UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 10-Q/A

| x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|---|-----------------------------------------------------------------------------------------|

For the Quarterly Period Ended June 30, 2013

Or

| o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
|---|------------------------------------------------------------------------------------------|

For the Transition Period from _____________ to _____________ 

Commission File Number: 001-35029

|   |   |   |
|--------|--------|--------|

ETFS ASIAN GOLD TRUST

(Exact name of registrant as specified in its charter)

 

|                                             |                                 |
|--------------------------------------------------|--------------------------------------|
| New York                                         | 27-6885194                           |
| (State or other jurisdiction of incorporation or | (I.R.S. Employer Identification No.) |
| organization)                                    |                                 |
|                                             |                                 |
| c/o ETF Securities USA LLC                       |                                 |
| 48 Wall Street, 11th Floor                       |                                 |
| New York, NY                                     | 10005                                |
| (Address of principal executive offices)         | (Zip Code)                           |

 

Registrant’s telephone number, including area code: 

(212) 918-4954

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. 

Yes x No o

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). 

Yes x No o

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer”, and “smaller reporting company” in Rule 12b-2 of the Exchange Act. 

 

|                    |   |                      |   |
|-------------------------|--------|---------------------------|--------|
|                    |   |                      |
| Large accelerated filer | o      | Accelerated filer         | o      |
| Non accelerated filer   | x      | Smaller reporting company | o      |

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). 

Yes o No x 

As of August 5, 2013, ETFS Asian Gold Trust had  500,000 ETFS Physical Asian Gold Shares outstanding. 

 

			 		

			 		

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EXPLANATORY NOTE

 

ETFS Asian Gold Trust (the "Trust") is filing this Amendment No. 1 on Form 10-Q/A (this "Amendment") to amend our 10-Q for the period ended June 30, 2013, filed on August 8, 2013 (the "Original Filing").  This amendment is being filed solely to include Exhibits 31.1, 31.2, 32.1 and 32.2 , incorrect versions of which were included in the Original Filing due to a filing error. 

No other changes have been made to the Original Filing. This Amendment No.1 does not reflect events that may have occurred subsequent to the Original Filing date, and does not modify or update in any way disclosures made in the Form 10-Q for the fiscal quarter ended June 30, 2013.

			 		

			 		

			 		

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Item 6. Exhibits 

| (a) | Exhibits |
|-----|----------|

 

| 31.1   | Chief Executive Officer’s Certificate, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.                                                |
|--------|---------------------------------------------------------------------------------------------------------------------------------------------------------|
|   |                                                                                                                                                    |
| 31.2   | Chief Financial Officer’s Certificate, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.                                                |
|   |                                                                                                                                                    |
| 32.1   | Chief Executive Officer’s Certificate, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
|   |                                                                                                                                                    |
| 32.2   | Chief Financial Officer’s Certificate, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |

 

			 		

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned in the capacities thereunto duly authorized. 

| 8, 2013              |                                       |   |
|----------------------|--------------------------------------------|--------|
|                 |                                       |   |
|                 | ETF SECURITIES USA LLC                     |
|                 | Sponsor of the ETFS Asian Gold Trust       |
|                 | (Registrant)                               |   |
|                 |                                       |
| Date: August 8, 2013 | /s/ Graham Tuckwell                        |
|                 | Graham Tuckwell                            |
|                 | President and Chief Executive Officer      |
|                 | (Principal Executive Officer)              |
|                 |                                       |
| Date: August 8, 2013 | /s/ Christopher Foulds                     |
|                 | Christopher Foulds                         |
|                 | Chief Financial Officer and Treasurer      |
|                 | (Principal Financial Officer and Principal |
|                 | Accounting Officer)                        |

 

*          The Registrant is a trust and the persons are signing in their capacities as officers of ETF Securities USA LLC, the Sponsor of the Registrant. 

 

			 		

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