacervate formation agents as per component d) are appropriately cationic copolymers which are based on natural or synthetic polymer structures. They differ in this respect from the silicone-free cationic surfactants of component c) which are not based on polymer structures. Combinations of natural and synthetic polymers are likewise possible. Coacervate formation agents means complex charged anions or cations which each form a complex salt with changed dissolution behavior with a polymer or colloid particle charged in the opposite sense.
The term “coacervate phase” as used in accordance with the invention embraces all types of discontinuous phases, as described, for example, in “B. Jonsson, B. Lindman, K. Holmberg & B. Kronberb, “Surfactants and Polymers In Aqueous Solution”, John Wiley & Sons, 1998” and in “L. Piculell & B. Lindman, Adv. Colloid Interface Sci., 41 (1992)”. The mechanism of the coacervation and its specific influences are described, for example, in “Interfacial Forces in Aqueous Media”, C. J. van Oss, Marcel Dekker, 1994, page 245 to 271. The term “coacervate phase” is occasionally also referred to in the literature as “complex coacervate phase” or as “associated phase separation”.
The coacervate phase formation agent as per component d), optionally present in the invention formulation, leads, for example in the event that it comes into contact with anionic surfactants or anionic groups of any other components, for example in the application of the inventive formulation, such as in laundry detergent formulations, fiber treatment formulations or in the treatment of pretreated substrate surface (anionic assistants or soil particles), to the formation of coacervate phases.
This phase formation is visible, for example, microscopically using dyes.
For the substances as per d), the term “cationic” generally relates to protonated amino compounds or else quaternary ammonium compounds (tetraorganoammonium compounds).
Natural copolymers derive preferably from cellulose, starch or chitosan. As particularly advantageous natural copolymers, emphasis should be given to the guar gum derivatives modified by quaternary ammonium groups. These are commercially available as the Jaguar types from Rhône-Poulenc (Rhodia).
Synthetic copolymers are based preferably on cationic structures such as polyvinylamines, polyethyleneimines and polydimethyldiallylammonium halides. Alternatively, it is possible to use cationically modified materials based, for example, on polyvinylpyrrolidone, polyacrylamide, polymethylacrylamide, polyvinylimidazole and aminoalkylimidazole copolymers.
Particularly advantageous within this group are high molecular weight poly(vinylamine-vinylformamide) copolymers and high molecular weight polyethyleneimines.
Generally, high molecular weight natural or synthetic coacervate formation agents are to be preferred over low molecular weight structurally analogous compounds.
A third material group is that of complexes of polycationic and polyanionic compounds, i.e. complex salts.
Preference is given in this context to combinations of natural polymers and synthetic polymers. Specifically, they are combinations of anionic natural polymers with cationic synthetic polymers. The pairing of cationic natural polymer with anionic synthetic polymer is likewise possible. Examples of preferred combinations are carboxymethylcellulose/polyethyleneimine, carboxymethyl-cellulose/polyvinylamine, chitosan/polystyrenesulfonic acid, chitosan/polyacrylic acid, chitosan/polymethacrylic acid.
Preference is further given to combinations of two oppositely charged natural polymers or synthetic polymers. Examples thereof are the carboxymethyl-cellulose/chitosan, polyethyleneimine/polyacrylic acid and polyvinylamine/polystyrenesulfonic acid combinations.
The polycationic compounds may be used in the form of the bases or salts of monovalent anions. The polyanionic compounds may be used in the form of the acids or salts of monovalent cations.
Synthetic polycationic and polyanionic compounds may be used in the form of their copolymers, which allows their charge density to be adjusted variably.
When the complexes considered above are used, it has to be ensured that their net charge is cationic. This means that, irrespective of the specific pairing, an excess of amino or ammonium groups relative to the anionic groups such as carboxylic acid, sulfonic acid, sulfuric monoesters and salts thereof is present.
As a result of the complexation of polycationic with polyanionic compounds of the above-described type, the molar mass of the coacervate formation agent rises in a desired manner.
If the coacervate formation agent d) is present in the inventive formulation, its preferred amount is from 0.001 to 5% by weight, more preferably from 0.1 to 1% by weight, based on the total amount of the formulation.
The component e) used in the inventive formulation comprises one or more carrier substances. These are selected preferably from solid carrier substances f) and/or liquid carrier substances g). In the context of the present invention, this means that the liquid carriers are liquid at 40° C., and the solid carriers are solid at 40° C.
Preferred liquid carriers g) include aqueous and nonaqueous carriers and may include: water alone or organic solvents, preferably water-soluble organic solvents alone and/or mixtures thereof with water. Preferred organic solvents include: monoalcohols, diols, polyols such as glycerol, glycol, polyethers such as polyalkylene glycols such as polyethylene glycols and mixtures thereof, also with water. Particular preference is given to mixtures of solvents, in particular mixtures of lower aliphatic alcohols such as ethanol, propanol, butanol, isopropanol and/or diols such as 1,2-propanediol or 1,3-propanediol; or mixtures thereof with glycerol. Suitable alcohols include in particular C1-C4 alcohols. Preference is given to 1,2-propanediol.
The liquid carrier g) is appropriately present in the inventive formulation, based on the total amount of the formulation, in an amount of from 0 to 95% by weight, preferably from 0 to 65% by weight, more preferably from 0 to 55% by weight. When the liquid carrier g) is present in the inventive formulation, its preferred amount is more than 5% by weight, more preferably more than 10% by weight, most preferably from more than 30 to 70% by weight, more preferably to 60% by weight.
The solid carrier f) used as component e) is preferably selected from compounds which are solid at 40° C. They are more preferably compounds which are selected from the group of the water-soluble compounds which have a solubility in water of at least 100 grams/liter at 20° C. Examples of the solid carriers include:
Inorganic or organic salts, polyhydroxy compounds, saccharides, amides such as urea, and relatively high molecular weight polyethylene oxides. The solid carriers f) are preferably compounds which have no significant interface-active action in the sense of surfactants. Examples of inorganic salts are sodium chloride, potassium chloride, sodium carbonate, sodium sulfate. An example of an organic salt is sodium acetate. Examples of polyhydroxy compounds and saccharides which can be used in accordance with the invention are pentaerythritol, sorbitol, glucamine, N-methylglucamine. Amide derivatives which can be used in accordance with the invention are, for example, urea and strongly hydrophilic, saccharide-modified amide derivatives such as ethylenediaminebisgluconamide, 1,3-propylenediaminebisgluconamide, 1,2-propylenediaminebisgluconamide, diethylenetriaminebisgluconamide, dipropylenetriaminebisgluconamide, N-methyldipropylenetriaminebisgluconamide, N,N-dimethylethylenediaminegluconamide, N,N-dimethylpropylenediaminegluconamide. The latter saccharide-modified derivatives are obtainable by regioselective reaction of the primary amino groups of the corresponding amines with saccharidecarboxylic acid lactones such as gluconolactone or glucopyranosylarabinolactone (DE 4 318 536, DE 4 318 537).
The solid carrier f) is appropriately present in the inventive formulation, based on the total amount of the formulation, in an amount of from 0 to 95% by weight, preferably from 0 to 65% by weight, more preferably from 0 to 55% by weight. When the solid carrier f) is present in the inventive formulation, its preferred amount is more than 5% by weight, more preferably more than 10% by weight, most preferably from more than 30 to 70% by weight, more preferably to 60% by weight.
The solid carrier f) and the liquid carrier g) may be present in any ratios relative to one another. The selection of the ratio depends upon whether liquid, pasty or solid compositions of the formulation are desired.
Depending on the fields of use, the inventive formulation may comprise further other ingredients or assistants in addition to the above-described components a) to g).
In the case of use in laundry detergents, for example, what are known as builders, for example zeolites, silicates, polyphosphates, alkali metal citrates, alkali metal 2,2-oxydisuccinates, alkali metal carboxymethyloxysuccinates, alkali metal nitrilotriacetates and sodium carbonate, enzymes, defoamers such as silicone compounds and stabilizers may be present. The stabilizers serve, for example, to stabilize the component b) by preventing its coagulation and sedimentation. The stabilizers are, for example, gums and other polysaccharides, for example carrageenan gum, other thickeners or rheology additives. The stabilizer is preferably a crystalline hydroxyl-containing compound such as trihydroxystearin, a hydrogenated oil or a derivative thereof.
Further assistants which may be present in particular in laundry detergents are coupling agents such as hexylamine, octylamine, nonylamine, their C1-C3 secondary or tertiary analogs, and alkanediols.
Further assistants which may be present in laundry detergents in particular are fragrances which adhere to the substrates, chelating agents, other surface-active substances.
The preparation of the inventive formulation may include, for example, the preparation of a homogeneous base mixture a)+b) and the introduction of the optional components c) to e).
In an advantageous embodiment of the invention, the components a) and b) are initially mixed homogeneously to give a premixture, optionally with addition of parts of the carrier substance e). In the context of the invention, homogeneous means substantially dissolved or else transparently finely dispersed. The optional component c), for example, may subsequently be introduced into this homogeneous premixture. Depending on the structure of the premixture components a) and b) and of the component c) this introduction may lead in turn to a homogeneous mixture or else to a visibly more coarsely disperse distribution of c) in the a)+b) premixture. Depending on the end application, d), (optionally further) e), i.e. f) and/or g), may be introduced into this mixture.
In a further preferred embodiment of the invention, a solution of c) in water e) or a solution of d) in water e) or a mixture of c) and d) is introduced into the a)+b) premixture. An addition of c)+d)+e) to the a)+b) premixture likewise lies within the scope of the invention.
It is possible using these different mixing strategies to influence the microscopic distribution of the components in the overall system and thus the product properties.
The invention further relates to the use of the inventive formulation in cosmetic formulations, in laundry detergents or for the surface treatment of substrates.
The invention further relates to the use of the inventive formulation for fiber treatment or fiber finishing.
The invention further relates to the use of the inventive formulation for the treatment of textiles and other natural and synthetic fiberlike materials including paper.
The inventive formulations are particularly suitable for use in the presence of anionic surfactants, in particular in laundry detergent formulations or in the treatment of pretreated fibers.
The invention further relates to the use of the inventive formulation as a softener.
The above-described mixtures constitute formulations which are suitable for the treatment of textiles and other natural and synthetic fiberlike materials, especially in the presence of anionic surfactants from laundry detergent formulations or compositions for fiber pretreatment. For this purpose, the inventive formulations may be incorporated directly into laundry detergents or else metered separately into the running washing process. As a result of the use of the inventive formulations during the washing process, a silicone-typical softness, improved elasticity and reduced creasing tendency are imparted to the treated substrates.
In addition, the formulations described may find use as a constituent of separate softener systems after the washing of fibers and textiles. In addition, the formulations described may find use for the surface treatment of substrates such as natural and synthetic fibers, including paper and textiles, as a constituent of systems for initial textile finishing, as an ironing aid and composition for the prevention and reversal of textile creases. It is also possible to introduce the inventive formulation into cosmetic systems for the treatment of hair and skin.
The inventive formulations may be present in liquid, including pasty, or solid form. In addition, the formulation may be present in encapsulated form or in a liquid or solid matrix.
A preferred formulation of the present invention contains:

    
    
        a): from 5 to 99, preferably from 10 to 80, more preferably from 10 to 40,
        b): from 1 to 95, preferably from 1 to 30, more preferably from 1 to 20,
        c): from 0 to 10, preferably from 1 to 10,
        d): from 0 to 1, preferably from 0.1 to 1,
        e): from 0 to 70, preferably from 30 to 70,
        the data being percentages by weight based on the total weight of the formulation.
    
    




EXAMPLES
Example 1
Preparation of the Quat According to WO 02/10259
A 1 liter three-neck flask is initially charged at room temperature with 24 g of water and 4.18 g (0.048 mol of tertiary amino groups) of N,N,N′,N′-tetramethyl-1,6-hexanediamine and 3.8 g (0.012 mol of primary amino groups) of an alkylene oxide derivative, obtainable under the trade name Jeffamine® ED 600, of the structure

H2NCH(CH3)CH2[OCH2CH(CH3)]a(OCH2CH2)9[OCH2CH(CH3)]bNH2 

where a+b=3.6.

Within 5 minutes, 12.0 g (0.03 mol) of dodecanoic acid in the form of a 50% solution in 2-propanol and 1.8 g (0.03 mol) of acetic acid are added. After the mixture has been heated to 50° C., 194.1 g (0.06 mol of epoxy groups) of an epoxysilane of the average composition





and 30 ml of 2-propanol are added dropwise within 30 minutes. The yellow, opaque mixture is heated to reflux temperature for 6 hours. After all constituents which are volatile up to 100° C./2 mmHg under reduced pressure have been removed, 204 g of a colorless, opaque material are obtained as component b1), which contains the following structural elements:





In the above formula, the Q, V1 and V2 repeat units are also included for the purposes of illustration. The molar ratio of the V1-containing polysiloxane-free diamino components and the V2-containing long-chain polysiloxane-containing diepoxy components of 1:1 results in a ratio of V2/V1 of 1:1.
Example 2
Preparation of the Quat According to WO 02/10257
a) 211.1 g (0.15 mol of epoxy groups) of an epoxysilane of the average composition




and 15.2 g (0.15 mol) of N-methylpiperazine are dissolved in 225 ml of isopropanol and heated to 90° C. for 4 hours. After the end of the reaction, the solvent was removed by distillation in a water-jet vacuum and finally in an oil-pump vacuum. 217 g of a clear, yellowish product of the structure





were obtained.

13C NMR:














Substructure
shift (ppm)









—CH(OH)—
66.07



—CH(OH)—CH2—N—
60.74



—CH(OH)—CH2—N—CH2—
53.20



—CH(OH)—CH2—N—CH2—CH2—
55.10



CH3—N═
45.87










b) 200 g (1.21 mol) of triethylene glycol monomethyl ether were initially charged at room temperature, 20° C., under nitrogen. With vigorous stirring, 151 g (1.34 mol) of chloroacetyl chloride were added dropwise within 30 minutes. During the dropwise addition, the temperature rose to 90° C. and intensive HCl evolution set in. On completion of the dropwise addition, the mixture was heated to 130° C. for 30 minutes. Subsequently, all constituents which boiled up to 130° C. and at 20 hPa were distilled off. 301 g of a light yellow, viscous liquid of the composition





were obtained.

The purity of the ester, determined by gas chromatography, was 99%.
13C NMR:














Substructure
shift (ppm)



















ClCH2
40.8



ClCH2—C(O)—
167.3



ClCH2—CH2—C(O)—OCH2—
65.2



ClCH2—CH2—C(O)—OCH2—CH2—
68.7



—CH2—OCH3
58.8










c) 19.61 g (6.5×10−3 mol) of the α,ω-aminosiloxane as per example 4a) and 3.12 g (1.3×10−2 mol) of the chloroacetic ester as per example 4b) were dissolved in 50 ml of isopropanol under nitrogen and heated to reflux temperature for 12 hours. After the reaction had ended, all constituents which boiled up to 70° C. and at 20 hPa were removed. 19.7 g of a yellowish-light brown viscous oil of the formula:





were obtained as component b1). Gas chromatography detected a quantitative conversion of the ester.

13C NMR:











Substructure
shift (ppm)







—CH(OH)—
65.9/66.1


—CH(OH)—CH2—N—
52.6


—CH(OH)—CH2—N—CH2—
45.4


—CH(OH)—CH2—N—CH2—CH2—
60.5/60.6


—CH(OH)—CH2—N—CH2—CH2—N+—CH2—
61.4


—CH(OH)—CH2—N—CH2—N+—CH2—C(O)—
169.6/169.9


CH3—N+═
52.9


—CH2—OCH3
58.6









According to the 13C NMR spectrum, the quaternization proceeded selectively on the methyl-substituted nitrogen atoms.
Example 3
153 g (1.5 mol) of H2NCH2CH2CH2N(CH3)2 are initially charged under nitrogen in a four-neck flask. Within 15 minutes, 412.3 g (1.5 mol) of palmitoyl chloride are added dropwise. The addition is regulated in such a way that the mixture remains in the temperature range from 100° C. to 120° C. After the addition has been completed, vacuum is applied briefly in order to degas the white-yellowish viscous mass which has formed. 123 g (1.5 mol) of sodium acetate are added to this viscous mass at 100° C. After cooling, 556 g of a white-yellowish hard mass are obtained.
Composition:

CH3(CH2)14C(O)NHCH2CH2CH2N+H(CH3)2Cl−+CH3COONa

Example 4
Starting from tetrameric cyclodimethylsiloxane or a cyclosiloxanepolydimethylsiloxanediol mixture and aminopropylmethyldiethoxysilane, aminopropyldimethylethoxysilane, optionally addition of water traces and hexamethyldisiloxane, known alkali-catalyzed equilibration and condensation with elimination of ethanol provides an aminosiloxane b2) of the following average relative formula:




According to the 1H NMR spectrum, this material still contains traces of ethoxy groups.
Example 5
The following formulations are prepared:













Formulation 1
Formulation 2





14.5 g of siloxane quat as per
14.5 g of aminosiloxane as per


example 1
example 4


3.3 g of siloxane quat as per
3.3 g of siloxane quat as per


example 2
example 2


28.9 g of polydimethylsiloxane
28.9 g of polydimethylsiloxane


viscosity 1 000 000 mPa · s
viscosity 1 000 000 mPa · s


3.3 g of amine salt as per
3.3 g of amine salt as per


example 3
example 3


50 g of water
50 g of water





Formulation 3
Formulation 4





14.5 g of siloxane quat as
14.5 g of aminosiloxane as


per example 1
per example 4


3.3 g of siloxane quat as
3.3 g of siloxane quat as


per example 2
per example 2


28.9 g of polydimethylsiloxane
28.9 g of polydimethylsiloxane


viscosity 1 000 000 mPa · s
viscosity 1 000 000 mPa · s


3.3 g of amine salt as per
3.3 g of amine salt as per


example 3
example 3


50 g of water + 0.74 g of a
50 g of water + 0.74 g of a


cationic guar gum (MW 425 000;
cationic guar gum (MW 425 000;


0.7 mmol/g of N+)
0.7 mmol/g of N+)









To prepare the formulations, the two silicone quats for F1 or the aminosiloxane and the silicone quat for F2 are initially mixed with one another. The polydimethylsiloxane is stirred homogeneously into these mixtures. Subsequently, the amine salt is finely distributed in these premixtures. An opaque mass is formed in each case. Finally, the water is stirred slowly into F1 and F2, so that white emulsion-like liquids are obtained.
The aqueous guar gum solution is finally stirred into the formulations F3 and F4.
Example 6
To demonstrate the softening properties, wash experiments are carried out in a drum washing machine with a pulverulent (Dash® 2in1) laundry detergent and a liquid (Ariel Liquid®) laundry detergent.















Wash experiment W1







40° C., 20 min, then 5× rinse



110 g of Dash ® 2in1 matrix without



bentonite



2 kg of washing (1850 g of ballast



material + 5 terry swatches, 150 g in



total)



10 l of water in the machine



13.5 g of formulation F1 introduced



separately directly after Dash 2in1 matrix












Wash experiment W2
Wash experiment W3





40° C., 20 min, then 5× rinse
40° C., 20 min, then 5× rinse


110 g of Dash ® 2in1 matrix
75 g of Ariel liquid


without bentonite


2 kg of washing (1850 g of ballast
2 kg of washing (1850 g of ballast


material + 5 terry swatches,
material + 5 terry swatches,


150 g in total)
150 g in total)


10 l of water in the machine
10 l of water in the machine


13.5 g of formulation F2
13.5 g of formulation F2 introduced


introduced separately directly
before the wash experiment in Ariel


after Dash 2in1 matrix
liquid





Wash experiment W4
Wash experiment W5





40° C., 20 min, then 5× rinse
40° C., 20 min, then 5× rinse


110 g of Dash ® 2in1 matrix
75 g of Ariel liquid


without bentonite


2 kg of washing (1850 g of ballast
2 kg of washing (1850 g of ballast


material + 5 terry swatches,
material + 5 terry swatches,


150 g in total)
150 g in total)


10 l of water in the machine
10 l of water in the machine


13.5 g of formulation F3
13.5 g of formulation F4 introduced


introduced separately directly
before the wash experiment in Ariel


after Dash 2in1 matrix
liquid









The 5 terry swatches softened by F1 in wash experiment W1 were compared with 5 swatches which had been washed identically with ‘Ariel® liquid’ alone.
The 5 terry swatches softened by F2 in wash experiment W2 were compared with 5 swatches which had been washed identically with Ariel liquid alone.
The 5 terry swatches softened by F2 in wash experiment W3 were compared with 5 swatches which had been washed identically with Ariel liquid alone.
The 5 terry swatches softened by F3 in wash experiment W4 were compared with 5 swatches which had been washed identically with Ariel liquid alone.
The 5 terry swatches softened by F4 in wash experiment W5 were compared with 5 swatches which had been washed identically with Ariel liquid alone.
On a scale from 0 to 4 points, i.e. 1=very good, the swatches washed in accordance with the invention achieved the following scores:













Experiment













W1
W2
W3
W4
W5
















Formulation
F1
F2
F2
F3
F4


Detergent
Dash 2in1
Dash 2in1
Ariel liquid
Dash 2in1
Ariel







liquid


Points
+1.68
+1.77
+1.80
1.30
1.45


Testers
4
4
4
4
4

## Claims

1. A formulation comprising:
a) at least one nitrogen-free polysiloxane compound having a viscosity of 10,000 to 10,000,000 mPa·S at 25° C.,
b) at least one polyamino-polysiloxane and/or polyammonium-polysiloxane compound b1) which is selected from polysiloxane compounds which contain at least one unit of the formula (I):


—[Q—V]—  (I)

in which Q is selected from the group consisting of:

—NR—,
a saturated or unsaturated diamino-functional heterocycle of the formulae:




an aromatic diamino-functional heterocycle of the formula:




a trivalent radical of the formula:




a trivalent radical of the formula




a tetravalent radical of the formula




in which R in each case is hydrogen or a monovalent organic radical,
where Q is not bonded to a carbonyl carbon atom,
V is at least one constituent which is selected from the group consisting of V1, V2 and V3, where
V2 is selected from divalent or trivalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radicals having up to 1000 carbon atoms (not counting the carbon atoms of the polysiloxane radical Z2 defined below) and may optionally contain one or more groups selected from
—O—, —CONH—,
—CONR2—, in which R2 is hydrogen, a monovalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical having up to 100 carbon atoms, may contain one or more groups selected from —O—, —NH—, —C(O)— and —C(S)—, and may optionally be substituted by one or more substituents selected from the group consisting of a hydroxyl group, an optionally substituted heterocyclic group preferably containing one or more nitrogen atoms, amino, alkylamino, dialkylamino, ammonium, polyether radicals and polyether ester radicals, where, when a plurality of —CONR2— groups is present, they may be the same or different,
—C(O)— and —C(S)—, and
the radical V2 may optionally be substituted by one or more hydroxyl groups, and
the radical V2 contains at least one group —Z2— of the formula






in which
R1 may be the same or different and is selected from the group consisting of: C1 to C22 alkyl, fluoro(C1-C10)alkyl and C6-C10 aryl, and
n1=20 to 1000,
V1 is selected from divalent, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radicals which have up to 1000 carbon atoms and may optionally contain one or more groups selected from
—O—, —CONH—,
—CONR2—, in which R2 is as defined above, where the R2 groups in the V1 and V2 groups may be the same or different,
—C(O)—, —C(S)— and —Z1—, where —Z1— is a group of the formula








in which
R1 is as defined above, where the R1 groups in the groups V1 and V2 groups may be the same or different, and
n2=0 to 19,

and the radical V1 may if desired be substituted by one or more hydroxyl groups,
V3 is a trivalent or higher-valency, straight-chain, cyclic or branched, saturated, unsaturated or aromatic hydrocarbon radical which has up to 1000 carbon atoms, may optionally contain one or more groups selected from
—O—, —CONH—, —CONR2—, in which R2 is as defined above, —C(O)—, —C(S)—, —Z1— which is as defined above, —Z2— which is as defined above and Z3, where Z3 is a trivalent or higher-valency organopolysiloxane unit, and

may optionally be substituted by one or more hydroxyl groups,
where, in said polysiloxane compound, in each case one or more V1 groups, one or more V2 groups and/or one or more V3 groups may be present,
with the provisos
(i) that said polysiloxane compound contains a plurality of V2 groups, and
(ii) that the tri- and tetravalent Q radicals either serve to branch the main chain formed from Q and V, so that the valencies which do not serve for bonding in the main chain bear further branches formed from —[Q—V]— units, or the tri- and tetravalent Q radicals are saturated with V3 radicals within a linear main chain without formation of a branch, and

wherein the positive charges resulting from ammonium groups are neutralized by organic or inorganic acid anions, and acid addition salts thereof, and optionally at least one amino-polysiloxane and/or ammonium-polysiloxane compound b2),

c) one or more silicone-free surfactants selected from the group consisting of nonpolymerized organic quaternary ammonium compounds,
d) optionally one or more coacervate phase formation agents, and
e) optionally one or more carrier substances selected from the group consisting of solid carrier substances f), liquid carrier substances g), and combinations thereof.

2. The formulation as claimed in claim 1, characterized in that it contains, based on the total amount of components a) and b),
from 5 to 99% by weight of component a) and
from 1 to 95% by weight of component b).

3. The formulation as claimed in claim 1, characterized in that it contains, based on 100 parts by weight of components a) and b), from 0 to 1500 parts by weight of components c), d) and e).

4. The formulation as claimed in claim 1, characterized in that it contains, based on 100 parts by weight of components a) and b), from 0 to 70 parts by weight of component c).

5. The formulation as claimed in claim 1, characterized in that it contains, based on 100 parts by weight of components a) and b), from 0 to 10 parts by weight of component d).

6. The formulation as claimed in claim 1, characterized in that it contains, based on 100 parts by weight of components a) and b), from 0 to 710 parts by weight of component f).

7. The formulation as claimed in claim 1, characterized in that it contains, based on 100 parts by weight of components a) and b), from 0 to 710 parts by weight of component g).

8. The formulation as claimed in claim 1, characterized in that component a) is at least one constituent which is selected from the group consisting of: straight-chain, cyclic, branched and partially crosslinked polyorganosiloxanes.

9. The formulation as claimed in claim 1, characterized in that the amino- and/or ammonium-polysiloxane compound b2) is a polysiloxane compound which contains amino and/or ammonium groups in the pendent groups of a polyorganosiloxane main chain.

10. The formulation as claimed in claim 1, characterized in that the coacervate phase formation agent as component d) comprises at least one constituent which is selected from cationic, silicone-free polymer compounds.

11. The formulation as claimed in claim 1, characterized in that a solid carrier substance f) is present, and in that the solid carrier substance f) is at least one constituent which is selected from the group of the water-soluble compounds which have a solubility in water of at least 100 grams/liter at 20° C.

12. The formulation as claimed in claim 1, characterized in that a liquid carrier substance g) is present, and in that the liquid carrier substance g) is at least one constituent which is selected from the group consisting of water and water-miscible organic solvents.

13. The formulation as claimed in claim 1, characterized in that it is solid or liquid at 40° C.

14. A process for preparing the formulation as claimed in claim 1, which comprises the steps of:
a) mixing components a) and b) to give a homogeneous premixture, and
b) optionally introducing components c), d) and/or e).

15. A method of applying a cosmetic comprising applying the formulation as claimed in claim 1.

16. A method of treating fibers or finishing fibers comprising applying the formulation as claimed in claim 1 to fibers.

17. A method of treating textiles, fiberlike materials, or paper, comprising applying the formulation as claimed in claim 1 to textiles, fiberlike, or paper.

18. A method of softening a textile comprising applying the formulation as claimed in claim 1 to a textile.

19. A method of cleaning laundry comprising applying to laundry the formulation as claimed in claim 1.

20. A method of surface treating a substrate comprising applying to a substrate the formulation as claimed in claim 1.