### 46555 Federal Register / Vol. 78, No. 148 / Thursday, August 1, 2013 / Proposed Rules

• does not impose an information collection burden under the provisions of the Paperwork Reduction Act (44

U.S.C. 3501 et seq. );

• is certified as not having a significant economic impact on a

substantial number of small entities under the Regulatory Flexibility Act (5

U.S.C. 601 et seq. );

• does not contain any unfunded mandate or significantly or uniquely affect small governments, as described

in the Unfunded Mandates Reform Act of 1995 (Pub. L. 104–4);

• does not have Federalism implications as specified in Executive Order 13132 (64 FR 43255, August 10, 1999);

• is not an economically significant regulatory action based on health or safety risks subject to Executive Order 13045 (62 FR 19885, April 23, 1997);

• is not a significant regulatory action subject to Executive Order 13211 (66 FR 28355, May 22, 2001);

• is not subject to requirements of Section 12(d) of the National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 note) because application of those requirements would be inconsistent with the Clean Air Act;

and

• does not provide EPA with the discretionary authority to address, as appropriate, disproportionate human health or environmental effects, using practicable and legally permissible methods, under Executive Order 12898 (59 FR 7629, February 16, 1994).

In addition, this rule does not have tribal implications as specified by Executive Order 13175 (65 FR 67249, November 9, 2000), because the SIP is not approved to apply in Indian country located in the state, and EPA notes that it will not impose substantial direct costs on tribal governments or preempt

tribal law.

List of Subjects in 40 CFR Part 52

Environmental protection, Air pollution control, Incorporation by reference, Nitrogen dioxide, Ozone, Reporting and recordkeeping requirements, Volatile organic compounds.

Authority: 42 U.S.C. 7401 et seq.

Dated: July 23, 2013.
H. Curtis Spalding,
Regional Administrator, EPA New England.

[FR Doc. 2013–18532 Filed 7–31–13; 8:45 am]

**BILLING CODE 6560–50–P DEPARTMENT OF THE INTERIOR** 

**Office of the Secretary**

**43 CFR Part 2**

**[XXXD4523WT DWT000000.000000 DS65101000]** 

**RIN 1090–AB02**

**Privacy Act Regulations**

**AGENCY :**  Office of the Secretary, Interior.

**ACTION :**  Proposed rule; request for

comments.

**SUMMARY :**  The Department of the Interior is proposing to amend its regulations to exempt certain records in the Incident Management, Analysis and Reporting System from one or more provisions of the Privacy Act because of criminal, civil, and administrative law enforcement requirements.

**DATES :**  Submit written comments on or before September 30, 2013.

**ADDRESSES :**  Send written comments, identified by RIN number 1090–AB02, by one of the following methods:

• Federal e-Rulemaking Portal: http://www.regulations.gov. Follow the instructions for submitting comments.

• Mail: David Alspach, Office of the Secretary Privacy Act Officer, 1849 C Street NW., Mail Stop 2650 MIB, Washington, DC 20240.

• Email: David Alspach, Privacy Act Officer, Office of the Secretary, privacy@nbc.gov

**FOR FURTHER INFORMATION CONTACT :**  David Alspach, Office of the Secretary Privacy Act Officer, 1849 C Street NW., Mail Stop 2650 MIB, Washington, DC
20240. Email at privacy@nbc.gov.

**SUPPLEMENTARY INFORMATION :** 
Background

The Privacy Act of 1974, as amended (Privacy Act), 5 U.S.C. 552a, governs the means by which the U.S. Government collects, maintains, uses and disseminates personally identifiable information. The Privacy Act applies to
information that is maintained in a ‘‘system of records.’’ A system of records is a group of any records under the control of an agency from which
information about an individual is retrieved by the name of the individual or by some identifying number, symbol, or other identifying particular assigned
to the individual. See 5 U.S.C. 552a(a)(4) and (5).

An individual may request access to records containing information about him or herself, 5 U.S.C. 552a(b), (d). However, the Privacy Act authorizes Government agencies to exempt systems of records from access by individuals under certain circumstances, such as
where the access or disclosure of such information would impede national security or law enforcement efforts. Exemptions from Privacy Act provisions must be established by regulation, 5 U.S.C. 552a(j) and (k).

The Department of the Interior (DOI), Office of the Secretary, maintains the Incident Management, Analysis and Reporting System (IMARS) system of
records. IMARS is an incident management and reporting system which will enhance and improve the following capabilities to the Department: Preventing, detecting and investigating known and suspected criminal activity; protecting natural and cultural resources; capturing, integrating and sharing law enforcement and
related information and observations from other sources; identifying needs such as training and resources; measuring performance of law enforcement programs and operations; meeting reporting requirements; providing Department of Homeland Security and National Incident Based Reporting System interface frameworks; analyzing and prioritizing protection efforts; justifying requests and expenditures; assisting in managing visitor use and protection programs, including training; investigating, detaining and apprehending those committing crimes on DOI properties or tribal reservations (for the purpose of this system of records notice, tribal reservations include contiguous areas policed by tribal or Bureau of Indian Affairs law enforcement offices) managed by a Native American tribe under DOI’s Bureau of Indian Affairs; and investigating and preventing visitor accident injuries on DOI properties or
tribal reservations.

Incident and non-incident data related to criminal and civil activity will be collected in support of law enforcement, homeland security, and security (physical, personnel and stability, information, and industrial) activities. This may include data documenting all investigations and law enforcement activities, traffic safety and traffic accidents. Data relating to emergency management, sharing and analysis activities of the Department
will also be collected.

In accordance with the Privacy Act of 1974, as amended, DOI proposes to consolidate the following DOI Privacy Act systems of records: Bureau of
Reclamation Law Enforcement Management Information System (RLEMIS)—Interior, WBR–50 (73 FR 62314, October 20, 2008); Fish and Wildlife Service Investigative Case File


### 46556 Federal Register / Vol. 78, No. 148 / Thursday, August 1, 2013 / Proposed Rules

System—Interior, FWS–20 (48 FR 54719, December 6, 1983); Bureau of Land Management Criminal Case Investigation—Interior, BLM–18 (73 FR 17376, April 1, 2008); Bureau of Indian
Affairs Law Enforcement Services— Interior, BIA–18 (70 FR 1264, January 6, 2005); and National Park Service Case Incident Reporting System, NPS–19 (70 FR 1274, January 6, 2005) into one Department of the Interior system of records, titled the Incident Management, Analysis and Reporting System (IMARS).

In this notice of proposed rulemaking, the Office of the Secretary is proposing to exempt the IMARS system from certain provisions of the Privacy Act pursuant to 5 U.S.C. 552a(j)(2) and (k)(2). Certain Department of the Interior bureaus and offices currently have published exemptions for law enforcement records, and these exemptions will continue to be applicable until the final rule has been completed.

Under 5 U.S.C. 552a(j)(2),the head of a Federal agency may promulgate rules to exempt a system of records from certain provisions of 5 U.S.C. 552a if the system of records is ‘‘maintained by an agency or component thereof which performs as its principal function any activity pertaining to the enforcement of criminal laws, including police efforts to prevent, control or reduce crime or to apprehend criminals.’’ Under 5 U.S.C. 552a(k)(2), the head of a Federal agency may promulgate rules to exempt a system of records from certain provisions of 5 U.S.C. 552a if the system of records is ‘‘investigatory material complied for law enforcement purposes, other than material within the scope of subsection (j)(2),’’ or ‘‘investigatory material compiled solely for the purpose of determining suitability, eligibility, or qualifications for Federal civilian employment, military service, Federal contracts, or access to classified
information.’’

Because this system of records
contains law enforcement and investigative material within the provision of 5 U.S.C. 552a(j)(2) and (k)(2), the Department of the Interior proposes to exempt the IMARS System
of Records from one or more of the following provisions: 5 U.S.C. 552a(c)(3), (c)(4), (d), (e)(1) through (e)(3), (e)(4)(G) through (e)(4)(I), (e)(5), (e)(8), (f), and (g). Where a release would not interfere with or adversely affect law enforcement activities, including but not limited to revealing sensitive information or compromising confidential sources, the exemption may be waived on a case-by-case basis. Exemptions from these particular subsections are justified for the following reasons:

1. 5 U.S.C. 552a(c)(3). This section requires an agency to make the accounting of each disclosure of records
available to the individual named in the record upon request. Release of accounting of disclosures would alert the subjects of an investigation to the existence of the investigation and the fact that they are subjects of the investigation. The release of such information to the subjects of an investigation would provide them with significant information concerning the nature of the investigation, and could seriously impede or compromise the investigation, endanger the physical safety of confidential sources, witnesses and their families, and lead to the improper influencing of witnesses, the destruction of evidence, or the fabrication of testimony.

2. 5 U.S.C. 552a(c)(4); (d); (e)(4)(G) and (e)(4)(H); (f); and (g). These sections require an agency to provide notice and disclosure to individuals that a system contains records pertaining to the individual, as well as providing rights of access and amendment. Granting access
to records in IMARS could inform the subject of an investigation of an actual or potential criminal violation of the existence of that investigation, of the nature and scope of the information and evidence obtained, of the identity of confidential sources, witnesses, and law enforcement personnel, and could provide information to enable the subject to avoid detection or apprehension. Granting access to such information could seriously impede or compromise an investigation; endanger the physical safety of confidential sources, witnesses, and law enforcement personnel, as well as their families; lead to the improper influencing of witnesses, the destruction of evidence, or the fabrication of testimony; and disclose investigative techniques and procedures. In addition, granting access
to such information could disclose classified, security-sensitive, or
confidential information and could
constitute an unwarranted invasion of the personal privacy of others.

3. 5 U.S.C. 552a(e)(1). This section requires the agency to maintain information about an individual only to
the extent that such information is relevant or necessary. The application of this provision could impair investigations and law enforcement, because it is not always possible to determine the relevance or necessity of specific information in the early stages of an investigation. Relevance and necessity are often questions of judgment and timing, and it is only after the information is evaluated that the relevance and necessity of such
information can be established. In addition, during the course of the investigation, the investigator may
obtain information which is incidental to the main purpose of the investigation but which may relate to matters under the investigative jurisdiction of another agency. Such information cannot readily be segregated. Furthermore, during the course of the investigation, an investigator may obtain information concerning the violation of laws outside the scope of the investigator’s jurisdiction. In the interest of effective law enforcement, DOI investigators should retain this information, since it can aid in establishing patterns of criminal activity and can provide
valuable leads for other law enforcement agencies.

4. 5 U.S.C. 552a(e)(2). This section requires the agency to collect information directly from the individual to the greatest extent practical when the information may result in an adverse determination. The application of this provision could impair investigations and law enforcement by alerting the subject of an investigation of the existence of the investigation, enabling the subject to avoid detection or apprehension, to influence witnesses improperly, to destroy evidence, or to fabricate testimony. In addition, in certain circumstances, the subject of an investigation cannot be required to provide information to investigators,
and information must be collected from other sources. Furthermore, it is often necessary to collect information from sources other than the subject of the investigation to verify the accuracy of
the evidence collected.

5. 5 U.S.C. 552a(e)(3). This section requires an agency to inform each person whom it asks to supply information, on a form that can be retained by the person, of the authority which the information is sought and whether disclosure is mandatory or voluntary; of the principal purposes for
which the information is intended to be used; of the routine uses which may be made of the information; and the effects on the person, if any, of not providing all or any part of the requested information. The application of this provision could provide the subject of an investigation with substantial
information about the nature of that investigation, which could interfere with the investigation. Moreover, providing such information to the subject of an investigation could seriously impede or compromise an undercover investigation by revealing its existence and could endanger the


### 46557 Federal Register / Vol. 78, No. 148 / Thursday, August 1, 2013 / Proposed Rules

physical safety of confidential sources, witnesses, and investigators by revealing their identities.

6. 5 U.S.C. 552a(e)(4)(I). This section requires an agency to provide public notice of the categories of sources of records in the system. The application
of this section could disclose investigative techniques and procedures and cause sources to refrain from giving
such information because of fear of reprisal, or fear of breach of promise(s) of anonymity and confidentiality. This could compromise DOI’s ability to conduct investigations and to identify, detect and apprehend violators.

7. 5 U.S.C. 552a(e)(5). This section requires an agency to maintain its records with such accuracy, relevance, timeliness, and completeness as is reasonably necessary to assure fairness to the individual in making any
determination about the individual. In collecting information for criminal law enforcement purposes, it is not possible
to determine in advance what information is accurate, relevant, timely, and complete. Material that may seem unrelated, irrelevant, or incomplete when collected may take on added meaning or significance as the investigation progresses. The restrictions of this provision could interfere with the preparation of a complete investigative report, thereby impeding effective law enforcement.

8. 5 U.S.C. 552a(e)(8). This section requires an agency to make reasonable
efforts to serve notice on an individual when any record on the individual is made available to any person under compulsory legal process when that process becomes a matter of public record. Complying with this provision could prematurely reveal an ongoing criminal investigation to the subject of the investigation.

Procedural Requirements

1. Regulatory Planning and Review (E.O. 12866)

Executive Order 12866 provides that the Office of Information and Regulatory Affairs in the Office of Management and Budget will review all significant rules.
The Office of Information and Regulatory Affairs has determined that this rulemaking is not significant.

Executive Order 13563 reaffirms the principles of E.O. 12866 while calling for improvements in the nation’s regulatory system to promote predictability, to reduce uncertainty, and to use the best, most innovative,
and least burdensome tools for achieving regulatory ends. The executive order directs agencies to consider regulatory approaches that reduce burdens and maintain flexibility and freedom of choice for the public where these approaches are relevant, feasible, and consistent with regulatory objectives. E.O. 13563 emphasizes further that regulations must be based
on the best available science and that the rulemaking process must allow for public participation and an open exchange of ideas. We have developed this proposed rule in a manner consistent with these requirements.

2. Regulatory Flexibility Act

The Department of the Interior
certifies that this document will not have a significant economic effect on a
substantial number of small entities under the Regulatory Flexibility Act (5 U.S.C. 601, et seq. ). This proposed rule would not impose a requirement for small businesses to report or keep records on any of the requirements contained in this rulemaking. The exemptions to the Privacy Act apply to individuals, not to entities covered under the Regulatory Flexibility Act.

3. Small Business Regulatory Enforcement Fairness Act (SBREFA)

This proposed rule would not be a major rule under 5 U.S.C. 804(2), the Small Business Regulatory Enforcement Fairness Act. This proposed rule:

(a) Would not have an annual effect on the economy of $100 million or

more.

(b) Would not cause a major increase in costs or prices for consumers, individual industries, Federal, State, or local government agencies, or geographic regions.

(c) Would not have significant adverse effects on competition, employment, investment, productivity, innovation, or the ability of United States-basedenterprises to compete with foreignbased enterprises.

4. Unfunded Mandates Reform Act

This rulemaking would not impose an unfunded mandate on State, local, or tribal governments in the aggregate, or on the private sector, of more than $100 million per year. The proposed rule would not have a significant or unique effect on State, local, or tribal governments or the private sector. This proposed rule would make only minor changes to 43 CFR part 2. A statement containing the information required by the Unfunded Mandates Reform Act (2

U.S.C. 1531 et seq. ) is not required.

5. Takings (E.O. 12630)

In accordance with Executive Order 12630, the rulemaking would not have significant takings implications. This proposed rule would make only minor changes to 43 CFR part 2. A takings implication assessment is not required.

6. Federalism (E.O. 13132)

In accordance with Executive Order 13132, this proposed rule does not have any federalism implications to warrant the preparation of a Federalism Assessment. The proposed rule is not associated with, nor would it have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. A Federalism Assessment is not required.

7. Civil Justice Reform (E.O. 12988)

This proposed rule complies with the requirements of Executive Order 12988. Specifically, this proposed rule:

(a) Would not unduly burden the judicial system.

(b) Meets the criteria of section 3(a) requiring that all regulations be
reviewed to eliminate errors and ambiguity and be written to minimize litigation; and

(c) Meets the criteria of section 3(b)(2) requiring that all regulations be written in clear language and contain clear legal
standards.

8. Consultation With Indian Tribes (E.O. 13175)

In accordance with Executive Order 13175, the Department of the Interior has evaluated this proposed rule and
determined that it would have no substantial effects on federally recognized Indian Tribes.

9. Paperwork Reduction Act

This rulemaking does not require an
information collection from 10 or more parties and a submission under the Paperwork Reduction Act is not required.

10. National Environmental Policy Act

This rulemaking does not constitute a major Federal action and would not have a significant effect on the quality of the human environment. Therefore, this proposed rule does not require the preparation of an environmental assessment or environmental impact statement under the requirements of the National Environmental Policy Act of

1969.

11. Effects on Energy Supply (E.O. 13211)

This proposed rule is not a significant energy action under the definition in
Executive Order 13211. A Statement of Energy Effects is not required.


### 46558 Federal Register / Vol. 78, No. 148 / Thursday, August 1, 2013 / Proposed Rules

12. Clarity of This Regulation

We are required by Executive Order 12866 and 12988, the Plain Writing Act of 2010 (H.R. 946), and the Presidential Memorandum of June 1, 1998, to write all rulemaking in plain language. This means each rule we publish must:

—Be logically organized;
—Use the active voice to address readers directly;

—Use clear language rather than jargon;

—Be divided into short sections and sentences; and

—Use lists and table wherever possible.

List of Subjects in 43 CFR Part 2

Administrative practice and procedure, Classified information, Courts, Freedom of information, Government employees, Privacy.

Dated: July 18, 2013.

Rhea Suh, Assistant Secretary for Policy, Management and Budget.

For the reasons stated in the preamble, the Department of the Interior proposes to amend 43 CFR part 2 as
follows:

**PART 2—FREEDOM OF INFORMATION ACT; RECORDS AND TESTIMONY** 

■ 1. The authority citation for part 2
continues to read as follows:

Authority: 5 U.S.C. 301, 552, 552a, 553; 31 U.S.C. 3717; 43 U.S.C. 1460, 1461.

■ 2. Revise § 2.254 to read as follows:

**§ 2.254 Exemptions.**

(a) Criminal law enforcement records exempt under 5 U.S.C. 552a(j)(2). Pursuant to 5 U.S.C. 552a(j)(2) the following systems of records have been exempted from all of the provisions of 5 U.S.C. 552a and the regulations in the subpart except paragraphs (b), (c)(1) and (2), (e)(4)(A) through (F), (e)(6), (7), (9), (10), and (11), and (i) of 5 U.S.C. 552a and the portions of the regulations in this subpart implementing these paragraphs:

(1) Investigative Records, Interior/ Office of Inspector General—2.

(2) Incident Management, Analysis and Reporting System, DOI–10.

(b) Law enforcement records exempt under 5 U.S.C. 552a(k)(2). Pursuant to 5 U.S.C. 552a(k)(2), the following systems of records have been exempted from paragraphs (c)(3), (d), (e)(1), (e)(4) (G), (H), and (I), and (f) of 5 U.S.C. 552a and the provisions of the regulations in this subpart implementing these paragraphs:

(1) Investigative Records, Interior/ Office of Inspector General—2.

(2) Permits System, Interior/FWS–21. (3) Civil Trespass Case Investigations,
Interior/BLM–19.

(4) Employee Conduct Investigations,
Interior/BLM–20.

(5) [Reserved] (6) [Reserved] (7) Employee Financial Irregularities,
Interior/NPS–17.

(8) Trespass Cases, Interior/
Reclamation-37.

(9) Litigation, Appeal and Case FilesSystem, Interior/Office of the Solicitor1 to the extent that it consists of investigatory material compiled for law enforcement purposes.

(10) Endangered Species Licenses System, Interior/FWS–19.

(11) Timber Cutting and Trespass Claims Files, Interior/BIA–24.

(12) Incident Management, Analysis and Reporting System, DOI–10.

(c) Investigatory records exempt under 5 U.S.C. 552a(k)(5), the following systems of records have been exempted from subsections (c)(3), (d), (e)(1), (e)(4) (G), (H), and (I) and (f) of 5 U.S.C. 552a and the provisions of the regulations in this subpart implementing these
subsections:

(1) [Reserved] (2) National Research Council Grants Program, Interior/GS–9

(3) Committee Management Files, Interior/Office of the Secretary—68.

[FR Doc. 2013–18223 Filed 7–31–13; 8:45 am]

**BILLING CODE 4310–RK–P**

**DEPARTMENT OF HEALTH AND**
**HUMAN SERVICES**

**Office of the Secretary**

**45 CFR Subtitle A**

**RIN 0945–ZA01**

**Request for Information Regarding**
**Nondiscrimination in Certain Health Programs or Activities** 

**AGENCY :**  Office for Civil Rights (OCR),

HHS.

**ACTION :**  Request for Information.

**SUMMARY :**  Section 1557 of the Patient
Protection and Affordable Care Act of 2010 (Affordable Care Act) (42 U.S.C. 18116) prohibits discrimination on the basis of race, color, national origin, sex, age, or disability in certain health programs and activities. Section 1557(c)
of the Affordable Care Act authorizes the Secretary of the Department of
Health and Human Services (Department) to promulgate regulations to implement the nondiscrimination requirements in Section 1557. This notice is a request for information (RFI) to inform the Department’s rulemaking
for Section 1557. This RFI seeks information on a variety of issues to
better understand individuals’ experiences with discrimination in health programs or activities and covered entities’ experiences in complying with Federal civil rights
laws.

**DATES :**  Comments must be received at one of the addresses provided below, no later than 5p.m. on September 30, 2013.

**ADDRESSES :**  Written comments may be submitted through any of the methods specified below. Please do not submit duplicate comments.

• Federal eRulemaking Portal: You may submit electronic comments at http://www.regulations.gov. Follow the instructions for submitting electronic
comments. Attachments should be in Microsoft Word, WordPerfect, or Excel; however, we prefer Microsoft Word.

• Regular, Express, or Overnight Mail: You may mail written comments (one original and two copies) to the following address only: U.S. Department of Health and Human Services, Office for Civil Rights, Attention: 1557 RFI (RIN 0945– AA02), Hubert H. Humphrey Building, Room 509F, 200 Independence Avenue SW., Washington, DC 20201. Mailed comments may be subject to delivery delays due to security procedures.
Please allow sufficient time for mailed comments to be timely received in the event of delivery delays.

• Hand Delivery or Courier: If you prefer, you may deliver (by hand or courier) your written comments (one original and two copies) to the following address only: Office for Civil Rights, Attention: 1557 RFI (RIN 0945–AA02), Hubert H. Humphrey Building, Room 509F, 200 Independence Avenue SW., Washington, DC 20201. (Because access
to the interior of the Hubert H. Humphrey Building is not readily available to persons without federal government identification, commenters are encouraged to leave their comments in the mail drop slots located in the main lobby of the building.)

• Inspection of Public Comments: All
comments received before the close of the comment period will be available for public inspection, including any personally identifiable or confidential
business information that is included in a comment. We will post all comments
received before the close of the comment period at http:// www.regulations.gov.

**FOR FURTHER INFORMATION CONTACT :**  Carole Brown, 202–619–0805.

**SUPPLEMENTARY INFORMATION :**