33276 Federal Register / Vol. 83, No. 137 / Tuesday, July 17, 2018 / Notices 

submissions and access the E-Filing 

system for any proceeding in which it 

is participating; and (2) advise the 

Secretary that the participant will be 

submitting a petition or other 

adjudicatory document (even in 

instances in which the participant, or its 

counsel or representative, already holds 

an NRC-issued digital ID certificate). 

Based upon this information, the 

Secretary will establish an electronic 

docket for the hearing in this proceeding 

if the Secretary has not already 

established an electronic docket. 

Information about applying for a 

digital ID certificate is available on the 

NRC’s public website at http://

www.nrc.gov/site-help/e-submittals/ 

getting-started.html. Once a participant 

has obtained a digital ID certificate and 

a docket has been created, the 

participant can then submit 

adjudicatory documents. Submissions 

must be in Portable Document Format 

(PDF). Additional guidance on PDF 

submissions is available on the NRC’s 

public website at http://www.nrc.gov/ 

site-help/electronic-sub-ref-mat.html. A 

filing is considered complete at the time 

the document is submitted through the 

NRC’s E-Filing system. To be timely, an 

electronic filing must be submitted to 

the E-Filing system no later than 11:59 

p.m. Eastern Time on the due date. 

Upon receipt of a transmission, the EFiling system time-stamps the document 

and sends the submitter an email notice 

confirming receipt of the document. The 

E-Filing system also distributes an email 

notice that provides access to the 

document to the NRC’s Office of the 

General Counsel and any others who 

have advised the Office of the Secretary 

that they wish to participate in the 

proceeding, so that the filer need not 

serve the document on those 

participants separately. Therefore, 

applicants and other participants (or 

their counsel or representative) must 

apply for and receive a digital ID 

certificate before adjudicatory 

documents are filed so that they can 

obtain access to the documents via the 

E-Filing system. 

A person filing electronically using 

the NRC’s adjudicatory E-Filing system 

may seek assistance by contacting the 

NRC’s Electronic Filing Help Desk 

through the ‘‘Contact Us’’ link located 

on the NRC’s public website at http://

www.nrc.gov/site-help/esubmittals.html, by email to 

MSHD.Resource@nrc.gov, or by a tollfree call at 1–866–672–7640. The NRC 

Electronic Filing Help Desk is available 

between 9 a.m. and 6 p.m., Eastern 

Time, Monday through Friday, 

excluding government holidays. 

Participants who believe that they 

have a good cause for not submitting 

documents electronically must file an 

exemption request, in accordance with 

10 CFR 2.302(g), with their initial paper 

filing stating why there is good cause for 

not filing electronically and requesting 

authorization to continue to submit 

documents in paper format. Such filings 

must be submitted by: (1) First class 

mail addressed to the Office of the 

Secretary of the Commission, U.S. 

Nuclear Regulatory Commission, 

Washington, DC 20555–0001, Attention: 

Rulemaking and Adjudications Staff; or 

(2) courier, express mail, or expedited 

delivery service to the Office of the 

Secretary, 11555 Rockville Pike, 

Rockville, Maryland 20852, Attention: 

Rulemaking and Adjudications Staff. 

Participants filing adjudicatory 

documents in this manner are 

responsible for serving the document on 

all other participants. Filing is 

considered complete by first-class mail 

as of the time of deposit in the mail, or 

by courier, express mail, or expedited 

delivery service upon depositing the 

document with the provider of the 

service. A presiding officer, having 

granted an exemption request from 

using E-Filing, may require a participant 

or party to use E-Filing if the presiding 

officer subsequently determines that the 

reason for granting the exemption from 

use of E-Filing no longer exists. 

Documents submitted in adjudicatory 

proceedings will appear in the NRC’s 

electronic hearing docket which is 

available to the public at https://

adams.nrc.gov/ehd, unless excluded 

pursuant to an order of the Commission 

or the presiding officer. If you do not 

have an NRC-issued digital ID certificate 

as described above, click cancel when 

the link requests certificates and you 

will be automatically directed to the 

NRC’s electronic hearing dockets where 

you will be able to access any publicly 

available documents in a particular 

hearing docket. Participants are 

requested not to include personal 

privacy information, such as social 

security numbers, home addresses, or 

personal phone numbers in their filings, 

unless an NRC regulation or other law 

requires submission of such 

information. For example, in some 

instances, individuals provide home 

addresses in order to demonstrate 

proximity to a facility or site. With 

respect to copyrighted works, except for 

limited excerpts that serve the purpose 

of the adjudicatory filings and would 

constitute a Fair Use application, 

participants are requested not to include 

copyrighted materials in their 

submission. 

Exelon Generation Company, LLC, 

Docket Nos. 50–277 and 50–278, Peach 

Bottom Atomic Power Station, Unit Nos. 

2 and 3 (Peach Bottom), York County, 

Pennsylvania 

Date of amendment request: June 21, 

2018. 

Description of amendments: The 

amendments revised the Peach Bottom 

Technical Specifications (TSs) for a onetime suspension of the emergency diesel 

generator (EDG) No. 4 (E–4) surveillance 

requirements. Specifically, the 

amendments revised TS Surveillance 

Requirements 3.8.1.2, 3.8.1.3, 3.8.1.6, 

and 3.8.3.4 to suspend performing 

required monthly surveillance testing 

on the E–4 EDG until the E–3 EDG is 

returned to operable status, not to 

exceed 2205 hours Eastern Time on June 

27, 2018. 

Date of issuance: June 23, 2018. 

Effective date: June 23, 2018. 

Amendment Nos.: 318 (Unit 1) and 

321 (Unit 2). A publicly-available 

version is in ADAMS under Accession 

No. ML18173A042. Documents related 

to these amendments are listed in the 

Safety Evaluation enclosed with the 

amendments. 

Renewed Facility Operating License 

Nos. DPR–44 and DPR–56: The 

amendments revised the Renewed 

Facility Operating Licenses and TSs. 

Public comments requested as to 

proposed no significant hazards 

consideration: No. 

The Commission’s related evaluation 

of the amendments, finding of 

emergency circumstances, State 

consultation, and final no significant 

hazards consideration determination are 

contained in a Safety Evaluation dated 

June 23, 2018. 

Attorney for licensee: J. Bradley 

Fewell, Vice President and Deputy 

General Counsel, Exelon Generation 

Company, LLC, 200 Exelon Way, 

Kennett Square, PA 19348. 

NRC Branch Chief: James G. Danna. 

Dated at Rockville, Maryland, this 5th day 

of July 2018. 

For the Nuclear Regulatory Commission. 

Gregory F. Suber, 

Deputy Director, Division of Operating 

Reactor Licensing, Office of Nuclear Reactor 

Regulation. 

[FR Doc. 2018–14779 Filed 7–16–18; 8:45 am] 

BILLING CODE 7590–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Sunshine Act Meetings 

TIME AND DATE: 2:00 p.m. on Thursday, 

July 19, 2018. 


daltland on DSKBBV9HB2PROD with NOTICES
Federal Register / Vol. 83, No. 137 / Tuesday, July 17, 2018 / Notices 33277 

1 15 U.S.C. 78s(b)(1). 

2 17 CFR 240.19b–4. 

3The Commission approved Nasdaq Rule 5735 in 

Securities Exchange Act Release No. 57962 (June 

13, 2008), 73 FR 35175 (June 20, 2008) (SR– 

NASDAQ–2008–039). The Commission previously 

approved the listing and trading of the Shares of the 

Fund. See Securities Exchange Act Release Nos. 

69072 (March 7, 2013), 78 FR 16006 (March 13, 

2013) (‘‘Prior Notice’’) and 69464 (April 26, 2013), 

78 FR 25774 (May 2, 2013) (‘‘Prior Order’’ and, 

together with the Prior Notice, the ‘‘Prior Release’’) 

(SR–NASDAQ–2013–036). 

4See Post-Effective Amendment No. 150 to 

Registration Statement on Form N–1A for the Trust, 

dated February 28, 2018 (File Nos. 333–174332 and 

811–22559). The descriptions of the Fund and the 

Shares contained herein are based, in part, on 

information in the Registration Statement, as 

amended. First Trust Advisors L.P. (the ‘‘Adviser’’) 

represents that the Adviser will not implement the 

changes described herein until the instant proposed 

rule change is operative. 

5For purposes of this filing, consistent with the 

description included in the Prior Notice, the 

Adviser considers ‘‘Senior Loans’’ to be first lien 

senior secured floating rate bank loans. 

6As a conforming change, the reference to the 

index that was defined as the Secondary Index in 

the Prior Notice has been updated to include 

‘‘Liquid’’ in the name, which is consistent with 

footnote 9 (and accompanying text) of this filing 

and footnote 34 (and accompanying text) of the 

Prior Notice. 

PLACE: Closed Commission Hearing 

Room 10800. 

STATUS: This meeting will be closed to 

the public. 

MATTERS TO BE CONSIDERED: 

Commissioners, Counsel to the 

Commissioners, the Secretary to the 

Commission, and recording secretaries 

will attend the closed meeting. Certain 

staff members who have an interest in 

the matters also may be present. 

The General Counsel of the 

Commission, or his designee, has 

certified that, in his opinion, one or 

more of the exemptions set forth in 5 

U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) 

and (10) and 17 CFR 200.402(a)(3), 

(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and 

(a)(10), permit consideration of the 

scheduled matters at the closed meeting. 

Commissioner Stein, as duty officer, 

voted to consider the items listed for the 

closed meeting in closed session. 

The subject matters of the closed 

meeting will be: 

Institution and settlement of 

injunctive actions; 

Institution and settlement of 

administrative proceedings; and 

Other matters relating to enforcement 

proceedings. 

At times, changes in Commission 

priorities require alterations in the 

scheduling of meeting items. 

CONTACT PERSON FOR MORE INFORMATION: 

For further information and to ascertain 

what, if any, matters have been added, 

deleted or postponed; please contact 

Brent J. Fields from the Office of the 

Secretary at (202) 551–5400. 

Dated: July 12, 2018. 

Lynn M. Powalski, 

Deputy Secretary. 

[FR Doc. 2018–15292 Filed 7–13–18; 11:15 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–83618; File No. SR– 

NASDAQ–2018–050] 

Self-Regulatory Organizations; The 

Nasdaq Stock Market LLC; Notice of 

Filing of Proposed Rule Change 

Relating to the First Trust Senior Loan 

Fund of First Trust Exchange Traded 

Fund IV 

July 11, 2018. 

Pursuant to Section 19(b)(1) of the 

Securities Exchange Act of 1934 

(‘‘Act’’),1 and Rule 19b–4 thereunder,2

notice is hereby given that on June 27, 

2018, The Nasdaq Stock Market LLC 

(‘‘Nasdaq’’ or ‘‘Exchange’’) filed with the 

Securities and Exchange Commission 

(‘‘SEC’’ or ‘‘Commission’’) the proposed 

rule change as described in Items I and 

II below, which Items have been 

prepared by the Exchange. The 

Commission is publishing this notice to 

solicit comments on the proposed rule 

change from interested persons. 

I. Self-Regulatory Organization’s 

Statement of the Terms of Substance of 

the Proposed Rule Change 

[sic] Exchange’s proposed rule change 

relating to the First Trust Senior Loan 

Fund (the ‘‘Fund’’) of First Trust 

Exchange-Traded Fund IV (the ‘‘Trust’’), 

the shares of which have been approved 

by the Commission for listing and 

trading under Nasdaq Rule 5735 

(‘‘Managed Fund Shares’’). The shares of 

the Fund are collectively referred to 

herein as the ‘‘Shares.’’ 

II. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

In its filing with the Commission, the 

Exchange included statements 

concerning the purpose of and basis for 

the proposed rule change and discussed 

any comments it received on the 

proposed rule change. The text of these 

statements may be examined at the 

places specified in Item IV below. The 

Exchange has prepared summaries, set 

forth in sections A, B, and C below, of 

the most significant aspects of such 

statements. 

A. Self-Regulatory Organization’s 

Statement of the Purpose of, and 

Statutory Basis for, the Proposed Rule 

Change 

1. Purpose 

The Commission has approved the 

listing and trading of Shares under 

Nasdaq Rule 5735, which governs the 

listing and trading of Managed Fund 

Shares on the Exchange.3 The Exchange 

believes the proposed rule change 

reflects no significant issues not 

previously addressed in the Prior 

Release. 

The Fund is an actively-managed 

exchange-traded fund (‘‘ETF’’). The 

Shares are offered by the Trust, which 

was established as a Massachusetts 

business trust on September 15, 2010. 

The Trust, which is registered with the 

Commission as an investment company 

under the Investment Company Act of 

1940 (the ‘‘1940 Act’’), has filed a 

registration statement on Form N–1A 

(‘‘Registration Statement’’) relating to 

the Fund with the Commission.4 The 

Fund is a series of the Trust. The 

Adviser is the investment adviser to the 

Fund. First Trust Portfolios L.P. is the 

principal underwriter and distributor of 

the Fund’s Shares. The Bank of New 

York Mellon acts as the administrator, 

custodian and fund accounting and 

transfer agent to the Fund. 

(1) Introduction 

The purpose of this proposed rule 

change is to modify certain provisions 

set forth in the Prior Notice pertaining 

to (1) the meaning of the term ‘‘under 

normal market conditions’’; (2) the 

Fund’s investments in Senior Loans 5

and other debt, including, in particular, 

its investments in Senior Loans and 

other floating rate loans that are in 

default; and (3) the Fund’s ability to 

retain various instruments that, 

although not specifically selected by the 

Adviser, may be received by the Fund 

under certain circumstances. 

It is important to note that 

notwithstanding the proposed changes, 

consistent with the Prior Notice, it is 

anticipated that the Fund, in accordance 

with its principal investment strategy, 

would continue to invest approximately 

50% to 75% of its net assets in Senior 

Loans that are eligible for inclusion in 

and meet the liquidity thresholds of the 

S&P/LSTA U.S. Leveraged Loan 100 

Index (the ‘‘Primary Index’’) and/or the 

Markit iBoxx USD Liquid Leveraged 

Loan Index (the ‘‘Secondary Index’’ 6). 

Brief descriptions of the eligibility 

criteria (including those relating to 


daltland on DSKBBV9HB2PROD with NOTICES