REPORT FOR APPROPRIATIONS COMMITTEES - UNOBLIGATED BALANCES AND TRANSACTIONS

U.S. INTERNATIONAL DEVELOPMENT FINANCE CORPORATION (DFC)

Report Submitted Pursuant to "DEPARTMENT OF STATE, FOREIGN OPERATIONS, AND RELATED PROGRAMS APPROPRIATIONS ACT, 2021"

Public Law 116-260, Division K, Section 7002 (134 Stat. 1718, link)

All Data through 09/30/2021, Amounts Rounded to the Nearest Whole Dollar

Discretionary Budgetary Amounts and Activity, Excludes Mandatory Balances 

REMAINING AMOUNT OF STATUTORY CAP

as of 09/30/2021

Notes

DFC Statutory Limitation - 22 USC 9633 $ 60,000,000,000

Ex-OPIC Programs Exposure (estimated) $ 29,662,826,977 (a)

DCA Programs Exposure (estimated) $ 1,485,857,070 (a)

USAID Legacy Exposure (estimated) $ 1,345,290,539 (a)

DFC Obligated $ 2,902,450,264

Total Portfolio Exposure, as of 09/30/2021 $ 35,396,424,849

Remaining Statutory Limit, as of 09/30/2021 (estimated) $ 24,603,575,151

REMAINING UNOBLIGATED & AVAILABLE BALANCES OF RESOURCES

Subsidy / Program Budget Resource Obligated / Unexpended Unobligated

77-0110-19/21 Subsidy 2019 2021 $ 4,157,154 $ 4,017,180 $ 139,974 (b) 

77-0110-X Subsidy 1994 (No Year) $ 132,749 $ - $ 132,749 (c)

77-0110-20/22 Subsidy, Other Programs 2020 2022 $ 59,614,546 $ 29,276,118 $ 30,338,430 (d)

77-0110-20/23 Subsidy 2020 2023 $ 100,000 $ 100,000 $ -

77-4483-20/22 Equity 2020 2022 $ 30,000,045 $ 30,000,000 $ 45 (e) 

77-0110-21/23 Subsidy, Other Programs 2021 2023 $ 60,000,000 $ 44,942,761 $ 15,057,239 (f)

77-4483-21/23 Equity 2021 2023 $ 390,000,000 $ 194,161,116 $ 195,838,884 (f)

TOTAL $ 544,004,494 $ 302,497,175 $ 241,507,321

Administrative Resources Resource Obligated / Unexpended Unobligated

77-4483-X 2020 (No Year) $ 19,366,343 $ - $ 19,366,343

77-4483-20/22 2020 2022 $ 33,553,159 $ 21,395,183 $ 12,157,976

77-4483-20/24 2020 2024 $ 1,000,000 $ - $ 1,000,000

77-4483-21/23 2021 2023 $ 118,014,223 $ 106,440,631 $ 11,573,592

77-4483-21/25 2021 2025 $ 1,000,000 $ - $ 1,000,000

TOTAL $ 172,933,725 $ 127,835,814 $ 45,097,911

DATA SOURCES & NOTES

Source: Subsidy Transactions - Amounts of Subsidy and Principal Obligated sourced from DFC's financial systems.

(a) Exposure as of 09/30/2021 is estimated - reporting from Guaranteed Lenders lags each quarter.

(b) This amount corrects an accounting error from the Q3 report.

(c) In Q4, $1.2M was tranferred from 77-0110-X to 77-0110-20/22 per OMB's guidance.

(d)

(e)

(f) A total appropriation of $450M is available across Subsidy, Equity and other authorized programs (such as Technical Assistance). As of 9/30/21 DFC has processed an expenditure transfer 

of $60M from 77-4483-21/23 (CCA) to 77-0110-21/23 Subsidy Program, resulting in a resource availability of $390M for Equity and $60M available for Subsidy / Technical Assistance. The 

amounts shown are net of the $60M expenditure transfer from Equity to Subsidy.

Treasury Symbol Funding Purpose Fiscal Year 

Appropriation

Fiscal Year End of 

Availability As of Quarter 4

Breakdown of resources in 77-0110-20/22: $11M carryforward, $12M transfer from BUILD merge, $30M transfers from USAID, and $7M in recoveries (=$59.6M in Resources).

In Q4, 1.6M in equity fees were transferred from 77-4483-20/22 to 77-4483-21/23 to be returned to the U.S. Treasury to offset DFC's appropriation, pursuant to DFC'sFY2021 

appropriation.
Public Law 116-260, Division K, Section 7002 (134 Stat. 1718)

 From Date: 01-JUL-2021

 To Date: 30-SEP-2021

Loan Number

URI Project Name Country PrincipalAmount

Principal Cancelled

Amount QTD Commitment Date Action Date FY of Appropriation Charged

Subsidy

Type

Subsidy

Rate Subsidy Obligation

Cancelled

Subsidy Amount 

YTD

Subsidy

Mod Type

Subsidy

Mod Rate

Positive Subsidy

Mod Amount

Negative Subsidy

Mod Amount

NEW OBLIGATIONS DURING REPORTING PERIOD

9000104589-C 57 Stars Direct Impact KENYA 50,000,000 0 9/21/2021 9/21/2021 21 Negative 12.41 6,205,000

9000105276-C Abound Capital Master Fund I Pte. ASIA REGIONAL 10,000,000 0 9/28/2021 9/28/2021 21 Positive 24.73 2,473,000

9000104893-C Ampersand Rwanda Ltd. and Ampe RWANDA 9,000,000 0 9/22/2021 9/22/2021 20 Positive 17.67 1,590,300

9000104719-C Apollo Agriculture, Inc. KENYA 9,500,000 0 9/20/2021 9/20/2021 20 Positive 29.29 2,782,550

9000104738-C AryaDhan Financial Solutions Pvt LtINDIA 9,999,000 0 9/27/2021 9/27/2021 21 Negative 5.49 548,945

9000105357-C Aspen Finance Proprietary Ltd SOUTH AFRICA 118,764,846 0 8/24/2021 8/24/2021 21 Positive 8.65 10,273,159

9000104834-C Avenida Colombia Real Estate Fund COLOMBIA 4,279,500 0 8/12/2021 8/12/2021 21 Negative 15.7 671,882

9000103875-C BUILD Fund S.A., SICAV-RAIF WORLDWIDE 10,000,000 0 9/27/2021 9/27/2021 20 Positive 19.84 1,984,000

9000103860-C Banco D-MIRO S.A. ECUADOR 10,000,000 0 9/20/2021 9/20/2021 20 Positive 3.53 353,000

9000105321-C Biological E. Limited INDIA 50,000,000 0 9/9/2021 9/9/2021 21 Negative 9.19 4,595,000

9000093682-C CECA SL Generation Limited SIERRA LEONE 217,000,000 0 7/15/2021 7/15/2021 21 Negative 31.05 67,378,500

9000103755-C Caisse Regionale de Refinancement AFRICA REGIONAL 256,000,000 0 9/29/2021 9/29/2021 21 Negative 8.42 21,555,200

9000104330-C CreditAccess Grameen Limited INDIA 35,000,000 0 9/14/2021 9/14/2021 21 Negative 6.37 2,229,500

9000104350-C Destino Desarrollos Inmobilarios Co GUATEMALA 19,500,000 0 9/29/2021 9/29/2021 21 Negative .33 64,350

9000104732-C ETG MOZAMBIQUE 50,000,000 0 9/28/2021 9/28/2021 21 Negative .36 180,000

9000104494-C Energy Access Relief Fund B.V. WORLDWIDE 10,000,000 0 8/25/2021 8/25/2021 21 Positive 2.53 253,000

9000104424-C Franchise Impact Solutions Facility AFRICA REGIONAL 1,383,000 0 7/9/2021 7/9/2021 21 Negative .59 8,160

9000104457-C Fulbright University Vietnam CorpoVIETNAM 37,048,855 0 7/19/2021 7/19/2021 21 Negative 8.48 3,141,743

9000104731-C Green Agrevolution Private Limited INDIA 9,999,000 0 9/27/2021 9/27/2021 21 Positive 5.63 562,944

9000104688-C Healthvista India Private Limited (P INDIA 7,700,000 0 9/13/2021 9/13/2021 19 Positive 5.39 415,030

9000103884-C India Shelter Finance corporation li INDIA 30,000,000 0 8/16/2021 8/16/2021 21 Negative 6.21 1,863,000

9000104415-C La Hipotecaria, S.A. de C.V. EL SALVADOR 10,000,000 0 8/16/2021 8/16/2021 21 Negative 4.91 491,000

9000104276-C Lendable Inc. AFRICA REGIONAL 20,000,000 0 9/2/2021 9/2/2021 21 Negative 3.20 640,000

9000104722-C MEII 3 - Bank of Jordan 2 WEST BANK 1,000,000 0 9/23/2021 9/23/2021 19 Positive 3.92 39,200

9000104395-C NeoGrowth Credit Private Limited INDIA 20,000,000 0 7/30/2021 7/30/2021 20 Positive 1.65 330,000

9000104827-C Origo Commodities India Pvt Ltd INDIA 19,929,308 0 9/28/2021 9/28/2021 21 Negative 0.69 137,512

9000083052-C Partners for Micro Credit (Vitas JordJORDAN 50,000,000 0 9/21/2021 9/21/2021 21 Positive 1.84 920,000

9000104759-C Punjab Renewable Energy Systems INDIA 10,000,000 0 9/28/2021 9/28/2021 20 Positive 8.39 839,000

9000104956-C SCALE-MSME-Babban Gona Farmer NIGERIA 9,999,000 0 9/16/2021 9/16/2021 21 Positive 67.80 6,779,322

9000104739-C Smart RJ Concessionaria BRAZIL 267,000,000 0 9/27/2021 9/27/2021 21 Negative 0.45 1,201,500

9000104878-C Spark+ Africa Fund AFRICA REGIONAL 10,000,000 0 9/21/2021 9/21/2021 21 Negative 1.58 158,000

9000104499-C WBC - Banco Solidario ECUADOR 9,750,000 0 9/20/2021 9/20/2021 21 Negative 1.85 180,375

9000104523-C WBC - Cooperativa de Ahorro y Cré PERU 9,750,000 0 9/24/2021 9/24/2021 21 Negative 4.06 395,850

9000103800-C WBC - Ess Kay Fincorp Private LimitINDIA 14,625,000 0 9/25/2021 9/25/2021 21 Negative 2.57 375,863

9000104851-C WBC - Sonata Finance Private Limit INDIA 7,800,000 0 9/23/2021 9/23/2021 20 Positive 5.23 407,940

9000104859-C Zamuka Future of Work Fund PLC AFRICA REGIONAL 7,000,000 0 9/10/2021 9/10/2021 20 Positive 28.26 1,978,200

9000093515-C Patamar II ASIA REGIONAL 19,500,000 0 9/21/2021 9/21/2021 21 Negative 15.5 3,022,500

9000104526-C The Nature Conservancy BELIZE 425,000,000 0 9/17/2021 9/17/2021 21 Negative 1 4,250,000

9000104463-C OCN Prime Capital SRL MOLDOVA 3,000,000 0 8/2/2021 8/2/2021 21 Positive 7.17 215,000

9000104488-C Samunnati Financial Intermediation INDIA 12,500,000 0 8/4/2021 8/4/2021 21 Negative 0.02 2,500

9000104304-C AyC Colanta LPG COLOMBIA 6,000,000 0 8/20/2021 8/20/2021 21 Positive 8.84 530,400

9000104359-C Absa Bank Mozambique, SA MOZAMBIQUE 8,250,000 0 9/29/2021 9/29/2021 21 Positive 9.98 823,350

9000104342-C Kotak Bank COVID-19 2x Loan Portf INDIA 24,500,000 0 7/29/2021 7/29/2021 21 Positive 7.27 1,780,000

9000104592-C Medical Credit Fund II Cooperatief AFRICA REGIONAL 17,780,000 0 8/2/2021 8/2/2021 21 Positive 7.62 1,354,836

9000104491-C Avanti Finance Private Limited INDIA 7,500,000 0 8/4/2021 8/4/2021 21 Positive 2.54 190,500

9000104490-C Maanaveeya Development & Finan INDIA 7,500,000 0 8/4/2021 8/4/2021 21 Positive 0 -

9000104502-C HDFC-Mastercard W-GDP Loan Por INDIA 50,000,000 0 8/31/2021 8/31/2021 21 Positive 2.38 1,190,000

9000104586-C Crezcamos S.A. Compañía de FinanCOLOMBIA 4,800,000 0 9/7/2021 9/7/2021 21 Positive 8.68 416,800

9000104584-C Banco De Las Microfinanzas - Banca COLOMBIA 5,000,000 0 9/22/2021 9/22/2021 21 Positive 8.72 436,000

9000104321-C Compagnie Générale de Banque (C RWANDA 7,008,760 0 9/23/2021 9/23/2021 21 Positive 11.41 800,000

9000104295-C UCCMS Senegal Loan Portfolio Gua SENEGAL 10,000,000 0 9/24/2021 9/24/2021 21 Positive 8.26 826,000

9000104294-C Orabank Niger Loan Portfolio GuaraNIGER 3,000,000 0 9/24/2021 9/24/2021 21 Positive 25.86 775,800

9000104450-C Nationwide Microbank Limited ("MPAPUA NEW GUINEA 2,500,000 0 9/27/2021 9/27/2021 21 Positive 24.96 624,000

9000104319-C Sidian Bank Limited KENYA 4,000,000 0 9/28/2021 9/28/2021 21 Positive 15.82 632,800

9000104882-C Banco Internacional S.A. GUATEMALA 15,000,000 0 9/28/2021 9/28/2021 21 Positive 7.47 1,120,000

9000104887-C Banco Davivienda Salvadoreño, S.A EL SALVADOR 15,500,000 0 9/28/2021 9/28/2021 21 Positive 5 775,000

9000104570-C Banco Sofisa BRAZIL 45,000,000 0 9/10/2021 9/10/2021 21 Negative 3.04 1,368,000

9000104462-C BC Moldova-Agroindbank S.A. MOLDOVA 7,000,000 0 9/28/2021 9/28/2021 21 Positive 7.17 501,667

MODIFICATIONS DURING REPORTING PERIOD

9000103842-C Milk Mantra Dairy Private Limited INDIA 10,000,000 0 06/09/2020 07/13/2021 20 Negative 6.28 628,000 - Negative .9 90,000.00

9000032130-C SA Taxi Impact Fund RF (Pty) Ltd. SOUTH AFRICA 150,000,000 0 09/15/2016 07/21/2021 16 Negative 6.89 10,335,000 - Positive .06 90,000.00

CANCELLATIONS DURING REPORTING PERIOD

48215236DI-C1 Apollo Towers BURMA/MYANMAR 250,000,000 54,900,000 05/12/2016 09/03/2021 16 Negative 14.95 37,375,000 8,207,550

9000083070-C Banco Lafise Bancentro, S.A. NICARAGUA 35,000,000 10,000,000 09/11/2018 08/06/2021 18 Negative 2.72 952,000 272,000

67413831IG-C Boshof Solar Power (RF) (Pty) Ltd SOUTH AFRICA 250,000,000 64,200,000 06/06/2013 09/30/2021 13 Negative 10.49 26,225,000 6,734,580

9000032263-C EGYPT-Commercial International BaEGYPT 50,000,000 50,000,000 08/31/2017 08/19/2021 16 Positive 3.17 1,585,000 1,585,000

67415079IG-C IHS FUND II SA PVE SOUTH AFRICA 80,000,000 38,100,000 03/17/2015 07/23/2021 15 Negative 11.14 8,912,000 4,244,340

9000103720-C Paryapt Solar Energy Private Limite INDIA 27,300,000 1,800,000 05/22/2020 07/01/2021 20 Negative 9.30 2,538,900 167,400

9000031632-C W4-Banco BAC San Jose, S.A. COSTA RICA 20,000,000 6,000,000 06/02/2016 09/16/2021 16 Negative 3.14 628,000 188,400

9000104153-C Standard Chartered Bank AFRICA REGIONAL 30,000,000 30,000,000 9/22/2017 8/31/2021 15 Positive 6.092 3,655,196 3,655,196

9000104154-C Early Power Limited GHANA 100,000,000 100,000,000 9/22/2017 9/1/2021 15 Positive 1.5 3,306,684 3,306,684

9000104057-C First Capital Bank (f/k/a First Merch MALAWI 3,691,644 553,484 9/30/2016 8/5/2021 16 Positive 7.24 534,550 80,144

REPORT FOR APPROPRIATIONS COMMITTEES - REMAINING BALANCES AND TRANSACTIONS

Credit Reform Act - Amounts of Principal and Subsidy Obligated or Deobligated, with Date, sorted alphabetically
REPORT FOR APPROPRIATIONS COMMITTEES - REMAINING BALANCES AND TRANSACTIONS

Political Risk Insurance - Amounts Issued with Date, sorted alphabetically

Public Law 116-260, Division K, Section 7002 (134 Stat. 1718)

 From Date: 01-JUL-2021

 To Date: 30-SEP-2021

Loan Number

URI

Insured Investor Country Maximum Contingent 

Liability Action Date

NEW INSURANCE ISSUANCE DURING REPORTING PERIOD

9000104902-C GAVI Alliance Albania 7,650,000 9/17/2021

9000105296-C GAVI Alliance Argentina 50,000,000 9/17/2021

9000105301-C GAVI Alliance Armenia 4,000,000 9/17/2021

9000105303-C GAVI Alliance Brazil 250,000,000 9/17/2021

9000105302-C GAVI Alliance Guatemala 50,000,000 9/17/2021

9000105298-C GAVI Alliance Jamaica 4,800,000 9/17/2021

9000105299-C GAVI Alliance Jordan 13,700,000 9/17/2021

9000105300-C GAVI Alliance Montenegro 1,700,000 9/17/2021

9000105295-C GAVI Alliance Suriname 1,600,000 9/17/2021

9000042675-C PetroTel Energy (Oman) Inc Oman 150,000,000 9/30/2021

9000103784-C Silverlands II HoldCo Sarl Namibia 36,000,000 9/22/2021

9000103785-C Silverlands II HoldCo Sarl Zambia 32,000,000 9/22/2021
REPORT FOR APPROPRIATIONS COMMITTEES - REMAINING BALANCES AND TRANSACTIONS

BUILD 1421(c) Authority - Amounts Obligated or Deobligated, with Date, sorted alphabetically

 From Date: 01-JUL-2021 Public Law 116-260, Division K, Section 7002 (134 Stat. 1718)

 To Date: 30-SEP-2021

EQUITY

Loan Number

URI Project Name Country Approved Amount CancelledAmount QTD

Commitment/Action 

Date

FY of Appropriation 

Charged

NEW OBLIGATIONS DURING REPORTING PERIOD

9000104706-C Convergence Partners Digital Infrastructure Fund AFRICA REGIONAL 25,000,000 0 7/13/2021 21

9000104710-C Chiratae Ventures International Fund IV LLC ASIA REGIONAL 20,000,000 0 7/30/2021 21

9000104947-C Openspace Ventures Plus, L.P. (“OSV+”) ASIA REGIONAL 30,000,000 0 8/12/2021 21

9000105346-C Atlantica Ventures Fund 1 AFRICA REGIONAL 10,000,000 0 8/26/2021 21

9000104428-C Copia Global Inc AFRICA REGIONAL 5,000,000 0 9/1/2021 21

9000105281-C Dolma Impact Fund II NEPAL 12,000,000 0 9/16/2021 21

9000104958-C Integra Partners Fund II L.P. ASIA REGIONAL 10,000,000 0 9/17/2021 21

9000104708-C BluePeak Private Capital Fund, SCSp AFRICA REGIONAL 30,000,000 0 9/21/2021 21

9000104251-C PG Impact Credit Strategies 2020 S.C.A., SICAV RAIF WORLDWIDE 25,000,000 0 9/27/2021 21

CANCELLATIONS DURING REPORTING PERIOD

(None)

TECHNICAL ASSISTANCE

BUILD 1421(e) or (f) Authority - Amounts Obligated or Deobligated, with Date, sorted alphabetically

Public Law 116-260, Division K, Section 7002 (134 Stat. 1718)

Technical Development 

URI Project Name Country Approved Amount CancelledAmount QTD Action Date FY of Appropriation Charged

NEW OBLIGATIONS DURING REPORTING PERIOD

9000115392-C Institut Pasteur Dakar SENEGAL 3,300,000 0 7/9/2021 21

9000115441-C Taiba Wind Farm Expansion SENEGAL 590,000 0 9/28/2021 21

9000105337-C Lending for Education in Africa Partnership (LEAP) Technical AssKENYA 282,104 0 9/28/2021 21

9000115489-C Atlantica Ventures Fund Tech Platform AFRICA REGIONAL 359,370 0 9/28/2021 21

9000115492-C MEII LGF 3 Technical Assistance WEST BANK AND GAZA 3,529,721 0 9/28/2021 21

9000105391-C Parsyl Risk Management Accelerator WORLDWIDE 2,250,800 0 9/28/2021 21

9000105377-C Ifria AFRICA REGIONAL 343,000 0 9/28/2021 21

9000115440-C Scatec Iraq Solar PV IRAQ 979,000 0 9/28/2021 21

CANCELLATIONS DURING REPORTING PERIOD

(None)