EPA Region 9 Last updated 6/15/2011

Index to Docket EPA-R09-OAR-2011-0046 (Revised to incorporate new documents referenced in the final rule.)

Approval and Promulgation of Implementation Plans; State of California; Interstate Transport of Pollution;

Significant Contribution to Nonattainment and Interference with Maintenance Requirements

Order* Category Document Type Electronic Filename Document Title/Reference

1 O - Index Index

CA Transport SIP (prongs 1+2) 

Docket Index.xls Index to Docket EPA-R09-OQR-2011-0046 (for the proposed rule.)

2 II - Proposed Rule Notice (pre-pub)

2011-03-11 CA Transport SIP 

(prongs 1-2) - NPRM [FINALvirtual signature].pdf

"Approval and Promulgation of Implementation Plans; State of California; 

Interstate Transport of Pollution; Significant Contribution to Nonattainment 

and Interference with Maintenance Requirements," March 11, 2011.

3

VI - Federal Register 

Notices FR Notice

1997-07-18 Ozone NAAQS Final 

Rule (62 FR 38856).pdf "National Ambient Air Quality Standards for Ozone," July 18, 1997.

4

VI - Federal Register 

Notices FR Notice

1997-07-18 PM-2.5 NAAQS 

Final Rule (62 FR 38652).pdf

"National Ambient Air Quality Standards for Particulate Matter," July 18, 

1997.

5 V - Other Documents Memo

2006-08-15 Interstate 

Transport Guidance Bill 

Harnett.pdf

Memorandum from William T. Harnett, Air Quality Policy Division, EPA Office 

of Air Quality Planning and Standards, “Guidance for State Implementation 

Plan (SIP) Submission to Meet Current Outstanding Obligations Under Section 

110(a)(2)(D)(i) for the 8-hour ozone and PM2.5 National Ambient Air Quality 

Standards,” August 15, 2006.

6

VI - Federal Register 

Notices FR Notice

1998-10-27 NOx SIP Call (63 FR 

57356).pdf

Finding of Significant Contribution and Rulemaking for Certain States in the 

Ozone Transport Assessment Group Region for Purposes of Reducing 

Regional Transport of Ozone," October 27, 1998.

7

VI - Federal Register 

Notices FR Notice

2004-01-30 CAIR Proposal 

Preamble (69 FR 4556).pdf

"Rule To Reduce Interstate Transport of Fine Particulate Matter and Ozone 

(Interstate Air Quality Rule)," January 30, 2004.

8

VI - Federal Register 

Notices FR Notice

2005-05-12 CAIR Final Rule (70 

FR 25162).pdf

"Rule To Reduce Interstate Transport of

Fine Particulate Matter and Ozone

(Clean Air Interstate Rule); Revisions

to Acid Rain Program; Revisions to the

NOX SIP Call," May 12, 2005.

9 V - Other Documents Court Document

2000-03-03 Michigan vs EPA 

NOx SIP Call Upheld (DC Circuit 

98-1497).pdf

Michigan v. EPA, 213 F.3d 663 (D.C. Cir. 2000), cert denied, 532 U.S. 904 

(2001). 

10 V - Other Documents Court Document

2008-12-23 NC v EPA - CAIR 

Remand Order (DC Circuit 05-

1244).pdf North Carolina v. EPA, 531 F.3d 896, 907 -09 (D.C. Cir. 2008).

11

VI - Federal Register 

Notices FR Notice

2005-04-25 Findings of Failure 

to Submit Transport SIPs (70 FR 

21147).pdf

"Finding of Failure To Submit Section 110 State Implementation Plans for 

Interstate Transport for the National Ambient Air Quality Standards for 8-

Hour Ozone and PM 2.5," April 25, 2005.
Order* Category Document Type Electronic Filename Document Title/Reference

12

VI - Federal Register 

Notices FR Notice

2010-08-02 Proposed 

Transport Rule with bookmarks 

(75 FR 45210).pdf

"Federal Implementation Plans To Reduce Interstate Transport of Fine 

Particulate Matter and Ozone," August 2, 2010.

13

VI - Federal Register 

Notices Memo

2010-08-23 Modeling Memo - 

Western PM-2.5 Ozone 

Monitoring.pdf

Memorandum from Brian Timin, EPA Office of Air Quality Planning and 

Standards, “Documentation of Future Year Ozone and Annual PM2.5 Design 

Values for Monitors in Western States,” August 23, 2010

14

IV - SIP Submittal and 

Related Documents Letter

2011-01-26 ARB Letter (Ito to 

Hanf) re CA Transport SIP.pdf

Letter from Douglas Ito, Chief, Air Quality and Transportation Planning 

Branch, CARB to Lisa Hanf, Chief, Air Planning Office, EPA Region 9, January 

26, 2011.

15

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-11-16 CARB Submittal 

letter (Goldstene to Nastri).pdf

2007 State Strategy – Transmittal letter dated November 16, 2007, from 

James N. Goldstene, Executive Officer, CARB, to Wayne Nastri, Regional 

Administrator, EPA Region 9. 

16

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-04-26 CARB State Strategy 

Cover and Table of Contents.pdf

2007 State Strategy – “Air Resources Board’s Proposed Strategy for 

California’s 2007 State Implementation Plan,” Cover and Table of Contents, 

dated April 26, 2007.

16.1

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-04-26 CARB State Strategy 

Executive Summary.pdf

2007 State Strategy – “Air Resources Board’s Proposed Strategy for 

California’s 2007 State Implementation Plan,” Executive Summary, dated 

April 26, 2007.

16.2

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-04-26 CARB State Strategy 

Chapters 1-3.pdf

2007 State Strategy – “Air Resources Board’s Proposed Strategy for 

California’s 2007 State Implementation Plan,” Chapters 1-3, dated April 26, 

2007.

16.3

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-04-26 CARB State Strategy 

Chapter 4.pdf

2007 State Strategy – “Air Resources Board’s Proposed Strategy for 

California’s 2007 State Implementation Plan,” Chapter 4, dated April 26, 2007.

16.4

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-04-26 CARB State Strategy 

Chapter 5.pdf

2007 State Strategy – “Air Resources Board’s Proposed Strategy for 

California’s 2007 State Implementation Plan,” Chapter 5, dated April 26, 2007.

16.5

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-04-26 CARB State Strategy 

Appendix C - Transport SIP.pdf

2007 State Strategy – Appendix C of State Strategy for California’s 2007 State 

Implementation Plan (2007 Transport SIP). 

17

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-11-16 CARB Executive 

Order 07-002.pdf 2007 State Strategy – November 16, 2007 Executive Order S-07-002.

18

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-09-27 CARB Resolution 

07-28.pdf

2007 State Strategy – State of California, Air Resources Board, Resolution No. 

07–28, dated September 27, 2007.

18.1

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-09-27 CARB Resolution 

07-28 Attachment A Technical 

Modifications.pdf

2007 State Strategy – Attachment A to Resolution No. 07-28, “Technical and 

Clarifying Modifications to April 26, 2007 Revised Draft Air Resources Board’s 

Proposed State Strategy for California’s 2007 State Implementation Plan and 

May 7, 2007 Revised Draft Appendices A through G.” 
Order* Category Document Type Electronic Filename Document Title/Reference

19

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-05-07 CARB Notice of 

public hearing.pdf

2007 State Strategy – May 7, 2007 Notice of Public Hearing for Board Meeting 

on June 21-22, 2007.

20

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-06-21 CARB State Strategy 

board hearing transcript.pdf 2007 State Strategy – Transcript of June 21, 2007 Board Hearing.

21

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-06-22 CARB State Strategy 

board hearing transcript.pdf 2007 State Strategy – Transcript of June 22, 2007 Board Hearing.

22

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-07-19 CARB Notice of 

continuation of public 

hearing.pdf

2007 State Strategy – July 19, 2007 Notice of Continuation of Public Hearing 

for Board Meeting on September 27, 2007.

23

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-09-27 CARB Board 

Meeting Agenda.pdf 2007 State Strategy – Agenda for September 27, 2007 Board Hearing.

24

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-09-27 CARB State Strategy 

board hearing transcript.pdf 2007 State Strategy – Transcript of September 27, 2007 Board Hearing.

25

IV - SIP Submittal and 

Related Documents SIP Submittal

2007-11-16 CARB State Strategy 

Board Meeting Comments 

Log.pdf 2007 State Strategy – Board Meeting Comments Log.

26 V - Other Documents TSD

CA Transport SIP Prong 1-2 

Technical Support Document 

[FINAL].pdf

Technical Support Document, California 2007 Transport SIP, Evaluation of 

Significant Contribution to Nonattainment and Interference with Maintenance 

for the 1997 8-hour Ozone NAAQS, U.S. EPA Region 9, February 25, 2011.

27 V - Other Documents Other

2007-04-27 Appendix G DallasFt Worth Ozone Conceptual 

Model.pdf

"Appendix G, DFW Nonattainment Area Ozone Conceptual Model," by Texas 

Commission on Environmental Quality, April 27, 2007.

28 V - Other Documents Other

2009-05-19 Draft HoustonGalveston-Brazoria Ozone 

Conceptual Model.pdf

"Draft Houston-Galveston-Brazoria Nonattainment Area Ozone 

Nonattainment Conceptual Model," by Texas Commission on Environmental 

Quality, May 19, 2009.

29

VI - Federal Register 

Notices FR Notice

2010-09-17 Proposed Approval 

Prong 2 Colorado (75 FR 

56935).pdf

"Approval and Promulgation of State Implementation Plans; State of 

Colorado; Interstate Transport of Pollution Revisions for the 1997 8-hour 

Ozone NAAQS: ‘‘Interference With Maintenance’’ Requirement," September 

17, 2010.

30 V - Other Documents TSD

2010-09-17 EPA Back 

Trajectories for Maintenance 

Receptors in CA TX.pdf

"APPENDIX A, Back Trajectories, Texas and California Maintenance-Only 

Monitors, 2005-2006, 1997 Ozone NAAQS Exceedance Days," U.S. EPA Region 

8.

31

VI - Federal Register 

Notices FR Notice

2004-04-30 Ozone Designations 

Final Rule (69 FR 23858).pdf

"Air Quality Designations and Classifications for the 8-Hour Ozone National 

Ambient Air Quality Standards; Early Action Compact Areas With Deferred 

Effective Dates," April 30, 2004.
Order* Category Document Type Electronic Filename Document Title/Reference

32 V - Other Documents Other

2011-01-14 AQS Report (2007-

2009 preliminary design values 

AZ NV OR MT).pdf

U.S. EPA AQS, “Preliminary Design Value Report,” 2007-2009, for Arizona, 

Montana, Nevada, and Oregon.

33 V - Other Documents TSD

2005-01-05 PM-2.5 

designations - TSD for R8 NAA 

(inc. Libby, MT).pdf

Technical Support for State and Tribal Air Quality Fine Particle (PM2.5) 

Designations, “EPA 9-Factor Analyses for Montana for the Designation of 

PM2.5 Nonattainment Areas,” Chapter 6.8.1, December 17, 2004.

34

VI - Federal Register 

Notices FR Notice

2005-01-05 PM-2.5 

Designations for 1997 NAAQS 

(70 FR 944).pdf

"Air Quality Designations and Classifications for the Fine Particles (PM2.5) 

National Ambient Air Quality Standards," January 5, 2005.

35

VI - Federal Register 

Notices FR Notice

2011-02-03 PM-2.5 

designations Pinal County 2006 

NAAQS (76 FR 6056).pdf

"Additional Air Quality Designations for the 2006 24-Hour Fine Particle 

National Ambient Air Quality Standards, 110(k)(6) Correction and Technical

Correction Related to Prior Designation, and Decisions Related to the 1997 Air 

Quality Designations and Classifications for the Annual Fine Particles National 

Ambient Air Quality Standards," February 3, 2011.

36 V - Other Documents TSD

2010-04-26 TSD Cowtown 

Monitor in Pinal County-AZ 

(annual PM2.5 NAAQS).pdf

"Technical Support Document for Determination that

the Cowtown Monitor is Ineligible for Comparison with

the Annual PM2.5 NAAQS," U.S. EPA Region 9, April 26, 2010.

37 V - Other Documents Other

1984 EPA Policy Admin of Env 

Programs Indian 

Reservations.pdf

"EPA Policy for the Administration of Environmental Programs on Indian 

Reservations," November 8, 1984.

38 VI - Federal Register Notices FR Notice

2000-11-06 EO 13175 Tribal 

Input (65 FR 67249).pdf

Executive Order 13175, "Consultation and Coordination with Indian Tribal 

Governments," November 6, 2000.

39 V - Other Documents Court Document

2010-02-23 WildEarth T-SIP 

consent decree (ENV_DEFENSE-

#460960-v1) 4.09-CV-02453-

CW.pdf

WildEarth Guardians v. U.S. EPA (Case No. 4:09-CV-02453-CW), Consent 

Decree ordered February 23, 2010. Note: FRN indicates "dated November 10, 

2009," which was the date upon which an 18-month deadline (May 10, 2011) 

was based.

40 VI - Federal Register Notices FR Notice

2010-05-05 Reclassification 4 

Ozone Areas CA final rule (75 

FR 24409).pdf

"Designation of Areas for Air Quality Planning Purposes; California; San 

Joaquin Valley, South Coast Air Basin, Coachella Valley, and Sacramento Metro 

8-Hour Ozone Nonattainment Areas; Reclassification," May 5, 2010.

41 VI - Federal Register Notices FR Notice

2010-12-15 Proposed policy on 

tribal consultation (75 FR 

78199).pdf

"Proposed Final Policy on Consultation and Coordination With Indian Tribes," 

December 15, 2010.

42 VI - Federal Register Notices FR Notice

2011-01-07 NODA Proposed 

Transport Rule allocations 

methodology (76 FR 1109).pdf

"Notice of Data Availability for Federal Implementation Plans To Reduce 

Interstate Transport of Fine Particulate Matter and Ozone: Request for 

Comment on Alternative Allocations, Calculation of Assurance Provision 

Allowance Surrender Requirements, New-Unit Allocations in Indian Country, 

and Allocations by States," January 7, 2011.

43 V - Other Documents Other

2011-05-04 EPA Policy Consult 

Coord With Indian Tribes.pdf

EPA Policy on Consultation and Coordination with Indian Tribes," May 4, 

2010.
Order* Category Document Type Electronic Filename Document Title/Reference

44 V - Other Documents Other

2011-05-06 AQS Quick Look 

Report (ID TT-582-1016) 

Morongo Ozone.pdf

U.S. EPA AQS, Quick Look Report for 8-hour ozone, Site ID TT-582-1016 (2003-

2011). Report run on May 6, 2010.

45 V - Other Documents Other

2011-05-06 AQS Quick Look 

Report (ID TT-586-0009) 

Pechanga Ozone PM2.5.pdf

U.S. EPA AQS, Quick Look Report for 8-hour ozone and PM2.5, Site ID TT-586-

0009 (2003-2011). Report run on May 6, 2010.

46 I - Final Rule Notice (pre-pub)

CA Transport SIP (prongs 1-2) 

FRM 5-10-2011 (prepublication w reg txt) FINAL.pdf

"Approval and Promulgation of Implementation Plans; State of California; 

Interstate Transport of Pollution; Significant Contribution to Nonattainment 

and Interference with Maintenance Requirements," May 10, 2011.

47 O - Index Index

CA Transport SIP (prongs 1+2) 

Docket Index (Final Rule).xls

EPA Region 9, Index to Docket EPA-R09-OQR-2011-0046 (incorporating new 

documents referenced in the final rule.)

* Note: The "Order" column does not reflect Document ID numbers, which are automatically assigned when the docket is posted to www.regulations.gov.