alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<TABLE> <S> <C>


<ARTICLE>                                              9
<MULTIPLIER>                                  1,000
       
<S>                                          <C>
<PERIOD-TYPE>                                12-MOS
<FISCAL-YEAR-END>                            MAR-31-1997
<PERIOD-END>                                 MAR-31-1997
<CASH>                                          211
<INT-BEARING-DEPOSITS>                          312
<FED-FUNDS-SOLD>                                  0
<TRADING-ASSETS>                                  0
<INVESTMENTS-HELD-FOR-SALE>                  21,973
<INVESTMENTS-CARRYING>                       21,973
<INVESTMENTS-MARKET>                         21,765
<LOANS>                                      23,838
<ALLOWANCE>                                     377
<TOTAL-ASSETS>                               49,047
<DEPOSITS>                                   34,293
<SHORT-TERM>                                  6,004
<LIABILITIES-OTHER>                             249
<LONG-TERM>                                     696
<PREFERRED-MANDATORY>                             0
<PREFERRED>                                       0
<COMMON>                                          5
<OTHER-SE>                                    7,800
<TOTAL-LIABILITIES-AND-EQUITY>               49,047
<INTEREST-LOAN>                               2,087
<INTEREST-INVEST>                             1,545
<INTEREST-OTHER>                                  0
<INTEREST-TOTAL>                              3,632
<INTEREST-DEPOSIT>                            1,529
<INTEREST-EXPENSE>                            1,834
<INTEREST-INCOME-NET>                         1,798
<LOAN-LOSSES>                                     1
<SECURITIES-GAINS>                               47
<EXPENSE-OTHER>                               1,416
<INCOME-PRETAX>                                 633
<INCOME-PRE-EXTRAORDINARY>                      633
<EXTRAORDINARY>                                   0
<CHANGES>                                         0
<NET-INCOME>                                    380
<EPS-PRIMARY>                                  0.89
<EPS-DILUTED>                                  0.89
<YIELD-ACTUAL>                                 3.81
<LOANS-NON>                                     387
<LOANS-PAST>                                      0
<LOANS-TROUBLED>                                813
<LOANS-PROBLEM>                                 564
<ALLOWANCE-OPEN>                                391
<CHARGE-OFFS>                                    28
<RECOVERIES>                                     14
<ALLOWANCE-CLOSE>                               377
<ALLOWANCE-DOMESTIC>                            377
<ALLOWANCE-FOREIGN>                               0
<ALLOWANCE-UNALLOCATED>                         267
        


</TABLE>
Exhibit 32.1



CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350, AS ADOPTED

PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY
ACT OF 2002



In connection with the Quarterly Report on Form 10-Q of Monroe
Capital Corporation (the “Company”) for the quarterly period ended September 30, 2020, as filed with the Securities
and Exchange Commission on the date hereof (the “Report”), I, Theodore L. Koenig, Chief Executive Officer of the Company,
and I, Aaron D. Peck, Chief Financial Officer of the Company, each certify, pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002, that to our knowledge:



| | 1. | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
| | -- | ---------------------------------------------------------------------------------------------------------------------------------



| | 2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------



|Date: November 4, 2020 |                                                               
|---------------------- | --------------------------------------------------------------
|                       |                                                               
|                       | /s/ Theodore L. Koenig                                        
|                       | Theodore L. Koenig                                            
|                       | Chairman, Chief Executive Officer and Director                
|                       | (Principal Executive Officer)                                 
|                       | Monroe Capital Corporation                                    
|                       |                                                               
|                       | /s/ Aaron D. Peck                                             
|                       | Aaron D. Peck                                                 
|                       | Chief Financial Officer, Chief Investment Officer and Director
|                       | (Principal Financial and Accounting Officer)                  
|                       | Monroe Capital Corporation
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
FINANCIAL STATEMENTS OF LABORATORY SPECIALISTS OF AMERICA, INC. AND SUBSIDIARY
FOR THE YEAR ENDED DECEMBER 31, 1997 AND IS QUALIFIED IN ITS ENTIRETY BY
REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>

<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               DEC-31-1997
<CASH>                                       2,863,639
<SECURITIES>                                         0
<RECEIVABLES>                                2,831,227
<ALLOWANCES>                                   568,237
<INVENTORY>                                    109,929
<CURRENT-ASSETS>                             5,702,984
<PP&E>                                       3,500,794
<DEPRECIATION>                               1,123,909
<TOTAL-ASSETS>                              15,016,580
<CURRENT-LIABILITIES>                        2,397,001
<BONDS>                                      2,353,428
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         4,925
<OTHER-SE>                                   9,901,378
<TOTAL-LIABILITY-AND-EQUITY>                15,016,580
<SALES>                                              0
<TOTAL-REVENUES>                            12,836,953
<CGS>                                                0
<TOTAL-COSTS>                                5,828,665
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                40,000
<INTEREST-EXPENSE>                             230,433
<INCOME-PRETAX>                              2,282,367
<INCOME-TAX>                                   953,264
<INCOME-CONTINUING>                          1,329,103
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 1,329,103
<EPS-PRIMARY>                                      .36
<EPS-DILUTED>                                      .31


</TABLE>
#### Patrick Gilbo, Appellant, v John McLellan, Respondent.

Motion for poor person relief denied. Memorandum: Plaintiff has failed to submit information concerning real property owned by him and concerning the mortgage debt owed to him. Also, he has failed to submit facts by which we can ascertain the merit of his appeal. Moreover, no notice of appeal has been filed in the County Clerk’s Office. Present— Callahan, J. P., Doerr, Denman, Boomer and Pine, JJ.
|    |                                                                                |
|----|--------------------------------------------------------------------------------|
| 1. | I have reviewed this Quarterly Report on Form 10-Q/A of Upland Software, Inc.; |

|    |                                                                                                                                                                                                                                                                                                            |
|----|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |

|                        |
|------------------------|
|                        |  |
| Date: January 22, 2015 |   |

|        |
|--------|
|        |  |  |  |
|   |   | /s/ Michael D. Hill |   |
|   |   | Michael D. Hill |   |
|   |   | Chief Financial Officer |   |
Exhibit 32.1


Certification of Chief Executive Officer


Pursuant to


Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350)





In connection with the quarterly report on Form 10-Q for the three and six months ended June 30, 2020 (the “Report”) of SuRo Capital Corp. (the “Registrant”), as filed with the Securities and Exchange Commission on the date hereof, I, Mark D. Klein, the Chief Executive Officer of the Registrant, hereby certify, to the best of my knowledge, that:





(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and





(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.


/s/ Mark D. KleinName: Mark D. KleinDate: August 6, 2020
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UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

 WASHINGTON, D.C. 20460

 January 17, 2012

OFFICE OF

SOLID WASTE AND EMERGENCY

RESPONSE

Mr. Tim Pohle

Managing Director U.S. Environmental Affairs & Assistant General Counsel 

Airlines for America

1301 Pennsylvania Avenue, Suite 1100

Washington, DC 20004-1707

Dear Mr. Pohle:

Thank you for your letter of January 5, 2012, to the U.S. Environmental Protection 

Agency (EPA) requesting a 60-day extension to the public comment period for the proposed 

changes to the Underground Storage Tank (UST) regulations published November 18, 2011 in 

the Federal Register. 

At this time, EPA has decided not to extend the comment period for several reasons. EPA 

started this rulemaking in 2008 by reaching out to stakeholders to ask for their suggestions on 

changes to make to the existing UST regulations. We met with many stakeholder groups from 

2008 through 2011, including your organization in February 2011. We feel that the public was 

well aware that this rulemaking was coming and, through the stakeholder process, had input into 

what those changes would be. In addition, we intentionally made the comment period 90 days

rather than the standard 60 days, in order to provide the public with additional time to review the 

proposal and submit their comments. 

Thank you for your interest in the proposed changes to the UST regulations. Please note 

the deadline for submitting comments is February 16, 2012. If you have additional questions or 

would like to meet before the end of the comment period, please contact Elizabeth McDermott of 

my staff at mcdermott.elizabeth@epa.gov or at 703-603-7175.

Sincerely,

Carolyn Hoskinson, Director

Office of Underground Storage Tanks
**EXHIBIT 4.6 – AGREEMENT BY JAMES RIKE TO CONVERT THE ACCRUEED INTEREST ON HIS CONVERTIBLE SUBORDINATE NOTE ATDECEMBER 5, 2003 TO 21, 735 SHARES OF THE COMPANY’S COMMON STOCK**

 

**ADDENDUM TO NOTE PURCHASE AGREEMENT**

 

This Addendum is made to the Note Purchase Agreement dated March 24, 2001 (the “Note Purchase Agreement”) between Advant-e Corporation (the “Company”) and James Rike (“Investor”).Capitalized terms not otherwise defined herein shall have the meanings set forth in the Note Purchase Agreement. 

 

The Company and Investor agree that the Note Purchase Agreement shall be amended as follows: 

 

1. The Maturity Date of the Convertible Note shall be extended to December 5, 2004, and the Convertible Note shall beamended to reflect the new Maturity Date. 

 

2. After theissuance of the Convertible Note to Investor, the Company increased the amount of the notes offering to $525,000 and amended the terms of the offering to include the issuance of warrants (“Warrants”) to purchase Common Stock of the Companyat a purchase price of $1.205 per Warrant share to each note holder. The Warrants that were issued were had a term of three years. 

 

3. In consideration for Investor’s willingness to extend the Maturity Date of the Convertible Note in Section 1 above, the Company has agreed toissue Warrants to Investor to purchase 75,000 shares of the Company’s Common Stock with the same terms as the other investors. 

 

4. Upon execution of this Addendum, the Company shall deliver to Investor the Warrant. 

 

5. Also in consideration for Investor’s willingness to extend the Maturity Date of the Convertible Note in Section 1above, the Company has agreed to permit Investor to convert the interest that had accrued on the Convertible Note as of December 5, 2003 into 21,735 shares of restricted Common Stock. Accordingly, the Convertible Note and Section 4 of the NotePurchase Agreement shall be amended to state that interest shall accrue on the unpaid principal balance from December 5, 2003 until the Maturity Date. 

 

6. This Addendum shall serve as written noticed by Investor to the Company of Investor’s decision to convert the interest that has accrued under theConvertible Note as of December 5, 2003 in the amount of $23,040 into 21,735 shares of Common Stock. Investor acknowledges that the 21,735 shares of Common Stock will not have been registered under the Securities Act and will be subject to therestrictions set forth in Sections 4(g) and 4(h) of the Note Purchase Agreement. Investor represents that he is acquiring the 21,735 shares of Common Stock for his own account, not for the purpose of investment, and not with a view to thedistribution or resale thereof. 

 

50 

7. Except as set forth herein, all of the remaining terms and conditions of the Note Purchase Agreementshall remain in full force and effect. 

 

The parties haveexecuted this Addendum as of December 5, 2003. 

 
ADVANT-E CORPORATIONBy:      **President**
INVESTOR
By:      **James Rike**
 

51
Exhibit 3.1

STATE OF DELAWARE

CERTIFICATE OF CHANGE OF REGISTERED AGENT

AND/OR REGISTERED OFFICE

 

 

The corporation organized and existing under the General Corporation Law of the State

of Delaware, hereby certifies as follows:

 

1.The name of the corporation is TPG Specialty Lending, Inc.

 

2.The Registered Office of the corporation in the State of Delaware is changed to 4001 Kennett Pike, Suite 302, Wilmington, New Castle County, DE 19807. The name of the Registered Agent at such address upon whomprocess against this corporation may be served is Maples Fiduciary Services (Delaware) Inc.

 

  3. The foregoing change to the registered office/agent was adopted by a resolution of   

  the Board of Directors of the corporation.

 

|        |                                                                                                                                                                                                                                                                                                                  |
|--------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|   |      By:       /s/ David Stiepleman                  

     Name:  David Stiepleman

     Title:    Vice President |
|   |                                                                                                                                                                                                                                                                                                             |
#### Frank J. Cipolla et al., Appellants, v S.M. Flickinger Company, Inc., Respondent.

(Appeal No. 2.)

Appeal unanimously dismissed without costs *(see, Hughes v Nusshaumer, Clarke & Velzy,*140 AD2d 988; *Chase Manhattan Bank v Roberts & Roberts,*63 AD2d 566, 567). (Appeal from Order of Supreme Court, Erie County, Rath, Jr., J.—Summary Judgment.) Present—Denman, J. P., Boomer, Pine, Lawton and Davis, JJ.
Exhibit 13.2



CERTIFICATION PURSUANT TO

18 U.S.C. §1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002







In connection with the annual report of Reg Technologies Inc. (the Company) on Form 20-F for the year ended April 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, James Vandeberg, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:



(1)

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



(2)

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.









Date:

November 15, 2011

/s/  James Vandeberg

James Vandeberg,

Chief Financial Officer
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#### People v Frank Grullon, Defendant.

Motion to extend time to take appeal denied. Memorandum: Defendant’s motion to extend his time to take an appeal must be denied because there was no "improper conduct of a public servant” (CPL 460.30 [1] [a]). Defense counsel has submitted a form complying with 22 NYCRR 1022.11 (a) and signed by defendant in which he acknowledged that he did not want to appeal. Present—Callahan, J. P., Doerr, Boomer, Lawton and Davis, JJ.